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Supreme Court of New South Wales |
Last Updated: 27 April 2010
NEW SOUTH WALES SUPREME COURT
CITATION:
Hollier v Sutcliffe [2010]
NSWSC 279
JURISDICTION:
FILE NUMBER(S):
20002/08
HEARING DATE(S):
16 - 24 November 2009
JUDGMENT
DATE:
23 April 2010
PARTIES:
Samantha Hollier (Plaintiff)
Dr
Rachel Sutcliffe (Defendant)
JUDGMENT OF:
R A Hulme J
LOWER COURT JURISDICTION:
Not Applicable
LOWER COURT FILE
NUMBER(S):
Not Applicable
LOWER COURT JUDICIAL OFFICER:
Not
Applicable
COUNSEL:
Mr C Barry QC with Mr P Beale
(Plaintiff)
Mr G Gregg (Defendant)
SOLICITORS:
CMC
Lawyers
Sparke Helmore
CATCHWORDS:
TORTS
medical
negligence
essentials of action for negligence
duty of care
special
relationships and duties
professsional persons
standard of care expected
of General Practitioner pursuant to Section 5O of Civil Liability
Act
TORTS
proof of negligence
weight and credibility of
evidence
TORTS
reasonable foreseeability of damage
particular
cases
affecting particular professions or occupations
application of
Section 32 of the Civil Liability
Act
TORTS
damage
causation
generally
application of Section 5D of
the Civil Liability Act
PROCEDURE
nature and extent of principles
expounded in Jones v Dunkel
LEGISLATION CITED:
Civil Liability Act
2002
CATEGORY:
Principal judgment
CASES CITED:
Adeels
Palace Pty Ltd v Moubarak [2009] HCA 48; 239 CLR 420
Bourhill v Young [1942] UKHL 5; [1943]
AC 92
Crump v Equine Nutrition Systems Pty Ltd t/as Horsepower, [2006] NSWSC
512
Crystal Wall Pty Ltd v Pham [2005] NSWCA 449
CSR Limited and Another v
Thompson [2003] NSWCA 329; 59 NSWLR 77
Fabre v Arenales (1992) 27 NSWLR
437
Graham v Baker (1961) 106 CLR 340
Jones v Dunkel [1959] HCA; [1959] HCA 8; (1959)
101 CLR 298
Manly Council v Byrne [2004] NSWCA 123
Medlin v State
Government Insurance Commission [1995] HCA 5; (1995) 182 CLR 1
Miller v Galderisi [2009]
NSWCA 353
Mount Isa Mines Ltd v Pusey [1970] HCA 60; (1970) 125 CLR 383
O'Donnell v
Reichard [1975] VicRp 89; [1975] VR 916
Payne v Parker [1976] 1 NSWLR 191
Penrith City
Council v Parks [2004] NSWCA 201
Purkess v Crittenden [1965] HCA 34; (1965) 114 CLR
164
State of New South Wales v Moss [2000] NSWCA 133
Sretenovic v Reed
[2009] NSWCA 280
Tame v New South Wales; Annetts v Australian Stations Pty
Ltd [2002] HCA 35; 211 CLR 317
Thatcher v Charles [1961] HCA 5; (1961) 104 CLR
57
Tomisevic v Menzies Wagga Southern Pty Ltd [2005] NSWCA 178
Watts v
Rake [1960] HCA 58; (1960) 108 CLR 158
Wollongong Fabrications Pty Ltd v
Ramsbottom [2006] NSWCA 279; 68 NSWLR 387
Woolworths Ltd v Lawlor [2004]
NSWCA 209
TEXTS CITED:
DECISION:
Verdict for the
defendant. Plaintiff to pay the defendant's costs.
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
COMMON LAW DIVISION
R A Hulme J
23 April 2010
20002/08 Samantha HOLLIER v Dr Rachel SUTCLIFFE
JUDGMENT
1 HIS HONOUR: The plaintiff claims damages for negligence against a
doctor who inserted an Implanon contraceptive implant into her left upper arm
on
16 October 2006. Generally it is asserted that the doctor incorrectly inserted
the implant and then failed to take appropriate
action as a consequence of this
error. In very broad terms it is claimed that as a consequence the plaintiff
has suffered significant
and on-going physical and mental
trauma.
The issues
2 There are a number of issues that have been raised for determination and
they may be distilled as follows:
Was the Implanon implant incorrectly inserted thereby breaching the defendant’s duty of care owed to the plaintiff?
If so, was the breach of duty the cause of the plaintiff’s physical and mental trauma?
Was there a duty of care in relation to mental harm (s 32 Civil Liability Act 2002)?
What is the measure of damages?
The
parties
3 The plaintiff, Ms Samantha Hollier, is 37 years old and the youngest of her
parents’ 5 children. She had 2 children, Grace
and Nathan, in the course
of a relationship in her early to mid 20’s. She commenced a relationship
with her current partner,
Mr Corey Parker, in 2000 and had 2 further children,
Hope and Zachary.
4 Ms Hollier fell pregnant easily and apart from her 4 children she has had a
number of miscarriages and terminations.
5 The family lived in Darwin from 2003 to 2005. Mr Parker was employed by
the army. The family set up home at Wattle Grove in the
south western suburbs
of Sydney when he was transferred to Holsworthy in 2005.
6 The defendant, Dr Rachel Sutcliffe, is a general practitioner who lives in
Britain. She qualified in medicine at the University
of Cambridge in 1992 and
then achieved by examination membership of the Royal College of General
Practitioners. She obtained a diploma
from the Royal College of Obstetricians
and Gynaecologist in 1995 and a diploma in family health care in 1997, being
re-certified
in 2002 and 2007. Apart from one year spent in Australia she has
otherwise practised as a general practitioner in Britain.
7 Dr Sutcliffe was a member of the British army reserve for about 12 years.
She was a full-time medical officer in the army from
1997 to 2000 and has
otherwise served as a part-time medical officer.
8 Dr Sutcliffe’s husband is also a doctor. He received a 12 month
appointment to work in Sydney and she accompanied him. She
was granted
fellowship of the Royal College of Australian General Practitioners in December
2005 and from January 2006 to January
2007 she worked as a salaried general
practitioner at the All Care Medical Centre at
Hammondville.
Implanon
9 Implanon is a device described as a long-acting reversible contraceptive.
It is a flexible plastic rod, 40mm long and 2mm in diameter,
designed to be
inserted just under the skin of the inside of the upper arm in the groove
between the bicep and tricep muscles. It
contains the progestogen etonogestrel
that is designed to be slowly released.
10 Consumer information literature describes Implanon as ideal for women
looking for a reversible, long-term solution to birth control
that requires no
daily action. It is designed to be effective for three years after which it is
removed.
11 The literature indicates that the insertion procedure takes on average
about one minute and the removal procedure about three minutes.
Both procedures
involve the use of local anaesthetic. No surgical incision is necessary. The
rod is within a cannula that is inserted
under the skin surface and then
retracted, leaving the rod behind. The correct technique does not involve any
pushing on the rod
itself. Rather, the cannula is supposed to be introduced
through the surface of the skin and then slid horizontally underneath the
surface. Upon withdrawal of the cannula the rod is supposed to be palpable
directly beneath the skin surface.
12 The removal procedure involves the doctor making a 2mm incision and then
grasping and removing the rod with forceps. The correct
technique on removal
involves injecting local anaesthetic immediately beneath the tip of the rod so
that the consequent swelling
tends to force the tip upwards, making it easier
for the doctor to grasp and remove it.
Was the Implanon rod
incorrectly inserted?
Plaintiff’s evidence
13 Ms Hollier first had an Implanon inserted by a Dr Brendan Steele in Darwin
six weeks after her youngest child was born in 2002.
She said that she watched
as Dr Steele inserted the device and that immediately after the procedure she
could clearly see and feel
it along its entire length under the surface of the
skin. She experienced no pain, swelling or bruising and could continue to feel
it up until the day it was removed at the beginning of 2005. She described the
removal procedure as uneventful, there was no pulling
or pressure, and “it
just came out like a splinter”.
14 This first experience of Implanon by the plaintiff is relevant because the
fact that she regarded the insertion and removal procedures
as entirely
uneventful is of significance as will later become apparent. It is also
relevant to an issue as to precisely where in
Ms Hollier’s arm Dr
Sutcliffe inserted the implant.
15 Ms Hollier said that she subsequently used condoms for contraception but
twice had to have pregnancies terminated. She attended
the All Care Medical
Centre on 25 September 2006 where she was seen by Dr Sutcliffe. She said that
she asked about having a tubal
ligation procedure but the doctor told her the
waiting list was too long. She told the doctor of her previous experience with
Implanon
and the doctor suggested that she have another one. She said that Dr
Sutcliffe explained “some information” to her about
the product and
gave her a prescription. She could not recall if she was given any paperwork.
16 Ms Hollier went to a pharmacy on Monday 16 October 2006 and filled the
prescription she had been given for Implanon. She then
attended an appointment
with Dr Sutcliffe. She said a girlfriend, Kristy, accompanied her. There was a
discussion with the doctor
in the “treatment room” and she was then
directed to the “procedure room”. (Ms Hollier used these
descriptions
of the rooms interchangeably. For clarity I will use the
descriptions “consulting room” and “treatment room”
that
were used by Dr Sutcliffe in her evidence where it is clear which of the rooms
Ms Hollier was referring to).
17 When Ms Hollier was in the treatment room a nurse carried out a urine test
to ensure that she was not pregnant. Dr Sutcliffe then
administered a local
anaesthetic. A short time later she opened the Implanon packaging and then told
Ms Hollier that the device
was faulty and would have to be replaced. Ms Hollier
was given another prescription and left the surgery with Kristy.
18 Ms Hollier returned to the pharmacy to obtain a second Implanon. She and
Kristy had lunch. Dr Sutcliffe telephoned to inquire
whether she was going to
return. She and Kristy then went back to the surgery. She was asked in
cross-examination whether this was
at about 1.30pm and she said that
“sounded familiar” (T83). They went straight into the treatment
room. A nurse asked
Ms Hollier to sit on a bed. Dr Sutcliffe came in and
opened the package to check that the device was not broken. A second local
anaesthetic had to be administered. When the area of her inner upper left arm
had become numb Ms Hollier was asked to lay on the
bed with her left arm out.
She said Kristy was standing near her feet and the nurse was standing with a
trolley. The nurse handed
to Dr Sutcliffe what Ms Hollier thought was a scalpel
but the doctor told her it was not required because, “she would just
put
it through where I had the previous one” (T33).
19 Ms Hollier said that she did not want to watch the procedure so she put
her other arm up over her head. She said she, “could
feel a pushing on my
arm and I went, ‘oh’, and I looked and then I looked back away
because I didn’t want to watch
it”. She said, “It just seemed
to take a long time compared to the first procedure that I had” and that
she felt
a pushing and stinging type of feeling (T33). She said it felt like
someone had been pushing into her skin, like it was being squashed
and pushed
against the bed. The next thing that she could remember was Dr Sutcliffe saying
that it was done and the pushing stopped.
She saw Dr Sutcliffe examining her
arm. The doctor said “it has to be in there because it’s not in the
implement anymore”
(T35). After the nurse cleaned the area of the arm the
doctor tried but again said that she could not feel the rod. She asked Ms
Hollier to try and feel it herself but she could not either. In
cross-examination she agreed that it was possible that she had said,
“I
think I can feel it but I’m not sure”. She disagreed that Dr
Sutcliffe had said that she could feel it (T84).
20 Ms Hollier said that she and Dr Sutcliffe then went to the (consulting
room). The doctor proceeded to fill out the paperwork.
She said that when the
doctor got up to the part about whether the rod was palpable she tried once
again to locate it and so too
did Ms Hollier but they were both again
unsuccessful (T35). Ms Hollier claimed that Dr Sutcliffe said that she would
put a note
on the paperwork to the effect that the rod was not palpable and they
would check again the following day because it may have been
due to swelling
caused by the local anaesthetic. Dr Sutcliffe said, “I can’t find
it but it has to be in there because
it’s not in the Implanon product
(sic, the cannula)” (T36).
21 The “paperwork” referred to was a Royal Australian College of
General Practitioners “Patient Consent Form for
the Insertion of
Implanon” (“the RACGP form” - Exhibit 1). Part of it (the
“Pre Insertion Section”)
had been completed at the initial
consultation on 25 September 2006. In the “Insertion Section” there
is provision for
the doctor to tick boxes beside a number of items that include,
relevantly:
Implant present in cannula pre-insertion
I have followed the Manufacturer’s instructions on the correct method of insertion
Implant no longer in cannula post-insertion
Implant is palpable after insertion, or
The implant is not palpable (management plan discussed with patient)
22 Dr Sutcliffe ticked all of the boxes except for the last item I have
mentioned. In that area of the form she wrote, “not easily palpable
review tomorrow”.
23 When asked about this in cross-examination, Ms Hollier said that she
recalled Dr Sutcliffe saying that it was not easily palpable
and that she would
need to be reviewed the next day (T86). She maintained, however, that the
doctor had spoken of coming back tomorrow
and “we will see if we can
locate the Implanon again” and that she had not said, “Come back
tomorrow, we will see
if you are more comfortable with identifying the
rod” (T87). A little later, however, she agreed that Dr Sutcliffe said,
“You
will probably be able to feel it more easily when the
swelling’s gone down a bit” (T90).
24 In cross-examination Ms Hollier agreed that a bandage was applied to the
area of her arm where the Implanon had been inserted.
It was suggested to her
that this was a “pressure bandage”. She did not know if it was, but
claimed that it was “one
of the large Band-Aids” and indicated that
it was bigger than a credit card in size. She agreed that it covered the area
where
the Implanon had been inserted (T112). She claimed that it was “not
very thick” and that she could still feel underneath
it (T113). She
denied a proposition that the bandage was a gauze dressing over the insertion
site with a 10 to 15 cm wide crepe
bandage wrapped around her arm
(T114).
25 Ms Hollier said that she then went home. Around dinner time she began to
feel pain, at first a burning sensation with tightness
and discomfort in her
left arm, in the armpit region. She said the tightness was “all in that
area and in the under arm”,
“like it was getting squished, a tight
type feeling” (T37). By the time she went to bed the area was
“really tender
and very blotchy and red”. She did not sleep well as
the burning sensation in her left upper arm was getting worse. She said
in
cross-examination that the discomfort level out of 10 was “an 8 to a 10
initially”, that it persisted all night, and
that it stressed her (T91).
The swelling was in the left arm bicep and armpit region and she agreed with the
suggestion that it
was “grossly swollen or distorted” (T92).
26 The next morning she had swelling, bruising and lumps in her left armpit
and bicep. She also had a “spasm type feeling”
in her left leg
(T38). The lumps were in the bicep, around the insertion area (T92). The spasms
in her leg were like an electric
shock accompanied by a burning sensation and
they started behind the knee and progressed to the calf muscle and the back of
the thigh
(T93).
27 Ms Hollier said in cross-examination that in the morning she felt
exhausted and in pain but did not want to believe that anything
that she was
experiencing was to do with the Implanon. This was because she did not want to
be not covered by contraception (T93).
She thought that perhaps she had
strained herself or something and that it would just go away. She said,
“I didn’t
believe that any of the pain that I was feeling was
related to the Implanon” and:
Q. Are you telling his Honour that in your mind you believed it was nothing to do with the Implanon?A. Yes, I thought that, yes
Q. Therefore in your mind you must have been concerned that there was some other cause of the pain and inconvenience that you were suffering then?
A. I didn’t know what it was (T94).
28 However, when she was confronted with what was obvious from the medical
records, that is that she had not made any complaint of
any of these symptoms
when she returned to see Dr Sutcliffe – “No, I didn’t”
– she gave this as the
explanation:
Because I didn’t want her to say, “Okay, well, we have to remove the Implanon” (T95).
29 Asked about her earlier answer set out above, she said:
I knew within myself that there wasn’t anything else, but I didn’t want to believe that (T95).
30 She then ventured that she did say to Dr Sutcliffe that her leg was sore
and she rubbed it but that was all she said about her
leg. Dr Sutcliffe did not
examine it. She added, “I may have mentioned my arm, I can’t recall
if I did” (T96).
Later she said that she did not say anything about pain
or burning sensations in her left arm although she did tell the doctor about
her
arm being “lumpy” (T115).
31 In written submissions it was put that the plaintiff was desperate not to
have the device removed and prepared to put up with the
pain in the expectation
that it would settle down and presumably this is why the symptoms, or full
extent of them, were not reported
to Dr Sutcliffe on the next day. However, this
varies with the history provided by the plaintiff to Dr Phillips, psychiatrist,
that
on the next day she had “reported her various symptoms”
to Dr Sutcliffe (Dr Phillips’ report of 1 July 2008 at page 2 (emphasis
added)). The plaintiff
provided a history to Dr Champion, rheumatologist, that
she experienced and reported pain of moderate intensity during the
insertion process and on the following day (Dr Champion’s report of 6
February 2008 at
page 9).
32 Ms Hollier’s evidence was that during the consultation on Tuesday 17
October Dr Sutcliffe felt the area of the implant but
said that she could still
not locate the Implanon rod fully and explained that it was probably due to
swelling from the procedure.
Ms Hollier said that she could feel the tip of the
rod. Ms Hollier claimed that Dr Sutcliffe said she should come back if she had
any complications but also said that she was travelling to England that
afternoon for two weeks to see her family. The consultation
lasted five to ten
minutes.
33 Ms Hollier was cross-examined about the portions of the RACGP form that
was completed on 17 October. She agreed that she had signed
the “Post
Insertion Section” on that day. It contained four acknowledgements, one
being, “I can feel the inserted
implant”. She explained that she
signed this because, “I didn’t want the Implanon removed”
(T119). She
agreed that either Dr Sutcliffe had read out the acknowledgements
to her or that she had read them herself (T120).
34 Later that day the spasms in the left leg seemed to be getting worse. Ms
Hollier said that there was swelling in both her arm
and her leg and they felt
heavy like they were being pulled down by a weight (T39). She said that she had
felt a disturbed sensation
in her left arm before seeing Dr Sutcliffe that day
but thought that this was because of the local anaesthetic and that everything
would be fine (T40).
35 Ms Hollier’s evidence was that these types of symptoms continued and
worsened in the ensuing days. She said family members
were telling her to go
back to the doctor but she remained confident that everything would be alright.
She did not want to believe
that there was anything wrong with the Implanon
because she did not want it removed (T41). In cross-examination she said that
the
area around the insertion site was red and yellow on 17 October and by 18
October it had started to blacken and the lumps were getting
bigger (T117). She
also said that her groin was swollen with pain that was
“excruciating” (T121).
36 By Saturday 21 October 2006 the situation was considerably worse. She
could hardly walk. At the insistence of her husband and mother-in-law
she agreed
to seek treatment. Her husband took her to the casualty ward at Liverpool
hospital. She said that a nurse told her
that there was a possibility of nerve
damage and that the implant would have to be removed by a microsurgeon or else
there could
be paralysis. It was a nurse she had spoken with on the phone who
had told her this (T124). In cross-examination she agreed that
she had
subsequently told a psychologist that a nurse had told her that she was perhaps
having an allergic reaction (T122). After
waiting at the hospital for about six
hours without receiving attention she was exhausted and left some time after
midnight (T42-43).
37 Within the medical records is a short report by Dr Robert Yap of the
Liverpool GP After Hours Clinic to the effect that he saw
Ms Hollier on 21
February 2006 and that she was complaining of pain in her left arm where the
Implanon was inserted by her general
practitioner six days before. It includes,
“Sam has not felt the same in fact all left side is sore”. Dr Yap
recorded
that he told her to go to the Emergency Department for removal of the
implant.
38 The next morning, Sunday 22 October 2006, Ms Hollier rang the All Care
Medical Centre and made an appointment. Her husband took
her. She saw a Dr
Bui. She explained to him what had happened the previous night at the hospital
and that she needed to have the
Implanon removed. They went to the treatment
room where she was given a local anaesthetic. She lay on the bed and was crying
because
she was in so much pain. She said the procedure took 10 to 15 minutes
and involved a lot of pushing. She thought that Dr Bui was
having difficulty
locating the rod and it was hurting her. She said he had cut the skin with a
scalpel and was “pushing around
for the rod to come through on the surface
of the skin”. She said, “I could see him pushing around and then he
got the
scalpel again and did another cut in the opposite direction and I just
couldn’t watch from there” (T45).
39 Ms Hollier said that Dr Bui picked up some “tweezer type scissor
things”. She did not watch but felt a scraping feeling.
She said
“I felt pushing again, but as soon as I was laying there and I was in
pain, and then instantly it was like, oh, a
relief. All the squeezing had been
released and it was astounding how it just instantly was gone”. Dr Bui
asked her how she
felt and she replied that she felt much better. He told her
that he had removed the rod. She looked at the rod in a kidney tray
and saw
that it was “bent in the shape of an L” (T45).
40 Dr Bui did not say much. He put some stitches in and told her to return
the next day to have the dressing changed. Ms Hollier
said that she still had a
niggle of the burning feeling and the lumps were still present but the intensity
of the pain had been relieved
“drastically”. That night she was
able to get some sleep although she still could not lay on her left side
(T46).
41 Ms Hollier was asked in cross-examination about whether she told Dr Bui
about the pain in her arm, shoulder and leg and said that
she did (T130-131).
She did not recall Dr Bui physically examining her and finding no symptoms
(T131-132). I set out below the
notes made by Dr Bui. Generally speaking they
support Ms Hollier’s evidence in these respects.
42 Ms Hollier returned to the surgery to see Dr Bui but could not recall
whether it was the following or a subsequent day (T46).
She said she still had
a burning sensation, tightness and lumps and that she told Dr Bui about them.
The doctor’s notes make
no mention of this. She returned on another day
for a blood test and for a dressing change but she said that he was very rude
and
so she never went back to that surgery (T47).
43 Ms Hollier denied in cross-examination that she returned to see Dr Bui on
Monday 23 October and told him that the pain was much
improved (cf Dr
Bui’s notes). She claimed that she had asked him at some stage for pain
relief (T134-135). She recalled seeing
him on the Wednesday and telling him
that the pain was four out of ten, persistent and constant (T135). She denied
that on the subsequent
occasion when she saw Dr Bui in relation to a blood test
that she had told him that the pain was resolving, that it had improved
since
the Wednesday (the notes indicate otherwise) and that Dr Bui had told her that
there was nothing wrong with her (T136).
44 Ms Hollier’s evidence was that her condition deteriorated. She gave
lengthy evidence in chief describing the symptoms and
the variety of doctors she
consulted and tests that were carried out. It is unnecessary to explore this
evidence further at this
point.
Evidence of Mr Corey
Parker
45 Mr Parker is the plaintiff’s partner. He recalled her coming home
after having had the Implanon insertion and that she was
complaining of pain in
her left arm. He observed redness and swelling on the arm. He said she became
progressively worse until
he went with her to the hospital on the Saturday. He
said that she could not lift her arm or walk properly. There were lumps in
the
bicep area of her left arm (T168-169). He recalled that a Dr Yap at the
hospital had said that the Implanon needed to be removed
straightaway (T169).
46 Mr Parker accompanied Ms Hollier when she saw Dr Bui on the Sunday. He
observed the removal procedure. He said that Dr Bui made
an incision and then
used forceps but could not locate the rod. He then made a second and larger
incision. He said, “the
entire head of the scalpel was inside her
arm”. He then inserted “a good inch, inch and a half of the head of
the forceps”
and it took “probably 3, maybe 4 minutes” before
the doctor located the rod. He described the doctor having to use some
force to
remove it (T170). It was like it was caught on something, it did not come out
easily (T176). The doctor was using a pulling
or tugging motion. It did not
come out the first time but came out the second time (T178). The doctor was
holding the rod by the
tip with forceps (T175). Ms Hollier immediately said
that she felt relief. (T170).
47 Mr Parker noticed that the rod was bent at a 90 degree angle after it was
removed. Dr Bui put it into a tray and left the room.
Mr Parker picked the tray
up and showed Ms Hollier (T170).
Evidence of Ms Patricia
Parker
48 Ms Parker is Corey Parker’s mother. She lived in Victoria but
arrived for a visit on the Friday after Ms Hollier had the
Implanon inserted.
Ms Hollier said that there was nothing wrong but Ms Parker suspected otherwise
and pressed her. Ms Hollier then
told her about the implant and of being in
pain. Ms Parker observed that the area of the insertion site was “hot,
red and
there was a bit of swelling”. It was worse the following day and
she insisted that her son take Ms Hollier to the hospital.
They agreed. They
did not return until after midnight and were distressed (T181).
49 When Ms Hollier returned from the medical centre the next day she said
“it was better but not good”. For the balance
of the two weeks of
Ms Parker’s visit she said that Ms Hollier’s pain gradually improved
but was not gone. She said
that Ms Hollier was not using the arm as freely as
she should have and that she was very tired (T182). She also recalled her
complaining
that her left leg was numb (T183). In cross-examination she said
that Ms Hollier was complaining of pain down the entire length
of her left side
(T185) although she could not recall a complaint of pain in the left leg (T186).
Medical records in relation to Dr Bui’s treatment
50 Dr Bui was not called to give evidence. The following emerges from his
records.
Sunday 22 October 2006:
Presentation: complaining of pain affecting left arm, shoulder and left leg – constant – worse when press on implant.
On examination: tender, increase on pressing – palpable implant.
Management: removal under local anaesthesia – patient reported pain resolves completely and instantly – no residual neurological signs or symptoms.
Monday 23 October 2006:
Presentation: pain is much improved (2/10 instead 9/10).
Reason for visit: analgesic prescription.
Actions: prescription for Tramadol hydrochloride.
Wednesday 25 October
2006:
Presentation: pain, dull, aching in left arm, left leg, left body (4/10) persist and constant.
Examination: a neurological examination was carried out.
Reason for visit: analgesic prescription.
Actions: pathology requested – prescription for Celebrex.
Review: review in 2 days and refer neurologist.
Friday 27 October 2006:
Presentation: pain is resolving
Management: pathology result discussed.
Defendant’s
evidence
51 I have already referred to the evidence of Dr Sutcliffe’s training
and experience as a general practitioner.
52 Dr Sutcliffe underwent a training course in May 2006 concerning the use of
Implanon, its insertion and removal. Prior to the insertion
of the Implanon rod
in the plaintiff on 16 October 2006 she had the experience of inserting two
Implanon rods into dummy arms during
training and seven in real
patients.
53 She recalled her first consultation with Ms Hollier on 25 September 2006.
There was discussion, inter alia, about Ms Hollier wanting
reliable
contraception and about the use of an Implanon device. Dr Sutcliffe completed
the doctor’s checklist and the patient
consent portions of the “Pre
Insertion Section” of the RACGP form and gave it to Ms Hollier together
with a document
with consumer medical information and a booklet, “Implanon
and You”.
54 Dr Sutcliffe said she recalled that Ms Hollier returned on 16 October
2006. They spoke first in her consulting room. They then
proceeded to the
treatment room. A urine pregnancy test was carried out with a negative result.
An injection of 2ml of local anaesthetic
was given. Dr Sutcliffe commenced the
insertion procedure but quickly realised that the Implanon obturator mechanism
was broken.
She instructed Ms Hollier to return to the pharmacy to obtain a
replacement. This all occurred between 10.30am and 11.00am.
55 Ms Hollier left and had not returned by the time Dr Sutcliffe finished her
morning surgery at 1.00pm. Dr Sutcliffe was due to
commence afternoon surgery
at 2.00pm. She rang Ms Hollier who said she was on her way back. She arrived
at about 1.30pm and they
went straight back to the treatment room.
56 Dr Sutcliffe found it necessary to administer a further 2ml of local
anaesthetic. She then proceeded to carry out the insertion
procedure. What she
described accorded with the manufacturer’s approved method. In describing
the procedure in detail in
her evidence in chief Dr Sutcliffe sometimes spoke in
terms of what she did on this occasion – for example, “Using my
left hand I stretched the skin” (T260.27) - and sometimes in terms of
what is done generally – for example, “You insert the tip of the
device just under the skin” (T261.32). This gave rise to a contention
that she was not giving evidence of an actual recollection but merely stating
what
the correct procedure was. She did, however, say that the procedure she
described was the procedure she carried out with Ms Hollier
(T263.25).
57 Dr Sutcliffe had confirmed immediately before the procedure that there was
a rod in the cannula. Immediately upon completion of
the procedure she stepped
away from Ms Hollier and looked at the cannula to visually verify that the rod
was no longer present.
She announced aloud something to this effect. She said
that this was part of her training.
58 Dr Sutcliffe then put the insertion apparatus on the trolley and returned
to Ms Hollier. She placed a gauze on the insertion site
which was bleeding
slightly. She then felt the Implanon. She said she had to apply more pressure
with her fingertips than is usual
to feel it. She asked Ms Hollier to feel it
but said to her, “I suspect that this is more difficult to feel than is
usually the case because I’ve had to use two volumes of local
anaesthetic”. She claimed that Ms Hollier said, “I think I
can feel it, but not easily” (T267).
59 A sterostrip bandage was placed over the insertion site, an adhesive
dressing about 6cm x 7cm was applied over that, and then a
12cm wide crepe
pressure bandage was wrapped around the arm about five or six times. The latter
was applied with a view to minimising
bruising. The nurse applied this. Dr
Sutcliffe could not recall seeing her do so, but she knew it was done because
she could recall
removing it the next day. Dr Sutcliffe said that it is
impossible to feel an Implanon underneath such bandaging.
60 Dr Sutcliffe said that the RACGP form was completed in the treatment room.
I have earlier referred to the doctor writing “not
easily palpable review
tomorrow” in lieu of ticking a box to indicate whether the Implanon was
palpable or not palpable. She
said that she and Ms Hollier agreed that the
implant could be felt, but not easily. Ms Hollier had said, “I think I
can feel it” but Dr Sutcliffe could tell that she was not sure. It
was for this reason that she asked Ms Hollier to make an appointment
for the
following day.
61 Dr Sutcliffe made an entry in the Ms Hollier’s computerised file
which included:
First implanon brought by patient – fault obturator so patient returned to pharmacy and brought a second implanon.
2ml lidocaine 2% with adrenaline. Uncomplicated procedure, implanon inserted subdermally but not easily palpable post insertion. Implant no longer in canula post insertion. See again mane (sic) for review, although both patient and myself think we can feel it, it is no (sic) easily palpable (likely related to local anaesthetic and subcutaneous swelling associated with use.
62 Ms Hollier returned on 17 October. Dr Sutcliffe asked her how she was and
the reply was, “fine”. The pressure and
other bandages, but not the
sterostrip, were removed. Dr Sutcliffe said that she could now feel the
Implanon easily. “It
felt entirely as it should have felt. And I felt it
along its entire length” (T274.27). She noted some residual swelling
and
bruising, being what would be expected after a normal insertion
procedure.
63 Dr Sutcliffe said that she asked Ms Hollier to feel the device and that
when Ms Hollier felt her arm she said, “I can feel
it”. It was a
“fairly short” consultation. Dr Sutcliffe recalled there was some
conversation about England where
she was from. She denied that she told Ms
Hollier that she was travelling to England that evening. She had the impression
that Ms
Hollier was very happy. The post insertion section of the RACGP form
was completed. This included Ms Hollier signing an acknowledgment
of a number
of matters including, “I can feel the inserted implant”. It also
included Dr Sutcliffe writing “easily
palpable 17.10.06”.
64 Dr Sutcliffe’s notes of the consultation of 17 October 2006
were:
Planned review
Implanon easily palapble (sic) by patient and myself today. In place and felt along entire length. She has some residual bruising and swelling post insertion – advised should settle over next 7/7.
Reinforced advice CMI – review in 3/12 then annually. RACGP form completed.
65 Dr Sutcliffe’s recollection was that Ms Hollier made no complaint of
pain or of any other side effect. She did not see or
feel any lumps when she
felt around the site. If any such complaint had been made she would have carried
out a physical examination
and made a note in the records.
66 Dr Sutcliffe was at work on Wednesday 18 and Thursday 19 October but did
not hear anything from Ms Hollier. She was on leave (for
an unspecified period)
from Friday 20 October. The next the doctor heard about Ms Hollier was when she
received a letter from CMC
Lawyers in December 2006. It was a pro forma letter
referring to an “accident” on 16 October 2006 and sought a report
from the doctor and a copy of the records. Dr Sutcliffe accessed Ms
Hollier’s file and saw that Dr Bui had removed the Implanon
on 22 October
2006. That was the first she had known of this.
67 Dr Sutcliffe telephoned the plaintiff for the purpose of confirming that
the “accident” related to the Implanon insertion
and that she
consented to the release of the records. Dr Sutcliffe and Ms Hollier each gave
evidence about the content of the conversation
that was had but in my view
nothing of significance turns on it.
68 Dr Sutcliffe denied in cross-examination that she had no recollection of
the insertion procedure with Ms Hollier because she had
no reason to think about
it between 16 October 2006 and when she received the solicitors’ letter in
December 2006 (T340).
69 At the time of giving her evidence last November she had inserted a total
of 23 Implanon rods. She agreed that there were a number
of matters relating to
Ms Hollier that were unique. It was the only occasion when the device was found
to be faulty and the patient
had to obtain a replacement; when it had been
necessary to administer two doses of local anaesthetic; and when she had
recorded that
she had regarded the implant as “not easily palpable”.
There were two other occasions when she had recorded that the
implant was not
easily palpable by the patient and that the patient was to return for review the
following day (T341).
70 Ms Hollier was also the first patient in which she inserted an Implanon
with that patient having previously had an implant. There
were two subsequent
patients for which she had removed an implant and inserted a new one
(T344).
71 Dr Sutcliffe said that her usual procedure was to use a ruler to identify
the correct insertion point and to mark that point by
a small dot made with a
marker pen. She was shown a photograph of Ms Hollier’s left upper arm and
it was suggested to her
that there was no sign of a marker pen having been used.
It was suggested that this was because she had inserted the implant through
the
scar from the previous insertion/removal, a procedure that would involve the
exertion of a greater degree of force. She denied
these suggestions. Indeed,
the first suggestion was invalid. The photograph (Exhibit F) was taken 4 to 5
days after Dr Bui had
removed the Implanon, thus 10 to 11 days after the
insertion procedure (T345 – 347). Moreover, in re-examination Dr
Sutcliffe
explained that after the insertion procedure the plaintiff’s arm
was cleaned with an alcohol based specialised skin cleanser
and a sterostrip
applied. The sterostrip would fall off in three to four days when normal bathing
of the arm would resume (T420).
Further, she expected that Dr Bui would have
cleansed the site before and after the removal procedure (T421). In these
circumstances
the absence of any sign of the marker pen in the photograph is
hardly surprising.
72 Dr Sutcliffe was taken to the evidence of Ms Hollier about her having felt
her arm being squashed against the bed during the insertion
procedure and she
agreed that this could not possibly be true if she had conducted the procedure
as she had described (T350; T353).
She did not recall Ms Hollier uttering
anything during the course of the procedure that indicated that she was
experiencing pain
(T351).
73 Dr Sutcliffe said in her evidence in chief that she was by nature “a
quite didactic, methodical person”. She agreed
that by this she meant
that she was “someone who is very pedantic and very careful about
everything” (T356). She believed
that she kept adequate and comprehensive
clinical records (T357). However, she conceded that her notes of the procedure
with Ms
Hollier on 16 October 2006 were deficient. She said that she must have
completed the entire record of what occurred on 16 October
after the second
visit by Ms Hollier. It was getting close to her afternoon surgery commencing
at 2.00pm. She conceded that there
were spelling errors and she omitted mention
of the first dose of local anaesthetic (T369-370). She was then asked this
triple-component
question:
Q. And the reason why you were in a hurry is because you had a clinic all afternoon and you were fitting this patient in at short notice, correct?A. That’s correct (T370).
74 She then agreed that the procedure had been carried out in her lunch hour
and denied that she was in a hurry or was flustered.
She agreed that the
deficiency in her records could have been because she was pressed for time
(T372).
75 She was taken back to the above question in re-examination and asked about
each of the three components. She said that (a) she
was not in a hurry; (b) she
had afternoon surgery all afternoon; and (c) she had fitted Ms Hollier in during
the lunch hour when
she wasn’t doing anything else. Ms Hollier had
returned at about 1.30pm. (T424-425). She had also said in cross-examination
that rather than being pressed for time, arguably, she had more time than usual
given that she saw Ms Hollier during the lunch hour
(T378).
76 Dr Sutcliffe denied that she had used the scar from the previous insertion
through which to insert the implant (T377). If she
was satisfied that the scar
was in the correct location, she would make the insertion just to the edge of
the scar (T379). Inserting
it through an existing scar would be more difficult
because the scar tissue has a harder physical structure – “Which
is
why we tend never to do it”. She imagined that if the implant was inserted
through a scar the doctor would have to push
a lot harder and it would be more
difficult perhaps to get the needle in the right position immediately after
insertion (T381).
77 She agreed that over time the Implanon becomes encapsulated in fibrous
tissue but disagreed that this was a reason to avoid a previous
insertion site.
She said that she was trained to use the same insertion site if removing an
implant and replacing it with another
(T382).
78 Dr Sutcliffe denied that if she experienced some difficulty during an
insertion that she would try and get around it somehow.
She said that she would
find that very concerning and would stop rather than “to simply try and
push” (T383).
79 She denied that when she received the solicitors’ letter in December
it crossed her mind that it was possible that she had
inserted the implant too
deeply (T386). She did, however, think after seeing in the records that it had
been removed six days later
that something must have gone wrong (T387).
80 Senior counsel for the plaintiff took the doctor to her notes of 16
October 2006 in which she had typed, “although both patient
and myself
think we can feel it, it is no easily palpable”. She agreed that
“no” should be “not”.
She agreed that in ordinary
usage, “think” conveys a notion of uncertainty. She denied,
however, that she was conveying
by her note that she was unsure whether she
could feel the implant in place (T387-388).
81 Dr Sutcliffe was cross-examined about her method of expressing herself
when describing in her evidence in chief the insertion procedure.
She claimed
that she was probably speaking in general terms because she adopted the same
practice with Ms Hollier as she did with
all other patients. She claimed to
have a very good recollection of the procedure with Ms Hollier, “primarily
because of the
unusual facts of her case”, they being the first device
being faulty, the time it took for Ms Hollier to return to the surgery
and that
the implant was not easily palpable after insertion” (T391).
82 She denied that when the implant could not be felt in the treatment room
she asked Ms Hollier to come to the consulting room both
to do the paperwork and
to try again to locate it. Her reason for denying this was that it was important
to dress the wound by putting
the pressure bandage on it straightaway, and that
this was something that was done by the nurse who was assisting with the
procedure
(T398). If she had tried to palpate the implant in the consulting
room, as Ms Hollier had said, it would have been impossible because
of the
bandage having been applied (T400).
83 Dr Sutcliffe insisted that she could easily feel the implant when Ms
Hollier returned on 17 October. She did not have to use any
more pressure than
usual - “I was very happy that it was normally and easily palpable.
I’ve gone to the length of writing
that it was easily palpable”
(T401 - 402).
84 Dr Sutcliffe agreed that a patient should not get burning pain in the arm
from a properly inserted Implanon rod and that burning
pain and feelings of an
electric shock are possible indications of nerve involvement (T408, 410). She
was taken to the notes made
by Dr Bui to the effect that the pain was worse when
the implant was pressed. She agreed that this would indicate an association
between the implant and the pain (T413), although she would not draw an
inference that the implant was resting or sitting on anything
in particular
(T414).
85 She agreed that the observation by Ms Parker of heat, redness and swelling
some days after the insertion was not consistent with
a properly inserted
implant, unless perhaps there was some infection (T417).
86 It was suggested to Dr Sutcliffe that the notes made by Dr Bui, the
observations made by Ms Parker, and the plaintiff’s complaint
about pain
and burning were all inconsistent with the correct insertion of an Implanon
implant. She replied, “Yes. It doesn’t
sound like the normal
sequelae in the week after the insertion of a non-complicated insertion of a
Implanon device” (T418).
87 Dr Sutcliffe was asked questions in re-examination about the prospect of
Ms Hollier feeling her arm being pushed or squashed against
the bed. She
explained that the procedure involved the plaintiff lying on a bed with her back
elevated at about 45 degrees and with
her left arm out to her side with a pillow
under the upper arm. She said that no part of the procedure involved her
applying force
to the arm so as to force it into the pillow or the bed
(T426-427).
Plaintiff’s evidence in reply
88 Ms Hollier was called to give evidence in a case in reply. She said that
she had three scars in her left upper arm from the insertion
by Dr Steele, the
insertion by Dr Sutcliffe and the surgery performed by Dr Bui (T433). Two were
visible, they being from the latter
two procedures. She was provided with a
ruler and gave evidence that the scar made by Dr Sutcliffe’s insertion was
three centimetres
from the elbow crease (T434-435). This is in contrast to Dr
Sutcliffe’s evidence that the insertion was seven centimetres,
the
midpoint of the required six to eight centimetres, from the elbow
crease.
89 Ms Hollier was asked to take another measurement, this time from the
midpoint of the elbow crease, and she said that it was five
centimetres (T436).
90 I do not think there is anything meaningful in this evidence. Ms Hollier
said she weighed 73 kg in October 2006 and at the time
of giving evidence was
about 100 kg. I am unable to confidently draw any conclusions about changes
that would result from such weight
gain. It seems well possible that they would
include changes to skin elasticity and she agreed with the proposition that her
body
shape had changed and the shape of her arm had changed (T439).
91 Ms Hollier disagreed with Dr Sutcliffe’s evidence about how she was
positioned on the bed during the insertion procedure.
She claimed that she was
lying flat on the bed and that she did not believe there was a pillow under her
arm (T441).
Liability experts
92 Doctors Linda Mann, Robert Morton and Martine Walker gave concurrent
evidence. Their evidence was, generally, to the effect that
if the insertion
procedure was carried out as Dr Sutcliffe described then it was entirely in
accordance with competent professional
practice (see s 5O of the Civil
Liability Act 2002).
93 If the procedure occurred as Ms Hollier claimed, the doctors were
unanimous that Dr Sutcliffe had used an incorrect technique of
pushing the
obturator so as to push the implant out of the cannula, rather than withdrawing
the obturator that would act to withdraw
the cannula and leave the implant
behind. They were also unanimously of the view that thereafter the doctor had
failed to image
the site with ultrasound in order to locate and remove the
implant and had failed to put in place an appropriate management plan.
Drs Mann
and Morton were also of the opinion that Dr Sutcliffe had used excessive force
when inserting the Implanon. Dr Morton
alone was of the opinion that Dr
Sutcliffe had failed to undertake further investigation following the
procedure.
94 It is clear then that determination of whether the defendant was in breach
of her duty of care turns upon whose version as between
Ms Hollier and Dr
Sutcliffe is accepted.
95 The doctors agreed that there may be pain in the nature of discomfort
associated with the procedure but if the correct procedure
is used there should
not be significant pain (T289-290).
96 Pain should not be experienced during the procedure because of the
application of local anaesthetic but the patient may well experience
sensations
of pushing and pulling (T291).
97 There was some discussion about the possible reasons for the implant not
being easily palpable immediately following insertion.
It was considered that
the use of two doses of local anaesthetic was a possible explanation. Indeed,
that is the effect of the
contemporaneous note made by Dr Sutcliffe immediately
after the insertion procedure. The evidence of the liability experts gives
plausibility to the “likely” explanation the doctor
recorded.
98 The doctors were asked about the apparent difficulty Dr Bui experienced in
locating the implant and removing it. There is no evidence
as to whether Dr Bui
had received any training in this procedure and Dr Bui was not called to give
evidence himself. It was possible
that the difficulty emanated from the fact
that the implant had been inserted too deeply but it is also possible that it
was because
he used an inappropriate technique. Junior counsel for the
plaintiff put it that “a trained ape can pull a little rod out”
but
the doctors unanimously and emphatically disagreed. Indeed, Dr Walker ventured
that most doctors would be of the view that removal
is probably more difficult
than insertion (T317-318).
99 Dr Bui’s note – “palpable implant” –
was interpreted as meaning either that he could feel the entire length of the
implant or that he felt some part of
it, the doctors could not say which
(T318).
100 None of the doctors could understand why Dr Bui made two incisions with a
scalpel at right angles to each other, either in the
context of minor surgery in
general practice or in the context of correct Implanon removal procedure (T319).
This tends to suggest
a lack of familiarity with the correct procedure.
101 As to the implant being seen to be bent into an L shape after removal,
none of the doctors could give an unequivocal opinion as
to whether this was a
result of the manner of insertion or the manner of removal (T320 – 324).
As a result of this, senior
counsel for the plaintiff acknowledged in closing
submissions that I would be unable to come to a conclusion as to whether, if the
implant was bent, it was a result of the insertion technique as opposed to the
removal technique (T479-480). The issue can be put
aside.
102 The doctors generally agreed that if the plaintiff felt immediate relief
upon removal of the implant (as she had said) the most
likely explanation was
that it had been abutting some structure that it was hurting (T324 – 325).
If, however, the implant
had been making contact with a structure which caused
pain, none of the doctors would expect that to be the cause of irritation such
as redness or swelling or lumps (T331).
103 At the conclusion of their concurrent evidence, the doctors each agreed
that they had given evidence only from a biomedical perspective
and had not
given consideration to psychological or psychosocial components of the
plaintiff’s history (T334).
Consideration
104 On the face of it this might be seen as a simple case. The defendant
performed a procedure which was almost immediately followed
by the plaintiff
experiencing pain and other symptoms. The procedure must have been faulty and
obviously the cause of those symptoms.
I gained the distinct impression from
submissions made on behalf of the plaintiff that it was contended that I should
find it easy
to reach this conclusion for that simple reason. However, upon my
analysis of the evidence, particularly having regard to expert
evidence which I
will mention at the conclusion of this section, the conclusion for which the
plaintiff contends is not so self evident.
105 The plaintiff’s case is to the following effect. It was accepted
that Dr Sutcliffe had undergone the training in the insertion
and removal of
Implanon implants as she claimed and that she had the experience about which she
gave evidence.
106 Despite that training and experience Dr Sutcliffe made a number of significant mistakes in the procedure carried out upon Ms Hollier on 16 October 2006. She did not take a measurement from the elbow crease to determine the correct point at which to make the insertion. Instead, she simply decided to make the insertion through the scar where the previous Implanon had been inserted. She did this with the knowledge that inserting the device through scar tissue would be more difficult and require more force.
107 Despite her training and experience Dr Sutcliffe may have used a
technique that placed the implant in position with a pushing
or injecting motion
rather than by insertion and withdrawal of the cannula which would simply leave
the rod behind. Reliance was
placed upon evidence such as Ms Hollier claiming
that she felt pain and a pushing sensation with her upper arm being pressed
against
the bed.
108 Dr Sutcliffe was aware of the importance of ensuring that the implant was
palpable along its entire length to confirm correct
placement. When she tried
to palpate the device she could not feel it at all but assumed it had been
implanted because it was no
longer in the cannula. She attributed the inability
to feel the implant to swelling caused by the local anaesthetic and asked Ms
Hollier to return the following day. Dr Sutcliffe made notes both on the
computer and on the RACGP form which were either ambiguous
or misleading or
both. A bandage that was a credit card size Band-aid style, thin enough for Ms
Hollier to be able to feel the skin
beneath, was applied, in lieu of the correct
procedure of applying a pressure bandage to minimise swelling and
bruising.
109 When Ms Hollier returned to the surgery on 17 October 2006 her left upper
arm and armpit were swollen and had bruises and lumps.
The area was
“really tender and very blotchy and red”. It was “grossly
swollen and distorted”. Dr Sutcliffe
failed to notice any of these
symptoms, even when palpating the insertion site. Ms Hollier told Dr Sutcliffe
that her leg was sore
but the doctor did not examine it. Ms Hollier also told
the doctor that her arm was “lumpy” but the doctor apparently
did
nothing in response.
110 Dr Sutcliffe could not locate the implant fully but did nothing other
than to tell Ms Hollier to return if there were any complications.
Ms Hollier
then signed an acknowledgment on the RACGP form that she could feel the inserted
implant, notwithstanding she could only
feel the tip of it and from past
experience she knew that she should be able to feel the entirety of it. Dr
Sutcliffe wrote on the
form that it was “easily palpable”
notwithstanding she knew that this was not the truth.
111 The foregoing is the tenor and effect of the plaintiff’s case. It
is one that is difficult to accept.
112 Dr Sutcliffe presented as a most careful witness. She was impressive in
her recollection of detail. I am not persuaded that
she gave evidence of what
she usually did as opposed to what she in fact did. Senior counsel for the
plaintiff took pains to establish
a number of reasons why the procedure
involving Ms Hollier was unique in the doctor’s experience. Rather than
those matters
being indicative of something having gone wrong, I regard them as
providing a greater reason for Dr Sutcliffe to remember the particular
procedure. She might not have remembered the patient’s name when she
received the solicitor’s letter in December 2006
but that does not mean,
as was contended on behalf of the plaintiff, that she could not remember the
procedure.
113 Dr Sutcliffe’s evidence was supported by contemporaneous notes.
Those notes support her version of events and do not support
the
plaintiff’s version. Submissions made about the precise meaning of
“not easily palpable” and “although
both patient and myself
think we can feel it, it is no (sic) easily palpable” do not advance the
plaintiff’s case. They
are entirely consistent with the defendant’s
version and they are entirely inconsistent with the plaintiff’s version.
If the implant was not palpable at all, as Ms Hollier claimed, then the notes
are inexplicable. I am not persuaded that the doctor
deliberately wrote notes
that were false.
114 Dr Sutcliffe was prepared to make concessions during the course of
cross-examination. For example, as I have noted, she conceded
that there were
deficiencies in her notes. She conceded that this might have been because she
was pressed for time. There was also
the concession in her evidence extracted
above (T418). Further, Dr Sutcliffe did not give the impression in the manner
and content
of her evidence that she was going out of her way to defend a
position or to defend her reputation.
115 On matters of material significance the evidence of the defendant was
consistent within itself and consistent with objective independent
evidence. On
the other hand, the evidence of the plaintiff was both internally and externally
inconsistent in a number of respects.
116 Ms Hollier claimed that the doctor said that she could not feel the
implant on 16 October but in cross-examination she said that
the doctor said
that it was “not easily palpable”.
117 She claimed that she could not feel the implant herself on 16 October but
in cross-examination she agreed that the doctor had
said to her, “You
will probably be able to feel it more easily when the swelling’s gone down
a bit”. That is consistent with Dr Sutcliffe’s evidence that Ms
Hollier had said, “I think I can feel it, but not easily”.
118 There is further similar inconsistency in the history that Ms Hollier
provided to authors of reports that are in evidence. Dr
A.P. McClure,
psychiatrist, reported that on 28 November 2007 Ms Hollier provided a history
that included, “After the procedure,
neither Ms Hollier, Dr Sutcliffe, nor
the nurse was able to palpate more than ‘just the tip’ of the
‘Implanon’”
(Exhibit J, tab 3, page 3). She is reported to
have told Dr Champion three weeks later, on 19 December 2007, that, “she
could
not feel it and neither could Dr Sutcliffe” (Dr Champion’s
report of 6 February 2008 at page 2).
119 Ms Hollier at first said that she did not tell Dr Sutcliffe about any of
her symptoms on 17 October. She said that her reason
for not telling the doctor
anything about the symptoms was because she did not want the doctor to remove
the Implanon. When pressed
in relation to this she claimed that she had in fact
said that her leg was sore and that she rubbed it but that the doctor did
nothing.
She then added that she may have mentioned her arm but she was not
sure. When the cross-examination resumed on the next day of
the hearing she
added a claim that she told the doctor that her arm was lumpy. There is also
the contrast between the evidence given
by Ms Hollier and the history that she
gave to Drs Phillips and Champion that I referred to earlier.
120 I accept that Ms Hollier perceived that she was experiencing pain from a
variety of symptoms but there is a question as to whether
they arose as quickly
as she claimed. I am satisfied that she made no complaint to Dr Sutcliffe on
the day after the insertion procedure
and this tends to indicate that the
perceived pain from these symptoms had not arisen to any significant extent in
that period.
The progression of the plaintiff’s evidence from no
complaint, to a complaint about her leg, then a possible complaint about
her
arm, and then a complaint about her arm being lumpy raises a question about her
credibility. Dr Sutcliffe’s evidence,
which was that Ms Hollier made no
complaint and gave the impression that she was happy, is more acceptable.
121 There is also a contrast between the plaintiff’s evidence and what
is included in the statement of claim. There it is asserted
that on 17 October
2006 “the plaintiff advised the defendant that she was experiencing
significant pain in her left arm and
had a burning sensation in her left arm
where the Implanon implant was supposed to be situated”. It continues,
“the
defendant advised the plaintiff that the pain and burning sensation
was due to swelling and the anaesthetic and that if it worsened
she should
return to the surgery”. This is clearly in conflict with the
plaintiff’s evidence which included no assertion
that she complained of
“significant pain in her left arm and had a burning sensation” in
that arm.
122 There are further inconsistencies.
123 Ms Hollier said that a nurse told her on 21 October that there was a
possibility of nerve damage but in cross-examination she
agreed that she had
told a psychologist that a nurse had told her that she was possibly experiencing
an allergic reaction.
124 Ms Hollier denied that she returned to see Dr Bui on Monday 23 October
and told him that the pain was much improved. However,
Dr Bui’s notes
record, “pain is much improved”. She denied that on the last
occasion she saw Dr Bui that she had
told him that the pain was resolving. Dr
Bui’s notes record, “pain is resolving”.
125 There were some other aspects of Ms Hollier’s version which I found
difficult to accept. Her evidence about the nature
of the bandage that was
applied on 16 October is one example. Another is her claim that she exhibited a
variety of symptoms on 17
October which would have been readily apparent to
anyone, medically trained or not. However, Dr Sutcliffe, apparently, completely
failed to detect any of them after both looking at and palpating her
arm.
126 The symptoms Ms Hollier claimed to have experienced included swelling to
her arm and her groin and lumps in her left arm and armpit.
She also said the
area around the insertion site was red and yellow on 17 October but by 18
October it had started to blacken.
There is a note by a triage nurse in the
Liverpool Hospital Emergency Department Clinical Record that there were
subcutaneous nodules.
There is no other notes of swelling or lumps or
discolouration in that record, or the record of the after hours GP, or the notes
of Dr Bui.
127 I am not of the view that the evidence of Ms Hollier which had the effect
of suggesting that the insertion technique used by Dr
Sutcliffe was incorrect
resulting in the implant being placed too deeply receives support from the
observations made by her partner,
Mr Parker, of the manner in which Dr Bui
removed the implant.
128 Mr Parker’s evidence included the claim that he observed,
“the entire head of the scalpel was inside her arm”
and that Dr Bui
inserted “a good inch, inch and a half of the head of the forceps”
into the arm. These were obvious
exaggerations.
129 Mr Parker sought to draw conclusions about the force that the doctor was
using and it was his view that the doctor was experiencing
some difficulty in
first locating the implant and then in removing it. It was not suggested that
Mr Parker had any medical training.
Dr Bui’s notes include
“palpable implant” and so it is difficult to understand why he would
have any difficulty
in locating it. Doubts were expressed during the course of
the concurrent evidence of the liability experts about the skill, training
and
experience that Dr Bui may have had in the removal of Implanon implants but the
evidence of the technique he used was largely
restricted to the description
given by Mr Parker. The only other matter shedding light upon his skill was the
use of two right-angled
incisions, a technique the liability experts found
somewhat baffling. If Dr Bui did experience difficulty in removing the implant
I am not prepared to conclude for this reason that the insertion was
faulty.
130 Mr Parker’s evidence about what Dr Bui did to remove the implant
was not supported by Ms Hollier because she said that she
did not look at what
Dr Bui was doing. It was also not supported by any evidence by Dr Bui, a topic
to which I shall return shortly.
131 Ms Hollier’s evidence about experiencing the various painful
symptoms in the days following the implantation was supported
by Mr Parker and
his mother. I accept that Ms Hollier did perceive that she was experiencing at
least some of those symptoms, although
I am doubtful that they arose as soon
after the procedure as she claimed. The lack of complaint to Dr Sutcliffe on 17
October is
not credibly explained, as I have mentioned. Mr Parker’s
evidence was not precise as to what he perceived in the 24 hours
or so after the
procedure had been performed. His evidence was more in the nature of a rolled
up general description of what he
perceived between 16 October and the
attendance at Liverpool hospital on 21 October. Ms Parker did not arrive in
Sydney until 20
October.
132 An attempt was made to characterise as “false” the assertion
in Dr Sutcliffe’s report to the solicitors in December
2006 that the
procedure was “uncomplicated”. It was contended that the
doctor’s own account of the procedure did
not justify that description.
There is nothing in this. Dr Sutcliffe described the implant as being not
easily palpable on the
day of insertion but easily palpable the day after. I do
not see any significance in her describing the procedure as
“uncomplicated”
for that reason.
133 Another matter that tends to undermine the force of the plaintiff’s
case is that her evidence, theoretically at least, was
capable of confirmation
by testimony of others who were not called as witnesses. In this regard I am
referring to Ms Hollier’s
girlfriend, Kristy, the medical centre nurse and
Dr Bui. There was no attempt to explain the absence of evidence from any of
these
three potential witnesses.
134 On Ms Hollier’s account, Kristy and the nurse would likely have
been in a position to confirm her evidence about the insertion
procedure and the
bandage applied afterwards. They may have confirmed her account of crying out
in pain during the procedure. Kristy
might also have been in a position to
confirm Ms Hollier’s evidence about what occurred in the consulting room
afterwards.
More significant, however, is the absence of evidence from Dr Bui.
He was a medically trained person who could have given authoritative
evidence on
the central question in the case as to whether the implant was correctly
situated subdermally or otherwise.
135 Glass JA set out principles in relation to the operation of the rule in
Jones v Dunkel [1959] HCA 8; (1959) 101 CLR 298 in Payne v Parker
[1976] 1 NSWLR 191 at 200-202. Although his judgment was a dissenting one, his
discussion of the principles has been described as providing an authoritative
summary: Wollongong Fabrications Pty Ltd v Ramsbottom [2006] NSWCA 279;
68 NSWLR 387 per Tobias JA at [69]. His Honour stated in part (at 201):
Whether the principle can or should be applied depends upon whether the conditions for its operation exist. These conditions are three in number: (a) the missing witness would be expected to be called by one party rather than the other, (b) his evidence would elucidate a particular matter, (c) his absence is unexplained.
136 In submissions on behalf of the plaintiff it was asserted that the party
who should have called Dr Bui was the defendant. I do
not accept that for a
number of reasons. Dr Bui was the plaintiff’s doctor. The
defendant’s solicitors sought to obtain
from the plaintiff’s
solicitors the plaintiff’s consent to enable them to speak with Dr Bui
(Exhibit 5). Such consent
was not forthcoming and there was no acceptable
explanation why that was so. Thus, information from Dr Bui was available to the
plaintiff but not to the defendant.
137 To say that Dr Bui was amenable to subpoena as Mr Barry QC asserted in
closing submissions is not to the point. Mahoney JA observed
in Fabre v
Arenales (1992) 27 NSWLR 437 at 450 that, “A party is not, under pain
of a detrimental inference, required to call a witness
‘blind’.”
I am not of the view that counsel for the defendant
could be expected to call Dr Bui not knowing what he would say and not knowing
whether any privilege would be claimed.
138 O’Donnell v Reichard [1975] VicRp 89; [1975] VR 916 provides an example of
the rule in Jones v Dunkel being applied against a plaintiff who without
explanation failed to call three doctors who had treated her in hospital
following
an accident. It was held that the trial judge had misdirected the
jury to ignore the failure of the plaintiff to call the doctors
and that it was
equally open to the defendant to call them, subject only to the plaintiff
consenting to them giving evidence. Newton
and Norris JJ stated (at
937):
We also consider that his Honour was in error in suggesting to the jury that the defendant could have called the three doctors as witnesses, subject only to the plaintiff consenting to their giving evidence after they had been sworn. In our opinion it would have been most unreasonable to expect the defendant to call any of the three doctors as witnesses. The defendant could almost certainly have acquired no advance knowledge of what any of the three doctors might say, for having regard to the requirements of professional confidence it is most improbable that any of the three doctors would have told the defendant's legal advisers what was the evidence which they could give. Furthermore, as indeed the learned judge pointed out, unless the plaintiff had waived the privilege given to her by s28(2) of the Evidence Act 1958, the doctors could not have given evidence at all.
139 There was no attempt made to explain by way of evidence why Dr Bui was
not called. In submissions on behalf of the plaintiff
there was reference to
the plaintiff having said in cross-examination, “Unless Dr Bui is
refusing to speak to anyone”. I do not know why that was referred to.
It is not evidence that the doctor was not speaking to anyone. Mr Barry
continued
by submitting:
And of course your Honour might think that in the case of a witness who could potentially be a wild card for either party forensic decisions are made as to whether or not that witness, anyone is prepared to chance their arm, for want of a better word in this case. (T478.18).
140 No explanation was given as to why Dr Bui should be considered a
“wild card”. The only forensic decision I can envisage
needed to be
made is whether evidence of Dr Bui would assist.
141 Dr Bui could have elucidated a number of matters – whether or not
the implant was correctly placed subdermally; where it
had been inserted in
relation to the scar from the earlier implant; what was required to be done to
remove the implant; and whether
the implant was bent before or during removal.
I have earlier indicated that the latter may be put to one side but the other
matters
are of significance. I conclude that the unexplained failure of the
plaintiff to call Dr Bui is because his evidence would not have
assisted her
case on these issues.
142 Although the Jones v Dunkel principle is often spoken of in the
context of whether an inference about a particular topic should be drawn, it is
also, in certain
circumstances a matter that may be applied in consideration of
whether direct evidence given by a witness or witnesses should be
accepted: see
Manly Council v Byrne [2004] NSWCA 123 per Campbell J (as he then was)
at [59]. In the present case there is the direct evidence of Mr Parker of his
observations of Dr
Bui removing the implant. However, there are reasons to
doubt Mr Parker’s evidence, as I have indicated, and there is also
the
fact that Dr Bui is medically qualified and Mr Parker is not. In these
circumstances I am satisfied that a Jones v Dunkel inference is available
and so the unexplained absence of testimony from Dr Bui provides a further
reason not to accept the evidence
of Mr Parker about the removal
procedure.
143 I do not believe that the failure to call the girlfriend Kristy or the
nurse is a matter of significance. There was already evidence
from the
plaintiff on the subject matter of any prospective evidence they might have
given. A party is not required to call a witness
to give cumulative evidence to
avoid a Jones v Dunkel inference being drawn: Manly Council v
Byrne, supra, at [60] – [66]. The difficulties I have indicated that
I have in accepting the plaintiff’s evidence may have
been resolved if
there had been evidence from Kristy and/or the nurse. That, however, is said by
way of observation only.
144 Thus far I have indicated a preference for the evidence of Dr Sutcliffe
over that of Ms Hollier. But the fact remains that there
is no doubt that Ms
Hollier experienced a variety of painful sensations following the implantation
that she had not experienced before.
The question is whether this of itself
supports the contention that Dr Sutcliffe’s insertion technique was
somehow at fault.
145 Four experts gave concurrent evidence on the causation issue – Dr
Jonathan Phillips, psychiatrist, and Dr David Champion,
rheumatologist, were
called by the plaintiff and Dr Robert Lewin, psychiatrist, and Dr Paul Spira,
neurologist, were called by the
defendant. A number of reports by these eminent
doctors were in evidence but more practical assistance was provided by them
having
conferred prior to the trial and by them giving concurrent evidence
during the trial.
146 It is unnecessary, at this point, to refer to the individual opinions
held by each of these experts. There was general agreement
that this was a case
of complexity with no-one suggesting there were clear and definitive answers as
to the nature of Ms Hollier’s
condition or its cause. Important for
present purposes are two matters.
147 First, in all of the reports and investigations that the experts had
examined there was no clear evidence of any physical damage
having been
occasioned to Ms Hollier by Dr Sutcliffe’s insertion of the Implanon
implant. The evidence of this is conveniently
listed and summarised in the
written outline submissions on behalf of the defendant at [11] to [25].
148 Secondly, whilst the causation experts differed somewhat in their views
as to whether there was a direct connection between the
insertion procedure and
the adverse consequences Ms Hollier claims to have experienced, and I should
hasten to add that malingering
is not considered a significant possibility, they
were unanimous that their views would apply irrespective of whether the scenario
described by the plaintiff or the defendant occurred: see Summary of Joint
Conference report at page 4 (Exhibit D) and concurrent
evidence at T236.10
– 236.16.
149 Although I will deal with the issue of causation in greater detail in the
following section of this judgment, it cannot be concluded
from the fact that
the plaintiff complained post-insertion of painful symptoms that she did not
have pre-insertion that these symptoms
were a result of conduct of Dr Sutcliffe
that fell short of competent professional practice.
Summary of
conclusions on breach
150 I am unable to accept those parts of the evidence of the plaintiff, her
partner and her mother-in-law which are said to provide
a basis to infer that
the defendant incorrectly inserted the Implanon implant.
151 The evidence of the defendant that correct techniques were employed is
credible and is supported by contemporaneous records.
152 There is no evidence of physical damage caused by an incorrect insertion
technique.
153 The fact that the plaintiff perceived pain after the procedure that she
had not experienced before does not establish that an
incorrect insertion
technique was used.
154 I am not satisfied that there was a breach of the defendant’s duty
of care towards the plaintiff. The defendant’s
actions in inserting the
Implanon implant into the plaintiff on 16 October 2006 were consistent with
competent professional practice.
Causation
155 In the event I am held to be in error in making the above findings I will
deal with the issue of causation.
156 First, it is necessary to refer to the evidence as to the physical and
psychological impact it is asserted that the implant procedure
had upon Ms
Hollier.
Plaintiff’s physical and psychological injuries
157 Subsequent to the treatment received from Dr Bui the plaintiff consulted
Dr Stanford who arranged for a number of tests and provided
a referral for
specialist treatment. The physical sequelae led to the development of
psychological problems with the plaintiff describing
herself as, “angry,
frustrated, and fed up with not being able to do my – walk normal and I
just wanted the pain to go
away. I didn’t want it” (T48.15). She
described suffering panic attacks as well as an inability to get appropriate
medical
treatment (T56 - 57), which has exacerbated her mental condition
(T51-52). The plaintiff was unable to cope with both her symptoms
and the
raising of her family and for this reason she moved to Victoria in
August/September 2007 to be closer to her and her partner’s
immediate
family (T53).
158 The plaintiff described the foregoing symptoms as having a restrictive
affect on her ability to lead a normal life. Specifically,
she started having
difficulty with hanging the washing, driving a manual vehicle, mowing the lawns,
gardening and generally those
household chores requiring lifting of some sort
(T51.2). As the plaintiff’s husband was also suffering from medical
ailments,
she initially relied on her two eldest children to provide assistance
with the domestic tasks (T52.45), although her daughter is
now estranged and the
plaintiff attributes this to her over reliance (T53.40). The plaintiff now
relies on assistance rendered by
her eldest son (T56.11). She described her
present symptoms as consisting of a burning sensation, tingling and pins and
needles across
her left arm and extending to her shoulder and the back of her
neck. The pain is constant. She also experiences pain and lumps around
her left
leg. The pain causes disabilities in the form of restricted bending, walking,
riding a bicycle, exercising, personal care
such as grooming and dressing,
shopping and performing general domestic duties around the home (T55 –56).
The plaintiff also
described the impairment to her earning capacity and
inability to return to work as a chef or commercial cleaner (T57
–58).
159 In cross-examination, the plaintiff described performing various domestic
chores with the assistance of her son and husband. She
is able to load the
washing machine with her son hanging the heavier washing. She cooks with her son
lifting the heavy pots. She
vacuums with the assistance of her husband. She is
able to make her bed, wipe down the kitchen bench and light dusting. The
children
clean their own rooms, assist with the dishwashing and kitchen
cleaning. She receives some assistance with personal care such as
shaving of
legs. The plaintiff’s husband mows the lawn (with assistance from the
elder son), irons, maintains the cars and
assists with the shopping (T159
– 166).
160 The plaintiff’s husband gave evidence that the plaintiff enjoyed
substantial relief a day or so after the implant was removed
and then the pain
in her left arm returned and gradually deteriorated. He also described a change
in the plaintiff’s mental
state, saying “she is not the happy person
she used to be” (T171). Mr. Parker also gave evidence about the
plaintiff’s
restricted capacity around the home and he said, “Sam
can basically really only do very, very minimal things before she’s
completely exhausted. And the rest of us pick up the slack in the house”
(T172.10).
161 I have earlier referred to the evidence of the plaintiff’s mother
in law as to what she observed about the plaintiff in
the two week period in
which she was visiting from Victoria commencing four days after the implant
procedure. She said she saw Ms
Hollier next in the period leading up to
Christmas 2006. She said she was not her usual “bubbly, energetic
self”, was
slower and not as alert (T183.30). She had trouble getting in
and out of the car and moved with a decided limp (T183.45). She saw
Ms Hollier
“reasonably” frequently after she moved to Victoria in August 2007.
She described the plaintiff as being
“unable to do what she used to
do”, she had “vague periods where she struggles” and became
tired and she
was unable to cope with housework the way she used to
(T184).
162 The plaintiff’s half sister, Ms. Gwendolyn Morgan, also gave
evidence to the affect of noticing a substantial change in
her sister’s
physical and psychological presentation after having the implant. She described
the plaintiff before the incident
as having “no issues physically”
(T189.45) and being “very strong minded...She just showed great strength
of character”
(T190). Subsequent to the incident, she described her sister
as being “withdrawn” (T194.6). She confirmed the plaintiff’s
evidence in respect of her daughter, Grace, leaving home because there was
“too much to cope with” (T198.39). She also
described various
restrictions in the plaintiff’s mobility. Ms Morgan said that she
observed the plaintiff requiring assistance
with the shopping (T195), cooking,
washing, vacuuming and making beds (T199-200).
Medical treatment
subsequent to the implant being removed
163 The plaintiff first consulted with Dr Stanford on 23 October 2006 and
remained under his care until she relocated to Victoria.
164 On 25 October 2006, Dr M Waterland performed a left leg venous doppler
and reported:
The short saphenous vein is thick-walled from the posterior knee crease inferiorly for 6cm and does not compress fully. This may represent previous superficial thrombophlebitis within the short saphenous vein.
165 On 1 November 2006, Dr Waterland performed a left popliteal fossa
ultrasound that revealed no abnormalities.
166 On 7 November 2006, Dr G Markson performed a left humerus ultrasound that
revealed “inflammatory reaction” beneath
the incision where the
implanon was inserted.
167 On 23 November 2006, the plaintiff was referred to Dr Gotis-Graham,
rheumatologist.
168 On 12 February 2007, Dr Waterland performed an x-ray of the chest, left
knee, left shoulder and ultrasound of the left shoulder,
which did not reveal
any abnormality apart from the observation that, “There is mild to
moderate thickening of the subacromial
bursa”.
169 On 21 February 2007, Dr Waterland performed a left calf ultrasound and
reported no abnormalities apart from “diffuse tenderness”.
170 On 5 April 2007, the plaintiff attended upon Dr Crozier, vascular and
endovascular surgeon, who reported to Dr Stanford, “I
suspect there may
have been a traction injury to the superficial medial cutaneous nerve of the
arm. The dysesthesia which has resulted
has been exacerbated by background
stressors of domestic and work related nature”.
171 Dr Gotis-Graham saw the plaintiff on 7 February 2007 and 5 April 2007.
After the initial consultation, Dr Gotis-Graham wrote to
Dr Stanford outlining a
number of possible causes for the plaintiff’s symptoms. However, after the
consultation on 5 April
2007, by which time the plaintiff had undertaken a total
body scan, x-ray of the left shoulder, ultrasound of the left shoulder,
left
calf venous doppler and blood tests, Dr Gotis-Graham opined that from his
perspective he could not find anything wrong. He
recommended review by a
neurologist.
172 The plaintiff commenced treatment with the South Western Sydney Area
Counselling Service, specifically with Ms Michele Jackson,
psychologist, on 20
April 2007 and undertook approximately 4 sessions.
173 Nerve conduction studies recommended by Dr Gotis-Graham were undertaken
on 12 June 2007. Dr Cecilia Cappelen-Smith reported, “There
are
abnormalities of median nerve conduction at the left wrist of mild-moderate
degree, consistent with the clinical diagnosis of
carpal tunnel
syndrome.”
174 After relocating to Victoria, the plaintiff commenced treatment with Dr
Anna Piesiewicz-Bialex, general practitioner, whose file
reveals treatment for
depression by way of medication in the form of Lovan tablets. It would seem that
the plaintiff consulted Dr
Piesiewicz-Bialex in the period of August 2007 to
October 2007.
175 The plaintiff undertook a MRI and CT scan of her left arm reported on by
Dr Snodgrass on 28 July 2008, both of which revealed
no abnormality.
176 The treatment picture after the plaintiff moved to Victoria is not
entirely clear. This may have been explained in part under
cross examination
when she stated, “There are 30 or 40 different doctors I have approached
in medical centres that have several
other doctors and they just put a big
barrier up and want nothing to do with me” (T154.16). The plaintiff
explained that doctors
did not want to get involved in her management due to the
pending litigation (T154.2).
Causation experts’
evidence
177 I have earlier alluded to the evidence given by Drs Phillips and Champion
on behalf of the plaintiff and Drs Lewin and Spira on
behalf of the
defendant.
178 The first point to note in relation to the symptoms Ms Hollier has
claimed to have experienced since 16 October 2006 is that it
is not contended
that a conclusion of malingering is available. I proceed on the basis that her
claims are genuine. The possibility
of there being a conversion disorder is
also excluded.
179 The next point to note is that the symptoms arose after the implantation
and were not in existence before. Accordingly, there is no question that
the implantation procedure was a triggering mechanism. The question is, how?
There is,
as I have earlier noted, no evidence of physical damage occasioned to
the plaintiff by the procedure.
180 The causation experts conferred between themselves with input from some
others on 9 November 2009. A very useful joint report
was produced (Exhibit D),
the contents of which may be summarised in two parts as follows.
(i)
Nature of the plaintiff’s problem
181 The preponderance of opinion is that Ms Hollier has experienced a pain
syndrome, which has given rise to a depressive reaction
with a range of reactive
symptoms, anxiety and depressed mood. This was either an Adjustment Disorder
with mixed features of anxiety
and depressed mood, or a partially treated Major
Depressive Episode. There may have been a compounding of the severity of the
plaintiff’s
psychological reaction as a result of opiate analgesic
medication to which she had resorted subsequent to the implantation. Dr
Phillips
spoke of the perception of pain in the context of depression being
features that fed and perpetuated each other.
182 There was agreement that there were a number of vulnerability factors.
They included:
· a complex obstetric history;
· a history of an abusive relationship between Ms Hollier and her first husband (the father of her two eldest children);
· the suicide of her father in 2004;
· injuries suffered by her second husband, and work changes resulting from this, and recent family vulnerability factors and financial stress;· emotional difficulties experienced by two of her children; and
· her mother’s leukaemia and her father’s dementing condition.
183 Despite the existence of these vulnerability factors there was no
evidence of any psychiatric condition or chronic pain disorder
prior to the
insertion of the Implanon rod on 16 October 2006. However the report of the
joint conference indicates that vulnerability
factors had eroded Ms
Hollier’s coping capacity.
(ii) Causation
184 It was Dr Spira’s view that Ms Hollier’s abnormal reaction to
the implantation was a result of psychological vulnerability.
The absence of a
physical explanation for her pain syndrome was significant. Absent the prior
vulnerability factors it was his
view that the pattern of ongoing disability
would not have occurred.
185 It was significant that Ms Hollier held a belief that the procedure
carried out by Dr Sutcliffe had not been conducted properly.
She perceived
differences between what Dr Sutcliffe did when compared to her memory of the
previous implantation by Dr Steele.
Dr Steele used a scalpel whereas Dr
Sutcliffe had used a relatively large bore cannula to make the incision (the
latter, it should
be noted, was consistent with the procedure recommended by the
manufacturer and with competent professional practice). Ms Hollier
perceived
greater pressure on her arm during the procedure than she recalled from the
earlier one. It is possible that the expected
swelling and bruising she
experienced was to a greater extent that previously. The fact that the first
device she had obtained
from the pharmacy was found to be defective was thought
to be another possible point of distinction in her mind. The difficulty
in
palpating the device immediately after the procedure was a further point of
distinction. The fact that Ms Hollier perceived instant
relief from the removal
of the implant by Dr Bui was seen as supporting the notion that she felt
something had gone wrong six days
earlier.
186 The report of the joint conference (Exhibit D) concludes on the question
of causation as follows:
As to the relevant weight of each of these contributing factors, there was a spread of opinion amongst the participants in the joint conference. Some participants considered that the insertion of the Implanon device had triggered a cascade resulting in the current reported pattern of symptoms and disability. Others felt that the effects of the insertion of the Implanon device were relatively insignificant when considering the nature of subsequent events and the magnitude of the response. Hence, greater emphasis was placed by those observers upon vulnerability factors.
187 Drs Champion and Phillips prepared a report of views they had discussed
before the joint conference (Exhibit G). It includes
the following
points:
The relief of pain immediately following the removal of the implant by Dr Bui was consistent with the response to the local anaesthetic injection together with the sense of relief that the perceived cause of pain had been removed.
There was no evidence of a chronic pain disorder prior to 16 October 2006.
Whilst Ms Hollier probably had some pre-existing vulnerability to psychiatric disorder she had not suffered from a diagnosable psychiatric disorder prior to 16 October 2006.
A diagnosis which best fits the mode of origin of the disorder, the nature and persistence of chronic pain and the psychosocial associations and consequences, as well as having the most probable causal interpretation is a chronic regional pain syndrome.
The evidence indicates that the disorder was precipitated by the implantation procedure on 16 October 2006.
The psychological diagnosis is an adjustment disorder with mixed anxiety and depressed mood and a pain disorder associated with psychological features.
188 Drs Champion and Phillips were of the view that it was possible that
there was trauma to a peripheral nerve, perhaps a cutaneous
branch, at the
implantation site and that this would account for the nature, quality and
distribution of the subsequent pain through
central sensitisation of
nociception, although they acknowledged that no such peripheral nerve damage had
been identified. In relation
to their preferred diagnosis the doctors
concluded:
In summary, while shortcomings in published knowledge are acknowledged, the best explanation is that Ms Hollier experienced relatively severe and sustained (for several days) nociceptive input into her central nervous system, leading to neuroplasticity including central sensitisation of nociception and the clinical pain state. Clinical pain is a complex, multidimensional experience including sensory discriminative, cognitive, autonomic and affective responses with gender and cultural influences. There is no realistic way to simplify the interplay of the sensory, cognitive and emotional central nervous system matrix.
189 In oral evidence Dr Spira had a difficulty with the concept that there
can be pain in the absence of pathology, putting aside
two issues which were not
relevant in this case. He did not know how much pain Ms Hollier was in, only
that she was behaving as
if she was in pain. On the other hand, Drs Phillips,
Champion and Lewin agreed that she had suffered a severe pain experience from
very shortly after the implantation procedure.
190 The doctors discussed the concept of somatisation. Dr Spira explained it
as a situation in which an individual perceives an injury
and develops
complaints which are beyond the expected outcome of that pathology. There may
be physical consequences and he gave
the example of a person limiting or ceasing
the use of a limb because of a perception of pain and thereafter experiencing
pain in
other unexpected locations in the body.
191 Dr Champion’s evidence was that the concept of somatisation was
controversial and had been called into serious question
in recent times. Dr
Phillips and Dr Lewin also expressed caution in relation to somatisation. Dr
Spira, on the other hand, said
that on occasions he did see very clear evidence
of somatisation in patients. In relation to Ms Hollier it was his view that
there
was a psychological rather than physical reaction. He regarded her as
somebody who has had an “extraordinary response to what
is a relatively
minor noxious event”. He referred to Ms Hollier’s claim that she
was not using her left arm and the
fact that there was evidence she was in fact
using it as indicating that there may be an element of somatisation. In his
report
of 30 October 2008 he said that the phenomenon that he saw suggested a
psychogenic disorder of which a large part is an overvaluation
of the effects of
the implantation and that it was this that was responsible for Ms
Hollier’s chronic complaints.
192 Dr Lewin indicated that he had been led to a “slightly different
conclusion”. He referred to “epidemics of
behaviour” seen in
the past and gave the illustration of “the storm of cases of so-called
RSI, which were initially attributed
to a biological cause, but which
evaporated”. He concluded his answer, “It may well be that there is
shown to be an
epidemic of these sorts of unusual pain presentations which
don’t have a ready physical explanation”. I do not regard
this
answer as being at all definitive.
193 Dr Spira’s opinion was that it was impossible to explain Ms
Hollier’s pain syndrome on the basis of either nerve damage
or some
pathology within the arm. To him, that left the explanation as being
psychological rather than physical. (T230).
194 Dr Lewin was of a similar view. With malingering being put to one side,
it was his view that the explanation was psychosocial
(T230-231).
195 Dr Phillips referred to the onset of pain being first in point of time
which was followed by the development of a depressive spectrum
disorder. A
depressive disorder may lower the threshold of a person to the experience of
pain, establishing a vicious cycle, pain
leading to depression and depression
making the person more aware of the pain. It was not his view that the primary
disturbance in
this case was psychological (T231).
196 Dr Champion agreed with Dr Phillips. His view is perhaps best
encapsulated in the following passage of his evidence (at T222.10
&
223.20):
And the best explanation, of which there's great precedent in published work, is that whatever happened at the implantation site with this event, she experienced disordered processing of sensations in her central nervous system, characterised symptomatically by this ongoing left arm, left axilla and left leg and left body pain, which became a chronic pain disorder.
Now, with a nociceptive stimulus, a stimulus that provokes a persistent burning pain, lasting with the presumed stimulus continuing several days, can that produce a long lasting pain disorder through neurobiological mechanisms? Yes, indeed it can.
...
So you have to step back and look at the whole pattern. The whole pattern includes the reduced sensation, even to sharp stimuli in the skin, together with this particular pattern of responses to deep pressure stimuli. And the whole pattern is highly characteristic of a regional chronic pain disorder, with the influence that this central sensitisation of nociception. So I believe that what she says is consistent with the findings on examination and is consistent with published work including very recent published work important enough to be accompanied by editorials and supports the biopsychosocial interpretation of this: a mix of neurobiology with psychological factors that are undeniably present in this woman's case.
197 Dr Phillips agreed, adding (at T223.30):
To reduce it to the simplest words, really, that in certain people a peripheral stimulus, even and when the original injury is relatively minor triggers a remarkable change in the brain which is referred to as this central sensitisation or plasticity of neurones, where there is in fact a major amplification of the pain experienced. And on my reading of the literature, this is where it is at the moment, that the process of central sensitisation, which ultimately is a biomedical process, is quite the epicentre of the whole business.
198 There was general agreement that there was no evidence of nerve damage,
although Dr Phillips stressed that some minor nerve damage
at the time of the
implantation could not be ruled out absolutely (T232).
199 Of some significance is the evidence of Dr Phillips that, although he
expressed an uncertainty about the psychological aspects
of the case, he felt
that they were secondary rather than primary (T234.25).
200 Dr Phillips at one point noted that despite the various vulnerability
factors Ms Hollier had not suffered from a recognisable
and diagnosable
psychiatric disorder that pre-existed the incident. He also said that her
vulnerabilities may have made her less
resilient and was thus more psychological
vulnerable at the time of the second implantation procedure than she would have
been, say,
ten years earlier (T236).
201 Dr Lewin agreed. Dr Champion also agreed but to a limited extent. He
felt that the vulnerability factors may have increased
Ms Hollier’s risk
of an adverse pain experience if something had gone wrong but also thought that
this was rather offset by
her positive attitude about having the procedure. He
added, “Then, once the pain disorder had become persistent and with the
addition of other vulnerability factors, there is no doubt that these
psychological issues inevitably must emoted (sic – must
have emoted?) the
pain experience and contributed to chronicity” (T236.47).
202 Dr Lewin followed by indicating that in his view Ms Hollier’s
perception of the implantation procedure being flawed was
“at the base of
her reaction” (T237.10) and “is likely to have been a salient event
which was relevant to the initiation
of this cascade of events we have been
discussing” (T238.10). Dr Spira, in essence, agreed (T237.50). Dr
Champion felt that
Ms Hollier’s perception of the procedure being flawed
only became relevant after the pain experience had commenced, and I take
him to
have been making a contrast with it being a cause of that experience (T238.15).
Dr Phillips was also of the view that the
perception of the procedure was
important, although at this point in his evidence he did not relate it to the
onset of the pain experience
(T238.19 – 238.32).
Submissions
as to causation
203 It was submitted on behalf of the plaintiff that because the plaintiff
had a chronic pain condition in her arm which she did not
have before but did
have immediately after the insertion procedure, in the absence of any other
explanation, it followed that the
insertion was the cause of the pain. It was
put that the onus was upon the defendant to prove otherwise (despite s 5E
Civil Liability Act). Watts v Rake [1960] HCA 58; (1960) 108 CLR
158 and Purkess v Crittenden [1965] HCA 34; (1965) 114 CLR 164 were cited in support of
the proposition.
204 I do not see that the mere coincidence of the two events occurring, the
implantation and the experience of pain, necessarily establishes
causation
between breach and harm with a burden then passing to the defendant to prove
otherwise. In any event, discussion of who
bears a burden seems to me to be
beside the point for present purposes. The critical issue is whether upon the
whole of the evidence
I am satisfied that a breach of duty by the defendant
(which is being assumed for present purposes) was a cause of harm to the
plaintiff.
205 The case for the plaintiff is that there was physical pain first and that
any psychological response was consequential. It was
submitted that I should
accept the evidence of Dr Champion, with whom Dr Phillips agreed, that it was
inappropriate to look separately
at physical and psychological factors but
rather they should be seen in combination. Reference was made to the
“vicious cycle”
of which Dr Phillips spoke and his view that
psychological factors were secondary in this case.
206 It was submitted that I should reject the opinions of Drs Spira and Lewin
insofar as they suggested that because there was no
identifiable physical cause
of pain then the cause was purely psychological. Reliance was placed upon the
two papers tendered during
the concurrent evidence (Exhibit H), Nondermatomal
somatosensory deficits in patients with chronic pain disorder: Clinical findings
and hypometabolic pattern in FDG-PET”, E. Niklaus et al, PAIN 145
(2009) 252-258 and the commentary upon that work, Nondermatomal somatosensory
deficits (NDSDs): A neuropsychobiological phenomenon?, PAIN 145 (2009)
12-13.
207 In the first of those papers it is concluded that:
Pain-related nondermatomal somatosensory deficits are a phenomenon involving biological as well as psychosocial factors with replicable clinical findings and a complex neurodysfunctional pattern in the FDG-PET.
208 It was submitted that these recently published works support a conclusion
that there is a physical or biological component to
the harm that the plaintiff
has suffered that is interrelated with psychological factors and so,
notwithstanding that precise physical
damage directly caused by a faulty
implantation procedure has not been identified, it can be concluded that the
procedure was the
cause of harm that was not limited to mental harm.
209 On behalf of the defendant it was contended that the plaintiff’s
response was entirely one that can be categorised as mental
harm and that it was
triggered partly by pre-disposing vulnerability factors and partly by a
perception by the plaintiff that the
procedure was different to that which she
had previously experienced and thereby faulty. Much reliance was placed upon
the fact
that there was no evidence that anything Dr Sutcliffe did or did not do
in any way caused any nerve injury or other ongoing physical
pathology that
might otherwise explain her left sided pain
syndrome.
Consideration
210 The evidence on this topic is of extreme complexity but I can state my
conclusions quite briefly.
211 There are two matters I have mentioned earlier but that are important to
bear in mind. First, there is no objective evidence
of physical damage having
been caused by the implantation procedure but this does not necessarily mean
that the procedure was not
faulty. I am assuming for present purposes that the
procedure was not in accordance with competent professional practice. Secondly,
it is common ground that the plaintiff is not malingering. I accept that
whatever the cause, she genuinely believes that she has
suffered the harm of
which she complains.
212 I accept that the plaintiff suffers from a chronic pain syndrome but this
does not satisfy the factual causation test in s 5D(1) of the Civil Liability
Act. This is the “but for” test: Adeels Palace Pty Ltd v
Moubarak [2009] HCA 48 at [45]; [2009] HCA 48; 239 CLR 420 at 440. The question is whether
but for a negligent insertion of the Implanon would the harm complained of have
occurred? According
to the causation experts, the harm could have occurred
irrespective of whether the scenario described by the plaintiff or that
described
by the defendant had occurred.
213 I am not satisfied to the required standard that negligence by the
defendant was a necessary condition of the occurrence of the
harm.
Section 32, Civil Liability Act
214 The defendant contends that she did not owe to the plaintiff a duty not
to cause mental harm in reliance upon the provisions of
s 32 of the Civil
Liability Act. It is appropriate to deal with this issue as well, on the
assumption that the plaintiff was in fact successful in establishing
breach and
causation. The section provides:
32 Mental harm – duty of care
(1) A person ("the defendant") does not owe a duty of care to another person ("the plaintiff") to take care not to cause the plaintiff mental harm unless the defendant ought to have foreseen that a person of normal fortitude might, in the circumstances of the case, suffer a recognised psychiatric illness if reasonable care were not taken.
(2) For the purposes of the application of this section in respect of pure mental harm, the circumstances of the case include the following:
(a) whether or not the mental harm was suffered as the result of a sudden shock,(b) whether the plaintiff witnessed, at the scene, a person being killed, injured or put in peril,
(c) the nature of the relationship between the plaintiff and any person killed, injured or put in peril,
(d) whether or not there was a pre-existing relationship between the plaintiff and the defendant.
(3) For the purposes of the application of this section in respect of consequential mental harm, the circumstances of the case include the personal injury suffered by the plaintiff.
(4) This section does not require the court to disregard what the defendant knew or ought to have known about the fortitude of the plaintiff.
215 Section 27 provides some definitions including:
Consequential mental harm means mental harm that is a consequence of a personal injury of any other kind.
Mental harm means impairment of a person’s mental condition.
Pure mental harm means mental harm other than consequential mental harm.
216 It has been contended on behalf of the defendant that the plaintiff is
not a person of normal fortitude. The defendant contends that the
plaintiff’s psychological injury has arisen in consequence of her
idiosyncratic vulnerabilities
that have affected her perception of the
circumstances surrounding the insertion of the Implanon.
217 In response, the plaintiff contends that s 32(1) does not apply to the
case as pleaded. The plaintiff’s claim is one of consequential mental
harm caused by the negligent insertion of the implant. Implicit within the
plaintiff’s submissions is the contention that s 32(1) deals with claims
of pure mental harm which is not relevant to the present claim (See oral
submissions at T474.25 – 475.6). However, s 32(1) is concerned with
mental harm. It may be pure or consequential.
218 A contrast may be seen with Recommendation 34(b) of the Review of the
Law of Negligence (Commonwealth of Australia, Canberra 2002 prepared by the
panel chaired by Ipp AJA (as he then was) (“the Ipp Report”))
and
the terms of s 32(1). The recommended provision referred to “pure mental
harm” but the legislature omitted “pure”.
219 So, contrary to the plaintiff’s contention, I am satisfied that s
32(1) applies to the present case, assuming that liability had been
established.
220 The defendant’s submission was that “a person of normal
fortitude would not have had the psychiatric reaction identified by the
causation experts” (emphasis added). With respect, I believe this is not
in accordance
with s 32(1) as well. The section speaks in terms of whether
“a person of normal fortitude might, in the circumstances of the case,
suffer
a recognised psychiatric illness” (emphasis added). It does not
speak of whether that hypothetical person might suffer the
psychiatric illness
from which the plaintiff suffered. Whether the plaintiff was a person of
“normal fortitude” is not
a relevant consideration. The focus is
upon “a person”.
221 The notion that for the purposes of foreseeability, a person be of normal
fortitude is not a novel concept. In Tame v New South Wales; Annetts v
Australian Stations Pty Ltd [2002] HCA 35; 211 CLR 317, Gleeson CJ spoke of
“normal fortitude” thus:
[16] The variety of degrees of susceptibility to emotional disturbance and psychiatric illness has led courts to refer to "a normal standard of susceptibility" as one of a number of "general guidelines" in judging reasonable foreseeability. This does not mean that judges suffer from the delusion that there is a "normal" person with whose emotional and psychological qualities those of any other person may readily be compared. It is a way of expressing the idea that there are some people with such a degree of susceptibility to psychiatric injury that it is ordinarily unreasonable to require strangers to have in contemplation the possibility of harm to them, or to expect strangers to take care to avoid such harm. Such people might include those who, unknown to a defendant, are already psychologically disturbed. That idea is valid and remains relevant, even though "normal fortitude" cannot be regarded as a separate and definitive test of liability.
222 It has been accepted that the term normal fortitude is a “somewhat
vague” concept and difficult in its application:
see Lord Wright
Bourhill v Young [1942] UKHL 5; [1943] AC 92 at 406. As to the latter point, Lord Wright
stated:
It is here, as elsewhere, a question of what the hypothetical reasonable man, viewing the position, I suppose ex post facto, would say it was proper to foresee. What danger of particular infirmity that would include must depend on all the circumstances; but generally, I think, a reasonably normal condition, if medical evidence is capable of defining it, would be the standard. The test of the plaintiff's extraordinary susceptibility, if unknown to the defendant, would in effect make the defendant an insurer. The lawyer likes to draw fixed and definite lines and is apt to ask where the thing is to stop. I should reply it should stop where in the particular case the good sense of the jury, or of the judge, decides.
223 See, similarly, Mount Isa Mines Ltd v Pusey [1970] HCA 60; (1970) 125 CLR 383 per
Windeyer J at 405.
224 The determination of normal fortitude is one that ultimately rests with
the court. The Civil Liability Act does not define the concept. In
Tame, supra, McHugh J said at [116], “It is no different from
requiring a tribunal of fact to decide any issue of civil or criminal
liability
by reference to community standards”.
225 The cases provide some examples of the determination of an issue of
normal fortitude.
226 In Tame, all of the judges agreed, although variously expressed,
that the plaintiff’s reaction to an allegation that she had consumed
alcohol prior to a motor vehicle collision was not that expected of a person of
normal fortitude. It was a reaction, which Gummow
and Kirby JJ described (at
[233]) as “extreme or idiosyncratic”.
227 By contrast, in Annetts, the reaction of parents, who had
entrusted the care of their son to the defendants, to the news of his death was
that expected of
a person of normal fortitude.
228 In Tomisevic v Menzies Wagga Southern Pty Ltd, [2005] NSWCA 178,
Beazley JA (Mason P and Pearlman AJA agreeing) held that it was not reasonably
foreseeable that a person of normal fortitude would
suffer a recognisable
psychiatric illness as a result of being splashed in the face by water
contaminated by faeces.
229 In Crump v Equine Nutrition Systems Pty Ltd t/as Horsepower,
[2006] NSWSC 512, the plaintiffs claimed damages for psychiatric harm arising
out of the death of their horse caused by purchasing contaminated feed
from the
defendant. Hoeben J determined against the plaintiffs on this issue (see [257])
by applying Tame and Annetts in so far as it was not reasonably
foreseeable that a horse owner of normal fortitude would develop a psychiatric
injury in the circumstances
of this case.
230 In CSR Limited and Another v Thompson [2003] NSWCA 329 at [43]; [2003] NSWCA 329; 59
NSWLR 77, Ipp JA (Handley and Sheller JJ agreeing) said that consequential
mental symptoms such as emotional distress that do not amount to
recognisable
psychiatric harm are not compensable. In contrast, in the present case the
defendant concedes the plaintiff suffers
from a recognisable psychiatric
illness.
231 In Bourhill v Young, supra, the plaintiff, a pregnant women,
suffered nervous shock and subsequently gave birth to a still born child, in
consequence
of hearing a collision involving a motorcyclist. In discussing the
issue of normal fortitude, Lord Porter said at 117:
The driver of a car or vehicle, even though careless, is entitled to assume that the ordinary frequenter of the streets has sufficient fortitude to endure such incidents as may time to time be expected to occur in them, including the noise of a collision and the sight of injury to others.
Consideration
232 In the present case the plaintiff underwent a relatively simple procedure
for the insertion of a contraceptive implant. It was
something that, if done in
accordance with the manufacturer’s recommendations and competent
professional practice, should have
taken a matter of minutes. Ought the
defendant have foreseen that a patient of normal fortitude might suffer a
recognised psychiatric
illness if she did not take reasonable care in carrying
out the procedure? It would be well expected that if reasonable care was
not
taken there could be some physical harm caused to the patient. If the procedure
was faulty in the manner for which the plaintiff
has contended it could be
foreseen some physical damage causing pain to the patient might result.
However, in all of the circumstances,
I cannot conclude that the defendant ought
to have foreseen that a recognised psychiatric illness might be suffered.
233 Although I have arrived at this conclusion by considering the evidence as
a whole, it is worth noting that the expert psychiatrist
retained by the
plaintiff, Dr Phillips, opined in his report dated 17 October 2008 that
“there is no doubt in my mind that
the plaintiff’s psychological
reaction associated with the placement of the Implanion device on 16 October
2006 has been complex
and unusual and beyond the reaction which might normally
be expected given what I know about the issue”.
Damages
234 If the plaintiff had been successful in respect of all of the foregoing
matters I would have assessed damages as follows.
Non-Economic
Loss
235 The plaintiff in written submissions contended for an assessment of
non-economic loss to the extent of 70% of a most extreme case.
In reply, the
defendant submitted that an assessment of 30% would be more appropriate in the
circumstances.
236 The plaintiff’s entitlement to damages for non-economic loss is governed by s 16 with the rate determined by s 17 of the Civil Liability Act. Section 3 defines non-economic loss as any one or more of the:
(a) pain and suffering,
(b) loss of amenities of life,
(c) loss of expectation of life,
(d) disfigurement.
237 The determination of general damages is as
“an evaluative process in respect of which minds may reasonably
differ”:
see Woolworths Ltd v Lawlor [2004] NSWCA 209 at [14] per
Beazley JA (with Hodgson and Tobias JA agreeing). The process has also been
described as neither scientific nor normative: see
Crystal Wall Pty Ltd v
Pham [2005] NSWCA 449. In that case, McColl JA also accepted that a most
extreme case refers to a category of cases rather than to a specific type of
injury/condition.
The examples of quadriplegia or total blindness combined with
loss of limbs were approved as possible examples of a most extreme
case:
Crystal Wall v Pham, supra, per McColl JA at [53] – [54].
Importantly, in determining a suitable figure I must consider the severity of
the plaintiff’s
injuries and resultant disabilities and the consequences
on the plaintiff as an individual: Thatcher v Charles (1961) 104 CLR 57
per Windeyer J at 71.
238 I have outlined in detail the plaintiff’s complaint of injury and
specifically the adverse affect the incident has had on
both her mental
wellbeing and general day-to-day functioning. Although the plaintiff is
currently aged 37 years, suffers from a depressive
reaction with a range of
reactive symptoms, anxiety and depressed mood, and requires ongoing treatment, I
do not accept the submission
that she is at 70% of the most extreme case. The
submission on behalf of the defendant that 30% is the correct assessment is
realistic
and one that I do accept.
239 The maximum amount allowable for non-economic loss is $473,500.00. Thirty
percent (30%) of the most extreme case provides for
an amount of 23% of the
maximum which results in a figure of $109,000.00
Past
Care
240 The plaintiff relies primarily on the report of Ms. Trudie Warner,
occupational therapist consultant, of 28 November 2007 in claiming
both past and
future care. Past care has been claimed in accordance with the information in
Ms. Warner’s report, which was
apparently provided by the plaintiff. It
should be noted that Ms. Warner did not assess the plaintiff within her home
and, it would
seem, produced the report without the benefit of the ample medical
evidence now available.
241 The claim for past care is governed by s 15 of the Civil Liability
Act. Accordingly, the plaintiff is not entitled to recover for past care
provided on a gratuitous basis unless the requirements of subsection
(2) and (3)
are satisfied.
242 The extent of the assistance reasonably required has been the subject of
dispute and a consideration of the evidence is needed.
243 The plaintiff provided evidence that she was able to perform most tasks
of daily living but avoided those tasks she perceived
to aggravate her condition
such as ironing and hanging out most items of washing. She gave evidence that
she is able to do most other
activities such as cooking, vacuuming, kitchen
cleaning and shopping with the assistance of family members although she did
give
inconsistent evidence as to the extent to which her husband is able to
assist given his own medical condition. Her husband, mother-in-law
and sister
provided evidence of a general nature supporting her need for assistance with
the heavier aspects of cleaning chores.
244 It is difficult to place much weight on the report of Ms Warner. First,
the assessment was conducted in an office without the
benefit of seeing the
plaintiff’s home for the purpose of assessing the reasonableness of the
information provided by the plaintiff.
Secondly, the assessment is somewhat
outdated and was carried out without the benefit of a formal diagnosis as to the
plaintiff’s
medical condition. I fail to see how absent such a diagnosis
and prognosis, an opinion can be expressed as to the need for care.
At its
highest, the report reproduces the plaintiff’s view on her need for
assistance as at November 2007, rather than providing
an objective
evidence-based opinion as to what is reasonably required.
245 Dr McClure, psychiatrist, in his report of 28 November 2007 opined,
“any requirement for domestic assistance or handyman
assistance will
depend upon Ms. Hollier’s physical injuries, not her psychiatric
condition”. Dr McClure was qualified
by the plaintiff.
246 Dr Champion, in his report of 6 February 2008, opined that Ms Hollier
required domestic assistance for at least two hours housework
per week but there
was not sufficient time in that consultation to properly consider this topic. In
a subsequent report of 12 February
2008, he stated that Ms Warner’s
recommendations, “seemed to be reasonable and appropriate”. I do not
put much
weight on this comment as it is at odds with the two hours per week
recommended by him less than a week earlier. Further, Dr Champion
did caution
that such assistance should “not encourage subsidence into greater
dependency on long term provision of help”.
Moreover, Dr Champion did not
explain why the recommendations by Ms. Warner were endorsed or how they could be
reconciled with his
earlier opinion.
247 Associate Professor Mathew Kiernan, consultant neurologist, stated in his
report of 22 December 2008 that, “from a neurological
perspective, there
is no indication for domestic assistance or handyman assistance”.
248 Ms Deborah Hammond, occupational therapist, assessed the plaintiff at her
home in Victoria at the request of the defendant. In
her report of 6 May 2009,
she opined that the plaintiff did not require domestic assistance. The
functional abilities observed by
Ms Hammond would not readily support a need for
domestic assistance. For example, she reported that Ms Hollier complained of
difficulty
with lifting heavy pots but Ms Hammond observed that she managed to
be able to carry wet washing to the clothes line (Exhibit 4,
tab 11, page 10).
Ms Hammond was of the view that the need for past assistance with self care
tasks and domestic duties was limited
to three hours per day in the seven days
immediately following the insertion procedure. This is insufficient for damages
to be awarded:
s 15(3).
249 Upon an assumption that the plaintiff has proven the injuries contended
for, I am not satisfied of the reasonableness of the need
for gratuitous past
attendant care services to be provided, and certainly not to an extent that
satisfies the thresholds of s 15(3).
Future care
250 The reports referred to above in which the provision of domestic
assistance is contraindicated are also relevant to the need for
future
care.
251 It is not entirely clear whether the plaintiff makes the claim on the
basis that future care will be provided on a gratuitous
basis or commercially.
Notwithstanding the importance of this distinction, it does not affect the
following determination.
252 A claim for care to be provided by a commercial cleaning company would be
against the evidence of both parties. As described above,
Dr Lewin was against
the provision of domestic assistance. Dr Phillips dismissed the idea of the
plaintiff suddenly moving from gratuitous
care provided by family members to
care provided commercially (report of 16 September 2009 at page 5)..
253 I am not satisfied that the plaintiff has provided sufficient evidence
that the gratuitous domestic assistance she has been receiving
will cease
thereby giving rise to a need for assistance to be provided on a commercial
basis: see discussion in Miller v Galderisi [2009] NSWCA 353 at [14] to
[24]. It was clear from the plaintiff’s evidence that she intends to
continue to rely on the assistance of her children
in the short to medium term
(T60.5). Her claim for future gratuitous care is for four hours per week which
does not satisfy the
threshold imposed by s15 (3).
254 Beyond the short to medium term I am not satisfied that the need for the
provision of care has been established. There are various
recommendations in
the reports as to treatments that the plaintiff should avail herself of which
should obviate the need for care
in the longer term. Moreover, and of
particular significance in this respect is the opinion of Dr Lewin who stated in
his report
of 30 April 2009, that, “the provision of domestic assistance
is contra-indicated. The reason for this is that any move towards
recovery would
be obstructed by the provision of services of this nature.”
Past
economic loss
255 The plaintiff makes a claim for past economic loss.
256 The plaintiff attended primary school at Morwell Park. She then attended
High School until grade 11 when she left school as she
“had a boyfriend
and just wasn’t focused at the time”.
257 Upon leaving school, she performed a number of semi-skilled labour
intensive roles. She described working in a fruit shop, manufacturing
plant,
flower farm and at a supermarket.
258 She subsequently undertook a hospitality course for the purpose of
becoming a qualified chef. After meeting her present partner
the family moved to
live in Darwin in 2003. In 2005 when Mr. Parker was transferred to Holsworthy
the family took up residence at
Wattle Grove. During this period the plaintiff
worked as a cook and thereafter as a commercial cleaner. Whilst in Sydney she
continued
working as a cleaner and thereafter as a chef. She holds a
certificate in commercial cookery.
259 The plaintiff continued working as a chef until her mother suffered an
injury in March 2006. At around that time she ceased work
in order to take full
time care of her mother. Her mother lived in Victoria but Ms Hollier moved her
to Sydney so that she could
live with the family at Wattle Grove.
260 The care that the plaintiff intended to provide to her mother requires
some further consideration as it directly impacts upon
the claim for economic
loss. In her evidence in chief, the following exchange took place (at
T57):
Q. If the Implanon insertion had gone satisfactorily, when was it that you intended to go back to work?A. I would probably still be caring for mum. [Emphasis added]
Q. Why would you still be caring for her now?
A. Because she has diabetes, she has leukaemia, she has several medical conditions that she requires care for.
Q. If you hadn’t had the episode with the insertion of the Implanon device, would it have been your present intention to ever return back to work if your mother had not required your assistance?
A. Oh, definitely.
Q. When?
A. Oh, immediately I would have,
Q. Are you able to indicate when that might otherwise have been?
A. Possibly, I don’t know, twelve months I would have been sharing the care with my elder sister.
261 In any claim for economic loss, the plaintiff must establish two distinct
but related requirements - first, the plaintiff’s
earning capacity has
diminished by reason of the negligence-caused injury and secondly, the
diminution of earning capacity is or
may be productive of financial loss:
Medlin v State Government Insurance Commission [1995] HCA 5; (1995) 182 CLR 1 at 3;
Graham v Baker [1961] HCA 48; (1961) 106 CLR 340 at 347.
262 In written submissions, the plaintiff has claimed economic loss from
twelve months after the incident to the date of trial. The
submissions are based
on the plaintiff’s response to the question that included the assumptions
as to her not having suffered
the injury and her mother not requiring her
assistance. But the reality is that her mother was sick and it is this fact that
the
plaintiff described as preventing her from returning to work.
263 A reference to the plaintiff sharing the care of her mother with her
sister is not only inconsistent with the evidence provided
in the above passage
but also with other aspects of her evidence. The plaintiff said she moved her
mother up from Victoria to Sydney
to care for her (T29.5). The plaintiff’s
sister resides in Victoria. It is difficult to imagine, given the distance, how
the
plaintiff and her sister would have both cared for their mother such that
the plaintiff could have returned to work. The plaintiff
would have had to
return to Victoria or her sister move to Sydney such that they could share the
care of their mother. The reason
the plaintiff gave for moving to Victoria was
“I could have some support from my family so I didn’t rely on my
children
as much” (T53.20). Had the incident involving Dr Sutcliff not
incurred, it is reasonable to infer from the plaintiff’s
evidence that she
would not have moved to Victoria but would have remained in Sydney where she
would have continued to care for her
mother without any substantial assistance
from her sister.
264 The plaintiff’s claim for past economic loss must fail on account
of the fact that the impairment to, or deprivation of,
her earning capacity in
the past has not been productive of a financial loss. The evidence I have
referred to makes abundantly clear
that any past impairment to the
plaintiff’s earning capacity caused by the incident has not resulted in a
financial loss.
Any negligence by the defendant has prevented Ms Hollier from
caring for her mother rather than from working.
Future economic
loss
265 The plaintiff’s claim for future economic loss is governed by s13
of the Civil Liability Act.
266 There is a body of expert evidence relevant to the determination of the
nature and extent of the impact the plaintiff’s
condition has had on her
earning capacity.
267 Dr McClure in his report of 28 November 2007 opined:
In terms of fitness for work, this is, and will be determined by Ms. Hollier’s physical symptoms and as indicated above, I do not feel qualified to offer a comment upon these. Similarly, Ms. Hollier’s future earnings and any impairment of earning capacity has been, and will be, determined in the main by her physical injuries. (Emphasis in original).
268 In a report of 4 December 2007, Mr. Raymond Field, psychologist,
described the plaintiff’s prognosis for a return to productive
employment
as very guarded. His opinion was expressed with regard to identified barriers to
employment including, chronic pain and
depression, uncertainty of medical
condition, weight issues and lack of skills obtained from previous vocations.
Recommendations
were made regarding vocational assistance and referral to a pain
management program.
269 Dr Champion stated in his report of 6 February 2008:
Ms Hollier has not been fit to work since the time of the implantation and will remain unfit for work in the near future. It remains to be seen whether specialist management can improve her to the extent that she could enter the workforce. It would not be easy and she could not be assured that this will occur, although there are advantages in her striving to do so, at least part time.
270 Although Dr Champion provided a number of supplementary reports, his
opinion in regards to employment capacity did not change.
271 Associate Professor Mathew Kiernan in his report of 22 December 2008
stated:
As stated in the body of my report, Ms Hollier was not working at the time of the Implanon insertion. Given her general symptoms of debility, it could be reasonably expected that she would not have attended work from the period of the onset of her symptoms through to the removal of the Implanon device.
From a neological perspective, there would be no contraindication for her to return to full-time employment.
272 The evidence of Dr Sedal, neurologist, may be disregarded in this context
as it is based upon a diagnosis of complex regional
pain syndrome which was
specifically rejected by all of the experts on causation.
273 Dr Crozie, vascular and endovascular surgeon, saw the plaintiff on one
occasion and produced a report to Dr Stanford on 5 April
2007. In a subsequent
report of 11 February 2009 no clear opinion is expressed regarding the
plaintiff’s work capacity, which
was expected given that Dr Crozie had
only seen the plaintiff on one occasion for treatment purposes. The report
produced in February
2009 is based largely on the symptoms reported by the
plaintiff and not verified by examination.
274 Dr Phillips opined in his report of 1 July 2008 that:
Ms Hollier lost her earning capacity in the months which followed the incident, with this continuing at the present time. The success or otherwise of treatment will determine whether the plaintiff can return to the workforce either on a part-time or full-time basis.
275 Of the plaintiff’s evidence therefore, Dr Champion and Dr Phillips
are reluctant to express a definitive view as to the
plaintiff’s future
employment prospects and much depends on the success of treatment. The opinions
of Dr McClure and Mr Field
were similarly guarded. Associate Professor
Kiernan’s opinion would support the view that the plaintiff has not
suffered an
impairment to her earning capacity.
276 As to the Defendant’s evidence, Dr Spira opined in his report of 30
October 2008 that the plaintiff has “normally
developed four limbs and the
apparent weakness she demonstrates is in fact psychogenic rather than a true
disability”. Dr Akkerman,
psychiatrist, raised the issue of exaggeration
of symptoms and malingering although this was dismissed by the causation
experts.
Dr Wendy Roberts, clinical psychologist, opined that the plaintiff
would be better working and she had the capacity to do so. Dr
Roberts, however,
included in her assessment of the plaintiff that there was a measure of
exaggeration which, again, is contrary
to the assessment of the causation
experts in dismissing malingering. Dr Lewin expressed the view that the
plaintiff’s perception
of her suffering from a serious physical injury is
acting as a barrier to returning to work and recommends treatment for this with
progress likely to occur if she accepts treatment. However, I am mindful that
for the purposes of assessing damages, I will need
to give more weight to the
opinions of Dr Phillips and Dr Champion.
277 Against the opinions expressed in the individual reports, the experts did
agree that the plaintiff displays an ongoing pattern
of disability against a
background of a depressive reaction for which treatment is required. It is
reasonable to infer from the joint
report of the causation experts, irrespective
of the issue of causation, that the plaintiff does suffer from impairment to her
earning
capacity, which will continue whilst she remains without intensive
treatment.
278 I accept that the plaintiff has an impairment to her earning capacity. It
is necessary to quantify that impairment in monetary
terms.
279 I am not assisted by the plaintiff’s written submissions on
economic loss. An analysis of the Plaintiff’s taxation
returns reveals
that in the five years leading up to the subject incident, she had demonstrated
earnings as follows: -
|
Financial years
|
Gross Salary or Wages
|
|
2001/2002
|
$0.00
|
|
2002/2003
|
$3,268.00
|
|
2003/2004
|
$30,235.00
|
|
2004/2005
|
$0.00
|
|
2005/2006
|
$7,724.00
|
280 It would seem that the plaintiff completed one full year of employment in
the five years leading up to the subject incident. I
am mindful that evidence of
past earnings are in no way completely determinative of the impairment to the
plaintiff’s future
earning capacity but they do provide evidence of the
plaintiff’s willingness to exploit her capacity to earn. From the
evidence,
the plaintiff has not readily exercised her earning capacity in the
five years leading up to the incident, which makes it difficult,
although not
impossible, to assess her future earning capacity. The mere fact that the
quantum of damages is difficult to assess
does not mean that the plaintiff is
only entitled to a nominal sum: State of New South Wales v Moss [2000]
NSWCA 133 per Heydon JA at [72]; [2000] NSWCA 133; (2000) 54 NSWLR 536 at 554.
281 The plaintiff’s claim for economic loss is based on the assumption
that she would have returned to full time work approximately
twelve months after
the incident and would have continued in full time employment. For the reasons
provided under the heading past
economic loss and the foregoing paragraphs, I am
not satisfied that such a scenario represents her most likely future
circumstances
but for the injury: s 13(1) Civil Liability Act 2002.
282 The plaintiff has also claimed a total impairment to her earning
capacity. This is made on the basis that the plaintiff will not
return to the
workforce. I do not accept this contention. The plaintiff’s evidence, even
on its most generous interpretation,
allows for the prospects of rehabilitation.
The current claim places the plaintiff’s injuries at a level of total and
permanent
incapacity which is not substantiated by the medical evidence.
283 Had the incident not occurred, the plaintiff most likely would have
continued to care for her mother up until a point in time
when that care was no
longer required. I infer that thereafter the plaintiff would have attempted to
obtain employment as a commercial
cleaner or chef consistent with her past
history of employment and evidence given at trial. The question is: what, if
any, impact
has the subject incident had upon the plaintiff’s ability to
enliven those circumstances?
284 It is difficult to determine the extent to which the plaintiff’s
injuries will have on her earning capacity. The difficulty
arises for a few
reasons. First, the plaintiff’s history of employment in the period
leading up to the incident is not one
which gives me great confidence in making
the assumption that she would have maintained consistent employment in the
future. With
this checked history of employment, I am troubled in determining
when, and the extent to which, the plaintiff would have returned
to work.
Secondly, the plaintiff gave evidence that it was her intention to continue to
care for her mother. No evidence was tendered
as to her mother’s condition
or as to the ongoing need for assistance or life expectancy, all of which would
have borne upon
the plaintiff’s desire to return to work. Thirdly,
determination of the extent of the plaintiff’s future earning capacity
is
not clear on the evidence, especially considering the opinions expressed by Drs
Phillips and Dr Champion. The plaintiff did express
a desire to continue with
treatment and I infer that she would have obtained that treatment had her
financial circumstances permitted.
The report of the joint conference of
causation experts includes recommendations as to treatment. I therefore infer
that the recommendations
were made on the basis that it is probable the
treatment will have an overall beneficial effect on the plaintiff’s
health,
including her ability to re-enter the work force.
285 Having regard to the difficulties in adopting an arithmetic approach in
determining economic loss I accept the submission on behalf
of the defendant
that an award should be made in the form of a buffer, consistent with the
principles expounded by Giles JA in Penrith City Council v Parks [2004]
NSWCA 201, subsequently referred to with approval, most recently in
Sretenovic v Reed [2009] NSWCA 280.
286 For these reasons, I determine an award of $100,000.00 would be
appropriate as a buffer for future economic loss. In awarding
this amount, I
have accepted that subsequent to obtaining the appropriate treatment, the
plaintiff will be able to resume employment
in a full time capacity without
suffering an ongoing economic loss: s 13(3) of the Act.
Past Out of
Pocket Expenses
287 The parties have agreed on the figure for past out of pocket expenses
(T473.14).
Future Out of Pocket Expenses
288 The plaintiff makes a claim for a myriad of treatment expenses outlined
in the various medico-legal reports. Alternatively, the
defendant has submitted
that the plaintiff should only be compensated for that treatment recommended in
the report of Dr Lewin of
30 April 2009.
289 After having regard to the medical evidence relied upon by both parties
in this claim, I accept the recommendations made by the
causation experts in the
joint conference report to be the most compelling.
290 I summarise their recommendations as follows: -
A Multidisciplinary approach to treatment conducted within a specialised pain management program.
B A programme of family therapy (12 sessions).
C Following group therapy, individual psychological or psychiatric therapy would be required on an outpatient basis and it was recommended that the plaintiff obtain between twelve (12) and twenty (20) sessions.
D Pharmacotherapy (pregabalin or gabentin, and antidepressant medication).
E Physical fitness (perhaps through a graduated exercise programme).
291 As to the costing of such treatment, I have relied on the figures
contained within the various medico-legal reports and estimate
the following:
-
1 For items A, C and D I have taken Dr Champion’s estimates to be reasonable and fairly consistent with the recommendations. Accordingly, I would allow for a treatment regime of four years consisting of a multidisciplinary approach with associated medications and totalling $10,998.93. In this calculation, I have allowed for $7,000 of treatment in the first year followed by a $1,500 a year for three years thereafter (calculated in usual manner).
2 For item B, I determine that $200 per session over 16 sessions to be reasonable. That is, $3,200.00
3 For item E, no figures have been provided as to the cost of a graduated exercise programme, however I infer that the program would be required over the life of the pain management program. There was no evidence on the point but I infer that the annual cost of a gym membership would be in the order of $1000.00. For a period of four years, the appropriate allowance is $3,646.15 and I will make an allowance of a further $1000 for a personal trainer to demonstrate the relevant exercises and provide initial supervision, yielding a total of $4,646.15
292 The plaintiff has also made a reasonable claim for the cost of general
practitioner consultations and travel expenses. I will
allow for monthly visits
at $50.00 and an associated travel fee of $5.00. However I determine that such
treatment will only be required
over the next four years, thus amounting to
$2,406.46.
293 The balance of the claim for treatment expenses made by the plaintiff is
either repetitive or unreasonable. As to the claim made
for equipment to assist
with domestic duties around the home, the opinion of Ms Hammond, who I reiterate
made a more recent assessment
that Ms Warner and, importantly, in the
plaintiff’s home, was that such items that were recommended by Mr Warner
were unnecessary.
I accept that assessment.
Summary of conclusions
as to damages
294
|
Non-Economic Loss
|
$109,000.00
|
|
Past Economic Loss
|
Nil
|
|
Future Economic Loss
|
$100,000.00
|
|
Past Care
|
Nil
|
|
Future Care
|
Nil
|
|
Past Out of Pocket Expenses
|
As agreed
|
|
Future Out of Pocket Expenses
|
$21,251.54
|
Conclusion
295 I make the following orders:
1 Verdict for the defendant.
2 Plaintiff to pay the defendant’s costs.
**********
LAST UPDATED:
23 April 2010
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