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NSW HCCC v Moulds [2011] NSWSC 65 (23 February 2011)
Supreme Court of New South Wales Decisions
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NSW HCCC v Moulds [2011] NSWSC 65 (23 February 2011)
Last Updated: 27 May 2011
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The appeal is dismissed with costs.
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ADMINISTRATIVE LAW - Nurses and Midwives Tribunal
- appeal by Health Care Complaints Commission - nurse convicted of sexual
intercourse
without consent and assault with an act of indecency with child
under 16 years and sentenced to imprisonment - one occasion - nurse
suffering
from bipolar illness at time of offences - conduct "one off" and out of
character - nurse no longer practising -Tribunal
not bound by findings of court
- open to Tribunal to find that nurse of good character - appeal dismissed
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Health Care Complaints Commission (P) Denis Moulds
(D1) Nurses and Midwives Tribunal of NSW (D2)
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Representation
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Counsel: K Eastman (P) L Hagan, Solicitor
(D1) No appearance (D2)
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- Solicitors:
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Solicitors: Karen Mobbs (P) Baker &
Borthwick (D1) No appearance (D2)
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Judgment
HIS HONOUR:
Introduction
- The
Health Care Complaints Commission appeals from a decision of the Nurses and
Midwives Tribunal dismissing two of three complaints
under the Nurses and
Midwives Act 1991 against Mr Denis Moulds, a nurse and midwife registered
under the Act. He was convicted on 6 July 2007 in the District Court of two
sexual offences (arising out of the same incident) and served a term of
imprisonment. The first complaint alleged that his convictions
and the
circumstances of the offences rendered him unfit in the public interest to
practice nursing and/or midwifery. The second
complaint alleged that he was not
of good character. The third complaint was that he suffered from an impairment
which detrimentally
affected or was likely to detrimentally affect his mental
capacity to practice nursing or midwifery. Of crucial importance in
understanding
the decision of the Tribunal is the uncontradicted medical
evidence that, at the time of the offences - indeed, for a considerable
preceding period - Mr Moulds was suffering (to oversimplify somewhat) from
undiagnosed hypomania and chronic depression with disinhibited
conduct
consequential upon inappropriate anti -depressive medication and that this
condition directly contributed to his offences.
- The
Tribunal found that complaints one and two were not proved but that complaint
three was proved and ordered that Mr Moulds be suspended
from practising as a
nurse or midwife in NSW for a period of one year and should demonstrate to the
Tribunal that arrangements were
in place to monitor his mental impairments and
meet the monitoring requirements. The Tribunal declined to make an order
prohibiting
him from providing any health service on the ground that there was
insufficient evidence that he intended to offer some sort of health
service, he
having taken employment as a clerk in an office having nothing to do with the
provision of medical services of any kind
when he left prison. The Tribunal was
not satisfied that Mr Moulds posed a substantial risk to the health of the
public requiring
a prohibition order to be made to protect the public from him.
The grounds of appeal
- It
is contended that the Tribunal erred in law "in failing to correctly apply the
[appropriate] test to determine" whether the first
and second complaints had
been proved. The amended summons does not state what the suggested test should
be and, to this extent,
is defective since the error of law was not identified.
Counsel for the Tribunal, in her written submissions, identified the contended
for test as containing three elements: first, a conviction; secondly, the
circumstances of the offence calling into question the
nurse's fitness for
registration; and, thirdly, determining the nurse's fitness to practice nursing
in light of the need to protect
the health and safety of the public and maintain
confidence in the nursing profession.
- It
was submitted that the Tribunal did not consider, or adequately consider the
protection of the public and the need to maintain
public confidence in the
nursing profession. Further, the Tribunal failed to consider whether the nurse's
conduct was of such a personally
disgraceful character as to disqualify him from
membership of an honourable profession nor whether the impugned conduct was
incompatible
with the personal qualities essential for the conduct of nursing
and, thus, whether the nurse was presently fit to practice.
- So
far as the second ground is concerned, this was essentially characterised as a
failure to consider whether the nurse was "not of
good character" in the
context of fitness to practice nursing, in the sense (as I understand the
written submissions) that, although the Tribunal evaluated the nurse's
general character, it did not consider the impact of the circumstances of
the offence on his character in respect of his fitness to practice
nursing.
The Convictions
- On
6 July 2007 in the District Court Mr Moulds was convicted of the following
offences, which arose out of a single incident:
(i) sexual intercourse without consent, in circumstances of
aggravation, namely that the victim was under 16 years of age (s 61J(1
),
Crimes Act 1900); and
(ii) Assault with an act of indecency, in circumstances of aggravation,
namely that the victim was under 16 years of age (s 61M(1), Crimes Act
1900).
Mr Moulds pleaded guilty to both charges and was sentenced, in respect of the
first offence, to a total sentence of three years and
nine months with a non
-parole period of 22 months commencing 6 May 2007 and, in respect of the second
offence a total sentence of
18 months with a nine months non -parole period, to
be served concurrently with the first sentence.
Proceedings before the Tribunal
- Tendered
to the proceedings were a number of psychologists' and psychiatrists' reports,
correspondence between Mr Moulds and the Commission,
what is described as the
Police brief, together with clinical records and the reasons for sentence. No
witness was called on the
Commission's behalf, whilst Mr Moulds did not appear,
either personally or by a legal representative. It appears that, at an earlier
directions hearing, Mr Moulds made it clear that he would not seek to defend the
allegations against him, did not intend to file
any documentary evidence and
would not attend the hearing. A document described as "Agreed Statement of
Facts" was tendered to the
Tribunal which had been sent to Mr Moulds and,
although he did not sign it, he made some suggested changes, most of which were
accepted
by the Commission; those that were not accepted were insignificant.
This agreed statement briefly sets out the history of Mr Moulds'
changing mental
condition, starting from around February 2004, his treatment and a summary of
psychiatric opinion and concludes -
[22] Mr Moulds is currently 57 years old. Medically he suffers from
chronic hypertension, gastro -oesophageal reflux and osteoarthritis
of the hips.
He states that primarily due to his age and medical conditions, he does not
intend to return to the practice of nursing
at any time in the future. [He is]
now working fulltime [in a non -medical situation].
- The
Tribunal did not set out in its reasons for decision the circumstances of the
offences except to note that they were committed
between 12.30 and 1.30 pm on 24
March 2006 against a 13 year old boy in a public toilet block, were of a sexual
nature, were related
to the same event and were not premeditated, seeming to
have arisen on the spur of the moment. I do not doubt, and it is not suggested
that the Tribunal was not fully alive to the circumstances of the offences which
it described as "serious in themselves". Its reasons
concentrated on the
extensive psychiatric material that provided significant insight into how Mr
Moulds came to commit them. There
was overwhelming evidence of Mr Moulds'
otherwise good character.
- In
brief, the Tribunal concluded that the offences constituted an isolated episode
not likely to be repeated and were rather an error
of judgment than a defect of
character. There was ample evidence justifying these conclusions.
The Circumstances of the Offences
- It
is clear that the Tribunal acted upon the basis that the description by the
learned sentencing judge of the circumstances of the
offences was correct for
its purposes although, of course, it was not bound to do so. His Honour alluded
to such an agreed statement
of facts in dealing with some of the psychiatric
evidence and it seems that such a document had been tendered that dealt also
with
the circumstances of the offences. (Regrettably, this document was not
placed before the Tribunal.) The following account is taken
from the sentencing
judge's reasons, which do not suggest that they were controversial:
About 1.30 pm on 24 March 2006 the victim ... a 13 year old boy,
attended the toilet block in a park ... While the victim was sitting
on the
toilet with his pants down, the offender forced his way into the cubicle
occupied by the victim. The offender had his trousers
on with the zipper undone
and his penis exposed. After pushing his was into the cubicle, the offender
reached down and touched the
penis of the victim with his hand, the victim
screamed and the offender inserted his penis in the victim's mouth as he sat on
the
toilet. The victim forcefully pushed the offender away and yelled that he
was going to call the police. The offender left the cubicle,
exiting the toilet
block. The victim then ran from the toilet block screaming and crying ...
The offender was described by one of the apprehending witnesses as: "He
seemed to be a bit lost or dazed and had walked in half a
circle, changing his
direction. He seemed to be sweating a lot, he seemed very nervous, looking at
the ground, not knowing what to
do."
- His
Honour noted that the crime was committed in a matter and in a place and time in
close proximity to a number of adult witnesses
and "could only be described as
unusual, if not bizarre". There was no attempt to inveigle the boy or in some
way to ascertain whether
a sexual approach might be consented to and the assault
continued (momentarily) with adults nearby even after the boy screamed.
- When
he was arrested, Mr Moulds said that he had done nothing to the boy. He said
that he needed to go to the toilet, so he entered
the block and pushed on a
cubicle door but there was a young boy in there who yelled out at him so he went
into the next cubicle,
went to the toilet and then walked out. He told a
psychiatrist who was asked to examine him for the purpose of the sentence
proceedings
that after he had come out of the cubicle and washed his hands the
boy called to him and asked him if he wanted to be fellated, that
he walked into
the cubicle the boy closing the door behind him and that he remembered the boy
asking him to kiss him on the lips
and then fellated him for a short period. He
told the doctor that he remembered sitting on the boy's lap for a moment and
then that
the boy said he was going to call the Police and left the cubicle.
After that his memory as to what occurred was vague. In other
reports the detail
was added that the boy's claim that he was assaulted occurred when he refused to
comply with a demand for money.
In various slightly different iterations, this
was the account given to the various doctors and during counselling sessions in
prison.
It is important, however, to observe that, as mentioned above, the
judge's account was based on an agreed statement of facts and
no attempt was
made at the sentencing proceedings to gainsay the victim's account.
- For
completeness, I should mention that the sentencing judge "accepted that there is
little likelihood of the offender re -offending,
notwithstanding the incorrect
history he has given to the doctors, provided he remains under psychiatric care
and takes the medications
that are recommended to him". His Honour accepted that
Mr Moulds' remorse was genuine, placing in this respect no weight on the
inconsistent
history. (In fairness, I feel bound to say that the sentence
imposed on Mr Moulds appears to me to have been harsh, indeed appellably
so, but
this is not presently material.)
- The
reasons of the Tribunal do not refer to Mr Moulds' accounts to the doctors. It
seems clear that it acted on the basis of the sentencing
judge's description of
the circumstances. Counsel for the Commission submitted that the error made by
the Tribunal was that the impact
of the circumstances on the public interest and
character elements of the Tribunal's consideration was ignored. As counsel put
it,
the Tribunal did not consider the circumstances of the offence but rather
considered the circumstances of Mr Moulds. I now turn to
those circumstances.
Mr Moulds' Circumstances
- It
is sufficient for present purposes to set out the psychiatric opinions referred
to by the Tribunal and plainly accepted by it.
The sentencing judge expressed
some scepticism about the psychiatric opinions, since he considered that they
were based to some extent
upon the inaccurate accounts given by Mr Moulds of the
circumstances of the offences. It is worth observing, however, that the crucial
element of those opinions concerned the degree of disinhibition resulting from
the undiagnosed bipolar illness combined with the
effects of inappropriate
medication. In this respect, the facts as accepted by the sentencing judge -
upon which the Tribunal relied
- demonstrated such irrational, risky and bizarre
conduct as to provide convincing evidence of a very high degree of disinhibition
and lack of judgment. The Tribunal was not bound to pay regard to, let alone
adopt the sentencing judge's views about the cogency
of the psychiatric evidence
and, moreover, was in a far better position than was his Honour to evaluate it.
Furthermore, it was not
suggested to the Tribunal nor, for that matter on behalf
of the Commission, that the material opinions were inaccurate or required
any
significant qualification.
- After
describing Mr Moulds' medical history as set out in the agreed facts the
Tribunal referred to the assessments made by Dr Mary
Jurek on 12 May 2006, Dr
Ian Coyle on 3 April 2006 and 5 March 2007 and Dr Stephen Robinson, his treating
psychiatrist who first
saw him on 7 June 2006. The Tribunal summarised Dr
Jurek's opinion as being that Mr Moulds "had been suffering from depression for
two years prior to May 2006 and that he developed akathisia - leading to the
conduct for which he was arrested - due to the fact
that the Efexor prescribed
for his depression was increased too quickly and to too high a level".
- In
respect of Dr Ian Coyle, the Tribunal referred to his second assessment as
confirming "his view that Mr Moulds' sexually disinhibited
behaviour displayed
in association with the offence was a direct consequence of the anti -depression
medication he was taking and
that his disinhibition was associated with anti
-depression emergent hypomania in undiagnosed bipolar patients, particularly
Bipolar
II patients". In respect of Dr Robinson the Tribunal said -
Mr Moulds was first seen by his treating psychiatrist, Dr Stephen
Robinson, on 7 June 2006. Dr Robinson noted a clear history of depressive
and
hypomanic mood swings that had been uncontrolled for the two years prior to June
2006. He noted that the prescribed anti -depressant
Efexor had caused adverse
effects but that the mood stabiliser Epilim, which Mr Moulds had been prescribed
since being in custody
... had prevented any re -emergence of hypomanic
behaviour. It was Dr Robinson's opinion in April 2007 that Mr Moulds committed
the
offences during "an active phase of a bipolar illness complicated by a
medication that was giving him adverse effects and an overuse
of alcohol and
with the pressure of a job situation with which he was not coping". Dr Robinson
stated that "overwhelmingly the most
important factor for Mr Moulds is to remain
on mood stabilising medication supervised by a psychiatrist". Mr Moulds did not
see Dr
Robinson after April 2007 due to his incarceration.
- The
Tribunal also noted the attendance by Mr Moulds on the psychologist Ms Rhonda
Murrey in September 2009 and a notation recorded
in Mr Moulds' Offender Case
Plan referring to his (then) stable mental health and employment. The Tribunal
also noted the sentencing
judge's acceptance of the psychiatric evidence that
there was little likelihood that Mr Moulds would re -offend "provided Mr Moulds
remained under psychiatric care and took medications that were recommended to
him" as well as his Honour's references to the personal
testimonials tendered on
Mr Moulds' behalf dealing both with his general character and his interactions
with children, in particular
that there was no suggestion of any untoward
conduct by him towards them and his Honour's conclusion that the offences were
"totally
out of character to the observations of many distinguished people
within the local community".
The Tribunal's Consideration of the Complaints
- I
have already mentioned that the reasons of the Tribunal do not set out the
circumstances giving rise to the convictions, noting
that it is plain that the
Tribunal's references to the circumstances in which the offences occurred were
allusions to the account
given in the sentencing judge's reasons. Although it
would have been preferable for the Tribunal to have stated that it adopted that
account (which was, of course, in a public document) the submission that the
Tribunal did not consider those circumstances in coming
to its conclusion is in
my view untenable. The crucial question for the Tribunal was, of course, the
significance of the convictions and the underlying undisputed
circumstances. In that respect, it is scarcely surprising and, in my opinion,
evidently
essential that the Tribunal turn its attention to the substantial
amount of material, especially the psychiatric evidence, that enabled
an
evaluation to be made of the moral turpitude involved in the offences and the
impact of the entire evidentiary picture on the
questions which were the
Tribunal's responsibility to decide under the Act.
- The
submission made on behalf of the Commission that the Tribunal did not undertake
such a consideration is also to my mind untenable.
Firstly, in relation to
complaint one, the Tribunal observed that, not only must Mr Moulds have been
convicted, but that the circumstances
of the offences should be taken into
account in determining whether he was unfit in the public interest to practice
nursing. (Although
this element is stated in the form that "the circumstances of
the offences may be taken into account in determining the fitness
question" (emphasis added) it is clear that the Tribunal intended that the
circumstances
would be taken into account.) The Tribunal also referred to the
possibility that there might be evidence "revealing the context of
the nurse's
... lifestyle at the time of the ... offences that is an important factor
contributing to the proof of the complaint".
Noting also that the criminal
offence could still be relevant, "even though it takes place in the private life
of the nurse", the
third element requiring consideration is the nurse's
"unfitness in the public interest to practice nursing" bringing to bear the
objects of the Act, "one of which is the protection of the health and safety of
the public". The Tribunal, referring to HCCC v Schmich [2009] NSWNMT 19,
specified the following considerations -
(1) The onus is on the HCCC;
(2) An order striking a nurse off
a register or roll should only be made when the probability is that the nurse is
permanently unfit
to practise;
(3) The fact that the nurse has a conviction
for a serious offence is not necessarily sufficient reason for an order striking
them
off the register or roll;
(4) The fact of conviction and imprisonment
is, however, far from irrelevant and may be regarded as carrying a degree of
disgrace
itself;
(5) The Tribunal needs to consider the conduct involved in
the conviction and see whether it is of such personally disgraceful character
that the nurse should not remain a member of an honourable profession;
(6)
The fact that the nurse pleaded guilty to the charge will usually be counted in
his favour. However, it is appreciated that not
all pleas of guilty necessarily
show remorse;
(7) Conduct not occurring in the course of professional
practice may demonstrate unfitness if it amounts to incompatibility with the
personal qualities essential for the conduct of practice. There may not even
have been any criminal conviction with respect to that
conduct. This is
particularly so where the conduct over a long period shows systematic non
-compliance with legal and civic obligations;
(8) The attitude of the
professional association (or a peer reviewer) is of considerable significance;
and
(9) The question is present fitness, not fitness as at the time of the
crime.
- It
will be seen, therefore, that the Tribunal explicitly referred to the necessity
of considering the conduct involved in the conviction,
not only as to whether it
was of such a personally disgraceful character as to be inconsistent with
membership of an honourable profession,
but also whether the conduct may be
incompatible with the personal qualities essential for the conduct of practice
as a nurse.
- The
Tribunal then went on to refer to the fact that Mr Moulds committed the two
offences of a sexual nature against a child. This
reference adverted to the two
most critical elements of the offences and the circumstances in which they were
committed. It then
went on to set out other relevant material that was part of
the circumstances of the offences, although in the sense that these matters
described Mr Moulds' state of mind at the time they were committed and the
history which led to that condition, as distinct from
the physical events. It
was not suggested, nor could it be, on behalf of the Commission that this
material was irrelevant. Its significance
for the purpose of dealing with the
statutory questions was very much a question of judgment for the Tribunal and
one for which it
was peculiarly qualified to make.
- It
is clear that the Tribunal accepted the opinions of the psychiatrists to which
reference has already been made together with the
conclusion of the sentencing
judge that the offence was totally out of character. Following the reference to
the offences to which
I have referred the Tribunal then went on to consider
whether they constituted a "one off" event. The conclusion of the Tribunal
that
this was so is, of course, one of fact and not subject to appeal but (if I may
respectfully say so) the evidence before the
Tribunal that supported it was
compelling. In short, the Tribunal found that Mr Moulds had been mentally unwell
but not appropriately
treated for some time, he had been depressed for three
months, his medication which was inappropriate had been changed and he was
faced
with conflicting work related pressures. The Tribunal noted that there was no
evidence of sexual deviance and the offences
were not premeditated, having
appeared to have arisen "on the spur of the moment". These conclusions were
inevitable. Summing up
the position the Tribunal considered that the offences
were not likely to be repeated and, whilst "serious in themselves" and carrying
"a degree of disgrace" and, "[g]iven the circumstances in which they occurred
and what had happened since in terms of Mr Moulds'
willingness to admit to the
offences and the fact that he had been properly diagnosed and given effective
treatment, the Tribunal
was not comfortably satisfied that at the time of the
hearing, Mr Moulds was unfit in the public interest to practice nursing".
- It
seems to me that the Tribunal brought the nature of the offences and their
circumstances into account when deciding whether the
complaint was proved. The
submission made on behalf of the Commission that no such consideration was given
is contrary to the very
language of the Tribunal's reasons. Furthermore, the
judgment in question was one very much within the expertise and experience of
the Tribunal to make. It could not be said, in my view, that it was so
unreasonable as to bespeak an error of law - and there is
certainly no
suggestion that the Tribunal erred in fact. Accordingly the appeal in respect of
the Tribunal's determination of the
first complaint must be dismissed.
- In
respect of the second complaint the Tribunal, again referring to HCCC v
Schmich, set out the relevant matters to be considered when deciding this
question. These matters were said to be -
(a) whether the misconduct can be satisfactorily explained as an
error of judgment rather than a defect of character;
(b) the intrinsic seriousness of the misconduct qua fitness to practise
nursing;
(c) whether the misconduct should be viewed as an isolated episode and hence
atypical or uncharacteristic of the practitioner's normal
qualities of
character;
(d) the motivation which may have given rise to the proven episode of
misconduct,
(e) the underlying qualities of character shown by previous and other
conduct; and
(f) whether the nurse's conduct post the proven episode of misconduct
demonstrates that public and professional confidence may be
reposed in them to
uphold and observe the high standards of moral rectitude require of a nurse
[sic].
- It
is not submitted on behalf of the Commission that the Tribunal erred in
identifying these questions as material on the issue of
good character, though
the language of the first issue is not altogether apt to a case where the
relevant distinction is between
mental illness on the one hand and defects of
character on the other. The conclusion of the Tribunal was stated as follows -
[48] While it is clear that Mr Moulds' conduct was intrinsically
serious in relation to fitness to practise nursing, the Tribunal
considered that
it was in fact an error of judgment rather than a defect of character and also
that it was an isolated episode. There
was no evidence of malevolent motivation
on the part of Mr Moulds. The evidence of his conduct prior to conviction and
sentence showed
good character, and, as Judge McLoughlin noted, his offences
were "totally out of character to the observations of many distinguished
people
within the local community".
- The
reference to Mr Moulds' "conduct" as "intrinsically serious" is an unmistakeable
reference to the circumstances of the offences
as found by the sentencing judge.
It is clear that, in substance, the Tribunal concluded that the offences would
not have occurred
had it not been for (to use lay terms) the defect in reasoning
under which Mr Moulds was labouring by virtue of his psychiatric condition
at
the time. There was ample evidence justifying this conclusion. At all events,
the issue is very much a matter of fact and degree
and is fundamentally a
question of fact not law, providing of course that the relevant questions are
asked and the relevant evidence
is considered.
- I
reject the submission made on behalf of the Commission that the Tribunal did not
consider the relevant material. It was submitted
on the Commission's behalf, in
effect, that the Tribunal did not consider or adequately consider the clinical
records and the report
of psychologists about Mr Mould's participation in the
sexual offender's therapy programme. The Tribunal mentioned and evaluated
a
submission made on behalf the Commission to the effect that Mr Moulds had not
undertaken and did not propose to undertake appropriate
psychiatric or
psychological help. It referred to the reports of two prison psychologists who
assessed Mr Moulds' risk of recidivism
as "moderate" and a psychiatric report
from Dr Coyle who assessed him as a low risk. Dr Coyle's opinion was set out in
the reasons
-
Mr Moulds showed no evidence of any socially deviant
tendencies/sociopathic or psychopathic tendencies which are clearly associated
with the risk of recidivism generally or in cases of sexual assault
specifically.
- It
was very much a matter for the Tribunal to assess this material. It must be
remembered that the assessment of risk of recidivism
is a statistical exercise
which gives little worthwhile information as to the likelihood in a particular
case of repetition of the
criminal conduct, an important caution to be borne in
mind when evaluating such assessments which is discussed in some detail in
the
report of Rev Dr Powell.
- Taking
the overall material available in respect of Mr Moulds, including in particular
the bizarre and isolated character of the assaults,
it was very much open to the
Tribunal to conclude that it was not satisfied that Mr Moulds was "currently not
of good character".
- Counsel
for the Commission took me to evidence which, it was contended, demonstrated Mr
Moulds' refusal to accept that what he did
was wrong and "continued to blame the
child victim" as itself a material matter that the Tribunal did not take into
account and which
was central to the public interest. Counsel referred to the
final treatment report dated 7 July 2009 which concerned the Cubit Outreach
course commenced by Mr Moulds on 13 October 2008 and completed on 12 June 2009.
Mr Moulds had, as the report states, continued to
claim that the victim was not
hurt during the assault and to assert that he had asked for money from him. It
was submitted that the
conclusion in the report that Mr Moulds "emphasised his
mental health issues and particularly that it was his understanding that
the
medication he was taking at the time of the offence disinhibited his behaviour
[and that the] level of Mr Moulds' disclosure
did not improve over the course of
the programme and he was resistant to considering further his motivation to
sexually offend against
a young male" was relevant to the extent to which he was
prepared to accept and understand what might have led to the circumstances
of
the offence and the offending behaviour.
- Quite
apart from the countervailing evidence that, even on his own account of events,
Mr Moulds was remorseful for his conduct, though
this was not (it seems, though
this is certainly not clear) expressed in the prison therapy context, one of the
major problems with
the final treatment report is that, although it refers to
the psychiatric reports which I have already mentioned, it does not suggest
nor,
indeed as it appears to me, even accept, that his psychiatric condition was even
relevant to his commission of the offences,
let alone as possibly providing even
in part some explanation for his conduct. The references to "mental health
issues" are all dismissive.
The complete failure to deal with this plethora of
material or, indeed, with the circumstances of the offences (except to point to
the inmate's account as inconsistent with those found on sentence) substantially
qualifies the utility of the author's conclusions.
It is clear from the
Tribunal's reference to the risk assessment that it considered the report and I
do not think it is an error
of law that its reasons did not contain any analysis
of it. Nor do I accept that the criticisms made by the psychologists of Mr
Moulds'
attitude to the Cubit programme compelled the conclusion, as contended
by counsel for Mr Moulds, that he was not of good character
in the relevant
sense.
- In
Health Care Complaints Commission v Karalasingham [2007] NSWCA 267 Basten
JA set out the legal principles relevant to considering the question of
character for the purpose of suitability for professional
practice (as it
happened, in that case a doctor ([45] ff). Omitting specific references, the
following points can be gathered from
his Honour's discussion -
- (1) Whether a
person is of good character for the purposes of professional practice is a
question of fact although a misapprehension
on the part of a tribunal such as
the Nurses and Midwives Tribunal as to the scope and operation of the phrase
will involve an error
in point of law.
- (2) In relation
to membership of a profession, those particular aspects of character which are
relevant to the exercise of the professional
functions in question must be
considered.
- It
is particularly relevant, as it seems to me, to set out the following from his
Honour's judgment -
[55] What must be demonstrated by reference to the reasons of the
Tribunal is that it misunderstood the nature of the task on which
it was
embarked. The mere fact that others might make a different factual finding, or
describe particular conduct with different
epithets is insufficient to
demonstrate error of law. However, the Commission's argument rises no higher in
the present case. It
is a disguised invitation to review an evaluative judgment
undertaken by the Tribunal as to the seriousness of the misconduct and
the
inferences which should be drawn from it in relation to the respondent's
character. It is an invitation which must be declined.
- In
the present appeal, counsel for the Commission in substance contended that,
although the Tribunal referred to the risk assessment
made by the prison
psychologists, it did not take that into account in considering whether the
Commission had established that Mr
Moulds was not of good character in respect
of the exercise of the profession of nursing, it seems because the existence of
that
risk would affect public acceptance of the propriety of the nurse remaining
registered. The argument was also put that, because Mr
Moulds did not show that
he possessed insight into how the offences came to be committed, that also
affected his character in a relevant
respect. To my mind, neither of these
arguments can succeed in the present case. Firstly, the Tribunal specifically
referred to the
risk identified by the prison psychologists but, evidently,
preferred the opinion of Dr Coyle; at all events, there were good reasons
for
scepticism about the conclusion of the prison psychologists, as discussed above,
to which should be added the findings that the
offences were unpremeditated and
"one off". In the circumstances, it was sufficient for the Commission to adopt
the medical opinions
and prefer its own conclusions (which coincided with those
of the sentencing judge) without indulging in analysis of the prison
psychologists'
reports.
- It
is submitted on behalf of the Commission that the Tribunal did not consider
whether the conduct of Mr Moulds was of such a personally
disgraceful character
as to mean that he should not remain a member of an honourable profession. As
already explained above, it is
clear that in fact the Tribunal did undertake
this evaluation, in substance concluding that the circumstances in which the
offences
came to be committed arose from Mr Moulds' disordered mind at the time
and were not truly reflective of his character. Of course,
any sexual assault,
especially on a minor, is incompatible with the personal qualities essential for
the conduct of nursing practice.
However, such a general observation is the
starting point for considering whether in any particular case such conduct
renders the
person unfit, that is to say presently unfit. The submission that
the Tribunal "did not consider present fitness in the context of
this complaint"
is plainly wrong.
- So
far as present fitness was concerned, the Tribunal found that Mr Moulds "had
been properly diagnosed and given effective treatment",
a finding which in my
view was amply supported by the evidence. It is submitted that this finding is
inconsistent with the finding
that, at the time of the hearing, Mr Moulds was
not under the care of a treating psychiatrist. However, this it seems to me was
not
relevant to the question whether he was relevantly of good character at the
time of the hearing. The Tribunal considered Mr Moulds'
psychiatric condition in
connection with complaint three and found that he did suffer from a continuing
impairment that required
protective orders to be made. However, that a nurse
requires psychiatric treatment and/or medication and other support in order to
ensure that past problematical behaviour is not repeated does not mean - or at
least necessarily mean - that he or she is not currently
of good character in
the relevant sense.
- Accordingly,
the appeal in respect of the Tribunal's determination of the second complaint is
dismissed.
Conclusion
- The
appeal is dismissed with costs.
**********
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