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The Attorney-General for the Commonwealth & "Kevin and Jennifer" & Human Rights and Equal Opportunity Commission [2003] FamCA 94 (21 February 2003)
Last Updated: 7 February 2007
[2003] FamCA 94
FAMILY LAW ACT
IN THE FULL COURT OF
THE FAMILY COURT OF
AUSTRALIA
AT SYDNEY
Appeal No. EA 97/2001
File No. SY
8136/1999
BETWEEN
THE ATTORNEY-GENERAL FOR THE
COMMONWEALTH
Appellant
and
“KEVIN AND JENNIFER”
Respondents
and
HUMAN RIGHTS AND EQUAL OPPORTUNITY
COMMISSION
Intervener
REASONS FOR JUDGMENT OF THE FULL
COURT
Coram: Nicholson CJ, Ellis and Brown JJ
Dates of
Hearing: 18 and 19 February 2002
Date of Judgment: 21 February 2003
APPEARANCES:
Mr Burmester QC with Ms
Eastman of counsel instructed by the
Australian Government Solicitor, 133
Castlereagh Street, Sydney NSW 2000,
appeared on behalf of the
Appellant.
Ms Rachel Wallbank, Solicitor of Wallbanks, Solicitors,
1
Marion Street, Strathfield NSW 2135,
appeared on behalf of the
Respondents.
Mr Basten QC instructed by the Human Rights and Equal
Opportunity Commission, 133 Castlereagh Street, Sydney NSW 2000,
appeared
on behalf of the Intervener.
CATCHWORDS:
APPEALS - Marriage – Validity
– Appeal against declaration of validity of marriage between a woman and a
post-operative
female to male transsexual person – s. 113 Family
Law Act 1975 - No application that the Full Court receive further evidence
upon questions of fact pursuant to s. 93A - Family Law Act 1975 - Appeal
dismissed.
CONSTITUTIONAL LAW - Meaning of
marriage in the Constitution - Not to be regarded as frozen in time to the
definition as it was understood
in 1901 - W v T (1998) FLC
92-808, Attorney-General for NSW v Brewery Employees Union of NSW
(1908) 6 CLR 469, Attorney-General (Vic) v The Commonwealth (1962)
107 CLR 529, Cormick & Cormick v Salmon (1984) 156 CLR 170,
Re: F ex parte F (1986) 161 CLR 376, The Queen v L
(1991) 174 CLR 379, Re : Wakim; ex parte McNally (1999) 198
CLR 511, Hyde v Hyde and Woodmansee (1866) LR 1 P&D 130,
Senate Hansard, 18 April 1961, ss. 46(1) and 69(2) Marriage Act
1961, ss. 43, 114(2) Family Law Act 1975, considered.
STATUTORY INTERPRETATION - Question of
law what criteria should be applied in determining whether a person is a
‘man’
or a ‘woman’ for the purpose of the law of
marriage - Marriage Act held not to be a code - Contemporary ordinary
every day meaning is to be given to the words ‘man’ and
‘marriage’
for the purpose of the Marriage Act 1961 (Cth)
– Meaning of ‘man’ includes a post-operative female to male
transsexual - Question of fact whether the criteria
are met in a particular case
– Trial Judge correct to find on the evidence that the post-operative
female to male transsexual
person in this case is a ‘man’ for the
purpose of the Marriage Act - R v Harris and McGuiness (1988)] 17
NSW LR 158, Secretary, Department of Social Security v SRA (1993)
118 ALR 467 followed; Corbett v Corbett (otherwise Ashley)
[1971] P83 and Bellinger v Bellinger [2001] 2 FLR 1048 not
followed; In the Marriage of C and D (falsely called C) (1979)
FLC 90-636 disapproved; Cozens v Brutus [1973] AC 854,
Collector of Customs v Pressure Tankers Pty Ltd and Pozzolanic Enterprises
Pty Ltd (1993) 43 FCR 280, Fitzpatrick v Sterling Housing
Association Ltd [2001] AC 27, R v McMinn (1981) 38 ALR
565, Bennion (1997) Statutory Interpretation – A Code
(3rd Ed) applied; W v W [2001] 2 WLR 673,
Corporate Affairs Commission of NSW v Yuill (1991) 172 CLR 319,
Attorney-General v Otahuhu Family Court [1995] 1 NZLR 603,
Goodwin v The United Kingdom (European Court of Human Rights
Application no. 28957/95; judgment delivered 11 July 2002), I v The United
Kingdom (European Court of Human Rights Application no. 25680/94;
judgment delivered 11 July 2002), Jones v Dunkel (1959) 101 CLR
298, The Queen v L (1991) 174 CLR 379, ss. 1, 43, 51, 114(2)
Family Law Act 1975, ss. 23, 23A, 23B, 42, 66 Marriage Act 1961,
ss. 155, 185 Evidence Act 1995(Cth), s. 49 Births, Deaths and
Marriages Registration Act 1995 (NSW), s. 1 Nullity of Marriage Act
1971 (UK), s. 11(c) Matrimonial Causes Act 1973 (UK)
considered; Maynard v Hill 125 U.S. 190 (1888), Egan
v Canada [1995] 2 SCR 513, Layland v Ontario (Consumer and
Commercial Relations) and others (1993) 104 DLR (4th) 214,
Miron v Trudel [1995] 2 SCR 418, Quilter v
Attorney-General [1998] 1 NZLR 523
cited.
INTRODUCTION
| 1. | This is an appeal by the
Attorney-General for the Commonwealth against a declaration made by Chisholm J.
on 12 October 2001 that the
marriage between Kevin and Jennifer (pseudonyms used
for the reasons of anonymity) (“the Respondents”) solemnised on
21
August 1999 be declared a valid marriage. |
| 2. | In 1998, the Respondents made
enquiries of the Attorney-General as to the validity of a proposed marriage
between them. The reply
that they received was inconclusive. They went through
a ceremony of marriage on 21 August 1999 and thereafter have resided together
as
a married couple. At the date of the marriage, Kevin was a post-operative
transsexual person who, at the time of his birth, was
registered as a female.
|
| 3. | On 18 October 1999, the
Respondents filed an application seeking a declaration of the validity of the
marriage pursuant to the provisions
of s.113 of the Family Law Act 1975
(Cth) (“the Family Law Act”). The Attorney-General
intervened in those proceedings which came on for hearing before Chisholm J. At
the hearing, both
the Respondents and the Attorney-General accepted that a valid
marriage, for the purpose of the Marriage Act 1961 (Cth) (“the
Marriage Act”), must be between a man and a woman. The Respondents
submitted that, at the relevant time, namely the date of the marriage,
Kevin was
a man for the purpose of the marriage law of Australia and that the Court should
thus declare that their marriage was valid.
The Attorney-General submitted that
Kevin was not a man for the purpose of the marriage law and that accordingly,
the Respondents’
application for a declaration should be
dismissed. |
| 4. | The Respondents did not
assert, either before the trial Judge or on appeal, that Australian law
recognises marriage between same sex
couples. Their contention was and is that,
at the date of the marriage, Kevin was a man and accordingly their marriage is
valid.
|
| 5. | The trial Judge concluded
that, for the purpose of ascertaining the validity of a marriage under
Australian law, the question of whether
a person is a man or a woman is to be
determined as at the date of the marriage and that in the context of the rule
that the parties
to a valid marriage must be a man or a woman, the word
‘man’ has its ordinary current meaning according to Australian
usage. The trial Judge further concluded in the light of the evidence that
Kevin was a man for the purpose of the law of marriage
at the date of the
marriage. |
BACKGROUND INFORMATION
| 6. | At trial, a considerable
volume of evidence was adduced as to Kevin’s childhood experiences and the
processes through which
he transitioned from the appearance as female at birth
to presenting as male at the date of his marriage.
|
| 7. | We note that the trial Judge
recorded that prior to the marriage, Kevin had undergone several medical
procedures to remove both primary
and secondary female sexual characteristics
and to substitute male sexual characteristics. Expert evidence before the trial
Judge
concurred that the procedures and processes referred to in the evidence
are the means through which gender reassignment is achieved.
In Kevin’s
instance, this involved hormone treatment and irreversible surgery conducted by
appropriately qualified medical
practitioners.
|
| 8. | Following surgery, Kevin
applied to the Registrar of Births, Deaths and Marriages to have his reassigned
sex from female to male noted
on the Register of Births pursuant to the
provisions of s.32B of the Births, Deaths and Marriages Registration Act
1995 (NSW). Subsequent to the medical procedures and processes, Kevin is
recognised, under both Commonwealth law and the law of
New South Wales where he
resides, as a man for various purposes. |
| 9. | It was common ground before
the trial Judge that Kevin had female chromosomes, gonads and genitals at birth.
He deposed that for as
long as he could remember, he had perceived himself to be
male, that for years he has been living as a male and that he is treated
as a
male in his family, work and social life. |
| 10. | The path by which Kevin came
to adopt the physical characteristics and social role of a male was set out by
the trial Judge as follows: |
“24. ... for as long as he could remember, Kevin has perceived
himself to be male. When he was a very young child his mother
tried to persuade
him that he was a girl and that he should behave as a girl. She forced him to
dress as a girl on special occasions.
She had Kevin and his father stand naked
in front of each other to demonstrate that they had different anatomies. None
of this
worked: he continued to believe he was a boy. He wore boys’
clothes whenever he could. He refused to play with girls’
toys.
| 25. | Kevin was the
oldest of four children: he had three sisters. He saw his relationship with
them as being that of an older brother.
He would physically defend them, at
school and elsewhere, after his father had left the family home. He did some of
the physical
tasks his father had done, such as mowing the lawns and doing
household repairs. His mother gave him “boys’ presents”
such
as footballs and cars, and made boy's clothing for him. Some family photographs
are striking: at age 3, with pistols; at age
8, with a soccer ball and trophy.
Most remarkable is a photograph of Kevin aged about 15 or 16, with his sisters.
They are wearing
pastel coloured dresses and sandals. He is wearing dark
trousers and shoes, and what looks like a boy’s shirt. To my eye,
despite
the shoulder length hair, he looks as much like a boy as a girl.
|
| 26. | Kevin describes
his adolescence, and the feminisation of his body, as a “time of pain and
dread”. He was harassed at
times at school because of his male attitude
and appearance. He wore a jacket of the type worn by boys, and students mocked
him,
saying he was a girl, and asking why he dressed like that. Arguments would
sometimes develop into fighting, at which he was adept.
He says that during his
adolescence and early adult years he kept most of his thoughts to himself and
felt extremely alienated from
people. |
| 27. | In late 1994 he
commenced work with his present employer. Throughout his employment there he
generally presented as a male, wearing
trousers and shirts to work. In mid 1995
someone showed him an article about sex reassignment treatment, and he can still
recall
his “feelings of relief and excitement upon learning of other
people like me and of how they had discovered the medical means
to express their
true sex as men.” |
| 28. | Kevin embarked on
hormone treatment in October 1995. This led to coarse hair growth on his face,
chest, legs and stomach, and a deeper
voice. His body was already muscular from
sport and lifting weights, but it became more so. He later saw Dr. Anne Conway,
an andrologist
at the Concord Repatriation General Hospital. Dr. Conway reports
that it is likely that he has had a testosterone level in the adult
male range
since 1995 and certainly since 1997 when he started treatment at her Department.
|
| 29. | In November 1997
Dr. Laurence Ho, a plastic surgeon, carried out breast surgery as part of
Kevin’s gender reassignment program,
reducing them to “suitable male
size” by liposuction. Dr. Ho says that Kevin was “very pleased with
the result”.
In September 1998 he had further surgery: Dr Anne Pike,
whose report is also in evidence, performed a total hysterectomy with bilateral
oophorectomy. |
| 30. | As a result,
Kevin’s body was no longer able to function as that of a female,
particularly for the purposes of reproduction
and sexual intercourse. Dr
Haertsch, a plastic surgeon, has provided evidence that the surgery Kevin has
undergone “is sexual
reassignment surgery” within the meaning of
Section 32A of the Birth Deaths and Marriages Registration Act 1995 (NSW). He
has elected not to have further surgery involving the construction of a penis or
testes. Such surgery is complex and expensive,
and has risks of complications
and failure. The Attorney-General has not sought to argue that the
sex-reassignment surgery was in
any way incomplete or unsuccessful.”
(footnote omitted) |
| 11. | An affidavit of Professor
Milton Diamond, Professor of Anatomy and Reproductive Biology at the School of
Medicine, University of Hawaii,
was put before Chisholm J. In his affidavit,
Professor Diamond commented upon the reports of two expert psychiatric witnesses
Professor
Nathaniel McConaghy and Professor Cornelius Greenway, whose affidavits
were also before Chisholm J. The factual contents of the
affidavit evidence of
these witnesses was not challenged at the
hearing. |
| 12. | Professor Diamond
deposed: |
“[Kevin] is typical in choice of surgeries. Most often the female to
male transsexual will adopt a male name and dress, and
work, live and play as
expected of a male in society. For the female to male (FtM) transsexual the
most desired surgery is hysterectomy
to stop menses, removal of ovaries to stop
estrogen production and mastectomy to remove the breasts. His taking of male
hormones
produces hirsutism and a desired deepening of the voice. Phalloplasty,
the construction of a penis to improve a male body image
or to facilitate sexual
activity is not uncommon but is less often requested. Many FtM transsexuals
forgo this penile construction
surgery due to its difficulty, lack of insurance
that the penis will function adequately when surgery is complete and expense.
Further,
for many transsexuals, living as a male is done for mental reasons less
associated with eroticism. Other behaviours can substitute
for penile-vaginal
intercourse. Following the actual sex reassignment surgery, female to male
transsexuals generally “pass”
quite well and are easily accepted in
society.
Indeed, conditions are such that [Kevin] cannot probably live in any manner
other than as a man in society. Aside from his inner
feelings of male-ness, his
appearance and demeanour would make it difficult for him to be accepted as a
woman. To force such a condition
would be cruel to him, to his wife and all
social contacts. Society would most greatly lose
thereby.”
| 13. | The rigours of undergoing
the gender re-assignment process that would appear to have been experienced by
Kevin are not unique. The
general experience was eloquently described by Judge
Martens in his dissenting opinion in the European Court of Human Rights in
Cossey v The United Kingdom [1990] 13 EHRR 622, cited by Chisholm
J, and referred to in submissions before us by counsel appearing on behalf of
the Human Rights
and Equal Opportunity Commission (at pars 3.16 and 3.17).
Judge Martens commented: |
“[A transsexual person] is prepared to shape himself and his fate. In
doing so he goes through long, dangerous and painful
medical treatment to have
his sexual organs, as far as is humanly feasible, adapted to the sex he is
convinced he belongs to. ...
Sexual identity is not only a fundamental aspect of everyone’s
personality but, through the ubiquity of the sexual dichotomy,
also an important
societal fact. For post-operative transsexuals sexual identity has,
understandably, a very special and sensitive
importance because they acquired
theirs deliberately, at a high cost in mental and bodily
suffering.”
| 14. | This case clearly
illustrates the serious difficulties facing an individual such as Kevin, who
has undertaken gender re-assignment. |
THE REASONS FOR JUDGMENT OF THE TRIAL JUDGE
| 15. | We feel it is helpful in the
context of this case to summarise in some detail the judgment of the trial
Judge, although it has been
reported at (2001) FLC 93-087; (2001) 28 Fam LR
158. |
| 16. | A summary of his
Honour’s conclusions is as follows: |
1. For the purpose of ascertaining the validity of the marriage under
Australian law, the question whether a person is a man or a
woman is to be
determined as at the date of the marriage.
2. There is no rule or presumption that the question whether a person is a
man or a woman for the purpose of marriage law is to be
determined by reference
to circumstances at the time of birth. Anything to the contrary in Corbett
v Corbett (otherwise Ashley) [1971] P83 does not represent Australian
law.
| 3. | Unless the context requires a
different interpretation, the words man and woman when used in legislation have
their ordinary contemporary
meaning according to Australian usage. That meaning
includes post-operative transsexuals as men and/ or women in accordance with
their sexual reassignment, R v Harris & McGuiness (1988)] 17
NSW LR 158; Secretary, Department of Social Security v SRA (1993)
118 ALR 467 followed. |
| 4. | The context of
marriage law, and in particular the rule that the parties to a valid marriage
must be a man and a woman, does not require
any departure from ordinary current
meaning according to Australian usage of the word
‘man’. |
| 5. | There may be
circumstances in which a person, who at birth had female chromosomes, gonads,
and genitals, may nevertheless be a man
at the date of a marriage. In this
respect, the decision in Corbett does not represent Australian
law. |
| 6. | In the present
case, the husband at birth had female chromosomes, gonads and genitals but was a
man for the purpose of the law of
marriage at the time of his marriage, having
regard to all the circumstances and in particular the following:
|
| (a) | He had always
perceived himself to be a male; |
| (b) | He was
perceived by those who knew him to have had male characteristics since he was a
young child; |
| (c) | Prior to the marriage he went
through a full process of transsexual re-assignment, involving hormone treatment
and irreversible surgery,
conducted by appropriately qualified medical
practitioners; |
| (d) | At the time of the marriage,
in appearance, characteristics and behaviour he was perceived as a man, and
accepted as a man, by his
family, friends and work
colleagues; |
| (e) | He was accepted as a man for a
variety of social and legal purposes, including name, and admission to an IVF
program, and in relation
to such events occurring after the marriage, there was
evidence that his characteristics at the relevant times were no different
from
his characteristics at the time of the
marriage; |
| (f) | His marriage as a man was
accepted, in full knowledge of his circumstances, by his family, friends and
work colleagues. |
| 17. | His Honour’s judgment
contains an important discussion about the meaning of the term
‘transsexual’ as describing
a person. He concluded that a
‘transsexual’ means a person who has some or all of the physical or
biological characteristics
of one sex, but who experiences himself or herself as
being of the opposite sex, and has undergone hormonal and surgical treatments
to
change some of the physical characteristics in order to conform more closely to
the opposite sex. |
| 18. | His Honour pointed to the
problem arising from the fact that the word ‘transsexual’ suggested
a sexual transition, passing
from one sex to the other, but he said that this
did not convey the fact that transsexual people normally experience themselves
as
belonging to the other sex from birth and therefore before, as well as after,
the hormonal or surgical procedures. |
| 19. | In a passage in his
sensitive judgment, his Honour expressed concern that the use of the word
‘transsexual’ as a noun,
might tend to have a dehumanising effect,
but he felt that in the absence of any suitable alternative, he would have to
adopt it.
Although we share his Honour’s concerns, we note that subsequent
to Chisholm J’s judgment the Lord Chancellor’s
Department has
published a paper entitled Government Policy concerning Transsexual
People (see: www.lcd.gov.uk.constitution/transsex/policy.htm)
in which it is said: |
“Government policy is to use the terms transsexual people or
transsexual person, transsexualism and gender reassignment –
and not the
respective expressions transsexuals, transsexuality and sex change which some
transsexual people find unacceptable.”
| 20. | We respectfully agree with
this suggested nomenclature and we propose to adopt it in this
judgment. |
| 21. | It is important to remember
that there is usually a distinction between a transsexual person and a
homosexual person, as his Honour
correctly pointed out. He noted that a
transsexual person might or might not be of a homosexual orientation. Similarly,
as his Honour
pointed out, a transsexual person should not be confused with a
person who is termed a ‘transvestite’, in that the latter
is someone
who dresses in the clothes of the other sex but often does not regard themself
as a member of the opposite sex. |
| 22. | In coming to his
conclusions, his Honour relied upon the evidence of specialist witnesses,
including Professor Gooren, Professor McConoghy,
Professor Diamond and Dr
Cornelis Greenway. He recorded the observation of Professor McConoghy that
Kevin presented as an intelligent,
emotionally warm man, who would be accepted
socially as completely masculine. Professor McConoghy also expressed the view
that Kevin’s
“brain sex or mental sex is male”. His
Honour noted that Professor McConoghy, in referring to the evidence of Professor
Diamond, deposed that he agreed with Professor
Diamond’s opinion
“that further research will confirm the present evidence that brain sex
or mental sex is a reality which would explain the persistence
of a gender
identity in the face of or contrary to external
influences”. |
| 23. | His Honour also referred to
the following view expressed by Dr Greenway: |
“After considering the history as given by Kevin and Kevin’s
presentation on interview, there is no doubt in my mind
that Kevin is
psychologically male and that this has been the situation all his life. There
is also no doubt that as far as Kevin
is concerned, he is a male and has always
been a male. From the history provided by him, there is little doubt that
people that
know him consider him as a male and relate to him as a male. This
certainly appears to have been the case on 21 August 1999 when
he got married.
I do not believe that Kevin’s perception of himself as a male is a
result of a psychosis nor of a delusional disorder. I do
not believe that he is
suffering from a body dysmorphic syndrome.”
| 24. | His Honour also referred to
the extensive non-medical evidence from some 39 witnesses, 23 of whom were
family and friends of Kevin
and 16 of whom were work colleagues and
acquaintances. That evidence was to the effect that Kevin had always regarded
himself as
a male and had always been treated as such.
|
| 25. | His Honour commented (at par
68): |
“The cumulative impact of the evidence of these 39 witnesses is
striking. It shows the husband as perceived by those involved
with him and his
family, at work, and in the community. It shows him as a person: not an object
of anatomical curiosity but a human
being living a life, as we do, among others,
as a part of society. It shows him living a life that those around him perceive
as
a man’s life. They see him and think of him as a man, doing what men
do. They do not see him as a woman pretending to be
a man. They do not pretend
that he is a man, while believing he is not.”
| 26. | Thereafter, his Honour
discussed Corbett and Corbett (Otherwise Ashley) (1971) P
83, in particular, Ormrod J’s conclusion that an individual’s sex is
determined at birth by reference to an
examination of three biological factors,
namely chromosomes, gonads and genitals. |
| 27. | Chisholm J noted (at par 2)
that “Australian law has not yet determined the basis for ascertaining
whether a person is a man or a woman for the purpose of marriage
law”.
As the Attorney-General had largely relied upon the analysis presented by Ormrod
J in Corbett, his Honour concluded that it was therefore necessary
to closely examine the reasoning contained therein in order to determine whether
Corbett represented the present law in Australia. If it were the
case, it would then follow that the application must fail (at par 70).
His
Honour noted that English decisions such as Corbett “...
are no more than a guide to the common law in Australia” (at par 71)
and that the decision in Corbett was useful “... only to
the degree of the persuasiveness of its reasoning”.
|
| 28. | His Honour went on to
say: |
“73. ... I take it to be a question of law what criteria should be
applied in determining whether a person is a man or a woman
for the purpose of
the law of marriage, and a question of fact whether the criteria exist in a
particular case.” (footnote omitted)
| 29. | His Honour identified the
following as a key passage in the reasons of Ormrod
J: |
“It is common ground between all the medical witnesses that the
biological sexual constitution of an individual is fixed at
birth (at the
latest), and cannot be changed, either by the natural development of organs of
the opposite sex, or by medical or surgical
means. The respondent’s
operation, therefore, cannot affect her true sex.”
| 30. | Thereafter, his Honour
summarised his understanding of the argument advanced by Ormrod J as follows:
|
1. The biological sexual constitution of all individuals is fixed at birth
and cannot be changed (major premise).
2. Ms Ashley’s biological sexual constitution at birth was male (minor
premise).
3. Therefore Ms Ashley’s biological sexual constitution remains male
(conclusion).
4. Therefore Ms Ashley’s true sex is male.
5. The validity of the marriage depends upon Ms Ashley’s true
sex.
6. Therefore, the other party being a man, the marriage is
invalid.”
| 31. | His Honour said that while
the first three steps appeared to be logical, the only basis for step four
appeared to be that Ms Ashley’s
then biological sexual constitution was to
be treated as equivalent to her true sex. He said that the key issue was whether
social
and psychological matters were relevant in determining whether April
Ashley was a man or a woman, and that Ormrod J had excluded
these matters by way
of definition but gave no reason for doing so. His Honour then said that step
five - which was apparently a
statement of law - involved a similar problem
because the asserted legal proposition that ‘true sex’ is the test
for
the validity of marriage is correct only if ‘true sex’ is the
sole criterion of determining whether a person is a man
or woman.
|
| 32. | His Honour went on to
say: |
“80. The reasoning becomes more transparent if the term “true
sex” is omitted and the legal principle is stated
more accurately in terms
of whether a person is a man or a woman. Thus clarified, the argument to this
point in the judgment is
this:-
1. The biological sexual constitution of all individuals is fixed at birth
and cannot be changed (major
premise)
2. Ms Ashley's biological sexual constitution at birth was male (minor
premise).
3. Therefore Ms Ashley's biological sexual constitution remained male
(conclusion).
4. Whether a person is a man or a woman depends solely on the person's
biological sexual
constitution.
5. Since Ms Ashley's biological sexual constitution was male, she was a
man.
6. Therefore, the other party being a man, the marriage is invalid.
81. It is now possible to distinguish statements of fact from statements of
law. Step 1 is a statement of fact, based on Ormrod J’s
understanding of
the evidence. Such statements are general rather than specific, but I do not
think such statements can properly
be treated as equivalent to propositions of
law. It may be appropriate for judges in later cases to assume they are true in
the
absence of any specific reason to dissent from them. However where evidence
is given on the general factual issue, in my view the
court must consider the
evidence and determine the issue as one of fact.
82. Step 2 is of course a finding of fact about the individual April Ashley
on the evidence in Corbett, and has no wider significance.
Step 3 is the
logical conclusion of Step 1 and Step 2, as steps 5 and 6 are a logical
application of the definition of marriage
to the conclusions reached in steps
1-4.
83. It is now clear that Step 4, which I have highlighted, is the critical
step. It is the kernel of the judgment, the fundamental
conclusion that
congruent biological factors exclusively determine whether a person is a man or
a woman.” (emphasis in original; footnotes
omitted).
| 33. | We agree with his
Honour’s conclusion but would qualify it by adding the words “as
apparent at birth”. We qualify it because that was the effect of the
judgment of Ormrod J and because, on the basis of the evidence accepted by his
Honour, there may be aspects of a person’s biological make-up and
certainly his or her psyche that are not apparent at birth
which were not taken
into consideration by Ormrod J. |
| 34. | His Honour identified this
proposition as the kernel of the Corbett judgment. He said it
purported to be a statement of law setting out the criteria to be applied in
determining whether a person is
a man or a woman. However, he also noted that no
relevant principle or policy was advanced to support the proposition and no
authorities
cited to show that it was consistent with other legal principles.
The use of the term ‘true sex’ created the false impression
that
social and psychological matters had been shown to be irrelevant, whereas in
truth, they had simply been assumed to be irrelevant.
|
| 35. | His Honour’s analysis
and criticism of Ormrod J’s judgment was that he had adopted an
“essentialist view” of sexual identity that excluded matters
other than biology. We agree with this view. It is the essence of Ormrod
J’s judgment.
Whatever the state of medical knowledge was as at 1970, it
is apparent that 30 years later, Ormrod J’s test is far too limited
and we
do not think that it represents the law in this
country |
| 36. | We also note his
Honour’s criticism of Ormrod J’s apparent focus upon the mechanics
of genital sexual activity. He referred
(at par 91) to what he described as a
key sentence in Ormrod J’s judgment,
namely: |
“The criteria must, in my judgment, be biological, for even the most
extreme degree of transsexualism in a male or the most
severe hormonal imbalance
which can exist in a person with male chromosomes, male gonads and male
genitalia cannot reproduce a person
who is naturally capable of performing the
essential role of a woman in marriage.”
| 37. | His Honour said that the
last few words in the passage quoted constituted the only reason given by Ormrod
J for excluding non-biological
matters. His Honour first queried the use of the
word “natural” by his Lordship, and secondly his reference to
the “essential role of a woman in marriage”. His Honour in
this context referred (at par 93) to the following passage of Gordon
Samuels’ extra judicial comment in an
article “Transsexualism”
(1983) Aust J Forensic Sciences 57-64: |
“There is no reason to suppose that she could not provide the
companionship and support which one spouse ordinarily renders
to the other. She
could not conceive and bear children, but it is not the law that marriage is not
consummated unless children are
procreated or that procreation of children is
the principle end of marriage. Hence the female spouse’s ability or
willingness
to produce children is not a necessary incident of a valid
marriage.”
| 38. | We think that this statement
has considerable force and represents what we consider to be a considerable
shift in our community away
from the purely sexual aspects of marriage in the
direction of defining it in terms of
companionship. |
| 39. | His Honour similarly
criticised, and we believe correctly, the proposition that the capacity for
genital intercourse is the essential
role of the woman or the man in marriage.
He rejected what he called an essentialist view of sexual identity that
individuals have
some basic essential quality that makes them male or female.
His Honour expressed the view (at par 109) that the task of the law
was not to
search for some mysterious entity, the person’s ‘true sex’,
but to give an answer to a practical human
problem, that is, “to
determine the sex in which it is best for the individual to
live”. |
| 40. | His Honour therefore
concluded in relation to Corbett, leaving aside any questions
about the desirability of the result or of later medical, legal or social
developments, that the reasoning
of Ormrod J was not
persuasive. |
| 41. | His Honour next dealt with
the argument advanced on behalf of the Attorney-General that the meaning of the
word ‘man’
in the Marriage Act should be taken to have the
meaning that would have been attributed to the word when the legislation was
passed in 1961. |
| 42. | His Honour rejected the
proposition that there was any general rule of construction that ordinary words
should be given the meaning
that they had at the time of the passage of the
relevant legislation and said that in fact there was support for the contrary
view.
His Honour said that he did not see any convincing reason to conclude
that the legislature in 1961 would have had in mind, or should
be deemed to have
had in mind, a definition of ‘man’ that incorporated the
Corbett approach, that case having been decided ten years
later. |
| 43. | His Honour then discussed
the Australian legal and social environment and the decisions of R v
Harris and McGuiness (supra) and Secretary, Department of Social
Security v SRA (supra). In both of those cases, the courts did
not follow the reasoning in Corbett, although his Honour agreed
that the judgments did not purport to overrule Corbett in the
context of marriage law. Counsel for the Attorney-General criticised what he
said was his Honour’s failure to take into
account the fact that the
relevant courts in these cases distinguished Corbett, but we
consider that he clearly did so. |
| 44. | His Honour then dealt with
issues such as the recognition by the Births, Deaths and Registration Act
1995 (NSW) of transsexual persons and the recognition in the Commonwealth
Crimes Act, following the Crimes Amendment Forensic Procedures
Act 2001, of the extension of provisions relating to females to include
“a trans gender person who identifies as a
female”. |
| 45. | His Honour took the view
that this type of legislation was of limited relevance, but that it did support
the view that there was no
insuperable objection to the law recognising the
changed sex of a person who has undergone a sex reassignment procedure.
|
| 46. | His Honour also commented
that in the social sense the involvement of the Respondents in the artificial
insemination program indicated
that medical authorities have no difficulty in
accepting Kevin as a man. His Honour considered that this was of particular
importance,
because the decision involved the approval of Kevin taking the role
of husband and father, and that those involved saw no particular
difficulties or
impediments in this respect. |
| 47. | His Honour also referred to
international legal developments and, in particular, the decision of the
majority of the Court of Appeal
in Bellinger v Bellinger [2001] 2
FLR 1048, which followed the decision in Corbett. He distinguished
the English situation to that in Australia, where Corbett had
never represented the law, and also distinguished the evidentiary situation in
Bellinger. His Honour preferred what he described as the powerful
dissent in Bellinger of Thorpe LJ, who held that whilst
Corbett was right at the time that it was decided, later medical
and social developments had rendered it wrong in 2001.
|
| 48. | His Honour’s judgment
contains a useful and comprehensive survey of decisions in other common law
jurisdictions and in Europe
up to the date of his judgment. In particular, it
points out that developments in Europe have tended to isolate the approach that
has been taken by the United Kingdom courts in line with the judgment in
Corbett. |
| 49. | After referring to European
legislation and decisions, his Honour said (at par 207):
|
“Overall I think that these decisions indicate that failure to
recognise the sex of post-operative transsexuals raises serious
issues of human
rights, such that the question arises whether the failure can be permitted on
the basis of the margin of appreciation
allowed to States under the Convention.
It is clear that a decision in favour of the applicants would be more in accord
with international
thinking on human rights than a refusal of the
application.”
| 50. | His Honour referred to what
he said was an increased understanding within the international community that
was reflected in a general
tendency to accept that, for legal purposes,
including marriage, post-operative transsexual people should be treated as
members of
the sex to which they have been assigned.
|
| 51. | His Honour’s judgment
contains a comprehensive discussion of the expert evidence that was given before
him and its effect. |
| 52. | His Honour recorded (at par
247) “The expert evidence affirmed that brain development is (at least)
an important determinate of the person’s sense of being
a man or a
woman”. He noted that all of the experts who had sworn affidavits
were well qualified and that none was required for cross-examination,
nor was
any contrary evidence called. |
| 53. | His Honour pointed out (at
par 270) that it was the perception of Ormrod J, and of many medical experts at
the time, that transsexual
people “suffered from a discontinuity
between their biology and their psychology, whereas intersex people experienced
inconsistencies
within or among their biological qualities”. His
Honour was satisfied that the evidence now is inconsistent with this
distinction. |
| 54. | His Honour said that in his
view, the evidence demonstrated, at least on the balance of probabilities, that
the characteristics of
transsexual people were as much biological as those
people thought of as intersex. He said that the difference was essentially that
we can readily observe or identify genitals, chromosomes and gonads, but at
present we are unable to detect or precisely identify
the equally biological
characteristics of the brain that are present in transsexual
people. |
| 55. | However, having accepted
this, his Honour said that he did not base his decision on the view that
‘brain sex’ is in law
the decisive factor in determining whether a
person is a man or a woman, but rather one of them.
|
| 56. | We comment in passing that
‘brain sex’ is a somewhat unsatisfactory and ambiguous term that was
used both before his Honour
and ourselves. It is really a shorthand expression
that refers to what is understood as being the final stage of sexual
differentiation
in a developing child’s brain, following chromosomal
configuration, gonadal differentiation, and genital differentiation.
This
theory was advanced in evidence by Professor Gooren, Professor Diamond,
Professor Walters and Dr. Walker, and also discussed
in detail in an article by
Zhou (and others) [“A Sex Difference in the Human Brain and its relation
to Transexuality”
(1995) 378 Nature 68-70]. The relevance of this
theory in relation to transsexual persons is that the weight of medical opinion
generally agrees that
in the instance of a transsexual person, that individual
is born with a brain that recognises him or herself as a member of the sex
opposite to that whose physiological indicia he or she bears. The expert
evidence before his Honour, which he accepted, was that
this was probably of
biological origin within the brain. We consider that it was open to his Honour
to make this finding. We shall
continue to use the term ‘brain sex’
for want of a better one. |
| 57. | His Honour considered an
argument advanced on behalf of the Attorney-General that marriage is a social
institution having its origins
in ancient Christian law and that it is
intrinsically connected with procreation. It was submitted that there were
therefore special
considerations attached to marriage.
|
| 58. | His Honour agreed that
ancient Christian law does form the historical basis for marriage, but he was
unable to form a conclusion as
to how ancient Christian law might have regarded
people like Kevin. He took the view that this question was somewhat unreal,
since
chromosomes were unknown at that time, as was the treatment that Kevin had
undergone. |
| 59. | His Honour saw no reason why
resort should be had to ancient law rather than contemporary understanding.
|
| 60. | He rejected the proposition
that marriage is intrinsically connected with procreation, pointing out that
marriages are perfectly valid
where one or both parties are infertile. He also
referred to the fact that since 1975, the law in Australia has provided no basis
for invalidating a marriage on the ground of incapacity to consummate the
marriage or indeed on any ground relating to the sexual
conduct of
parties. |
| 61. | His Honour was prepared to
accept that in some general sense the role of marriage was closely connected to
the generation and care
of children. He said, however, that even if this
proposition were accepted, it did not support the view that Kevin’s
marriage
was invalid, because there was no evident reason why he and his wife
could not bring up children, and in fact they were doing so.
His Honour
rejected an argument that a decision in favour of the application would produce
enormous practical and legal difficulties. |
| 62. | His Honour’s final
conclusion in respect of Corbett (at par 326)
was: |
“Although the extensive evidence and argument require this judgment to
be of considerable length, in my view there are overwhelming
reasons why the
application should be granted. I see no basis in legal principle or policy why
Australian law should follow the
decision in Corbett. To do so would, I
think, create indefensible inconsistencies between Australian marriage law and
other Australian laws. It would
take the law in a direction that is generally
contrary to developments in other countries. It would perpetuate a view that
flies
in the face of current medical understanding and practice. Most of all,
it would impose indefensible suffering on people who have
already had more than
their share of difficulty, with no benefit to
society.”
THE APPEAL
| 63. | The Attorney-General’s
Notice of Appeal filed on 26 November 2001 was not within the time prescribed by
the Family Law Rules. This was due to the federal election. No
objection was raised in this regard. The Notice specifies the following eight
grounds
of appeal: |
“1. The Judge erred in determining that while the Respondent husband at
birth had female chromosomes, gonads and genitals, he
was a man for the purpose
of the Marriage Act at the time of his marriage.
2. The Judge erred in finding that considerations in addition to the
congruence of a person’s chromosomes, gonads and genitals
were relevant to
determining a person’s sex for the purpose of the law of marriage.
3. The Judge erred in having regard to evidence about brain sex as a relevant
consideration in determining whether a person is a man
for the purposes of the
law of marriage.
4. The Judge erred in considering that social acceptance of a person’s
sex is a relevant consideration in determining whether
a person is a man for the
purposes of the law of marriage.
5. The Judge erred in holding that the ordinary meaning of man for the
purpose of the Marriage Act includes a post-operative female
to male
transsexual.
6. The Judge erred in rejecting that there were special considerations
applicable to marriage for the purpose of construing the meaning
of
‘man’ and ‘woman’ in the Marriage Act.
7. The Judge erred in rejecting the contention that it is for the Parliament
to determine whether a post-operative transsexual may
marry as a person of the
sex other than their biological sex at birth.
8. The Judge should have found that if a person’s chromosomes, gonads
and genitals are congruently of one sex at birth, that
is determinative in
deciding whether the person is a man or woman for the purposes of
marriage.”
| 64. | On 8 February
2002, the Full Court granted leave, pursuant to s. 92 of the Family Law
Act to the Human Rights and Equal Opportunity Commission to intervene in
this appeal. The Commission appeared by counsel at the hearing
and advanced
arguments supporting the position of the Respondents as to the validity of their
marriage. |
| 65. | For reasons we gave ex
tempore on the first day of the hearing of the appeal, we refused an
application by the Respondents for the appeal to be heard in closed
court. |
THE ISSUES
| 66. | The central question on this
appeal is whether it was open to Chisholm J to find that at the relevant time,
namely the date of the
marriage, Kevin was a man within the meaning of the
Marriage Act 1961 and that his marriage to Jennifer was thus a valid
marriage. As part of this process it is necessary also to consider whether
Chisholm
J was correct in the meaning he ascribed to marriage as the term is
used in the Marriage Act. |
| 67. | For the purposes of these
proceedings it was common ground that marriage is a union between a man and a
woman signified by certain
formalities and carrying with it a status recognised
by the law. The issue of whether a marriage can occur between people of the
same
sex is not an issue in this case. Similarly, the status of pre-operative
transsexual persons is not directly in issue. |
| 68. | We are therefore required to
consider the following issues: |
1. What is the historical context of marriage in our society? Is it a static or
evolving institution?
2. What is encompassed by the word ‘marriage’ as used in the
Constitution?
3. What is the nature of the issues before the Court and to what extent are the
various matters to be determined in this case questions
of law and questions of
fact?
4. Should marriage be given the meaning that it had at the time of the passage
of the Marriage Act and what was its meaning at that time? A subsidiary
question is whether the Marriage Act constitutes a code, which would
support such an interpretation? Alternatively, should marriage be given its
contemporary, ordinary,
everyday meaning?
5. Is the meaning of marriage confined by the fact that it is a social
institution having its origins in ancient Christian law? To
what extent does it
have its origins in ancient Christian law, and in the absence of an established
religion in Australia does this
has any relevance? Is or should marriage be
regarded as intrinsically connected with procreation as asserted by counsel for
the
Attorney-General?
6. Should this Court follow the English decisions of Corbett
and Bellinger in determining the issues in this case? Do they
represent the law in Australia? In any event was the trial Judge entitled to
distinguish
those decisions upon the basis that the evidence before him asserted
that brain sex and/or psyche were equally important factors
to those factors
identified in Corbett?
7. Was the trial Judge in error in taking into account issues such as social
acceptance, evidence of community attitudes, and the
Respondents’
acceptance into in-vitro fertilization programmes by the medical profession as
evidence of the meaning of ‘man’,
for the purpose of the marriage
law, in contemporary society?
8. What other international legal developments have taken place that might
assist in the determination of the primary issues in this
case?
9. What is the position of transsexual persons in relation to marriage in the
context of international human rights law, and what
effect does it have in
determining the primary issues raised by this case? What is the relevance (if
any) of the United Nations Convention
on the Rights of the
Child?
10. What is the effect of various Australian Federal and State statutes and
administrative procedures recognising the position of
transsexual persons in
relation to issues such as birth certificates and the criminal law in relation
to the issues in this case?
11. Do the contemporary everyday meanings of the words ‘man’ and
‘marriage’ extend to a transsexual person
such as Kevin and his
marriage to Jennifer?
The Historical Context of Marriage in our Society
| 69. | It would be neither
necessary, nor desirable, to attempt to cover as vast a subject in a judgment
such as this. However, since counsel
for the Attorney-General has argued that
‘marriage’, in the context of the Marriage Act, should be
interpreted from a monogamistic Christian perspective, we think we should touch
upon it. He did not advance any detailed
historical analysis, nor did he provide
us with any references that supported this proposition, despite being invited to
do so by
us. |
| 70. | We think that there is force
in the submission of Mr Basten QC on behalf of the Human Rights and Equal
Opportunity Commission that
the resort by the Attorney-General to terminology
describing marriage as a social institution, having its origins in ancient
Christian
law, can readily disguise stereotypical assumptions and perspectives
on the nature of modern marriage relationships.
|
| 71. | It is common ground that
marriage is an important and special social and legal institution, both for the
individuals who enter into
that commitment, and for the society in which they
live. We consider the following remarks by the Law Commission of Canada [(2001)
Beyond Conjugality: Recognising and supporting close personal adult
relationships available at: http://www.lcc.gc.ca/en/themes/pr/cpra/report.asp]
equally applicable to the Australian context and thus
apposite: |
“Many people long for stability and certainty in their personal
relationships just as they do in other areas of their lives,
at work or in
business. The state does have a role in providing legal mechanisms for people to
be able to achieve such private understandings.
It must provide an orderly
framework in which people can express their commitment to each other and
voluntarily assume a range of
legal rights and obligations.
In attempting to provide for adequate legal structures or mechanisms that may
support the relationships that people develop, the state
must respect the values
that we outlined earlier: equality, autonomy and choice.
For a long time, the state has focused on marriage as the vehicle of choice
for adults to express their commitment. Marriage provides
parties with the
ability to state publicly and officially their intentions toward one another. It
is entered voluntarily. It also
provides for certainty and stability since the
marriage cannot be terminated without legal procedures. Marriage as a legal tool
demonstrates
characteristics of voluntariness, stability, certainty and
publicity that made it attractive as a model to regulate
relationships.”
| 72. | Brennan J (as
he then was) undertook a review of the history of marriage in The Queen v
L (1991) 174 CLR 379 in proceedings involving a question of
interpretation of the Constitution where a man was facing trial for the alleged
rape of his
wife. The accused sought to have the Court find that s.73(3) of the
Criminal Law Consolidation Act 1935 (S.A.) was invalid:
|
"No person shall, by reason only of the fact that he is married to some other
person, be presumed to have consented to sexual intercourse
with that other
person."
| 73. | The invalidity was argued to
arise due to s. 114(2) of the Family Law Act which
states: |
"In exercising its powers under sub-section (1), the court may make an order
relieving a party to a marriage from any obligation to
perform marital services
or render conjugal rights."
"When a law of a State is inconsistent with a law of the Commonwealth, the
latter shall prevail, and the former shall, to the extent
of the inconsistency,
be invalid."
| 75. | The
accused’s arguments were summarised (at 384-5) by Mason CJ, Deane and
Toohey JJ as follows: |
“ The respondent submitted that the two provisions are directly
inconsistent in that the State Act "eliminates the obligation
to perform
'conjugal rights' for every married person in the State of South Australia"
while the Commonwealth Act "assumes the existence
of the obligation (to render
conjugal rights) but gives the Family Court a discretion to relieve a party from
it if appropriate".
Section 114(2), the respondent argued, preserves the common
law notion of "conjugal rights" and that notion, he said, involves the
proposition that a wife, by virtue of being married, cannot refuse her consent
to sexual intercourse with her husband; that a husband
has a "right" to sexual
intercourse and that a wife has an obligation to submit to it.
The respondent further submitted that, if the two provisions are not
inconsistent, nevertheless the Commonwealth "has intended to
'cover the field'
concerning the legal consequences of marriage" and that the State Act seeks to
regulate one of those consequences.”
| 76. | All five members of the High
Court rejected those arguments. Brennan J’s judgment (at 391) drew upon
historical sources to
rebut what he considered an underlying assumption,
that: |
“a husband has a right to have sexual intercourse with his wife
whenever he wishes, irrespective of the circumstances, and,
if need be, to take
her by force and that a wife has, by virtue of her marriage, consented to any
act of sexual intercourse with
her by her husband.”
| 77. | Explaining that
such a proposition “is not and never has been the law of
marriage”, his Honour said (at
391-2): |
“The legal nature of the institution of marriage is not to be found in
the common law. Holdsworth observes that "(t)he temporal
courts had no doctrine
of marriage" and he records that jurisdiction in matrimonial causes was vested
in the ecclesiastical courts
from at least the 12th century until the 19th
century. The doctrines of the law of marriage were developed in the
ecclesiastical
courts, not in the courts of common law. Sir William Scott
(later Lord Stowell) in Lindo v. Belisario referred to differing opinions
as to
the nature of marriage: the early opinion of the Ecclesiastical Court that
marriage is "a sacred, religious, and spiritual
contract", another opinion that
it is merely a civil contract. His Lordship thought that neither of those
opinions was completely
accurate, holding marriage to be "a contract according
to the law of nature, antecedent to civil institution, ... a contract of the
greatest importance in civil institutions, ... charged with a vast variety of
obligations merely civil". In Hyde v. Hyde and Woodmansee,
Lord Penzance
defined marriage as "the voluntary union for life of one man and one woman, to
the exclusion of all others" and that
definition has been followed in this
country and by this Court. It is the definition adopted by the Family Law Act, s.43(a) of which
requires a court exercising jurisdiction under that Act to have regard to "the
need to preserve and protect the institution
of marriage as the union of a man
and a woman to the exclusion of all others voluntarily entered into for life".
Marriage is an
institution which not only creates the status of husband and wife
but also, without further or specific agreement, creates certain
mutual rights
and obligations owed to and by the respective spouses.” (footnotes
omitted)
| 78. | As our subsequent discussion
about marriage and the Constitution shows, there has been a divergence of
opinion in the High Court about
the meaning of marriage in a constitutional
sense. Brennan J in a number of cases expressed strong views in favour of a
traditional
definition of marriage based upon its religious origins. However, he
considered that the incidents of marriage had never included
a husband’s
right to sexual intercourse with his wife without consent.
|
| 79. | For a contrasting view on
the modern role and meaning of marriage, see the remarks of Thorpe LJ in his
dissenting judgment in Bellinger (at pars 126 – 129 of his
Lordship’s judgment) and those of the Law Commission of Canada quoted in
our reasons. |
| 80. | For our part, we would
question the views of Brennan J as to the unchanged nature of the institution of
marriage and the inability
of Parliament to legislate in respect of it. With
great respect to his Honour, we feel that it would be potentially highly
destructive
to the institution of marriage for its definition to be frozen at
any point in time. |
| 81. | Fogarty J in W v
T (1998) FLC 92-808 also examined the historical development of
marriage with, as was required by the case, particular attention to
the issue of
solemnisation. His Honour said: |
“6.12 Since the waning of the influence of Roman civil law by the fifth
and sixth centuries in Western Europe, English, and
subsequently Australian, law
relating to the formation of marriage has been an amalgam of ecclesiastical law
and statutory provision.
Under the former, and notwithstanding the religious
nature of the union, marriage was a formless affair, essentially constituted
by
the contract of the parties. In the Report of the Committee on One Parent
Families (the Finer Report) (1974) vol.2, p.86, it was
said that "in order to
reduce the chances of exposure to deadly sin through sexual waywardness, the
Church maximised the number of
ways in which a lawful union could be contracted.
In the result, marriage became a formless contract requiring little more than
the
consent of the parties."
6.13 It appears that the requirement of two adult witnesses was introduced
into Western Europe (but not England) in the sixteenth
century by the Council of
Trent and into England by Lord Hardwicke's Act in 1753 (as to both of which see
later), but was not a necessary
requirement before that time: see, for example,
the decision of the House of Lords in Beamish, supra, at 308.
6.14 Although marriages were more commonly celebrated in facie ecclesiae,
that is, at the church door in the presence of the priest
followed by the
religious service within the church, canon law recognised marriages privately or
even clandestinely contracted. It
distinguished between espousals of two kinds -
where the couple promised that they would thereafter become husband and wife
(per
verba de futuro) and where they declared themselves now to be husband and
wife (per verba de praesenti). In the latter case, the
marriage was created by
the exchange of promises whereas the former was essentially a betrothal and
marriage was recognised only
upon its subsequent consummation. There was no
essential need for the presence or intervention of a minister of religion
although
that was usual, at least amongst the more educated and propertied
classes. It was also strongly encouraged by the church and, if
the matter came
before it, the ecclesiastical court may order the parties to go through a church
service.
6.15 In The Road to Divorce: England 1530-1987: Stone, (1992) 2 ed. at 53, it
was described thus:-
"In the Middle Ages there were thus two culturally acceptable forms of
marriage in England. There was the official mode practised
by the ruling elite,
which demanded a public and clerically supervised marriage, in a church, within
canonical hours, after either
putting up the banns three times or purchasing a
licence. And there was also the popular mode of verbal contract or spousals,
accompanied
by folk rituals."
6.16 However, that was radically changed by the Tametsi decree of the Council
of Trent (1545-1563) which provided that for the future
the presence of a priest
and two witnesses were essential pre-requisites to a valid marriage. As this
decree was post reformation,
it did not apply in England, and the ancient
ecclesiastical law continued to regulate marriages in England. The only accepted
exception
to that is that as a result of legislation in 1653 during the
Commonwealth period marriages were required to take place before a
justice of
the peace. However, after the Restoration that legislation was repealed, except
that marriages solemnized in that form
during that period were declared valid
without the need for further solemnization.
6.17 The consequence was that in England, although many marriages were more
regularly celebrated in the sense of being celebrated
at church, private and at
times clandestine marriages continued to be recognised. The general literature
of the time is replete with
examples of this. A number of legislative attempts
were made to remedy what was described in Bromley, Family Law 8 ed. (1992) at
40
as "the social evils which resulted in such a law", including the scandals
arising from "Fleet" marriages and other clandestine
ceremonies, but without
success until Lord Hardwicke's Marriage Act in 1753. That was directed
specifically "for the better preventing
of clandestine marriages" and made a
number of provisions directed to that, including the publication of banns, the
consent of the
parents or guardians, and the registration of marriages. Its main
purpose was to protect property interests: Stone: The Family, Sex
and Marriage
at 30-35.”
| 82. | Harrison’s historical
review [(1982) Informal Marriages: Working Paper No. 1) The Australian
Institute of Family Studies] also highlights the close relationship between
marriage law and property law, observing
(at 1-2)
that: |
“Before the period of industrialisation, status depended upon an
alliance of political power and economic wealth. Marriage
was an important
connecting link in determining status, and this in time was intrinsically tied
to the importance of legitimacy,
which enabled power and wealth to be passed on
to an acceptable group. Conversely, for those groups who were powerless and
poor
marriage was irrelevant as it offered them no material advantage. So legal
marriage was basically for the wealthy – a means
of preserving property
and inheritance rights.”
| 83. | Her review further indicates
(at 2): |
“Civil marriages were not really catered for until 1836 when
formalities regarding such marriages were introduced, but this
was still only an
optional system. Ecclesiastical jurisdiction over marriage formulation and
termination can be said to have survived
in England until 1857 when the
Matrimonial Causes Act conferred jurisdiction to grant divorces in civil
courts.
Later, the industrialising world came to accept the
‘appropriateness’ of state regulation of the formation, organisation
and dissolution of marriage. The law became closely involved with social
conduct, often in great detail as with the codifications
of Prussia (1794) and
France (1792). Furthermore, in the eighteenth and nineteenth centuries, the
indissolubility of marriage and
the emphasis on marriage as performing the
‘correct’ social function permeated the law. This ideology
concealed the
property transmitting function of marriage stressing rather its
moral and religious attributes.”
| 84. | In a related vein, the
historical summary found in the Law Commission of Canada Report (supra)
states: |
“In the late 19th century, the law continued to enforce the
Christian understanding of marriage as a lifelong, indissoluble union of one man
and one
woman to the exclusion of all others. Legal regulation supported a
division of labour along gender lines: in urban areas at least,
wives were to
provide a range of domestic services in exchange for their husbands' economic
support. The law worked together with
other social practices to place its weight
behind the Christian conception of marriage. Intimate relations within marriages
were
protected from state scrutiny, while sexual activity outside of marriage
was heavily discouraged. Unmarried mothers and their children
were penalized.
Divorce was so difficult and costly to obtain that formal dissolution of
marriages was not an option that could be
contemplated by Canadians of ordinary
means. Limitations on women's civil and political rights were seen as extensions
of wives'
legal and financial dependency on their husbands. We now see the
nineteenth century model of marital regulation as one that was deeply
implicated
in structures of gender inequality.” (footnotes omitted)
| 85. | The Law
Commission’s observations about contemporary Canadian society which then
follow are, we think, analogous to the Australian
context,
namely: |
“The contemporary law of marriage is very different. Women have
achieved recognition of their independent legal personalities
and equal
political rights. Gender-neutral laws have replaced legislation that accorded
different legal rights and responsibilities
to husbands and wives. Contemporary
family laws recognize marriage as a partnership between equals. Sexual assault
within marriage
and other forms of domestic abuse can give rise to criminal
prosecution. Marriages are no longer legally indissoluble: the availability
of
no-fault divorce makes the continuation of a marital union a matter of mutual
consent. The decision whether or not to procreate
and raise children is an issue
of fundamental personal choice. The heavy legal and social penalties imposed on
non-marital cohabitation
or children born out of wedlock have been removed. The
law has had to recognize that children formerly known as "illegitimate" are
part
of society – not recognizing their existence does not make them less so
and fails to protect their basic interests.”
(footnotes omitted)
| 86. | Similarly, we
would endorse as apposite to Australia, the following important perspective that
the Law Commission of Canada appears
to adopt: |
“Borrowing the term from the history of church and state, Nancy Cott
[(2000) Public Vows: A History of Marriage and the Nation,
Harvard University Press, Harvard at 212.] has described the
transformation in the relationship between marriage and the state in the United
States as "disestablishment". Just as the state does not recognize a
single, officially established church, no longer is any single, official model
of adult intimate
relationship supported and enforced by the
state.” (emphasis added, footnote in text)
| 87. | To conclude
this necessarily brief survey, we think it plain that the social and legal
institution of marriage as it pertains to Australia
has undergone
transformations that are referable to the environment and period in which the
particular changes occurred. The concept
of marriage therefore cannot, in our
view, be correctly said to be one that is or ever was frozen in time. The
relevance of this
conclusion for the purposes of these reasons for judgment, is
that on the sources we have had to identify for ourselves, there is
no
historical justification to support Mr Burmester’s contention that the
meaning of marriage should be understood by reference
to a particular point in
time in the past, such as 1961. To the contrary, it lends support to the
arguments of the Respondents and
the Human Rights and Equal Opportunity
Commission as to statutory interpretation and the decision of the trial Judge
that the meaning
of the term should be given its ordinary contemporary meaning
in the context of the Marriage Act. |
Marriage and the Constitution
| 88. | The Commonwealth's power
with respect to marriage is derived from s. 51(xxi) of the Constitution. This
states: |
“The Parliament shall ... have power to make laws for the peace, order,
and good government of the Commonwealth with respect
to: - Marriage.”
| 89. | Marriage is
undefined in the Constitution and Mr Burmester was careful to indicate that he
was not seeking to advance any argument
as to the meaning of the word
‘marriage’ in the Constitution. He sought to argue as to its meaning
in the Marriage Act, which he said might be narrower than the word
‘marriage’ as used in the
Constitution. |
| 90. | However we think it is
important to consider the meaning of marriage in the Constitution as a means of
throwing light upon its meaning
in the Marriage Act.
|
| 91. | The High Court of Australia
has never finally determined the meaning of marriage as used in the
Constitution. Higgins J in Attorney-General for NSW v Brewery Employees
Union of NSW (1908) 6 CLR 469 at 610
said: |
“Under the power to make laws with respect of marriage, I should say
that the parliament could prescribe what unions are to
be regarded as
marriages.”
| 92. | In Attorney-General
(Vic) v The Commonwealth (1962) 107 CLR 529 at 549, McTiernan J took the
view that marriage bears its own limitations and that Parliament could not
enlarge its meaning. He
would have confined its meaning to monogamous marriage.
However in the same case, Windeyer J (at 576-77) cited the view expressed
by
Higgins J above and said that he considered it an unwarranted limitation to say
that legislative power does not extend to marriages
that differ essentially from
the monogamous marriage of Christianity. |
| 93. | In four subsequent cases,
Brennan J took a much narrower view. In Cormick & Cormick v
Salmon (1984) 156 CLR 170 at 182 he held that the scope of the marriage
power conferred by the Constitution was to be determined by reference to what
falls
within the conception of marriage in the Constitution and not by reference
to what Parliament deems to be, or to be within, that
conception. In Re:
F ex parte F (1986) 161 CLR 376 at 399, his Honour considered that
marriage as a subject of legislative power embraced those relationships which
the law recognises
as the relationships which subsist between husband, wife and
the children of the marriage. He took the view that only those relationships
which are already embraced within the subject are amenable to regulation by a
law and act as an exercise of the marriage power.
In the same case, Mason and
Deane JJ (at 389) said: |
“Obviously the parliament cannot extend the ambit of its own
legislative powers by purporting to give to marriage an even wider
meaning than
that which the word bears in its constitutional
context.”
| 94. | In Fisher and
Fisher (1986) 161 CLR 376 at 455-456, Brennan J expressed a similar
view, but on this occasion said: |
“The nature and incidence of the legal institution which the
Constitution recognises as marriage... are ascertained not by
reference to laws
enacted in purported pursuance to the power but by reference to the customs of
our society, especially when they
are reflected in the common law, which show
the content of the power as it was confirmed.”
| 95. | Subsequently, in The
Queen v L (supra) (at 392), Brennan J quoted the definition in
Hyde’s case as the definition that has been followed in this
country “and by this court”.
|
| 96. | On the other hand, in
Re : Wakim; ex parte McNally (1999) 198 CLR 511 at 553, McHugh J
said: |
“The level of abstraction for some terms of the Constitution is,
however, much harder to identify than that of those set out
above. Thus in
1901” marriage” was seen as meaning a voluntary union of life
between one man and one woman to the exclusion
of all others. If that level of
abstraction were now accepted, it would deny the parliament of the Commonwealth
of power to legislate
for same sex marriages, although arguably marriage now
means, or in the near future may mean, a voluntary union for life between
two
people to the exclusion of others.”
| 97. | The views expressed by
Brennan J and earlier by McTiernan J would, if they represent the law, appear to
lend some support to the Attorney-General’s
contention as to the narrow
meaning of ‘marriage’ as used in the Marriage Act. If the
Constitutional definition of marriage is to be regarded as frozen in time to the
definition as it was understood in 1901,
then the Marriage Act could not
be construed as having a wider interpretation. Indeed if it purported to do so,
it would be rendered unconstitutional or,
at best, would have to be read down to
that extent. |
| 98. | On the other hand, the views
of Higgins, Windeyer and McHugh JJ would give it a much wider constitutional
meaning. If it does have
a wider meaning in the Constitution than the
traditional definition, it would, we think, be strongly arguable that its
meaning clearly
extends to a marriage of the type under consideration in this
case. |
| 99. | It seems to us that we
should not in this case adopt the narrow interpretation of marriage in the
Constitution expressed by McTiernan
J and Brennan J. Indeed the
Attorney-General did not argue that we should do so. With respect to their
Honours, it seems to us that
such an interpretation might well conceptually
exclude Australian marriages as recognised by other religions such as Judaism
and
Islam from being regulated by the Parliament. In this context, we note the
definition of ‘minister of religion’ in the
Marriage Act and
the reference to ‘authorised celebrants’ in Divisions 1 and 2 of
Part IV of that Act. |
| 100. | It seems to be inconsistent
with the approach of the High Court to the interpretation of other heads of
Commonwealth power to place
marriage in a special category, frozen in time to
1901. We therefore approach the matter on the basis that it is within the power
of Parliament to regulate marriages within Australia that are outside the
monogamistic Christian tradition. Indeed, the contrary
was not argued on behalf
of the Attorney-General. |
The Nature of the
Issues before the Court and whether they are Questions of Law or Questions of
Fact
| 101. | There was considerable
discussion in argument both before us, and the trial Judge, as to which issues
were questions of law and which
were questions of
fact. |
| 102. | At par 73 of his reasons,
Chisholm J said, when analysing Ormrod J’s reasoning in
Corbett: |
“I take it to be a question of law what criteria should be applied in
determining whether a person is a man or a woman for the
purpose of the law of
marriage, and a question of fact whether the criteria exist in a particular
case.”
| 103. | In the footnote (27) that
attached to par 73, his Honour commented: |
“For a more elaborate but consistent analysis, see Secretary,
Department of Social Security v SRA (1993) 118 ALR 467. If the reasoning of the
Supreme Court of Victoria in R v Cogley [1989] 799, 803-806, is read as meaning
that that it is a question
of fact what criteria are to be taken into account in
determining sex or gender, then I respectfully disagree, and prefer the analysis
in Secretary, Department of Social Security v SRA (1993) 118 ALR
467.”
| 104. | His Honour ultimately held
(at par 136) that: |
“... in the present context the word “man” should be given
its ordinary contemporary meaning. In determining that
meaning, it is relevant
to have regard to many things that were the subject of evidence and submissions.
They include the context
of the legislation, the body of case law on the meaning
of “man” and similar words, the purpose of the legislation, and
the
current legal, social and medical environment.”
| 105. | As noted by his Honour,
comparable arguments would appear to have faced the Full Court of the Federal
Court of Australia in Secretary, Department of Social Security v
SRA (1993) 118 ALR 467 in which it was argued that the words
‘woman’ and ‘female’ and the phrase ‘opposite
sex’ are
ordinary English words, not technical terms. It was there
submitted that since the meaning of ordinary English words and phrases
is a
question of fact, no question of law arose. From this footing, it was submitted
that the appeal before the Full Court had to
fail because an appeal from the
Tribunal was only possible on a matter of law. Lockhart J said (at
480): |
“Whether an Act of Parliament uses words according to their ordinary
meaning in the English language or in any other sense,
in particular a special
scientific or technical sense, is a question of law. If it is decided that a
particular word or phrase in
a statute is used as an ordinary English word or
phrase then it is a question of fact as to the common understanding of the word
or phrase. But the crucial question for present purposes is the next question,
namely, whether or not the evidence before the court
reasonably admits of
different conclusions as to whether certain facts or circumstances fall within
the ordinary meaning of the relevant
word or phrase. That is a question of law.
If different conclusions are reasonably possible, it is necessary to decide
which is
the correct conclusion and that is a question of fact: see FCT v Broken
Hill South Ltd (1941) 65 CLR 150; New South Wales Associated Blue-Metal Quarries
Ltd v FCT (1956) 94 CLR 509; Hope v Bathurst City Council (1980) 144 CLR 1; 29
ALR 577; FCT v Cooper (1991) 29 FCR 177; 99 ALR
703.”
| 106. | His Honour held that the
words in issue were ordinary English words and further that (at
480): |
“...the question in the present case is whether the evidence before the
tribunal reasonably admits of different considerations
as to whether the facts
and circumstances fall within the ordinary meaning of those words. This is a
question of law and it is at
the heart of the present case.”
| 107. | On the issue
of what were questions of law and what were questions of fact, Ms Wallbank,
counsel for the Respondents, argued that
the question as to whether the words
‘marriage’ and ‘man’ as used in the Marriage Act
and the Act should be given their contemporary ordinary everyday meaning,
was a question of law, citing Collector of Customs v Pressure Tankers Pty
Ltd and Pozzolanic Enterprises Pty Ltd (1993) 43 FCR 280 at 289. She
also referred to the speech of Lord Reid in Cozens v Brutus
[1973] AC 854 at 861, where his Lordship
said: |
“The meaning of an ordinary word of the English language is not a
question of law. The proper construction is a question of
law. If the context
shows that a word is used in an unusual sense the court will determine in other
words what that unusual sense
is. But here there is in my opinion no question
of the word “insulting” being used in any unusual sense. It appears
to me for reasons which I shall give later, to be intended to have its ordinary
meaning. It is for the tribunal which decides the
case to consider, not as law
but as fact, whether in the whole circumstances the words of the statute do or
do not as a matter of
ordinary usage of the English language cover or apply to
the facts which have been proved. If it is alleged that the tribunal has
reached a wrong decision, then there can be a question of law but only of a
limited character. The question would normally be whether
their decision was
unreasonable in the sense that no tribunal acquainted with the ordinary use of
language could reasonably reach
that
decision.”
| 108. | We accept this proposition.
We also find Lockhart J’s approach to this issue particularly
helpful. |
| 109. | Looking to the first matter
identified in Lockhart J’s approach, the presently relevant proposition
may be stated as follows:
whether the Marriage Act uses the words
‘man’ and ‘marriage’ in a technical or in an ordinary
sense is a question of law. In our view,
the trial Judge was correct in
characterising this issue as a question of
law. |
| 110. | The definition of
‘marriage’ is essentially connected with the term ‘man’.
In these circumstances, for the
reasons stated by the trial Judge as amplified
by our reasons that appear subsequently, we take the view that the words
‘marriage’
and ‘man’ are not technical terms and should
be given their ordinary contemporary meaning in the context of the Marriage
Act. |
| 111. | In our view, it thus
becomes a question of fact as to what the contemporary, everyday meanings of the
words ‘marriage’
and ‘man’ are respectively.
|
| 112. | It then is a question of
law for this court to determine whether, on the facts found by the trial Judge,
it was open to him to reach
the conclusion that he did, namely that at the
relevant time, Kevin was a man and that the marriage was therefore valid. As it
was
in SRA (supra), so, too, it is that the answer to that
question is “at the heart of the present case”.
|
The Meaning of Marriage as used in the Marriage Act
1961
(a) The Marriage Act as a Code
| 113. | On the issue of
interpretation of the Marriage Act, Mr Burmester submitted that contrary
to the finding of the trial Judge, the Marriage Act operates as a code.
He said that this has the effect that the words ‘marriage’ and
‘man’ and ‘woman’
should bear the meaning that they had
at the time of the Act’s passage in 1961.
|
| 114. | He said that this meaning
was that used in the Hyde definition, meaning, as we understand
it, that marriage as used in the Act should be confined to its 19th
century common law meaning. |
| 115. | Mr Burmester referred to
ss. 46 (1) and 69(2) of the Marriage Act and, in particular, to the
provisions of those sections that require a marriage celebrant or marriage
officer to state that marriage,
according to the law of Australia, is
“the union of a man and woman to the exclusion of all others,
voluntarily entered into for life”. In this regard he also referred to
s. 43(a) of the Family Law Act where the same words are used, and to the
well known definition of marriage by Lord Penzance in Hyde v Hyde and
Woodmansee (1866) LR 1 P&D 130 from which this definition is drawn.
|
| 116. | He said it followed from
this that, as at 1961 and at the time of the passage of the Act, the Parliament
was making provision in relation
to the traditional union in marriage of a man
and woman only, having regard to the long established and understood meaning of
those
terms in that context. |
| 117. | We do not think that ss. 46
(1) and 69(2) of the Marriage Act and s. 43(a) of the Family Law
Act have the effect contended for by Mr Burmester.
|
| 118. | As pointed out by
Butler-Sloss P and Robert Walker LJ in Bellinger (supra), the
existence of modern divorce laws negates the proposition that marriage is now to
be regarded as a union for life. Further,
we agree with the submission of Ms
Wallbank for the Respondents that there is nothing to suggest that Lord Penzance
in Hyde (supra), from which the words used in those sections are
drawn, intended the words ‘marriage’ and ‘man’ to
have
anything other than their contemporary and ordinary
meaning. |
| 119. | Finally, the words used in
the sections to which we have referred do not have the effect of defining
‘marriage’ and ‘man’.
Those words are left undefined.
The words of the sections do no more than provide an indication that Parliament
may have intended
that such a meaning was already encompassed by the
legislation. |
| 120. | It was submitted on behalf
of the Attorney-General that the evidence relied upon by the Respondents
confirmed that in 1961 it would
not have been contemplated that the definition
of ‘man’ in the Marriage Act would have included
post-operative transsexual people. Mr Burmester therefore argued that Parliament
could not have contemplated
that the marriage of a woman to a female-to-male
post-operative transsexual person was a marriage of a woman and a man. In our
view
this submission begs the question. It may be that Parliament would not have
had this in contemplation in 1961 (although we are not
satisfied as to this),
but the question is whether the Parliament intended that the meaning of the
words should be confined to their
meaning in
1961. |
| 121. | We will turn shortly to
deal with his argument as to the particular status of marriage, but for this
purpose Mr Burmester was relying
on the comments of Brennan J (as he then was)
in Corporate Affairs Commission of NSW v Yuill (1991) 172 CLR 319
at 323 as to codes. |
| 122. | On this issue, Mr Basten
argued that Yuill (supra) was not authority for the general
rule of construction for which the Attorney-General contended. He pointed out
that the principle
identified by Brennan J in Yuill (supra)
at 323 was as follows: |
“And so, the answer to our first question is that the code should be
construed in the light of the law as it stood when the
code came into force ...
unless there be something in the code which is inconsistent with the operation
that would thus attribute
to the code.”
| 123. | Mr Basten argued that that
proposition might be accepted because it reflects one of a number of maxims
which might be of assistance
in relevant circumstances. However, he commented
that no other member of the Court applied that principle in
Yuill’s case, Brennan J being the only member of the Court
who did give effect to the code principle in arriving at his decision in that
case. We adopt as correct the argument of Mr Basten that that particular case
has no application to the present circumstances. In
a sense it is a circular
argument advanced on behalf of the Attorney-General because if the views
advanced by Brennan J were to have
application, it would first be necessary to
construe the Marriage Act as a code. |
| 124. | Ms Wallbank for the
Respondents argued that the proposition that the Marriage Act constituted
a code should be rejected in circumstances where Parliament had chosen not to
define the words ‘man’ or ‘marriage’
in it.
|
| 125. | Mr Basten supported her
submissions, saying that it was necessary to return to the fact that there was
no definition of marriage in
the Marriage Act, and thus there appears to
be no basis in that Act for imposing constraints on who may be identified as a
man or a woman for the
purpose of it. |
| 126. | We are unable to accept the
argument on behalf of the Attorney-General that the Marriage Act
constitutes a code. The fact that ‘marriage’ is undefined, as are
the words ‘man’ and ‘woman’,
in our view negates any
such Parliamentary intention. If Parliament had wished to prescribe a code it
seems to us to be inconceivable
that it would not have defined these
terms. |
| 127. | We are strengthened in this
view by reference to the Parliamentary debates relating to the Marriage Act
to which Mr Basten, counsel for the Human Rights and Equal Opportunity
Commission, referred and, in particular, to the fact that an
amendment seeking
to define marriage in accordance with the Hyde definition was
defeated in the Senate. It is of interest to note that the Minister representing
the Attorney-General in the Senate
commented, in opposing the amendment, that it
was for the Courts to define ‘marriage’: Senate Hansard, 18
April 1961, pp 542-555. |
(b) Should the meaning of marriage be confined to its 1961 or earlier
meaning or should it be given its modern contemporary meaning?
| 128. | Mr Burmester argued that in
an area of the law like marriage it is not appropriate for a court to give an
interpretation that does
not reflect the clear understanding of Parliament at
the time of the enactment of the original legislation.
|
| 129. | He said that as Parliament
had intended marriage in the Marriage Act to be confined to its
traditional meaning, then the principles expressed by Lord Slynn in
Fitzpatrick v Sterling Housing Association Ltd [2001] AC 27 and
the Court in Joyce v Grimshaw (2000) 105 FCR 232 at 244-5 were
applicable. |
| 130. | This submission assumes an
intention on the part of Parliament that we do not think counsel for the
Attorney-General has been able
to demonstrate. |
| 131. | Lord Slynn in
Fitzpatrick v Sterling Housing Association Ltd (supra) (at 33)
said: |
"It has been suggested that for your Lordships to decide this appeal in
favour of the appellant would be to usurp the function of Parliament. It is
trite that that is something the courts must not do. When
considering social
issues in particular judges must not substitute their own views to fill gaps.
They must consider whether the new
facts `fall within the parliamentary
intention' (see Royal College of Nursing of the UK v Department of Health and
Social Security
[1981] 1 All E.R. 545 at page 565; [1981] A.C.800 at page 822
per Lord Wilberforce). Thus in the present context if, for example,
it was
explicit or clear that Parliament intended the word `family' to have a narrow
meaning for all time, it would be a court's
duty to give effect to it whatever
changes in social attitudes a court might think ought to be reflected in the
legislation. Similarly,
if it were explicit or clear that the word must be given
a very wide meaning so as to cover relationships for which a court, conscious
of
the traditional views of society might disapprove, the court's duty would be to
give effect to it. It is, however, for the court
in the first place to interpret
each phrase in its statutory context. To do so is not to usurp Parliament's
function; not to do so
would be to abdicate the judicial function. If Parliament
takes the view that the result is not what is wanted it will change the
legislation.”
| 132. | It is of interest to note
that Lord Slynn, having said this, held that despite the fact that the
Appellant, who was the same sex partner
of the deceased, would not have been
regarded as a member of the deceased’s family in 1920 when the relevant
Act was passed,
he should be so regarded in 2001. He did so upon the basis that
Parliament had not intended to confine the expression ‘family’
to
its 1920 meaning. |
| 133. | It seems to us that this
passage does no more than make it clear that if it appears from the context that
Parliament intended a word
to be confined to its meaning, or to have some
special or technical meaning at the time that an Act is passed, then the courts
must
respect that view and not substitute their own views. If the contrary is
the case, then the courts must determine the meaning of
the word in its
contemporary sense. Mr Burmester’s argument depends upon an
unsubstantiated assertion as to the intention of
Parliament. |
| 134. | Mr Burmester further argued
that where the natural meaning of the words ‘man’ and
‘woman’ are clear, the will
of the Parliament must be respected,
even where the Court may perceive that this would amount to an injustice. This
is, of course
correct, but it again begs the question before us in this appeal.
|
| 135. | He further submitted that
Chisholm J’s approach of construing the meaning of ‘man’ based
on a desire to achieve
“the humane and practical trend to accept the
reality of gender reassignment” (at par 288) departs from the proper
approach of construing the Marriage Act.
|
| 136. | Whether it does so or not
is dependent, at least in part, upon whether the meaning of
‘marriage’ and hence ‘man’
in the Marriage
Act’ is so clear that such an approach would be impermissible. If it
extends to its contemporary, normal and everyday meaning we think
that this is
obviously a relevant consideration. |
| 137. | We note that the trial
Judge defined marriage in contemporary terms. In doing so, he applied what
Bennion (1997) Statutory Interpretation – A Code (3rd
Ed) (at 686) has described as a “presumption that updating
construction be given”. His Honour rejected the argument based on
Yuill (supra) that there was a general rule of construction that
ordinary words should be given the meaning that they had at the time the
legislation was passed. |
| 138. | We agree with his
Honour’s conclusion for the reasons given by him and the views that we
have expressed above. |
(c) The Special Status of Marriage as a Social Institution having its
Origins in Ancient Christian Law
| 139. | Mr Burmester next argued
that marriage is a social institution having its origins in ancient Christian
law and is intrinsically connected
with procreation.
|
| 140. | In support of this argument
he cited: Maynard v Hill 125 U.S. 190 (1888) at 205 and 211;
Egan v Canada [1995] 2 SCR 513 at 536 per La Forest J
(dissenting); Layland v Ontario (Consumer and Commercial Relations) and
others (1993) 104 DLR (4th) 214 at 222-223 per Greer J;
Miron v Trudel [1995] 2 SCR 418 at 448 and Quilter v
Attorney-General [1998] 1 NZLR 523. |
| 141. | He argued that because
marriage confers a status and is an institution that provides the foundation of
the family and society, there
are special considerations associated with it to
which regard must be had in construing the meaning of the words
‘man’
and ‘woman’ in relation to
marriage. |
| 142. | Mr Basten was critical of
the Appellant’s reliance upon the judgment of La Forrest J in Egan v
Canada (supra). He said that on the question of present relevance, La
Forrest J was in a minority and that, in any event, the issue in
that case was
not whether a transsexual post-operative person was a man for the purpose of
marriage, but whether the government could
distinguish between a relationship
with cohabitation involving two men and a heterosexual
marriage. |
| 143. | He also criticised the
Attorney-General’s reliance on the concepts of marriage, said to be a
reflection of the long standing
philosophical and religious condition, pointing
out that such terminology can readily disguise assumptions and stereotypical
judgments.
|
| 144. | He said that it was
important to note that in all but three Australian States (Queensland, Victoria
and Tasmania) legislation is in
place which provides for transsexual people to
have their record of birth reflect their reassigned sex, which has the effect
(for
the purposes of the law of the relevant State or Territory) that the person
is of the sex as so altered. It was also pointed out
that in all but one
Australian State (Queensland), anti-discrimination legislation prohibits
discrimination and, in some cases, vilification
on the basis that a person has a
transsexual history. In this regard we note that since the hearing of the
appeal, the Queensland
Parliament has enacted the Discrimination Law
Amendment Act 2002 (Act No 74 of 2002 assented to 13 December 2002).
|
| 145. | Mr Basten said that there
had been two developments in the law since 1961 which cast doubt upon the
appropriateness of the approach
sought to be adopted by the Attorney-General in
identifying special considerations relating to marriage.
|
| 146. | The first of these was the
Sex Discrimination Act 1984 (Cth), which proscribes discrimination across
wide areas of public life, including powers and functions exercised under
Commonwealth
law or for the purposes of a Commonwealth program, on the grounds
of marital status, meaning that marital status is an irrelevant
consideration
for most public purposes. |
| 147. | He submitted that that fact
made it unlikely that, as a matter of law, there were special considerations
which required any restrictive
definition to be given to the term
“man” for the purpose of the Marriage Act.
|
| 148. | Secondly, it was put that
care should be taken in treating some particular physical characteristic as
sufficient to deny a man or
woman of the status of a particular sex and cited
the Disability Discrimination Act 1992 (Cth).
|
| 149. | In oral argument, Mr Basten
also relied upon the decision of the High Court in The Queen v L
(supra), where the Court held unanimously that it is not a rule of the common
law that marriage constitutes an irrevocable consent
to sexual intercourse.
|
| 150. | While it is apparent from
the historical survey that we have undertaken that marriage has its origins in
ancient law, we should not
have thought that these were confined to Christian
law. Marriage is a well-recognised institution in many monotheistic and other
faiths. It is true that its origins in our society are historically deeply
rooted in Christian law. |
| 151. | However, we think it
strongly arguable that marriage is now a secularised institution in our society.
There are no longer any requirements
for a religious ceremony associated with
marriage, and its occurrence, formalities and registration are purely secular.
It is apparent
that many non-Christians enter into marriage in our community
pursuant to the provisions of the Marriage Act. In such circumstances,
we agree with the trial Judge that its historical Christian origins are not
relevant or helpful in the determination
of the present
issue. |
| 152. | The real point of the
Attorney-General’s submission was to support an argument that procreation
is one of the essential purposes
of marriage. It was argued that it follows from
this that the biological characteristics of a person are central to determining
a
person’s status as a man or a woman. It was put that the historical
importance of the sexual relationship in marriage remains
and that it is because
of this significance that the law continues to look to the physical attributes,
and not the psychological
or social attributes, of a person. It is therefore
said that because of Kevin’s biological inability to procreate, the
marriage
to Jennifer could not be a valid marriage.
|
| 153. | Apart from the stated
purpose of procreation relied upon by the Attorney-General, we accept, as did
the trial Judge, that marriage
has a particular status. Like the trial Judge,
we reject the argument that one of the principal purposes of marriage is
procreation.
Many people procreate outside marriage and many people who are
married neither procreate, nor contemplate doing so. A significant
number of
married persons cannot procreate either at the time of the marriage or
subsequently - an obvious example being a post -
menopausal woman. Similarly, it
is inappropriate and incorrect to suggest that consummation is in any way a
requirement to the creation
of a valid marriage. Subsequent to the passage of
the Marriage Act, inability to consummate a marriage ceased to be a
ground for making a declaration of nullity: see ss. 1 and 51 of the Family
Law Act and ss. 23, 23A, and 23B of the Marriage
Act. |
| 154. | Once that argument is
rejected, it seems to us that the giving of a special status to marriage takes
the present issue no further.
We therefore find it unnecessary to make findings
as to the effect of the Sex Discrimination Act 1984 and the Disability
Discrimination Act 1992. |
| 155. | Otherwise we see no reason
to differ from the submissions of the Attorney-General as to the special status
of marriage. Indeed, the
very basis of the Respondents’ claim is an
entitlement to have their relationship accorded the status of marriage.
|
The Application of the Corbett Test
| 156. | This test was rejected by
Chisholm J for the reasons already stated. This test is, in substance, that the
sex of a person at birth
is determinative if their chromosomes, genitals and
gonads are congruent at that time. If they are not and a person falls into the
category of being an intersex person, then it would appear that the law permits
them to choose their ‘true sex’. Whilst
Ormrod J was prepared to
consider that psychological and hormonal factors or secondary sexual
characteristics were possible criteria
for determining the sex of a person, he
rejected them in favour of the biological factors to which he
referred. |
(a) Submissions on behalf of the
Attorney-General
| 157. | Mr Burmester conceded that
the decision of Ormrod J was that of a single judge and was not binding in this
country. However, he argued
that it was relevant to note that the
Corbett test had been applied by courts in a number of countries.
He placed particular reliance on the decision of the majority of the Court
of
Appeal in England in Bellinger
(supra). |
| 158. | Mr Burmester submitted that
the decision of the majority of the Court of Appeal represented the Australian
position and sought to
distinguish R v Harris and McGuiness
(supra) and Secretary Department of Social Security v SRA
(supra) upon the basis that neither of these decisions addressed the issue
of the validity of a marriage or the meaning of ‘man’
for the
purpose of the Marriage Act. |
| 159. | He said that the latter two
cases stood as authority for the proposition that a post operative transsexual
person may be treated as
a member of his or her adopted sex for certain purposes
but that these do not extend to marriage. He stated that in both cases the
court
was careful to distinguish the issue before them from any issue involving
marriage. He criticised Chisholm J, saying that although
his Honour had cited
these cases, he failed to have any regard to the observations of these judges as
to different considerations
relating to marriage other than to note that they
were critical of Corbett. |
| 160. | He submitted that in the
absence of clear authority against Corbett and any significant
legal and administrative developments that would have brought into question the
meaning of ‘marriage’
and the meaning of ‘man’ for the
purpose of marriage, his Honour was in error in rejecting the Corbett
test. |
(b) Submissions of the Respondents
| 161. | Ms Wallbank’s
submissions commenced from the footing that in the proceedings before Chisholm
J, it was never contended by the
Respondents that Kevin was born a female. She
said that such a proposition could only be correct if, contrary to the
respondent’s
submissions, brain sex was irrelevant in determining a
person’s sex. |
| 162. | She said that the position
of the Respondents has always been that the decision in Corbett
was wrong and that in so far as Kevin’s sex at the time of birth was
concerned, the only concession made was that his sex was
shown as female on his
birth certificate. She said that the Respondents had never contended that Kevin
should be treated as a man:
rather that he was a man. In this regard, her
submissions went well beyond relying upon his social and psychological
acceptance
as a man and the undergoing of surgery.
|
| 163. | Ms Wallbank further argued
that, at the time of the marriage, Kevin should be regarded as a man in that:
his secondary sexual characteristics
were male; his hormonal balance was that of
a male; his body was unable to function as that of a female, including for the
purposes
of reproduction and sexual intercourse; and he was in no way fit or
able to live as a woman or to be perceived as
such. |
| 164. | She submitted that Kevin
was undoubtedly a man for the purposes of the criminal and social security laws
and was a recognised trans-gender
person as defined in s. 41 of the Anti
Discrimination Act 1977 (NSW). |
| 165. | She also relied upon the
issue of a birth certificate in NSW subsequent to the surgery and hormonal
treatment in which his sex was
shown as male. She said that it was also relevant
that he was entitled to have the Commonwealth issue him with a passport
identifying
him as male. |
| 166. | Ms Wallbank said that if
and in so far as Corbett formed part of the common law of England,
it did not form part of the common law of Australia. Further, because it was
decided subsequent
to the passage of the Marriage Act, it could not be
said that its reasoning was endorsed by the Commonwealth Parliament when it
enacted the Marriage Act. |
| 167. | She said that the
Corbett test ignored the biological characteristic of brain sex as
well as other factors referred to by the expert evidence in that case,
such as
hormonal balance. It also ignored the evidence that an individual’s sex
could be differently determined at different
times between the event of birth
and the event of marriage. |
| 168. | Ms Wallbank also relied
upon Chisholm J’s acceptance of the importance of brain sex and his
finding that the brain of an individual
may in some sense be male, although the
rest of the person’s body is female. She also relied upon Chisholm
J’s findings
that the evidence demonstrated, at least on the balance of
probabilities, that the characteristics of transsexual people were as
much
biological as those of people thought of as intersex.
|
| 169. | She argued that the
approach of counsel for the Attorney-General, that a person could be a man for
the purposes of criminal and social
security law, but a woman for the purpose of
the law of marriage, was totally inconsistent with common sense. She submitted
it was
highly desirable that the law be consistent in relation to the meaning of
man and woman. |
| 170. | It was her submission that,
with the enactment of the Family Law Act, the decision in
Corbett was easily distinguishable upon the basis that since 1975,
Australian law has provided that non-consummation of a marriage does not
make
the marriage void. Ms Wallbank suggested that a contrary legal situation in
England might explain why Ormrod J in Corbett exhibited a
remarkable focus on the mechanics of genital sexual activity. She therefore
submitted that the proposition that procreation
was an intrinsic part of
marriage should be rejected in circumstances where many married couples choose
not have children or are
unable to do so, or have children assisted by way of
assisted reproductive technology. |
| 171. | She said that, as
demonstrated by Chisholm J, a review of the history of decisions of various
courts around the world in respect of
the issue of transsexualism and marriage,
indicated that what she described as the exclusive and essentialist approach
adopted in
Corbett is not, in fact, the traditional approach of
the issue, but merely represents an extreme, fundamentalist approach to the
issue that
was a departure from an earlier, more humane legal approach to the
variation of human sexual formation. |
| 172. | She said that once his
Honour had determined the question of law as to whether or not the words
‘man’ and ‘woman’
and particularly the word
‘man’ should be given its ordinary everyday meaning in the
affirmative, the next question was
the question of fact as to whether Kevin fell
within that meaning. She submitted that at that point, the case of
Corbett becomes
irrelevant. |
(c) Submissions of the Human
Rights and Equal Opportunity Commission
| 173. | Ms Wallbank was supported
in these submissions by Mr Basten. In a comment upon the
Attorney-General’s reliance upon the judgment
of Ormrod J in
Corbett, counsel for the Commission pointed out (at pars 1.5 and
1.6 of written submissions) that the definition proposed by him is as follows:
|
“X is a man if and only if X was born with – (a) male genitalia;
(b) male gonads and (c) male chromosomes. The definition
of woman would
presumably be the obverse.
This proposition gives rise to three separate questions which illuminate the
nature of the approach adopted by the Attorney-General.
(1) Does it follow that a person who fails at birth to satisfy each of the
criteria (commonly referred to as an intersex person) is
neither man nor
woman?
(2) If surgical or other medical intervention is possible, can a person
become a man or woman after birth?
(3) Why is each of the characteristics necessary and why are no others
included?”
| 174. | Mr Basten pointed out that
the answers to these questions were by no means obvious, but that the choice
could have significant consequences
for human rights and individuals affected.
|
| 175. | He said, for example, that
on one view someone identified as an intersex person at birth could never marry.
This would, of course,
assume that the decision of Charles J in W v W
[2001] 2 WLR 673 does not represent the law in Australia. On this
issue, as we explain later in these reasons, counsel for the Attorney-General
did not argue that this decision was wrong. |
| 176. | He submitted that the
approach taken by counsel for the Attorney-General had two difficulties at a
very basic level of principle.
The first was that there is no clear reason why
Ormrod J accepted three physiological criteria as the means of definition of who
is a man and rejected others. The second was that once one acknowledges the
relevance of the physiological criteria, then one is
not limited to
considerations which are provable scientifically as having a particular cause
and effect at the present time and that
cruder evidence may need to be looked
at. He said that in that sense there was every justification for the approach
taken by the
trial Judge, which was to look at the perceptions of others who
observed the person over a period of time as being relevant to the
identification function, which he had to carry
out. |
| 177. | He put that if one were to
deny the Respondents the right to marry each other, that would be to impose upon
them precisely the kind
of discriminatory effect and burden which would, as
perceived by them, be devaluing of their position as recognised members of
Australian
society. He asked rhetorically, what is the legislative purpose to be
divined from the Marriage Act, which requires that step to be taken? He
said that this was where the difficulty in identifying legislative purpose
became manifest.
He submitted that normally one would seek not to adopt an
interpretation that would have such a discriminatory effect, given the
absence
of any clear need to treat the legislation as giving rise to such a distinction.
|
(d) The Respondents’ Submissions in relation to
Bellinger
| 178. | So far as the decision in
Bellinger was concerned, Ms Wallbank submitted that the court at
first instance and the Court of Appeal did not have the benefit of the extensive
expert evidence that was given before Chisholm J. She also pointed out that in
Bellinger, in the majority judgment, it is clear that at first
instance, counsel for Mrs Bellinger agreed that the decision of Charles J in
W v W (supra) had no relevance. She submitted that this was a
concession that counsel should not have made, but it meant that in the
proceedings before the Court of Appeal, there was no suggestion that Mrs
Bellinger was incorrectly assigned to the male sex at birth
or that she fell
within the group described as intersex. She said that in this regard the expert
evidence submitted before Chisholm
J provided overwhelming support for the
proposition that the process of human sexual development includes the sexual
differentiation
of the brain. She said that the same expert evidence provided
overwhelming support for the proposition that transsexual people were
properly
to be characterised as intersex when the sexual differentiation in the human
brain was taken into account. |
| 179. | She therefore said that the
submission that the marriage should be declared invalid, was inconsistent with
the submission made by
counsel for the Attorney-General, that the biological
characteristics of a person are central to determining that person’s
status as a man or woman. |
| 180. | In this regard we note that
counsel for the Attorney-General specifically refrained from arguing that the
decision of Charles J in
W v W was wrong or should not be applied
in Australia. He was pressed in the course of his argument by the Chief Justice
as to what the
position of the Attorney-General would be if the Full Court were
to accept the argument that brain sex was a biological
characteristic, and upon this basis, would effectively convert this case into an
intersex case, to which the principles adopted in
that decision, if correct,
would apply. We think it not unkind to counsel to say that he did not commit
himself to answer this question,
but neither did he argue that the decision was
wrong. |
| 181. | In her submission Ms
Wallbank laid heavy stress upon the correctness of the decision in W v
W and of Thorpe L J’s dissenting judgment in Bellinger
where his Lordship referred to the striking similarities between Mrs W and
Mrs Bellinger. She submitted that there was no justification
for treating the
two individuals differently, and, in particular, for denying marriage to Mrs
Bellinger, while allowing it for Mrs
W. |
| 182. | She argued that there was
no reason for the concern expressed by counsel for the Attorney-General that the
denial of the right to
marry to one category of intersexed persons, namely
transsexual persons, avoided practical problems that were potentially likely
to
arise if a person’s sex, for the purpose of marriage, can change during
their life. |
| 183. | Ms Wallbank also argued
that the clear evidence before Chisholm J was that transsexualism is nothing
more nor less than a natural
biological variation in the sexual formation of a
human being, whereby the brain of a human being differentiates as to sex
contrary
to the other sexually differentiated features of that human being.
|
| 184. | She said that Chisholm J
had before him some of the most distinguished medical experts in the world in
the fields of human sexual
formation and function, and therefore it was no
surprise the Attorney-General did not adduce evidence to contradict that
evidence,
nor seek to cross-examine those witnesses.
|
| 185. | She submitted that the
power of each individual opinion expressed by Professors Gooren, Walters, and
Diamond, and Dr Walker, is their
concurrence on the following
issues: |
1. That transsexualism is an intersex condition; and
2. That the phenomenon called transsexualism arises because of the once-off
sexual differentiation of the human brain that occurs
in the formation of a
human being.
| 186. | She pointed out that in
Bellinger, the court did not have any submissions or evidence
before it to the effect that transsexualism was an intersex condition. She
relied
upon the evidence of Dr Walker that medical practitioners normally
refrain from surgically intervening to resolve any incongruity
in relation to
sexuality, because they prefer to wait until the child himself or herself has
had the opportunity to disclose either
directly or by way of behaviour what sex
their brain has determined them to be. |
| 187. | She relied upon the medical
evidence that the reason why the medical practitioners who are involved in the
day to day issues of this
work, give predominance to brain sex out of all of the
sexually differentiated features of a human being, is that it cannot be changed.
Of all of the relevant factors determining sex, the one thing that has been
found is that people cannot live in contradiction with
brain sex.
|
| 188. | She said that the type of
incongruity under discussion in this case is not one that gives rise to a
preference to perform occasionally
in the sex determined by the mind. Further,
it is not an instance of desire or predilection, but rather that it is so
compelling
that the need to bring harmony between the life of sexual experience
and the brain sex of the individual means people who experience
transsexualism
are prepared to risk everything including their livelihood, their family
connections, and their health by undergoing
surgery in order to bring that
harmony about. She said that Kevin came to the court having done all of those
things, involving both
hormonal treatment and surgical
intervention. |
| 189. | She submitted that it was a
terrible thing for the Attorney-General to submit that the Corbett
test should be applied in Australia where that test divides people on the basis
of natural variation in human formation. She said
that to apply
Corbett would be to introduce a form of biological apartheid with
regard to the law of marriage, which does not exist in any other law, including
criminal law and social security law in this country. She said that if the
Corbett test is to be applied, this means that there will be a
group of ‘normal’ people who have sexual congruity at birth and
who
are able to marry. Transsexual people are another group, who if they have
physical congruity at birth are never permitted to
marry a member of what to
them is the opposite sex. However, people who experience variation in sexual
formation who are not transsexual
people can marry.
|
| 190. | She said that the end
result of the application of the Corbett test therefore, is that
the only group of people who are never permitted to marry a person they perceive
to be of the opposite sex
are transsexual
people. |
| 191. | Finally, she pointed out
that subsequent research carried out in 1993 and 2000 had taken the matter
further than the evidence before
Ormrod J in
Corbett. |
Conclusions as to the
Application of the Corbett test
| 192. | It is significant to note
that in considering this matter we do so in the absence of any binding authority
as to the major issues
before us. |
| 193. | Indeed, the only
authorities that we must consider on the issue of what constitutes a man for the
purpose of the marriage law are,
at best, persuasive and to a certain extent
conflicting. |
| 194. | It is clear that we are not
bound by the decision in Corbett, which was decided subsequent to
the passage of the Marriage Act and was the decision of a single
judge. |
| 195. | Like the trial Judge in the
present case, and for the same reasons, we do not think the reasoning in
Corbett to be persuasive. Further, we agree that the evidence that
was before Chisholm J goes considerably further than that that was before
Ormrod
J in Corbett, which is also distinguishable upon that
ground. We broadly accept the submissions of Ms Wallbank in respect of
Corbett as they relate to a person such as Kevin. We believe they
have considerable force, and it is for these reasons that we have set them
out
in some detail. |
Australian
Authorities
| 196. | We think that before
turning to examine the reasoning of the Court of Appeal in Bellinger,
which is the strongest authority in favour of the submission on behalf of
the Attorney-General that we should follow Corbett, it is useful
to examine the reasoning in the two Australian appellate cases to which we were
referred, namely R v Harris and McGuiness (supra) and
Secretary Department of Social Security v SRA (supra) and also
that of Charles J in W v W
(supra). |
| 197. | R v Harris and
McGuiness came before the NSW Court of Criminal Appeal on a case stated
from the District Court. The case involved the issue as to whether
the accused
persons were male within the meaning of a particular statute that made certain
conduct, if performed by a male person,
an offence. One of those accused was a
transsexual person who had undergone a full surgical reassignment from male to
female. The
other was a pre-operative transsexual
person. |
| 198. | The Court, by a majority
(Street CJ and Mathews J; Carruthers J dissenting), decided that the transsexual
person who had undergone
surgical gender re-assignment was a female. However, it
found that the other accused person remained a
male. |
| 199. | Mathews J, who delivered
the principal majority judgment, engaged in a most extensive discussion of the
authorities and legal writings
then available throughout the world relating to
this issue. |
| 200. | Her Honour commented that
although the Corbett approach had prevailed in Commonwealth
jurisdictions at that time, it by no means represented the only solution to the
problem and
had sparked immediate and continuing criticism from legal
commentators. She said that the substantial criticism of Corbett
related to Ormrod J’s failure to accord any legal significance to the
reassignment surgery undertaken by the wife in that
case. |
| 201. | She criticised
Ormrod’ J’s insistence on the determination of ‘true
sex’ by reference to certain biological
features and his resulting
determination that ‘true sex’ is fixed at the moment of
birth. |
| 202. | She referred to Ormrod
J’s conclusion that the fundamental purpose of the law is the regulation
of the relations between persons
and the state and the community, and considered
that the state of a person’s chromosomes had no relation to his or her
criminal
liability. |
| 203. | It is of interest to note
her Honour’s comments in relation to the other appellant, McGuiness, where
she said (at 193): |
“So far as the appellant McGuiness is concerned, it is urged that we
should not only decline to follow Corbett, but that we
should also treat
biological factors as entirely secondary to psychological ones. In other words,
where a person's gender identification
differs from his or her biological sex,
the former should in all cases prevail. It would follow that all transsexuals
would be treated
in law according to their sex of identification, regardless of
whether they had undertaken any medical treatment to make their bodies
conform
with that identification.
Whilst I have the greatest of sympathy for Ms McGuiness and for others in her
predicament, I could not subscribe to this approach.
It goes far beyond anything
which has so far been suggested by even the most progressive of reviewers. It
would create enormous difficulties
of proof, and would be vulnerable to abuse by
people who were not true transsexuals at all. To this extent it could lead to a
trivialisation
of the difficulties genuinely faced by people with gender
identification disharmony. It follows that Ms McGuiness, being a pre-operative
transsexual, is still a "male person" under s.
81A.”
| 204. | While it is unnecessary for
us to decide this issue in this case, we think that it requires consideration
and is discussed subsequently. |
| 205. | Her Honour also referred to
the first instance decision of Bell J in this Court in In the Marriage of
C and D (falsely called C) (1979) FLC 90-636 where his Honour held that
a person who was intersex, having both male and female physical sexual
characteristics,
could not marry. She noted that the decision had been strongly
criticised in that his Honour purported to follow Corbett although
Corbett was not such a case. We agree that this decision was
clearly wrong, for the reasons set out in her Honour’s judgment (at 176-7)
and for the reasons that we discuss when we come to consider W v
W. |
| 206. | In relation to
Corbett, we think that the remarks of Street CJ (at 160) are also
apposite: |
“At the time it was decided Corbett was regarded as a beacon in largely
uncharted seas. In the years that have followed, many
jurisdictions have
voyaged upon those seas but the beacon has by no means been universally regarded
as furnishing safe navigational
guidance. Moreover, as a more compassionate,
tolerant attitude to the problem of human sexuality emerges amongst the
civilised nations
of the world, the founding of that decision on clinical
factors present at birth has come under increasing criticism. Its continuing
application, even in the field of marriage and divorce in the United Kingdom,
has for some time been at least open to criticism.
For my own part, I share the approach developed by Mathews J in her
comprehensive survey of authority. I share also the view of Sir
Ronald Wilson
quoted by Mathews J in which he reflects upon the failure of the law to
accommodate a change of the sex in which a
person was born. Sir Ronald Wilson
observed: see “Life and Law: The Impact of Human Rights on Experimenting
with Life”
Australian Journal of Forensic Sciences, March 1985, 61 at
80:
“...Medicine has outstripped the law. April Ashley represented as
successful a change of sex as can be imagined yet any legal
significance
attaching to her post-surgery condition was denied. No doubt the Court was
bound to come to the decision that it did
but nevertheless the decision signals
the need for a greater flexibility in the law to enable it to come to grips with
current reality
freed from bondage to displaced historical
circumstances.”
The present case points up both the inappropriateness of applying to a
section such as s 81A a birth-related, clinical test, as well
as the danger of
making conventional assumptions within this convention-ridden field of human
behaviour.”
| 207. | His Honour also said (at
161-2): |
“The time has come when the beacon of Corbett will have to give place
to more modern navigational guides to voyages on the seas
of problems thrown up
by human sexuality.”
| 208. | It is true that both judges
who constituted the majority were careful to distinguish cases relating to the
validity of marriage from
the situation with which they were dealing. Counsel
for the Attorney-General sought to derive some comfort from this. However, it
is
also clear that they were highly critical of the decision in Corbett
and its reasoning in a general sense, as well as in its application to the
criminal law. We also note that Mathews J, after saying
that the determination
of these appeals would have no direct application to the law of marriage,
said: |
“Accordingly it would be inappropriate to enter into any detailed
discussion of Ormrod J’s judgment in so far as it relates
to the
institution of marriage, notwithstanding that there are certain passages which
have been singled out for sustained criticism,
the most notable being his
Lordship’s reference to the “essential” role of a woman in
marriage.”
| 209. | We comment that this was
hardly a ringing endorsement of the reasoning in
Corbett. |
| 210. | We would also note that Sir
Ronald Wilson commented in the passage quoted by Street CJ that no doubt Ormrod
J was bound to come to
the decision that he did. By this we take it that Sir
Ronald meant that on the evidence before Ormrod J and the limited state of
medical knowledge at the time, the decision was inevitable. However, this is no
longer the case. |
| 211. | We turn now to discuss the
decision of the Full Court of the Federal Court of Australia (Black CJ, Lockhart
and Heerey JJ) in Secretary, Department of Social Security v SRA
(supra). |
| 212. | That case involved the
interpretation of the words ‘woman’ and ‘female’ as used
in the Social Security Act 1947 (Cth) in order to determine a
person’s entitlement to a wife’s pension. It was an appeal from the
Administrative
Appeals Tribunal that had upheld a decision by the Social
Security Appeals Tribunal that the respondent, who was a pre-operative
transsexual person, was qualified to receive a wife’s pension, as being a
woman who was the wife of an invalid pensioner. |
| 213. | The Tribunal had concluded
that psychological sex was the most important factor in determining sex for the
purpose of the Social Security
Act upon three bases. First, it concluded that
this was the factor that distinguished the ‘transsexual’ from the
‘homosexual’,
the ‘transvestite’ and perhaps the
‘hermaphrodite’ (to use the Tribunal’s words). Secondly, it
said
that in the area of social policy a person’s social and cultural
identity is a relevant factor and, thirdly, that emphasis
should be given to the
person’s psychological sex and the social and cultural aspects of how that
person lives and is accepted
by the local
community. |
| 214. | The Court followed R
v Harris and McGuiness (supra) in holding that the ordinary
meaning of the words ‘woman’ and ‘female’ included a
post-operative transsexual
person who is both anatomically and psychologically
female. They distinguished the position of a pre-operative transsexual person
along similar lines to those of Mathews J in that
case. |
| 215. | However, Black CJ said (at
472-3): |
“ Whatever may once have been the case, the English language does not
now condemn post-operative male-to-female transsexuals
to being described as
being of the sex they profoundly believe they do not belong to and the external
genitalia of which, as a result
of irreversible surgery, they no longer have.
Where through medical intervention a person born with the external genital
features
of a male has lost those features and has assumed, speaking generally,
the external genital features of a woman and has the psychological
sex of a
woman, so that the genital features and the psychological sex are in harmony,
that person may be said, according to ordinary
English usage today, to have
undergone a sex change. The operation that brought about the change in external
genital features would
be referred to as a sex change operation.
The limitations on the capacity of medical science to change the physical
characteristics of a person's sex are, in a broad sense,
a matter of general
knowledge in that it is generally understood that some things cannot be changed
and that, for example, a person
who has undergone a sex change operation will
not be able to conceive and bear children. It is well known too that a person's
male
chromosomes cannot change to those characteristic of a female. Yet
expressions such as "sex change" and "sex change operation" are
in common use
and their meaning is clearly understood. The expressions appear in modern
dictionaries. Thus "sex change" appears in
the Australian Concise Oxford
Dictionary (1987) where it is defined as meaning: "(esp.) apparent change of sex
by surgical means,"
and in the Oxford English Dictionary 2nd edn (1989) where it
is defined as: "A change of sex; spec. an apparent change of sex brought
about
by surgical means, treatment with hormones, etc.; also attrib". The writings of
medical experts and learned legal commentators
on the subject of transsexualism
reveal the standard use of such expressions, commonly now without qualifying
quotation marks. For
example, in the published writings of one of the medical
experts upon whose report the Tribunal relied there is frequent use of the
expressions "sex conversion" and "sex conversion therapy": See Buhrich, N,
"Male-to-female Transsexualism", British Journal of Sexual
Medicine Feb 1986,
52. In the writings of experts, expressions such as "sex conversion" and "sex
reassignment surgery" are ordinarily
used, rather than the "sex change" and "sex
change operation" of the lay person, but the point is the same.
This usage reflects, in my view, not only the significant incidence of sex
reassignment surgery but a growing awareness in the community
of the position of
transsexuals and, most importantly, a perception that a male-to-female
transsexual who has had a "sex change operation"
or a "sex change" may
appropriately be described in ordinary English as female. That is to say, the
person may properly be described
by the word appropriate to the person's
psychological sex and to external genital features which are now in conformity
with the person's
psychological sex. This is particularly the case where, as
here, a choice has to be made between two categories, neither of which
is
qualified - a choice between describing a person as, simply, either male or
female.”
“... it seems very hard in an individual case to draw a distinction
based upon the fact that a person has not had an operation
that she cannot
afford, particularly when the person is seeking legal recognition of an identity
in which she had a deep belief”.
| 217. | However, he said that a
line had to be drawn somewhere and that drawing it by reference to a
“sex change operation” was appropriate as a matter of
statutory interpretation in conformity with R v Harris and McGuiness
(supra) and in accordance with contemporary English
usage. |
| 218. | Lockhart and Heerey JJ
arrived at similar conclusions. |
| 219. | The judgment of Lockhart J
is particularly helpful for its extensive review of the authorities and learned
commentary that were in
existence at that time. |
| 220. | In a critical passage of
the judgment of Lockhart J, so far as the argument in this case is concerned,
his Honour said (at 493): |
“The growth of increasingly sophisticated surgical procedures and
medical techniques in the field of sexual reassignment and
the clear, though
slowly developing, indications of changing social attitudes towards
transsexuals, necessarily lead in my opinion
to a rejection of the legal status
of transsexuals for which Corbett and Tan are the leading authorities. Harris
and Cogley enabled
these questions to be considered for the purposes of the
criminal law in New South Wales and Victoria, and they reflect a compassionate
and humane approach to the sensitivities of human sexuality balanced against the
need for reasonable certainty in the criminal
law.”
| 221. | He further concluded that a
woman or a female, as the terms are understood in Australia today, includes a
post-operative transsexual
person. |
| 222. | As to pre-operative
transsexual persons (male to female), he considered that the recognition of them
as female would involve such
a fundamental change to the law as to require
legislation. He thought that society would regard an anatomical male as a male
regardless
of their appearance or inner beliefs. He also thought that there were
dangers in a male capable, or giving the appearance of being
capable, of
procreation of being classed as a female. |
| 223. | It should be said that his
Honour arrived at this conclusion with considerable regret and in what we regard
as a significant passage
said (at 494-5): |
“Judicial opinions in this area must be liberal and understanding,
guided by the signposts of what is in the best interests
of society and the
transsexual.”
| 224. | His Honour also said (at
495) that he expressed no view as to the law of marriage, which may involve many
factors to be considered
by the court and carefully weighed. Having said that,
he went on to say that there was a need to apply the law consistently and that
if a post-operative transsexual person is to be regarded for the purpose of the
criminal law and the social security law as a person
with a new sex, then the
same conclusion should follow in other areas of the law in order to achieve
consistency. |
The Decision of Charles J in W v W
| 225. | We now turn to consider the
English decision of Charles J in W v W [2001] 2 WLR 674. This was
an intersex case involving a person who was born with both male and female
physical characteristics, but
who had had gender re-assignment surgery. It came
before Charles J as an application for a decree of nullity of marriage on the
ground
that a marriage by a male to such a person was void.
|
| 226. | The parties did not invite
Charles J to reconsider Corbett and he did not do so. The argument
before him, which he accepted, was based upon what was said to be a distinction
between intersex
and transsexual persons. |
| 227. | Similarly, he placed no
weight upon the onus of proof, the presumption of the validity of marriage or
the presumption that the entry
on a person’s birth certificate is prima
facie evidence of his or her sex (at
679). |
| 228. | No argument was placed before his
Lordship as to the issue of brain sex, although the evidence as to its existence
was adverted to
by him (at 685-6). |
| 229. | Most of his judgment is
constrained by the need to distinguish the case before him from the principles
espoused in Corbett. The end result is set out as follows (at
709): |
“In my judgment, in the respondent’s case, and in other cases
which can conveniently be described as cases of physical
inter-sex for
equivalent reasons, the decision as to whether the individuals involved are
female (or male) for the purposes of marriage
should be made having regard to
their development and all of the factors listed in Corbett’s case [1971] P
83, namely (in a
slightly different form extending them to six factors):
(i) chromosomal factors; (ii) gonadal factors (ie presence or absence
of testes
or ovaries); (iii) genital factors(including internal sex organs); (iv)
psychological factors; (v) hormonal factors, and
(vi) secondary sexual
characteristics (such as the distribution of hair, breast development, physique
etc) Dr Conway had regard to
all these factors. Another way of putting this is
that the decision as to whether the person is male or female for the purposes
of
marriage can be made with the benefit of hindsight looking back from the date of
the marriage or if earlier the date when the
decision is
made.”
| 230. | He continued (at
709-10): |
“On the above approach, and thus having regard to (i) the six factors I
have listed, (ii) all my findings under the heading
“Findings having
regard to the respondent’s history and the medical evidence”, and
(iii) my conclusion that the
respondent had the capacity to consummate her
marriage to the applicant, but having regard in particular to: (a) my acceptance
of
the diagnosis of partial androgen insensitivity, its cause and effect, (b)
the respondent’s ambiguous external genitalia, and
(c) the
respondent’s development which led to her making a final choice to
live as a woman well before she started taking oestrogen and before she had
surgery, in my judgment the respondent was
a female for the purposes of her
marriage to the applicant.” (emphasis in the
original)
| 231. | It seems to us that the
important thing about this judgment is that it clearly recognises that intersex
persons can, in effect, choose
their sex and marry. The reasoning is much to be
preferred to that of Bell J in In the Marriage of C and D (falsely called
C) (supra), which, as we have said, was wrongly decided and
should not be regarded as expressing the law in this country. The
question immediately arises as to why this principle does not extend to
transsexual people; particularly if, as Chisholm J found,
brain sex is a
relevant factor in determining the issue. If it does not do so, this leaves
transsexual people as the only group within
the community that can never marry,
except to a person who is a member of what they regard as the same sex as
themselves. This is,
of course, the reality in the case of transsexual people
who have had surgical gender re-assignment, who can no longer function as
a
member of the sex, the physical characteristics of which they formerly had.
However, beyond the facts of the present case, it
extends to all transsexual
people for it effectively limits their opportunities of marriage to a person
they regard as being of the
same sex as
themselves. |
| 232. | It is also significant to
note that the Attorney-General did not seek to argue that the decision in
W v W was wrong. This approach tends to greatly weaken the force
of the arguments advanced on his behalf that to recognise the marriage
of a
transsexual person to another who the transsexual person regards as being of the
opposite sex in some way usurps the role of
Parliament, or is an issue that must
be left to Parliament to decide. It seems illogical that the courts can decide
that marriage
can extend to intersex persons, who can adopt the sex of their
choice, but not to post-operative transsexual
people. |
Bellinger
| 233. | Against this background we
now turn to the judgments in Bellinger. This came before the Court
of Appeal of England and Wales (Butler Sloss P, Walker and Thorpe LJJ) on appeal
from a decision of Johnson
J. |
| (a) | Bellinger
At First Instance |
| 234. | It is
perhaps useful to first consider the decision of Johnson J, who is one of the
most experienced judges in the Family Division
of the High Court. As one would
expect, it is a sensitive judgment in which his Lordship discusses the dilemma
that faces courts
in cases of this kind in considerable
detail. |
| 235. | It is of interest to note
that Johnson J indicated that it was agreed between counsel that the judgment of
Charles J in W v W (supra) had no bearing upon his decision
because it related to an intersex person. In the case before us, Ms Wallbank
criticised this
decision by counsel for Mrs Bellinger as one that should not
have been made. We are inclined to agree with this criticism in that
if there is
substance in the view that brain sex is one of the most significant determinants
of gender, then the distinction between
intersex and transsexual persons becomes
meaningless, and the view of Charles J persuasive. This is because an intersex
person appears
to be defined as someone with at least one sexual incongruity.
If brain sex can give rise to such an incongruity then, legally,
we think that
there may be no difference between an intersex person and a transsexual
person. |
| 236. | We note from the dissenting
judgment of Thorpe LJ in the Court of Appeal (at par 114) that the judgment in
W v W had “coincidentally emerged” when this
case was being argued and that this may account for it not having received the
attention that it deserved before Johnson
J. |
| 237. | However, the judgment of
Johnson J also makes it clear that the course of events in England in relation
to the judicial treatment
of the decision in Corbett is markedly
different to that which has occurred in this country. In particular, his
Lordship refers to the decisions of the Court
of Appeal in R v Tan
[1983] QB 1053 and the Divisional Court in Re P and G
(Transsexuals) [1996] 2 FLR 90. In the first of those cases the Court
of Appeal said, in a passage quoted by his
Lordship: |
“... both common sense and the desirability of certainty and
consistency demand that the decision in Corbett v Corbett should
apply for the
purpose not only of marriage, but also for a charge under Section 30 of the
Sexual Offences Act 1956 or Section 5 of
the Sexual offences Act
1967”
| 238. | In the second
case the Divisional Court upheld a decision of the Registrar General to refuse
to alter the entries in registers of
births which recorded the sex of two
post-operative transsexual persons as
‘boy’. |
| 239. | Johnson J also referred to
the decision of the Court of Appeal in S-T (formerly J) v J [1988]
Fam 103. In that case, he noted that while Ward LJ had referred to the
possibility that advances in medical science might lead
to a change in attitude,
Potter LJ had said that “it is plain that, at present, the position is
that laid down in Corbett”. |
| 240. | These decisions are very
much in contrast with the decisions of the Australian Courts that we have
discussed, which have refused to
follow Corbett in non-marriage
cases. Therefore, the argument in favour of consistency, which in England was
advanced as a reason for following
Corbett, has the opposite
effect so far as Australia is concerned. |
| 241. | Johnson J also referred to
the powerful contrary view expressed by Ellis J in Attorney-General v
Otahuhu Family Court [1995] 1 NZLR 603 and the various cases before the
European Court of Human Rights that are canvassed in Chisholm J’s
judgment. |
| 242. | In an interesting passage
in his judgment Johnson J said, after referring to a submission made on behalf
of Mrs Bellinger as to there
having been a marked change in attitude to problems
of those like her since Corbett in
1970: |
“Indeed it seems that what I have described as the plight of the
transsexual has been recognised not only in judgments in courts
around the world
but by legislatures too. In Europe at least the law on this matter in England
and Wales, is or is becoming, a minority
position. However as a judge I have to
accept the law as it is and apply it to the facts as I find them to
be.”
| 243. | His Lordship
went on to say that the marriage in question could only be valid if Mrs
Bellinger is a female. He referred to a statement
by Thorpe LJ in Dart v
Dart [1996] 2 FLR 286 at 301, made in a different context, to the effect
that if a fundamental change is to be introduced, it is for the
legislature and
not the judges to introduce it. |
| 244. | By way of comment we
observe that the difficulty with this proposition is that it was a judge, namely
Ormrod J, and not the legislature
that laid down the relevant test in
Corbett. |
| 245. | On the factual issue,
Johnson J referred to the conflicting evidence of the experts and to the
possibility that, if it were possible
to do so, the examination of the brain of
a living person might give some further indications of gender. He
concluded: |
“But that is not yet possible and the practical reality is that
whatever may ultimately emerge from advances in medical science,
the only
criteria for determining the gender of an individual remain those identified in
Corbett.”
(b) Bellinger in the Court of Appeal
| 246. | Butler-Sloss P and Robert
Walker LJ agreed with the approach of Johnson J; Thorpe LJ dissented. The views
of these judges on family
law issues are obviously entitled to great weight and
for this reason it is necessary to examine the judgments
closely. |
| 247. | We turn first to the
majority judgment. |
| 248. | In commenting on the
Hyde v Hyde definition, the point is made that the definition can
no longer be taken as correct in all particulars, since marriages can now be
brought to an end during the lifetime of the parties. However, they accepted the
view of Ormrod J in Corbett that sex was an essential determinant
of marriage, because “It is and always has been recognised as the union
of man and woman.” |
| 249. | After discussing the
judgment of Ormrod J, they refer to the fact that the judgment was not appealed
and its conclusions were put
on a statutory basis by the Nullity of Marriage
Act 1971 (UK), of which the relevant portion of s. 1
stated: |
“A marriage which takes place after the commencement of this Act shall
be void on the following grounds only, that is to say-
...
(c) That the parties are not respectively male and female.”
| 250. | This section
was re-enacted in s. 11(c) of the Matrimonial Causes Act 1973
(UK). |
| 251. | We note that this provides
an obvious distinction from the Australian position where the decision in
Corbett has never been given legislative
recognition. |
| 252. | In considering S-T v
J (supra), they agreed with a submission by counsel for Mrs Bellinger
that there may be a distinction between gender and sex. Her suggested
definition
was that gender related to culturally and socially specific expectations of
behaviour and attitude mapped on to men and
women by society and included self
definition. They agreed that it would be impossible to identify gender as so
defined as at the
moment of birth of the child. |
| 253. | After discussing the
medical evidence they said that the gender assignment at birth of a transsexual
person in accordance with the
Corbett criteria cannot be
challenged because at present no other criteria can be applied to a newborn
child. |
| 254. | With respect, we have some
difficulty with this statement. As we understand the medical evidence before the
Court of Appeal, and indeed
before Chisholm J (although there are some
differences as hereafter appears), it is to the rather obvious effect that it is
impossible
to look at the psyche of a newborn child and that there is no method
of conducting a physiological examination of the brain of a
living person to
determine this issue. This does not in our opinion validate the
Corbett criteria, but rather highlights their incomplete nature
and the dangers of applying that test. |
| 255. | The majority then went on
to discuss whether the assignment at birth is immutable, other than for those
with uncertain sexual characteristics,
or whether there is a point at which it
can be said that that the gender which was correct at birth is no longer
applicable. Again
this statement seems to involve a connotation that the gender
assigned at birth was correct. In the vast majority of the population
this is
so but in most of these cases it clearly is not. It seems to us that the fact
there are factors that are impossible to take
into account in relation to a
newborn child provides a strong argument for saying that whatever assignment
takes place at birth should
not be immutable. |
| 256. | They then considered the
expert evidence and concluded that the main difference between the experts was
that the evidence of Professor
Gooren (whose evidence was also before Chisholm
J) was that it was clear that transsexualism was a medical condition with an
organic
basis whereas Professor Green and Mr Terry placed transsexualism within
the category of a psychiatric disorder. They interpreted
the latter as taking
the view that the research of Zhou et al, upon which Professor Gooren based his
opinion both in Bellinger and before Chisholm J, was based upon a
small sample and, while important, was not so far widely
accepted. |
| 257. | The majority adopted this
view, finding that more research was necessary to demonstrate that the
biological factor which causes brain
sexual differentiation in men and women is
to be found congruent with the transsexual person’s preferred gender. They
also
considered that a much larger obstacle was the present impossibility of
recognition of brain differentiation in living people. They
considered that the
work in this area was at such an early stage that brain sexual differentiation
cannot at present be one of the
relevant criteria for the purpose of assignment
of the sex of a transsexual person by a court. |
| 258. | The majority, in discussing
the case law, referred to R v Tan (supra), S-T v J
(supra) and distinguished W v W (supra) as an intersex case.
They also discussed the international authorities, mainly in the European Court
of Human Rights and relevant
United States and New Zealand decisions.
Interestingly enough, no reference was made to the two Australian decisions that
we have
discussed. They also referred to the Report of the Inter-Departmental
Working Group on Transsexual People, a report commissioned by the Home
Secretary in England, completed in April 2000. The Working Group had recommended
that the issues
be put out for public consultation. The majority expressed
dismay that nothing had been done in this
regard. |
| 259. | In determining the issue,
Butler-Sloss P and Robert Walker LJ essentially adopted the approach of Johnson
J, namely that it is for
the Parliament and not the courts to determine matters
of this nature. They were sympathetic to the position of transsexual people
and
recognised that there was a growing momentum for recognition of them in the same
way as for people who are intersex. However,
they took the view (at par 99) that
legal recognition of marriage is a matter of status, that is, not for the
spouses alone to decide: |
“It affects society and is a question of public policy. For that
reason, even if for no other reason, marriage is in a special
position and is
different from the change of gender on a driving licence, social security
payments book and so on. Birth, adoption,
marriage, divorce or nullity and death
have to be registered. Each child born has to be placed into one of two
categories for the
purpose of registration. Status is not conferred only by a
person upon himself; it has to be recognised by society. In the absence
of
legislation, at what point can the court hold that a person has changed his
gender status?”
| 260. | After adverting to the
difficulty of determining the point at which such a change should be recognised,
they referred to the comments
of Lord Slynn in Fitzpatrick v Sterling
Housing Association (supra) (at 33) which were to the effect that when
considering social issues judges must not substitute their own views to fill
gaps.
They concluded by referring with approval to the remarks of Balcombe LJ in
what they conceded was a different context in re F (In Utero)
[1998] Fam. 122 as follows: |
“If the law is to be extended in this manner, so as to impose control
over the mother of an unborn child, where such control
may be necessary for the
benefit of the child, then under our system of parliamentary democracy it is for
Parliament to decide whether
such controls can be imposed and, if so, subject to
what limitations or conditions.”
| 261. | It can be seen that the
majority judgment in this case strongly reflects the arguments advanced on
behalf of the Attorney-General
in this case. |
The Dissenting Judgment of Thorpe LJ in Bellinger
| 262. | We now turn to examine the
dissenting judgment of Thorpe LJ. |
| 263. | His Lordship first
criticised what he considered to be the erroneous citation by Johnson J of the
views of Professor Green in support
of his conclusion that he three
Corbett factors remain the only criteria for determining the
gender of an individual. Thorpe LJ pointed out (at par 112) that Professor Green
had said that these factors were “too reductionistic”.
However his Lordship’s view depended not so much upon criticism of the
judgment of Johnson J, but upon what he described (at
par 113) as:
|
‘a fresh appraisal of the extent to which the passage of 30 years
requires the revision of the propositions of law, of medical
science and of
social policy upon which Ormrod J founded his judgment in Corbett and
Corbett.”
| 264. | Thorpe LJ interpreted the
expert evidence somewhat differently from the majority and Johnson J. He seems
to have regarded Professor
Green’s view about Professor Gooren’s
evidence as more supportive of it than otherwise and also cited a comment from
Mr Terry to the effect that the scientific arguments in favour of a biological
causation were not irrefutable but were certainly
compelling to his
mind. |
| 265. | He concluded from this that
medical opinion no longer accepts the three Corbett factors for
the determination of sex. |
| 266. | As to the law, his Lordship
considered that the decisions of the Strasbourg court only assisted the
appellant to the extent that they
may demonstrate shifts in social attitudes and
values. |
| 267. | He went on to criticise
four key propositions drawn from the judgment of Ormrod J in
Corbett. |
| 268. | The first of these
was: |
‘The biological sexual constitution of an individual is fixed at birth
(at latest)’
| 269. | Thorpe LJ considered that
while this proposition had been agreed by the experts in that case, it was
rejected by all of the relevant
experts thirty years
later. |
| 270. | The second proposition
was: |
‘The relationship called marriage ... is and always has been recognised
as the union of man and woman.’
| 271. | After referring to
Lindo v Belisario [1795] 1 Hag Con 216 at 230 and
Hyde, Thorpe LJ remarked upon to the enormous social changes that
have taken place since those cases were decided, including divorce virtually
on
demand and illegitimacy without stigma and concluded by saying (at par 128) that
he would redefine marriage “as a contract for which the parties elect
but which is regulated by the state, both in its formation and in its
termination
by divorce, because it affects status upon which depend a variety of
entitlements, benefits and
obligations.” |
| 272. | We comment that while we do
not necessarily agree with this definition, the institution of marriage has
undergone enormous changes,
as is discussed elsewhere in these
reasons. |
| 273. | The third proposition
was: |
‘The law should adopt the first three of the doctor’s criteria...
and...determine the sex for the purposes of marriage
accordingly’
| 274. | In an important passage,
his Lordship said (at par 132): |
“Perhaps the third proposition has the most direct bearing on the
outcome of the appeal. Can the legal definition of what constitutes
a female
person be determined by only three of the criteria which medical experts apply?
Are judges entitled to leave out of account
psychological factors? For me the
answers do not depend on scientific certainty as to whether or not there are
areas of brain development
differentiating the male from the female. In my
opinion the test that is confined to physiological factors, whilst attractive
for
its simplicity and apparent certainty of outcome, is manifestly incomplete.
There is no logic or principle in excluding one vital
component of personality,
the psyche. That its admission imports the difficulties of application that may
lead to less certainty
of outcome is an inevitable consequence. But we should
prefer complexity to superficiality in that the psychological self is the
product of an extremely complex process, although not fully understood. It is
self-evident that the process draws on a variety of
experiences, environmental
factors and influences throughout the individuals development particularly from
birth to adolescence,
but also
beyond.”
| 275. | The
fourth proposition was: |
‘Marriage is a relationship which depends on sex and not on
gender’.
| 276. | Thorpe LJ considered that
the scientific changes to which he had referred had diminished the once vital
role of procreative sex. He
thought that while sex was a dimension of cardinal
importance he nevertheless concluded that in cases such as this one it was
sufficiently
fulfilled. He also thought that gender was an increasingly
important factor in the recognition of the core factor of an individual
to a
much greater extent than was the case in 1970. |
| 277. | He therefore considered
that, given that the foundations of Ormrod J’s judgment are no longer
secure, it should not be followed. |
| 278. | Thorpe LJ then turned to
examine W v W (supra) and to compare the situation of the parties
to that case and this one, pointing out that there were so many areas of common
ground that it is important to consider the modern approach in intersex
cases. |
| 279. | On the issue of judges
usurping the function of Parliament, Thorpe LJ said that his comment in
Dart (supra) to this effect was in a different context, as Johnson J
had acknowledged. He pointed out that context is all-important in
considering
cases of this nature. He said (at par 148): |
“But here we are asked to construe section 11 (c), not previously
construed (and so untrammelled by previous judicial effort)
and to be construed
in light of moral ethical and societal values as they are now rather than as
they were at the date of first enactment
or subsequent consolidation. Indeed the
case rests on the construction of the single word ‘female’. That
parliament intended
some judicial licence seems clear to me from the absence of
any definition within the statute and from the preceding debate, particularly
the passage cited at paragraph 33 above.”
| 280. | We are in strong agreement
with the views here expressed by his Lordship. In the course of his
judgment (at par 141) he referred to the fact that the mover of the amendment
which subsequently became s. 11(c)
deliberately refrained from proposing any
statutory definition. Hansard records that he did so because “the way
that a judge decides the sex of a particular person is and always will remain a
question of fact.” The passage quoted, which appears at par 142 of
Thorpe LJ’s judgment, goes on to make it clear that the mover contemplated
the possibility of advances in medical science and surgery altering the sex of
an individual. |
| 281. | Similarly in Australia, we
have already noted that Parliament deliberately took the course of not defining
marriage upon the basis
that it was a matter for the courts to decide in
individual cases (see par 127 of these
reasons). |
| 282. | Thorpe LJ also rejected the
argument that any relaxation of the present clear-cut boundary would produce
enormous practical and legal
difficulties. He distinguished this situation from
one where a transsexual person could acquire, perhaps not irreversibly, his or
her psychological gender without undergoing surgical and hormonal procedures. He
said that this would be a matter for Parliament.
He said that the issue as to
whether a post-operative transsexual person had acquired a different gender was
a much narrower one.
He pointed to the fact that such a recognition had not
caused particular problems in other jurisdictions in Europe and elsewhere.
In
Europe it had been recognised in at least 23 of the member states of the Council
of Europe as of 1998, the only member states
not doing so being the UK, Ireland,
Andorra and Albania. |
Decisions in Other Jurisdictions
| 283. | These were extensively
canvassed by Chisholm J and we do not find it necessary to repeat that
discussion. However there is one case
that we regard of particular significance
to which we wish to refer, namely the decision of Ellis J in
Attorney-General v Otahuhu Family Court [1995] 1 NZLR 603. This
case concerned the definition of ‘a man’ and ‘a woman’
for the purposes of marriage
under New Zealand law.
|
| 284. | In commenting on
Corbett, Ellis J said (at 606): |
“The judgment as a whole is a comprehensive analysis of the evidence
and the sexual and social significance of the problem.
It has been and must be
accorded great respect, but as Ms Ullrich's submissions show, it has been the
subject of criticisms which
in my view are difficult, indeed impossible, to
answer satisfactorily. They are directed to the essential role of a man and a
woman
in marriage. It has to be conceded that the ability to procreate is not
essential, nor is the ability to have sexual intercourse.
Neither the common law
nor ecclesiastical law ever required the first. On the other hand, it used to be
the case that a marriage
which had not been consummated was voidable. That is no
longer the law. In my view the law of New Zealand has changed to recognise
a
shift away from sexual activity and more emphasis being placed on psychological
and social aspects of sex, sometimes referred to
as gender
issues.”
| 285. | Similarly we consider that
the law in Australia has recognised a change in the essential nature of a
marriage away from the purely
sexual aspects of
it. |
| 286. | His Honour said (at
607): |
“Some persons have a compelling desire to be recognised and be able to
behave as persons of the opposite sex. If society allows
such persons to undergo
therapy and surgery in order to fulfil that desire, then it ought also to allow
such persons to function
as fully as possible in their reassigned sex, and this
must include the capacity to marry. Where two persons present themselves as
having the apparent genitals of a man or a woman, they should not have to
establish that each can function sexually.
Once a transsexual has undergone surgery, he or she is no longer able to
operate in his or her original sex. A male to female transsexual
will have had
the penis and testes removed, and have had a vagina-like cavity constructed, and
possibly breast implants, and can
never appear unclothed as a male, or enter
into a sexual relationship as a male, or procreate. A female to male transsexual
will
have had the uterus and ovaries and breasts removed, have a beard growth, a
deeper voice, and possible a constructed penis and can
no longer appear
unclothed as a woman, or enter into a sexual relationship as a woman, or
procreate. There is no social advantage
in the law not recognising the validity
of the marriage of a transsexual in the sex of reassignment. It would merely
confirm the
factual reality.
If the law insists that genetic sex is the pre-determinant for entry into a
valid marriage, then a male to female transsexual can
contract a valid marriage
with a woman and a female to male transsexual can contract a valid marriage with
a man.”
| 287. | Like Corbett,
this is a judgment at first instance and must be considered upon that basis. It
was, however, delivered some 24 years later and
in that sense might be thought
to reflect more contemporary thinking. It also a judgment delivered in relation
to a legal system
which, in relation to the law of marriage, is much closer to
that in Australia. We would also observe that Ellis J’s approach
accords
with the manner in which the position of transsexual people has been considered
in other contexts by the Australian appellate
courts in SRA
(supra) and the majority in R v Harris and McGuiness
(supra). |
Should the Majority View in Bellinger be Followed in
Australia?
| 288. | While, as we have said, the
views of the majority of the Court of Appeal are of substantial persuasive
authority in this country,
they do not bind us. Further, there are significant
issues in respect of which Bellinger can be distinguished.
|
| 289. | First, unlike England,
Corbett has not been followed in non-marriage cases and its
reasoning has been trenchantly criticised in Australian superior courts. In
Australia
it can be said that it is somewhat incongruous for post-operative
transsexual people to be recognised for the purposes of the criminal
and social
security laws and not the marriage law. The argument for consistency runs in the
opposite direction in England. |
| 290. | Secondly, the evidence
before Chisholm J went further than did the evidence before Johnson J. In this
area we recognise a difficulty
in that the evidence as interpreted by Thorpe LJ
was closer to the evidence before Chisholm J than as interpreted by Butler-Sloss
P, Robert Walker LJ and Johnson J. We do not, of course, have details as to the
evidence other than that which can be gleaned from
the judgments. For the
present purpose of distinguishing the decision, we think that we should adopt
the majority interpretation
and that of the trial Judge. Upon that basis the
evidence for the existence of ‘brain sex’ was much stronger and was
uncontroverted before Chisholm J. We therefore think that on the evidence before
him, it was open for Chisholm J to accept, on the
balance of probabilities, that
transsexualism is biologically caused. Therefore, the doubts expressed by
Butler-Sloss P and Robert
Walker LJ are not present in this case.
|
| 291. | Once this is accepted, we
think it difficult to distinguish this case from the intersex cases such as
W v W. One thing that is clear is that all of the members of
the Court of Appeal in Bellinger thought that that case was
correctly decided and no contrary argument was advanced before us.
Interestingly too, the majority in Bellinger remarked (at par
98): |
“There is, in informed medical circles, a growing momentum for
recognition of transsexuals for every purpose and in a manner
similar to those
who are intersexed. The current approach recognises changes in social attitudes
as well as advances in medical
research.”
| 292. | Thirdly, it appears that
the decision in Corbett received some statutory recognition in
England whereas it has never received such recognition in
Australia. |
| 293. | Fourthly, and most
significantly in our view, procreative sex is still relevant to marriage in
England. In that country an inability
to consummate the marriage still provides
a ground for a decree of nullity. In Australia it no longer does so. It is
apparent that
physical aspects of sexuality played a considerable part in the
reasoning of Ormrod J in Corbett. Even Thorpe LJ was forced to
concede its cardinal importance. This is simply not the case in
Australia. |
| 294. | In The Queen v L
(supra) Mason CJ, Deane and Toohey JJ said (at
386): |
“Whatever the scope of the power of the Parliament to make laws with
respect to marriage, it is apparent that the Commonwealth
Act does not attempt
comprehensively to regulate the rights and obligations of the parties to a
marriage and in particular says nothing
to express or imply an obligation to
consent to sexual intercourse by a party to a marriage. Refusal to consummate a
marriage is
no longer a ground for dissolution. In one of the early decisions on
the Commonwealth Act, the Family Court accepted that sexual
intercourse between
the parties to a marriage may have ceased without the marriage having "broken
down irretrievably"”
| 295. | We are in any event much
more attracted by the reasoning of Thorpe LJ. We have difficulty in
understanding how the Corbett test can continue to be applied in
face of the evidence, not only as to brain sex, but also as to the importance of
psyche in determining
sex and gender. The fact that these issues cannot be
physically determined at birth seems to us to present a strong argument: first,
that a child’s sex cannot be finally determined at birth; and secondly,
that any determination at that stage is not and should
not be immutable. We
agree with the views expressed by Thorpe LJ (at par 155) when he
said: |
“To make the chromosomal factor conclusive, or even dominant, seems to
me particularly questionable in the context of marriage.
For it is an invisible
feature of an individual, incapable of perception or registration other than by
scientific test. It makes
no contribution to the physiological or psychological
self. Indeed in the context of the institution of marriage as it is today it
seems to me right as a matter of principle and logic to give predominance to
psychological factors just as it seems right to carry
out the essential
assessment of gender at or shortly before the time of marriage rather than at
the time of birth.”
| 296. | We, like Thorpe LJ (at par
159), would also regard the passage from Lord Reed’s paper Splitting
the Difference: Transsexuals and Human Rights Law (at page 50) as correct
where he said: |
"In those societies which do permit it, it seems to me to be difficult to
justify a refusal to recognise that successful gender reassignment
treatment has
had any legal consequences for the patient's sexual identity, although the
context in which, and conditions under which,
a change of sexual identity should
be recognised is a complex question. But for the law to ignore transsexualism,
either on the basis
that it is an aberration which should be disregarded, or on
the basis that sex roles should be regarded as legally irrelevant, is
not an
option. The law needs to respond to society as it is. Transsexuals exist in our
society, and that society is divided on the
basis of sex. If a society accepts
that transsexualism is a serious and distressing medical problem, and allows
those who suffer
from it to undergo drastic treatment in order to adopt a new
gender and thereby improve their quality of life, then reason and common
humanity alike suggest that it should allow such persons to function as fully as
possible in their new gender. The key words are
`as fully as possible': what is
possible has to be decided having regard to the interests of others (so far as
they are affected)
and of society as a whole (so far as that is engaged), and
considering whether there are compelling reasons, in the particular context
in
question, for setting limits to the legal recognition of the new
gender."
| 297. | We also think that Thorpe
LJ’s analysis of the similarities between the situation of Mrs W and Mrs
Bellinger provides a powerful
reason for applying the reasoning in W v
W to these cases. |
New International Caselaw
| 298. | Goodwin v The
United Kingdom (Application no. 28957/95; judgment delivered 11 July
2002) and I v The United Kingdom (Application no. 25680/94;
judgment delivered 11 July 2002) also warrant attention. These decisions of the
Grand Chamber of the European
Court of Human Rights reversed the previous
approach of the Court in complaints by transsexual persons which had held that
it was
open to member States to determine issues of this nature in relation to
marriage by virtue of the principle of according States a
“margin of
appreciation”: see par 73 of Goodwin.
|
| 299. | The Human Rights and Equal
Opportunity Commission (at par 2.5) submitted that Australian Courts
“should and do give weight to the views of specialist international
courts and bodies such as...the European Court of Human
Rights”. We
agree generally with this statement of
principle. |
| 300. | In both cases, the
applicants succeeded in making out their alleged violations of, inter
alia, articles 8 and 12 of the European Convention on Human Rights in
respect of the legal status of transsexuals in the United Kingdom.
Notably, the
article 12 argument advanced in Goodwin was specifically described
(at par 95) to be as follows: |
“... that the Corbett v. Corbett definition of a person's sex for the
purpose of marriage had been shown no longer to be sufficient
in the recent case
of Bellinger v. Bellinger and that even if a reliance on biological criteria
remained acceptable, it was a breach
of Article 12 to use only some of those
criteria for determining a person's sex and excluding those who failed to fulfil
those elements.”
| 301. | Article 8 relevantly
states: |
“1. Everyone has the right to respect for his private ...
life...
2. There shall be no interference by a public authority with the
exercise of this right except such as is in accordance
with the law and is
necessary in a democratic society in the interests of national security, public
safety or the economic well-being
of the country, for the prevention of disorder
or crime, for the protection of health or morals, or for the protection of the
rights
and freedoms of others.”
“Men and women of marriageable age have the right to marry and to found
a family, according to the national laws governing the
exercise of this
right.”
| 303. | The
applicants’ complaints included their treatment in the sphere of marriage.
Both cases were heard by the same Grand Chamber
and it may be noted that
substantial material about the United Kingdom and its laws, and the reasons for
finding the applicants’
article 8 and 12 rights had been violated, is
identical in both judgments. Unless otherwise indicated, we shall refer to the
Goodwin v The United Kingdom judgment in the discussion that
follows. |
| 304. | In the course of its
observations on the alleged violation of Article 8, and after referring amongst
others to the decisions in Bellinger, the trial Judge in this
case, and New Zealand and U.S. decisions, the Court indicated (at par 75) that
it would “look at the situation within and outside the Contracting
State to assess ‘in light of present day conditions’ what is
now the appropriate interpretation of the Convention”. The
Court commented (at par 77): |
“It must also be recognised that serious interference with private life
can arise where the state of domestic law conflicts
with an important aspect of
personal identity (see, mutatis mutandis, Dudgeon v. the United Kingdom judgment
of 22 October 1981,
Series A no. 5, § 41). The stress and alienation
arising from a discordance between the position in society assumed by a
post-operative
transsexual and the status imposed by law which refuses to
recognise the change of gender cannot, in the Court's view, be regarded
as a
minor inconvenience arising from a formality. A conflict between social reality
and law arises which places the transsexual
in an anomalous position, in which
he or she may experience feelings of vulnerability, humiliation and
anxiety.”
| 305. | It also
commented (at par 78) that gender re-assignment was lawful and carried out in
the UK under the auspices of the National Health
Service and
said: |
“The Court is struck by the fact that nonetheless the gender
re-assignment which is lawfully provided is not met with full recognition
in
law, which might be regarded as the final and culminating step in the long and
difficult process of transformation which the transsexual
has
undergone.”
| 306. | It remarked upon the
illogicality of refusing to recognise the legal implementation of the result to
which the treatment leads. |
| 307. | Dealing with medical and
scientific considerations, it said (at par 81): |
“It remains the case that there are no conclusive findings as to the
cause of transsexualism and, in particular, whether it
is wholly psychological
or associated with physical differentiation in the brain. The expert evidence in
the domestic case of Bellinger
v. Bellinger was found to indicate a growing
acceptance of findings of sexual differences in the brain that are determined
pre-natally,
though scientific proof for the theory was far from complete. The
Court considers it more significant however that transsexualism
has wide
international recognition as a medical condition for which treatment is provided
in order to afford relief (for example,
the Diagnostic and Statistical Manual
fourth edition (DSM-IV) replaced the diagnosis of transsexualism with
“gender identity
disorder”; see also the International
Classification of Diseases, tenth edition (ICD-10)). The United Kingdom national
health
service, in common with the vast majority of Contracting States,
acknowledges the existence of the condition and provides or permits
treatment,
including irreversible surgery. The medical and surgical acts which in this case
rendered the gender re-assignment possible
were indeed carried out under the
supervision of the national health authorities. Nor, given the numerous and
painful interventions
involved in such surgery and the level of commitment and
conviction required to achieve a change in social gender role, can it be
suggested that there is anything arbitrary or capricious in the decision taken
by a person to undergo gender re-assignment. In those
circumstances, the ongoing
scientific and medical debate as to the exact causes of the condition is of
diminished relevance.”
| 308. | We think there is force in
this analysis, particularly the propositions that transsexualism is a medical
condition for which treatment
is provided in order to afford relief and that the
treatment requires a level of commitment and conviction to achieve it. This
tends
to shift the focus of the debate from what we regard as the somewhat
sterile observation of which characteristics can be observed
at birth. It also,
as the Court points out, (at par 81), negates the proposition that the state of
medical science or scientific
knowledge provides any determinative argument as
regards the legal recognition of transsexual
persons. |
| 309. | On the issue of practical
difficulties arising from recognition, the Court had this to say (at par
91): |
“The Court does not underestimate the difficulties posed or the
important repercussions which any major change in the system
will inevitably
have, not only in the field of birth registration, but also in the areas of
access to records, family law, affiliation,
inheritance, criminal justice,
employment, social security and insurance. However, as is made clear by the
report of the Interdepartmental
Working Group, these problems are far from
insuperable, to the extent that the Working Group felt able to propose as one of
the options
full legal recognition of the new gender, subject to certain
criteria and procedures. As Lord Justice Thorpe observed in the Bellinger
case,
any “spectral difficulties”, particularly in the field of family
law, are both manageable and acceptable if confined
to the case of fully
achieved and post-operative transsexuals. Nor is the Court convinced by
arguments that allowing the applicant
to fall under the rules applicable to
women, which would also change the date of eligibility for her state pension,
would cause any
injustice to others in the national insurance and state pension
systems as alleged by the Government. No concrete or substantial
hardship or
detriment to the public interest has indeed been demonstrated as likely to flow
from any change to the status of transsexuals
and, as regards other possible
consequences, the Court considers that society may reasonably be expected to
tolerate a certain inconvenience
to enable individuals to live in dignity and
worth in accordance with the sexual identity chosen by them at great personal
cost.”
| 310. | The Court gave distinct
consideration to the complaint under Article 12 for reasons that appear to be
explained by the following paragraphs:
|
“99. The exercise of the right to marry gives rise to
social, personal and legal consequences. It is subject to the
national laws of
the Contracting States but the limitations thereby introduced must not restrict
or reduce the right in such a way
or to such an extent that the very essence of
the right is impaired (see the Rees judgment, p. 19, § 50; the F. v.
Switzerland
judgment of 18 December 1987, Series A no. 128, § 32).
100. It is true that the first sentence refers in express terms to
the right of a man and woman to marry. The Court is
not persuaded that at the
date of this case it can still be assumed that these terms must refer to a
determination of gender by purely
biological criteria (as held by Ormrod J. in
the case of Corbett v. Corbett, paragraph 17 above). There have been major
social changes
in the institution of marriage since the adoption of the
Convention as well as dramatic changes brought about by developments in
medicine
and science in the field of transsexuality. The Court has found above, under
Article 8 of the Convention, that a test of
congruent biological factors can no
longer be decisive in denying legal recognition to the change of gender of a
post-operative transsexual.
There are other important factors – the
acceptance of the condition of gender identity disorder by the medical
professions
and health authorities within Contracting States, the provision of
treatment including surgery to assimilate the individual as closely
as possible
to the gender in which they perceive that they properly belong and the
assumption by the transsexual of the social role
of the assigned gender. The
Court would also note that Article 9 of the recently adopted Charter of
Fundamental Rights of the European
Union departs, no doubt deliberately, from
the wording of Article 12 of the Convention in removing the reference to men and
women...”
| 311. | We would
interpose here that Article 9 of the Charter of Fundamental Rights of the
European Union is in the following terms: |
“The right to marry and the right to found a family shall be guaranteed
in accordance with the national laws governing the exercise
of these
rights.”
| 312. | The judgment
continued: |
“101. The right under Article 8 to respect for private life
does not however subsume all the issues under Article
12, where conditions
imposed by national laws are accorded a specific mention. The Court has
therefore considered whether the allocation
of sex in national law to that
registered at birth is a limitation impairing the very essence of the right to
marry in this case.”
| 313. | In both cases, the Grand
Chamber found in favour of the applicant notwithstanding that limitation,
saying: |
“101. ...In that regard, it finds that it is artificial to assert that
post-operative transsexuals have not been deprived of
the right to marry as,
according to law, they remain able to marry a person of their former opposite
sex. The applicant in this case
lives as a woman, is in a relationship with a
man and would only wish to marry a man. She has no possibility of doing so. In
the
Court's view, she may therefore claim that the very essence of her right to
marry has been infringed.
102. The Court has not identified any other reason which would
prevent it from reaching this conclusion. The Government
have argued that in
this sensitive area eligibility for marriage under national law should be left
to the domestic courts within
the State's margin of appreciation, adverting to
the potential impact on already existing marriages in which a transsexual is a
partner.
It appears however from the opinions of the majority of the Court of
Appeal judgment in Bellinger v. Bellinger that the domestic
courts tend to the
view that the matter is best handled by the legislature, while the Government
have no present intention to introduce
legislation (see paragraphs 35-36).
103. It may be noted from the materials submitted by Liberty that
though there is widespread acceptance of the marriage
of transsexuals, fewer
countries permit the marriage of transsexuals in their assigned gender than
recognise the change of gender
itself. The Court is not persuaded however that
this supports an argument for leaving the matter entirely to the Contracting
States
as being within their margin of appreciation. This would be tantamount to
finding that the range of options open to a Contracting
State included an
effective bar on any exercise of the right to marry. The margin of appreciation
cannot extend so far. While it
is for the Contracting State to determine inter
alia the conditions under which a person claiming legal recognition as a
transsexual
establishes that gender re-assignment has been properly effected or
under which past marriages cease to be valid and the formalities
applicable to
future marriages (including, for example, the information to be furnished to
intended spouses), the Court finds no
justification for barring the transsexual
from enjoying the right to marry under any
circumstances.”
| 314. | We appreciate that these
are decisions by a Court as to the interpretation of a Convention to which
Australia is not a party and must
be read with this in mind. Nevertheless, as
Johnson J pointed out in Bellinger, it provides startling
confirmation of the degree of international isolation that this country would
adopt if Corbett is found to represent the
law. |
| 315. | In this regard we note the
submissions of Mr Basten on behalf of the Human Rights and Equal Opportunity
Commission that international
human rights principles which bear upon the issues
before this Court and to which it ought to have regard
include: |
| (a) | guarantees of equality before the
law and non discrimination in articles 2.1 and 26 of the International Covenant
on Civil and Political
Rights (“ICCPR”);
|
| (b) | the right of men and women to marry and
found a family in article 23 of the ICCPR; and
|
| (c) | the right not to be subjected to
arbitrary or unlawful interference with a person’s privacy and family in
article 17.1 of the
ICCPR. |
| 316. | There are obvious
similarities between these principles and Articles 8 and 12 of the European
Convention on Human Rights. |
| 317. | We also would observe that
the approach of the European Court of Human Rights appears to accord in some
specific respects with the
trial Judge in this case. Like Chisholm J, the
Strasbourg Court does not seem to accept that the biological criteria held in
Corbett determine the meaning of ‘man’ and
‘woman’ for the purposes of marriage. It also appears to share his
Honour’s
view that the failure to permit a transsexual person to marry in
his or her adopted gender role would effectively infringe the person’s
right to marry. |
| 318. | We find these recent
decisions of the European Court of Human Rights to be helpful, but not of course
determinative, in considering
the principal issues before
us. |
Other Issues
| 319. | Mr Burmester argued that
Chisholm J was in error in relying upon what he described as irrelevant
considerations in arriving at his
decision. These were said to be that Chisholm
J had placed undue reliance on the evidence
about: |
| • | ‘brain
sex’ |
| • | cultural
sex |
| • | social
acceptance |
The Relevance of Brain Sex
| 320. | He submitted that although
Chisholm J had found that it would be wrong in law to say that the question can
be resolved by reference
solely to the person’s psychological state or
‘brain sex’, his Honour did not address how the various factors
should
be reconciled and why other factors such as chromosomes or genital sex
should not be determinative or the primary consideration.
He said that his
Honour (at par 329) was in error in failing to find that “any factors
necessarily have more importance than others”.
|
| 321. | He strongly criticised any acceptance of
‘brain sex’ as a criterion upon the basis that medical evidence was
inconclusive.
|
| 322. | The appeal clearly falls to
be determined upon the evidence produced in the proceedings before Chisholm J.
The Attorney-General made
no application that the Full Court receive further
evidence upon questions of fact pursuant to s. 93A of the Family Law
Act. |
| 323. | Ms Wallbank submitted that
the trial Judge was entitled to accept the evidence, including the expert
evidence called on behalf of
her clients, as establishing the significance of
brain sex to these proceedings. |
| 324. | Ms Wallbank pointed to the
fact that in the proceedings below, counsel for the Attorney-General did not
seek to cross examine the
Respondents’ witnesses, nor to himself call any
expert witnesses. She therefore relied upon the principle in Jones v
Dunkel (1959) 101 CLR 298 as applying in these circumstances. Whilst we
do not necessarily accept that this case is an appropriate one for the
application
of the Jones v Dunkel principle, we think it apparent
that his Honour was entitled to accept the evidence including the expert
evidence called before him.
There was no challenge by way of cross-examination
and no additional or contrary evidence was called by the
Attorney-General. |
| 325. | This fact does not mean
that it was not open to the Appellant to argue that the evidence did not
establish the propositions upon which
the Respondents sought to rely
upon. |
| 326. | Dealing first with brain
sex, we think that it was open to the trial Judge, on the evidence before him,
to find as a matter of probability
that there was a biological basis for
transsexualism. We have already expressed the view that the evidence before him
was stronger
than that which was called in Bellinger, and there
was no significant conflict. However, even if this was not so, we agree with
Thorpe LJ in Bellinger that there is no reason to exclude the psyche as
one of the relevant factors in determining sex and gender.
|
Social and Cultural Factors
| 327. | Mr Burmester submitted that
cultural and social factors were irrelevant and should not, in any event, have
been determinative. However,
we regard them as clearly relevant to the issue of
the meaning of ‘marriage’ and ‘man’ for the purpose of
the marriage law. In this regard we consider that the arguments of Ms Wallbank
have considerable substance. |
| 328. | Ms Wallbank relied upon the
statement of the majority in Bellinger, which was also relied upon
by the Attorney-General, where it was said that “marriage is a matter
of status and is not for the spouses alone to decide. It affects society and is
a question of public
policy.”. |
| 329. | If this is the case, it
appears to us to be clearly relevant to receive evidence as to how Kevin and
Jennifer are perceived by the
community in which they
live. |
| 330. | Ms Wallbank further
submitted, and we agree, that society’s perception of the person’s
sex provides relevant evidence
as to the ordinary, everyday meaning of the words
‘man’ and ‘woman’. |
| 331. | In oral argument, Ms
Wallbank submitted that one of the most important concessions made by the
Attorney-General in the Court below,
was that the Respondents and their son,
(who was at the time of the hearing of the appeal, some 27 months old) were a
family or constituted
a family. She referred to Chisholm J’s reliance upon
this concession in the context of s. 43 of the Family Law Act. His
Honour said (at par 289): |
“I cannot see, therefore, that there is any substance in the
argument that there are special considerations applicable to marriage
that would
mean that the word “man” should be given a special definition for
the purpose of marriage law. On the contrary,
I agree with the applicants'
submission that to give the word "man" its ordinary meaning, and thus to uphold
the validity of this
marriage, would be entirely in accord with the provisions
of section 43 of the Family Law Act 1975 (Cth), which provides, in
part:-
The Family Court shall, in the exercise of its jurisdiction under this
Act... have regard to:
(a the need to preserve and protect the institution of marriage as the
union of a man and a woman to the exclusion of all others voluntarily
entered
into for life;
(b) the need to give the widest possible protection and assistance to the
family as the natural and fundamental group unit of society,
particularly while
it is responsible for the care and education of dependent children;
(c) the need to protect the rights of children and to promote their
welfare;...”
| 332. | She also pointed out that
at the time of the hearing of the appeal, Jennifer was about to give birth to
another child. She submitted
that a declaration of the validity of the marriage
was in the best interests of the children as the status of marriage afforded
benefits
and protection to the children. She also said that this was a course
that would be consistent with the recognition of Australia’s
obligations
under the United Nations Convention on the Rights of the Child (“the
Convention”). |
| 333. | Mr Basten pointed out that
the Convention was a declared instrument pursuant to s. 47(1) of the Human
Rights and Equal Opportunity Act 1986 (Cth) and said it was a relevant
consideration in this case. He referred to the fifth paragraph of the
Preamble to the Convention. It recites a conviction by the States Parties to
the Convention: |
“... that the family as the fundamental group of society and the
natural environment for the growth and well-being of all its
members and
particularly children, should be afforded the necessary protection and
assistance so that it can fully assume its responsibilities
within the
community.”
| 334. | He pointed to Article 2
which enjoins States Parties to take “all appropriate measures to
ensure that the child is protected from all forms of discrimination or
punishment on the basis
of the status...of the child’s parents, legal
guardians or family members” and to Article 3(1) which requires the
best interests of the child to be “a primary consideration”.
He said of the applicability of the Convention to the present case (Appeal
Transcript, 19 February 2002, page 27): |
“... once one recognises that one has in this case a child who is
recognised on his birth certificate as being the child of
Kevin and Jennifer
then it would be an extraordinary legal imposition on that child and probably
not in his best interests to refuse
to recognise that he, together with his
recognised parents, constituted a family unit. And, in saying that, we are
going one step
beyond the general proposition that it is in the best interests
of the child to be brought up by a stable family unit and that factor
is the
recognition of Kevin as his father.
...
... the child who is a member of a family, both parties of whom are of the
same sex, will never be recognised on his birth certificate
as having those
parties as his parents, so that, again, it is the combination of social and
legal circumstances which provides a
reason for thinking that the common law
would, in this day, put some weight upon the fact that this couple appear to be
a family
with a child and that the existence of that unit in those circumstances
with the recognition of parenthood would be an important
factor and which would
militate against a suggestion that no such marriage could be recognised under
Australian law. So we put it
in that way and we do seek to rely upon the
convention for that purpose.”
| 335. | Returning to Ms
Wallbank’s submissions, she also pointed to the fact that legislation
exists in every State of Australia recognising
that married people do have
children and raise children with the assistance of reproductive technology using
donated gametes (ie:
sperm and eggs) and that the non-biological spouse, who is
the parent of those children, is in fact by law, the father or the mother
of
those children as the case may be. |
| 336. | We think that the trial
Judge was therefore correct in paying attention to the evidence as to social and
cultural factors. |
| 337. | So far as the Convention on
the Rights of the Child is concerned, we agree that there is force in the
submissions made as to its relevance.
However, we do not need to rely upon it
in arriving at our decision. Nevertheless, in this instance, it broadly
supports the view
that unless the law otherwise provides, it would be contrary
to the bests interests of the Respondents’ children to refuse
to afford
recognition to their parents’ relationship as a marriage.
|
| 338. | We would add that we agree
with Chisholm J under this head as to the relevance of the admission of the
Respondents to the in vitro
fertilisation program. It provides another example
of the incongruity of the application of the Corbett test in this
country. The effect of its application would be to distinguish between and
discriminate against children from a relationship
such as the Respondents from
children of parents in other relationships who similarly require the assistance
of such programmes.
It is difficult to understand the necessity of construing
the Marriage Act to produce a result that creates such a limitation.
|
Human Rights Issues
| 339. | Mr Burmester argued that
Chisholm J was incorrect to consider that his decision was in line with modern
human rights developments.
He cited a UK Home Office Report Report of the
Interdepartmental Working Group on Transsexual People, April 2000, para
1.18, Annex 4 as indicating a contrary
position. |
| 340. | That report was
commissioned by the Home Secretary in response to criticisms of the United
Kingdom over this issue emanating from
the European Court of Human Rights. It
was, therefore, not what would normally be regarded as an independent assessment
of the issues.
In our view, it did not, in any event, arrive at a markedly
different conclusion to that of Chisholm J in the sense that it found
that one
of the options open to the Government was to grant full legal status to
transsexual people. Further, as we have discussed
above, on 11 July 2002 the
European Court of Human Rights sitting as a Grand Chamber delivered judgment in
the cases of Goodwin v The United Kingdom (supra) and I v
The United Kingdom (supra). In these cases, the Court said (at par 83
of Goodwin; par 63 of
I): |
“The Court is not persuaded therefore that the state of medical science
or scientific knowledge provides any determining argument
as regards the legal
recognition of transsexuals.”
| 341. | The United
Kingdom government has subsequently reconvened the Interdepartmental Working
Group and has committed itself to implement
the rulings of the European Court of
Human Rights. We think that subsequent events have therefore demonstrated the
correctness of
Chisholm J’s view. |
| 342. | In this context we think it
appropriate to deal with certain of the submissions of the Human Rights and
Equal Opportunity Commission.
We should say that we were most indebted to the
Commission for its assistance, which proved very helpful to us in considering
this
matter. |
| 343. | Mr Basten, in a lengthy
written submission, tested the consistency of the approach taken by the trial
Judge with that of the Attorney-General
against principles of statutory
interpretation informed by international human rights law. He submitted that
those principles support
the approach adopted by the trial
Judge. |
| 344. | He referred to:
|
| • | the long established presumption that
a statute is to be interpreted and applied, as far as its language admits, so as
not to be inconsistent
with the comity of nations and established rules of
international law. |
| • | that the High Court
has expressed the presumption as operating in cases of ambiguity. See Chu
Kheng Lim v Minister for Immigration, Local Government and Ethnic
Affairs (1992) 176 CLR 1 at 38 per Brennan, Deane and Dawson JJ.
|
| • | that ambiguity was not to be construed
narrowly, citing Minister for Immigration and Ethnic Affairs v
Teoh (1995) 183 CLR 273 at 287 per Mason CJ and Deane J and
Kartinyeri v The Commonwealth (1998) 195 CLR 337 at 384 per Gummow
and Hayne JJ. |
| • | that s43 of the
Family Law Act incorporates the wording of the text found in article 23
of the International Covenant on Civil and Political Rights (“the
ICCPR”) and article 10.1 of the International Covenant on Economic, Social
and Cultural Rights, both of which treaties Australia
has ratified.
|
| • | that in construing the provisions of
the international human rights instrument, Australian courts should and do give
weight to the
views of specialist international courts and bodies such as the
International Court of Justice, the European Court of Human Rights
and the Human
Rights Treaty bodies established to supervise the implementation by states
parties of their obligations under the provisions
of particular human rights
treaties. In relation to the present case, he referred to the similarity in the
wording of articles 2.1
and 26 of the ICCPR and article 14 of the European
Convention on Human Rights. |
| • | that the
development of the common law of marriage in conformity with Australia’s
international human rights obligations would
both achieve the objective of
keeping the law in logical order and form and accord with the contemporary
values of the Australian
people. |
| • | that
the international human rights principles which bear upon the issues before the
court, and to which the court ought to have regard
in the application of the
principles of statutory interpretation, include the
following: |
(a) guarantees of equality before the law and non discrimination in articles 2.1
and 26 of the ICCPR;
(b) the right of men and women to marry and found a family in article 23 of the
ICCPR; and
(c) the right not to be subjected to arbitrary or unlawful interference with a
person’s privacy and family in article 17.1
of the ICCPR.
| • | that
particular emphasis should be given to the recognition of the inherent dignity
and the worth of the human person which underpins
each of these rights, and
which is referred to in the preamble to the Charter of the United Nations.
|
| 345. | He said that these
principles, while not necessarily expressly referred to, were clearly taken into
account by case law both in Australia
and internationally, and support a broad
definition of the words ‘man’ and ‘woman’. In this
regard he referred
to the Australian decisions of R v Harris and
McGuiness (supra) and Secretary, Department of Social Security v
SRA (supra) to the effect that a “sex change
operation” can indeed change sex and that considerations other than
biology can be taken into account when determining sex. He also referred
to the
dissenting judgment of Thorpe LJ in Bellinger and to what was then
the most recent statement of the United States law by the Kansas Court of
Appeals in In the Matter of the Estate of Gardiner 22 P.3d 1086
(Kan. App 2001). He also referred to various decisions of the European Court of
Human Rights. |
| 346. | We should mention that the
Supreme Court of Kansas (42 P.3d 120) has since reversed the decision of the
Court of Appeals, broadly
upon the basis that the issue is one for the
legislature and not for the Courts. However, as we have pointed out, the
European Court
of Human Rights has now taken a much stronger position in favour
of the decision of the trial Judge in this
case. |
| 347. | We consider that there is
much force in the arguments advanced on behalf of the Commission in this regard.
However, we do not find
it necessary to rely upon them in arriving at our
decision. They nevertheless give us greater confidence that our decision is
correct
and, in particular, support the argument that the contemporary every day
meaning of the words ‘man’ and ‘marriage’
extend to
Kevin and his marriage to Jennifer. |
Statutory Recognition of Gender Re-assignment
| 348. | It was argued before
Chisholm J, as it was before us, that statutory recognition by the Commonwealth
and the States for the purposes
of passports, the criminal law and birth
registration of gender re-assignment of transsexual persons provided a basis for
applying
similar principles to marriage. In this regard we note, as his Honour
did, the provisions of the Commonwealth Crimes Act, following the
Crimes Amendment Forensic Procedures Act 2001, extending provisions
relating to females to include “a trans gender person who identifies as
a female”. The trial Judge dealt with these issues in the following
way: |
"162. The Births, Deaths and Marriages Registration Act 1995 (NSW) makes
express provision for transsexual persons. The objects of
the Act include the
registration of “changes of name and recording of changes of sex”.
Sexual reassignment surgery is
defined as a surgical procedure involving the
alteration of a person’s reproductive organs carried out for the purpose
of “assisting
a person to be considered to be a member of the opposite
sex”, or to “correct or eliminate ambiguities relating to the
sex of
a person”. An adult whose birth is registered in New South Wales, who has
undergone sexual reassignment surgery and
who is not married may apply for
alteration in the record of the person’s sex in the registration of the
person’s birth.
The application is to be accompanied by statutory
declarations by two medical practitioners. A new birth certificate issues which
shows the person’s altered sex and must not include a statement that the
person has changed sex. There are provisions as to
the use of the certificates,
relating to its use in jurisdictions that do not allow for such certificates,
and to prevent fraud.
The Act also provides that a person whose sex is altered
under this Part is, for the purposes of, but subject to, any law of New
South
Wales, a person of the sex as so altered. " (footnotes
omitted)
| 349. | His Honour said (at par
167) (footnote reference incorporated into the
text): |
"What is the significance of these legislative and administrative
initiatives? They are of course not directly relevant, and I take
the point
made by Mr Burmester that the legislation does not exist in all jurisdictions.
In my view they are of limited relevance.
I do not think the passports manual
is of assistance. But the legislative provisions certainly support the view
that there is no
insuperable objection to the law recognising the changed sex of
a person who has undergone a sex reassignment procedure. I note
the limitation
of the legislation to persons who are unmarried, but there was no submission
that this should be taken as indicating
any adverse view to the recognition of
sex reassignment procedures in the case of married persons (f/n The purpose
appears to have
been to ensure that persons designated to be the same sex are
not married: see Andrew Sharpe, “The Transsexual Marriage: Law’s
Contradictory Desires” (1997) 7 Australasian Gay and Lesbian Law J 1, at
12, quoting the South Australian Attorney-General
in the parliamentary
debates.)”
| 350. | Before us, counsel for the
Attorney-General argued (at para 49-50 of the written
submissions): |
“49. As Justice Chisholm was of the view that there was no clear
authority which has held that Corbett was the proper test to
apply for the
purpose of the Marriage Act, this Honour went on to consider other legal and
administrative developments: AB 45- 46
para 161 – 166. The Judge accepted
that they were of limited relevance as the ‘developments’ were
essentially limited
to New South Wales with the passage of the Births, Death and
Marriages Registration Act 1995 (NSW) and amendments to the Anti-Discrimination
Act. They did not represent uniform and consistent developments throughout
Australia.
50. In the absence of any clear authority against Corbett and any
significant legal and administrative developments, which would have
brought into
question the meaning of ‘marriage’ and the meaning of
‘man’ for the purpose of marriage, it
is submitted that the Judge
was in error in rejecting the Corbett test.” (footnotes
omitted)
| 352. | Under the Marriage
Act, a birth certificate is defined by reg 4 of the Marriage
Regulations as follows: |
“"birth certificate", in relation to a person, means an official
certificate, or official extract of an entry in an official
register, showing
the date and place of birth of the person;”
| 353. | There is a requirement in
the Marriage Act that the birth certificate be produced to the celebrant
or marriage officer before a marriage can be solemnized – see ss. 42(1)(b)
and 66 (1)(b)(iii). Section 155 of the Evidence Act 1995(Cth) makes such
a certificate or a certified copy admissible in proceedings such as these.
Section 185 of the Evidence Act gives State and Territory official
documents such faith and credit as is afforded to them in the State or Territory
concerned. |
| 354. | The scheme of the
Marriage Act therefore is that it relies upon and recognises State and
Territory jurisdiction in the issuance of the birth certificates which
are a
pre-requisite to solemnisation of marriage. The Evidence Act 1995 (Cth)
supports the admissibility of and faith and credit to be given to the birth
certificate as evidence, albeit not conclusive
evidence, of the facts contained
in the certificate. There may accordingly be a question as to the source of the
Commonwealth’s
jurisdiction, power or discretion to refuse to accept the
evidence of the State certificate that Kevin is a man for the purpose of
the
marriage law. However, in our view the answer is that the certificate creates no
more than a rebuttable presumption as to its
accuracy, so that if the
Attorney-General can establish that Kevin is not a man for the purposes of the
Marriage Act, the presumption created by the certificate is accordingly
rebutted. |
| 355. | It seems that a similar
situation applies in England. In W v W (supra), Charles J remarked
(at 330) under the heading “Presumptions - onus of
proof”: |
“I was referred to two presumptions which conflicted in this case,
namely:
| (a) | the entry on a
person's birth certificate is prima facie evidence of that person's sex (see for
example The Rees Case [1987] 2 FLR
111, 496, para 27 and The Cossey Case [1991]
2 FLR 492, 499, para 24`),
and |
| (b) | the presumption that a
marriage is valid where the parties enter into an ostensibly valid marriage and
live together as man and wife
(see Mahadervan v Mahadervan [1962] 3 All ER 1108,
1116D. |
In my judgment correctly neither side
placed any real weight on either of these presumptions or the prima facie
position arising from
them.”
| 356. | Although his Lordship did
not elaborate, we conclude that he also took the view that the presumptions were
rebuttable. |
| 357. | We think that Chisholm J
was correct in his view that these legislative and administrative initiatives
did not have the effect of
creating any irrebuttable presumption that Kevin was
a man for the purpose of the Marriage Act. We also agree with his view
that they support the proposition that there is no insuperable objection to the
law recognising the
‘changed’ sex of a person who has undergone
gender re-assignment procedures. |
| 358. | We think, however, that
their significance goes somewhat further and provides considerable assistance in
determining whether the contemporary
every day meaning of ‘man’ and
‘marriage’ extends to Kevin and his marriage to
Jennifer |
The Relevance of Section 114(2) Family Law Act 1975
| 359. | This provision is set out
above (at par 73). Following the conclusion of the hearing of the appeal, we
invited the parties to make
written submissions on this
subject. |
| 360. | Referring to R v
McMinn (1981) 38 ALR 565 at 575, the Attorney-General submitted that s.
114(2) only applies where injunctive relief is sought under s. 114(1)
and that
these sub-section have no direct relevance to the appeal. The Respondents and
the Human Rights and Equal Opportunity Commission
were of the same view. We
agree with these submissions. |
| 361. | The submission of counsel
for Attorney-General further contended that if s. 114(2) does have any
relevance, it is only to illustrate
the special status of marriage when
construing the meaning of ‘man’ for the purposes of marriage. In
this regard, reference
is made to the judgment of Brennan J in The Queen v
L (supra) and it is submitted that his Honour spoke of Parliament having
enacted the Marriage Act “having regard to the traditional view of
marriage being a social institution having its origins in ancient Christian law
and
that it is intrinsically connected with procreation.”
|
| 362. | The Respondents, with whom
the Human Rights and Equal Opportunity Commission agreed generally, did not
accept the Attorney-General’s
position. Whilst acknowledging that Brennan
J had found that “the legal institution of marriage is not to be found
in the common law” and that “the doctrines of the law of
marriage were developed in the ecclesiastical courts, not in the courts of
common law”, it was their position that his Honour did not acknowledge
that marriage “is intrinsically connected with procreation”.
The Respondents drew attention to Brennan J’s comment (at 395),
that: |
“Sexual intercourse was realistically treated as an aspect, albeit an
important aspect in most cases, of married life the absence of which
might, dependent on the total relationship of the parties, be significant
to the determination of a charge of desertion.” (emphasis added by the
respondents).
| 363. | They also made
reference to the fact that non-consummation of a marriage does not affect its
validity and that refusal to consummate
a marriage is no longer a ground for
dissolution. Otherwise, the Respondents’ submission was that the judgment
in The Queen v L (supra) supported the view that the words
‘man’ and ‘woman’ should be given their ordinary
everyday meaning
and that there is no special status or special consideration
that would result in a construction that would exclude Kevin from being
a man
for the purposes of the Marriage Act. They submitted (at par 10) that
the joint judgment of Mason CJ, Deane and Toohey JJ “impliedly
recognises that the rights and obligations of parties to a marriage may evolve
pursuant to the common law and the Court
would be justified in refusing to
accept a notion out of keeping with the view society now takes of the
relationship between the
parties to a
marriage.” |
| 364. | At par 11 of the written
submissions, the Respondents also contended that their Honours’ reference
(at 390) to “the view society now takes” is
“consistent with giving the words ‘man’ and
‘woman’ their ordinary everyday meaning”. The relevant
passage of the judgment is: |
“In any event, even if the respondent could, by reference to compelling
early authority, support the proposition that is crucial
to his case, namely,
that by reason of marriage there is an irrevocable consent to sexual
intercourse, this Court would be justified
in refusing to accept a notion that
is so out of keeping with the view society now takes of the relationship between
the parties
to a marriage.”
| 365. | We consider that counsel
for the Attorney-General is incorrect in suggesting that s. 114(2) assists his
argument as to the construction
of the Marriage Act. That provision does
not more than grant the power to make orders in respect of what may be a
specific aspect of a particular marital
relationship. It does not go to the
question of definition in our view and, further, we agree with the submissions
of the Respondents
and the Human Rights and Equal Opportunity in respect of
Brennan J’s judgment in The Queen v L. As for the
Respondents’ submissions in respect of the joint judgment in that case, it
is supportive of our earlier conclusion
that the relevant terms should be given
their ordinary contemporary meaning. |
The Role of Parliament
| 366. | Counsel for the
Attorney-General argued that Chisholm J, having accepted that marriage involves
questions of status and public interest,
should have been slow to interpret the
Marriage Act in a manner which departed from the understanding of
marriage and the meanings of ‘man’ and ‘woman’ at the
time that the Act was passed. |
| 367. | This submission appears to
assume the correctness of the submission that the Marriage Act should be
interpreted as at 1961. It also assumes that if this were to be done then Kevin
could not be treated as a man. |
| 368. | We have already expressed
the view that the Act should be given its contemporary everyday meaning.
However, even if the Act were to
be construed as at 1961, we are far from
satisfied that it follows that the Respondents’ marriage would not be
recognised as
valid. As Mr Basten pointed out, the decision of the Privy Council
in Baxter v Baxter [1948] AC 274 was published 13 years before the
passage of the Marriage Act. It clearly recognised that a question of
malformation did not render a marriage a nullity unless it completely prevented
sexual
intercourse. The parties’ capacity or otherwise to procreate was
not regarded as a bar to the validity of the
marriage. |
| 369. | Mr Burmester took this
point a step further by arguing that it is not appropriate for a court to give
an interpretation to a word
or concept that does not reflect the clear
understanding of Parliament at the time of the enactment of the original
legislation.
We do not accept this submission. |
| 370. | However, he relied upon
similar observations made by the New Zealand Court of Appeal in
Quilter per Gault J at 526-7, Thomas J at 528 and 547, Keith J at
555, 567-8, 570-71 and Tipping J at 572. |
| 371. | We would prefer in this
regard the argument advanced by Mr Basten that the Court should be slow to adopt
a restrictive interpretation
of the Marriage Act which has such a
discriminatory effect, in circumstances where there is no clear expression of a
legislative intention to adopt such
a restrictive
approach. |
| 372. | One of the principal
differences between the views in Bellinger expressed on the one
hand by the trial judge and Butler-Sloss P and Robert Walker LJ, and on the
other hand by Thorpe LJ, was whether
this issue could be decided by a court or
was one properly for Parliament. It is quite clear that had the former felt
that it was
open to a court to decide it, they would have done so in favour of
the appellant. They were very conscious of the awful predicament
facing
transsexual people and were very sympathetic to
it. |
373. As we have said, we prefer the approach of Thorpe LJ on this
issue for the reasons stated by him and by ourselves earlier in
these reasons
for judgment. In doing so we hasten to say that we are not seeking to engage in
judicial legislation. One of the functions
of the judiciary is to interpret the
meaning of legislation and we see ourselves as doing no more and no less than
this, as did the
Full Court of the Federal Court and the NSW Court of Criminal
Appeal in the cases already discussed. Parliament did not choose to
define
marriage in the Marriage Act, nor did it define what is meant by the
words ‘man’ and ‘woman’. These issues being raised in
this case,
we feel that it is not only the right but the duty of courts to
determine them. The following remarks by Brennan J in Secretary,
Department of Health and Community Services v JMB and SMB (1992) 175 CLR
218 at 264 are apposite to the present case:
“The questions raised by this case starkly demonstrate the quandary of
the law when it is invoked to settle an issue which is
a subject of ethical
controversy and there are no applicable or analogous cases of binding authority.
... there is no clear community
consensus on these issues which the courts or
the legislature can translate into law. Nevertheless, concrete and poignant
cases
... arise for decision. In such a case a court must try to identify the
basic principles of our legal system and to decide the issues
in conformity with
those principles.”
CONCLUSIONS
Should the Words ‘Man’ and ‘Marriage’ as used in
the Marriage Act 1961 bear their Contemporary Ordinary Everyday
Meaning?
| 374. | As we have said (at par 16
of our reasons) Chisholm J proposed the test as
being: |
“Unless the context requires a different interpretation, the words man
and woman when used in legislation have their ordinary
contemporary meaning
according to Australian usage. That meaning includes post-operative
transsexuals as men and/ or women in accordance
with their sexual reassignment,
R v Harris & McGuiness [1988] 17 NSW LR 158; Secretary, Department
of Social Security v SRA [1993] 118 ALR 467 followed.
The context of marriage law, and in particular the rule that the parties to a
valid marriage must be a man and a woman, does not require
any departure from
ordinary current meaning according to Australian usage of the word
‘man’.”
| 375. | For the reasons already
given, it follows that we agree with that approach. In our view, nothing has
been shown by the Attorney-General
that requires a contrary interpretation.
|
| 376. | Having found that
Corbett does not represent the law in Australia, with which we
also agree for the reasons given, his Honour found (at par
330): |
“In the present case, the husband at birth had female chromosomes,
gonads and genitals but was a man for the purpose of the
law of marriage at the
time of his marriage, having regard to all the circumstances and in particular
the following:-
| a) | He had always
perceived himself to be a
male; |
| b) | He was perceived by
those who knew him to have had male characteristics since he was a young
child; |
| c) | Prior to the marriage
he went through a full process of sexual re-assignment, involving hormone
treatment and irreversible surgery,
conducted by appropriately qualified medical
practitioners; |
| d) | At the time of
the marriage, in appearance, characteristics and behaviour he was perceived as a
man, and accepted as a man, by his
family, friends and work
colleagues; |
| e) | He was accepted as
a man for a variety of social and legal purposes, including name, and admission
to an IVF program, and in relation
to such events occurring after the marriage,
there was evidence that his characteristics at the relevant times were no
different
from his characteristics at the time of the
marriage; |
| f) | His marriage as a
man was accepted, in full knowledge of his circumstances, by his family, friends
and work colleagues.” |
| 377. | Once it is determined that
words in a statute should bear their contemporary ordinary every day meaning, it
becomes, as we have said,
a question of fact to determine what that meaning is.
Chisholm J defined the word ‘man’ as including a post-operative
transsexual person (female to male). |
| 378. | It is unnecessary for the
purposes of this case for us to further define what those words mean, but rather
to determine as a question
of law whether it was open to Chisholm J to find, as
he did, that Kevin was a man at the time of the marriage for the purposes of
the
Marriage Act. |
| 379. | In our view this finding
was clearly open to Chisholm J. Indeed, the medical evidence clearly pointed in
that direction as did the
other evidence of the social acceptance of Kevin as a
man. The weight of international legal developments points strongly in a similar
direction. There is widespread statutory recognition of transsexual persons as
‘man’ or ‘woman’ (as the case
may be) for the purposes
of criminal and social service law. The laws of a number of Australian States
permit the alteration of birth
certificates to recognise the position of
transsexual persons. The acceptance of such a position provides consistency, in
Australia
at least, with case law outside the area of marriage.
|
| 380. | It is also, in our view, a
finding consistent with international law and with humanity. A contrary finding
would, in our opinion,
result in considerable injustice to transsexual people
and their children, for no apparent purpose. |
| 381. | Once this issue is
determined, the question of whether the marriage between Kevin and Jennifer is a
valid marriage was a matter for
determination by the trial Judge. No question
was raised that the marriage was not valid, once the other issues were
determined in
their favour. |
| 382. | This leaves the more
difficult question of the position of pre-operative transsexual persons. As we
have said, this case does not
require us to determine this question. In all of
the decided cases to which we have referred their position has been
distinguished
from post-operative transsexual persons and comments have been
made to the effect that this is a matter for Parliament to determine.
In this
country at least, there have been no signs that the Federal Parliament has any
interest in these questions. The solution
is not, of course, solely in the hands
of the Federal Parliament. There has been greater interest within most of the
States and Territories
and for many purposes it is the law of the States and
Territories that most affect transsexual
persons. |
| 383. | A question arises as to
whether the Courts can logically maintain that the position of post-operative
transsexual persons is a matter
for them but that of pre-operative transsexual
persons is one for Parliament. This has the effect of leaving such persons as
the
only persons in the community who are prevented from marrying a person who
they legitimately regard as a person of the opposite sex,
while remaining free
to marry a person of their own sex. |
| 384. | The reluctance of Courts to
enter this area seems to be based upon something of the same logic as that of
Corbett, namely an inability to be able to make a physical or
scientific examination in order to determine the sex of a person. If one accepts
the argument of Ms Wallbank and the evidence given in this case, Kevin has
always perceived himself to be a man. One then asks the
rhetorical question as
to why he must subject himself to radical and painful surgery to establish this
fact. |
| 385. | Mr Basten’s oral
submissions were relevant to this issue. He said (Appeal Transcript, 19
February 2002, page 26): |
“... we would say that the actual nature of the surgical intervention
and its achievements may be a factor that could be taken
into account – we
don’t suggest it’s irrelevant – but it is not a factor which
will be determinative in all
cases and may not be of great importance, at all,
in some cases.”
| 386. | He then
highlighted that the direction of transition (male to female in contrast with
female to male) may give rise to different
considerations: |
“...in the circumstances of this case, it is worth accepting that
surgical intervention in relation to the removal of gonads
maybe relatively
straight forward, surgical intervention for a male to female transsexual person
in relation to the construction
of a vagina may be common place, surgical
intervention which requires the construction of a penis is much more problematic
and even
where it takes place may or may not give rise to something which would
be readily accepted as a penis of a sexual kind which has
a particular sexual
function.
| 387. | These are not matters which
the present case requires us to comment upon. They are issues that will have to
be determined by another
Court in an appropriate
case. |
| 388. | Our decision like that of
Chisholm J in this case, is in our view, the correct interpretation of the law.
We would add, however,
that we believe that the recognition of the position of
post-operative transsexual persons is at least a step in the direction of
the
recognition of the plight of such persons and hopefully a step that will enable
them to lead a more normal and fulfilling life. |
| 389. | Our decision in this matter
is that the appeal should be dismissed. |
COSTS OF THE APPEAL
| 390. | At the conclusion of the
hearing of this appeal, we did not hear submissions in relation to the costs of
the appeal. Accordingly,
we propose giving directions for the filing of written
submissions in relation to those costs. |
ORDERS
1. That the appeal be dismissed.
2. (a) That any party be at liberty to make an application by way of
written submissions in respect of costs incurred by
that party in relation to
the appeal within 21 days of the date
hereof.
(b) That the other parties have a further 14 days in which to make written
submissions in answer
thereto.
(c) That the first mentioned party have a further seven (7) days in which to
make any written submissions in reply
thereto.
(d) That each submission have endorsed on the cover sheet the date on which a
copy of that submission was served on the other
parties.
I certify that the preceding 391 paragraphs
are a true copy of the
reasons
for judgment delivered by
this Honourable Full Court.
Associate
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