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[2011] NSWSC 809
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GILMORE v QUITTNER [2011] NSWSC 809 (2 August 2011)
Last Updated: 3 August 2011
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Decision:
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The Amended Notice of Motion seeking orders under
the Limitation Act 1969 extending the limitation periods is dismissed
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Catchwords:
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LIMITATION OF ACTIONS - claim in tort - medical
negligence - extension of time to join two specialist medical practitioners (the
respondents)
- issues as to scope of duty, breach and causation - evidence
required to satisfy the "gateway" provisions under s.60E(1) and s. 60I(1) of the
Limitation Act - delay - applicant held knowledge of matters relevant to
statutory criteria under "gateway" provisions - the "just and reasonable"
test
not satisfied - applicant's burden of proof re same not satisfied - not shown to
have evidence available to establish elements
of a cause of action in tort or
for breach of duty - not shown to have a viable cause of action.
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Interlocutory applications
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Parties:
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Peter Hugh Walter GILMORE v Dr George Andrew
QUITTNER
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Representation
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Plaintiff: D Campbell SC/T Meakes Respondents:
G Evans
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- Solicitors:
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Plaintiff: Benjamin McInnes
Lawyers Respondents: Hinde & Ginges Solicitors
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Judgment
HALL J:
(A) INTRODUCTION AND BACKGROUND
(1) The proceedings
- Proceedings
were commenced in this Court by Statement of Claim filed on 23 March 2005 in
which the plaintiff, who is the applicant
in the present application (to whom I
shall refer in this judgment as "the applicant" ), alleged that the
defendant, Dr George Andrew Quittner, a medical practitioner, was negligent in
his treatment of him. He was a
patient of and treated by the defendant at his
medical practice from the early 1990s until 2004.
- The
applicant had a lengthy and complicated medical history prior to 2001, the year
in which he consulted Dr David A Waugh, consultant
physician and nephrologist
(initially on 1 March 2001) and Dr Gavin Barr, gastroenterologist (seen on 6
November 2001), the respondents
to the present application for an extension of
the limitation period in respect of each practitioner.
- The
applicant initially filed a Notice of Motion under the Limitation Act
1969 ( "the Act" ) on 3 April 2009 in which he sought orders for an
extension of the limitation period for the institution of proceedings against Dr
Waugh and Dr Barr, as second and third defendants to the existing proceedings.
- On
10 September 2010, the applicant filed an Amended Notice of Motion and an order
was sought extending the limitation period in respect
of Dr Waugh and an order
joining Dr Barr as third defendant and extending the limitation period in
respect of a cause of action against
him under the provisions of s.60C(2), s.60E
and/or s.60G and s.60I of the Act.
- A
Statement of Claim was filed against Dr Barr on 5 November 2009. The Amended
Notice of Motion also seeks an order for leave for
the filing of an amended
statement of claim. No Statement of Claim has been filed with respect to Dr
Waugh.
- In
support of the applications, the applicant principally relied upon his own
affidavit sworn 9 September 2010, and that of his solicitor,
Mr Timothy John
Benjamin, sworn 10 September 2010.
- Mr
Benjamin, in his affidavit, stated that the plaintiff's case involved a claim
against three doctors for an alleged failure to diagnose
and properly treat a
Hepatitis C virus infection in the plaintiff. Central to the applicant's case is
a contention that he developed
a Beta-cell non-Hodgkin's lymphoma allegedly due
to a failure by the respondents (and Dr Quittner) to diagnose and treat a
Hepatitis
C condition. The applicant was treated (successfully) for the lymphoma
(in 2003-2004) and for the Hepatitis C (in 2004). As discussed
in greater detail
below, Dr Waugh was involved in the applicant's treatment for a few months in
2001. Dr Barr saw him once only in
November 2001. From 2002, the applicant's
medical case was in the hands of a number of other medical specialists.
- The
applicant was represented on the application by Mr D Campbell SC, with him Mr T
Meakes of counsel. The respondent was represented
by Mr G Evans of counsel.
- The
length of this judgment exceeds what usually is necessary in determining an
extension of time application. There are a number
of reasons for that:-
· The applicant has had a very lengthy and complex medical
history necessitating investigations and treatment by a significant
number of
medical practitioners.
· The results of investigations and treatment, in particular, in
relation to the applicant's renal disease, have generated a
large volume of
reports.
· The issues arising on the application for extending the limitation
periods require a close examination of the results of the
relevant
investigations, medical procedures and treatment.
- Before
turning to the detailed evidence and the issues arising on the applications
under the Act, it is necessary to refer to the
history of the proceedings
against Dr Quittner and to the facts concerning the applicant's medical and
hospital treatment.
(2) History of the proceedings
- The
primary proceedings against Dr Quittner may be summarised as follows:-
(1) The applicant alleged that Dr Quittner, his former general
practitioner, failed to organise for him to have Hepatitis C serology
until
September 2001 (Statement of Claim at [15]).
(2) That Dr Quittner had, inter alia, failed to advise him to have such
serology and investigate causes of abnormal liver function
tests and refer him
to an appropriate specialist (Statement of Claim at [17]).
(3) Had he been diagnosed as having Hepatitis C and appropriately treated,
then he would not have suffered "any further damage or loss" from having
contracted Hepatitis C. Importantly, in this respect, the particulars of injury
include alleged ongoing damage to the
applicant's liver and kidneys, including
chronic renal impairment and "Beta-cell non-Hodgkin's lymphoma" .
- On
18 May 2005, a Defence was filed on behalf of Dr Quittner.
- On
2 September 2005, a Statement of Particulars was filed which set out particulars
of alleged "injuries" . These repeated ongoing infection with Hepatitis
C, ongoing damage to liver and kidneys as a consequence including chronic renal
impairment and lymphoma.
- On
5 April 2006, an Amended Defence was filed on behalf of Dr Quittner.
- In
the Notice of Motion filed on 3 April 2009 referred to in paragraph [3], the
applicant sought an order extending the limitation
period for the purpose of
commencing proceedings against Dr Waugh and Dr Barr pursuant to s.60G of the
Act. The Notice of Motion
was supported by Mr Benjamin's affidavit of 3 April
2009.
(3) Overview
- The
applicant is presently 53 years of age (date of birth 18 May 1958). He has
conducted his own practice as an accountant for many
years. He participated as
an amateur sprinter before his serious medical problems intervened.
- He
has, over the years, come under the care of a very large number of medical
practitioners, including specialists and sub-specialists,
for treatment of a
range of problems. He suffered symptoms of kidney disease from at least the
1990s. These have included, relevantly,
the following medical conditions:-
(1) Chronic renal (kidney) impairment involving or including:-
(a) microhaematuria and proteinuria; and
(b) membranoproliferative glomerulonephritis.
(2) He has, in more recent years, been diagnosed with:-
(a) lymphoma; and
(b) Hepatitis C.
- The
applicant was, as indicated above, treated for many years by Dr Quittner. Dr
Quittner referred him to Dr Waugh in March 2001.
Dr Waugh very soon thereafter
arranged for a renal biopsy to be performed (on 14 March 2001) at Royal North
Shore Hospital. The biopsy
procedure was followed by complications, in
particular, a severe post-biopsy haemorrhage which resulted in the applicant's
prolonged
hospitalisation and treatment for the haemorrhage. He made a slow
recovery from that complication.
- On
the basis of a pathology examination undertaken as a result of the biopsy, an
initial diagnosis of the applicant's renal problems
was made, namely,
mesangioproliferative lgM nephropathy.
- The
renal biopsy also revealed, significantly, areas of B lymphocyte infiltration
raising the possibility of a lymphoma, a malignant
form of cancer. In due course
and in circumstances discussed below, the applicant was diagnosed with a
Beta-cell non-Hodgkin's lymphoma.
- At
least partly by reason of the complications arising from the post-biopsy
haemorrhage, the investigation and treatment of the Hepatitis
C infection was
not pursued, with specialists giving priority to the investigation and treatment
of the applicant in 2002 and 2003
for the potentially life-threatening lymphoma.
- He
came under the care of Dr Mark J Penny, Consultant Physician Nephrology &
Hypertension, on 20 July 2002 at the request of Dr
Quittner, that is, a little
over 12 months after he first saw Dr Waugh.
- Dr
Penny, in his report dated 4 April 2006 to the applicant's previous solicitors,
Lamrock Solicitors ("Lamrocks" ), stated that he did not provide
specific treatment for the applicant's diagnosed renal disease having regard to
its stability over the previous decade or
so. He said that he was much more
concerned that the applicant's treatment based on the presence of lgM K
paraprotein and lgM deposition
shown on the renal biopsy in association with a
lymphoma, rather than on the renal disease. The applicant agreed with Dr Penny's
suggestion that he see Dr Sam T Milliken, a haematologist, at St Vincent's
Hospital. An appointment was made for the applicant to
attend Dr Milliken.
However, he did not attend. Dr Penny noted "... on one or two occasions I
expressed to Dr Quittner my concerns about Mr Gilmore not having seen Dr
Milliken" (Dr Penny, 4 April 2006, at p.3). As discussed below, it was some
considerable time before the applicant acted on Dr Penny's advice
and attended
on Mr Milliken.
- In
his report dated 17 November 2008 to the applicant's solicitors, Dr Penny stated
that, in July 2002, his major concern was that
the applicant had lymphoma with
likely renal involvement which had not been assessed between diagnosis in 2001
and when he came to
see him in the second half of 2002.
- Dr
Penny's report indicates, consistently with what is set out above, that the
focus of attention, from a treatment point of view,
was not upon the Hepatitis C
related condition, glomerulonephritis (a form of kidney disease involving
inflammation of the glomeruli)
but, on the lymphoma with referral having been
made to Dr Milliken (Dr Penny, 4 April 2006, at p.2 [l]). Dr Penny noted at p.5
of
his April 2006 report that the evidence suggested the presence of
glomerulonephritis dating back to the early 1990s with renal impairment,
haematuria, low level proteinuria and an elevated lgM.
- Dr
Penny noted that the applicant did not see Dr Milliken until after he
re-presented to him (Dr Penny) in April 2003 feeling extremely
unwell with acute
renal failure. The delay between July 2002 and April 2003 is discussed below.
The applicant, at Dr Penny's insistence,
saw Dr Milliken, who immediately
undertook treatment (including chemotherapy over several courses) until November
2003. Dr Milliken
was the supervising specialist in respect of the applicant's
lymphoma treatment in that period.
- Dr
Penny observed in his report dated 17 November 2008 at p.2:-
"... Although one cannot be certain as in a less acute situation
there may habve [sic] been more consideration given to the role of
Hepatitis C, it is unlikely that this 6 month delay affected his long term renal
progress."
- This
observation has particular relevance to the allegations sought to be made as to
the delay by Dr Waugh and Dr Barr in investigating
and treating the Hepatitis C.
Dr Penny's approach in treating the applicant, as discussed below, was not
to administer treatment for Hepatitis C in 2002 or 2003. As the history
reveals, Dr Penny and Dr Milliken pursued treatment of the
lymphoma. There is no
suggestion in Dr Penny's detailed analysis in his April 2006 report that the
delay in treatment of the applicant
for Hepatitis C until 2004 had any adverse
additional or permanent effects.
- There
are three aspects to the issue of "delay" . The evidence indicates,
firstly, that the Hepatitis C had been a very long standing condition. Secondly,
no specialist involved
in the applicant's treatment in the years 2002, 2003 or
2004 perceived the need for any immediate treatment of the known Hepatitis
C
condition. Thirdly, as stated above, there was no statement in Dr Penny's report
or in any report in evidence that suggested any
omission or delay by treating
specialists in 2001 or in the period from 2002 to 2004, constituted a breach of
duty or that any failure
to treat the Hepatitis C by Dr Waugh or Dr Barr in the
relevant period in any way contributed to the development of the lymphoma
or
contributed to the development of any renal disease or abnormality.
- It
is also to be noted that, in relation to Dr Penny's last-mentioned report (p.2),
a further renal biopsy performed in May 2004 confirmed
an established
membranoproliferative glomerulonephritis with severe tubulointerstitial disease
(and subsequent testing also confirmed
that the applicant had an active
Hepatitis C with a high viral load). There was no suggestion that irreversible
damage (or, in particular,
the lymphoma) occurred by reason of any failure to
treat the Hepatitis C condition in the period 2001 to 2004 nor any suggestion
of
a breach of duty for any failure or omission by any of the specialist medical
practitioners who were involved in any of the years
in that respect.
- The
Hepatitis C condition, as earlier noted, was treated in 2004 with a successful
outcome.
- Importantly,
as the evidence referred to below establishes, the lymphoma was already in
existence as at March 2001. It was, of course,
because of its discovery at that
time that medical attention was directed to treating the lymphoma. This fact
contradicts a fundamental
contention made in the course of submissions for the
applicant, namely, the contention that the lymphoma occurred after Dr
Waugh's and Dr Barr's consultations.
- The
proposition, subjacent to the applicant's allegations, that the Hepatitis C
condition arose after the consultations with the two specialists in 2001
(the respondents) and contributed to the development of the lymphoma,
accordingly,
is not supported by the evidence. The evidence as to its existence
as at March 2001 is to the contrary.
- As
indicated above, Dr Penny, in his report, made it clear that the Hepatitis C and
the related membranoproliferative glomerulonephritis
had, in fact, existed for
very many years prior to 2001.
- Dr
Penny noted that the applicant developed nephrotic syndrome and hypertension.
However, he also wrote that between 2002 and 2004,
"He adamantly refused a
renal biopsy" (Dr Penny, 4 April 2006, at p.3). The repeated refusal to
undergo a biopsy, in part, delayed treatment of the Hepatitis C with Interferon
which commenced in 2004.
- Dr
Penny referred to the applicant's admission to St Vincent's Hospital in the
period April to June 2004 in relation to what was termed
"acute-on-chronic
renal failure" , nephrotic syndrome and severe hypertension. The applicant
again refused renal biopsy. Dr Penny then wrote (at p.3):-
"... I finally insisted on him having a renal biopsy as I had
been treating him blindly for some six months and otherwise could not
determine
ongoing therapy. He and I agreed to a laparoscopic procedure so that any
bleeding could be controlled. This was performed
by Dr Phillip Brenner on 1 May
2004 ..." .
- Dr
Penny concluded in his April 2006 report (p.4):-
"Current medical issues
...
Hepatitis C and Lymphoma: to date, there has been no recurrence of his
lymphoma, and that his hepatitis therapy has also been successful
with sustained
clearance of Hepatitis C viraemia."
- Dr
Penny expressed the opinion that it was likely that the membranoproliferative
glomerulonephritis had been present since the early
1990s with renal impairment
and that the elevated serum lgM could have been in response to Hepatitis C or
indolent lymphoma (p.5).
He also indicated that there had been an accelerated
phase of his glomerulonephritis during the treatment of his lymphoma.
(B) THE HISTORY OF MEDICAL CONSULTATIONS AND TREATMENT
(1) The chronology of events
- It
is necessary to place, in somewhat greater detail, the above events in
chronological sequence. This will involve a degree of repetition
of certain
aspects referred to above. However, it is convenient to an understanding of the
history of treatment that it be seen in
a temporal sequence. Accordingly, the 18
year period from 1992 to date has been analysed below into three periods.
(2) The first period: December 1992 - March 2001
- According
to the applicant's evidence, he initially saw Dr Quittner on 31 December 1992,
as part of a general review his condition.
The written submissions for the
applicant, however, state that Dr Quittner treated him from 1993 until 2004.
- Dr
Quittner sought a report from a Dr Lloyd Ibels, a specialist physician and
nephrologist. In a report dated 17 March 1993, it was
disclosed that in the
past, the plaintiff had suffered from having blood in his urine. This had been
treated, apparently successfully,
principally through a number of lifestyle
changes.
- The
medical history includes a reference to the applicant having stepped on a
syringe on Bondi beach in 1979. He had treatment for
having done so. The tip of
the needle attached to the syringe remained lodged in his left big toe. As I
understand it, this incident
is said to provide a possible explanation as to how
the applicant may have contracted Hepatitis C.
- Annexed
to the applicant's affidavit were copies of clinical notes relating to his
admission to Royal Prince Alfred Hospital dated
3 August 1979 as well as copies
of reports of Dr Ibels. In his report of 2 January 1990, Dr Ibels reported to Dr
Frank Breslin, urologist,
on the applicant's condition concerning a two year
history of haematuria. Dr Ibels wrote that "... he certainly has primary
glomerulonephritis" . I note that this diagnosis is consistent with
specialist medical opinions expressed many years later in the period 2002 to
2005.
Dr Ibels stated that he had organised further evaluation of his
glomerulonephritis.
- A
copy of that report was sent to a Dr P G Middleton who, it seems, was then the
applicant's general practitioner before Dr Quittner.
- At
some stage during the year 1990, Dr Ibels ordered a liver function test. The
results of that test suggested the plaintiff had abnormal
liver function (known
as " elevated LFTs "): Affidavit of Peter Gilmore dated 9 September 2010
at Exhibit "PG5". The applicant continued to have elevated LFT's between 1993
and 2001: Affidavit of Peter Gilmore dated 9 September 2010 at [9].
- In
his report of 17 March 1993, Dr Ibels noted that in 1990 he had advised a review
a month after the last time he saw him "... but he did not re-appear for that
consultation" (see also below reference to Dr Janet Rimmer's reference to
the applicant's failure to appear for a scheduled review). I note at this
point
that in the period 2002 to 2003, Dr Waugh, Dr Penny, Dr Feller and Dr Milliken
all refer to later occasions when the applicant
failed to appear for
consultations for treatment. This is a factual matter that is to be taken into
account in the evaluation of
the evidence relevant to allegations of delay in
treatment relied upon by the applicant including the alleged failure by Dr Waugh
and Dr Barr to perform follow-up investigations and treatment for his Hepatitis
C, a matter to which I will return below.
- In
her report dated 22 March 1993, Dr Janet Rimmer, specialist physician, noted
that liver function tests revealed an elevated ALT
and AST. Dr Rimmer had
discussed the matter with Dr David Byrnes, gastroenterologist, who recommended
that the applicant should have
Hepatitis B and C serology undertaken and
continue to have liver function tests. If the tests remained elevated, a liver
biopsy was
considered a possibility.
- Dr
Rimmer noted in her report of 22 March 1993:-
"... Peter was to return for review today, however, he did not
attend ..."
- In
his affidavit (paragraph [8]), the applicant, by way of a contradiction to Dr
Rimmer's statement, said that his symptoms improved
and that he cancelled his
further appointment.
(3) The second period: 1 March 2001 - July 2002
- In
2001, the applicant was found to have had elevated levels of creatinine and he
was mildly anaemic. He was referred to Dr Waugh
for assessment of his kidney and
liver functionality.
- On
1 March 2001 the applicant first saw Dr Waugh in relation to ongoing kidney and
liver symptoms. In his report also dated 1 March
2001, Dr Waugh noted that there
were, in his opinion, two possible explanations for the applicant's symptoms.
The first was an underlying
renal deterioration. However, that deterioration, it
was said, could not explain all of the applicant's symptoms. Dr Waugh also
opined
that an underlying viral illness may have been present and he referred to
an intention to test the applicant for Hepatitis B and
C. He completed a
pathology request form to that end.
- On
12 March 2001 the applicant again attended on Dr Waugh. A CT guided renal biopsy
was ordered at about that time.
- The
renal biopsy was performed on 14 March 2001. It revealed the presence of
lymphocyte cells (cells indicative of the presence of
a B cell non-Hodgkin's
lymphoma). The applicant was then referred to Dr Christopher K Arthur, clinical
haematologist, for review
or confirmation of a lymphoma. Dr Arthur recommended a
" wait and see " approach: Affidavit of Peter Gilmore dated 9 September
2010 at [15].
- I
note at this point that it was Dr Waugh's recommended investigations that, in
due course, led to the detection and the successful
treatment of the applicant's
potentially life-threatening lymphoma.
- On
16 March 2001, the applicant returned to hospital complaining of severe pain in
the area of his kidneys. He was diagnosed with
a renal (retroperitoneal)
haemorrhage as a result of the biopsy that had been performed. He required a
blood transfusion: St Vincent's
Pathology Report at Exhibit "TB9" of the
Affidavit of Mr Benjamin sworn 10 September 2010.
- The
applicant was hospitalised for a period of approximately two weeks after the
biopsy. During that time Dr Waugh obtained his consent
to undertake a bone
marrow biopsy. This was done and it seems that, to some extent, it reinforced
the lymphoma diagnosis.
- Dr
Arthur reported to Dr Waugh by letter of 23 March 2001. Dr Arthur noted that the
renal biopsy had been undertaken by reason of
an elevated creatinine which was
suggestive of nephritis. He noted the biopsy confirmed a nephropathy with IgM
nephropathy. However,
it was also noted there was an abnormal lymphoid
infiltrate consistent with mantle cell lymphoma.
- The
applicant was recorded as still having pain following the retroperitoneal
haemorrhage. Dr Arthur noted CT scans of the chest and
abdomen showed very small
mesenteric and para-aortic lymph nodes. The kidney, however, did not appear to
be obviously enlarged and
there were no signs of lymphoma on the chest CT scan.
The spleen was enlarged but not massively so.
- Dr
Arthur stated that it was important to obtain additional evidence for lymphoma
elsewhere and it would be important for staging
procedures, including a gallium
scan and bone marrow examination, to be carried out.
- Dr
Arthur said that he explained the position to the applicant and the need for
further evaluation, including, in particular, that
if there was confirmation
that there was a lymphoma, then it would require treatment with chemotherapy and
possible radiotherapy.
- On
24 April 2001, Dr Waugh again wrote to Dr Quittner enclosing two reports from
Royal North Shore Hospital and St Vincent's Hospital
concerning the applicant's
kidney biopsy and bone marrow report. He noted that no definite diagnosis had
been reached by Dr J Turner,
an expert on lymphoma. He also noted:-
"Dr Turner does favour small lymphocytic lymphoma of a low grade
nature. I think at this stage a wait and see approach is all that
can be taken.
Certainly no chemotherapy is indicated. I understand Peter has a review shortly
with Chris Arthur."
- Dr
Waugh then noted, with regard to the management of the applicant's renal
problems that it was important to make sure his blood
pressure was kept under
tight control at specified levels. The letter concluded:-
"Given the infiltrate in his kidney, I would monitor a
creatinine clearance and 24 hour urine protein estimation at least every three
months."
- Dr
Waugh wrote again to Dr Quittner on 3 May 2001. He noted that the applicant had
returned to see him on 1 May 2001. That was the
last consultation Dr Waugh had
with the applicant. Dr Waugh said that he had had a long discussion with him
concerning the results
and provided him with a copy of Dr Turner's report.
- The
applicant reported that he was feeling better and was training and running quite
quickly. He was eating well and gaining weight
and had improved muscle tone.
- Dr
Waugh went on to state:-
"With regard monitoring of his medical problems, I would suggest
the following:-
(1) A creatinine clearance and 24 hour urine protein excretion every 6
months.
(2) Measurement of serum EPG to monitor the paraprotein level every 3-6
months.
(3) Monitoring beta 2 microglobulin levels
( 4) A CT of his abdomen at intervals suggested by Chris Arthur probably
every 6 months.
He requires no specific medication including antihypertensives at this
stage. I have advised him to have a mild reduction in protein
intake to around
.8 g/kg/day and to maintain a generally healthy diet. He is coming back to see
you to discuss referral to a nutritionist."
- The
applicant's evidence was that, following his attendance on Dr Waugh in March
2001, Dr Waugh did not discuss the contents of his
report of 1 March 2001 to Dr
Quittner with him or the possibility of Hepatitis C being involved.
- The
applicant said he resumed athletics training in May 2001.
- He
said that Dr Waugh had him complete consent forms for a series of tests. He said
that subsequently, Dr Waugh told him no firm diagnosis
of lymphoma type disease
was made.
- The
applicant asserted that Dr Waugh had said to him that the biopsy had not thrown
much light on the diagnosis or prognosis of his
kidney disease - his case was
"interesting" due to the lymphocyte element and that he was using his
case as a case study for students.
- In
a letter sent by Dr Waugh to the applicant dated 10 December 2001, there is
reference to the fact that Dr Waugh had attempted to
contact the applicant a
number of times since his last attendance on 1 May 2001. The portion of the
letter pertaining to that aspect
was objected to as being evidence of the fact
as to the applicant's absences. However, I admitted it into evidence as a
statement
relevant to the basis upon which Dr Waugh acted, that is, attempts by
him to contact his patient. In any event, the applicant's own
evidence
established that he was overseas frequently during that time (see below).
- The
applicant did not attend on Dr Waugh after his visit on 1 May 2001.
- The
applicant's evidence was that he consulted Mr Madden of Blessington Judd in
relation to his rights against Royal North Shore Hospital
and/or Dr Waugh in
relation to the renal biopsy, haemorrhage and associated condition. He was
advised that there was no evidence
of any negligence.
- The
applicant's account of his referral and association with Dr Barr is set out in
paragraphs 19 to 22 of his affidavit. He was referred
to Dr Barr by Dr Quittner
on an urgent basis, whereupon he attended Dr Barr's surgery on 6 November 2001.
- It
is necessary, at this point, to refer to Dr Barr's brief role in the applicant's
medical case. Dr Quittner was the referring doctor.
Dr Barr is a specialist
gastroenterologist. He report of 6 November 2001 sets out details of the
applicant' medical history. Dr Barr
said he had arranged for the applicant to
have Hepatitis C PCR and screens "for other forms of liver disease"
(p.1). He said he would ask Dr Waugh whether tests had been done to look for
cryoglobulin-related renal disease which is rarely associated
with Hepatitis C.
Additionally, serum cryoglobulin were to be measured. He noted "Clearly,
Peter will not want to have a liver biopsy to further assess the problem" .
He concluded by stating that he would be in touch again when he returned for
review following his tests. He sent a copy of this
correspondence to Dr Waugh on
the same date.
- Douglass
Hanly Moir Pathology issued test results in November 2011, noting Dr Barr on the
sheet and that copies were sent to Dr Quittner
and Dr Waugh.
- Mansfield
Pathology issued further test results on 12 December 2001, noting copies to Dr
Barr and Dr Quittner.
- There
is nothing in the evidence before me to establish whether these results or their
significance was relayed to the applicant by
Dr Barr.
- The
applicant stated that Dr Barr did not specifically tell him of a potential
connection between kidney disease and lymphoma. In
paragraph [20] of his
affidavit sworn 9 September 2010 he set out his discussion with Dr Barr, in
particular, Dr Barr's reference
to the danger of commencing interferon
treatment. He said Dr Barr said he would speak to Dr Quittner about treatment of
that kind.
- The
applicant stated that, although he understood that he "would be following up"
with Dr Waugh and Dr Barr after seeing Dr Quittner, he did not hear directly
back from either Dr Waugh or Dr Barr or from them via
Dr Quittner. He said Dr
Quittner spoke to him in April 2002 but by then he felt "disillusioned"
by the lack of contact from Dr Waugh and Dr Barr. He said instead he asked
Dr Quittner to refer him "to doctors at St Vincent's Hospital" .
- On
15 November 2001, Dr Waugh wrote to Dr Barr. He noted that he had seen the
applicant earlier in the year on referral by reason
of his elevated serum
creatinine, haematuria and excessive fatigue. Dr Waugh went on to state:-
"I thought he most probably had IgA nephropathy and in view of
the rising creatinine thought he should be biopsied. As I think you
are aware
this is an extremely complicated procedure from which he had a large bleed
requiring several units of blood."
- Dr
Waugh reported that the kidney biopsy showed what was thought to be an IgM
neuropathy in that he had positive staining for IgM
and C3 in the mesangial
area. After making certain other observations, Dr Waugh then continued:-
"... What was more interesting however, was that within the
kidney there were areas of cellular infiltrate raising the possibility
of a
lymphoma. Consistent with this was that he appears to have paraprotein. However,
we were really unable to identify other areas
of involvement including a bone
marrow. I now wonder whether the whole thing could not be explained by the
Hepatitis C positivity.
When I first saw Peter, he did have some mild abnormalities of liver
function tests and I thought in fact I had ordered a Hepatitis
B and C but
cannot find any documentation of this.
I have enclosed the pathology reports from North Shore."
- The
question as to why the applicant did not continue in the care of Dr Waugh and Dr
Barr arose both on the affidavit evidence and
during the course of the hearing
of the application. In the applicant's affidavit at [21] he stated that he
understood:-
"... that I would be following up with Drs Waugh and Barr after
seeing Dr Quittner. However, I did not hear back from either Dr Waugh
or Dr Barr
either directly or through Dr Quittner. Eventually, in April 2002, Dr Quittner
contacted me about following up with Drs
Waugh and Barr but, by then, I felt
disillusioned by the lack of contact from Drs Waugh and Barr. I asked Dr
Quittner to instead
refer me to doctors at St Vincent's Hospital, Darlinghurst."
- Leaving
aside the circumstances in which there were no further attendances by the
applicant upon either Dr Waugh or Dr Barr subsequent
to May 2001 (so far as Dr
Waugh is concerned) and November 2001 (so far as Dr Barr is concerned), it is
clear, on the applicant's
evidence, that by April 2002, he had determined that
he would seek medical treatment elsewhere.
- It
is noted in the written submissions for the respondents that the applicant
continued to attend on Dr Quittner on various dates
following his attendances on
Dr Waugh and later Dr Barr. Dr Quittner's patient file records are said to
establish the following attendances
by the applicant on Dr Quittner:-
(1) 30 June 2001;
(2) 6 July 2001;
(3) 10 August 2001;
(4) 17 August 2001;
(5) 22 August 2001;
(6) 27 September 2001;
(7) 5 October 2001;
(8) 24 October 2001; and
(9) 30 October 2001.
- Subsequent
to the consultation with Dr Barr, Dr Quittner's notes indicate that the
applicant attended on him on the following dates:-
(1) 6 November 2001 (the same date as he attended Dr Barr);
(2) 17 November 2001;
(3) 22 November 2001;
(4) 23 November 2001;
(5) 27 November 2001;
(6) 11 December 2001;
(7) 12 December 2001;
(8) 9 February 2002 (Dr Moya Molloy);
(9) 13 March 2002;
(10) 12 April 2002;
(11) 17 April 2002;
(12) 6 May 2002;
(13) 8 May 2002;
(14) 16 May 2002;
(15) 20 May 2002;
(16) 28 May 2002;
(17) 29 May 2002;
(18) 7 June 2002; and
(19) 17 June 2002.
- I
note at this point the submission made on behalf of the respondents that, given
the consultations with Dr Quittner that followed
the attendances by the
applicant on Dr Waugh and Dr Barr, they would be prejudiced if the limitation
periods were extended in that
they were not privy to the content of any
consultations, discussions or advice given to the applicant by Dr Quittner or to
the applicant's
response to any such advice. In this respect, a further
submission was made:-
"... It is not possible for Dr Waugh or Dr Barr to anticipate
the content of such a case at any trial ... " (Respondents' written
submissions at [37])
- The
applicant sent Dr Waugh a letter dated 30 November 2001 in which he set out some
matters of complaint. Dr Waugh replied by letter
dated 10 December 2001. In his
response, Dr Waugh stated:-
"I've tried to contact you on a couple of occasions since May,
but you have been overseas".
- I
will return to the significance of the applicant's absences at various times
overseas in the discussion below.
- On
17 August 2001 a routine blood test was undertaken at the request of the
applicant's life insurance provider, Colonial Underwriting.
The test detected
the presence of elevated LFTs and recorded a positive result for Hepatitis C.
This information was conveyed to
Dr Quittner in a report dated 30 August 2001.
- The
applicant then returned to Dr Quittner. Dr Quittner referred him to Dr Barr,
who, as earlier noted, saw him on 6 November 2001.
That, as previously observed,
was the first, and the only time the applicant saw Dr Barr.
- Dr
Barr wrote letters dated 6 November 2001 to Dr Quittner and to Dr Waugh in which
he stated that he considered that treatment for
the Hepatitis C, in particular,
by Interferon, should not commence at that time as such treatment could
exacerbate the applicant's
apparent depression.
- Dr
Barr raised a matter of importance in relation to treatment for the Hepatitis C
condition. He specifically referred in his last-mentioned
letter to the fact (as
Dr Penny also later noted) that the applicant had refused to have a liver biopsy
- a pre-condition to the
commencement of Interferon treatment for Hepatitis C at
that time under the Pharmaceutical Benefits Entitlement Scheme.
- In
response, Dr Waugh, when writing on 15 November 2001 to Dr Barr, noted, in
relation to the applicant's assessment, the following:-
" ... I now wonder whether the whole thing [referring to the
kidney disfunction] could not be explained by the Hepatitis C positivity.
When I first saw Peter he did have some mild abnormalities of liver
function tests and I thought in fact I had ordered a Hepatitis
B and C but I
cannot find any documentation of this.
I have enclosed the pathology reports from North Shore.
... I suspect from a clinical point of view that the Hepatitis C
positivity has been present for some time however, as he has a long
history of
abnormal liver function tests as well as when I first saw him, problems with
chronic fatigue and abnormalities of his
full blood count. "
- In
the latter half of November 2001, the applicant was overseas (transcript, p.28).
In the period between 2001 and 2003, there is
evidence that the applicant was
overseas some 28 times in that period. His time spent out of Australia, to a
point, explains the
applicant's intermittent medical attendances.
(4) The third period: 20 July 2002 - Present
- I
have earlier referred to the fact that the applicant first saw Dr Penny at St
Vincent's Hospital on 20 July 2002. Dr Penny, from
that time, became the
applicant's treating specialist in relation to his renal disease, along with Dr
Milliken and other specialists.
- Dr
Penny has stated that, following the applicant's attendance on him on 20 July
2002, his assessment of the applicant was "... formalised by mid-October
2002, and I corresponded with Dr Quittner on the 18 th of October 2002" : Dr
Penny, 4 April 2006, p.2.
- In
that period, 20 July 2002 and 18 October 2002, the applicant attended on Dr
Quittner on eight occasions. There is no evidence and
certainly no suggestion
that in that period Dr Penny expressed to Dr Quittner any opinion as to any need
for urgent treatment of
the applicant's Hepatitis C or any suggestion that any
such treatment should be undertaken in that period.
- On
18 October 2002, Dr Penny provided Dr Quittner with an extensive and detailed
report. In it, he noted that it would be reasonable
for the applicant to have
three monthly reviews. He referred the applicant to Dr Milliken with respect to
his lymphoma.
- The
report of 4 April 2006 sheds further light on Dr Penny's opinion as to
treatment. In particular, at least initially, he recommended
no treatment for
the renal disease on the basis that the applicant had been stable over the
course of the previous decade.
- It
is of significance to the allegations of delay against Dr Waugh and Dr Barr in
2001 in treating or recommending treatment for the
applicant's Hepatitis C that,
even as at and after July 2002, neither Dr Penny or other specialists in 2002 to
2003 perceived the
need for treating the Hepatitis C as a priority, this, of
course, being in the context of the investigation and treatment of the
applicant
in relation to other medical conditions undertaken in those years.
- Dr
Penny wrote to the applicant's solicitors on 17 November 2008 responding to a
number of points set out in a letter from those solicitors
dated 10 July 2008.
- In
cross-examination, the applicant conceded that he did not see Dr Milliken, as
had been recommended by Dr Penny in the months of
October, November or December
of 2002 by reason of the fact that he was overseas in those months. He said that
he did not endeavour
to see Dr Milliken because Dr Penny had not suggested to
him that it had been urgent for him to do so. Dr Penny's reports do not
provide
the applicant with support for this latter proposition.
- The
applicant initially saw Dr Milliken in March 2003 at St Vincent's Private
Hospital with chronic renal failure and severe lymphoma.
- Dr
Milliken noted in his report dated 22 March 2004 that a conclusive diagnosis of
cancer in respect of the lymphoma was made in March
2003, after the applicant's
presentation with chronic renal failure. Between that date and August 2003, he
underwent five cycles
of chemotherapy. In September and October 2003 four cycles
of chemotherapy were administered, followed by further chemotherapy in
November
2003 accompanied by stem cell treatment.
- Dr
Milliken opined that, in the absence of that treatment, the applicant would have
died.
- As
to treatment of the Hepatitis C condition, Dr Penny noted in his 2006 report
that the applicant, in September 2003, had developed
nephrotic syndrome and
hypertension. However, it was also noted that " [the applicant] adamantly
refused a renal biopsy ".
- According
to Dr Penny's 2006 report, early 2004 saw ongoing problems with the management
of the applicant's hypertension, although
his renal function at that time was "
stable ".
- In
the period between April to June 2004, the applicant was admitted to St
Vincent's Private Hospital with " acute-on-chronic " renal failure.
Reference is made in Dr Penny's report dated 4 April 2006 to Mr Fogarty that,
during the applicant's prolonged admission
to St Vincent's Private Hospital from
April to June 2004, the applicant again refused a renal biopsy. Dr Penny finally
insisted on
him having a renal biopsy.
- Dr
Penny set out the detailed course of the renal illness together with details of
the treatment provided to the applicant (p.3 of
his report). This included
examinations that occurred in March and September 2003, the applicant's
admission to St Vincent's Hospital
from April to June 2004 with acute-on-chronic
renal failure, nephrotic syndrome and severe hypertension and hyperkalemia. It
is then
noted:-
"He again refused renal biopsy and was pulsed with 3 x 1 g
methylprednisolone. I finally insisted on him having a renal biopsy as
I had
been treating him blindly for some six months and otherwise could not determine
ongoing therapy. He and I agreed to a laparoscopic
procedure so that any
bleeding could be controlled. This was performed by Dr Phillip Brenner on 1 May
2004 and revealed acute tubular
necrosis in keeping with his acute illness, but
that he also had an established membranoproliferative glomerulonephritis with
severe
interstitial fibrosis. This is a rare form of glomerulonephritis and in
the clinical context was most likely Hepatitis C - related
although without
cryoglobulinaemia. The treatment of his renal disease was therefore the
treatment of his Hepatitis C. Dr Robert
Feller, gastroenterologist and
hepatologist, was subsequently involved in Mr Gilmore's care. Mr Gilmore had a
liver biopsy at the
time of his cholecystectomy confirming chronic Hepatitis C
infection and Grade 3 hepatic fibrosis. He had persistent mildly abnormal
liver
function tests, had a high HCV viral load."
- It
is noted that a period of approximately three years and two months elapsed
between the applicant's first renal biopsy in March
2001 and the second biopsy
performed on 10 May 2004.
- Dr
Penny noted (at p.4):-
"From August to October of 2004, Dr Feller managed Mr Gilmore's
chronic hepatitis through the liver clinics at Royal Prince Alfred
Hospital.
Treatment comprised pegylated interferon and modified dose ribavirin (because of
his renal impairment). Overall, therapy
was well tolerated with therapeutic
complications relating to leukopaenia anaemia, fluctuating renal function and
hypertension. Therapy
resulted in subsequent clearance of his hepatitis C
viraemia."
- The
applicant's Hepatitis C condition was managed and successfully treated by Dr
Feller in August/September 2004. The history of Dr
Feller's treatment is set out
in his report to the applicant's previous solicitors, Lamrocks, dated 23 August
2006.
- Dr
Feller initially saw the applicant at the request of Dr Penny. The applicant had
undergone an uneventful laparoscopic renal biopsy
on 29 April 2004 with Dr
Brenner. On review on 5 May 2004, a Hepatitis C polymerase chain reaction (PCR)
test was organised and was
positive, consistent with viraemia and hosed genotype
3a infection. Dr Feller suggested that a liver biopsy be performed at the time
of the laparoscopic cholecystectomy by Dr Brenner. This was performed on 10 May
2004 and it showed mildly active chronic Hepatitis
C and grade 3 fibrosis.
- Dr
Feller treated the applicant for his Hepatitis C at the Liver Clinic at Royal
Prince Alfred Hospital.
- Following
assessment, anti-viral treatment commenced on 9 August 2004 with pegylated
interferon. By week four of the treatment, Dr
Feller noted:-
"At week 4, WCC was 1.8, ALT had reduced to normal range at 19
and hepatitis C PCR was negative consistent with an early response
..."
- Dr
Feller also observed that Hepatitis C PCR remained negative at week 12 and
Hepatitis C PCR remained negative at six months and
at 12 months post cessation
of treatment, consistent with a sustained response and resolution of infection.
He therefore ceased treatment.
He concluded at p.3:-
"Mr Gilmore is extremely likely to remain hepatitis C PCR
negative and thus extremely unlikely to require any further treatment nor
incur
any costs."
- In
summary, the anti-viral (Interferon) treatment was commenced by Dr Feller on 9
August 2004 and he reported that the Hepatitis C
was negative as of week four of
the treatment.
- The
applicant, following recovery from his condition, has remained negative for
Hepatitis C since that time. He has, however, had
other serious ongoing medical
conditions for which he has been hospitalised on a number of occasions. His
clinical status as at 4
August 2010 is set out in a further report of Dr Penny
on that date.
- Subsequent
to Dr Feller's report, on 12 October 2006, the applicant's present solicitors
sent an authority from the applicant for
the transfer of his file from Lamrocks.
The file was transferred on 23 October 2006.
(C) SYNOPSIS OF THE APPLICANT'S COMPLAINT AGAINST DR WAUGH AND
DR BARR
- I
will endeavour at this point to identify what are the principal complaints made
by the applicant with respect to Dr Waugh and Dr
Barr and how they are said to
be relevant in the extension of time applications under the Act.
(1) Dr Waugh
- The
alleged breach of duty of care and breach of contract (the alleged failure by Dr
Waugh to exercise reasonable skill and care)
was initially said to have occurred
between Dr Waugh's initial consultation on 1 March 2001 and 1 May 2001 (by
either not treating
the applicant for Hepatitis C or not carrying out
investigations into that condition in the period 1 March 2001 to 1 May 2001 or
referring him to a gastroenterologist in that period): transcript, at p.77,
lines 7 to 26. It was somewhat more faintly argued that,
as Dr Waugh wrote to Dr
Barr in November 2001, he could still have recommended appropriate therapy up to
that time had he known of
the existence of the Hepatitis C: transcript, p.77.
- As
noted earlier, the applicant tested positive in August 2001. Accordingly, the
existence of the applicant's Hepatitis C was established
after Dr Waugh's
consultation with the applicant and before Dr Barr saw him in November
2001.
- In
the event that the limitation period is extended, the applicant intends to
pursue claims against the respondents on the basis that
an early diagnosis and
treatment of the Hepatitis C would have prevented further long term damage, in
particular, renal damage including
the emergence of "full blown B-cell
Non-Hodgkin's Lymphoma" : Amended Statement of Claim at [69].
- Reference
is made in Mr Benjamin's affidavit to the claim against Dr Quittner based upon
that practitioner's alleged failure to investigate
and treat the applicant's
Hepatitis C infection. In paragraph [4], it is stated that, as a probable result
of the failure by Dr Quittner,
the plaintiff developed renal failure and a
non-Hodgkin's lymphoma. Such conditions, it was observed, were probably
associated with
"complications" of the Hepatitis C condition. As
discussed below, these are allegations of the same nature that the applicant now
wishes to pursue
against Dr Waugh and Dr Barr, although in their case, many
years after the expiration of the relevant limitation periods.
- In
paragraph [6] of the same affidavit, reference is made to treatment received
from Dr Waugh and Dr Barr. Mr Benjamin stated:-
"... The Plaintiff contends that both those doctors had an
opportunity to contribute to the diagnosis of his Hepatitis C and related
conditions but negligently failed to do so."
- Mr
Benjamin's evidence was that he formed the view, having read Dr Vickers' report
of 26 August 2008, that the alleged failure to
treat or investigate the
Hepatitis C condition by Dr Waugh and Dr Barr "... arguably contributed"
to the plaintiff's "damage" which was said to include the lymphoma.
- In
the written submissions for the applicant (at [58]) it was stated that the
applicant's "primary submission" is that he was unaware of the connection
between his injuries and Dr Waugh's alleged acts and omissions until 6 April
2006, being
the date on which his solicitor received the report from Dr Penny
dated 4 April 2006. That submission, however, must be evaluated
in light of the
medical history, the various medical conditions from which the plaintiff
suffered and the history of investigation
and treatment, importantly the
opinions expressed by Dr Penny. These matters are examined below
- The
primary facts relied upon in terms of s.60I(1)(a)(iii) of the Act was the
proposition that if the applicant's Hepatitis C condition
had been treated at
any time up to the end of 2003 "... his permanent, moderately severe kidney
damage would probably not have occurred" : Applicant's written submissions
at [59].
- Underlying
the applicant's application for extending the limitation period are the
following propositions:-
(1) The failure by Dr Waugh (and Dr Barr) to investigate and/or
treat the Hepatitis C condition constituted a breach of duty by each
of them.
(2) The alleged failure contributed to the development or progress of the
applicant's medical (in particular, renal) conditions, including
lymphoma.
(3) The applicant had no awareness of any possible connection between a
failure to so investigate and/or treat the Hepatitis C until
late 2008. This
contention is made, notwithstanding that the Statement of Claim was filed in
2005 raising allegations of a similar
failure against Dr Quittner.
- In
paragraph [32] of the applicant's affidavit, he attributes responsibility to his
previous solicitors for not having advised him
of a potential claim against Dr
Waugh and/or Dr Barr. Indeed, he refers to advice from Mr Fogarty of Lamrocks,
his former solicitors,
that he had no actionable claim against Dr Waugh. The
applicant stated that this advice from Mr Fogarty was provided in the period
July 2005 to February 2006, being a period in which the proceedings against Dr
Quittner in relation to the failure to test and treat
him for Hepatitis C
between 1993 and 2001 were on foot.
- In
the applicant's written submissions at [70], reference was made to the applicant
himself having identified that there was "... a logical possibility that Dr
Waugh had been in breach of his duty to him" , that he had "some
suspicion of a potential act or omission on Dr Waugh's behalf" and again to
the applicant's previous solicitor having "... sought to disavow him of any
notion that he had a cause of action against Dr Waugh ..." . However, it was
submitted that this did not amount to an awareness of " an actionable act or
omission, let alone a connection between that and his personal injury ".
- The
analysis later in this judgment considers whether the applicant is correct in
stating that critical facts as to the "circumstances" referred to in
s.60E(1) were not within the applicant's knowledge well before 2009 when the
original Notice of Motion was filed.
(2) Dr Barr
- The
applicant, as noted above, was referred to Dr Barr by Dr Quittner and he saw the
applicant on one occasion only, 6 November 2001.
Dr Barr wrote to Dr Quittner on
that same date advising that, by reason of the applicant's emotional
disposition, he did not feel
that the time was right to introduce anti-viral
therapy, in particular, the drug Interferon for the Hepatitis C, as the drug was
capable of causing emotional lability and depression.
- The
alleged breach of duty of care and breach of contract (the alleged failure being
by Dr Barr to exercise reasonable skill and care)
is said to have occurred on or
about 6 November 2001. It is the applicant's contention that Dr Barr's failure
to investigate and/or
treat the Hepatitis C condition and matters relevant to
such treatment, such as procuring a liver biopsy etc, involved a breach of
duty
of care by Dr Barr.
- Similar
to the claim against Dr Waugh, the applicant relies upon the fact that no
treatment or further investigation of the Hepatitis
C was undertaken by or at
the behest of Dr Barr. The subsequent medical conditions (including the
lymphoma) are, so the applicant
contends, at least in part, the result of the
alleged breaches of duty of care by Dr Barr (and by Dr Waugh). One matter in
this respect,
as discussed above, is the evidence that the lymphoma existed as
at March 2001.
- In
the written submissions (at [21]), it was stated for the applicant "Depending
upon the evidence (the plaintiff's cause of action) accrued some time between 6
November 2001 and August 2004 ", that is, after the successful treatment of
the Hepatitis C in August 2004. At [24] it was submitted:-
"That limitation period [ 3 years] necessarily expired by
the end of August 2007 being three years after the Plaintiff had finally
received appropriate treatment for
his Hepatitis C."
- Proceedings
were commenced in this Court against Dr Barr, as earlier noted, on 5 November
2009.
- The
submission for the applicant was that, prior to receipt of Dr Vickers' report of
26 August 2008, the plaintiff could not have
commenced proceedings against Dr
Barr before that date. Reliance was placed upon the applicant's evidence in his
affidavit in which
he stated that until he had read Dr Vickers' report, "...
I had not realised that Dr Barr may have been negligent in not immediately
referring me for treatment for Hepatitis C" . For reasons discussed below, I
have formed the view that Dr Vickers' opinion expressed in that report did not
establish or form
the basis for an allegation of negligence against Dr Barr.
- Counsel
for Dr Barr relied upon the fact that the applicant had already raised the same
"failure to treat" contention against Dr Quittner for not having
commenced treatment for the Hepatitis C well before August 2001. The same line
of argument,
it was submitted, would logically apply to other treating
specialists who successfully managed the applicant's case from 2002, including
in particular, Dr Penny.
- As
discussed below, after the applicant saw Dr Barr on 6 November 2001, he did not
attend on him again for review as Dr Barr had anticipated.
The applicant soon
after seeing Dr Barr, went overseas and following his return he decided he did
not want Dr Barr to manage his
condition. He decided to seek treatment at St
Vincent's Hospital. This was his position by April 2002.
- The
applicant was cross-examined on his affidavit. He agreed that following his
consultation with Dr Barr in 2001, he went overseas
in November 2001
(transcript, at p.27). He said that he thought that he went overseas in "...
the latter part of November" , for approximately two to three weeks.
- He
also said in cross-examination that he went to Los Angeles in late 2001, he
thought on two occasions, but could not remember the
exact dates.
- His
evidence was that, in respect of the period January 2002 to July 2002, he was
overseas several times (transcript, p.28):-
"Q. Were you overseas at all in the period January 2002 to July
2002?
A. I, specifically, can't pinpoint an answer to that question because I
was overseas twenty-eight times possibly, or that that many
times between 2001
and 2003. So, probably, yes. Probably yes."
- The
applicant subsequently clarified his evidence and said that he had made numerous
trips overseas in the 18 month period from about
June 2001 to December 2002.
- Exhibit
1 is a copy of a letter from Dr Waugh to the applicant in which he stated
"I've tried to contact you on a couple of occasions since May, but you have
been overseas ..." .
- Exhibit
3 is a copy of a letter dated 11 December 2001 from the applicant to Dr Waugh
stating "I will come to see you in the new year as I am off to Los Angeles
tomorrow" .
- In
cross-examination, it was put to the applicant that, although he said he would
see Dr Waugh in the new year (2002), he did not
have any further contact with Dr
Waugh (transcript, p.32). He subsequently agreed that he decided to leave Dr
Waugh's care and seek
treatment from doctors at St Vincent's Hospital.
- He
said that in the period 1 January to 31 March 2002, he travelled overseas. When
asked how long he had been overseas in that period,
he replied "four or five
weeks of that period, intermittently" (transcript, p.32).
- In
relation to the period 1 April to 20 July 2002, he said that he was probably
intermittently overseas.
- The
applicant agreed, in cross-examination, that the effect of the renal biopsy (in
March 2001) was to make him reluctant to have
any biopsy subsequent to that
procedure (transcript, p.34). He agreed that, when he saw Dr Penny in 2003, Dr
Penny wanted him to
have a renal biopsy but that he refused (transcript, p.34).
He agreed that Dr Penny recommended on a second occasion that he have
a renal
biopsy and, again, he refused (transcript, p.34).
- Although
in paragraph [21] of his affidavit, the applicant said that he did not hear back
from either Dr Waugh or Dr Barr directly
or through Dr Quittner following
consultations with them, in cross-examination he agreed that he acted upon the
basis that any referral
back to Dr Waugh and Dr Barr would be made by Dr
Quittner (transcript, p.39):-
"Q. The sequence, in which you make plain in the first sentence
there, is the referral back to Dr Waugh after the last time you actually
saw him
would be done by Dr Quittner, isn't it?
A. Yes.
Q. And the same goes for Dr Barr, after you saw him on the one occasion
only you would be going back to see him on referral from Dr
Quittner?
A. Yes."
- The
applicant accepted that Dr Barr's report to Dr Quittner dated 6 November 2001,
at its conclusion envisaged that Dr Barr would
be seeing him for review. That
letter concluded:-
"I shall be in touch again when he returns for review following
his tests."
- The
applicant accepted that the letter made it plain that Dr Barr expected to see
him again, as stated in his letter (transcript,
p.40).
- In
cross-examination, the applicant agreed that by March 2001, Dr Waugh had not
tested him for Hepatitis C. He was also aware, or
became aware, that Dr Waugh
had written to Dr Quittner (1 March 2001) recommending that the applicant be
screened again for Hepatitis
B and C (transcript, p.43). He agreed that, on many
occasions, blood testing in the past had been conducted by Dr Quittner at his
rooms (transcript, p.42). In evidence is a copy of a request signed by Dr Waugh
(undated) to Douglass Hanly Moir Pathology requesting
a number of tests,
including Hepatitis C (Exhibit 4). The explanation as to what happened to the
request does not appear from the
evidence.
- The
applicant agreed that, at some point in the first half of 2002, Dr Quittner
sought permission from him to send existing medical
reports to Dr Waugh and Dr
Barr, but that he refused permission saying (transcript, p.45):-
"I think that's correct. If that was simultaneous with my
request to be referred to specialists at St Vincent's."
- He
was then asked:-
"Q. In relation to that, why did you not give permission to Dr
Quittner to do that, to send those medical reports to doctors Waugh
and Barr?
A. I was frustrated by doctors Waugh and Barr and I wanted my reports sent
to a new doctor to whom I could consult at St Vincent's."
- On
the question as to why the applicant did not return to see Dr Waugh or Dr Barr
following the latter's consultation in November
2001, the applicant made it
clear in cross-examination that he had decided that he would not return to them
(transcript, p.46):-
"Q. After you saw Dr Barr, I think you already agreed you saw Dr
Quittner on a number of occasions in November and then in December?
A. Yes.
Q. And you didn't seek from Dr Quittner a referral back to Dr Barr on any
of those occasions, did you?
A. No, I didn't.
Q. And you didn't seek from Dr Quittner a referral on any of those
occasions back to Dr Waugh, did you?
A. No.
Q. And in April the following year Dr Quittner contacted you,
specifically, on the subject matter of going to follow-up consultations
with
doctors Waugh and Barr, didn't he?
A. Yes.
Q. He contacted you about that, not the other way round, that's correct,
isn't it?
A. That's correct.
Q. And you told him that you didn't want to see either of those gentlemen
again, you wanted him to refer you to people at St Vincent's
Hospital?
A. That is correct."
- As
indicated above, the applicant travelled overseas in the period between April to
July 2002 and, following his decision not to seek
further medical attention from
either Dr Waugh or Dr Barr, he attended on Dr Penny on 20 July 2002.
- Following
Dr Penny taking over the management of the applicant's medical conditions, Dr
Penny urged the applicant to see a specialist,
Dr Milliken in relation to the
lymphoma. However, he either failed or elected not to follow the advice to see
Dr Milliken.
- In
cross-examination, he agreed that Dr Penny told him that he wanted him to see Dr
Milliken about the lymphoma. It was put to him
(transcript, p.61):-
"Q. You did not see Dr Milliken, did you?
A. No.
Q. You did not make an appointment to see him, did you?
A. No, and I didn't elect to be rushed into St Vincent's.
Q. The point of my question, sir, you elected not to take Dr Penny's
advice referring you to Dr Milliken?
A. Yes.
Q. And by that stage, by the time you saw Dr Penny in July 2002, you had
taken any care, any medical care, any medical advice to you,
out of the hands of
Dr Waugh or Dr Barr and put it into the hands of Dr Penny, had you not?
A. Yes, with the exception that I had relayed Dr Barr's advice to Dr
Penny."
- He
was asked in cross-examination why he did not then attend on Dr Milliken between
mid-December 2002 and March 2003. The applicant
responded (transcript, at
p.26):-
"A. The opportunity never arose to go to see Dr Milliken. I was
not under the impression that it was urgent. Dr Penny didn't remind
me and I
certainly intended to go to see Dr Milliken, but by the time I saw him, I was
already in hospital."
(D) STATUTORY PROVISIONS
- Before
considering the matters for determination arising on the evidence in support of
the application, it is appropriate at this
point to identify the relevant
principles in the application of the relevant provisions of the Act.
(1) The provisions of s.60C, s.60E, s.60G and s.60I of the
Limitation Act 1969
- The
Act was amended by the Limitation (Amendment) Act 1990 so as to give to
the Court a discretionary power to extend limitation periods in respect of
causes of action for negligence,
nuisance or breach of duty.
- The
power to make an order under s.60C (in respect of Dr Barr) and s.60G (in respect
of Dr Waugh) is qualified by the provisions of
s.60E(1) and s.60I respectively.
- Section
60C of the Act provides as follows:-
" 60C Ordinary action (including surviving action)
(1) This section applies to a cause of action, founded on negligence,
nuisance or breach of duty, for damages for personal injury,
but does not apply
to a cause of action arising under the Compensation to Relatives Act 1897.
(2) If an application is made to a court by a person claiming to have a cause
of action to which this section applies, the court,
after hearing such of the
persons likely to be affected by the application as it sees fit, may, if it
decides that it is just and
reasonable to do so, order that the limitation
period for the cause of action be extended for such period, not exceeding 5
years,
as it determines."
- Section
60E(1) is couched in the following terms:-
" 60E Matters to be considered by court
(1) In exercising the powers conferred on it by section 60C or 60D, a court
is to have regard to all the circumstances of the case,
and (without affecting
the generality of the foregoing), the court is, to the extent that they are
relevant to the circumstances
of the case, to have regard to the following:
- (a) the
length of and reasons for the delay,
- (b) the
extent to which, having regard to the delay, there is or may be prejudice to the
defendant by reason that evidence that would
have been available if the
proceedings had been commenced within the limitation period is no longer
available,
- (c) the time
at which the injury became known to the plaintiff,
- (d) the time
at which the nature and extent of the injury became known to the plaintiff,
- (e) the time
at which the plaintiff became aware of a connection between the injury and the
defendant's act or omission,
- (f) any
conduct of the defendant which induced the plaintiff to delay bringing the
action,
- (g) the
steps (if any) taken by the plaintiff to obtain medical, legal or other expert
advice and the nature of any such advice the
plaintiff may have received,
- (h) the
extent of the plaintiff's injury or loss."
- Section
60G of the Act provides as follows:-
" 60G Ordinary action (including surviving action)
(1) This section applies to a cause of action that accrues on or after 1
September 1990, founded on negligence, nuisance or breach
of duty, for damages
for personal injury, but does not apply to a cause of action arising under the
Compensation to Relatives Act 1897.
(2) If an application for an order under this section is made to a court by a
person claiming to have a cause of action to which this
section applies, the
Court, after hearing such of the persons likely to be affected by the
application as it sees fit, may, if it decides that it is just and reasonable
to do so, order that the limitation period for the cause of action be
extended for such period as it determines." (emphasis added).
- Section
60I of the Act is in the following terms:-
"" s.60I Matters to be considered by Court
(1) A Court may not make an order under s.60G or s.60H unless it is
satisfied that:-
(a) the plaintiff:-
(i) did not know that personal injury had been suffered; or
(ii) was unaware of the nature or extent of personal injury suffered; or
(iii) was unaware of the connection between the personal injury and the
defendant's act or omission,
at the expiration of the relevant limitation period or at a time before
that expiration when proceedings might reasonably have been
instituted; and
(b) the application is made within 3 years after the plaintiff became
aware (or ought to have become aware) of all 3 matters in paragraph
(a)(i) -
(iii).
(2) Sub-sections (2), (3) and (4) of s.60E apply, with any necessary
adaptations, in relation to applications for orders under this
Subdivision."
- In
the case of a plaintiff who is able to satisfy the requirements of s.60E(1) and
s.60I, it is open to the Court to order an extension
of time for such period as
it determines under s.60C and s.60G of the Act. The provisions provide then for
a two-part inquiry. First,
a determination as to whether the plaintiff satisfies
the gateway provisions of s.60E(1) and s.60I. Second, if so, the question then
is whether it is just and reasonable to extend the limitation period: Galea v
Commonwealth [2008] NSWSC 44 at [6] per Johnson J.
- The
principles to be applied on the application in the present proceedings have been
elucidated in a number of decisions, in particular,
those of the Court of Appeal
concerned with the construction and operation of s.60G and s.60I:
Commonwealth of Australia v Shaw [2006] NSWCA 209; (2006) 66 NSWLR 325;
Commonwealth of Australia v Pearce [2006] NSWCA 210; Commonwealth of
Australia v Lewis [2007] NSWCA 127; Commissioner of Australia v Smith
[2007] NSWCA 169 and McLean v Sydney Water Corp [2001] NSWCA 122.
- Whilst
the provisions of s.60I(1) are initially expressed in prohibitive terms, that
prohibition is subject to the exception specified
in the section. Accordingly, a
Court may not make an order under s.60G unless it is satisfied of the
matters set out in the section. The particular matters in s.60I(1)(a)(i), (ii)
and (iii) are expressed as alternatives.
Accordingly, it is for an applicant to
demonstrate that one or more of those matters apply for the purpose of passing
through what
has been referred to as the "first gateway" .
- Insofar
as the matter in s.60I(1)(a)(i) is concerned, knowledge of the plaintiff (
"did not know that personal injury had been suffered" ), it has been held
that the Court is concerned with the actual knowledge of the applicant/plaintiff
and not his or her constructive
knowledge or the knowledge of his or her agent
or solicitor: Harris v Commercial Minerals Limited [1996] HCA 49; (1996)
186 CLR 1.
- In
relation to s.60I(1)(a)(ii) ("was unaware of the nature or extent of personal
injury suffered" ), the expression "personal injury" is defined in
s.11 of the Act as including a disease and, accordingly, the applicant's
medical condition (Hepatitis C and any related conditions) falls within that
definition.
- I
will return to the question of the applicant's knowledge of particular matters
below. It is sufficient at this point to note that
it is clear that when
proceedings were commenced in 2005 against Dr Quittner, the applicant knew that
he had suffered from Hepatitis
C as established by the serology carried out in
August 2001. He was also aware, as he contended against Dr Quittner in those
proceedings,
that there had been "delay" in investigating and/or treating
him for that condition. He was aware or was conscious of the alleged effects or
consequences of the
"delay" , namely, an alleged progression of the
underlying disease(s), for that is what he raised by way of an allegation or
contention against
Dr Quittner. In other words, he was aware when the Statement
of Claim was filed on 23 March 2005 against Dr Quittner, as pleaded,
that a
delay or failure to treat Hepatitis C produced the "damage" he claimed in
the various forms or respects set out in the Statement of Claim and in the
Statement of Particulars.
- In
the way sought to be argued on his behalf in both written and oral submissions,
the focus of the present applications was upon
the contention that the applicant
had no knowledge or awareness that any failure or omission in investigating and
treating the Hepatitis
C by Dr Waugh and Dr Barr during the months he considered
them in 2001, even though those months formed part of the delay period
he
pleaded and relied upon in the Statement of Claim against Dr Quittner, namely,
"from the early 1990's until 2004" : paragraph [8] of the Statement of
Claim.
- Section
60I(1)(a)(iii) specifies a requirement for a plaintiff to establish that he or
she was unaware of the connection between the
"personal injury" and the
respondents' alleged act or omission at the expiration of the relevant
limitation period or at a time before that expiration
when proceedings might
reasonably have been instituted.
- The
requirements of s.60I to be satisfied include three matters - awareness of (i)
personal injury, (ii) of tortious acts or omissions
of the respondents and (iii)
of the connection between those two elements.
- It
is noted that the requirements of s.60I(1)(a)(i)-(iii) are similar, albeit
expressed in negative terms, to those listed in s.60E(1)(c)-(e).
- Accordingly,
it is important to examine, in particular, the way in which the applicant sought
to establish a lack of knowledge or
awareness in him of a connection between a
failure by Dr Waugh or Dr Barr (or both) to investigate and treat him for
Hepatitis C
against the background of him having made similar allegations in the
Statement of Claim filed in April 2005 against Dr Quittner.
It was argued for
the respondents that that pleading suggests an awareness in the applicant by at
least 2005 of both the nature of
the disease and the alleged connection between
a failure to investigate and treat Hepatitis C and "damage" .
- In
that respect, it is appropriate to refer to the observations of Gleeson CJ in
Drayton Coal Pty Limited v Drain (Court of Appeal, unreported 22 August
1995). In his judgment, Gleeson CJ at pp.7-8 (with whom Priestley and Meagher
JJA agreed) stated:-
"It is important to bear in mind, however, that satisfaction of
the requirements of s.60I(a)(iii) is not an end to the matter. One
of the
consideration which, in a given case, it may be proper to take into account
under s.60G(2) is the extent of a plaintiff's awareness at the critical time of
acts or omissions
which, by reason of their connection with the plaintiff's
injury, are to be relied upon as constituting actionable negligence. It may
well be that such questions of degree will also have a bearing upon the
justice and reasonableness of extending a limitation period. The same
applies to the other aspects of s.60I(1)(a). For example, a plaintiff might be
able to establish that he or she was unaware
of the full extent of personal
injury suffered, but a Court must take the view that, at the relevant time,
the plaintiff's awareness, although not complete, was so extensive that
it would
not be just or reasonable to extend the limitation period. Similarly, the
state of a plaintiff's awareness of certain acts or omissions connected with the
plaintiff's injury may, in a given
case, lead a court to conclude that it would
not be just or reasonable to permit the plaintiff to have an extension of the
limitation
period, even though the plaintiff is able to establish that some
other act or omission only came to notice at a later time. In other
words,
s.60G(2) may, depending upon the facts and circumstances of a case, operate as
an important qualification upon the practical
effect of s.60I." (emphasis
added)
- I
will return in the discussion below to the significance of these observations to
the present application.
(2) The just and reasonable test
- The
statutory power conferred by s.60C(2) and s.60G(2) requires an evaluation of
relevant facts and circumstances which include the
matters specified in s.60E
and s.60I. Section 60G provides, "... the court ... may, if it decides that
it is just and reasonable to do so, order that the limitation period for the
cause of action
be extended for such periods as it determines" . The power
referred to in this section is clearly a broad power. Section 60C is in similar
terms, albeit that the limitation period
may only be extended for a period of 5
years.
- In
Schering-Plough Pty Limited v Page [2002] NSWCA 4 at [15], Sheller JA
observed that the question is whether in the circumstances of each individual
case the applicant for leave has demonstrated
that it is "just and
reasonable" that the leave should be granted. Section 60G (as well as s.60C)
manifests an intention that a Court exercise "individualised justice" .
In that respect, what is "just and reasonable" must clearly depend on the
circumstances of each case: Conray v Scotts Refrigerated Freightways Pty
Limited [2008] NSWCA 60 at [104], citing Sydney City Council v Zegarac
(1998) 43 NSWLR 195 at 199 per Mason P.
- In
Australian Croatian Cultural & Educational Assoc 'Braca Radici' Blacktown
Limited v Benkovic [1999] NSWCA 210 at [5], Mason P stated:-
"[T]he expression['just and reasonable' [in s.60C] is
probably a 'hendiadys'. However, the added emphasis conveyed by the word
'reasonable' is critical".
- The
determination as to what is "just and reasonable" in a particular case is
based on an inquiry involving an evaluative judgment of the relevant facts and
circumstances.
- In
Commonwealth of Australia v Lewis (supra), Beazley JA (with whom Santow
and Ipp JJA agreed) addressed the principles that apply to an application for an
extension of
a limitation period. Reference was made at [22]-[24] to dicta in
Brisbane South Regional Health Service v Taylor [1996] HCA 25; (1996) 186
CLR 541 at 550 (per Toohey and Gummow JJ) and 554 (per McHugh J). Her Honour (at
[22]) referred to dicta of McHugh J at 554 on the onus:-
"... When an applicant seeks an extension of time to commence an
action after a limitation period has expired, he or she has the positive
burden
of demonstrating that the justice of the case requires that extension."
- In
Yu v Speirs [2001] NSWCA 373 at [17] per Rolfe AJA (Beazley and Ipp JJA
agreeing), it was observed:-
"... there is clearly an obligation on the plaintiff ... in
satisfying the requirement that it is 'just and reasonable' to extend
time, not
merely to plead a cause of action, which is not susceptible of being struck out,
but to prove facts from which the Court can be satisfied that there is,
at least, a reasonable prospect that the plaintiff has sufficient
evidence , such that he or she will have a reasonable prospect of success
on the ultimate hearing. That, which was stated expressly in s.58(2)(b), is
implied into sections such as s.60C and s.60G on the basis that it is not
just and reasonable to require a defendant to be burdened with a hopeless
case, which is brought out of time ..." (emphasis added)
- In
Yu (supra), the Court referred to dicta of Hunt J (as his Honour then
was) in Martin v Abbott Australia Pty Limited (1981) 2 NSWLR 430 in terms
of s.58(2) of the Act and to PD v The Australian Red Cross Society (NSW
Division) & Anor (1993) ATR 81205 in which Badgery-Parker J stated at
p.6201:-
"However, the need (s.60(G)) for the Court to decide that it is
just and reasonable to extend the limitation period must focus attention
on the
question whether there is indeed evidence to establish the plaintiff's cause of
action ..."
- Reference
was made in Martin v Abbott (supra) at 433 to the need for a
plaintiff/applicant to make it apparent that he or she had the evidence
available to establish the
cause of action and that such evidence could be
adduced at trial.
- In
Williams v Minister, Aboriginal Land Rights Act 1983 & Anor (1994) 35
NSWLR 497, Priestley JA observed (at 520):-
"It is sufficient, in my view, to record that notwithstanding
the less than burdensome onus which, at this stage of the proceedings,
fell upon
the appellant to provide to the Court sufficient evidence to show that she had a
viable cause of action (see, eg, Martin
v Abbott Australia Pty Ltd [1981] 2
NSWLR 430 at 437) the appellant, in the view of Studdert J - which view I share,
and from which view Kirby P appears not to dissent - failed
to do so."
- The
principle has also been expressed that, to obtain an extension of the limitation
period, it is incumbent on an applicant to establish
that he or she could prove
his or her cause of action not in the sense of proof required at a final trial
but that it would not be
futile to extend time as, for example, where an element
of a cause of action cannot be established: Rutter v The State of NSW
[2005] NSWCA 231 at [31] per McColl JA (Handley JA and Hunt AJA agreeing).
See also Conray (supra) at [105].
(E) APPLICANT'S SUBMISSIONS
- I
have earlier indicated the basis and the circumstances that explain the reason
for the limitation action being brought against Dr
Waugh under s.60G and s.60I
of the Act.
- Whilst
the application concerning Dr Barr is brought under s.60C and s.60E, the two
applications concerning both respondents require
consideration of the following
matters:-
(1) The time at which the "injury" became known to the
plaintiff.
(2) The time at which the nature and extent of the injury became known to the
plaintiff.
(3) The time at which the plaintiff became aware of the connection between
the injury and the defendant/respondents' act or omission.
- The
Court in respect of both applications is then required to consider and determine
the "just and reasonable test" under s.60C(2) and s.60G(2). That, in
particular, requires attention be given to the matters subjacent to the case
which the applicant
seeks to pursue against Dr Waugh and Dr Barr.
(1) Time for making the application
- Section
60I(1)(b) provides that the application must be made within three years after
the plaintiff became aware (or ought to have
become aware) of all three matters
listed in paragraph (a)(i) to (iii).
- As
indicated in the discussion above, the applicant relied upon Dr Penny's report
of 4 April 2006 as establishing the matters that
are required for the purposes
of s.60I of the Act. The application was, accordingly, made on the last possible
day of the specified
period (3 April 2009).
- It
was submitted for the respondent, Dr Waugh, that the relevant limitation period
expired either on 29 March 2004 or 1 May 2004.
I will return to the basis for
that submission. It was contended, as noted above, that the applicant had
knowledge of the s.60I(1)(a)
matters by the end of 2005 (the year in which these
proceedings were commenced against Dr Quittner). The respondent's submission
was
that the application, so far as Dr Waugh is concerned, must fail, it not having
been brought within the three year limitation
period as calculated from the date
the applicant acquired knowledge of the relevant matters.
- I
have referred in paragraphs [174] and [175] to the factual matters that were
within the applicant's knowledge when he commenced
proceedings against Dr
Quittner in 2005. I will deal with further factual matters concerning the same
below.
- Mr
Campbell SC submitted that the limitation period in respect of Dr Waugh would
most likely have expired in early November 2004,
being three years after Dr
Waugh's letter to Dr Barr. However, I noted that Dr Waugh last saw the applicant
on 1 May 2001 and had
not been requested to further review him thereafter.
Alternatively, Mr Campbell stated that the "trigger" for the limitation
period could have occurred sometime after the retainer was terminated in about
March or April of 2002, in which
event the limitation period would expire in
approximately March or April 2005.
- I
consider, provided the applicant satisfies the requirements of the relevant
limitation period in relation to Dr Waugh, that would
be the period of three
years calculated from Dr Waugh's last consultation in May 2001 although nothing
turns on whether the limitation
period in that event commenced to run in May or
November 2001.
(2) The issue of delay
- The
submissions for the applicant concentrated on (i) the related questions of delay
in making the applications for extending time
and absence of knowledge as to
facts relevant to a cause of action, (ii) causation and (iii) the question of
prejudice. Very little
was said in submissions on the questions of duty and
breach of duty.
(a) Dr Waugh
- It
was acknowledged that the applicant must show that he became aware (or ought to
have become aware) of one or more of the three
matters listed in s.60I(1)(a) on
or after 3 April 2006. Accordingly, the submissions for the applicant were
directed to his knowledge
of a connection between his "injuries" and Dr
Waugh's "acts and omissions" in the three year period, 3 April 2006 to 3
April 2009.
- Considerable
weight was placed on the fact that medico-legal opinion only came to hand to the
applicant and his solicitors "incrementally" over several years and that
there was "ongoing doubt" as to the extent of any damage caused by the
asserted breach of duty on the part of Dr Waugh.
- The
submission for the applicant was that he was unaware of the connection between
his "injuries" and Dr Waugh's act and/or omissions before his receipt of
a report from Dr Penny dated 4 April 2006, that is to say, on 6 April 2006.
As I
will discuss below, Dr Penny's report does not, in my opinion, provide any
support for a cause of action against Dr Waugh. The
report offers no criticism
at all in respect of Dr Waugh's management of the applicant.
- Reliance
was placed upon a very general statement by Dr Penny that if the applicant's
Hepatitis C had been treated at any time up
to the end of 2003 (Dr Penny having
been first consulted in July 2002), then his permanent, moderately severe kidney
damage would
probably not have occurred. A point was sought to be made of the
fact that the applicant's solicitor, Mr Benjamin, drew this opinion
to the
applicant's attention in December 2006.
- The
applicant's evidence was to the effect that, in the period July 2005 to February
2006, his former solicitor, Mr Fogarty told him
there was no damage resulting
from any breach of duty by Dr Waugh.
- Reference
is made in the submissions to an email exchange between the applicant and Mr
Fogarty on 1 and 2 February 2006.
- Reference
was also made to a file note of Mr Fogarty believed to have been made on or
about 21 February 2001 and a further file note
dated 2 May 2006 to the effect
that Mr Fogarty advised the applicant that, in relation to his Hepatitis C, he
had already "had the problems for too long" : Applicant's written
submissions at [66].
- The
submission, accordingly, was that a finding should be made that the applicant
was unaware of the connection between the personal
injury and Dr Waugh's acts or
omissions at the relevant time.
- As
to whether it was "just and reasonable" to order that the limitation
period be extended, the submissions for the applicant addressed two matters. The
first was the issue
of delay in terms of both the length of the delay and the
reasons for it. Secondly, the question of prejudice (said to be the absence
of
any prejudice).
- Reliance
was again placed upon the report of Dr Penny dated 4 April 2006 as constituting
the "first evidence" that was available to the plaintiff, or his
solicitors, that he may have a cause of action against Dr Waugh. I need not
repeat the
observation in paragraph [204] as to the absence of any relevant
criticism by Dr Penny.
- The
applicant changed solicitors from Lamrocks to his present solicitors in October
2006. The submission was that he was only advised
of the "significance"
of Dr Penny's reports by Mr Benjamin in December 2006 and early 2007.
- Reliance
was placed on an advice from counsel having been received in February 2007 and
to the applicant's affidavit evidence of a
discussion that he said he had as to
the possibility of commencing proceedings against Dr Waugh in the period from
February 2007
to November 2008.
- In
relation to delay occurring between November 2008 and 3 April 2009, five factors
were said to be relevant as set out in paragraph
[78] of the applicant's written
submissions. These need not be fully reproduced here. They, however, include the
following points:-
· The established link between Hepatitis C and
non-Hodgkin's lymphoma precipitated the plaintiff to consider the question
of
breach of duty by Dr Waugh.
· The applicant persuaded Mr Benjamin to write to Dr Waugh. Dr
Waugh's response, in part, was reproduced in submissions.
This related to Dr
Waugh being unaware of investigations Dr Quittner had made in relation to
Hepatitis C and Dr Quittner's advice
to the applicant that, in late 2001, he had
tested positive to Hepatitis C.
· The fact that discussions with Mr Benjamin concerning the
advisability of commencing proceedings against Dr Waugh took
place from November
2008. In this respect, two matters were disclosed as having been raised by Mr
Benjamin which were said to be
matters "... which materially increased the
advisability of commencing proceedings against Dr Waugh" :-
· "Mr Benjamin had further advised that Dr Quittner's
solicitors had requested that the Plaintiff discontinue proceedings on the basis
that Dr Quittner had no assets."
· "Mr Benjamin had further advised that, in light of the risk
of being unable to recover against Dr Quittner, the Plaintiff should look
to
join as many Defendants as reasonably appropriate." (Paragraph [78(iv)])
- The
delay in seeking to commence proceedings against Dr Waugh is, accordingly,
attributed to several matters, in particular:-
· The absence of any expert evidence suggesting breach
of duty or causation of damage on behalf of Dr Waugh prior to 4
April 2006.
· The claimed expression of an opinion by Dr Penny in his report
of 4 April 2006 "consistent with" a failure by Dr Waugh "... to advise
of Hepatitis C testing had been causative of some damage ..." which opinion
was said not to have been brought to the applicant's attention until December
2006 and early 2007: Applicant's written
submissions at [80(ii)].
· Issues concerning "the extent of damage caused" by any
breach by Dr Waugh resulted in further delay.
· The receipt of medical reports in the period November 2008 and
the end of March 2009 which reports it was asserted provided
the basis for a
claim.
- It
was acknowledged in the submissions at [81] that "The Plaintiff's overall
medical negligence claim is an evidently difficult one ..." . It was further
stated "... It is clear that there has been very considerable difficulty for
the Plaintiff's solicitors in obtaining medico-legal support
on the relevant
issues - particularly in relation to causation of damage" (at [81]).
- Accordingly,
the submission was made that medico-legal opinions to support the claim had only
come to hand incrementally over several
years despite what was described as
"the best reasonable efforts" on behalf of the applicant's legal advisers
(at [82]).
- It
follows, it was suggested, that the delay should be regarded as having been
reasonable in the circumstances.
- It
was further submitted that the explanation for the delay given by the applicant
and Mr Benjamin in their affidavits "... comprehensively explains the delay
... and also fully explains the reasons for it" (at [84]).
- The
submission was that the Court should find it is "just and reasonable" to
extend time.
- On
the question of prejudice, it is claimed that this is not a case where evidence
that is no longer available since the proceedings
were commenced. Additionally,
Dr Waugh had only seen the plaintiff on "... a limited number of occasions"
and he had made reports to Dr Quittner. The case was not, it was said, one
where the recollections were not supported by written records.
- Finally,
reliance was placed upon the fact that no evidence had been adduced to support a
case based on actual prejudice.
(b) Dr Barr
- In
relation to Dr Barr, s.60E(1)(a) specifically requires a court to consider the "
length of and reasons for delay " in bringing proceedings. The
submissions made with respect to Dr Waugh are similar and material to the
determination of the application
against Dr Barr. Where they differ, however, is
the medico-legal evidence upon which the applications rely.
- It
is the applicant's submission that the necessary connection between Dr Barr's
negligence and the applicant's injuries could not
be established until the
applicant received the reports of Dr Vickers dated 26 August 2008 and Professor
Grulich dated 3 November
2008, sometime in late November 2008.
- Further,
and similarly to the submission made against Dr Waugh, the applicant contended
that there was no evidence of prejudice adduced
by Dr Barr and, on that basis,
the claim against Dr Barr ought to be considered " just and reasonable "
per s.60C(2).
(3) The issue of absence of knowledge of the connection between
injury and breach of duty: s.60E(1)(e) and s.60I(1)(a)(ii)
- Mr
Campbell proceeded upon the basis that the relevant provision for the purposes
of these proceedings against Dr Waugh was that contained
in s.60I(1)(a)(iii),
namely, " was unaware of the connection between the personal injury and the
defendant's act or omission ..." - the issue of knowledge or awareness of
the causal connection. Section 60E(1)(e) was submitted to be the relevant
provision
in relation to Dr Barr and is expressed so that the time the applicant
became aware of the connection is relevant to the determination
of whether an
application is " just and reasonable ".
- In
summary, the applicant has to demonstrate that there is evidence of a breach of
duty by Dr Waugh and Dr Barr that any breach was
causally connected with the
"damage" alleged and that he was unaware of those matters and hence was
unaware he had a cause of action against Dr Waugh or Dr Barr during
the
limitation period. He must also have brought the application against Dr Waugh
within three years of becoming aware of the "connection" between the
alleged breach and "damage" .
- In
establishing these matters, the applicant relied, inter alia, on the report of
Dr Penny, dated 4 April 2006, the report of Dr Vickers
dated 26 August 2008 and
that of Professor Andrew Grulich dated 3 November 2008. (The latter report is
discussed below).
- On
receipt of one or more of those reports, the applicant claimed he first
understood or was made aware of a connection between the
alleged condition and
the doctors' alleged breaches of duty.
- It
was submitted by Mr Campbell that, if it were to be accepted that the first time
the applicant was aware of the relevant connection
was August of 2008 or
thereabouts, the applicant was well within time on both applications through the
Notice of Motion having been
filed in April 2009.
- On
the construction of the provisions constituting s.60G and s.60I, Mr Campbell
referred to dicta of McDougall J in which his Honour
stated in Lopinto v The
Central Sydney Area Health Service & Ors [2006] NSWSC 488 at [47]:-
" 3. S 60I(1)(a)(iii) is concerned with the ignorance of the
existence of acts or omissions rather than legal conclusions. The legal
complexion which may be put upon a set of facts or circumstances (eg actionable
negligence), and the plaintiff's awareness of that
legal complexion, is not what
matters for the purpose of s60I(1).
4. The acts or omissions referred to in s60I(1)(a)(iii) are the acts or
omissions on which the plaintiff relies to found the cause
of action referred to
in s60G. Those acts or omissions, in a case such as the present (as in Dedousis)
will be found in the plaintiff's
particulars of negligence... "
- Mr
Campbell submitted that, in light of the evidence in support of the application,
the Court would accept that the applicant was
ignorant of the alleged acts (or
more in point) the alleged omissions of Dr Waugh and Dr Barr said to have
produced the long-term
consequences (March to May 2001) and Dr Barr's care (6
November 2001).
- Mr
Evans, in reply, observed that when one looks to the particulars of negligence
which the applicant relies upon against both Dr
Waugh and Dr Barr, they are
essentially similar to those that were pleaded against Dr Quittner in 2005, with
some minor changes only
to the terms of the action as pleaded against Dr
Quittner as particularised in the claim. The submission was that the only
conclusion
open is that the applicant knew of the connection between the
"injury" and the alleged omissions to investigate/treat of the
respondents by at least a date in 2005.
- Mr
Evans referred to the decision in Harris v Commercial Minerals Limited
(supra) at 10, where the majority considered that the knowledge of a
connection (between injury and an act or omission) is actual
knowledge, not
constructive or reasonable knowledge. In other words, the applicant will be
successful under the so-called "gateway" provision if he did not actually
know that there was a connection.
- Mr
Evans then submitted that it could not possibly be the case, in light of the
fact that the particulars of negligence against Dr
Waugh and Dr Barr were of the
kind pleaded against Dr Quittner, that the applicant did not actually know, at
the time the Statement
of Claim against Dr Quittner was filed in 2005, of the
alleged connection between "injury" (the lymphoma etc) and the Hepatitis
C condition and a failure to investigate or treat the Hepatitis C applied
equally to Dr Waugh
and Dr Barr.
- The
cross-examination of the applicant was relied upon as establishing an awareness
in him of a number of factual matters which he
relied upon as constituting the
matters that evidenced a breach of duty by Dr Waugh and Dr Barr and that a
causal link or connection
between such a breach and his lymphoma and other
alleged damage. As discussed earlier, on this latter aspect, the evidence does
not
establish a causal link to the lymphoma.
- The
applicant was cross-examined on his stated knowledge of relevant matters
following his successful treatment for the Hepatitis
C in 2004. It was put to
him that by late 2004, he had acquired knowledge of the factual matters
constituting the alleged negligence
of Dr Waugh and Dr Barr and the connection
between the alleged breaches of duty by each (transcript p.64-p.66):-
"Q. And at that stage, that is late 2004, you knew that,
certainly as far as you were concerned in your view, you had not had that
treatment from Dr Waugh?
A. Yes.
Q. And you knew you had not had that treatment from Dr Barr?
A. Yes.
Q. And to go one step back, you have not had the test that would have
given the diagnosis to even have that treatment in your view?
A. Yes.
Q. That was the same shortfall in duty, not testing, that you alleged
against Dr Quittner, was it not?
A. Yes.
Q. But well before you saw Dr Penny's report of April 2006, you knew the
same things in relation to Dr Waugh as you knew in relation
to Dr Quittner. May
I go through them. Not testing in your view?
A. Yes.
Q. Not treating in your view?
A. Yes.
Q. Therefore, resulting in ongoing problems for 2002, 2003, 2004, up to at
least March 2005?
A. Yes.
Q. I can go through the problems separately, if you want me to?
A. No. I knew that neither Quittner or Waugh had tested me.
Q. Do you remember seeing a psychiatrist, Dr Peter Morse?
A. Yes.
Q. You saw him in about September or 12 October 2005?
A. Yes.
Q. And you are aware that he reported directly to your then solicitors,
Lamrocks?
A. Yes.
Q. You have read that report, haven't you?
A. Yes, but it was a long time ago. I have not read it recently.
Q. And you told Dr Morse that at least by 2001 your GP had referred you to
some specialists?
A. Yes.
Q. And those specialists were Dr Waugh and Barr?
A. Yes.
Q. You told Dr Morse that you found out later that these specialists had
recommended to Dr Quittner that he perform hepatitis tests?
A. Yes.
Q. And by those specialists you must be referring to Dr Waugh because you
knew Dr Barr had not done that?
A. If you want to split hairs, Dr Barr did ask Dr Quittner to do a
hepatitis C test.
Q. So, when you are talking about when Dr Waugh said he said found out
later that both these specialists for the 2001 specialists,
that must
contemplate you having told him about Dr Waugh and Dr Barr?
A. Yes.
Q. That they both recommended to Dr Quittner that he perform hepatitis
tests?
A. Yes.
Q. You knew that by October 2005?
A. Yes, because by then I had a copy of Waugh's letter.
Q. And you told Dr Morse that you were particularly upset because the type
of hepatitis C that you had, if it had been treated immediately,
would have been
cleared up?
A. Yes.
Q. And by immediately, you mean so far as Dr Waugh is concerned, sometime
in the timeframe you saw him, March to May 2001, or at least
by the end of that
year?
A. At the least by the end of that year.
Q. And the same in relation to Dr Barr, immediately, sometime shortly,
that is, in the month or two following 6 November 2001?
A. Or in the following half year, say.
Q. All right. So, if you had been treated by either of those doctors,
interferon being the treatment?
A. Yes.
Q. By at least April, May 2002, your hepatitis C would have been cleared
up; that is what you told Dr Morse, was it not?
A. That is what I expected the result to have been subject to the same mix
of ribavirin and interferon, pegylated interferon, being
available at that time.
Q. You told Dr Morse that you were particularly upset because you had the
type of hepatitis C that had you been treat immediately,
it could have been
cleared up?
A. Yes."
- The
reports of Dr Penny, Professor Grulich and Dr Vickers were relied upon as the
medical basis for the application to extend the
limitation periods. It was
contended that they do not, however, constitute evidence as to the applicant's
knowledge of the acts or
omissions and any causal connection that give rise to
the current claim in negligence. The reports do not, I note, provide support
for
any relevant duty or breach.
- It
was also submitted that the particulars of breach itemised in the proposed
Amended Statement of Claim against Dr Quittner have
been repeated across a
number of years, and though variously expressed, were in substance to the
following effect:-
(1) A failure to arrange for the plaintiff to have Hepatitis C
serology.
(2) A failure to advise the plaintiff to have Hepatitis C serology.
(3) A failure to investigate the plaintiff's abnormal liver function.
(4) A failure to refer the plaintiff to a hepatologist or gastroenterologist
specialising in liver disease.
(5) A failure to heed or in any way act upon specialist advice that the
plaintiff undergo Hepatitis C serology.
- In
relation to Dr Waugh, the particulars of breach were framed in the following
terms at [48] in the proposed Amended Statement of
Claim that was attached to
the Affidavit of Mr Benjamin, filed 11 February 2011:-
"(1) A failure to arrange for the plaintiff to have Hepatitis C
serology, whether at or about the time of the Letter of 1 March 2001,
or during
the 2001 hospitalisation, or at all.
(2) A failure to advise the plaintiff to have Hepatitis C serology,
whether in the lead up to, or during, or after the 2001 hospitalisation.
(3) A failure to investigate the cause of the plaintiff's abnormal liver
function tests.
(4) A failure to refer the plaintiff to a hepatologist or gastroenterologist
specialising in liver disease prior to November 2001.
(5) A failure to advise, counsel and/or procure the performance of a liver
biopsy examination during the 2001 hospitalisation or at
all.
(6) A failure to follow up his request to the first defendant in the letter
of 1 March 2001 that the plaintiff be tested for Hepatitis
C.
(7) A failure to ask the first defendant whether the plaintiff had ever been
tested for Hepatitis C.
(8) Continuing to treat the plaintiff without any evidence as to the
plaintiff's Hepatitis C status."
- The
particulars of breach as revealed by the proposed Amended Statement of Claim at
[87] against Dr Barr are reproduced below:
"(1) Failure to carry out proper assessments and investigations
of the Plaintiff's condition.
(2) Failure to advise, counsel or procure a liver biopsy as a
pre-requisite to Interferon Therapy.
(3) Failure to explain to the Plaintiff and advise as to the importance of
treating his Hepatitis C as soon as possible and the requirement
of a liver
biopsy as a pre-requisite to commencing Interferon Therapy.
(4) Advising that the Plaintiff's treatment for Hepatitis C should be
delayed, whether because of the Plaintiff's emotional state
or not at all.
(5) Failure to treat the Plaintiff for Hepatitis C.
(6) Failure to refer the Plaintiff to expert psychiatric assessment and
counselling as a prerequisite to obtaining Interferon Therapy
and especially in
the Plaintiff's case as the Third defendant considered that the Plaintiff's
emotional state rendered him unsuitable
to undergo a liver biopsy and Interferon
Therapy.
(7) Failure to contact the Plaintiff's general practitioner on receipt of
the November 2001 Blood Test Results or the Waugh Letter.
(8) ure to contact the Plaintiff upon receipt of the November 2001 Blood
Test Results.
(9) Failure to inform the Plaintiff adequately or at all of available
alternative diagnostic procedures and investigations.
(10) Failure to have investigated whether the Plaintiff was able to be
exempted from the requirement to have a liver biopsy in order
to obtain
Interferon Therapy.
(11) Failure to have discovered that the Plaintiff could have been exempted
from the requirement to have a liver biopsy because of
the Renal Haemorrhage.
(12) Failure to have certified that the Plaintiff was exempted from the
requirement to have a liver biopsy on the ground of the Renal
Haemorrhage and to
have then referred the Plaintiff directly for Interferon Therapy.
(13) Failure to follow up the Consultation with Third
Defendant by contacting either the Plaintiff or the First Defendant [Dr
Quittner] and ensuring that the Plaintiff was scheduled for review."
- In
reply, two matters were relied upon by the applicant. Firstly, the claim against
Dr Quittner is different in a material respect
insofar as it relates back to
negligence from the early 1990s. Secondly, there had been insufficient medical
evidence to justify
a claim against Dr Waugh or Dr Barr until such time as the
receipt of reports from evidence from Dr Penny, Professor Grulich and
Dr
Vickers.
- I
accept the first submission insofar as there is a distinction in the claims, but
it is not, in my opinion, one of any material difference
for the purposes of the
application. The allegations of alleged breach, set out above, are similar in
the case of the three doctors.
As to the second point, in order to commence the
proceedings against Dr Quittner, the applicant was required to prove on the
balance
of probabilities, that the failure to diagnose the Hepatitis C caused or
contributed to the development of the lymphoma and/or the
renal disease in its
various forms. The same allegation is now sought to be relied upon against Dr
Waugh and Dr Barr. (I have earlier
referred to evidence that establishes that
the lymphoma pre-existed the consultations with Dr Waugh and Dr Barr.)
- I
consider that the observations of Gleeson CJ in Drayton Coal (supra)
extracted in paragraph [180] are of particular relevance. Even if an applicant
on an application for an extension of time
does not have complete knowledge,
his/her knowledge of relevant matters may be so extensive that it is not
"just and reasonable" to extend the limitation period.
- The
applicant's evidence is that it became clear to him by mid-2004 that he had
suffered from Hepatitis C for many years. He also
stated (paragraph [29]) that,
in June 2003, Professor Ronald O Penny told him the Hepatitis C was possibly the
cause of his kidney
disease and his lymphoma. This, he said, was the first time
anyone had told him of such "connections" . A copy of Professor Penny's
report dated 20 July 2004 was Exhibit "PG29" to the applicant's affidavit. It is
again noted that the
applicant did not have to know the legal consequence of the
connection, just that there was a connection.
- The
applicant engaged, over time, a number of firms of solicitors in relation to his
kidney disease. He initially retained Laurence
& Laurence (August 2004) and
then Lamrocks (July 2005 to October 2006). In October 2006, he retained his
present solicitors.
In paragraph [32] of his affidavit, the applicant stated
that neither Lamrocks nor counsel who had been briefed advised him that
he had a
potential claim against Dr Waugh and/or Dr Barr. In paragraph [32], he stated:-
"... I spoke to Mr Fogarty several times about Dr Waugh's
failure to have me tested and Dr Waugh's apparent belief that I had been
tested
for HCV prior to 1 March 2001. On each such occasion, Mr Fogarty advised that,
because I had had HCV since the 1980s, the
damage had already been done, and
that I therefore had no actionable claim against Dr Waugh. I asked Mr Fogarty to
write to Dr Waugh
to clear up the question of whether or not Dr Quittner had
ever told Dr Waugh that I had been tested for HCV prior to 1 March 2001.
Although I understood that it was technically possible that Dr Waugh could
answer in a manner suggesting he had been negligent, I
did not expect him to do
so, and my primary purpose in my solicitor writing to Dr Waugh was to attempt to
bolster the case against
Dr Quittner ..."
- The
applicant stated in paragraph [33] as follows:-
"Mr Fogarty advised me however that since I did not have an
action against Dr Waugh, we should maintain a good relationship with him
so he
would be more inclined to help us against Dr Quittner. Mr Fogarty never wrote
the letter I requested him to write to Dr Waugh."
- In
October 2006, the applicant had his file transferred from Lamrocks to his
current solicitors.
- In
paragraph [37] the applicant stated:-
"In early December 2006 Mr Benjamin telephoned me and discussed
Dr Penny's report dated 4 April 2006. Mr Benjamin drew my attention
to Dr
Penny's opinion that if I had received treatment for my Hepatitis C at any time
up to the end of 2003 when my kidney function
deteriorated markedly, the
permanent, moderately severe kidney damage, with its attendant intractable blood
pressure problems, would
probably not have occurred. This was the first time
anyone involved in my care had stated this to me."
(F) CONSIDERATION
(1) The issues of "delay" and the applicant's knowledge of material
matters
- The
extent of the delay in the application is significant. The relevant events in
summary are:-
(1) 2001 : consultations with Dr Waugh and Dr Barr.
(2) August 2001 : pathology confirmed Hepatitis C.
(3) 23 March 2005 : proceedings commenced by the applicant against Dr
Quittner (three years and seven months following diagnosis of Hepatitis C as
referred
to in (2)).
(4) 3 April 2009 : four years following commencement of proceedings
against Dr Quittner, notice of motion filed seeking orders for extending
limitation
periods (eight years and eight months following diagnosis of
Hepatitis C).
(5) 5 November 2009 : Statement of Claim filed on behalf of the
applicant commencing proceedings against Dr Barr.
- Mr
Benjamin's affidavit refers to medical reports that he received relevant to the
question of a link between Hepatitis C and non-Hodgkin's
lymphoma in 2008
(paragraphs [30] to [45]). That issue arose in the context of proceedings
against Dr Quittner. There is no reference
to any medical evidence sought or
obtained on the issues of scope of duty or breach in relation to Dr Waugh's and
Dr Barr's consultations
and their respective roles in the applicant's case in
2001.
- In
late 2008, extensive information was received by the applicant's solicitors in
relation to the assets of Dr Quittner and his wife:
Mr Benjamin's affidavit,
paragraph [46]. Information was also received that Dr Quittner did not have the
benefit of insurance cover:
Mr Benjamin's affidavit, paragraph [47].
- Mr
Benjamin stated that, up to this time, he was "unsure about commencing
proceedings against Dr Waugh because it was not clear to me that any negligence
by him had caused ... damage
from which the plaintiff was now suffering" :
paragraph [50]. He said several barristers he had consulted expressed similar
concerns. This was put forward as "a substantial reason" why proceedings
on an application to join Dr Waugh were not filed: paragraph [50].
- In
the applicant's written submissions dated 21 December 2010, the matters
associated with delay in the period between November 2008
and 3 April 2009 were
set out: paragraph [78]. In paragraph [78(iv)], it was stated:-
"From November 2008, the Plaintiff had been advised by Mr
Benjamin of certain matters which materially increased the advisability
of
commencing proceedings against Dr Waugh, [PG para 51]:-
· Mr Benjamin had advised that the claim was potentially
larger than previously thought in terms of quantum; and
· Mr Benjamin had further advised that Dr Quittner's
solicitors had requested that the Plaintiff discontinue proceedings
on the basis
that Dr Quittner had no assets.
· Mr Benjamin had further advised that, in light of the risk
of being unable to recover against Dr Quittner, the Plaintiff
should look to
join as many Defendants as reasonably appropriate."
- In
paragraph [47], he stated that, by reason of the potential size of the
applicant's claim, he was concerned that Dr Quittner's assets
would not be
sufficient to meet any verdict, given that he was uninsured. Consideration was
given to joining Dr Quittner's insurers
who had apparently denied indemnity to
Dr Quittner.
- It
is clear on the evidence that the applicant was aware of the fact of his
Hepatitis C condition soon after the Hepatitis C serology
undertaken in August
2001 was performed. The nature and extent of the condition was conveyed to him
for the purpose of the proceedings
against Dr Quittner on 23 March 2005.
- The
evidence then establishes that, by March 2005, the applicant knew of the fact of
the diagnosis of his Hepatitis C, the alleged
"damage" caused by the
"injury" , the connection (as alleged) between omission to treat
Hepatitis C and the alleged consequences of failure to treat, including a
lymphoma. The failure to treat a known condition of Hepatitis C and the
consequences of a failure to treat are all the elements and
circumstances
pleaded against Dr Waugh and Dr Barr. Knowledge of all these matters were known
by 23 March 2005.
- The
allegations made against Dr Barr and sought to be made against Dr Waugh are set
out in paragraphs 47C and 47G of the Amended Statement
of Claim annexed to Mr
Benjamin's affidavit sworn 3 April 2009. An updated version of the proposed
Amended Statement of Claim was
annexed to the Affidavit of Mr Benjamin dated 10
February 2011. The relevant particulars of breach are set out there at
paragraphs
[48] (against Dr Waugh) and [87] (against Dr Barr). The allegations
of failure to arrange for a Hepatitis C serology, to advise the
applicant to
have such serology and refer to a hepatologist or gastroenterologist are the
same as alleged against Dr Quittner.
- There
is an additional particular of negligence of a failure to perform a liver biopsy
but the "damages" are the same - that serology and biopsy "... would
have revealed that the plaintiff was infected with Hepatitis C" .
- Accordingly,
the facts concerning the contraction of Hepatitis C and knowledge of the causal
connection to "damage" and the type of "damage" were all known by
the applicant by 23 March 2005.
- The
delay between 2004 or at least 23 March 2005 and the filing of the Notice of
Motion on 3 April 2009 for orders for extending the
limitation period - a delay
in the latter instance of almost four years - is not adequately explained or
justified in circumstances
where all facts concerning "injury" , nature
and extent of injury, "damage" and "connection" between
"injury" and "omissions" relied upon were all within the
applicant's knowledge and relied upon to make allegations against Dr Quittner in
the proceedings instituted
against him and which are now almost four years on,
sought to be raised again against Dr Waugh and Dr Barr.
- I
do not consider that the evidence establishes that the applicant has satisfied
the statutory criteria under either s.60E(1) or s.60I(1).
In particular, on the
evidence no attempt was or has been made to obtain medical evidence (a) defining
or establishing the scope
of duty or (b) that addresses the issues of breach of
duty in relation to either Dr Waugh or Dr Barr.
- The
matters that prompted attention to the possibility of commencing proceedings
against Dr Waugh and Dr Barr arose out of a concern
that difficulty may be
encountered in recovery under a judgment, if entered against Dr Quittner
(paragraphs [254] and [255] above).
Up until 2008, as indicated in the above
discussion, no attempt had been made to fully investigate the abovementioned
issues as to
Dr Waugh or Dr Barr and no satisfactory explanation has been
provided for such failure. The delay and associated matters to which
I have
referred above, in my opinion, establish a failure by the applicant to discharge
the onus on him in relation to the statutory
criteria discussed above.
- It
is clear that the applicant had sufficient knowledge of the alleged factual
matters upon which basis he seeks to proceed against
Dr Waugh and Dr Barr by at
least March 2005 and probably by 2004. This is also a matter relevant to delay
and constitutes a further
basis for the dismissal of the Amended Notice of
Motion.
(2) Application of the "just and reasonable" test
- There
is a further basis upon which the applications against Dr Waugh and Dr Barr must
fail. That is on the basis of the "just and reasonable" test.
- The
circumstances to which I have referred above concerning the applicant's
knowledge of "injury" , nature and extent of injury, "damage" and
connection are, of course, also relevant to the "just and reasonable"
ground and may be taken into account in that respect. However, there is a
further and independent basis in relation to the "just and reasonable"
test which I have concluded requires the application be dismissed.
- I
have earlier set out in paragraphs [182] to [191] the principles that apply in
determining what might be considered to be "just and reasonable" in
determining an application for extending the limitation period. One principle is
directed to the issue as to whether there is evidence
of a viable cause of
action and, in that respect, whether the evidence in the application establishes
that the applicant has evidence
to support the allegations of breach.
(a) The evidence against any negligent failure to treat
Hepatitis C
- Dr
Penny's detailed analysis and approach does not support the applicant's
contention that the respondents were under a duty to treat
him for Hepatitis C.
Dr Penny's approach was based upon prioritising treatment according to need.
There existed other more serious
and pressing medical matters requiring
attention than Hepatitis C. Fortunately for the applicant, the combined
specialist acumen,
in particular, of Dr Waugh, Dr Penny were instrumental in
detecting and diagnosing the applicant's lymphoma which led to successful
treatment under the management of Dr Milliken.
- Dr
Penny expressed the opinion that it was likely that the applicant's renal
disease:-
"... has been present for much longer. In keeping with this is
evidence suggesting glomerulonephritis back to the early 1990s with
renal
impairment, haematuria, low level proteinuria and an elevated serum lgM ... the
latter which could be in response to Hepatitis
C or indolent lymphoma." (Dr
Penny, 4 April 2006, p.5)
- Dr
Penny did not embark upon treatment or recommend treatment of the Hepatitis C in
the years 2002 and 2003 and no error is established
in this respect.
- Dr
Penny went on to state that he was more concerned about the need for the
investigation and treatment of the presence of IgM K paraprotein
and IgM
disposition apparent on renal biopsy in association with a lymphoma, rather than
his renal disease. He stated (p.3):-
"... The renal function may have improved with treatment of the
renal B cell infiltrate. Mr Gilmore was in agreement with referral
to Dr Sam
Milliken, a Haematologist at St Vincent's Hospital, and my office made an
appointment. Unfortunately Mr Gilmore did not
meet with Dr Milliken, and on one
or two occasions I expressed to Dr Quittner my concerns about Mr Gilmore not
having seen Dr Milliken."
- Dr
Penny stated that the applicant's Hepatitis C related renal glomerulonephritis,
membranoproliferative glomerulonephritis has "probably been present for many
years before his biopsy diagnosis" .
- Dr
Vickers, in his report dated 25 June 2010, was of a similar opinion, stating
that " It is possible that Mr Gilmore had had HCV infection for many years
from an occult source and without his realisation ".
- Dr
Penny added (Dr Penny, 4 April 2006, p.8):-
"If he had successful therapy of his Hepatitis C in the early
1990s and Mr Gilmore's renal function normalised or stabilised at its
levels of
the early 1990s, his renal prognosis would be improved by definition as he would
have had less renal injury from progressive
glomerulonephritis ..."
- He
added:-
"Regarding if the hepatitis C had been successfully treated at
later time points throughout the 1990s, my opinion is that successful
treatment
at any time up to late 2003 (before which time Mr Gilmore had maintained stable
renal function with only mild renal disease)
the course, prognosis, and therapy
of his renal disease would be the same as if his hepatitis C had been
successfully treated in
the early 1990s."
- However,
as indicated above, it was Dr Penny's opinion that the 6 month delay between his
initial referral to Dr Milliken and the
applicant's eventual attendance with Dr
Milliken was, in his opinion, unlikely to have materially affected the
applicant's long term
prognosis.
- In
terms of Dr Waugh's approach (relevant to questions of breach), it was on the
basis of his assessment that the applicant's creatine
levels had been rising
that Dr Waugh concluded that he should be biopsied. His assessment and advice in
that respect was plainly
correct, as indicated by the histology consequent upon
the biopsy undertaken on 14 March 2001. Dr Waugh drew attention, as recorded
in
his report to Dr Barr dated 15 November 2001, to the significant fact that
within the kidney there were areas of cellular infiltrate
raising the
possibility of a lymphoma. Dr Waugh, as the requesting doctor, received an
additional pathology report dated 20 April
2001 which recorded, inter alia:-
"... there is an abnormal lymphoid infiltrate which is
suggestive of a lymphoproliferative disorder. The pattern of staining ... is
consistent with a mantle cell lymphoma. However, the area of lymphoid infiltrate
is small and further investigation is necessary
for diagnosis."
- The
investigations instigated by Dr Waugh proceeded as follows:-
(1) He recommended in March 2001 that the applicant be screened for
Hepatitis B and C as well as Toxoplasma, CMB and EBV and he signed
the requisite
pathology request for the tests to be done. However, at about the same time, the
renal biopsy performed revealed areas
of abnormalities, in particular, heavy
B-lymphocyte infiltration which Dr Waugh considered called for investigation
including ultrasound
imaging.
(2) Subsequently, the abnormal B-lymphocyte populations were confirmed as
indicating a B-cell non-Hodgkin's lymphoma. The applicant
was referred to Dr
Arthur on or about 23 March 2001. Dr Arthur stated that there was a need for
further evaluation and that, if a
lymphoma was confirmed, it would require
treatment with chemotherapy and, possibly, radiotherapy.
(3) Slides were sent to Dr Jenny Turner of St Vincent's Hospital. Dr Turner
was described by Dr Waugh as "the local expert with lymphoma" . Dr Turner
reported on the histology on 19 April 2001 stating "The glomerular lesion may
well be lymphoma-related" . Whilst no definitive diagnosis could be made at
that stage, Dr Turner favoured a small lymphocytic lymphoma of a low grade
nature.
That provisional diagnosis was subsequently confirmed as accurate.
- Dr
Penny's report of 18 October 2002 indicates that he was aware not only of the
details of the history of the applicant's renal impairment
but also that he had
had Hepatitis C and of the history and results referred to in the preceding
paragraph. In that respect, he noted
that "transaminases are reasonable
stable" . It is apparent from Dr Penny's reports and approach that he did
not consider that there was any need in the years 2002 and 2003
for further
investigations or treatment of the applicant's previously diagnosed Hepatitis C.
The subsequent treatment history validated
his judgment in that respect.
- Further
investigations in 2002 and 2003 into the applicant's condition led in due course
to a programme of specialist treatment, firstly,
treatment directed to the
eradication of a cancerous lymphoma and, subsequently to the Hepatitis C. Dr
Penny's detailed account of
the investigations and treatment confirmed his
judgment that treatment of the applicant's Hepatitis C was not a priority
medical
issue in the period he was managing his treatment. The evidence
establishes that the same position applied in 2001.
- As
observed earlier, Dr Penny said that he initially provided no specific treatment
for his renal disease when he first saw him "... because of its stability
over at least a decade" (Dr Penny, 4 April 2006, p.3) and that:-
"I was much more concerned that he needed investigation and
treatment based on the presence if IgM K paraprotein and IgM deposition
on renal
biopsy in association with a lymphoma rather than his renal disease ..."
- Following
the applicant's failure to attend on Dr Milliken as recommended by Dr Penny, the
applicant finally presented to Dr Penny
five months later in March 2003 with
"acute-on-chronic renal failure" and perhaps progressive renal lymphoma.
- In
relation to medical opinion obtained by the applicant's solicitors, the
following are noted:-
(1) Dr Vickers, in his report dated 26 August 2008, expressed no
opinion supportive of the proposition that, following the renal biopsy
in March
2001 and the discovery of the applicant's non-Hodgkin's lymphoma that Dr Waugh
or Dr Barr or Dr Penny or anyone else should
have embarked upon investigations
and treatment of the Hepatitis C condition.
(2) There is no opinion expressed by Dr Vickers suggesting that the lymphoma
was not such a dominant abnormality that it deserved
and required priority in
treatment decision-making.
(3) No opinion is expressed by Dr Vickers that suggests that there was any
relevant failure by Dr Waugh, Dr Vickers (or Dr Penny)
to investigate and treat
the Hepatitis C condition prior to the remission of the applicant's lymphoma.
- There
is, accordingly, no expert evidence that supports the proposition that any
specialist medical practitioner should or would have
taken any approach other
than that pursued, initially, by Dr Waugh and then by Dr Barr and Dr Penny.
- The
evidence referred to above constitutes, in my assessment, a strong affirmative
basis for the proposition that Dr Waugh and Dr
Barr competently discharged their
respective duties of care in their management of the applicant in the period of
months that they
were involved in his case.
- In
terms of the obligation upon an applicant in an application for extending a
limitation period, as referred to by McHugh J in Brisbane South Regional
Health Service (supra) (extracted in paragraph [186] above), the applicant
has not, on this application established that he has available evidence
that
could establish a relevant duty to investigate and then treat the applicant for
Hepatitis C in the respondents nor any breach
of any duty by either respondent.
The applicant, in other words, has failed to adduce evidence which establishes a
viable cause of
action against Dr Waugh and Dr Barr: Williams v Minister
Aboriginal Land Rights Act 1983 & Anor (supra) (extracted in paragraph
[189] above.)
(b) It is not just and reasonable to extend the limitation
periods
- The
absence of evidence establishing the basis for a viable cause of action stands
as an independent foundation for the conclusion
which I have formed, namely,
that it would not be "just and reasonable" to grant the application to
extend the limitation periods against Dr Waugh or Dr Barr.
(G) CONCLUSIONS
- The
evidence in support of the application for an extension of the limitation
periods under the Act fails to satisfy the statutory
criteria under the Act.
- In
particular, the evidence provides no proper excuse or justification for the very
substantial delay that has occurred before the
application was made.
- The
applicant was aware of the matters and contentions he wishes to rely upon in
proceeding against the respondents at least four
years prior to the date of
filing of the application.
- The
evidence does not support the contention for the applicant that he suffered
"damage" being a lymphoma, by reason of an act or omission of either Dr
Waugh or Dr Barr. The evidence establishes that he suffered from lymphoma
prior
to either of the respondents being consulted by him.
- The
evidence in support of the application does not disclose that the applicant has
evidence to establish a cause of action against
either Dr Waugh or Dr Barr.
- In
that respect, there is no basis in the evidence for a conclusion that the scope
of their duty required either respondent to undertake
or instigate
investigations and treatment for Hepatitis C.
- There
is, in particular, no evidence available to the applicant of any act or omission
constituting a breach of duty by either respondent.
- Further,
there is no evidence available to the applicant that is capable of establishing
any causal connection between a breach of
duty and injury or "damage" .
- It
would not be "just and reasonable" to extend the limitation period in
respect of either respondent.
- The
applicant has not discharged the positive burden of an applicant for an
extension of a limitation period of establishing that
justice of the case
requires such an extension.
(H) ORDERS
- The
Amended Notice of Motion is dismissed.
- The
appropriate order as to costs, on the basis of the costs follow the event
principle, is that the applicant should pay the respondents'
costs of the
application on the ordinary basis. Unless it is indicated within the next 14
days that the applicant wishes to make
submissions otherwise, then I so order.
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