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Supreme Court of New South Wales |
Supreme Court of New South Wales DecisionsLast Updated: 18 March 2009
NEW SOUTH WALES SUPREME COURT
CITATION:
Re Frieda and Geoffrey
[2009] NSWSC 133
JURISDICTION:
Equity
FILE NUMBER(S):
1675/09
HEARING DATE(S):
03/03/09
JUDGMENT DATE:
6
March 2009
PARTIES:
Re: Frieda and Geoffrey
JUDGMENT OF:
White J
LOWER COURT JURISDICTION:
Not Applicable
LOWER COURT FILE NUMBER(S):
Not Applicable
LOWER COURT JUDICIAL
OFFICER:
Not Applicable
COUNSEL:
DoCS: S
Burchett
Children: P Braine
Parents: C Williams
(solicitor)
SOLICITORS:
DoCS: Crown Solicitors Office
Children:
Eden Legal & Conveyancing
Parents: Charles Williams,
Solicitor
CATCHWORDS:
ADMINISTRATIVE LAW - prerogative writs and
orders - certiorari – application of s 69(3) and (4) of the Supreme Court
Act 1970
– construction of ‘ultimate determination’ and
‘the record’ – claim for certiorari dismissed
FAMILY LAW
AND CHILD WELFARE - child welfare under State legislation – Magistrate
found to have erred in his assessment of risk
of harm to children – in
exercise of parens patriae jurisdiction, orders made for children to remain in
care, custody and control
of Minister for Community Services
LEGISLATION
CITED:
Children and Young Persons (Care and Protection) Act 1998 (NSW)
Supreme Court Act 1970 (NSW)
CASES CITED:
Re Victoria;
Director General, Department of Community Services v Children’s Court
(NSW) [2002] NSWSC 647; 29 Fam LR 157
Re Jayden [2007] NSWCA 35
Re
Fernando; re Gabriel (2001) 53 NSWLR 494
L v the Director of Family Services
(1997) 22 Fam LR 275
CD v Chief Executive, Department of Education and
Community Services [2000] ACTSC 81; (2000) 27 Fam LR 19
Ex Parte Minister for
Child Welfare: Re Hancock & Anor (1967) 86 WN (Pt 2) (NSW) 371
Minister
for the Interior v Neyens [1964] HCA 71; (1964) 113 CLR 411
Craig v South
Australia [1995] HCA 58; (1995) 184 CLR 163
Uniting Church and Australia
Property Trust (NSW) v Industrial Relations Commission of NSW in Court Session
[2004] NSWCA 183; (2004)
60 NSWLR 602
Re Alistair [2006] NSWSC 411
Hanna
v Department of Immigration, Multicultural and Indigenous Affairs [2004] NSWCA
275
Kriticos v State of NSW (1996) 40 NSWLR 297
R v Electricity
Commission; Ex Parte London Electricity Joint Committee Co (1920) Ltd [1924] 1
KB 171
Hot Holdings Pty Ltd v Creasy (1996) 185 CLR 149
In re Harris
(1936) 37 SR (NSW) 17
SB v Parramatta Children’s Court [2007] NSWSC
1297
KF v Parramatta Children’s Court & 3 Ors [2008] NSWSC
1131
Re Victoria [2002] NSWSC 647
Re Elizabeth [2007] NSWSC 729
Re Alan
[2008] NSWSC 379
Re Frances and Benny [2005] NSWSC 1207
Re Anna [2001]
NSWSC 79
Northern Star Agriculture Pty Ltd v Morgan & Banks Developments
Pty Ltd & Anor [2007] NSWSC 98; (2007) 13 BPR 24,163
Roberts v Balancio
(1987) 8 NSWLR 436
M v M [1988] HCA 68; (1988) 166 CLR 69
Director-General of the Department of Community Services v Priestley [2004]
NSWSC 639
K v Minister for Youth and Community Services [1982] 1 NSWLR
311
Director-General, NSW Department of Community Services v Y [1999] NSWSC
644
TEXTS CITED:
DECISION:
Refer to para 82 of
judgment.
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
EQUITY
DIVISION
DUTY JUDGE LIST
WHITE
J
Friday, 6 March 2009
1675/09 Re: Frieda and Geoffrey
JUDGMENT
1 HIS HONOUR: This is an application by the Director-General of
the Department of Community Services to quash an order of the Children’s
Court to restore parental responsibility for the two children who are the
subject of the application to their parents pending the
determination of the
Director-General’s application for a final care order under Pt 2 of Ch 5
of the Children and Young Persons (Care and Protection) Act 1998 (NSW)
(“the Act”). The principal issues are:
a) whether an order in the nature of certiorari lies to quash the order of the Children’s Court;
b) whether there is jurisdictional error;
c) whether the order should be quashed for error of law on the face of the record, and in that connection, what constitutes the record;
d) if an order in the nature of certiorari is not made, whether an order should be made in the exercise by the Court of the parens patriae jurisdiction of the Crown for the children to remain in the care, custody and control of the Minister for Community Services, and thus, in effect, to stay the operation of the order of the Children’s Court;
e) in that respect, whether exceptional circumstances are shown warranting the intervention of this Court where there are concurrent proceedings in the Children’s Court (Re Victoria; Director General, Department of Community Services v Children’s Court (NSW) [2002] NSWSC 647; 29 Fam LR 157 at [39]-[40]);
f) what consequential orders if any should be made if the order of the Children’s Court is quashed or an order is made in the exercise of the parens patriae jurisdiction for the Minister to have care, custody and control of the children.
2 The two children in
question, have been given the pseudonyms Frieda and Geoffrey for the purposes of
these proceedings. They are
aged 5 and 2 respectively. On 6 February 2009 the
Director-General assumed care of the children presumably pursuant to an order
under s 44 of the Act. On 9 February 2009 the Director-General filed
applications in the Children’s Court at Bega in respect
of each child.
The Director-General sought interim and final orders pursuant to s 79 of the Act
allocating parental responsibility
to the Minister for each child. The grounds
on which final orders were sought were identified as being:
a) that the child has been, or is likely to be, physically or sexually abused or ill-treated;
b) the child’s basic physical, psychological or educational needs are not being met, or are likely not to be met, by his or her parents; and
c) the child is suffering, or is likely to suffer serious developmental impairment or serious psychological harm as a consequence of the domestic environment in which he or she is living.
These grounds reflect the grounds specified in s 71(1)(c), (d), and (e), upon which the Children’s Court may make a care order in relation to a child if it is satisfied that the child is in need of care and protection.
3 I shall deal first with the Director-General’s claim for
prerogative relief. For the time being, I will confine my description
of the
case to what is, or is contended to be, the record of the proceedings before the
Children’s Court, including the reasons
of the learned Magistrate. It was
not suggested, and could not be suggested, that the affidavits before the
Magistrate form part
of that record in the sense in which “record”
is used in this context.
4 A “care order” is defined relevantly to mean
“an order under this Chapter for or with respect to the care and
protection of a child” (s 60). Section 69, 70, 70A, 72 and 79 provide
as follows:
“69 Interim care orders
(1) The Children’s Court may make interim care orders in relation to a child or young person after a care application is made and before the application is finally determined.
(1A) The Children’s Court may make an interim care order prior to determining whether the child or young person is in need of care and protection, if the Court is satisfied that it is appropriate to do so.
(2) The Director-General, in seeking an interim care order, has the onus of satisfying the Children’s Court that it is not in the best interests of the safety, welfare and well-being of the child or young person that he or she should remain with his or her parents or other persons having parental responsibility.
70 Other interim orders
The Children’s Court may make such other care orders as it considers appropriate for the safety, welfare and well-being of a child or young person in proceedings before it pending the conclusion of the proceedings.
70A Consideration of necessity for interim care order
An interim care order should not be made unless the Children’s Court has satisfied itself that the making of the order is necessary, in the interests of the child or young person, and is preferable to the making of a final order or an order dismissing the proceedings.
72 Determination as to care and protection
(1) A care order in relation to a child or young person may be made only if the Children’s Court is satisfied that the child or young person is in need of care and protection or that even though the child or young person is not then in need of care and protection:
(a) the child or young person was in need of care and protection when the circumstances that gave rise to the care application occurred or existed, and
(b) the child or young person would be in need of care and protection but for the existence of arrangements for the care and protection of the child or young person made under section 49 (Care of child or young person pending care proceedings), section 69 (Interim care orders) or section 70 (Other interim orders).
(2) If the Children’s Court is not so satisfied, it may make an order dismissing the application.
...
79 Order allocating parental responsibility
(1) If the Children’s Court finds that a child or young person is in need of care and protection, it may:
(a) make an order allocating the parental responsibility for the child or young person, or specific aspects of parental responsibility:
(i) to one parent to the exclusion of the other parent, or
(ii) to one or both parents and to the Minister or another person or persons jointly, or
(iii) to another suitable person or persons, or
(b) make an order placing the child or young person under the parental responsibility of the Minister.
(2) The specific aspects of parental responsibility that may be allocated by an order of the Children’s Court include, but are not limited to, the following:
(a) the residence of the child or young person,
(b) contact,
(c) the education and training of the child or young person,
(d) the religious upbringing of the child or young person,
(e) the medical treatment of the child or young person.
(3) The Children’s Court must not make an order allocating parental responsibility unless it has given particular consideration to the principle in section 9 (d) and is satisfied that any other order would be insufficient to meet the needs of the child or young person.
(4) The Children’s Court must not make an order allocating parental responsibility for a child or young person if the order would be inconsistent with any order in relation to the child or young person made by the Supreme Court in the exercise of its jurisdiction with respect to the custody and guardianship of children.”
5 In Re
Jayden [2007] NSWCA 35, Ipp JA, with whom Beazley and Hodgson JJA agreed,
said (at [70]-[79], and particularly at [74]) that s 72 does not
apply to
interim care orders. His Honour said (at [79]):
“It is sufficient to say that, according to the Act, an interim care order can be made if the Children’s Court satisfies itself that it is not in the best interests of the safety, welfare and well-being of the child that he or she should remain with his or her parents or other persons having parental responsibility (s 69(2)), or that the making of an interim order is appropriate for the safety, welfare and well-being of a child or young person (s 70), or that an interim order is necessary, in the interests of the safety, welfare and well-being of the child, and is preferable to a final order or an order dismissing the proceedings (s 70A). The Children’s Court may be satisfied, for example, simply by weighing the risks involved on the evidence available at the time (cf M v M (1988) 166 CLR 59).”
6 No issue was raised about the
Children’s Court’s making an interim order under s 79 for allocation
of parental responsibility
(Re Fernando; re Gabriel (2001) 53 NSWLR
494).
7 The hearing of the Director-General’s application for an interim
order allocating parental responsibility for the children
to the Minister
commenced in the Children’s Court on 10 February 2009, that is, the day
after the application was filed. It
appears from an order made on the following
day that on 10 February 2009 an interim order was made granting parental
responsibility
to the Minister. The hearing continued the following day. On
that day the Director-General was not able to secure legal representation,
but
was represented by a departmental officer. On 11 February 2009 the learned
Magistrate ordered:
“Interim order of 10/02/2009 granting parental responsibility to the Minister continued until 3pm on 13/02/2009 and then from 3pm on 13/02/2009 interim parental responsibility to the parent [sic] upon the giving of undertakings as attached. Application adjourned to 18/03/2009 at 11.30am.”
8 Each of the
children’s parents gave undertakings to the Children’s Court. These
undertakings were given pursuant to
s 73 of the Act. The father’s
undertakings were:
“1. Advise officer in charge of Department of Community Services (DOCS) Bega should either child be spending a night away from [home address] and provide the details of that alternative residence.
2. Permit an officer of DOCS to enter the residence at [home address] should an officer attend the address and seek to enter.
3. Not consume alcohol at the family home nor be under the influence of alcohol at that house.
4. Not use any drug illegally.”
9 The undertaking of the
mother was:
“1. Advise officer in charge of Department of Community Services (DOCS) Bega should either child be spending a night away from [home address] and provide the details of that alternative residence.
2. Permit an officer of DOCS to enter the residence at [home address] should an officer attend the address and seek to enter.
3. Remove the children from the residence should an act of domestic violence occur there and advise officer in charge of DOCS Bega of such act.
4. Not use any drug illegally.
5. Advise officer in charge DOCS Bega should the father breach his undertakings 3 and 4.”
10 The learned
Magistrate later recorded that:
“As the judgment was given on a Wednesday afternoon and as the children had been removed from their parents, I ordered that parental responsibility remain with the Minister until the Friday afternoon and that parental responsibility revert to the parents at the end of the school week (Frieda is a school student who began school only this year).”
11 On 12 February 2009 the
Director-General made a further application to the Children’s Court.
Again, a final and interim order
was sought allocating parental responsibility
to the Minister. In the alternative, the Director-General applied for a stay of
the
interim orders made on 11 February 2009 until further order. The grounds
under s 71 on the basis of which those orders were sought
were the same grounds
as contained in the application filed on 9 February 2009. Further evidence was
adduced on that application.
The matter was heard at different places on 13, 18
and 20 February. On 24 February 2009 the learned Magistrate made the following
orders:
“Interim order of 10/02/2009 granting parental responsibility to the Minister continued until 4pm on 25/02/2009 and then from 4pm on 25/02/2009 interim parental responsibility to the parents upon the giving of undertakings as attached. Matter adjourned to 18/03/2009 at 11.30pm [sic].”
12 Again, the
undertakings were given pursuant to s 73(2) of the Act. The father’s
undertaking was in the same terms as the
undertaken given on 11 February 2009
except that an additional undertaking was given to submit to urine analysis
tests as requested
by DoCS. The mother’s undertakings were in the same
terms as the undertakings given on 11 February 2009.
13 The learned Magistrate summarised the Director-General’s
application as being based primarily upon three considerations:
a) violence to
the children, b) threats of violence to the children, and c) the long-term and
significant domestic violence within
the household (para 7). His Honour
described the relationship of the parents as being somewhat turbulent before
2005. He said that
in 2005, the father was involved in a motor vehicle accident
and that since 2005 there had been a lot of serious domestic violence
with the
father mostly being the instigator (para 5). He said that the father had turned
to alcohol and cannabis in an attempt to
deal with his physical and mental
problems (para 5). It can be inferred from the reasons that these arise from
the motor vehicle
accident. His Honour recorded that the parents have each had
only the one relationship, but there have been times when the mother
has lived
apart from the father, that it appears that she has done so because of his
violence towards her, and that she has spent
time in alternative housing and in
refuges (para 6).
14 His Honour said that there was only one allegation of significance
relating to violence against the children. That related to
events which
occurred on 4 February 2009. After summarising the effect of a report contained
in an affidavit of the DoCS caseworker
(Ms Hopkins) and evidence from the mother
and a driver of the school bus, His Honour said that “it is extremely
unlikely that the conclusion could be reached on the evidence currently before
the Court that anyone has ever assaulted
or physically mistreated the
children.” (paras 8 and 9).
15 His Honour then said that there was “a welter of evidence to
indicate that the children have been raised in an atmosphere of domestic
violence. That was conceded by the
parents.” His Honour
continued:
“10 ... The father has convictions for assaulting the mother in 2006 (common assault, s.9 bond) and on 15th September, 2008 (assault occasioning actual bodily harm and common assault, s.9 bonds, still in force). The father was also convicted in 2008 for assault and intimidation of a police officer. On at least two occasions the mother has almost certainly assaulted the father. Police records show that a report of mutual domestic violence was received in 2005 with both parents suffering scratch marks and, in 2008, both were seen to have bruises, bite marks and scratch marks.
11 There is evidence of at least six incidents of significant domestic violence and the evidence strongly suggests that one or both of the children have witnessed that domestic violence.
12 There is evidence that, when involved in an incident with the mother, the father has verbally threatened violence to the children.
13 It should be noted that the most recently alleged incident of significant domestic violence either probably did not occur or, if it did, was of less seriousness than reported. ...
14 At least one of the recent allegations of non-domestic violence against the father, an act allegedly committed in the presence of the children, would also be given little credence. ... ”
16 His Honour gave reasons by reference to the evidence which was almost entirely by affidavit why he concluded that the two recent allegations of violence against the father should be given little credence or were less serious than reported.
17 His Honour summarised the effect of this material as follows:
“Summary
15 There is nothing to indicate that the children are other than well fed, well housed, well clothed and in good physical health. [Frieda] is in her first year at school. There is nothing to suggest that their educational needs will be neglected. There is little of substance to indicate that the children have been, or are likely to be, physically mistreated.
16 It is unlikely that a court would conclude that the children are in need of care pursuant to grounds (a) and (b) of the applications except for the aspect relating to their psychological well-being. It is a different story in relation to ground (c).
17 There is a clear history of long-standing domestic violence in the household, that domestic violence increasing since the father’s accident in 2005. The parents have recognised for some time that the pattern of domestic violence will have a deleterious impact not only upon themselves but upon the children. They have made some provisions for a course of action in times of tension and a copy of an agreement which they reached in November, 2008 (a time when they were temporarily living apart) is attached to this judgement.”
18 His Honour
then set out the relevant parts of s 9 of the Act and made reference to Re
Jayden, including to para 79 which I have quoted above.
19 His Honour then referred to two important principles. The first was
that removal is a matter of last resort. His Honour said:
“There is nothing in the Act which specifically indicates that a child should remain with a parent or other family member unless the court is positively satisfied that such a place would be contrary to the child’s best interest. The statutory provisions outlined above, however, suggest that an order giving responsibility of a child to the Minister should only be made as an order of last resort.”
20 His
Honour referred to a number of cases in support of the proposition that removal
of children from their parents should be a
matter of last resort (L v the
Director of Family Services (1997) 22 Fam LR 275 at 277; CD v Chief
Executive, Department of Education and Community Services [2000] ACTSC 81;
(2000) 27 Fam LR 19; Ex Parte Minister for Child Welfare: Re Hancock &
Anor (1967) 86 WN (Pt 2) (NSW) 371 at 375; Minister for the Interior v
Neyens [1964] HCA 71; (1964) 113 CLR 411). The Director-General contends
that this was an error.
21 The second important principle the learned Magistrate identified was
that it is highly detrimental to the well-being of children
for them to be
raised in an atmosphere of domestic violence, whether they are witnesses to it
or not. His Honour cited with approval
a statement that “there is an
abundance of research from social scientists about the highly detrimental effect
upon young children of exposure to violence
and the serious consequences such
experiences have for their personality formation.” His Honour
attached to his reasons a summary of literature compiled by Carol Boland, a
clinical psychologist with a child
protection service, which summarised studies
showing the harmful effects on children of their being raised in such an
atmosphere,
notwithstanding that they are not themselves the objects of such
violence.
22 His Honour then concluded as follows:
“Conclusion
23 It is virtually certain that a court would, on the evidence before me as to domestic violence committed mostly in the presence of the children, conclude that [Frieda] and [Geoffrey] are children in need of care. It is reasonable to conclude that, in the absence of compelling evidence of substantial action on the part of the parents to eliminate domestic violence from the atmosphere in which the children are raised, a final order would be made removing the children from them.
24 There is evidence that the parents have recognised the problem and have taken some steps to do something about it (see the attached parenting plan). The evidence filed on behalf of the parents as to the matters raised as the “Critical Incident” in Ms. Hopkins’ affidavit suggest that those matters are not as serious one would be entitled to think they were based on what was reported to Ms. Hopkins (see paras. 8, 9 and 13 above).
25 Under those circumstances, leaving the children with the parents (subject to undertakings) until the case can be heard does not represent such an unacceptable risk of real harm to the children as to warrant an interim order of last resort.”
23 The
“attached parenting plan” was a document dated 24 November
2008. It was signed by the mother and father and relevantly stated as
follows:
“We agree that in the best interest [sic] of our children ... that we should maintain contact with each other, and [the father] may come to any house in which [the mother] is living with the children. Expecting [sic] that at any time [the mother] asks [the father] to leave for any reason, that he will leave immediately.
We will also travel together to Doctors or Psychiatric appointments for [the father], if it has been organised that we can work through problems together for the benefit of our family.
Christmas will also fall into this period. We want to spend this time with our children, and at this point in time, the venue will be held at [the father’s] parents home with the children’s cousins, great grandparents and other relatives.
[The father] and I are sharing the time with our children, this is to try and keep it as normal as possible for both children. [There followed details about arrangements for the delivery and collection of the children for pre-school and day-care and for their being attended to if both parents were required to attend to a matter such as court or doctors.]”
24 Although this does not
appear from the Magistrate’s reasons, the background to the adoption of
the parenting plan was that
on 25 June 2008 the father was given bail in
relation to charges of assault which included conditions that he not enter the
mother’s
premises. The charges were dealt with on 9 December 2008.
Thereafter the father was free to resume co-habitation with the mother.
From
about 8 January 2009, the father and mother were living together.
25 Mr
Burchett who appeared for the Director-General submitted that the learned
Magistrate’s reasoning contained errors of law.
He submitted that:
“The Magistrate erred in law, in that:
a) he impermissibly sought to determine the truth of the factual allegations, when they had necessarily not been tested on an interlocutory hearing.
b) he misconstrued the effect of the Act in holding removal was a last resort. In this he failed to apply the principles of paramountcy of the interests of the children over the rights of the parents set out in s.9 and the decisions of the High Court in M v M and the Court of Appeal in Re Jayden (cited above).
c) he applied an impermissible test of whether the parents posed ‘such an unacceptable risk of real harm as to warrant an order of last resort’. The only threshold of proof to be met was whether the children were likely to be in need of care and suffer relevant harm, if not removed. If the risk shown was likely or ‘almost certain’ to warrant removal on a final basis, clearly it was sufficient to warrant removal on an interim basis.
d) he had regard to an irrelevant consideration, that the parents were attempting to do something about the violence at home, when any such attempts had failed in the past and no finding was made as to the existence or likelihood of any change in the level of violence at home.”
He submitted that the learned Magistrate failed to apply s 9(a) and 9(d) because the present risk of harm, which, according to the submission, the Magistrate found to exist, could not be “pushed to one side to allow the parents to change their circumstances of life”.
26 Mr Braine who appeared for the children’s representative (ss 99
and 99A) supported these submissions.
27 I will deal with the merits of these submissions later in these
reasons. Assuming without deciding that the submissions are well-founded,
it
does not follow that the Magistrate’s decision is liable to be quashed by
an order in the nature of certiorari. As the
High Court said in Craig v
South Australia [1995] HCA 58; (1995) 184 CLR 163 at 175:
“Where available, certiorari is a process by which a superior court, in the exercise of original jurisdiction, supervises the acts of an inferior court or other tribunal. It is not an appellate procedure enabling either a general review of the order or decision of the inferior court or tribunal or a substitution of the order or decision which the superior court thinks should have been made. Where the writ runs, it merely enables the quashing of the impugned order or decision upon one or more of a number of distinct established grounds, most importantly, jurisdictional error, failure to observe some applicable requirement of procedural fairness, fraud and ‘error of law on the face of the record’. Where the writ is sought on the ground of jurisdictional error, breach of procedural fairness or fraud, the superior court entertaining an application for certiorari can, subject to applicable procedural and evidentiary rules, take account of any relevant material placed before it. In contrast, where relief is sought on the ground of error of law on the face of the record, the superior court is restricted to the ‘record’ of the inferior court or tribunal and the writ will enable the quashing of the impugned order or decision only on the ground that it is affected by some error of law which is disclosed by that record.”
28 The Magistrate’s
decision was not challenged on the ground of a denial of procedural fairness.
The grounds of challenge
were jurisdictional error and error of law on the face
of the record.
29 There is a difference between jurisdictional error and an error made
in the exercise of jurisdiction. A court ordinarily, and
in this case, has
authority to decide questions of law as well as questions of fact. As the High
Court said in Craig v South Australia (at 179-180) a mistaken
identification of issues, or a failure to take into account a matter which as a
matter of law the court is
required to take into account, or reliance upon an
irrelevant matter, would not ordinarily involve jurisdictional error.
30 For the reasons below, I do not consider that the learned Magistrate
did seek to “determine the truth of the factual allegations”,
as distinct from assessing the prima facie strength or weakness of the
evidence. For the reasons below I do not consider that he was in error in that
approach. But even if
he were in error, such an error was not as to
“the nature or limits of [the court’s] functions or
powers” (Craig v South Australia at 177). In proceeding as he
did, the learned Magistrate did not exceed his authority. If he misconstrued
the Act or applied the
wrong test or had regard to irrelevant considerations, he
did so in the exercise of the jurisdiction conferred on him. He did not
go
beyond his jurisdiction (Craig v South Australia at 177; Uniting
Church and Australia Property Trust (NSW) v Industrial Relations Commission of
NSW in Court Session [2004] NSWCA 183; (2004) 60 NSWLR 602 at 614,
[53]).
31 In Re Alistair [2006] NSWSC 411, Kirby J said that there was
some controversy as to whether errors of law which are unrelated to the
Court’s
jurisdiction which appear on the face of the record can be
challenged in an application for an order in the nature of certiorari (at
[124]-[129]). As his Honour observed in Hanna v Department of Immigration,
Multicultural and Indigenous Affairs [2004] NSWCA 275, the Court of Appeal
accepted that an order in the nature of certiorari would lie to quash an
order of an inferior court if there was either jurisdictional error or error of
law on the face of the record
(at [28], [29]). In Craig v South
Australia, the High Court said in the passage quoted above at para [27] that
jurisdictional error, and error of law on the face of the record,
are distinct
established grounds for the grant of the remedy.
32 The question remains what is the record. In Craig v South
Australia, the High Court held that neither the complete transcript of
proceedings, nor the reasons for decision were part of the record for
the
purposes of the remedy of certiorari unless they were incorporated by
reference or were prescribed as such by statute (at 180-183). Subject to any
relevant statutory
provision, in the present case the record consists of the
applications to the Children’s Court, the orders and the undertakings
attached to the orders. The orders do not incorporate the Magistrate’s
reason by reference.
33 Mr Burchett submitted that the reasons form part of the record by
virtue of s 69(3) and (4) of the Supreme Court Act 1970. Those
provisions were inserted in 1996 in response to the decision in Craig v South
Australia and the criticism of that decision by Kirby P in Kriticos v
State of NSW (1996) 40 NSWLR 297 at 299-302. Section 69(3) and (4)
provides:
“69 Proceedings in lieu of writs
...
(3) It is declared that the jurisdiction of the Court to grant any relief or remedy in the nature of a writ of certiorari includes jurisdiction to quash the ultimate determination of a court or tribunal in any proceedings if that determination has been made on the basis of an error of law that appears on the face of the record of the proceedings.
(4) For the purposes of subsection (3), the face of the record includes the reasons expressed by the court or tribunal for its ultimate determination.”
34 These
provisions only provide for the record to include the reasons of the court or
tribunal where the application is to quash
“the ultimate
determination” of the court or tribunal. The remedy of
certiorari is not confined to the quashing of an ultimate determination
of a court or tribunal. It lies where the decision sought to be quashed
determines questions affecting the rights of subjects (R v Electricity
Commission; Ex Parte London Electricity Joint Committee Co (1920) Ltd [1924]
1 KB 171 at 205). In Hot Holdings Pty Ltd v Creasy (1996) 185 CLR 149,
Brennan CJ, Gaudron and Gummow JJ, said (at 159):
“... for certiorari to issue, it must be possible to identify a decision which has a discernible or apparent legal effect upon rights. It is that legal effect which may be removed for quashing.
This formulation encompasses two broadly typical situations where the requirement of legal effect is in issue:
(1) where the decision under challenge is the ultimate decision in the decision-making process and the question is whether that ultimate decision sufficiently ‘affects rights’ in a legal sense;
(2) where the ultimate decision to be made undoubtedly affects legal rights but the question is whether a decision made at a preliminary or recommendatory stage of the decision-making process sufficiently ‘determines’ or is connected with that decision.
The form in which a decision-making structure is established may be likely to indicate the nature of the function exercised at each stage within that structure. Nevertheless, the difference between the two situations outlined above is one of substance as well as form. In the second situation, the question becomes whether the stage of the process under challenge has the necessary effect on the final or ultimate decision.”
35 The orders made by the learned Magistrate
were interim care orders. They did not comprise the ultimate determination by
the Children’s
Court of the applications filed by the Director-General. I
accept Mr Burchett’s submission that certiorari lies in respect of
the Magistrate’s decision if the grounds for the remedy are established.
Whilst the interim care orders
remain on foot they determine the rights of the
children to live with their parents and the rights of the parents to have
custody
of their children. I do not think the notion of “rights” in
this context is so narrow as to exclude the very real interests
of both children
and parents to cohabit as a family (In re Harris (1936) 37 SR (NSW) 17 at
20-21).
36 If, in order to be amenable to the remedy, the decision must be a
final or ultimate decision, or a preliminary decision or a recommendation
which
has the necessary effect on the final or ultimate decision, then it is arguable
that the remedy of certiorari is simply not available in the case of an
interim care order. Nothing was decided on the application which would bind the
ultimate
decision-maker. However, in my view, there would be a sufficient
connection with the making of final orders, because if a finding
were made under
s 72 of the Act that the children were in need of care and protection (sometimes
called the establishment phase)
then in determining what final care orders
should be made, the Court would necessarily have to consider the situation of
the children
between the time proceedings were instituted and the making of
final care orders. In this way the interim care orders could affect,
and are
thus connected with, the ultimate decision as to what final care orders should
be made. However, the better view is that
certiorari lies in respect of
an interim care order because rights are affected.
37 But, it is one thing to say that certiorari will lie if the
grounds for the remedy are established; it is another to say that the decision
under review is “the ultimate decision of [the] court ... in ...
proceedings” within the meaning of s 69(3). In my view it is not and
therefore s 69(4) does not permit the Magistrate’s reasons to be taken
as
part of the record. I agree with the reasoning of Kirby J to this effect in
Re Alistair at [130].
38 I do not think that in s 69(3) the expression “ultimate
determination” means any decision of the court or tribunal
which affects
the rights of subjects and is amenable to certiorari generally. But in
any event, even if “ultimate determination” (s 69(3)) or
“ultimate decision” (Hot Holdings Pty Ltd v Creasy) means a
decision which affects rights, as distinct from reports or recommendations which
do not, or a decision which is not binding,
nonetheless s 69(3) refers to the
quashing of “the ultimate determination of a court in any
proceedings” not “an ultimate determination”.
Accordingly, if, as I think is the better view, certiorari lies in
respect of the interim care order, it is not established by pointing to errors
or law in the Magistrate’s reasons for
making interim care orders as those
reasons do not form part of the record.
39 Mr Burchett relied on Hot Holdings Pty Ltd v Creasy, SB v
Parramatta Children’s Court [2007] NSWSC 1297 and KF v Parramatta
Children’s Court & 3 Ors [2008] NSWSC 1131. Hot Holdings Pty
Ltd v Creasy is certainly relevant to the scope of the remedy. It says
nothing about the construction of s 69(3) and (4) of the Supreme Court
Act or what constitutes the record. In SB v Parramatta Children’s
Court, Price J quashed a decision of a magistrate to the effect that the
plaintiff, the child’s father, lacked standing to rebut
a presumption
raised by s 106A of the Act that the child was in need of care and protection.
In holding that certiorari lay in such a case, his Honour applied Hot
Holdings Pty Ltd v Creasy. It does not appear that any argument was
addressed to his Honour as to whether the Magistrate’s reasons formed part
of the
record for the purpose of considering the ground of review of error of
law on the face of the record. His Honour did not refer to
that part of Kirby
J’s judgment in Re Alistair where this question was considered.
The reason for that may well be that the Magistrate’s error involved the
denial of procedural
fairness as the plaintiff was denied the opportunity to
adduce evidence. For the purpose of determining that ground the Court is
entitled to look at all relevant materials. Nor did KF v Parramatta
Children’s Court & 3 Ors address this question.
40 No submission was made that it appears from the application and the
orders themselves that the Magistrate acted beyond jurisdiction
or made an error
of law.
41 The order allocates parental responsibility to both parents. That is
not an order contemplated by s 79(1) unless it is within
s 79(1)(a)(iii), that
is, that the parents are treated as being “suitable persons”.
Parents, by virtue of being parents,
have parental responsibility for their
young children. It might be thought that the purpose of s 79 is, in an
appropriate case,
to allocate parental responsibility to others, either jointly
with one or both parents or separately, or to allocate parental responsibility
to one parent to the exclusion of the other. It is not self-evident that the
reference to “suitable persons” in s 79(1)(a)(iii)
includes the
parents themselves. Moreover, s 81(1) requires that on making an order placing
a child under the parental responsibility
of the Minister, the Children’s
Court is to make a determination of which aspects of parental responsibility are
to be the
sole responsibility of the Minister, which aspects, if any, of
parental responsibility are to be the sole responsibility of others,
and which
aspects, if any, are to be exercised jointly by the Minister and other persons.
It must be inferred from the order that
for the period the Minister was
allocated parental responsibility, the Minister was given sole responsibility.
But that is not stated
expressly. However, I was informed that no submissions
were made to the Magistrate as to the form of the orders. Nor were any such
submissions made to me. Accordingly, if there are errors appearing on the face
of the orders, which I do not decide, it would not
be appropriate to make an
order in the nature of certiorari to quash the orders. Such a remedy is
discretionary.
42 It follows that the claim for certiorari must be dismissed.
43 Section 247 of the Act preserves the Crown’s parens
patriae jurisdiction which is exercised through the Supreme Court. In Re
Victoria [2002] NSWSC 647, Palmer J said (at [37]-[40]):
“[37] I do not think that there should be encouraged a procedure whereby persons who have fully contested a matter in the Children's Court and wish to appeal can by-pass the appeal provisions of the 1998 Act and come straight to this Court seeking to invoke its inherent wardship jurisdiction. Quite apart from the fact that to do so would sanction a departure from the appeal procedure laid down by the legislature in the 1998 Act, such an application would involve a quite different question from that which is normally raised on an appeal. In an application to this Court in its wardship jurisdiction, the question is not whether the decision of the Children's Court, or of the District Court on appeal from the Children's Court, was right or wrong or whether the wide powers conferred on a Court under the 1997 or 1998 Acts were rightly or wrongly exercised or could have been better exercised. The question before this Court will be: what is in the best interests of the child as matters stand at the date of this Court's judgment. It may be that the circumstances revealed in, or flowing from, the decisions of the lower Courts have a great part to play in the consideration of that question, but they will not necessarily be conclusive. Indeed, in certain circumstances what transpired in the lower Courts might be utterly irrelevant to the question before this Court in the exercise of its inherent jurisdiction.
[38] That this is so is demonstrated by the fact that an order of this Court in its parens patriae jurisdiction does not set aside an earlier order made by a statutory Court such as the Children's Court; the statutory Court's order still stands although in a sense it may be said to be superseded where it is inconsistent with this Court's order, so that an injunction in the nature of prohibition would lie to restrain the statutory Court from enforcing its earlier inconsistent order: see In re Harris 37 SR(NSW) 17, at 28-29 per Jordan CJ and Long Innes J, and at 31-32 per Maughan AJ.
[39] As I have said earlier, this Court should not encourage any process by which those dissatisfied with the result of proceedings in the Children's Court can simply set at naught the proceedings in that Court and come afresh to this Court, invoking its parens patriae jurisdiction in order to argue all over again the matters that have been debated before the lower Court. If that were to be in any way encouraged, then parties would inevitably face the risk of being involved in a multiplicity of uncontrolled proceedings fought in the Children's Court and in the Supreme Court, with the distinct possibility of conflicting concurrent orders obtained in the Supreme Court and in the lower Court.
[40] What I have said indicates, in my view, the approach which, as a general rule, this Court ought to adopt when its wardship jurisdiction is sought to be invoked in what is in substance an appeal from a decision of the Children's Court. This approach is supported, in my opinion, by decisions of this Court such as Re Weir (1953) 70 WN(NSW) 78; Ping v Van Der Kroft [1982] 2 NSWLR 731; T v H (1985) 3 NSWLR 270, at 274; and Re Anna, Bruno, Courtney and Deepak (supra) at para20 to para22. Of course, as these authorities indicate, there may be exceptional circumstances in a particular case which justify the Court in departing from that general approach.”
44 Because the
order in question in the present case is an interim order, no appeal lies to the
District Court from it (s 91(1)).
This distinguishes the present case from
Re Victoria. Nonetheless, for the reasons given by Palmer J in [39] in
the passage quoted above, the Court should exercise restraint in exercising
the
parens patriae jurisdiction where the matter has been argued in the
Children’s Court to avoid multiplicity of proceedings and conflicting
orders. In Re Elizabeth [2007] NSWSC 729, Palmer J said (at [18]):
“[18] In my opinion, the fact that there is no appeal from an Interim Care Order of the Children’s Court does not, in itself, justify resort to the parens patriae jurisdiction of this Court by a person dissatisfied with the interim order. Section 90 CYP Act provides for rescission or variation of an interim order by the Children’s Court itself if there has been a significant change of circumstances. A party aggrieved by an Interim Care Order on grounds other than change of circumstances may agitate all of the issues fully on a final hearing of the care order application. Interim Care Orders are interlocutory in character and are intended only to protect the child pending a final hearing. It would be entirely destructive of the orderly, efficient and expeditious conduct of care proceedings in the Children’s Court if appeals from Interim Care Orders were to be made routinely to this Court in its parens patriae jurisdiction. The parties in the Children’s Court proceedings should be focussed on bringing those proceedings to a final hearing at the earliest opportunity; the institution of parallel proceedings in the Supreme Court will almost inevitably involve additional delay in the Children’s Court proceedings, not to mention additional expense.”
These principles have been applied on numerous occasions. (See for example Re Alan [2008] NSWSC 379 and cases there cited.)
45 However, as Young CJ in Eq said in Re Frances and Benny [2005]
NSWSC 1207 (at [18]), one of the exceptional circumstances in which the
parens patriae jurisdiction may be exercised is where it is urgently
required that some protective order be made and the court can see that other
curial processes may not be able to provide instant relief.
46 In the present case, the Magistrate’s orders have been stayed up
to the date of this judgment to allow the Director-General’s
application
to be heard and determined. The children have remained in the care of the
Minister. In that sense “instant relief”
has been afforded in the
parens patriae jurisdiction. The question in substance is whether that
position should continue until the Children’s Court makes its final
orders
or is satisfied that there has been a material change of circumstances. In
Re Anna [2001] NSWSC 79, Hodgson CJ in Eq (as his Honour then was) said
(at [20]-[22]):
“[20] In this matter, the Court is being asked to make an order that displaces a considered order made within jurisdiction by another judicial officer. The usual principle that applies when the Court is asked to do this is that the Court will not interfere with such an order, particularly an order made in exercise of a discretion, as this is, unless the Court is satisfied that the decision is plainly wrong, or unless some error appears in the process leading to that decision, such as failure to give a proper hearing, error of law, or failure to give reasons.
[21] No one has referred me to any authority in which that approach has been strictly applied to cases of this kind. Indeed, it was submitted by Mr Singleton that, because of the nature of the Court's traditional jurisdiction, which is expressly preserved by s247 of the 1998 Act, and because of the paramountcy of the interests of the children, this Court would not regard itself as strictly limited by that approach.
[22] I think that submission is correct. However, I think the principles I have mentioned are still relevant, and that this Court would approach the matter on the basis that justification has to be shown for overriding the decision of another judicial officer.”
47 Therefore I
turn to what are submitted to be the errors in the Magistrate’s judgment.
In addition to the errors of law referred
to in para [25] above, Mr Burchett
submitted that the Magistrate made errors of fact. Of course, in considering
whether the parens patriae jurisdiction should be exercised, the Court is
not confined to the Magistrate’s reasons. All of the evidence before the
Magistrate
has been placed before me, except some oral evidence given by the
mother. No further evidence was adduced before me. No oral submissions
were
made about the mother’s oral evidence. It appears from written
submissions of the children’s representative in
the Children’s Court
that the mother denied most of the allegations made by her family and gave
evidence that the domestic
situation had improved since the father attended a
psychiatrist, Dr Lawrence.
48 I will deal first with the alleged error of approach in that it is
said the Magistrate impermissibly sought to determine the truth
of the factual
allegations. In Re Jayden, the Court of Appeal said (at [77]):
“[77] The expression ‘interim order’ is familiar to the law. Ordinarily, it is an order of a temporary or provisional nature pending the final resolution of the proceedings. An applicant for an order of this kind, generally speaking, does not have to satisfy the Court of the merits of its claim on a balance of probabilities. An interim order under the Act is an order of this nature, and the Children’s Court does not have to be satisfied of the merits of an applicant’s claim on a balance of probabilities before making an interim order. Were s 72 to apply to an interim order, there would be no point in having anything in the Act about interim orders.”
49 The learned
Magistrate was not acting inconsistently with these principles in making a
prima facie assessment of the strength of the factual allegations of
violence. In an application for an interlocutory injunction the question
whether the plaintiff has a seriously arguable case and where the balance of
convenience lies are not watertight categories. As
Young CJ in Eq said in
Northern Star Agriculture Pty Ltd v Morgan & Banks Developments Pty Ltd
& Anor [2007] NSWSC 98; (2007) 13 BPR 24,163 at [20], a strong score on
one head may make up for a low score on another. If the circumstances
are such
as to permit an assessment of the strength or weakness of the plaintiff’s
case that will affect the balance of convenience,
or to put it another way, the
assessment of what course has the lower risk of causing an injustice.
50 Section 70A requires the Court to be satisfied that the making of an
interim care order is necessary in the interests of the child.
Section 69(1A)
requires the Court to be satisfied that it is appropriate to make an interim
care order prior to determining whether
the child is in need of care and
protection. The learned Magistrate reminded himself that such satisfaction
could be arrived at
by weighing the risks involved in the children being
restored to their parents or, on the other hand, remaining in the care of the
Minister. The Magistrate was obliged to assess the nature of the risk of harm
to the children and could only do so on the evidence
then available. As the
primary ground on which the Director-General contended that there was a risk of
harm was of their being exposed
to domestic violence, it was open to the
Magistrate to consider on a prima facie level the strength of that
evidence. He did not purport to “determine” the truth of those
factual allegations. The
highest his finding went was that it was extremely
unlikely that on the evidence then before the Court, it would be concluded that
anyone had ever assaulted or mistreated the children. His Honour did not
overlook the fact that the various deponents by affidavit
had not been
cross-examined. He was entitled to conclude that the reports made to the DoCS
caseworker of violence towards Frieda
on 4 February 2009, which were
contradicted by other evidence, would be unlikely to justify a conclusion of
assault or physical mistreatment
of the children. That was something he was
entitled to take into account in weighing the risk of harm.
51 Nor do I consider that the Magistrate erred in saying that removal of
the children from their parents was a matter of last resort.
Contrary to
submissions of counsel for the Director-General, his Honour did not say that
because removal was a “last resort”
that it should not be undertaken
even if such removal were necessary to protect the children from harm. I do not
read his Honour’s
discussion of these principles as espousing any
different position from that stated in s 9(d) of the Act. Section 9 relevantly
provides:
“9 What principles are to be applied in the administration of this Act?
The principles to be applied in the administration of this Act are as follows:
(a) In all actions and decisions made under this Act (whether by legal or administrative process) concerning a particular child or young person, the safety, welfare and well-being of the child or young person must be the paramount consideration. In particular, the safety, welfare and well-being of a child or young person who has been removed from his or her parents are paramount over the rights of the parents.
...
(d) In deciding what action it is necessary to take (whether by legal or administrative process) in order to protect a child or young person from harm, the course to be followed must be the least intrusive intervention in the life of the child or young person and his or her family that is consistent with the paramount concern to protect the child or young person from harm and promote the child’s or young person’s development.”
52 His Honour was entitled, and indeed, obliged, to consider what measure
was necessary for the safety, welfare and well-being of
the children. That
required consideration of the positive benefits of the children remaining with
their parents.
53 However, the other challenges to his Honour’s reasoning have
more substance, as does counsel’s reference to other evidence
to which his
Honour did not refer otherwise than in a summary way and which is material to an
assessment of the risk of harm to the
children. Whilst the affidavit of the
DoCS caseworker described the events of 4 February 2009 as a “Critical
Incident”,
the evidence of potential for violence to the children, as well
as evidence of their exposure to domestic violence between the parents
is not
confined to that incident.
54 A record of the Southern Area Health Service Facility at Bega of 13
February 2005 reported the mother as having stated that both
she and her
daughter had been assaulted by the father. There is evidence that the DoCS
caseworker had been told by the local police
officer that he had known the
family for about ten years and knew them pretty well and did not “think
he could guarantee the children’s safety in that home.”
55 A police report of 23 October 2007 stated that the father’s
mother had reported the father as a result of suffering severe
mood swings and
otherwise from the effect of his car accident, having, on that evening, abused
his parents, driven off and performed
several burn-outs along the road leading
to their property, made about 50 telephone calls to his mother, and threatened
harm to himself,
his parents and to the local police officer. On 27 October
2007 there is a police report that the father’s mother reported
the father
as stating that he would harm himself and his family and the police officer. Of
course, such evidence is second-hand
hearsay, but the proceedings are not
adversarial and such evidence is admissible. The court has a discretion to act
on material
which is rationally probative (Roberts v Balancio (1987) 8
NSWLR 436 at 440; Re Victoria at [11]).
56 The father was admitted to Bega Hospital on 23 or 24 October 2007,
having been brought in voluntarily by the police following an
angry outburst,
but discharged himself the next morning. On 28 October 2007 the mother’s
father informed the police that the
mother had been assaulted by the father and
that he had concerns for the children. The mother’s father reported that
there
had been a number of assaults which the mother had not reported. The
mother’s father reported that when he told his daughter
that he had spoken
to the police, she became abusive towards him and refused to talk any further
about the matter. The police decided
that they would take no further action
unless the mother made a complaint.
57 A police report of 9 May 2008 describes an outburst of anger of the
father towards a driver of a motor vehicle, who made a right-hand
turn in front
of the father’s vehicle. It reported that the father then tailgated the
driver who, afraid of being assaulted,
drove to the police residence. There, a
loud argument broke out between the two of them with the father threatening to
injure the
driver. The police intervened and prevented any violence.
58 The police records refer to an assault by the father on police in
front of the children on 24 June 2008. The report said that
at the time the
father had stopped taking his medication. The police report records the father
yelling, and swearing at the police,
assaulting them and making violent threats
of assault of the police officer’s wife and children. He was charged with
offences
in relation to these events. He was given bail on 25 June 2008. The
bail conditions included that he take medication, that he not
drink or use
prohibited drugs, and that he not enter the mother’s premises. On 9
December 2008 he was convicted in relation
to this event of offences of using an
offensive weapon to prevent lawful detention, assaulting a police officer in the
execution
of his duty, intimidating a police officer in execution of his duty,
destroying or damaging property, and using offensive language
in or near a
public place.
59 The police records refer to another incident of road rage on 20 August
2008 in relation to a former friend. It described both
parties as having armed
themselves with a pipe or something similar prior to the police intervening.
60 On 14 September 2008, the police were called in relation to assaults
committed by the father on the mother. On 8 January 2009
the father was
convicted on a charge of assault occasioning actual bodily harm and of three
counts of common assault. He was given
a bond in relation to these offences on
terms requiring him not to assault, molest, harass or otherwise interfere with
the mother,
to take medication and to attend for counselling, rehabilitation or
educational development in accordance with medical advice. The
police report of
the incident in September 2008 records that despite the bail conditions of 25
June 2008, the father had slept over
at the family home for about the previous
two weeks. The police report states that after a verbal argument between the
father and
the mother, the father struck the mother resulting in her earring
tearing part of her ear and causing her to bleed. Other assaults
were
described. The police report said that the mother took the children and her
bags and put them in the car to leave the property.
It described a further
assault on the mother in the presence of the children. A similar incident was
said to have occurred the
following morning again in the presence of the elder
child. The police again reported that the father lost control and in a rage
tried to drag the mother from the car and bit her. There is evidence that she
also bit him. According to the police report the
father denied the allegations
of assault and claimed that her ear was hit by accident during a struggle and
that he bit her in self-defence
after having been bitten by her. However, it
follows from the father’s subsequent conviction on these charges that
either
he did not maintain this position, or, if he did, that the Local Court
found that the charges had been proved beyond reasonable doubt.
61 As a result of these events the police took out an apprehended
violence order against the father. The mother left the family property.
For a
time she stayed with her father. Between 22 and 27 October 2008, DoCS received
three risk of harm reports in relation to
domestic violence between the parents.
The detail of those reports is disputed by the mother. The New South Wales
Department of
Housing provided emergency accommodation for the family in Milton
between 23 September 2008 and 16 October 2008.
62 An officer of DoCS made a home visit on 29 October 2008 and
interviewed the father. The DoCS caseworker deposed that no immediate
risk of
harm issues were identified during this home visit and there were no concerns
identified in relation to the physical home
environment. At that time the
mother and children were not living with the father in the house. The father
advised that he had
been referred to counselling and was aware of the current
AVO conditions. He advised that the mother was seeking to have those conditions
changed in order to resume their co-residence.
63 As noted earlier in these reasons, on 24 November 2008 both the father
and the mother signed the parenting plan summarised in para
[23] above. At this
time they were still living apart because of the father’s bail conditions,
or the terms of the apprehended
violence order, or both.
64 It would appear that the father was seeking to deal with his bursts of
anger. He saw a psychologist in Bega and was referred to
a psychiatrist in
Canberra, Dr Lawrence. Dr Lawrence reported that the father is suffering from a
clearly established post-traumatic
stress disorder, one of the symptoms of which
is that he has outbursts of anger quite often. He reported that in order to
cope the
father has turned to alcohol and cannabis as a form of self-medication
which has led to more problems. He reported that both the
father and the mother
have been helped by the psychologist and by the consultations and medications
prescribed by their general practitioner.
Dr Lawrence said that the father had
suffered a major physical and psychological trauma. He said:
“He will need continuing medical and psychological help for quite some time. ... It should be clearly understood that rehabilitation of his state is a step wise process and that the less stress [he] is subjected to will enhance his recovery and mental health.”
65 He
noted that the father and the mother were both very open with each other and
mutually supportive and were clear concerning issues
they had to deal with and
could address them constructively.
66 The mother’s sister deposed that the mother had told her of
various incidents of domestic violence. She made a further report
to DoCS on 5
February 2009 due to phone conversations which she says she had with the mother,
the father and the father’s mother
between 13 January 2009 and 5 February
2009. It appears that after 8 January 2009 the mother and father started living
together again.
The mother’s sister deposed to receiving a telephone call
in the week of 13-20 January 2009 from the mother in which the mother
screamed
hysterically asking for help. She deposed that she could hear the father
screaming abuse at the mother in the background.
The mother’s sister and
the mother’s mother gave evidence to the effect that the mother did not
report incidents of
domestic violence to the police which she reported to them
or which they witnessed.
67 There is a conflict of evidence in relation to the events of 4 and 5
February 2009. The thrust of the mother’s evidence
is that the report
made to DoCS about that incident was grossly exaggerated. She deposes that on
that morning the father appeared
to be stressed. After he took Frieda to the
school bus stop and returned, the mother telephoned the father’s mother
which
was part of their dispute resolution system. The father’s mother
took the mother to a friend with whom she stayed for a few
hours in a nearby
town. The mother then returned and picked up the children. She telephoned the
father and told him that she needed
some space and time and they decided that
the best thing to be done was that she go to the women’s refuge. She had
stayed
there previously. Her friend dropped her there. She told the lady at
the refuge that she was fine and just needed some space and
time to think.
Later, she returned to the father’s parents’ house. The DoCS
caseworker deposed that the worker at the
Bega women’s refuge had advised
that the mother had previously resided at the refuge for a couple of months when
pregnant with
the younger child. It appears that on 5 February 2009 the mother
and children returned to the father. On 6 February 2009 the Director-General
assumed the care responsibility for the children.
68 Whilst it was open to the Magistrate to consider that the evidence of
the events of 4 February 2009 were not as serious as one
would think based on
the reports made to the Department’s caseworker, and whilst he was
entitled to conclude that on the evidence
as it currently stood, it was unlikely
that a conclusion would be reached that the children had ever been assaulted or
physically
mistreated, there was powerful evidence that the children were at
risk of physical ill-treatment. The learned Magistrate noted evidence
of an
incident in which the father had verbally threatened violence to the children.
69 One of the disturbing aspects of the evidence which is not addressed
in the Magistrate’s reasons is that the father experiences
apparently
uncontrollable outbursts of anger from time to time, particularly if he omits to
take his medication. Whilst one can
have sympathy with the father that his
accident should have brought him to such a condition, that sympathy cannot
affect the assessment
of risk to the children. Dr Lawrence’s report
suggests that his rehabilitation, being a “stepwise process”, may
take some time. Quite apart from the events of 4 February 2009 (the reports of
which the Magistrate thought were exaggerated), the
events described above show
that there is a very real risk not only of psychological, but of physical harm,
to the children in their
present environment.
70 The learned Magistrate did not describe that evidence, except to note
the convictions, and to say that there were at least six
incidents of
significant domestic violence, the evidence strongly suggested that one or both
of the children had witnessed that violence,
and there was evidence that in one
incident the father had verbally threatened violence to the children. The
evidence went beyond
that. The father was convicted of violence not only
towards the mother, but also to police officers. There was other evidence of
apparently uncontrollable rages concerning other persons which resulted in
police intervention, although no charges were laid. The
fact that the children
have not been assaulted does not mean that there is an absence of risk of
assault.
71 In para 15 of his reasons quoted above (at [17]), the learned
Magistrate said there was little of substance to suggest that the
children are
likely to be physically mistreated. Likelihood of physical mistreatment is not
the test. The question is whether there
is an unacceptable risk of mistreatment
(M v M [1988] HCA 68; (1988) 166 CLR 69 at 78; Re Jayden at
[79]).
72 In any event, as the learned Magistrate acknowledged, being raised in
an atmosphere of domestic violence is likely to have a highly
detrimental effect
on young children. The learned Magistrate placed weight on the fact that the
events of 4 February 2009 were not
as serious as one might be entitled to think
from the reports to Ms Hopkins. Accepting that to be so, it does not explain
why there
is not an unacceptable risk of real harm to the children in their
present environment. The learned Magistrate was justified in forming
the view
on the evidence that the parents had recognised the problem and had taken steps
to do something about it. Whilst the attached
parenting plan could not be
considered as a means of resolving the problem, that finding was justified,
particularly in the light
of the parents having sought medical assistance and
devising a plan to attempt to deal with incidents of domestic violence if they
arose by the mother contacting the father’s mother. But the question is
not whether the parents have recognised the problem
and attempted to do
something about it. The primary question is what is required in order to
protect the children from an unacceptable
risk of harm. The learned Magistrate
recognised that without evidence of substantial action on the part of the
parents to eliminate
domestic violence it is reasonable to conclude that an
order for removal of the children would be made as a final order. His Honour
did not consider, and could not reasonably have considered, that such action has
been taken to date to remove the risk of harm.
The question under s 9(d) is
what is the least intrusive intervention in the life of the children consistent
with the paramount concern
of protecting them from harm and promoting their
development?
73 Given the clear evidence of risk of harm and the absence of evidence
that action has been taken to date which could be expected
to be effective to
deal with that risk, there is no proper basis for the Magistrate’s
conclusion that leaving the children
with the parents until the case can be
heard does not represent such an unacceptable risk of real harm to them as to
warrant an interim
order removing them from their parents. The Magistrate
evidently placed weight on the undertakings which the parents gave. However,
to
place any significant reliance on those undertakings there would have to be a
basis for the Magistrate to be satisfied that the
undertakings would be
honoured. The father did not give evidence. Given the evidence in Dr
Lawrence’s report and the evidence
of periodic outbursts recorded by the
police which show the father’s present inability to deal with stress and
his vulnerability
to bursts of uncontrolled anger, his undertaking could not be
regarded as providing any substantial assurance of removal of the risk
of harm.
Indeed, as Mr Burchett submitted, there was evidence of domestic violence after
the parenting plan was entered into. Further,
notwithstanding that the reports
of the incidents on 4 February 2009 might have been exaggerated, the situation
was sufficiently
serious to lead the mother to move herself and the children to
the father’s mother’s home and to the women’s refuge.
74 The paramount consideration is the safety, welfare and well-being of
the children. Difficult questions of judgment may often arise,
particularly on
an interim hearing, in assessing the risk of harm and in assessing what is the
least intrusive intervention to protect
children from harm. In the present
case, the risk of harm is manifest. I am satisfied that the learned Magistrate
erred in his
assessment of that risk. He placed substantial weight on the fact
that the reports of the incident of 4 February 2009 appeared to
be exaggerated
without addressing with any particularity the risks exhibited by the other
events and the risks arising from the father’s
medical condition. His
decision is liable to be reviewed on the principles stated by Hodgson CJ in Eq
in Re Anna at [20].
75 In Director-General of the Department of Community Services v
Priestley [2004] NSWSC 639, Young CJ in Eq said (at [8]):
“[8] ... The matter is put as one of child protection and the court always gives allegations of that nature very serious consideration, but there must be, if this court is to re-examine a matter involving child protection, some very strong evidence that the decision of the Children’s Court did not pay enough attention to a matter that is so fundamental that children really and truly are at risk rather than there being a suspicion they might be.”
76 This case falls
in the former category. Accordingly, I consider that in the exercise of the
parens patriae jurisdiction orders should be made for the children to
remain in the care, custody and control of the Minister for Community Services.
Such orders can be made without the necessity for orders making the children
wards of the court (K v Minister for Youth and Community Services [1982]
1 NSWLR 311 at 323; Director-General, NSW Department of Community Services v
Y [1999] NSWSC 644 at [85]-[88]). The existing order of the
Children’s Court remains on foot. However, prohibition would lie
to
prevent enforcement of that order (In re Harris at 28). It is
appropriate to continue the stay of the order of the Children’s Court,
insofar as it provides for the granting
of interim parental responsibility to
the parents.
77 The Director-General seeks an order that the children remain in the
care, custody and control of the Minister pending final orders
being made by the
Children’s Court. That is an appropriate order, but there should be a
further order to the effect of that
made in Re Anna that that order may
be superseded by a different interim care order made by the Children’s
Court, if either material fresh
evidence or a material change of circumstances
justifies such a different order, in the view of the Children’s Court.
78 The Director-General also seeks orders that:
1. The parents’ capacity for parental responsibility be assessed;
2. a psychological and/or a psychiatric assessment of the children occur; and
3. the Children’s Court Clinic or another appropriate person conduct the assessment and prepare an assessment report for the Children’s Court.
79 No submissions were addressed as to
this court’s jurisdiction to make an order for the compulsory assessment
of the parents’
capacity for parental responsibility or to require an
assessment of the children or the parents to be conducted by the
Children’s
Court Clinic. Section 54 of the Act provides:
“54 Assessment of person’s capacity for parental responsibility
(1) The Children’s Court may, for the purposes of an assessment order, appoint a person to assess the capacity of a person with parental responsibility, or who is seeking parental responsibility, for a child or young person to carry out that responsibility.
(2) Such an assessment may be carried out only with the consent of the person whose capacity is to be assessed.
(3) This Division applies to such an assessment in the same way as it applies to the assessment of a child or young person.”
80 At least if
the children were made wards of the court, an order could be made for their
psychological or psychiatric assessment.
However, the matter is before the
Children’s Court on 18 March 2009, presumably for the purposes of
directions being made
in connection with the final hearing. The
Director-General will be entitled to apply for an assessment order under either
s 53 or
s 54 of the Act or under both sections. In my view it is better to
leave those aspects of the matter with the Children’s Court.
81 No submissions were made in relation to contact orders in relation to
the children. I was told that arrangements for contact have
been implemented.
If any order is sought in relation to contact between the children and their
parents, application can be made
to the Children’s Court at Bega for that
purpose. As the parties are located in the South Coast region, it is
appropriate
that such applications be made there rather than the parties being
put to the trouble and expense of making applications to this
court in
Sydney.
82 For these reasons I make the following orders:
1. Order that the children remain in the care, custody and control of the Minister for Community Services pending final orders being made by the Children’s Court of New South Wales.
2. Order that order 1 may be superseded by a different interim order made by the Children’s Court, if either material fresh evidence or a material change of circumstances justifies such a different order, in the view of the Children’s Court.
3. Order that the orders of the Children’s Court at Bega of 24 February 2009 in proceedings Nos. 4 and 5 of 2009 in so far as they give interim parental responsibility to the parents, be stayed until further order of this Court or of the Children’s Court in accordance with orders 2 or 3.
4. Order that the claims for relief in paras 1 and 3 of the summons be dismissed.
83 If any party wishes to make an
application for costs, such an application can be made in writing to my
Associate with a copy to
the other parties. Any application should include an
outline of submissions in relation to the claim for costs. Any such application
should be made within seven days. If any such application is made, the other
parties are to respond to that application within seven
days in writing
addressed to my Associate with copies to the opposite parties. I will deal with
any application for costs on the
papers.
******
LAST UPDATED:
18 March 2009
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