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WORK SAFETY BILL 2008
2008
THE
LEGISLATIVE ASSEMBLY FOR THE
AUSTRALIAN CAPITAL
TERRITORY
WORK SAFETY BILL
2008
EXPLANATORY
STATEMENT
Presented by
Andrew Barr MLA
Minister
for Industrial Relations
OVERVIEW
The Work Safety Bill 2008 (the Bill) will wholly replace the
Occupational Health and Safety Act 1989 (the OHS Act) with a modern set
of work safety laws that reflect the realities of working and doing business in
the Territory.
Almost twenty years ago the first Assembly enacted the
Occupational Health and Safety Act 1989. While this early achievement
has served the Territory well, it has become outdated. There is an urgent need
to replace the ACT’s occupational health and safety (OHS) legislation to
address contemporary changes to work and employment arrangements and to address
emerging risks such as occupational violence, bullying, stress and
fatigue.
The Work Safety Bill 2008 addresses the deficiencies in the
current Act and presents a modern regime intent on securing work safety for
all workers. Every Canberra worker must feel confident they can go to
work and come home safe and sound at the end of the day. At the same time, the
duties must not hamper business but encourage organisations to consider work
safety alongside other business risks.
The development of the Work Safety
Bill 2008 has been an extensive process. Commencing in September 2005, the
Occupational Health and Safety Council (OHS Council), at the request of the
(then) Minister for Industrial Relations, undertook a review of the scope and
structure of the Occupational Health and Safety Act 1989 (the OHS Act).
The OHS Council is a tripartite body, which consists of representatives from
employee groups, employer groups and individuals.
The OHS Council made a
wide range of recommendations relating to the OHS Act, including the repeal of
the existing OHS Act and the development of new legislation.
This Bill is delivered at a time when all Governments across Australia have
committed to work cooperatively to harmonise Occupational Health and safety
laws. In February 2008, the Workplace Relations Ministers’ Council agreed
that the development of model legislation is the most effective way to achieve
harmonisation of OHS laws. The Council of Australian Governments (COAG) has
since signed an intergovernmental agreement for Occupational Health and Safety
reform which formalises the commitment of the Commonwealth, States and
Territories to adopting model OHS laws.
The ACT Government is strongly committed to this work. However, the
current ACT legislation needs to be replaced now. Even though COAG has agreed
to an accelerated implementation timetable for national uniformity of OHS laws,
the timeframe is very optimistic. It is possible that the model legislation
will be delayed beyond 2011, despite the best intentions of all parties. With
the commitment to harmonisation in mind, the Bill reflects national work on
harmonisation to date and will see the Territory better placed to implement the
model national legislation when the time comes.
On 6 June 2008 an exposure draft of the Work Safety Bill 2008 was released
for six weeks consultation with the Canberra community. A number of factors
guided the development of the exposure draft including:
);
§ national
work to date (through the Australian Safety and Compensation Council and the
Council of Australian Governments) to harmonise and develop nationally
consistent OHS principles (
www.ascc.gov.au/ascc/HealthSafety/OHSstrategy/
); and
§ the new governance arrangements for the
delivery of OHS regulatory functions through the Office of Regulatory
Services.
The submissions received during the exposure draft consultation
have informed the final Bill. The following is an overview of the key changes
in the Bill.
Safety duties, scope and
coverage
§ Coverage: The Bill extends the
scope and coverage of ACT’s OHS laws to better capture contemporary work
arrangements that go beyond the bounds of the traditional employment
relationship. This includes coverage of all people who have a worker-like
relationship, by replacing the outdated concept of ‘employee’ with a
broad definition of ‘worker’ which includes employees, independent
contractors, outworkers, apprentices, trainees and volunteers who work in
employment-like settings. Visitors to the workplace will also be
covered.
§ Expanded safety duties: The safety
duties are extended and clarified to ensure responsibility attaches to those who
control the generation of risks and who are in a position to eliminate or
minimise the risks. Duty holders are only responsible for matters over which
they have control, and that duty holders only owe a duty to the extent of that
control. The intended effect is that there will be no gaps in the coverage of
safety duties but that responsibility is not assigned to anybody in a way that
is disproportionate to their actual level of control.
The principal duty
holder is a “person conducting a business or undertaking”. This
includes employers, principals, head contractors and franchisees. Additional
upstream duty holders such as building designers, designers, manufacturers,
importers and suppliers of products used in the course of work are also
covered.
§ Risk management principles and
systematic safety management requirements: Risk management principles have
been integrated into the Bill. These principles require duty holders to
eliminate or reduce risk as far as reasonably practicable, and to afford the
highest level of protection that is appropriate for matters within their
control. Priority is also afforded to the elimination of hazards and control of
risk at the source through safe design of workplaces, systems and items used for
work.
Worker Consultation
§ The Bill places a general duty on all
employers (broadly defined) to consult all workers on matters that may affect
their health and safety. The duty to consult is based on a recognition and
growing body of international evidence which demonstrates that worker input and
participation improves decision-making about work safety matters. The duty to
consult will apply to all employers regardless of the number of workers they
have.
§ The legislation departs from an emphasis
on the process of consultation to provide guidance on what meaningful
consultation is and when employers should consult, as well as how
employers can consult.
§ The Bill provides choice and flexibility
regarding how consultation can occur to enable an employer and their workers to
adopt the consultative arrangement which they believe will best ensure effective
and meaningful consultation without being too onerous on the
business.
§ Within the flexible framework, the Bill
allows for use of the traditional workplace consultative tools such as the use
of a health and safety committees (HSC) and/or a health and safety
representatives (HSR), with provisions in relation to operation of HSRs and HSCs
in regulations rather than primary legislation given their new status. However,
the Bill will also allow organisations to instead adopt any other arrangements
where the employer and the workers agree on a consultative
framework.
§ Information will be provided to industry,
through codes of practice or other guidance material, on:
− their roles
and obligations under the new worker consultation arrangements;
− tools
to assist industry implement and maintain meaningful consultation;
− a
generic (optional) consultation policy for small business;
− a generic
(optional) consultation policy for medium/large business; and
− the
benefits of consultation and case studies highlighting how various employers
undertake consultation.
Other
matters
§ Private prosecution of offences: An
express right of private prosecution for unions and employer organisations along
the lines of the common law position is proposed that:
a. enables a
prosecution to be commenced with the written consent of the secretary of a
registered union or the chief executive of a registered employer orgainsation;
b. extends the authority to prosecute safety duty offences in the Bill (with
the ability to proscribe other offences – this will not include the
industrial manslaughter offences in the Crimes Act 1900); and
c. reserves the right of the Director of Public Prosecutions to intervene
and take over or discontinue a private prosecution at any time.
§ Payment of Penalties: While not
specifically stated in the Bill, it is intended that an amount equivalent to
penalties awarded under the work safety legislation will be dedicated to promote
better work safety practices.
§ Enforcement and Compliance –
General: The Bill proposes updated provisions to reflect contemporary work
practices and arrangements captured by the new legislation. The Bill enables
the production of documents or information held at locations other than those on
which an alleged offence occurred (necessary in multi-site work arrangements
such as those in the construction industry and franchisor and franchisee
arrangements).
§ Enforcement and Compliance – the
Public Sector: The Bill strengthens the Public Sector enforcement and
compliance provisions. While prosecution is not appropriate, all other
enforcement and compliance tools (such as prohibition notices and improvement
notices) will be used. The compliance focus will be on rectifying the situation
quickly, then to ‘name and shame’ those agencies who fail to comply.
The Bill will toughen reporting requirements and introduce appropriate review
mechanisms.
§ Information Sharing: The Bill
facilitates the reasonable exchange of information obtained by inspectors with
other law enforcement agencies for the purpose of ensuring worker or public
safety.
§ Notification of Events/ Preservation of
Site: The Bill streamlines the requirements for the notification of
accidents and events and ensures the preservation of sites following serious
events or accidents.
§ Review Mechanism: The specialist
Review Authority (which has never been convened) will be replaced with a two
tiered review mechanism, with the relevant chief executive as per the
ACT’s Administrative Arrangements or Minister as the initial reviewer and
the Civil and Administrative Tribunal fulfilling the function of the external
reviewer (the Civil and Administrative Tribunal will replace the Administrative
Appeals Tribunal in 2009).
§ Codes of Practice: The Bill gives
Codes of Practice formal evidentiary status. This will enable courts to
consider compliance with a code in order to establish whether a safety duty has
been met.
§ Right to Refuse Dangerous Work: The
Bill grants workers a specific right to refuse work where they reasonably
believe that there is a significant risk to their health or
safety.
§ Corporate Officer Liability: The
Bill takes a balanced approach in adopting provisions that make directors and
senior officers liable whee a corporation has been found to have breached the
legislation. Unlike the NSW OHS legislation, for liability to attach to
individual officers the prosecution must prove that the officer was reckless as
to whether the breach would occur; was in a position to influence the conduct of
the corporation; and failed to take reasonable steps to influence the conduct of
the corporation.
§ Work Safety Council and Work Safety
Commissioner: The Bill largely reproduces the current provisions with
modifications necessary to address the revised scope and structure of the Bill,
mostly by replacing references to ‘OHS’ with ‘work
safety’.
Strict liability offences
The Bill has strict
liability offences in clauses 30, 31, 32, 33, 34, 39, 41, 47, 48, 53, 55, 70,
72, 88, 89, 121, 122, 128, 135, 138, 144, 150, 159 and 181. The offences
incorporating strict liability elements have been carefully considered during
the Bill’s development. The strict liability offences arise in a
regulatory context where for reasons such as public safety, the public interest
in ensuring that regulatory schemes are observed, requires the sanction of
criminal penalties.
In particular, where a defendant can reasonably be
expected, because of his or her professional involvement, to know what the
requirements of the law are, the mental, or fault, element can justifiably be
excluded. The rationale is that people who owe work safety duties such as
employers, persons in control of aspects of work and designers and manufacturers
of work structures and products, as opposed to members of the general public,
can be expected to be aware of their duties and obligations to workers and the
wider public.
Unless some knowledge or intention ought to be required
to commit a particular offence (in which case a specific defence is provided),
the defendant's frame of mind at the time of committing the strict liability
offences is irrelevant. The penalties for offences cast in these terms are
lower than for those requiring proof of fault.
Notes on
Clauses
PART 1 PRELIMINARY
Part 1 sets out the preliminary matters for the Bill, it contains
provisions that are standard across all ACT legislation.
Clause 1 -
Name of Act
This clause provides that the name of the proposed
legislation is the Work Safety Act 2008.
Clause
2 - Commencement
This clause provides that the legislation will
commence on 1 July 2009 or a later date fixed by the Minister by written notice
before 1 July 2009. The latest that the legislation will commence is 18 months
after notification.
Clause 3 - Dictionary
This clause
establishes that the dictionary at the end of the Bill is part of the
Bill.
Clause 4 - Notes
This clause establishes that notes
in the Bill are explanatory and not part of the Bill.
Clause 5 -
Offences against Act—application of Criminal Code etc
This
clause establishes that legislation applies in relation to offences against this
Bill.
PART 2 OPERATION OF ACT
Division 2.1 Objects and important concepts
Division
2.1 sets out the objects, principles and important concepts for the Bill.
Clause 6 - Objects of Act
This clause sets out the
objects of the Bill. The objects serve to describe the aims of the legislation
for the Courts to take into account when interpreting the provisions. Subclause
6(1) sets out the six general objects for the legislation and subclause 6(2)
sets out a general principle for how the legislation should be implemented and
understood.
Clause 7 - Meaning of work safety
This
clause defines work safety for the purpose of the Bill. This is a
central term that underlines the operation of the Bill. Work safety means the
health, safety and wellbeing of people in relation to work. Consistent with the
Occupational Health and Safety Act 1989 (OHS Act) it includes the
physical and psychological wellbeing of workers. This allows for the Bill to
provide coverage for new and emerging risks such as occupational violence and
bullying, stress and fatigue. The term ‘work safety’ is a
contemporary phrase that reflects the expanded coverage of the Bill.
Clause 8 - Meaning of risk
This clause defines
risk for the purpose of the Bill.
The purpose of the Bill is to
secure and promote work safety by the appropriate management of risk.
Underpinning the work safety duties in Part 3 is the requirement for the duty
holders to ensure work safety by managing risk.
Risk takes on its
ordinary meaning of ‘exposure to the chance of injury or loss’.
Risk can arise in two ways: the first is in how work is done, for example, an
unsafe work practice or system; and the second is an act of omission, for
example, non-provision of personal protective equipment, or lack of
consultation.
Risk to health includes injury, illness or death.
Risk to safety includes a danger or hazard.
Risk to
wellbeing includes undue stress, anxiety or discomfort.
Two
examples are provided in the legislation in relation to risk. The first focuses
on risk in relation to wellbeing and the second is in relation to health and
safety.
Clause 9 - Meaning of worker
This
clause defines worker for the purpose of the Bill as ‘an individual
who carries out work in relation to a business or undertaking, whether for
reward or otherwise, under an arrangement with the person conducting the
business or undertaking’.
The meaning of worker is central to the
Bill as is one of the main devices through which the legislation achieves its
broadened coverage, scope and application.
Currently, in general terms
the OHS Act applies to employees. Contractors and other workers who are not
employees are only captured as third parties at or near a workplace. In
contrast, the Bill applies more even coverage to all types of workers.
It
does not matter whether the individual gets paid for the work and as such
includes volunteers. However, the definition intends only to capture those
categories of volunteers who work in an employment–type
setting.
For the Bill to apply the individual must carry out work under
an arrangement with the person conducting the business or undertaking (note
business or undertaking is defined in clause 11). The arrangement might consist
of a written or oral contract. It is not sufficient that a person merely
performs work for the legislation to apply to them in their capacity as a
worker. There must be a mutual arrangement in place for the individual to carry
out the work. For example, people who form a group to participate in
‘Clean-up Australia Day’ are unlikely to be workers for the purposes
of the legislation because they are not working for someone. However, a
volunteer who answers phones for a telephone counselling service, who is
rostered regularly and receives training on how to perform this task is likely
to fall within the Bill’s definition of worker.
Unlike the current
OHS Act, the Bill does not propose any discretion for the Minister to exempt any
category of workers under the legislation.
Examples of workers are
provided in the legislation and include: employees, independent contractors,
outworkers, person doing a work experience placement and
volunteers.
Clause 10 - Meaning of employer
This
clause defines employer for the purpose of the Bill to include ‘a
person who engages the worker to carry out work in the person’s business
or undertaking’.
The definition is relevant to workplace
arrangements (Part 4)and will used in the regulations. The meaning of employer
in the Bill is broader than the common law meaning of employer which is a person
who engages an individual under a contract of service. An employer includes a
person who engages any worker (defined in clause 9) to carry out work in the
person’s business or undertaking. Employer would include an employer in
relation to an employee; a principal in relation to a contractor; a head
contractor in relation to a subcontractor and a person who engages a volunteer
or work experience student to carry out work.
Two examples in relation to
employer are provided in the legislation: a principal contractor is an employer
of a subcontractor and a host organisation is an employer of a labour hire
worker.
Clause 11 - Meaning of business or undertaking
This clause defines business or undertaking for the
purpose of the Bill to include ‘a not-for-profit business; and an activity
conducted by a local, state or territory government’. This is to convey
that ‘business or undertaking’ should be interpreted expansively.
The term appears in the principal safety duty in clause 21 that applies
to a person conducting a business or undertaking and is also used throughout the
Bill. People conducting a business or undertaking would include employers, the
self-employed, principal contractors, sub-contractors, franchisors and
principals of labour-hire firms.
Clause 12 - Meaning of workplace
This clause defines workplace for the purpose of the Bill
as ‘a place where work is, has been, or is to be, carried out by or for
someone conducting a business or undertaking’. This means that a
reference to a workplace in the legislation can be to a past, present or planned
future workplace.
Clause 13 - Meaning of person in control
This clause defines person in control in terms of
premises, of plant and systems and for design, manufacture, import or supply of
plant and systems. The definitions are relevant to the work safety duties
contained in Part 3 and will also be used in the regulations.
The
definition gives effect to an important principle underpinning the duties in the
legislation, which is that responsibility should lie with those who control the
generation of risks—through initiating and/or managing
activities—and who are therefore in a position to eliminate or minimise
risks. The responsibilities of duty holders are tied to matters over which they
have control, and are owed to the extent that they have control.
Clause 14 – Meaning of manages risk
This clause specifies how a duty holder manages risk, which is by taking
reasonably practicable steps:
§ to
identify risks;
§ to
eliminate risks;
§ if it is
not reasonably practicable to eliminate risks, to minimise those risks so far as
is reasonably practicable, and
§ to inform other duty holders about
possible risks.
Duty holders must provide the highest level of protection
that is reasonably practicable. Priority is to be given to the elimination of
hazards and control of risks at the source through safe design of workplaces,
systems and items used for work.
Risks to work safety should be
eliminated or, if it is not reasonably practicable to do so, people must
implement a systematic hierarchy-of-control approach to minimise as far as
reasonably practicable the risks to health and safety. Subclause 14(2) sets out
steps in the hierarchy of control to minimise risks, and mandates the order in
which the steps should be followed until the risk is reduced as far as
reasonably practicable.
Clause 15 - Meaning of reasonably
practicable steps
Clause 15 provides meaning and guidance about what are ‘reasonably
practicable steps’ to eliminate or minimise a risk. To determine what is
(or was at a particular time) reasonably practicable in relation to managing
risk, the following considerations apply:
§ the
seriousness of the risk which would includes the likelihood of the risk
eventuating and the degree of injury or loss that would result;
§ any ways
of eliminating or reducing the risk;
§ what the
person concerned knows, or ought reasonably to know, about the hazard or risk
and ways of eliminating or minimising the risk;
§ the
availability and suitability of ways to eliminate or reduce the hazard or risk,
and
§ the
cost (includes burdens and disadvantages such as time spent and inconvenience)
of eliminating or reducing the hazard or risk.
A regulation may also
prescribe what are, or are not, reasonably practicable steps to eliminate or
minimise a risk.
Division 2.2 Complying with
Act
Division 2.2 sets out some important principles for complying
with the legislation.
Clause 16 - Person may have more than 1 duty
under Act
This clause provides that a
person may have more than one duty.
The
following example is included in the legislation: a manufacturer must comply
with the duty to ensure a safe workplace (see clause 21 Duty—safe conduct
of business or undertaking) and with the manufacturer’s duties (see clause
25 Duties-person in control of manufacture).
Clause 17 - Person
not relieved of duty because someone else also has same duty
The
clause provides that a person is not relieved of a duty because someone else has
the same duty. Each person must comply with their duties whether or not someone
else may also be required to comply with the duty.
Where more than one person has a duty for a matter, then each
person:
§ retains
responsibility for the duty in relation to the matter;
§ must
discharge the duty to the extent the matter is within their control,
and
§ must
consult and cooperate with all other persons who have a duty for the matter, to
the extent that it does not limit their ability to discharge their own
duty.
However if one person performs the whole duty, all
comply.
The following example is included: both
an employer and a building owner have a duty to provide a safe work environment
for the workers in a particular building. If the air conditioning breaks down
and is fixed by the building owner, the duty has been complied with. There is
no requirement for the employer to take further action.
Clause
18 - Codes of practice
This clause provides for the approval of
codes of practice. Codes of practice provide practical guidance for the
legislation
This clause provides that the
Minister may, in writing, after consulting with the Work Safety Council, approve
a code of practice for providing practical guidance under the
legislation.
An approved code of practice
may consist of a code, standard, rule, specification or provision relating to
work safety and may apply, adopt or incorporate a law or instrument, or a
provision of a law or instrument, as in force from time to
time.
A code of practice approved under
this clause is a disallowable instrument.
Clause 19 - Approved
code of practice may be considered
This
clause provides that in deciding whether a person has complied with a duty, a
decision maker may consider whether a person has complied with an approved code
of practice in relation to the duty. This means that while codes of
practice do not have the same force of law as legislation or regulations,
following a relevant code in relation to a risk or hazard will have persuasive
value in considering whether a duty has been fulfilled.
Clause 20 -
Relationship of regulations to approved codes of practice
This clause clarifies the
relationship of regulations to approved codes of practice.
An approved code of practice has no effect to the
extent that it is inconsistent with a regulation. However, an approved code of
practice is taken to be consistent with a regulation to the extent that it can
operate concurrently with the regulation.
PART 3 WORK SAFETY DUTIES
Division 3.1 Duties to manage risk
Division 3.1
specifies the work safety duties for the Bill. Many features of these
provisions appear in other jurisdictions’ legislation. Generally the
provisions outline who is a duty holder, what is the duty owed and how to comply
with the duty. The Bill has been developed with a view to ensure that a duty is
placed on everyone who has an influence on work safety including designers,
manufacturers, importers and suppliers of plant, work systems and buildings
intended to be used as workplaces.
The duties have been drafted to ensure
responsibility attaches to those who control the generation of risks and who are
in a position to eliminate or minimise risks. This is intended to ensure that
duty holders are only responsible for matters over which they have control, and
that duty holders only owe a duty to the extent of that control. The intended
effect is that there are no gaps in the coverage of safety duties and that
responsibility is not assigned to anybody in a way that is disproportionate to
their actual level of control.
The Bill intends that the general duties
of care are tied to the conduct of work wherever it occurs and are not limited
to the confines of an actual ‘workplace’. Likewise, the concept of
business or undertaking is intended to capture all activities that are
carried out in the course of conducting a business or enterprise. Again the
concept is not confined to the physical boundary of a
‘workplace’.
Clause 21 – Duty-safe conduct of
business or undertaking
This clause sets out the principal work
safety duty. The duty applies to a person conducting a business or undertaking.
This includes employers, self-employed, municipal corporations, subcontractors
and franchisors.
The person has a duty to ensure work safety by managing
risk. The duty holder manages risk by taking reasonably practicable steps to
eliminate risks, or if it is not reasonably practicable to eliminate risks, to
reduce those risks so far as is reasonably practicable by implementing a
systematic hierarchy-of-control approach to risk management.
For example,
a person operating a supermarket has a duty to ensure the health, safety and
wellbeing of all of its workers by taking reasonably practicable steps to manage
risk. This may involve developing a work safety policy and identifying and
addressing risks such as manual handling and slips, trips and
falls.
Subclause 21(3) outlines the matters a person must do in order to
satisfy the safety duty. The list is not exhaustive. Further guidance will be
provided through regulations, codes of practice and other guidance
materials.
Clause 22 – Duty-person in control of
premises
This clause sets out the safety duty for a person in control
of premises. A person in control of premises is defined in clause 13 to mean
anyone who has control of the premises, including anyone with authority to make
decisions about the management of the premises. Premises is defined very
broadly in the Dictionary to include the whole or part
of:
§ a
structure, building, aircraft, vehicle or vessel;
or
§ a
place (whether enclosed or built on or not).
The person has a duty to
ensure work safety in relation to the premises by managing risk. The duty
holder manages risk by taking reasonably practicable steps to eliminate risks,
or if it is not reasonably practicable to eliminate risks, to reduce those risks
so far as is reasonably practicable by implementing a systematic
hierarchy-of-control approach to risk management.
For example, the owner
of a shopping mall has a duty to ensure the health, safety and wellbeing of
workers and patrons at the mall by taking reasonably practicable steps to manage
risk. This would involve ensuring safe entry and exit routes within the
complex. Concurrently, the person in control of an individual store premises in
the mall has a duty to ensure safe entry and exit routes for those parts of the
premises that they have control, for example, entry into the staff tearoom and
amenities.
Subclause 22 (3) outlines the matters a person must do in
order to satisfy the safety duty. The list is not exhaustive. Further guidance
will be provided through regulations, codes of practice and other guidance
materials.
Clause 23 – Duty-person in control of plant or
systems etc
This clause sets out the safety duty for a person in
control of plant or system etc. Plant is defined in the Dictionary to include
machinery, equipment or a tool, or a component of, or accessory to machinery,
equipment or a tool. A system is not defined but would take on its ordinary
meaning and include a process, procedure, or method for undertaking
work.
A person in control of plant or a system is defined in clause 13 to
mean anyone who has control of the plant or system or the operation of the plant
or system, including anyone with authority to make decisions about the plant or
system or the operation of the plant or system.
The person has a duty to
ensure work safety in relation to the plant or system by managing risk. The
duty holder manages risk by taking reasonably practicable steps to eliminate
risks, or if it is not reasonably practicable to eliminate risks, to reduce
those risks so far as is reasonably practicable by implementing a systematic
hierarchy-of-control approach to risk management.
For example, a person
operating a mechanic business has a duty to ensure the health, safety and
wellbeing of workers in relation to machines and systems of work over which it
has control. This may involve maintaining equipment in good working order and
repair and having a system for reporting faulty equipment and reviewing this
system.
Another example is where the head franchisor of a hotdog chain
mandates a system for cleaning hotdog machines in each franchise. The head
franchisor has a duty to ensure the health, safety and wellbeing of workers who
carry out the cleaning of the machines. This may involve ensuring the system is
safe, providing guidance and training to those that use it and reviewing the
system’s effectiveness and safety.
Clause 23(3) outlines that the
person’s duty included maintaining the plant or system in a way that is
consistent with work safety.
Clause 24 – Duty-person in control
of design
This clause sets out the safety duty for a person in
control of design. This is the first of the new ‘upstream’ duty
holders reflecting the principle that responsibilities for work safety should
also be allocated ‘upstream’ to those who design, produce and supply
plant, workplaces and systems of work, in order to ensure that the risks
emanating from these products are eliminated or controlled at the
source.
The safety duty applies to a person in control of the design of
plant or a structure that is used or could reasonably be expected to be used at
work, as a workplace or at a workplace. Plant is defined in the Dictionary to
include machinery, equipment or a tool, or a component of, or accessory to
machinery, equipment or a tool. Structure is also defined to include the whole
or part of a building, whether permanent or temporary.
For example, the
designer of a meat slicer has a duty to ensure the health, safety and wellbeing
of workers who might operate the machine by taking all reasonably practicable
steps to manage risk. This may involve ensuring the machine has safety guards
to prevent injury and that guidance on how to safely operate the machine with
the guarding is provided. The designer of an office building also has a duty to
ensure the health, safety and wellbeing of workers and other patrons in relation
to the design. This may involve ensuring the design of the office building
encompasses safe entry and exit, adequate facilities and adequate environmental
controls.
A person in control of the design of plant or a structure is
defined in clause 13 to mean anyone who has control of the design of the plant
or system, including anyone with authority to make decisions about the
design.
The person has a duty to ensure work safety in relation to the
plant or structure by managing risk. The duty holder manages risk by taking
reasonably practicable steps to eliminate risks, or if it is not reasonably
practicable to eliminate risks, to reduce those risks so far as is reasonably
practicable by implementing a systematic hierarchy-of-control approach to risk
management.
Clause 25 – Duty-person in control of
manufacture
This clause sets out the safety duty for a person in
control of manufacture, of plant or a structure that is used or could be
reasonably be expected to be used at work, as a workplace or at a workplace.
Plant is defined in the Dictionary to include machinery, equipment or a tool, or
a component of, or accessory to machinery, equipment or a tool. Structure is
also defined to include the whole or part of a building, whether permanent or
temporary.
A person in control of manufacture is defined in clause 13 to
mean anyone who has control of the manufacture of the plant or structure,
including anyone with authority to make decisions about manufacture.
For
example, the manufacturer of a photocopier has a duty to ensure the health,
safety and wellbeing of workers who might operate the machine by taking all
reasonably practicable steps to manage risk. This may involve ensuring the
photocopier is built to specification and using appropriate
materials.
The person has a duty to ensure work safety in relation to the
plant or structure by managing risk. The duty holder manages risk by taking
reasonably practicable steps to eliminate risks, or if it is not reasonably
practicable to eliminate risks, to reduce those risks so far as is reasonably
practicable by implementing a systematic hierarchy-of-control approach to risk
management.
Clause 25(3) outlines the matters a person must do in order
to satisfy the safety duty. The list is not exhaustive. Further guidance will
be provided through regulations, codes of practice and other guidance
materials.
Clause 26 - Duties-person in control of import and
supply
This clause sets out the safety duty for a person in control
of import and supply of a plant or structure that is used or could be reasonably
be expected to be used at work, as a workplace or at a workplace. Plant is
defined in the Dictionary to include machinery, equipment or a tool, or a
component of, or accessory to machinery, equipment or a tool. Structure is also
defined to include the whole or part of a building, whether permanent or
temporary.
A person in control of import and supply is defined in clause
13 to mean anyone who has control of the import or supply of the plant or
structure, including anyone with authority to make decisions about the import or
supply. Subclause 26 (4) clarifies when a person is not in control of supply
– fore example, when a person only has a financial interest in the item or
has not taken actual possession of the item. This could include an
auctioneer.
An example of where a person has control of import and supply
includes a hire company that supplies compactors to a construction site who has
a duty to ensure the health, safety and wellbeing of workers who might operate a
compactor, or third parties that might be affected by its use, by taking all
reasonably practicable steps to manage risk. This would involve ensuring the
compactor is provided in a safe working condition, complies with Australian safe
design standards and that regular maintenance has been carried out.
The
person has a duty to ensure work safety in relation to the plant or structure by
managing risk. The duty holder manages risk by taking reasonably practicable
steps to eliminate risks, or if it is not reasonably practicable to eliminate
risks, to reduce those risks so far as is reasonably practicable by implementing
a systematic hierarchy-of-control approach to risk management.
Subclause 26(3) outlines the matters a person must do in order to
satisfy the safety duty. The list is not exhaustive. Further guidance will be
provided through regulations, codes of practice and other guidance
materials.
Clause 27 – Duties-worker
This clause
sets out the safety duty for workers. Workers have a duty not to expose
themselves and others at the workplace to risk and to cooperate and obey
instructions regarding work safety.
Clause 28 – Duty-at
workplace
This clause sets out the safety duty for all people at a
workplace. All people at a workplace have a duty not to expose others at the
workplace to risk.
Division 3.2 Work safety risks—failure to
comply with duties
Division 3.2 sets out the offences that apply
for failing to comply with the safety duties in Division 3.
The
prosecution must prove that the person failed to comply with a safety duty and
the relevant fault element (if any) for the breach. In proving to the court
that a person failed to comply with a safety duty, the prosecution must prove
beyond all reasonable doubt that the duty holder failed to ensure work safety by
failing to manage risk. This includes failing to take reasonably practicable
steps to eliminate or, where appropriate, to minimise the risk.
The Bill
does not propose absolute duties and does not reverse the onus of
proof in relation to the safety duty offences.
This division has five
offences. In each offence a person is required to comply with a safety duty.
This is the first element of the offence and attracts absolute liability. As
absolute liability applies to the requirement to comply with a safety duty, the
defence of mistake of fact does not apply to this requirement. Therefore, the
offender’s ignorance about the existence of the duty is not relevant for
the purposes of the offence.
The second element of the offence is that
the person commits an offence if the person fails to comply with the safety
duty. This element is a strict liability offence. The imposition of a fault
element for this element of the offence would be inappropriate as it is
inconsistent with the regulatory context and poses unjustified limitations on
enforcement as the prosecution would need to prove that the person was aware of
the safety duty and intentionally or recklessly failed to comply with the safety
duty. In particular, it would be difficult to prove that a defendant intended
to omit performance of a duty if the defendant was unaware that the duty
existed. In an occupational health and safety context duty holders are expected
to be aware of their duties and obligations to their employees etc. This is a
long-standing principle and is based on reasons of workers and public
safety.
Strict liability is appropriate as it allows for the defence of
reasonable mistake of fact under clause 36 of the Criminal Code. So, for
example, if a person in control of plant checks the temperature gauge on a piece
of machinery to ensure that it is safe and falls within the limits of accepted
industry standards (or any regulations) but the gauge is faulty and the piece of
machinery is showing no signs of overheating etc, the person is not liable for
an offence that may result because there was a reasonable mistake of
fact.
The third element of the offence provides that a person would only
commit an offence if the failure to comply with the safety duty exposes another
person to substantial risk of serious harm or causes serious harm. The
prosecution must prove that the person was either reckless or negligent as to
whether the failure would expose another to substantial risk of serious harm or
cause serious harm. Accordingly, the offences remain as fault element offences.
Offences incorporating elements of strict liability are carefully
considered when developing legislation and generally arise in a regulatory
context where for reasons such as public safety or protection of the public
revenue, the public interest in ensuring that regulatory schemes are observed
requires the sanction of criminal penalties. In particular, where a defendant
can reasonably be expected, because of his or her professional involvement, to
know what the requirements of the law are, the mental, or fault, element can
justifiably be excluded. The rationale in this cause is that duty holders under
the Bill, as opposed to members of the general public, are expected to be aware
of their duties and obligations. The defendant's frame of mind in relation to
the existence of, and compliance with, the safety duty is irrelevant. However,
some knowledge or intention is required in order to justify the level of penalty
for this particular offence. This is provided through the third element of the
offence.
Clause 29 - Meaning of safety duty—div 3.2
This clause provides that in this division
safety duty
means a duty under division 3.1 (Duties to
manage risk).
Clause 30 - Failure to comply with safety
duty—general
This clause provides
that a person commits an offence if the person has a safety duty; and that
person fails to comply with the duty. Failing to comply with the duty is a
strict liability offence.
The maximum
penalty is 100 penalty units.
Clause 31 – Failure to
comply with safety duty – negligent exposure to substantial risk of
serious harm
This clause provides that a person commits an offence if
the person has a safety duty and fails to comply with it and therefore
exposes someone to a substantial risk of serious harm and the person is
negligent about the failure. Failing to comply with the duty is a strict
liability offence.
The maximum penalty is 1000 penalty units, 2 years
imprisonment or both.
Clause 32 - Failure to comply with safety
duty – reckless exposure to substantial risk of serious
harm
This clause provides that a person commits an offence if the
person has a safety duty and fails to comply with it and therefore
exposes someone to a substantial risk of serious harm and the person is
reckless about the failure. Failing to comply with the duty is a strict
liability offence.
The maximum penalty is 1500 penalty units, 5 years
imprisonment or both.
Clause 33 - Failure to comply with safety
duty – negligently cause serious harm
This clause provides that
a person commits an offence if the person has a safety duty and fails to comply
with it and therefore causes serious harm to someone and the person is
negligent about the failure. Failing to comply with the duty is a strict
liability offence.
The maximum penalty is 1500 penalty units, 3 years
imprisonment or both.
Clause 34 - Failure to comply with safety
duty – recklessly cause serious harm
This clause provides that
a person commits an offence if the person has a safety duty and fails to comply
with it and therefore causes serious harm to someone and the person is
reckless about the failure. Failing to comply with the duty is a strict
liability offence.
The maximum penalty is 2000 penalty units, 7 years
imprisonment or both.
Clause 35 - Alternative verdicts for failure to
comply with safety duty
This clause provides for alternative verdicts
if the court is not satisfied beyond reasonable doubt that the defendant
is guilty of the offence before the court but is satisfied beyond
reasonable doubt that the defendant is guilty of an alternative offence under
the legislation
Division 3.3 Work safety risks—serious
events
Clause 36 - Meaning of serious event—div
3.3
This clause defines a serious event as:
a) The death of a
worker or another person;
b) An injury that results in incapacity for work
for a period prescribed by regulation;
c) A serious injury to a person other
than a worker;
d) A dangerous occurrence.
Several examples of serious
injury are given in the legislation including: injury resulting in amputation;
extensive burns; injury resulting in injured person being placed on life
support; loss of consciousness because of exposure to dangerous substance or
electric shock and injury requiring immediate medical treatment.
In order
for a serious event to attach obligations to a business or undertaking under the
legislation, the business or undertaking concerned must have caused the
serious event in some way. It is not enough for the event merely to have
happened at the premises of a business or undertaking.
Clause 37 -
Meaning of dangerous occurrence
This clause defines dangerous
occurrence as 1 or more of the following:
a) an occurrence involving
imminent risk of the death of, or serious injury to, anyone;
b) an occurrence
that endangers or is likely to endanger the work safety of people at a
workplace, including—
i) damage to a boiler, pressure vessel, plant,
equipment or other thing;
ii) damage to, or failure of, a load-bearing member
or control device of a crane, hoist, conveyor, lift, escalator, moving walkway,
plant, scaffolding, gear, amusement device or public stand;
iii) an
uncontrolled fire, uncontrolled explosion or escape of gas, a dangerous
substance or steam;
c) anything else prescribed by
regulation.
The following are included as
examples in the legislation of an occurrence involving imminent risk or death or
serious injury to anyone: major damage to plant, equipment, building or
structure; imminent risk of uncontrolled explosion or uncontrolled fire;
imminent risk of escape of gas, a dangerous substance or steam; entrapment of
person in confined space; collapse of excavation
Clause 38 -
Notice of serious events
This clause sets out that notice must be
given, to the relevant chief executive as per the
ACT’s Administrative Arrangements, of a serious event at or near a
workplace of the business or undertaking. The maximum penalty for failing to
give this notice is 100 penalty units, imprisonment for 1 year or both. The
clause also sets out that a regulation may prescribe the requirements for a
notice.
Clause 39 – Records of serious
events
This clause sets out the record keeping requirements for
notifications of serious events. This is a strict liability offence with a
maximum penalty of 10 penalty units.
Clause 40 – Reporting under
other legislation
This clause eliminates the need for duplicate
reporting under the legislation where a report has been made in relation to the
same event under the
Dangerous Substance Act 2004.
Clause 41 - Person
in control to protect site of occurrence of serious event
This
clause sets out the requirements for preserving the site where a serious event
has occurred. The person in control must ensure that the site of the serious
event is not entered or disturbed for 72 hours or until an inspector directs
otherwise. An inspector may direct that the site no longer needs to be
preserved before the 72 hour timeframe expires or may require the site to be
preserved for longer.
This is a strict liability offence with a maximum
penalty of 10 penalty units.
The site preservation requirements do not
apply if the work safety of a person needs protection, if an injured person
needs help or essential action is needed to make the site safe and prevent a
further dangerous event.
Division 3.4 Work safety risks—other
matters
Clause 42 – Workers’ right to
refuse
This clause grants a right to workers to refuse work if they
reasonably believe that the work involves a significant risk to their health or
safety. It is fundamental that all workers be able to exercise this right
without being penalised by their employer in any way, including through pay
reductions, termination of employment or contract, bullying, harassment,
discrimination or being otherwise treated less favourably than other
workers.
Clause 43 – Person in control not to
discriminate
This clause provides protection to employees and workers
from discrimination if they complain or propose to complain about a work safety
matter, assist or propose to assist an investigation or have exercised their
right to refuse dangerous work.
The clause includes an offence against a
person in control of the relevant workplace if they prejudicially alter the
worker’s conditions of employment or engagement. The offence contains a
reverse onus of proof provision whereby the defendant is required to establish
that their decision to alter the worker’s employment or engagement was not
motivated by the workers actions (in relation to the work safety complaint,
assistance in the investigation or the exercise of the right to refuse dangerous
work).
In general, the prosecution should be required to prove all
aspects of a criminal offence beyond reasonable doubt (section 56, Criminal
Code 2002; section 22(1), Human Rights Act 2004). Consistent with
the presumption of innocence, the onus of proof should only be placed on the
defendant in exceptional circumstances, such as where a particular element of an
offence is within the peculiar knowledge of the defendant, and it would be
significantly more difficult and costly for the prosecution to disprove the
element than for the defendant to establish it (see: R v Johnstone
[2003] 1 W.L.R 1736; R v Downey [1992] 2 S.C.R. 965). A
reverse presumption will be more readily justified where the burden on the
defendant is evidential, and not legal (R v Lambert [2001] UKHL
37). The reverse presumption in this offence fits this exception
to the general rule in that only the defendant is in a position to establish to
the Court the reasons behind the action taken in subclause 43(1)(c), and
the burden is an evidential one.
As mentioned above, the
standard of proof on the defendant is an evidential burden (section 58(3),
Criminal Code 2002). This means that, pursuant
to section 58(7) of the Criminal Code 2002, the defendant has
the burden of pointing to or adducing evidence which suggests that they did not
take the action mentioned in subclause 43(1)(c) of the Bill because of the
existence of a circumstance described in subclause 43(1)(b). If the defendant
discharges this burden, the prosecution must then disprove beyond reasonable
doubt that the defendant did not take the relevant action for the reason which
the evidence that the defendant has adduced suggests they did.
Clause
44 – Interfering with safety equipment
This clause provides
that it is an offence for anyone to interfere with the safety equipment at or
near a workplace. The maximum penalty is 50 penalty units or imprisonment for
six months or both.
Clause 45 – Person not to levy
employees
This clause prohibits the levying of charges to employees
in relation to anything done or provided to ensure work safety. Note that this
prohibition only applies to employees and has not been extended to all
workers. The maximum penalty is 50 penalty units or imprisonment for six months
or both.
PART 4 WORKPLACE ARRANGEMENTS
Division 4.1 Duty of employer to consult
Division
4.1 establishes a general duty for employers to consult workers about work
safety. The division applies to ‘employers’. Employer is defined
in clause 10 broader than the common law meaning of employer which is ‘a
person who engages an individual under a contract of service’. Employer
is defined for the purpose of the legislation to include a person who engages a
worker to carry out work in the person’s business or undertaking.
Employer would include an employer in relation to an employee; a principal in
relation to a contractor; a head contractor in relation to a subcontractor and a
person who engages a volunteer or work experience person to carry out
work.
Clause 46 – Meaning of worker consultation
unit
This clause provides that the
worker consultation unit
for an employer is all of the
employer’s workers or one of multiple consultation units formed under
clause 48 and 49.
The worker consultation unit replaces the
‘designated work group’ (DWG) under the OHS Act.
Note that a
worker consultation unit is not limited to employers who employ 10 or more
employees, unlike a DWG. However, it is envisaged that in small workplaces the
worker consultation unit would usually comprise all members of the
workforce.
Clause 47 – Duty to consult
This clause
places a duty on employers to consult, if reasonably practicable, all workers to
allow workers to contribute to matters affecting their work safety.
Subclause 47(2) outlines the matters an employer must consult workers
about in order to satisfy the duty to consult. The list is not exhaustive.
Further guidance will be provided through regulations, codes of practice and
other guidance materials.
Failure to satisfy the duty to consult is a
strict liability offence with a maximum penalty of 100 penalty
units.
Clause 48 – Duty to consult-employer to establish worker
consultation units
This clause only applies if it is not reasonably
practicable for consultation to be undertaken with all of the employer’s
workers. It is envisaged that large businesses either with many-faceted work
sites or undertaking work of a hazardous nature will more than likely establish
multiple consultation units.
The clause also provides that if a worker
asks the employer to establish 2 or more units in the interests of work safety
then this clause will apply.
This clause requires an employer to
establish 2 or more worker consultation units for the purpose of consultation.
The worker consultation unit is more flexible than its predecessor DWG and can
be formed with workers from one or more workplaces or workers from one or more
employers.
Examples of a worker consultation unit include:
§ the four
employees at the local hairdresser comprising the total workforce who then talk
about work safety issues at a regular staff meeting (as per paragraph
48(3)(a));
§ all the
different sub-contractors working at the same construction site who then have a
morning tool box meeting (as per paragraph 48(3)(b));
§ all the
workers from different retail shops in the west wing of a large shopping mall,
who then share a roving health and safety representative (again, as per
paragraph 48(3)(b)); or
§ the workers at the one consulting firm in
three different locations (as per paragraph 48(3)(a)).
Failure to
establish 2 or more worker consultation units under this clause is a strict
liability offence with a maximum penalty of 50 penalty units.
Clause
49 – Worker consultation unit-how unit established
This clause
sets out the requirements and considerations for establishing a worker
consultation unit that best and most conveniently allows the work safety
interests of workers to be represented and safeguarded.
Subclause 49(3)
allows both the employer and workers to seek help to establish the worker
consultation unit.
Clause 50 - Worker consultation unit—election
This clause provides that a regulation may
prescribe the eligibility requirements for a person to be elected as a member of
the Health and Safety Committee or a Health and Safety Representative for a
worker consultation unit (where relevant) and anything else in relation to an
election.
Clause 51 - Worker consultation
unit-changes
This clause applies if in the interests of work safety,
an employer wants to change a consultation unit or a worker gives the employer
notice of a requested changed. The employer is required to consult with workers
about making a change. The employer and workers may ask for assistance to help
negotiate the change.
If the change requested by the worker is in the
interests of work safety, the duties and penalties in clause 48
apply.
Clause 52 - Worker consultation
unit-review
This clause requires the employer to review a worker
consultation unit to consider the effectiveness of its operation, if there are
workplace changes or if requested by a worker or health and safety
representative or health and safety committee.
Clause 53 - Worker
consultation unit-employer to keep records
This clause requires the
employer to keep adequate records in relation to the worker consultation unit.
The employer is also required to make the records available to workers, their
representatives or an inspector.
This is a strict liability offence with
a maximum penalty of 30 penalty units.
Clause 54 – Duty to
consult-deciding how workers to be consulted
This clause requires the
employer and the worker consultation unit to determine what forms of
participation will be used for consulting. The intention is that the employer
and workers collaborate on the best means of participation. Together they may
decide to:
§ elect a health and safety representation
(HSR); or
§ establish a health and safety committee
(HSC); or
§ another agreed method of
consultation.
While the employer and workers may decide one or a
combination of those mechanisms in subclause 54(2), they must decide on
at least one of these forms of participation.
In some cases, a HSC may be
appropriate in others an HSR. Often both could operate performing different but
complementary roles. Or there may be some other means of participation that
fulfils the employer’s duty to consult. The intention of the Bill is that
employers must meaningfully consult with their workers but how
that consultation is arranged and undertaken is flexible.
Subclause 54(3)
allows a majority of workers in a consultation unit to require that the
employer must arrange for an HSR or HSC. These are long held devices in OHS and
business and it is expected that they will remain a principal mechanism for
consultation in most organisations.
Clause 55 – Duty to
consult-chief executive may direct election of health and safety
committee
This clause gives the relevant chief executive, as per the
ACT’s Administrative Arrangements, the power to require an employer to
establish a HSC where the work being performed is hazardous and where an HSC
will improve work safety.
This is a strict liability offence with a
maximum penalty of 100 penalty units.
Clause 56 – Duty to
consult-consulting workers
This clause establishes what constitutes
meaningful consultation. The duty to consult will require a genuine effort from
employers to consult workers. Employers must consult by sharing information and
giving workers a reasonable opportunity to contribute and express opinions on
work safety issues.
Subclause 56(2) requires an employer to consult
workers using the agreed upon method established under clause 54. Not doing so
is an offence with a maximum penalty of 50 penalty units.
Clause 57
– Dispute resolution-mechanism
This clause provides a mechanism
to resolve disputes if they arise in relation to the establishment of worker
consultation units and consultation methods. It provides that the relevant
chief executive as per the ACT’s Administrative Arrangements must
arbitrate a dispute referred by the employer or worker in a consultation unit.
The system of arbitration may be prescribed by regulation.
Division
4.2 Health and safety representative
Clause 58 – Health
and safety representative-functions
This clause sets out the
functions of a health and safety representative (HSR) for a worker consultation
unit. The functions are:
a) to represent the worker
consultation unit in relation to work safety;
b) to tell the workers’ employer about
potential risks and dangerous occurrences at any workplace where represented
workers work; and
c) to tell the employer
about work safety matters directly affecting the represented
workers.
Other functions may be
prescribed by regulation.
It is not
intended that an HSR should undertake the role of the safety officer at a
workplace. The primary function of an HSR is to represent workers in relation
to work safety. In exercising a function, subclause58 (3) provides that the HSR
may, in accordance with a regulation, do 1 or more of the
following:
a) inspect all or part of a
workplace where a represented worker
works;
b) issue a provisional improvement
notice for a place where a represented worker works;
and
c) exercise emergency
powers.
Subclause (4) provides that
before issuing a provisional improvement notice or exercising an emergency power
the HSR must take all reasonable steps to consult the employer to try to resolve
the work safety matter first.
Clause 59 – Health and
safety representative-protection from liability
This clause provides
that an HSR cannot be held civilly or criminally liable for acts done in good
faith in carrying out his or her functions under the Bill.
Division 4.3 Health and safety committee
Clause
60 – Health and safety committee-functions
This clause
sets out the functions of a health and safety representative for a worker
consultation unit. The functions are:
a) to
facilitate cooperation between an employer and the employer’s workers in
relation to work safety;
b) to assist the
employer to consult workers on proposing and developing changes to work or other
policies, practices or procedures that may directly affect work safety;
c) to assist the employer to resolve work
safety matters; and
d) to establish, review
and publish procedures in relation to work
safety.
A regulation may prescribe other
functions for a health and safety committee.
Division
4.4 Authorised representatives—entry to workplace
Clause
61 - Definitions—div 4.4
This clause defines terms used in
division 4.4
Clause 62 - Authorised representative
This
clause provides that a registered organisation may, in
writing, authorise a person for the purposes of this
division.
Clause 63 Authorised representative—entry to
workplace
This clause applies if an
authorised representative of a registered organisation suspects on reasonable
grounds that a contravention of this Bill may have happened, may be happening or
is likely to happen at premises; and the premises are a workplace where members
of the organisation (or people who are eligible to be members of the
organisation) work.
Under those
circumstances the authorised representative may enter the premises to
investigate the contravention.
However,
this clause does not authorise entry into a part of premises that is being used
only for residential purposes.
Clause 64 Authorised
representative—notice of entry
This
clause provides that the authorised representative may enter the premises
without notice provided that the authorised representative tells the occupier of
the premises that the representative is on the premises as soon as reasonably
practicable after entering the
premises.
However, the authorised
representative need not tell the occupier of the premises that the
representative is on the premises if to do so would defeat the purpose for which
the premises were entered, or the occupier had already been told in writing when
the representative would enter the premises.
Clause 65
Authorised representative—production of authorisation
This
clause provides that an authorised representative must
not remain at premises entered under this part if the representative does not
produce his or her authorisation for inspection when asked by the
occupier.
Clause 66 Authorised representative—powers
available on entry
This clause establishes
the things that an authorised representative may do to investigate a suspected
contravention of this Bill upon entering premises under clause 63.
Subclause 66(3) provides that if an authorised representative
requires a person to produce documents for inspection the person has 14 days
written notice to produce the documents.
Clause 67 Authorised
representative—damage etc to be minimised
This
clause provides that in the exercise, or purported
exercise, of a function under this division, an authorised representative must
take all reasonable steps to ensure that the representative causes as little
inconvenience, detriment and damage as is
practicable.
If an authorised
representative damages anything in the exercise or purported exercise of a
function under this division, the representative must give written notice of
particulars of the damage to the person whom the representative believes on
reasonable grounds is the owner of the thing.
Clause 68
Authorised representative—compensation for exercise of function
This clause provides that a person may
claim compensation brought in a court of competent jurisdiction, from a
registered organisation if the person suffers loss or expense because of the
exercise, or purported exercise, of a function under this division by an
authorised representative of the organisation.
Clause 69
Authorised representative—occupier to be told about findings
This clause provides that within 2 days of
entering a premises an authorised representative must give the occupier and the
relevant chief executive as per the ACT’s Administrative Arrangements a
written notice telling the occupier whether the representative believes that
this Bill has been, or may have been, contravened at the
premises.
Division 4.5 Authorised
representative—offences
Clause 70 - Authorised
representative—offences by registered organisations
This
clause provides the circumstances under which registered organisations may
commit offences such as authorising someone who isn’t an employee or not
giving notice of an authorisation.
An offence under this clause is a
strict liability offences.
Clause 71 - Authorised
representative—pretending
This clause
provides that a person commits an offence if the person pretends that the person
is an authorised representative.
The
maximum penalty is 100 penalty units.
Clause 72 - Authorised
representative—obstructing etc
This
clause provides that a person commits an offence if the
person obstructs, hinders, intimidates or resists a person in the exercise of
his or her functions as an authorised representative and the person knows that
the person is an authorised
representative.
Strict liability applies
to the circumstances that the authorised representative was exercising the
representative’s functions as an authorised representative. The maximum
penalty is 50 penalty units.
PART 5 ENFORCEMENT POWERS
Division 5.1 General
This division deals with
general powers of inspectors under the Bill. These powers are necessary to
ensure that inspectors are able to monitor compliance with the legislation.
These powers are similar to powers of inspectors under other regulatory schemes
and are consistent with the powers of inspectors under the
Dangerous Substances Act 2004.
Clause 73 -
Definitions—pt 5
This clause defines terms used in Part
5.
Division 5.2 General powers of
inspectors
Clause 74 – Power to enter
premises
This clause contains a general power for inspectors to enter
premises. It describes the circumstances in which the power to enter may be
exercised, including entry with the consent of the occupier of premises and
entry under warrant, and entry without consent or a warrant. It includes a
power for an inspector to detain a vehicle, so that the vehicle may be
searched.
Clause 75 – Premises that are vehicles
This
clause gives the grounds under which an inspector may stop and detain a vehicle
according to the power granted in clause 74. The inspector must not detain the
vehicle for longer than is reasonably necessary to exercise the
inspector’s powers in relation to the vehicle.
Clause 76 –
Production of identity card by inspectors
This clause requires an
inspector to produce his or her identity card when asked to do so by the
occupier of premises that he or she has entered. An inspector who does not
produce his or her identity card must leave the premises.
Clause 77
– Consent to entry by inspectors
This clause sets the
requirements for inspectors seeking the occupier’s consent to enter
premises under subclause 74 1(c). The inspector must produce an identity card
and tell the occupier: the entry purpose; that anything seized may be used as
evidence and that consent may be refused.
An occupier is considered to
have given consent by signing a form setting out the details pertaining to the
entry.
Clause 78 – General power of inspectors for
premises
This clause provides inspectors with a number of
discretionary powers which can be exercised when they have entered premises
under this part. These powers enable inspectors to examine things, make copies,
take samples, open packages or operate plant or equipment, take measurements,
conduct tests, make records, seize items, ask questions, obtain information and
ask another person at the premises for assistance in doing any of these things.
These comprehensive powers are essential to ensure that inspectors can
effectively monitor compliance with the Bill.
As with all discretions,
the discretion afforded by this clause must be exercised in a manner consistent
with the rights contained in the Human Rights Act 2004. Put
differently, powers given to inspectors under this clause must not be exercised
in a manner that would result in a breach or denial of a human right.
(see: Ghaidan v Godin-Mendoza (2004) 2 AC
557). This obligation will be reinforced by the commencement
of the commencement of section 40B to the Human Rights Act on
1 January 2009.
Similarly, consistent with the common
law rule that legislation should not be construed in a manner that will
authorise an abrogation of well-established common law rights, freedoms or
privileges, the clause should not be taken to authorise inspectors to act in
manner which would intrude upon a person’s common law rights or freedoms
(see: Coco v The Queen (1994) 179 CLR 427; Minister of State for
Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273).
This
will mean, for example, that an inspector would not be able to exercise the
power in subclauses 78(i) and (j) to require a person to answer a question
where the inspector is aware that the answer would tend to incriminate that
person — if they purported to exercise the power in such a manner they
would, in effect, be requiring the person to abrogate the privilege against
self-incrimination in section 22(2) (i) of the Human Rights Act.
Clause 79 – General powers of inspectors for public
premises
This clause ensures that an inspector can exercise in public
places the same powers that are set out in clause 78, if the inspector
reasonably suspects that the public place is also a workplace for the purposes
of the Bill.
Clause 80 – Offence-contravention of requirement by
inspector
This clause provides that it is an offence if a person does
not comply with a requirement made by an inspector exercising his or her powers
under clause 78 (i) or (j) which make requirements of the
occupier, or anyone at the premises – see previous discussion above about
the exercise of this discretion.
The maximum penalty is 50 penalty
units.
Clause 81 – Power to take action to prevent imminent
risk
This clause gives an inspector the power to take direct action
to remove or mitigate an imminent risk of serious harm to a person. In
exercising the power under this provision, an inspector can take or direct any
reasonable action necessary to prevent, remove or minimise the risk and where
possible, should consult with the occupier of the premises.
Clause 82
– Report about action to prevent imminent risk
This clause
requires an inspector to report on action taken under clause 81 and to provide a
copy of that report to the occupier of the premises and to the relevant chief
executive as per the ACT’s Administrative Arrangements.
Clause
83 – Recovery of Territory’s costs for action to prevent imminent
risk
Where an inspector takes direct action under clause 81, this
clause provides that the Territory’s costs associated with that
action can be recovered from the employers at the workplace, the owners and
lessees of the premises and/or the person who caused the risk. Costs are not
payable by a person if someone else’s actions were responsible for causing
the risk, or if the risk could not reasonably have been
prevented.
Clause 84 – Power of entry etc in relation to serious
event
This clause gives an inspector powers to enter premises if the
inspector has reasonable grounds to believe a dangerous occurrence has happened,
is happening or is about to happen at those premises (a dangerous occurrence is
defined in clause 37). The purpose of this provision is to ensure that
inspectors can readily gain access to premises in these circumstances, so the
occurrence can be properly investigated, the premises can be made safe and any
evidence relating to the dangerous occurrence can be secured.
Clause
85 – Power to seize things
This clause gives an inspector the
power to seize things on premises that he or she has entered under this part of
the Bill. An inspector can seize items that the inspector is satisfied are
connected with any offences against the legislation that are related to the
inspector’s reasons for entering the premises. An inspector can also
seize any things covered by a warrant. An inspector also has the power to seize
things if the inspector is reasonably satisfied that the seizure is necessary to
stop the thing from being concealed, lost or destroyed, or used to commit an
offence.
Clause 86 – Action in relation to seized
thing
This clause provides that it is an offence to interfere with
something that has been seized by an inspector under clause 85, without the
inspector’s approval. This is particularly important to ensure that a
person does not interfere with a seized item that cannot be removed from the
place of seizure. This is a strict liability offence, to ensure that people
cannot frustrate a seizure or investigation. The maximum penalty is 100 penalty
units.
Clause 87 – Power to destroy unsafe
things
This clause gives an inspector the power to order the
destruction or disposal of items that are inspected or seized under this part of
the Bill, if he or she is reasonably satisfied the item poses a risk to health
and safety. The inspector can give directions about the way in which the
destruction or disposal is to be carried out.
The Territory’s
costs associated with the destruction or disposal can be recovered from the
person responsible for the item. Without such a provision, the costs that the
Territory would incur in safely storing such items would be considerable. Some
items are so inherently dangerous that they cannot be safely used or stored and
destruction is the only feasible option.
Clause 88 – Power to
require name and address
This clause provides that an inspector can
require a person to provide their name and address if that person is reasonably
suspected of involvement in the commission of an offence. The inspector must
provide and record the reasons for the request. It is a strict liability
offence not to comply with the request under this provision, or to provide false
information. The maximum penalty is 10 penalty units.
Clause 89
– Power to require production of authorisation
This clause
empowers inspectors to require a person that is involved in something that
requires authorisation to do that thing, to produce the authority for
inspection. The inspector must provide and record the reasons for the request.
This power can be seen as analogous to the power that police officers have to
request motorists to produce a current drivers’ license.
It is an
offence to fail to produce an authority when requested to do so. An example of
an authorisation that an inspector may require a person to produce is a
certificate of competency for scaffolding work required under the Occupation
Health and Safety (Certification of Plant Users and Operators) Regulations
2000.
Division 5.3 Search warrants
This division
contains provisions dealing with search warrants. These provisions are similar
to search warrant provisions contained in other regulatory legislation. They
explain the process for applying for a search warrant, the actions that search
warrants may authorise, power search warrants are to be executed, how searches
are to be conducted and associated matters.
Clause 90 – Warrants
generally
This clause explains that an inspector can apply to a
magistrate for a search warrant. Search warrants can be issued if a magistrate
is satisfied that there is likely to be evidence of an offence under the
legislation. A warrant issued by a magistrate must contain details such as the
items that it applies to, the offence that it relates to, the actions that it
authorises and the period for which it remains in force.
Clause 91
– Warrants-application made other than in person
This clause
sets out the methods by which an application for a search warrant may be made to
a magistrate if the inspector is not able to make the application in person.
This provision is included to cover situations where search warrants are needed
urgently, for example because it is thought that evidence might be lost or
destroyed if the search is not carried out promptly. The methods that may be
used include phone, fax, radio or other form of communication. This clause also
includes procedural provisions for recording applications for warrants and the
terms of any warrant issued as a result.
Clause 92 – Search
warrants-announcement before entry
This clause includes a general
requirement that an inspector must announce that he or she is authorised to
enter premises before he or she seeks entry under the warrant. This requirement
may not apply if the inspector believes on reasonable grounds that immediate
entry is necessary for reasons of safety or to preserve evidential material at
the premises.
Clause 93 – Details of search warrant to be given
to occupier etc
This clause requires an inspector to give details of
a search warrant to the occupier of the premises to be searched, or to his or
her representative. The occupier must also be given a written statement of his
or her rights and obligations.
Clause 94 – Occupier entitled to
be present during search etc
This clause makes it clear that an
occupier of premises, or his or her representative, is generally entitled to be
present during a search. This right is not absolute – a person can be
excluded if his or her presence would impede the search, or if he or she is
under arrest and being present at the search might interfere with the objectives
of the search.
Clause 95 – Moving things to another place for
examination or processing under search warrant
This clause enables an
item found at the premises to be moved elsewhere for examination or processing
in order to decide whether the item can be seized under the search warrant.
There must be reasonable grounds for believing the item is covered by the search
warrant, and it must be significantly more practicable to examine or process the
item elsewhere.
This provision is necessary because it is not always
immediately apparent whether an item comes within the terms of a search warrant,
and in these circumstances it is desirable to have a clear legal basis for
moving items found on premises. The occupier of premises, or his or her
representative, is entitled to observe while the item is examined or processed
at the other location.
Clause 96 – Use of electronic equipment
at premises
This clause authorises the use of electronic equipment on
premises that are being searched to access relevant data, providing the
inspector reasonably believes the data is relevant to the search warrant and the
equipment can be operated without damaging it. This clause also contains
provisions for copying data, removing devices from the premises, seizing
equipment and data storage devices and transferring data into documentary
form.
Clause 97 – Person with knowledge of computer to assist
access etc
This clause provides that an inspector can apply to a
magistrate for an order that a person (for example, someone familiar with the
electronic equipment or data system) provide assistance to the inspector to
access data, copy the data or convert the data into documentary form.
Subclause 97 (2) sets out the criteria for making an order
of this type. It is an offence not to comply with an order under this clause.
The maximum penalty is 50 penalty units, imprisonment for 6 months or
both.
Clause 98– Securing electronic equipment
This
clause also deals with electronic equipment at premises. It enables an
inspector to take steps to secure electronic equipment at premises while expert
assistance is being sought to assist with the operation of the
equipment.
Clause 99 – Copies of seized things to be
provided
This clause requires inspectors to provide, on request,
copies of any documents, films, computer files or other reproducible items that
have been seized to the occupier of premises, or his or her representative.
This obligation does not extend to things seized under clause 96 (Use of
electronic equipment at premises), or if the person would commit an offence by
possessing that material.
Division 5.4 Return of forfeiture of
things seized
This division deals with the return and forfeiture
of things seized under this part of the Bill.
Clause 100 –
Receipt for things seized
This clause explains that an inspector must
give a receipt for any items seized to the person from whom they were taken.
This provision is necessary so that seized items can be returned to the correct
person, when they become available to be returned.
Clause 101–
Access to things seized
This clause provides a right of access to
documents or other things that are seized under this part of the Bill. The
right of access applies to any person who would be entitled to inspect the item
if it had not been seized.
Clause 102 – Return of things
seized
This clause deals with the return of seized items. A thing
seized must be returned to its owner or reasonable compensation paid to the
owner, unless:
a) a prosecution for an offence in connection with the thing is begun
within 1 year and the thing is requires as evidence; or
b) an application for
the forfeiture of the seized thing is made to a court under the Confiscation of
Criminal Assets Act 2003 or another Territory law within 1 year.
Clause
102 does not apply if the thing poses a risk to work safety, if possession by
the owner would be an offence or if the relevant chief executive as per the
ACT’s Administrative Arrangements believes that use of the thing at the
premises where it was seized would result in an offence against this
legislation.
Clause 103 – Application for order disallowing
seizure
This clause provides that a person claiming to be entitled to
a thing seized has 12 months to apply to the Magistrates Court for its
return.
Clause 104 – Order for return of seized
thing
This clause sets out the grounds on which the Magistrates Court
can order the return of a seized item. Among other matters, these grounds
include where the Court is not satisfied that there is an offence to which the
seized item relates or the Court is satisfied that that there are exceptional
circumstances to justify disallowing the seizure. If the seized item cannot be
returned, or if it has suffered a loss in value since it was seized, the
Magistrates Court can also order the Territory to pay reasonable
compensation.
Clause 105 – Adjournment pending hearing of other
proceedings
This clause enables the Magistrates Court to adjourn an
application to disallow the seizure, while other legal proceedings occur, if the
seized item is evidence in those proceedings.
Clause 106 –
Forfeiture of seized things
This clause deals with the forfeiture of
things that have been seized under this part of the Bill. It explains that if a
forfeited item has not been returned, destroyed or otherwise disposed of, and no
application has been made to disallow its seizure, the item is forfeited to the
Territory and it may be sold, destroyed or otherwise disposed of as directed by
the relevant chief executive as per the ACT’s Administrative
Arrangements.
Clause 107 – Return of forfeited
things
This clause enables the relevant chief executive as per the
ACT’s Administrative Arrangements to return something that has been
forfeited under clause 106, providing it is returnable, for example, not
destroyed. The relevant chief executive can return the item if he or she is
satisfied that the item is not connected to an offence.
Clause 108
– Cost of disposal of things forfeited
This clause explains
that where the Territory incurs costs in disposing of a forfeited item and a
person who was the owner of that item has been convicted or found guilty of an
offence in relation to that item, the Territory can recover those costs from
that person.
Division 5.5 Taking and analysing
samples
This division contains powers dealing with taking samples and
analysing samples from premises. The purpose of this division is to ensure that
inspectors are able to obtain access to material for analysis.
Clause
109 - Inspector may buy samples without complying with div 5.5
This
clause removes any doubt that an inspector can buy a sample of a
substance so that it can be analysed for the purposes of routine monitoring. In
such cases, the inspector is not required to follow the process for obtaining
samples under this part of the legislation.
Clause 110 –
Occupier etc to be told sample to be analysed
This clause explains
the procedure to be followed when an inspector wishes to take a sample from
premises where a dangerous substance is handled. It obliges the inspector to
disclose his or her intention to have the sample analysed.
Clause 111
– Payment for samples
This clause requires the inspector to
pay, or offer to pay, the prescribed amount for a sample which he or she intends
to take. If there is no prescribed amount, the market rate is
payable.
Clause 112 – Samples from packaged
substances
This clause explains how samples can be taken from
packaged substances. If a package contains smaller packs, the inspector can
take one or more of the smaller packs and need not purchase the whole of the
package.
Clause 113 – Procedures for dividing
samples
This clause sets out the procedure to be followed after a
sample is taken. The sample must be divided into three parts, and marked and
sealed accordingly. One part must be given to the person in charge of the
premises from where the sample is taken, one part must be retained by the
inspector for analysis, and the remaining part must be retained for future
comparisons with the other two parts. The purpose of this provision is to
ensure that disputes about the analysis results can be readily
resolved.
Clause 114 – Exceptions to s 113
This
clause explains that the procedure described in clause 113 will not apply
in certain circumstances, for example, if dividing it would impede accurate
analysis. In these circumstances, the inspector can take as many samples as
necessary for the purpose of accurate analysis.
Clause 115 –
Certificates of analysis by authorised analysts
This clause explains
that the analysis may only be carried out by an authorised analyst, or by a
person who is supervised by an authorised analyst. The authorised analyst is
required to give the relevant chief executive as per the ACT’s
Administrative Arrangements, a certificate about the analysis that complies with
the requirements set out in this clause.
The clause also
provides for the appointment of authorised analysts. The certificate will
have specific evidentiary value under clause 213 of the
Bill.
Division 5.6 Other enforcement provisions
This
division contains other general provisions dealing with enforcement
powers.
Clause 116 – Damage etc to be minimised
This
clause requires inspectors to take all reasonable steps to minimise
inconvenience, detriment and damage when exercising powers or functions under
the legislation. If damage does occur, the inspector must notify the owner of
the thing has damaged.
Clause 117 – Compensation for exercise of
function by inspector
This clause enables a person to claim
compensation from the Territory for any loss or expenses arising from the
exercise, or purported exercise of functions under this part of the Bill. Any
court of competent jurisdiction can decide applications for
compensation.
PART 6 COMPLIANCE MEASURES
Division 6.1 Interpretation-pt 6
Clause 118
– Meaning of responsible person-pt 6
This clause
contains a definition of responsible person that applies to all of
Part 6.
Division 6.2 Information and
documents
Clause 119 – Chief executive may require
answers to questions and production of documents
This clause provides
powers for the relevant chief executive as per the ACT’s Administrative
Arrangements to require information and documents to be provided to ensure
compliance with the Bill. The purpose is to ensure that the chief executive can
obtain information to determine whether there is compliance with the Bill and
what enforcement action, if any, may be necessary to ensure that people comply
with the legislation.
Clause 120 – Compliance with notice
to produce
This clause provides that the relevant chief executive as
per the ACT’s Administrative Arrangements can obtain information from
people by requiring them to answer questions and produce documents within a
reasonable time, where the chief executive reasonably believes that a person may
have breached the Bill. The purpose of a request under this clause is to enable
the chief executive to determine whether the person has complied with the
legislation.
Clause 121 - Failure to attend before chief executive or
produce documents
This clause provides that it is an offence for a
person not to attend and answer questions before the relevant chief executive as
per the ACT’s Administrative Arrangements as required by clause 119. It
is also an offence to fail to produce the documents required under clause 119.
The maximum penalty for both offences is 50 penalty units.
Clause 122
– Attendance before chief executive-offences
This clause makes
it an offence to fail to attend before the relevant chief executive as per the
ACT’s Administrative Arrangements to answer questions or to produce a
document. This clause is necessary to ensure that people comply with requests
from the chief executive. Note that under clause 119, a person can only be
required to attend before the chief executive at a reasonable time.
This clause also contains offences related to appearances before the
chief executive. Under this clause, it is an offence to fail to answer a
question or to stay at the meeting with the chief executive as reasonably
required by the chief executive. This is to ensure that people cannot avoid
their obligations to provide information to the chief executive by attending and
then refusing to answer any questions or leaving again
immediately.
Clause 123 – Privileges against self incrimination
and exposure to civil penalties
This clause deals with the privilege
against self incrimination and exposure to civil liability of people who have
been required to answer questions and produce documents to an inspector. The
effect of this clause is that common law privileges against self-incrimination
and exposure to the imposition of a civil penalty do not apply to allow a person
to refuse to answer questions or produce documents.
However, any
information, document or other thing obtained under this part of the Bill cannot
be used against the person in civil or criminal proceedings (apart from criminal
proceedings under this part of the Bill or provisions in the Crimes Act 1900
dealing with false swearing).
Division 6.3 Compliance
agreements
Division 6.3 deals with compliance agreements. These
are agreements entered into between an inspector and a relevant responsible
person (defined in clause 124 and referred to in this part of the Bill as a
relevant responsible person) where the inspector has reasonable grounds to
believe that a contravention of the legislation has occurred, is occurring or
may occur. A compliance agreement is a useful mechanism to rectify potentially
dangerous situations in a cooperative fashion without resorting to criminal
sanctions.
Clause 124 – Meaning of relevant responsible
person-div 6.3
This clause contains a definition of
relevant responsible person for the purposes this Division of the
Bill.
Clause 125 – Inspector may seek compliance
agreement
This clause explains the circumstances in which an
inspector may seek to enter into a compliance agreement with a relevant
responsible person. It also sets out the matters that the compliance agreement
must contain, including the measures that the relevant responsible person or
anybody else is to take, and the time within which the measures must be taken,
in order to make sure there is effective compliance with the
legislation.
Clause 126 – Term of compliance
agreement
This clause explains when a compliance agreement comes into
force, and when it expires. This provision is necessary so that all parties to
the compliance agreement can be certain when the obligations it creates have
legal effect, and to provide certainty as to the time in which any specific
remedial action must be taken.
Clause 127 – Compliance agreement
not admission of fault etc
This clause puts beyond any doubt that a
compliance agreement is not an admission of fault by the relevant responsible
person. This provision also makes it clear that evidence that a compliance
agreement has been made, or evidence about the matters it contains, is not
admissible in legal proceedings or disciplinary action relating to the alleged
contravention of the legislation that gave rise to the compliance
agreement.
The purpose of this provision is to ensure that people are not
deterred from entering into compliance agreements because of a fear that their
entry into such agreements could be used against them in later proceedings.
This approach is consistent with quality assurance measures in place across a
wide variety of industry sectors, and is intended to help the Territory
authorities to work cooperatively with industry to identify potentially risky
situations, develop strategies to reduce risk and prevent harm.
Clause
128 – Notification and display of compliance agreements
This
clause explains that it is an offence if a relevant responsible person fails to
inform everyone whose activities would be affected by the compliance agreement
about the terms of that agreement by informing them that the agreement has been
entered into, giving a copy of the agreement to other people in control of the
relevant premises, and displaying a copy of the agreement in a prominent place
at the premises affected by the agreement.
The purpose of these
offences is to ensure that a relevant responsible person makes sure that the
existence and contents of a compliance agreement are brought to the attention of
all relevant people.
Clause 129 – Compliance agreement not to be
moved
This clause makes it an offence to move, alter, damage, to
deface or cover a copy of a compliance agreement that has been displayed in the
premises to which the compliance agreement relates. This provision recognises
the importance of ensuring that people in premises covered by a compliance
agreement have ready access to documentation setting out the obligations under
that agreement.
Division 6.4 Improvement
notices
This division deals with improvement notices. An
improvement notice is another useful alternative to commencing criminal
proceedings, and provides a mechanism for ensuring future compliance with the
Bill by giving the person on whom it is served specific details about the steps
that need to be taken in order to comply with the legislation. Improvement
notices are another way in which the Bill allows regulatory authorities to work
cooperatively with people in industry to optimise safety.
Clause 130
– Meaning of relevant responsible person div 6.4
This clause
contains the definition relevant to Division 6.4 of the Bill.
Clause
131 – Giving improvement notices
This clause deals with giving
improvement notices to responsible people. An improvement notice can be given
if an inspector believes, on reasonable grounds, that anyone at the premises has
contravened, is contravening, or is likely to contravene the legislation. In
these circumstances, the purpose of serving an improvement notice is to ensure
that the contravention is not repeated, does not continue, or does not
occur.
Clause 132 – Contents of improvement
notices
This clause sets out the matters that an improvement notice
given to a responsible person can require that person to do. The notice must
also explain why the inspector believes the notice is necessary, and how long
the person is given to comply with the improvement notice.
Clause 133
– Scope of improvement notices
This clause provides further
guidance on the scope of improvement notices, and makes it clear that an
improvement notice can apply to premises, plant or systems, or an activity or
circumstance at the workplace.
The clause does not limit what an
improvement notice for a workplace may relate to. So, for example, an
improvement notice on a piece of machinery could specify that it prohibits
any use of that piece of machinery, including beyond the workplace where
the machinery was located when the notice was placed.
Clause 134
– Extension of time for compliance with improvement
notices
This clause explains that the period for compliance can be
extended with the concurrence of the inspector, or at the inspector’s own
initiative, before the time limit originally set by the improvement notice has
expired. This means that the person to whom the improvement notice was given
cannot wait until after the compliance period has expired before seeking an
extension.
Clause 135 – Notification and display of improvement
notices
This clause contains offences relating to informing people
about improvement notices. The purpose of this provision is to ensure that
responsible people make sure that everyone who is affected by a notice is
informed about the notice, so that they can discharge their safety duties and
otherwise comply with the legislation. The maximum penalty is 20 penalty units.
Clause 136 – Improvement notice not to be removed
etc
Under this clause, it is an offence to remove, alter, damage or
deface an improvement notice or a copy of an improvement notice. The maximum
penalty is 20 penalty units.
Clause 137 – Revocation of
improvement notice on compliance
This clause provides that an
inspector can revoke an improvement notice when he or she is satisfied that the
relevant responsible person has complied (or otherwise ensured compliance) with
the notice.
Clause 138 – Contravention of improvement
notice
This clause makes it an offence to fail to comply with an
improvement notice. As there are potentially severe consequences in terms of
harm to people if the person does not comply with the notice, this is a strict
liability offence. However, it should be noted that an offence is only
committed if a person fails to take all reasonable steps to comply with an
improvement notice.
The maximum penalty is 100 penalty
units.
Division 6.5 Prohibition notices
This
division deals with prohibition notices. Prohibition notices are another
mechanism that can be used by inspectors to facilitate compliance with the
legislation without having to bring criminal proceedings against a person who
contravenes the legislation. Prohibition notices have more serious consequences
and could, for example, stop work indefinitely at premises where a breach of the
Bill is resulting in a serious risk to the health and safety of
people.
An inspector may issue a prohibition notice to prohibit the use
of premises, plant or systems or to ensure an item or premises is not
disturbed.
Clause 139 – Definitions-div 6.5
This
clause contains definitions for this Division of the Bill.
Clause 140
– Giving prohibition notices
This clause provides that an
inspector can issue a prohibition notice to a responsible person for a
workplace. A prohibition notice can be served where an inspector believes that
there may be a contravention of the legislation, and the order is necessary to
prevent or minimise serious harm, or to allow inspection or other monitoring of
the premises, or to allow for the investigation of an accident. The purpose of
a prohibition notice is to stop certain actions occurring at the premises to
avoid serious harm, or to allow further investigation by the
inspector.
Clause 141 – Contents of prohibition
notices
This clause sets out the matters that a prohibition notice
must contain, including the measures that must be taken to ensure compliance
with the legislation and the right of the responsible person to seek
reinspection of the situation or circumstances that caused the notice to be
given. The notice must also specify a reasonable period which in the
inspector’s judgement is necessary to carry out the inspection, testing,
and monitoring of anything at the workplace, or to investigate an accident or
incident at the workplace.
Clause 142 – Scope of prohibition
notices
This clause provides further detail about the scope of
prohibition notices, including the actions or matters that a prohibition notice
can cover.
Clause 143 – Extension of time for inspection
etc
This clause explains that if a prohibition notice states a time
for carrying out the inspection, testing, and monitoring of anything at the
workplace, or investigating an accident or incident at the workplace, the
inspector can extend that time on their own initiative or at the request of the
responsible person, providing the extension is sought before the time limit
expires.
Clause 144 – Notification and display of prohibition
notices
This clause provides that it is an offence not to tell others
at the premises about the notice and steps that need to be taken under the
notice, or to fail to display a copy of the notice in a prominent place at the
premises.
This is a strict liability offence with a maximum penalty of 20
penalty units.
Clause 145 – Prohibition notice not to be
removed
This clause makes it an offence to remove, alter, damage,
deface or cover a copy of a prohibition notice displayed at premises. The
maximum penalty is 20 penalty units.
Clause 146 – Ending of
prohibition notices for contravention of Act etc
This clause
describes when a prohibition notice ceases to have effect.
Clause 147
– Request for reinspection
This clause enables a responsible
person subject to a prohibition notice to ask the relevant chief executive as
per the ACT’s Administrative Arrangements, to have the circumstances or
situation reinspected, with a view to revoking the notice.
Clause 148
– Revocation on reinspection
This clause explains that a
prohibition notice can be revoked following reinspection if the inspector is
satisfied that there has been compliance with the notice. The clause
ensures that a request for a reinspection is responded to promptly, by
revoking the notice if a reinspection is not made within 2 business days after
the request is made.
Clause 149 – Ending of prohibition notices
given on inspection etc
This clause provides that a prohibition
notice is ended at the end of the period specified for carrying out the
inspection, testing, and monitoring of anything at the workplace, or
investigating an accident or incident at the workplace.
Clause 150
– Contravention of prohibition notices
This clause establishes
an offence for a person who fails to comply with a prohibition notice. As there
may be very serious safety consequences as a result of not complying with a
prohibition notice, this is a strict liability offence.
However, it
should be noted that an offence is only committed if a person fails to take all
reasonable steps to comply with a prohibition notice. The maximum penalty is
200 penalty units.
Clause 151 – Request for compensation for
prohibition notice; and
Clause 152 – Compensation for
prohibition notice
These clauses create a right for people who are
bound by a prohibition notice and suffer loss or expense as a consequence, to
seek compensation if there were insufficient grounds for the prohibition notice.
Applications for compensation are made to the Minister, who must consider
applications and provide reasons for any decision about the application.
If an application for compensation is not decided within 28 days, the
Minister is deemed to have refused the application. It should be noted that
applicants who are aggrieved by a decision under this clause have judicial
review rights under the Administrative Decisions (Judicial Review) Act
1989.
Division 6.6 Enforceable undertakings
This
division contains provisions dealing with enforceable safety undertakings.
Safety undertakings are another mechanism for ensuring compliance with the
legislation without resorting to prosecution for criminal offences. Where it is
alleged that there has been a contravention of the legislation, a person may
give a written undertaking that they will comply with the legislation.
Safety undertakings oblige a person to fulfil assurances that he or she
makes about future behaviour in relation to work safety. The safety undertaking
is enforceable through the Courts.
Clause 153 – Definitions-div
6.6
This clause contains definitions for Division
6.6.
Clause 154 – Making of safety undertakings
This
clause sets out the process for making safety undertakings where the relevant
chief executive as per the ACT’s Administrative Arrangements, has alleged
that there has been a contravention of the Bill. A person can give the chief
executive a written undertaking to comply with the legislation. This
undertaking is the safety undertaking. A safety undertaking must set out the
details of the alleged contravention and one or more undertakings that relate to
the alleged contravention.
Clause 155 – Acceptance of safety
undertaking
This clause explains that if the relevant chief executive
as per the ACT’s Administrative Arrangements decides to accept a safety
undertaking, he or she must give a written notice of that acceptance to the
person who made the undertaking.
Clause 156 – Withdrawal from or
amendment of enforceable undertaking
This clause describes how a
safety undertaking can be amended, and how the person who made the undertaking
may withdraw from it if the relevant chief executive as per the ACT’s
Administrative Arrangements agrees.
Clause 157 – Term of
enforceable undertaking
This clause explains when an enforceable
undertaking commences, and when it terminates.
Clause 158 –
Safety undertaking not admission of fault etc
This clause makes it
clear that a safety undertaking is not an admission of fault.
Clause
159 – Contravention of enforceable undertakings
This clause
explains what happens if an enforceable safety undertaking is contravened. In
such cases, the relevant chief executive as per the ACT’s Administrative
Arrangements can apply for an order to require the person to comply with the
undertaking (or to ensure that it is complied with).
An application
under this clause is made to the Magistrates Court. The court can also order
the person to pay an amount that represents the value of the benefit derived
from the contravention of the undertaking, or to compensate someone for loss or
damage resulting from the contravention of the undertaking.
It is a
strict liability offence not to take reasonable steps to comply with an order
made by the court under this clause. The maximum penalty is 200 penalty
units.
Division 6.7 Injunctions
This division contains
powers to seek injunctions to restrain a contravention of the legislation. The
purpose of this Division is to provide a quick, legally enforceable mechanism to
prevent conduct that would amount to a breach of the Bill.
Clause 160
– Injunctions to restrain offences against Act
This clause
allows any interested person to apply to the Magistrates Court for an injunction
to restrain a person from contravening the legislation (this can include an
injunction that stops a person from doing something or an injunction that
requires a person to do something).
It is not necessary for the court
to be satisfied that there is a likelihood of harm to people in order to grant
an injunction under this clause. Likewise, the court need not be satisfied that
there is a breach of the legislation, or that such a breach is likely. The
Magistrates Court can grant an interim injunction while it decides whether or
not to grant permanent injunction under this clause.
Clause 161
– Enforcement of injunctions
This clause explains that the
Magistrates Court can enforce interim and permanent injunctions made under this
part of the legislation.
Clause 162 – Amendment or discharge of
injunctions
This clause ensures the Magistrates Court has power to
amend or discharge injunctions that it makes under this part.
Clause
163 – Interim injunctions-undertakings about damages
This
clause makes it clear that when the relevant chief executive as per the
ACT’s Administrative Arrangements, applies for an injunction to restrain a
breach of the legislation, the chief executive cannot be required by the court
to give an undertaking about costs or damages.
This clause also allows
the chief executive to make an undertaking as to costs or damages if another
person, apart from the chief executive, would be required to give such an
undertaking in relation to an injunction.
Clause 164 –
Magistrates Court’s other powers not limited
This clause makes
it clear that the powers given to the Magistrates Court under this Division do
not affect any of that Court's other powers. This clause provides that
applications for injunction can be made without requiring the applicant to give
notice to the person against whom the injunction is
sought.
Division 6.8 Public sector workplace compliance
measures
The purpose of the public sector compliance measures is
to focus compliance on rectifying the situation quickly. This is because the
Government is expected to set a high standard and be a model employer. Agencies
that fail to comply would be ‘named and shamed’. With the exception
of prosecution, all other enforcement and compliance tools outlined above (such
as prohibition notices and improvement notices) apply to the public
sector.
In addition, public sector agencies would be required to report
on compliance action through annual reports. Failure to comply with the more
serious offences may also require tabling of reports in the Legislative
Assembly.
Clause 165 - Meaning of public sector
workplace—div 6.8
This clause contains definitions for
this division of the Bill.
Clause 163 - Reporting certain failures to
comply in public sector workplaces
This clause applies if the relevant chief executive as per the ACT’s
Administrative Arrangements is satisfied on reasonable grounds that a person in
control of a public sector workplace has failed to comply with 1 or more of the
following:
a) a compliance agreement;
b) an enforceable
undertaking;
c) an improvement notice;
d) a prohibition notice.
The
chief executive must give the Minister a report about the failure and the
Minister must present the report to the Legislative Assembly within 5 sitting
days after the day the Minister receives the report.
Clause 167 -
Notice of failure to comply with safety duty in public sector workplace
This clause applies if the relevant chief executive as per the
ACT’s Administrative Arrangements (the notifying chief executive)
believes on reasonable grounds that there has been a failure to comply with a
safety duty at a public sector workplace.
The notifying chief executive must:
a) prepare a report (the proposed
report) setting out the grounds for the belief that there has been a failure
to comply with the safety duty at the public sector workplace; and
b) give
the chief executive (the responsible chief executive) responsible for the
workplace;
(i) a copy of the proposed report; and
(ii) written notice that
the responsible chief executive may, within 10 working days after the day the
responsible chief executive receives the notice, give the notifying chief
executive written comments on the proposed report.
Clause 168 - Notice
of failure to comply—no failure found
This clause provides
that after considering the reports required under clause 167, if no failure to
comply with a safety duty is found, the notifying chief executive must give
written notice to the responsible chief executive that no further action will be
taken.
Clause 169 - Notice of failure to comply—failure
addressed
This clause provides that after considering the reports
required under clause 167, if a failure to comply with a safety duty is found
and even though appropriate steps have been taken to address the failure, the
notifying chief executive must give written notice to the responsible chief
executive that if the failure is sufficiently serious, a copy of the report will
be given to the Minister.
If the Minister is given a report under this
clause the Minister must present the report to the Legislative Assembly within 5
sitting days after the day the Minister receives the report.
Clause
170 - Notice of failure to comply—failure not addressed
This
clause provides that after consideration of the reports required under clause
167, If a failure to comply with a safety duty is found and appropriate steps
have not been taken to address the failure, the notifying chief executive must
revise the report if appropriate and give a copy of the report (whether revised
or not) to the Minister.
If the Minister is given a report under this
clause the Minister must present the report to the Legislative Assembly within 5
sitting days after the day the Minister receives the report.
Clause
171 - Notice of noncompliance—annual report
This clause applies
if a person in control of a public sector workplace commits an offence against
this Bill; and the offence is an infringement notice offence.
An
authorised person for the infringement notice offence may give a notice of
noncompliance to the chief executive (the responsible chief executive)
responsible for the public sector workplace and the responsible chief executive
must include in the chief executive’s annual report a statement of the
number of notices of noncompliance given to the chief executive and a brief
description of the matter to which each notice related.
Clause 172 -
Annual report—additional compliance information
This clause provides that a chief executive (the responsible chief
executive) responsible for a public sector workplace must include in the
responsible chief executive’s annual report information on any of the
following that happened at or in relation to the workplace:
a) a report under
clause 166;
b) the issuing of an improvement notice or a prohibition
notice;
c) a notice under clause 167;
d) a notice under clause
170.
PART 7 ADMINISTRATIVE REVIEW OF DECISIONS
The OHS Act established a specialist Review Authority to conduct
external reviews of certain decisions. The Review Authority has never been
convened. Part 7 replaces the Review Authority with a standardised two tiered
review mechanism. Depending on the decision, the chief executive or minister is
the initial reviewer and the Civil and Administrative Tribunal will fulfil the
function of the external reviewer.
Clause 173 - Definitions—pt
7
This clause contains the definitions for part 7 of the
Bill.
Clause 174 - Application—pt 7
This clause
provides that this part applies to a decision (a reviewable decision)
made by the Minister, the relevant chief executive as per the ACT’s
Administrative Arrangements or an inspector under this Bill and prescribed by
regulation.
Clause 175 - Notice of reviewable decisions
This clause provides that if the Minister, relevant chief executive
as per the ACT’s Administrative Arrangements or inspector (the
decision-maker) makes a reviewable decision, the decision-maker must give
written notice of the decision to each person prescribed by regulation for the
decision and their rights of review.
Clause 176 - Internal review of
certain decisions
This clause applies if a regulation declares that
a reviewable decision is a decision that is subject to internal review (an
internally reviewable decision). A person whose interests are affected
by an internally reviewable decision may apply in writing to the relevant chief
executive as per the ACT’s Administrative Arrangements for internal review
of the decision, however the chief executive must arrange for someone else (the
internal reviewer) to review the decision.
However, this clause
does not apply to a reviewable decision made personally by the Minister or the
chief executive.
Clause 177 - Applications for internal review
This clause provides that an application for internal review of an
internally reviewable decision must be made within 28 days after the day when
the applicant is told about the decision by the decision-maker; or any longer
period allowed by the internal reviewer, whether before or after the end of the
28-day period.
Clause 178 - Internal review
This clause
provides that the internal reviewer must review the internally reviewable
decision, and confirm, vary or revoke the decision, within 5 business days after
the decision-maker receives the application for internal review of the
decision.
If the decision is not varied or revoked within the 5-day
period, the decision is taken to have been confirmed by the internal reviewer.
As soon as practicable after reviewing the decision, the internal reviewer must
give written notice of the decision on the internal review to the
applicant.
Clause 17 - Review of decisions by ACAT
This
clause provides that a person may apply to the ACAT for review of a decision
made by an internal reviewer; or a reviewable decision, other than an internally
reviewable decision.
PART 8 ADMINISTRATION
Part 8 sets out the administrative matters for the Bill. These matters
are generally standardised across ACT legislation.
Clause 180 -
Inspectors
This clause explains who is an inspector for the purposes
of the Bill. An inspector includes the commissioner, and public servants who
have been appointed as an inspector by the relevant chief executive as per the
ACT’s Administrative Arrangements.
Clause 181 – Identity
cards
This clause deals with identity cards that must be issued to
public servants who are appointed as inspectors, and explains the matters that
must be stated on the identity card. A person who ceases to be an inspector
must return the identity card as soon as practicable. It is an offence not to
return an identity card as required by this provision.
This is a strict
liability offence with a maximum penalty of 10 penalty units.
Clause
182 – Protection of officials from liability
This clause
protects officials from civil liability under the Bill when they do something,
or fail to do something, honestly and without negligence. In these
circumstances the civil liability that would have attached to the individual
officer will attach to the Territory.
Clause 183 – Ministerial
directions to chief executive
This clause provides that the Minister
may, in writing, give directions to the relevant chief executive as per the
ACT’s Administrative Arrangements in relation to the exercise of the chief
executive’s functions, either generally or in relation to a particular
matter.
The chief executive must comply with a direction given under this
clause and the Minister must present a copy of any direction to the Legislative
Assembly within 6 sitting days after the day it is given to the chief
executive.
PART 9 WORK SAFETY COUNCIL
Part 9 establishes the Work Safety Council. The OHS Act
established the Occupational Health and Safety Council. The Work Safety Council
is essentially the same body with a new name. The provisions have largely been
reproduced.
Division 9.1 Establishment, functions and
powers
This division contains provisions which establish the
council and detail its functions and powers.
Clause 184 -
Establishment
This clause establishes the Work Safety
Council.
Clause 185 - Functions
This clause lists the
functions of the Council. Broadly the Council is required to advise the
Minister on matters relating to work safety legislation and workers compensation
legislation. The Minister may also refer matters to the Council in relation
these two areas. Other functions may be prescribed by regulation.
Subclause 185(2) lists other matters on which the Council may advise the
Minister including:
a) Approval of codes of practice under clause 18 of the
Bill;
b) The promotion of work safety; and
c) The operation of this Bill,
the Workers compensation Act 1951 and the Dangerous Substances Act
2004;
Division 9.2 Constitution and
meetings
This division is a procedural division. It outlines how
the council will be constituted and how meetings will be scheduled and
run.
Clause 186 - Membership
This clause concerns the
membership of Council. The Council has 13 members:
a) Four members
representing the interest of employees;
b) Four members representing the
interests of employers’;
c) Four members appointed by the Minister; and
d) The Work Safety Commissioner.
Members are appointed by the
Minister except for the Commissioner who is an ex-officio member and is
appointed by the Executive under clause 200.
Clause 187 – Terms
of appointment
This clause confirms that Council members are part
time appointees and that the maximum term of appointment is three
years.
Clause 188 – Appointment of chair and deputy
chair
This clause requires the Minister when making appointments to
nominate someone who will chair meetings. A deputy chair must also be appointed
at the same time.
Clause 189 - Leave
This clause specifies
that the Council chair will be given leave at the Minister’s discretion
and may wish to do so on a proviso. Likewise, the Council may grant leave to
any other member, but may also wish to impose conditions on a period of
leave.
Clause 190 – Disclosure of interest
This
clause is a conflict of interest provision. It details that should a member
have a financial or other interest in a matter being put to Council that will
prevent them from engaging with the issue impartially, the member must disclose
the type of conflict to their Council colleagues as soon as they become aware
that it exists. Unless Council decides otherwise, that member should step out
of the room and not take part in the discussion on the matter nor the decision
making process.
Subclause 190(4) lists the types of conflicting
situations that may arise. The extent of the conflict must be recorded in the
minutes of the meeting.
Clause 191 – reporting of disclosed
council interest to Minister
This clause stipulates that where a
conflict of the kind in clause 190 exists and is disclosed, the Council chair
must write to the Minister within three months of the disclosure reporting the
disclosed conflict and any action taken by Council. Further reporting at the
end of the financial year is also required.
Clause 192 – Ending
of appointment of council member
This clause details how Council
member appointments may be terminated.
Clause 193 – Calling
meetings
This clause concerns how meetings will be called.
Clause 194 – Presiding member at council
meetings
This clause determines who will supervise each Council
meeting in the absence of the Chair.
Clause 195 – Quorum at
council meetings
This clause deems that seven members present
constitutes a quorum at council meetings. However, the seven must be
representative of the appointments under clause 186. The clause gives detail as
to how a legitimate quorum is established.
Clause 196 – Voting
at council meetings
This clause asks that all members aside from the
Council chair should vote at meetings. A simple majority of votes at a council
meeting will decide an issue. Where votes are even, the chair (or acting chair,
be they deputy or otherwise) casts the deciding vote.
Clause 197
– Conduct of council meeting etc
This clause outlines that
Council members will determine what conduct is acceptable at Council meetings,
however minutes must be taken and recorded.
The clause provides that
members views can be put to meetings in their absence and that Council decisions
can be made out of session.
Clause 198 – Protection of council
members from liability
This clause protects council members from any
personal civil liability for anything done in good faith when acting as a
Council member and instead passes that liability on to the
Territory.
Division 9.3 Advisory committees
This
division allows the Work Safety Council or responsible Minister to convene
advisory sub-committees as they require.
Clause 199 -
Establishment
This clause gives council the power to establish an
advisory committee to help fulfil their responsibilities under the legislation.
The Minister may also direct the council to establish an advisory committee.
The advisory committee will determine it’s own
procedures.
PART 10 WORK SAFETY COMMISSIONER
This part concerns the establishment and functions of the work safety
commissioner and how the Minister is permitted to direct the activities of this
position.
Clause 200 – Appointment of
commissioner
This clause requires the Executive to appoint a Work
Safety Commissioner. The maximum term of appointment is seven years.
Clause 201 - Functions
This clause outlines the functions
of the commissioner as detailed under the legislation and other Territory laws.
The commissioner’s role is not determined by the relevant chief executive
as per the ACT’s Administrative Arrangements. However the
Commissioner’s obligation this clause include:
a) to make people aware
that they have work safety and related duties, and why;
b) to research work
safety;
c) to develop and promote work safety awareness, acceptance and
education programs; and
d) to advise the Minister on work safety and related
issues.
Clause 202 - Retirement
This clause provides for
the retirement of the commissioner where the relevant chief executive as per the
ACT’s Administrative Arrangements and Commissioner agree that the
Commissioner’s physical or mental state does not allow them to exercise
their functions properly.
Clause 203 – Removal of commissioner
Clause 204– Suspension and removal of
commissioner
These two clauses cover misconduct or other cases where
the commissioner fails to perform his duties adequately. They constitute the
exclusive conditions under which the commissioner may be removed or suspended
from office.
Clause 203 allows the Executive to remove the Commissioner
from office for various reasons including failing to perform his/her duties for
more than two consecutive weeks or more than a month in total during any twelve
month period. The Legislative Assembly may also ask the Executive to remove
the commissioner from office because he/she is physically or mentally incapable
of performing his or her duties.
Clause 204 allows the Executive to
suspend the Commissioner if they have reason to believe that the Commissioner
has engaged in questionable conduct, or is suffering from a physical or mental
condition which renders the Commissioner incapable of performing his/her duties
adequately.
Clause 205 – Ministerial directions to
commissioner
This clause permits the Minister to ask the Commissioner
in writing to perform his/her duties in a certain way. The Minister’s
directions must be tabled in the Legislative Assembly within five sitting days
of being passed to the Commissioner. The Commissioner is obliged to act on the
Minister’s advice.
Clause 206 - Staff
This clause
clarifies that the commissioner’s staff are employed under the
Public Sector Management Act 1994.
Clause 207 –
Delegation by commissioner
This clause allows the Commissioner to
pass on any of the activities he/she has a duty to perform as Commissioner to
one of his/her staff (according to the provisions laid out in part 19.4 of the
Legislation Act 2001).
PART 11 CHIEF EXECUTIVE AND COMMISSIONER
REPORTS
Clause 208 - Chief executive’s annual report
This
clause provides that a report prepared by the relevant chief executive as per
the ACT’s Administrative Arrangements under the Annual Reports
(Government Agencies) Act 2004 for a financial year must include a copy
of any direction given under clause 183 (Ministerial directions to chief
executive) during the year; and a statement about action taken during the year
to give effect to any direction given (whether before or during the year) under
that clause.
Clause 209 - Additional reports by chief executive
This clause provides that in March of each year, the relevant chief
executive as per the ACT’s Administrative Arrangements must prepare and
give to the Minister a report on the operation of occupational work safety
matters for which the chief executive is responsible under this Bill for the
first half of the financial year.
The Minister must present the report to
the Legislative Assembly within 6 sitting days after the day the Minister
receives the report.
Clause 210 - Commissioner’s half-yearly
reports
This clause provides that the Commissioner must, as soon as
practicable after the end of each half-year, prepare and give to the Minister a
report on the Commissioner’s operations during that half-year.
A
report prepared under this clause must include a copy of any ministerial
direction under clause 205 during the half-year; and a statement about action
taken during the half-year to give effect to any direction given (whether before
or during the half-year) under that clause.
The Minister must present the
report prepared under this clause to the Legislative Assembly within 6 sitting
days after the day the Minister receives the report.
PART 12 INFORMATION AND EVIDENCE
Part 12 deals with the protection of information obtained under the
legislation and evidentiary presumptions in proceedings for offences against the
Bill.
Clause 211 - Use of protected information
This
clause reproduces the secrecy provision in the OHS Act but enables the sharing
of information between inspectors who exercise functions under different Acts,
for example the Workers Compensation Act 1951 and the Dangerous
Substances Act 2004. Relevant acts will be prescribed by
regulation.
The maximum penalty is 50 penalty units, imprisonment for 6
months or both.
Clause 212 - Presumptions about substances
This clause provides that in a proceeding for an offence against
this Bill, a sample of a substance is considered to be representative of all of
the substance until the contrary is proved.
Clause 213 - Evidence of
analysts
This clause provides that a certificate of the results of an
analysis is admissible in a proceeding for an offence against this Bill, and is
evidence of the facts stated in it, if a copy of the certificate is served by
the party who obtained the analysis on the other party to the proceeding at
least 14 days before the day of the hearing.
Clause 214 - Power of
court to order further analysis
This clause applies if the court
before which a person is being prosecuted for an offence against this Bill is
satisfied that there is a disagreement between the evidence of the analysts for
the parties to the proceeding.
The court may order that the part or parts
of a sample under clause 113 (Procedures for dividing samples) be sent by the
relevant chief executive as per the ACT’s Administrative Arrangements, to
an independent analyst. The order may require the sample to be sent to a
particular analyst or to an analyst agreed to by the parties.
Clause
215 - Appointment of authorised analysts
This clause provides that
the relevant chief executive as per the ACT’s Administrative Arrangements
may appoint a person as an authorised analyst for this Bill.
Clause
216 - Notice of code approvals
This clause requires the chief
executive to publish information about the approval of codes of practice (under
clause 18) such as the date the approval takes effect and the location where
copies may be purchased or inspected.
PART 13 PROCEEDINGS AND LIABILITY
Part 13 deals with proceeding and liability matters for offences
against the legislation.
Clause 217 – Acts and omissions of
representatives
This clause deals with the acts and omission of
representatives.
Clause 218 – Private prosecutions of
offences
This clause creates an express right of private prosecutions
for unions and employer organisations along the lines of the common law position
that:
d. enables a prosecution to be commenced with the written consent of
the secretary of a registered union or the chief executive of a registered
employer organisation;
e. extends the authority to prosecute safety duty
offences in the Bill (with the ability to proscribe other offences – this
does not include the industrial manslaughter offences in the Crimes Act
1900); and
f. reserves the right of the Director of Public Prosecutions
to intervene and take over or discontinue a private prosecution at any time.
In the ACT the decision to prosecute ordinarily rests with the Director
of Public Prosecutions, on advice from the regulator. However, under the common
law citizens are able to commence prosecutions in the ACT. A citizen is able to
prosecute a summary offence (i.e. an offence punishable by imprisonment for one
year or less) until completion. However, a citizen may only prosecute an
indictable offence during the committal stage and if the matter is referred to
trial the Director of Public Prosecutions must elect to take over or the matter
is discontinued.
This statutory right provided by this clause is in
addition to the common law right that currently allows anyone to commence
prosecutions on these terms.
Subclause 218 (3) provides that the
Director of Public Prosecutions may take over a prosecution at any time, with or
without the consent. If the Director of Public Prosecutions takes over the
proceeding, the Director may continue to conduct the proceeding on behalf of his
or her own office or continue on behalf of the beginning organisation or stop
the proceedings altogether.
If the Director of Public Prosecutions is
considering, or takes over a proceeding the beginning organisation is required
to hand over all information they have in relation to the proceedings such as
witness statements and any other information the Director
requires.
Clause 219 – Criminal liability of corporation
officers
This clause deals with criminal liability of corporation officers. The
proposed officer liability provision exists in other ACT (e.g. the Dangerous
Substances Act 2004) and interstate legislation. It is an extension of the
corporate criminal responsibility provisions in the Criminal Code 2002
and only applies in specific circumstances, where the officer:
a) was
reckless as to whether the breach would occur;
b) was in a position to
influence the conduct of the corporation; and
c) failed to take reasonable
steps to influence the conduct of the corporation.
All elements of the
offence must be proved beyond all reasonable doubt. For recklessness, the
officer must have been aware of a substantial risk that the breach would occur
and having regard to the circumstances known to the officer, it was
unjustifiable to take the risk.
Subclause 219(4) also provides
additional requirements for the Court to consider in deciding whether the
officer took (or failed to take) reasonable steps to prevent the
contravention.
Clause 220 – Publication by chief executive of
convictions etc
Clause 221 – Court-directed publicity for
offences
These clauses reproduce the current OHS Act provisions in
relation to the publication of convictions, otherwise known as ‘naming and
shaming’ provisions. These provisions enable the relevant chief executive
as per the ACT’s Administrative Arrangements to publish details of
convictions and findings of guilt for breaches of the legislation, and the
courts to order persons convicted or found guilty to publish a statement in
relation to the offence. These measures are designed to provide a further
disincentive to commit an offence against the Bill.
Clause 222 -
Remedial orders by courts for offences
This clause provides that the
Court may order a convicted person to appropriately rectify the situation if
asked by the prosecutor.
Clause 223 – Court may order costs and
expenses
This clause contains a standard provision about the order of
costs and expenses in proceedings against the legislation.
Clause 224
- Court may order forfeiture
This clause provides that a court that
convicts a person, or finds a person guilty, of an offence under the legislation
may order the forfeiture to the Territory of anything that was used in the
commission of the offence.
Clause 225 - Civil liability not affected
This clause provides that nothing in this Bill is to be taken to
give a right of action in any civil proceeding in relation to any contravention
of any provision of this Bill or to give a defence to an action in any civil
proceeding or affect a right of action in any civil proceeding.
PART 14 MISCELLANEOUS
Part 14 deals with some standard miscellaneous matters for the exposure
draft.
Clause 226 – Electronic service
This clause
provides that a notice under the legislation may be made via email. However
people are encouraged to request receipts for any notices made in electronic
form.
Clause 227 – Contracting out prohibited
This
clause reproduces the current prohibition on contracted out obligations under
the legislation. A fundamental principle in work safety law is that duties of
care and obligations cannot be delegated. Further, agreements cannot purport to
limit or remove a duty held in relation to work safety matters.
Clause
228 – Determination of fees
This clause enables the Minister to
determine fees for the Bill.
Clause 229– Approved
forms
This clause enables the Minister to approve
forms.
Clause 230 – Regulation-making power
This
clause is the regulation making power. The maximum penalty for offences
contained in the regulations has been increased from 10 to 20 penalty units.
The Minister is required to consult the Work Safety Council on the
content of regulations before they are made.
Dictionary
The
Dictionary defines terms used in the Bill.
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