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[2011] NSWSC 1449
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State of New South Wales v Darrego [2011] NSWSC 1449 (29 November 2011)
Last Updated: 1 December 2011
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Case Title:
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State of New South Wales v Darrego
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Catchwords:
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Serious sex offender - application for extended
supervision order
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Parties:
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The State of New South Wales (Plaintiff) Richard
John Darrego (Defendant)
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Representation
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Counsel D Kell (Plaintiff) B Tronson
(Defendant)
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- Solicitors:
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Solicitors Crown Solicitor's Office
(Plaintiff) Legal Aid Commission of New South Wales (Defendant)
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JUDGMENT
- HER
HONOUR : By amended summons dated 8 November 2011 the Attorney General seeks
an order pursuant to s 9(1)(a) of the Crimes (Serious Sex Offenders) Act
2006 ("the Act") that the defendant Richard John Darrego (aka Richard John
Edwards) be subject to extended supervision for a period of five years.
- The
following affidavit evidence was relied upon:
(i) affidavit of Paul
Eagle sworn 2 February 2011;
(ii) second affidavit of Paul Eagle sworn 18 February 2011;
(iii) affidavit of Paul Eagle sworn 6 July 2011;
(iv) affidavit of Paul Eagle sworn 16 August 2011;
(v) affidavit of Paul Eagle sworn 22 September 2011
(vi) affidavit of Patrick Sheehan affirmed 8 February 2011;
(vii) affidavit of Clare Miller affirmed 11 March 2011;
(viii) affidavit of Constable Matthew Navin affirmed 6 May 2011;
(ix) affidavit of Senior Constable Brent Piggott affirmed 9 May 2011;
(x) affidavit of Zouhier Abedine affirmed 29 July 2011;
(xi) affidavit of Bradley Corkett affirmed 16 August 2011;
(xii) affidavit of Dr Adrian Keller affirmed 8 September 2011
Court-appointed experts
(xiii) report of Dr Anthony Samuels dated 31 March 2011;
(xiv) supplementary report of Dr Samuels dated 3 August 2011;
(xv) report of Dr Andrew Ellis dated 15 April 2011;
(xvi) supplementary report of Dr Ellis dated 31 July 2011.
- Two
additional folders of documents entitled "Core Documents Folder" were exhibited
to the second affidavit of Paul Eagle.
- Both
parties filed comprehensive written submissions.
- The
defendant did not require the attendance of either of the court-appointed
experts for cross-examination and did not resist the
order for extended
supervision acknowledging, through his counsel, that the Court would be
satisfied that an extended supervision
order should be made. The only matter
remaining in dispute at the conclusion of the hearing was the duration of the
order, the final
form of the conditions by which he will agree to be bound
having been resolved in the course of argument. In these circumstances,
save
only as to make patent the reasons for the orders that I have resolved ought be
made, it is not necessary that I refer to the
evidence in any detail or to set
out, other than in a summary way, the legislative scheme pursuant to which the
orders are sought.
An overview of the proceedings
- At
the time the proceedings were commenced, the defendant was on parole after
having served a sentence imposed in September 2005 for
assault with act of
indecency against a person under the age of 10 years (aggravated indecent
assault), contrary to s 61M(2) of the Crimes Act 1900. He was released to
parole on 27 November 2010. The sentence was due to expire on 22 March 2011.
- The
victim of that assault was a four year old girl. It is the most recent of seven
sexual offences the defendant committed between
1986 and 2005 against four
separate children, namely a four year old girl (ELH), a 5 year old girl (KMD), a
5 year old boy (SK) and
a girl aged 7 or 8 years old (BLJ).
- O
n 8 March 2011 he was arrested and charged with two breaches of s 11G(1) of the
Summary Offences Act 1988 by loitering near premises frequented by
children, being a convicted child sexual offender. He was refused bail and
remanded in custody.
- On
11 March 2011 the State Parole Authority ordered that the defendant's parole be
revoked with effect from 7 March 2011.
- At
a preliminary hearing on 17 March 2011 McCallum J was satisfied that the
threshold criteria under s 6(1) of the Act for the making of an application were
made out in that:
(i) the defendant was a "sex offender" within the meaning of ss 4(1) and 6(1)
of the Act having been sentenced to imprisonment following his conviction for a
"serious sex offence" as defined in s 5(1)(a) of the Act, being an aggravated
indecent assault committed in 1996;
(ii) the defendant was serving a sentence of imprisonment for a "serious sex
offence" as defined in s 5(1)(a) or an "offence of a sexual nature" as defined
in s 6(1)(a), being an aggravated indecent assault committed in 2005, when the
application was filed; and
(iii) the application was brought within the last six months of the
defendant's then current custody as required by s 6(2).
- Her
Honour appointed Dr Andrew Ellis and Dr Anthony Samuels under s 7(4) of the Act
to conduct separate psychiatric examinations of the defendant and to furnish
reports. Her Honour also made an interim supervision
order under s 8(1) of the
Act in the event that the defendant was released from custody prior to the final
hearing.
- On
29 June 2011 the defendant pleaded guilty in the Campbelltown Local Court to the
loitering offences committed on 7 March 2011 and
8 March 2011 respectively. He
was sentenced to concurrent terms of imprisonment for 12 months to commence on 8
March 2011. A non-parole
period of 9 months was imposed expiring on 7 December
2011. As at the date of the hearing before me the defendant was in custody
subject to that sentence of imprisonment. The making of final orders, effective
from today, overtake the interim supervision order
her Honour made on 17 March
2011.
The legislative scheme
- In
s 3 of the Act the objects are stated in the following terms:
(1) The primary object of this Act is to provide for the extended supervision
and continuing detention of serious sex offenders so as to ensure the safety and
protection
of the community.
(2) Another object of this Act is to encourage serious sex offenders to
undertake rehabilitation.
- Section
9(2) of the Act provides that an extended supervision order may be made "only if
the Supreme Court is satisfied to a high degree of probability that
the offender
poses an unacceptable risk of committing a serious sex offence if he or she is
not kept under supervision". In reaching
a determination on the issues raised by
s 9(2) the Court is required to have regard to the matters set out in s 9(3).
- The
phrase "satisfied to a high degree of probability" is a statutory standard of
proof higher than the civil standard but lower than
the criminal standard (see
Attorney General for the State of New South Wales v Tillman [2007] NSWSC
605 at [27] per Bell J; Attorney General for the State of New South Wales v
Tillman [2007] NSWCA 119 at [5] and [18]).
- The
phrase "unacceptable risk of committing a serious sex offence" was introduced by
the Crimes (Serious Sex Offenders) Amendment Act 2010 . It replaces the
test previously provided for in s 9(2) of a high degree of probability of the
offender being "likely to commit
a further serious sex offence". The phrase
"unacceptable risk" is not defined by the Act. Section 9(2A) does provide that
in determining
that question the Court is not required to determine that the
risk of committing a serious sex offence is more likely than not.
- This
Court has considered the meaning of "unacceptable risk" in a number of decisions
since the amendment came into effect in December
2010 including the preliminary
hearings in this case and in State of New South Wales v Thomas , State
of New South Wales v Conway , State of New South Wales v Reed and
State of New South Wales v Scerri , and the final hearings in the matters
of State of New South Wales v Thomas and State of New South Wales v
Richardson .
- In
State of New South Wales v Thomas (Preliminary) [2011] NSWSC 118 at [22]
RA Hulme J adopted the agreed position of the parties that the new formulation
in s 9(2) does not impose a more stringent test. There
has been no dissent from
that approach in the decisions that have applied the new test nor, so far as I
can discern, to the approach
the Court should take to determining whether there
is a risk of a particular defendant committing a serious sex offence. To the
extent
that there is any divergence of view, it is to the approach to
determining whether a given risk is unacceptable.
- In
Thomas (Preliminary) at [20] RA Hulme J expressed the tentative view that
the test in s 9(2) is satisfied if there is a risk that the person will commit
a
serious sex offence which is present to a sufficient degree so that the safety
and protection of the community cannot be ensured
unless an order is made.
- In
State of New South Wales v Darrego [2011] NSWSC 360 McCallum J expressed
concern that this formulation imported considerations beyond the words of the
section. Without expressing a
concluded view her Honour said (at [11]):
It may be preferable not to dilate upon the circumstances that would satisfy
the statutory test, even in terms that mirror the language
adopted in the
statement of the objects of the Act. The task for the Court is to form a
judgment after considering the relevant risk
as to whether that risk is
unacceptable.
- Her
Honour also suggested (at [9]-[10]) that the Court's approach to the question of
an unacceptable risk might usefully be informed
by the concept of a material
risk as that concept is employed in medical negligence.
- In
State of New South Wales v Conway [2011] NSWSC 588 Simpson J (at [30]),
also without expressing a final view on the issue, stated a preference for the
approach taken by R A Hulme J.
- Ultimately,
in the final hearing in State of New South Wales v Thomas (Final) [2011]
NSWSC 307, in ordering that the defendant be subject to an extended supervision
order, RA Hulme J gave the words in s 9(2) their ordinary meaning
in the context
in which they appeared in the Act and having regard to the objects of the Act.
- In
State of New South Wales v Richardson (No 2) [2011] NSWSC 276 Davies J
referred to two decisions of the Western Australian Court of Appeal dealing with
the applicable legislation in that State.
In Director of Public Prosecutions
(WA) v Williams [2007] WASCA 206; 176 A Crim R 110 Wheeler JA (with whom Le
Miere AJA agreed) said at [63]:
In my view, an "unacceptable risk" in the context of s 7(1) is a risk which
is unacceptable having regard to a variety of considerations
which may include
the likelihood of the person offending, the type of sexual offence which the
person is likely to commit (if that
can be predicted) and the consequences of
making a finding that an unacceptable risk exists. That is, the judge is
required to consider
whether, having regard to the likelihood of the person
offending and the offence likely to be committed, the risk of that offending
is
so unacceptable that, notwithstanding that the person has already been punished
for whatever offence they may have actually committed,
it is necessary in the
interests of the community to ensure that the person is subject to further
control or detention.
- Davies
J also referred to the approach adopted by Steytler P and Buss JA in Director
of Public Prosecutions (WA) v GTR [2008] WASCA 187; 198 A Crim R 149 at
[27], who relevantly said:
The word 'unacceptable' necessarily connotes a balancing exercise, requiring
the court to have regard, amongst other things, for the
nature of the risk (the
commission of a serious sexual offence, with serious consequences for the
victim) and the likelihood of the
risk coming to fruition, on the one hand, and
the serious consequences for the offender, on the other, if an order is made
(either
detention, without having committed an unpunished offence, or being
required to undergo what might be an onerous supervision order).
As John Fogarty
points out, albeit in a rather different context (Unacceptable risk - A return
to basics (2006) 20 AJFL 249, 252), the advantage of the phrase 'unacceptable
risk' is that 'it is calibrated to the nature and degree of the risk, so that it
can be adapted to the particular case ... '.
- In
applying the s 9(2) test Davies J said (at [90)]:
Two things seem to me significant when assessing the evidence and the
likelihood of re-offending. The first is the higher standard
of proof imposed by
the words "a high degree of probability". The second is the notion that
"unacceptable risk" involves a balancing
exercise between the commission of a
serious sexual offence and the likelihood of that risk coming to fruition on the
one hand, and
the serious consequences for the Defendant either because he will
be detained beyond the period of his sentence although he has not
committed any
further offence or he will be subject to an onerous supervision order, on the
other hand. It is because of that balancing
exercise that it is open to the
court to be satisfied to a high degree of probability that there is an
unacceptable risk but that
the result of that finding (either a continuing
detention order or a supervision order) may vary in a given situation. That is
also
because s 17(3) provides for the further assessment that if the court is
satisfied to a high degree of probability that the offender
poses an
unacceptable risk a supervision order will not be adequate to meet the risk.
- Davies
J concluded that the defendant posed an unacceptable risk of committing a
serious sex offence even though he had committed
only one (albeit very violent)
sexual offence.
- In
this case, adopting the approach of RA Hulme J in the final hearing of State
of New South Wales v Thomas , I am satisfied to a high degree of probability
that the defendant poses an unacceptable risk of committing a serious sex
offence
if not kept under supervision such as to justify the making of the order
for his extended supervision in the community upon his release.
In coming to
that view, I give particular weight to the fact that the defendant offended
against s 11 of the Summary Offences Act not only in breach of his parole
but in circumstances where he was aware of the Attorney General's intention to
apply for an extended
supervision order and whilst he was awaiting a psychiatric
assessment for that purpose. In addition, I have taken into account each
of the
matters listed in s 9(3) of the Act and have given particular weight to the
following matters.
The defendant's criminal history - s 9(3)(h)
- The
defendant is currently 61. He was first convicted of a criminal offence of
dishonesty as a juvenile and was repeatedly before
the Children's Court and
Courts of Petty Sessions after that date. He was first convicted of a sexual
offence (apparently committed
against an adult victim) in 1985 and sentenced to
the rising of the Court. Since that date he has been convicted of seven serious
sexual offences committed against very young children, each of which attracted
full-time custodial sentences. The first offence was
committed in 1986, and
thereafter in 1994 to 1995, and again in 2005. I note that in the risk
assessment report prepared in anticipation
of these proceedings by Mr Sheehan,
senior specialist psychologist with Corrective Services, that the defendant
disclosed having
acted upon his paraphilic interest since childhood, commencing
with voyeuristic and fetishistic behaviour and escalating to "hands
on" offences
against young children. He told Mr Sheehan that he used "grooming methods" such
as buying a prospective victim a chocolate
or ice cream. He estimated assaulting
between 10 and 12 children (that is, in excess of the number that have attracted
criminal proceedings)
with the sexual act involving him rubbing the child and
masturbating.
The two separate sexual offences committed in 1986
- On
4 June 1987 the defendant was convicted after trial and sentenced in the
District Court on two counts of assault with act of indecency
against a child
under 16 years of age (s 61E of the Crimes Act ). Both offences were
committed on 31 May 1986, but involved different victims.
- The
victim the subject of the first offence was a 5 year old girl (KMD) and the
second, a 5 year old boy (SK). The defendant was then
36 years of age. The
defendant pleaded not guilty to the offences. He was convicted following a trial
by jury.
- In
respect of the offence against the five year old girl the defendant approached a
group of young children at a football ground at
Bourke where they attended with
their parents. He then enticed four children (one boy and three girls) into a
nearby shed promising
to show them some kittens. Once inside the shed and seeing
no kittens, the boy and two of the girls left. A five year old girl remained
in
the shed. She gave evidence that the defendant removed her clothing and placed
his penis and mouth near her vagina.
- The
separate offence against the five year old boy was committed after the defendant
left the football ground and went to his brother's
home. The defendant's son was
playing inside the house with SK and his 6 year old brother. He offered the
children marbles and chocolate.
At some stage the younger boy was left alone in
the house with the defendant when he put his penis in the area of the buttocks
and
upper thighs of the child. That child at that time was five years old. The
young boy returned home and was overheard by his mother
saying that the prisoner
had "rooted me up the bum".
- As
the Crimes Act then stood, the maximum penalty for a breach of s 61E was
4 years imprisonment. In respect of the offence involving the five year
old
girl, the defendant was sentenced to imprisonment for 3 years to date from 1
June 1987. In respect of the offence against the
five year old boy the defendant
was sentenced to 2 years imprisonment to date from 1 June 1990, that sentence
being cumulative upon
the first sentence. A non-parole period of 2 and 6 months
was imposed. He was released on parole on 31 January 1989. The parole order
expired on 21 September 1990.
The four sexual offences committed between January 1994 and June 1995
- On
31 March 1998 the defendant was convicted and sentenced in the District Court on
four counts of assault with an act of indecency
against a child under 10 years
of age (s 61M(2) of the Crimes Act ) committed against the same young
girl (BLJ) on different occasions between January 1994 and June 1995 when she
was 7 or 8 years
of age. She is the granddaughter of the defendant's cousin.
First sexual offence: in 1994
- While
the child was at her grandmother's house in Wagga Wagga she was having a bath.
The defendant came into the bathroom to wash
his hands. As she went to get out
of the bath the defendant told her to sit down. He then touched her directly on
her vagina with
his hand.
Second sexual offence: between 1 April 1994 and 16 December 1994
- The
child was living with her parents at Wagga Wagga. On one occasion she was
playing basketball in the backyard of her residence.
The defendant came out of
the house and she ran behind a shed to hide. The defendant followed her. He
pulled down her shorts and
underpants to her knees and then touched her directly
on her vagina with his hand. The defendant told the child "Don't tell your
mum
and dad".
Third sexual offence: June 1995
- The
child and her mother attended a birthday party for a relative in Leeton.
Numerous family members, including the defendant, attended
the party which was
held in a neighbour's shed next door to the relative's house. While the party
was proceeding next door, the child
and another young girl (her cousin) were
playing in the backyard of the relative's property. When the defendant
approached them the
younger girl ran off. The defendant followed the other child
behind a rabbit hutch where he then put his hand under her dress and
rubbed her
vagina on the outside of her stockings and underpants.
Fourth sexual offence: June 1995
- A
short time later, the same child was playing behind a tent in the backyard of
the relative's property. The defendant approached
and pulled down her stockings
and underpants to her thighs and licked her vagina with his tongue for a short
time.
- I
n early July 1995 the child complained to her mother and the police were
subsequently contacted.
- In
a pre-sentence report dated 31 March 1998 the defendant was reported to have
said that he:
... understood his actions were wrong and claimed his actions were on the
spur of the moment and arose out of frustration. The offender
also reports that
he was under the influence of alcohol at the time.
- The
author went on to note:
...[the defendant] now has a substantial history of sexual offences against
children and it appears he prefers not to accept responsibility
for his actions.
In such circumstances, it is considered that a period of supervision would be of
little benefit in facilitating
any change in [his] behaviour and attitude to his
offending. However, a period of supervision could monitor [his] activities
particularly
his future contact with children.
- In
her psychological report dated 13 September 2005 tendered in the sentence
proceedings for the offence committed in March 2005,
Ms Wheeler reported that in
respect of the offending in 1994-1995:
[The defendant] acknowledged having placed himself at the victim's home with
the intent of engaging in these behaviours. He acknowledged
an element of
planning and forethought in the commission of these offences.
- For
this course of offending the defendant was sentenced to an effective term of
imprisonment of 5 years and 6 months to date from
15 February 1998, with a
non-parole period of 3 years and 6 months. He was eligible to be considered for
release to parole on 14
August 2001 with the parole period expiring on 14 August
2003.
The sexual offence committed on 23 March 2005
- On
23 March 2005 (18 months after the parole period expired) the defendant, then
aged 55, indecently assaulted a 4 year old girl in
the Salvation Army shop at
Dubbo. He was charged with aggravated indecent assault under s 61M(2)) of the
Crimes Act which attracts a maximum penalty of imprisonment for 10 years
and a standard non-parole period of 5 years.
- The
child (ELH) was sitting on the floor in the retail section of the Salvation Army
store at Dubbo playing with toys while her mother
was browsing in the store. The
defendant entered the store. He appeared to be browsing in a section of the
store near where the child
was sitting. The defendant picked up a doll from a
display, approached her and placed the doll on her lap. He then placed his other
hand under the child's skirt and grabbed her around the vagina/buttock area. She
went looking for her mother and immediately complained
that a man had touched
her. The defendant left the store but was captured on a store security
surveillance camera. He was arrested
later the same day. When questioned by
police, he admitted being in the store and giving the child a doll but denied
assaulting her.
- He
later pleaded guilty to the indecent assault and was sentenced in September 2005
to imprisonment for 7 years to date from 23 March
2005 with a non-parole period
of 5 years. He successfully appealed against that sentence and was re-sentenced
to imprisonment for
6 years, also to date from 23 March 2005, with a non-parole
period of 4 years and 6 months (see Darrigo v R [2007] NSWCCA 9).
- A
psychological report of Peter Ashkar dated 31 August 2005 was tendered on
sentence. In the report Mr Ashkar said:
[The defendant's] offending behaviour was impulsive, unplanned and
opportunistic. It prima facie does not appear to have been calculated
or
premeditated in any way. His sexual offending behaviour nonetheless reflects an
entrenched paedophilic arousal pattern. He acted
on a sexual urge that he was
unable to resist at that time.
- However,
the defendant informed a Probation and Parole officer that at the time of the
offence he was not finding women sexually attractive
and used the child as a way
of finding out if he was still able to function sexually which is indicative of
a motivated and deliberate
act even if somewhat opportunistically committed.
- In
a report dated August 2010 Ms Wheeler reported that the defendant told her that
he was on his way to Dubbo Court for a drink driving
charge when he attended the
Salvation Army store to purchase curtains for his home. He went on to say that:
... upon entering the store he noticed the girl was alone, and "she was
vulnerable", and he "had the urge to fondle her". He approached
her and "fondled
her vagina". [The defendant] stated that he "did not think" and "it just came on
me in an instant and I did it".
He stated that when the girl moved away in
search of her mother, he realised what he had done and the implications of this,
and so
hurriedly left the store.
- Ms
Wheeler further said that:
[The defendant's] disclosure ... evidences a level of minimalisation and
failure to accept responsibility for the offence. This is
demonstrated by his
statements "it just happened", "it was instant", and "I just did it", which
reflect a perceived lack of control
over the event and his actions. The dynamics
of the offence as he reported suggested it was opportunistic. The Police Facts
identify
that the surveillance footage depicted [the defendant] engaging in
(apparent) browsing before approaching the victim, offering her
a doll, and
commencing the assault. This allowed a level of forethought and grooming (the
doll), and accordingly an opportunity to
manage and control the offending
behaviour, which [the defendant] did not take up.
Convictions for non-sexual offences
- The
defendant has a long history of convictions for non-sexual offences commencing
at ten years of age. These include convictions
for break, enter and steal (x
15); stealing (x 9); break and enter with intent (x 2); dangerous driving (x 4);
unlicensed driving
(x 5); drive unregistered vehicle; drive uninsured vehicle;
use unseemly words; resist arrest (x 3); permit other to use uninsured
vehicle
(x 2); affix another vehicle's number plates; refuse breath test; drive while
disqualified (x 3); low range PCA; mid range
PCA (x 2); fail to appear; state
false name and address (x 2); escape lawful custody; and assault female. Despite
the number of offences
they do not bear significant weight on this application
given the preponderance of sexual offences and their spread over many years.
Recent convictions under s 11G of Summary Offences Act
- As
noted above, on 29 June 2011 the defendant was convicted and sentenced for two
offences under s 11G of the Summary Offences Act . The offence committed
on 7 March 2011 involved the defendant loitering outside Ingleburn primary
school and looking into school
grounds at which children were present. The
offence committed the following day involved the defendant lingering aimlessly
in the
children's toy department at the Target retail store.
Non-compliance with parole and other supervision obligations: ss 9(3)(f),
(i)
- Following
his imprisonment for the sexual offences committed in 1986, the defendant was
subject to supervised parole from 31 January
1989 until the expiration of the
parole order on 21 September 1990. He reportedly completed the parole order
satisfactorily although
this should be understood advisedly in light of the
defendant's disclosure to having committed more sexual offences than those
appearing
on his criminal record.
- On
25 November 1997 the defendant entered into an 18 month supervised recognisance
for failing to appear in answer to a charge of
a non-sexual nature. He did not
complete that period of supervision being remanded in custody on 11 March 1998
for the sexual offences
committed in 1994 and 1995. In respect of the sentence
of imprisonment imposed for those offences the defendant was released to parole
in November 2002 which he completed in August 2003 without breach or revocation.
- On
18 October 2004 the defendant entered into a bond under s 9(1) of the Crimes
(Sentencing Procedure) Act 1999 to be of good behaviour for a period of 12
months. The bond was imposed following the defendant's conviction for driving
with mid
range PCA. The good behaviour bond was breached by:
(i) On 29 January 2005 committing the offence of drive while disqualified (at
Dubbo);
(ii) On 11 February 2005 committing the further offences of drive while
disqualified and state false name and address (at Bunglegumbie);
and
(iii) On 23 March 2005 committing the aggravated indecent assault
- As
I have already noted, the offences under s 11G(1) of the Summary Offences Act
were committed in March 2011 while he was on parole in respect of the sexual
offence committed in March 2005.
Tre atment and rehabilitation programs: s 9(3)(e)
- Wh
i le in custody for the sexual offences committed in 1986 the defendant
participated in an eight session program to address his
sexual offending,
including developing what were described as "internal control mechanisms". After
his release from custody in January
1989 he sexually reoffended against a child
in 1994 and 1995.
- While
in custody for the sexual offences committed in 1994 and 1995, he participated
in the Custody Based Intensive Treatment (CUBIT)
Program at the Long Bay
Correctional Centre between April and December 2001. A final treatment report
dated 11 December 2001 described
his overall participation in the program as
"mixed" and his progress as "inconsistent". A number of concerns were
identified, including
his failure to take full responsibility for his offending
behaviours. Additional therapeutic monitoring was recommended together
with
undertaking a custodial-based maintenance program prior to release. His
participation and attendance in that program were described
as "inconsistent".
The concerns identified in CUBIT continued. After his release from custody he
reoffended in 2005.
- While
in custody for that offence he again participated in the CUBIT program at the
Long Bay Correctional Centre from 7 May 2009 to
2 November 2009. In the
treatment report dated 11 January 2010 his participation was the subject of
positive report. Again it was
recommended that he participate in the
custodial-based maintenance program until his release from custody and
thereafter in the community-based
maintenance program conducted by Forensic
Psychology Services. He participated in 11 sessions of the custodial-based
maintenance
program. Aspects of his participation in that program, however, were
considered to be problematic. In a report dated 21 December
2010 he was reported
to have struggled to independently apply treatment gains outside the CUBIT
therapeutic unit. The author noted
that:
[The defendant's] performance in the custodial maintenance program is in
contrast to his positive presentation in CUBIT ... It reveals
a loss of
direction and perspective when under pressure. This points towards potential
targets in ongoing therapy - namely, to build
resilience in [his] ability to
independently invoke positive coping strategies when under stress.
- The
defendant participated in a number of sessions in the community maintenance
program conducted by Forensic Psychology Services
prior to his parole being
revoked. At the same time he was supported by the Community and Offender Support
Program (COSP) and housed
within a facility for the supervision of sex offenders
in the community. Self-evidently, the support and intervention he was provided
with did not deter him from reoffending months later, albeit not by the
commission of a sexual offence per se. I do note however
that the summary
offences committed in March 2011 involved him deceiving corrective services
staff in the COSP facility in that he
did not apparently provide them with
accurate information about his movements as he was required to under his parole
conditions.
In the report to the State Parole Authority it was noted that whilst
he was considered generally compliant with supervision he experienced
difficulties adjusting to the monitoring regime which was imposed upon him
because of the risk of him sexually reoffending being
assessed as high.
- A
community-based maintenance program is an important component in any risk
management strategy directed to assist an offender to
manage a risk of sexual
recidivism. I also note that the community maintenance program is available only
for offenders who are subject
to a supervision order, such as an extended
supervision order or a parole order, and not for offenders against whom no such
order
is made.
Anti-libidinal medication
- The
defendant commenced anti-libidinal treatment on 3 August 2010 prior to his
release on parole. It was to be taken orally three
times per day. Dr Ellis and
Dr Samuels raised concerns in their reports about the efficacy of the medication
(assuming compliance)
given the nature of the defendant's offending conduct in
March 2011. Despite these concerns, and that the defendant has an increased
risk
of adverse medical consequences given his history of heart disease and diabetes,
the anti-libidinal treatment remains available
to be considered as a component
of a comprehensive risk management strategy. I note Dr Ellis' opinion that
anti-libidinal medication
should be prescribed by a forensic psychiatrist with
expertise in the area, and given in conjunction with psychological treatment
with careful monitoring by a multidisciplinary team. Assuming that the treatment
remains recommended and that the defendant consents
to its use, it remains to be
seen whether it will be effective in suppressing his deviant sexual desire in
the medium to long term.
Diagnosis of paedophilia, and Anti-Social Personality Disorder: ss
9(3)(c), (i)
- Both
Dr Ellis and Dr Samuels assess the defendant as meeting the diagnostic criteria
for paedophilia. Dr Ellis describes the defendant's
paedophilic disorder as
"chronic, persistent and relapsing".
- Mr
Sheehan came to a similar conclusion. He was also of the view that the defendant
satisfied the diagnostic criteria for Anti-Social
Personality Disorder. In his
report Mr Sheehan said:
There is evidence of an enduring pattern of behaviour suggesting disregard
for and violation of the rights of others, that extends
beyond his deviant
sexual interest and into a broader pattern of antisociality.
Risk assessment (other than court-appointed psychiatrists) - s 9(3)(c) and
(d)
- In
his report dated 11 January 2010 Mr McElhone assessed the defendant as
presenting a high risk of sexually reoffending on actuarial
assessment and by
reference to dynamic risk factors. The STATIC-99R assessment answers the
description in s 9(3)(d) of "any statistical
or other assessment as to the
likelihood of persons with histories and characteristics similar to those of the
offender committing
a further serious sex offence". The dynamic factors bear
upon the more specific assessment under s 9(3)(c) . The inherent limitations
of
the STATIC-99R as a tool for predicting individual behaviour are well
recognised, hence the importance of clinical evaluation
and the so-called
dynamic (or changeable) risk factors. Actuarial assessment remains, however, one
of the factors that the Court
is required to take into account under s 9 of the
Act.
- In
December 2010 Mr Sheehan utilised both actuarial risk assessment (STATIC-99R)
and dynamic risk factors for the purposes of his
risk assessment. He interviewed
the defendant on 15 December 2010. Mr Sheehan assessed the defendant as
presenting a high risk of
sexually reoffending relative to other adult male sex
offenders.
- The
defendant scored a 5 on an actuarial risk assessment thus placing him in the
moderate-high risk category relative to other adult
male sex offenders. Mr
Sheehan said:
The rates of sexual recidivism for sexual offences within the normative
samples who had the same total score as [the defendant] were
between 11.4 - 25.2
percent over five years, and 22.6 - 35.5 over ten years.
- In
terms of relative risk, Mr Sheehan said that in the STATIC-99R sample population
sexual offenders with a score of 5 showed 2.23
times the recidivism rate of a
"typical" sexual offender. Mr Sheehan noted that Mr McElhone scored the
defendant as an 8 on the STATIC-99R
in January 2010. The differential between
the two scores is explained by the fact that under the STATIC-99R instrument 3
points are
subtracted from the defendant's total raw score because of his
current age. It was Dr Samuels' view that the defendant's score of
5 on the
STATIC-99R probably underestimates his risk of recidivisim. Mr Sheehan shared
that view.
- Mr
Sheehan considered both stable dynamic risk factors and acute dynamic risk
factors in undertaking the risk assessment. In relation
to the dynamic risk
factors he utilised the Risk of Sexual Violence Protocol (RSVP) as a structured
clinical tool to assist in the
assessment. The RSVP dynamic risk factors in the
defendant's case include the following:
(a) A history of sexual violence that is chronic and persistent, with some
diversity (in dimensions of victim gender, relationship
to victim and degree of
contact), but involving psychological coercion of the victim. There is no
evidence of physical coercion;
(b) Problems with self awareness and a reported history of childhood abuse
and sexual abuse;
(c) Sexual deviance (paedophilia) and a history of problematic alcohol use;
(d) Poor social adjustment and problematic intimate and non-intimate
relationships that have impeded social adjustment;
(e) Problems with planning and responding to supervision, including sexually
offending whilst subject to supervision.
- In
terms of stable dynamic risk factors Mr Sheehan identified intimacy deficits,
restricted social network, distorted attitudes condoning
sexual abuse, lifelong
deficits in capacity to self-regulate, and poor sexual self-regulation.
- Mr
Sheehan also recorded the defendant describing his sexual interest in children
as intense and intrusive at particular times and
that his preoccupation with
sexual fantasy is closely related to feelings of boredom, shame, frustration,
irritability and anger.
- In
terms of acute dynamic risk factors, Mr Sheehan identified substance abuse,
victim access, sexual preoccupation, collapse of social
support systems and his
rejection of supervision as key risk factors.
- He
regarded the risk factors as being generally cumulative, with no single factor
being a necessary prerequisite to the defendant
sexually reoffending, however,
given the intensity of his deviant arousal under some circumstances, Mr Sheehan
was of the view that
the presence of arousal and the availability of a child may
be sufficient to trigger an offence when the defendant is experiencing
intense
and overwhelming arousal. Mr Sheehan also said that were the defendant to
sexually reoffend there would likely be some brief
grooming behaviour such that
the progression to sexual contact may develop quickly. While it cannot be
concluded with certainty that
the defendant's behaviour in March 2011 was
grooming behaviour which would have progressed to sexual offending were the
opportunity
to present, his behaviour in separate incidents on successive days
is at least highly suggestive of a potential to relapse into sexual
offending,
reflecting, as it must, a failure by the defendant to self-regulate consistent
with his entrenched incapacity for appropriate
insight and the management of his
inappropriate behaviour.
Reports received from the court-appointed psychiatrists: s 9(3)(b)
Dr Anthony Samuels
- Dr
Samuels produced a report dated 31 March 2011 and a supplementary report dated 3
August 2011 obtained after the defendant was convicted
of the offences he was
charged with while on parole. Dr Samuels was instructed not to speak to the
defendant about the outstanding
charges, or the subject matter of his arrest, in
the preparation of the first report.
- As
I have already noted, Dr Samuels concluded that the defendant met the diagnostic
criteria for paedophilia (DSM-IV-TR 302.2) with
his deviant sexual interest,
directed principally towards young female children around the age of 8, arising
quite early in his developmental
history. Dr Samuels also recorded a sustained
history of voyeurism (DSM-IV-TR 302.82) mainly directed at young children. The
defendant
also presented with antisocial personality features.
- In
terms of risk of sexual recidivism, Dr Samuels said:
... in terms of static, dynamic, acute dynamic, anamnestic risk factors and
even taking into account protective risk factors, I would
see [the defendant] as
being at a Medium to High risk of committing a further sexual offence if allowed
to return to the community
without close supervision and maintenance on
anti-libidinal medication.
- In
his supplementary report Dr Samuels said:
On the basis of my assessment of [the defendant] on 31 March 2011 and the
material I was provided with at the time, I concluded that
he was at high risk
of committing a further sexual offence if unsupervised in the community.
The fact that [he] was charged by the police with ... further offences in
breach of his condition whilst on parole and whilst awaiting
a psychiatric
assessment under the provisions of the Crimes (Serious Sex Offenders) Act
2006 serves only to reinforce my opinion that, without supervision, he is at
high risk of committing a further sexual offence in the community
and that the
orders that were sought at that time were appropriate and in keeping with the
level of risk posed.
Dr Andrew Ellis
- Dr
Ellis produced a report dated 15 April 2011 and a supplementary report dated 31
July 2011. In his first report Dr Ellis acknowledged
that he had been a treating
psychiatrist coordinating a mental health team for the defendant between July
and November 2009 as part
of his previous employment with Justice Health.
- In
his report dated 15 April 2011 (prepared after the defendant was returned to
custody) Dr Ellis recorded a diagnosis of paedophilia
and diagnoses of
antisocial personality disorder, voyeurism and fetishism. In respect of the
diagnosis of paedophilia he said:
He would meet the criteria for paedophilia, primarily attracted to females,
non-exclusive subtype in that he has capacity for sexual
attraction to adults.
This is evidenced by his convictions for offences against prepubescent girls
over a period of decades, and
his self report of fantasies, urges and
masturbatory behaviours to this material from early teens into adult life. This
condition
is moderated by medication and psychological strategies, but persists
in an attenuated form. This disorder is chronic, persistent
and relapsing.
- Dr
Ellis also recorded that, despite being prescribed and taking anti-libidinal
medication, the defendant reported experiencing spontaneous
sexual fantasies
about children on a weekly basis. He reported that the fantasies lasted a few
minutes and that he was able to quickly
divert himself from such thoughts.
- In
terms of risk of sexual recidivism, Dr Ellis referred to clinical considerations
and actuarial factors. The defendant's clinical
considerations include sexual
deviance, personality factors, age, substance dependence and treatment setting.
Deviant sexual arousal
is consistently identified as the most prominent risk
factor for sexual reoffending with the defendant presenting with a clear pattern
of paraphilic sexual arousal over many years. In considering the risk of further
offending, Dr Ellis also had regard to the type
of sexual offence likely to be
committed by the defendant:
A consideration of the type of possible sexual offence should be considered
in an estimation of risk. In the case of [the defendant],
given the particular
pattern of sexual arousal, the most likely type of victim would be a child. In
general, sexual offences perpetrated
on children at a vulnerable developmental
stage are associated with greater psychological consequences.
- He
went on to say:
In considering actuarial and clinical parameters in the absence of any
treatment or supervision, [the defendant] would fall into a
group of person with
a risk of offending that is moderately high, and greater than a theoretical
average offender. Treatment and
supervision would likely reduce this risk.
- In
his supplementary report Dr Ellis said:
For both loiter offences [on 7 and 8 March 2011] he has been in areas where
children would be expected. This adds some support to
a diagnosis of
paedophilia, and may indicate an ongoing interest in children. It may indicate
the suppression of sexual drive he
reports on his current does of cyproterone
[Androcur] is not sufficient to control his urges and fantasies, or that he was
not taking
medication at this point.
The new information does not substantially alter the opinion regarding
diagnosis, risk or treatment approach to be adopted, other
than for treating and
supervising staff to be aware of this pattern of behaviour and monitor for any
recurrence.
- In
summary, and with appropriate emphasis on the need to consider the safety of the
community, the following matters have been given
predominant weight in
determining that it is appropriate to make the extended supervision order:
(i) the defendant has a history of convictions spanning three decades for
sexually offending against young, prepubescent children
(both male and female)
and children who are known to him and those who are strangers;
(ii) the most recent offence, namely the offence committed in March 2005,
involved offending against a child in circumstances of admitted
premeditation
(albeit opportunistically) with the child's mother nearby and while the
defendant was subject to the requirements of
a good behaviour bond;
(iii) the defendant committed further sexual offences against children after
being released from custody following completion of a
sex offender treatment
program (the CUBIT program) in 2001 and an earlier program in Junee Correctional
Centre, and further offences
since being released on parole in November 2010;
(iv) the defendant's paedophilic disorder is chronic, persistent and
relapsing; he meets the diagnostic criteria for Anti-Social Personality
Disorder;
(v) the defendant was assessed by the two psychiatrists and a psychologist as
presenting a high risk of sexually reoffending;
(vi) the defendant is identified as having a continued need for continuing
sex offender treatment in a community maintenance program
which is available for
offenders who are subject to an extended supervision order.
The duration of the extended supervision order
- Counsel
for the Attorney General submitted that the chronic nature of the defendant's
psychiatric disorder, the length of his offending
history and the differential
benefits of custody-based intervention to date, including his most recent breach
of parole, combine
to support the imposition of an extended supervision order
for a five year term to minimise the risk of the defendant reoffending.
The
defendant's counsel sought to draw comfort from Dr Ellis' views that a three
year term was adequate to address the need for community
protection and to
promote and not retard the prospects of the defendant's ultimate reintegration
into the community. The defendant's
counsel also sought to persuade me that I
should adopt what she submitted was the more reasoned and conservative approach
proposed
by Dr Ellis, an approach which she emphasised afforded the Attorney
General ample allowance to make application under the Act for
a second or
subsequent extended supervision order were that considered appropriate within
the three year term or beyond whilst at
the same time providing important
incentives and encouragement for the defendant to progress towards full
rehabilitation.
- The
question of the duration of a supervision order was specifically posed for each
of the court-appointed psychiatrists. Ultimately,
however, the question whether
a five-year term or some shorter term should be imposed is a question for the
Court. Unlike the psychiatrists,
I am obliged to take in to consideration a
number of competing considerations in determining the appropriate length of the
supervision
order, with all of the limitations inherent in a predictive exercise
of that kind.
- At
page 26 of his first report, Dr Samuels stated:
In view of [the defendant's] chronic sustained and persistent risk I think a
five year order is appropriate. I accept that his risk
situation could change
particularly if his physical health status deteriorated in the course of the
next five years. He does, however,
look fairly fit and healthy but I am aware
that he does have underlying hypertension, diabetes, and possible ischemic and
cerebrovascular
disease. Obviously if there was a major change in his medical
status some of the stipulations may not be necessary or indicated and
some sort
of review would then need to occur. It is of course impossible to predict what
sort of course his physical health will
take in the course of the next five
years so, on this basis, I would at this stage support an order of five years
duration.
- At
page 12 of his first report Dr Ellis said:
From a psychiatric perspective a period of three years would be suggested in
order to establish a baseline function in the community,
and refine the
appraisal of risk. It is most likely that a period of 12 months will be required
to secure stable accommodation and
regular meaningful activity in the community,
given the restrictions on persons subject to extended supervision orders. During
this
period of time, it is unlikely that a person will have the focus to benefit
from intense therapeutic activity. A further 12 months
of regular treatment in a
psychological programme, coupled with medication and review of this medication
would be necessary to consolidate
gains made in custodial programs, or establish
that these programs were ineffective. A further period of 12 months would be
required
to monitor the consolidation. At this point a more informed appraisal
of future risk in progress could be made. Although paedophilia
is a chronic
condition, which will likely last beyond a period of three years, given the age
of [the defendant], with the attendant
general reduction in risk associated, his
previous apparent treatment progress, possible deterioration in physical health
over the
period of time required to observe behaviour is less than a younger
person with a similar condition, who had not previously completed
custodial
treatment.
- The
fact that the defendant was returned to custody in March 2011 following breach
of parole and then sentenced to a further term
of imprisonment for what must be
regarded as offending both related to his psychiatric condition and reflecting
the risk of reoffending
identified by Mr Sheehan and others. It has also meant
that the regime for his interim supervision proposed by McCallum J did not
commence such that his capacity to demonstrate his adherence to the strictures
of that regime is untested. This, coupled with concerns
about his problematic
compliance with a community-based maintenance program as a parolee only months
ago, leaves me with no foundation
upon which to make any reasonable prediction
as to his capacity to adhere to the strict conditions to which he will be
subject under
this order, much less any sound foundation upon which to predict
his responsiveness to treatment over the short to medium term. For
that reason
alone, it is tolerably clear in the views expressed by Drs Ellis and Samuels
that, subject only to his clinical picture
changing with advancing age, the
defendant is likely to require long-term supervision, whether that be three
years or five years.
As I observed in Attorney General for the State of New
South Wales v Hadson [2008] NSWSC 140 at [32], in these circumstances much
will depend on how the defendant responds to treatment and whether any variation
to the risk management
strategy is called for by those who will manage him and
monitor his progress.
- I
am satisfied that the conditions of the extended supervision order which I
propose contain an element of flexibility which have
the advantage of ensuring
ongoing review of the defendant's progress with a view to a gradual relaxation
of the strict conditions
to which he will be subject upon his release, if that
is considered appropriate. In the result, I am satisfied that an extended
supervision
order should be made for a period of five years. I do not consider
that it will have a negative impact on the defendant's prospects
of
rehabilitation which at this stage, despite his age and his medical condition,
must be viewed as guarded.
Conclusion
- I
am satisfied that the orders for final relief ought to be made in accordance
with those sought by the summons (as amended and agreed
between the parties). In
coming to that conclusion, I am conscious that if the defendant breaches the
extended supervision order
he is liable to be convicted of an offence which is
punishable by imprisonment for 2 years or 100 penalty units or both, and that
this also serves to protect legitimate community interests and encourage his
adherence to the regime of supervision which the orders
contemplate. I also note
that were the Attorney General to consider any breach to be serious enough to
warrant revocation of the
order, s 13 of the Act entitles the Attorney General
to make an application of that kind. I also note that the Commissioner for
Corrective
Services must provide the Attorney General with a report on the
defendant at intervals of not more than 12 months so as to enable
consideration
to be given to either varying or revoking the extended supervision order thereby
allowing for the level of flexibility
to which I have referred.
Orders
- For
these reasons, I am satisfied that the following orders should be made: A n
order pursuant to s 9(1)(a) of the Crimes (Serious Sex Offenders) Act
2006 that the defendant be subject to an extended supervision order for a
period of five years from today, 29 November 2011, and that
he comply with the
conditions in the accompanying schedule which together comprise my orders.
- I
direct that access to the Court file in respect of any document not be granted
without the leave of a Judge of the Court. If any
application for access is made
by a non-party in respect of any document, the parties are to be notified by the
Registrar so as to
give them the opportunity to be heard.
**********
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