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Supreme Court of New South Wales |
Last Updated: 26 March 2009
NEW SOUTH WALES SUPREME COURT
CITATION:
NSW Land & Housing
Corporation v von Reisner [2009] NSWSC 128
JURISDICTION:
FILE NUMBER(S):
16096/08
HEARING DATE(S):
17 - 19
November 2008
JUDGMENT DATE:
25 March 2009
PARTIES:
New
South Wales Land and Housing Corporation (Plaintiff)
Koidu von Reisner
(Defendant)
JUDGMENT OF:
Mathews AJ
LOWER COURT
JURISDICTION:
Not Applicable
LOWER COURT FILE NUMBER(S):
Not
Applicable
LOWER COURT JUDICIAL OFFICER:
Not
Applicable
COUNSEL:
J Turnbull (Plaintiff)
SOLICITORS:
McCabe Terrill Lawyers (Plaintiff)
Defendant in
person
CATCHWORDS:
PROCEDURE
declaration sought that litigant
vexatious
whether proceedings instituted "habitually and
persistently"
whether proceedings "vexatious"
collateral
purpose
LEGISLATION CITED:
Dust Diseases Tribunal Act 1989
Supreme
Court Act 1970
CATEGORY:
Principal judgment
CASES CITED:
Attorney-General v Wentworth (1988) 14 NSWLR 482
Attorney- General for
New South Wales v Solomon (1978) 8 NSWLR 667
Hunters Hill Municipal Council v
Pedler (1976) 1 NSWLR 478
Jones v Skyring [1992] HCA 39; (1992) 109 ALR 303
Ramsey v
Skyring [1999] FCA 907; (1999) 164 ALR 378
Re Vernazza (1960) 1 QB 197
TEXTS CITED:
DECISION:
Orders sought in Summons declined. Plaintiff to pay
the costs of the Defendant.
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
COMMON LAW DIVISION
Acting Justice Mathews
Wednesday 25 March 2009
16096/08
NSW Land and Housing Corporation v Koidu von Reisner
JUDGMENT
Introduction
1 HER HONOUR: The plaintiff in this action, the New South Wales
Land and Housing Corporation (“the Corporation”), seeks an order,
pursuant to s 84(2) of the Supreme Court Act 1970 (“the
Act”), that the defendant (Ms von Reisner) be declared a vexatious
litigant with the consequence that she will
require leave in order to institute
any legal proceedings against the Corporation.
2 The application was originally made by way of Notice of Motion in
proceedings number 20466 of 2004 in which the Corporation was
the defendant.
However, by a separate Notice of Motion, Ms von Reisner had sought to have those
proceedings transferred to the Dust
Diseases Tribunal (“the DDT”)
pursuant to s 12 of Dust Diseases Tribunal Act 1989 (“the DDT
Act”). Mr Turnbull of counsel, who appeared for the Corporation, freely
conceded that those proceedings
fell within s 11(1) of the DDT Act in
that Ms von Reisner was claiming damages in respect of a dust-related condition
which she said was attributable to a breach of
duty owed to her by the
Corporation. This being the case, s 12 of the DDT Act requires that the
proceedings be transferred to the DDT, together with any ancillary or related
matters. Accordingly I gave leave
to the Corporation to issue a fresh Summons
seeking the same orders under s 84 of the Act as had been sought in proceedings
number
20466 of 2004, and returnable forthwith. I ordered by consent that
proceedings number 20466 of 2004 be transferred to the DDT.
I then took
submissions from both parties in the new proceedings which related solely to the
Corporation’s application under
s 84.
3 The following, briefly, is the background of this matter.
Background
4 The Corporation is the owner of an apartment block in Wauchope
Crescent, South Coogee. Since 21 September 1998 Ms von Reisner has
been the
tenant of a unit in the building. The building is a relatively old one, dating
from the 1960s. It appears that there was
a damp problem in the unit which
manifested itself within a few months of Ms von Reisner moving in. The dampness
led to fungal growth
in the unit which was later found to be potentially
hazardous for humans. The kitchen was particularly affected and, in order to
eliminate the problem, the kitchen fittings had to be removed.
5 In April 2000 Ms von Reisner commenced the first of several proceedings
against the respondent. This was an application to the
Residential Tribunal
seeking a number of orders relating to repair of the premises and the payment of
compensation. The matter later
came to the Supreme Court by way of appeal (see
para [23] later).
6 This was, as indicated, the first of several proceedings between Ms von
Reisner and the Corporation. Many of them were in the Consumer,
Tenancy and
Trader Tribunal (CTTT). Between April 2004 and June 2005 Ms von Reisner
commenced no less than six separate proceedings
in that Tribunal. Adverse
decisions in two of them were taken on appeal to this Court by Ms von Reisner.
Other proceedings were
initiated in this Court. I shall be describing them in
detail later in this judgment. In the meantime, it is worth noting here
that
the proceeding in which this application was initially made, number 20466 of
2004, had its genesis in September 2001 in the
District Court as a claim for
damages for personal injury said to have been sustained by Ms von Reisner as a
result of fungal growth
within the unit. In November 2002 that proceeding was
transferred to the DDT. Two years later, in November 2004, it was transferred
to this Court at Ms von Reisner’s request. It is somewhat ironic that
four years later, again at her request, it has been
transferred back to the
DDT.
7 All proceedings between the parties have related in one way or another
to the condition of Ms von Reisner’s unit. Most proceedings
were
commenced by her. However, two of them, as I shall describe later, were
initiated by the Corporation in an endeavour to obtain
access to the unit and
carry out works or repairs. There has also been a pattern of Ms von Reisner
seeking to appeal adverse decisions
regardless of the merits of the situation.
No new proceedings have been commenced by either party within the last two
years. The
last action instituted by Ms von Reisner, as relevant here, was in
March 2006.
Legal parameters
8 With this background I turn to discuss the matters which need to be
established before an order can be made under s 84. Section
84(2) is in the
following terms:
“Where any person (in this subsection called the vexatious litigant) habitually and persistently and without any reasonable ground institutes vexatious legal proceedings against any person (in this subsection called the person aggrieved), whether in the Court or in any inferior court, the Court may, on application by the person aggrieved, order that the vexatious litigant shall not, without leave of the Court, institute any legal proceedings against the person aggrieved in any court and that any legal proceedings instituted by the vexatious litigant against the person aggrieved in any court before the making of the order shall not be continued by the vexatious litigant without leave of the Court.”
9 There are a number of concepts
involved in this provision. First, the person against whom the order is sought
must have instituted
legal proceedings, either in this Court or in any inferior
court. In the present case this requirement raises two issues: first,
what
constitutes the “institution” of legal proceedings; and second,
where they were instituted.
10 Dealing first with the second issue; s 84(2) in its terms applies only
to proceedings instituted in this Court or in any inferior
court. This excludes
from consideration proceedings instituted in tribunals such as the Residential
Tribunal or the CTTT. Proceedings
in the DDT are, however, included, as s 4(2)
of the DDT Act provides that that Tribunal is a court of record. The
exclusion of CTTT proceedings significantly reduces the number of proceedings
to
be considered in this application.
11 I turn to discuss what constitutes the “institution” of
proceedings. In Attorney-General v Wentworth (1988) 14 NSWLR 482, Roden
J grappled with this issue. He made the following observation:
“I regard Commonwealth Trading Bank v Inglis as authority for the proposition that interlocutory proceedings taken in the course of an action, no matter by whom they are instituted, are subject to the inherent power of the court to protect its process from abuse. In so far as they are interlocutory proceedings in a pending action, they are not, in my view, ‘proceedings instituted’ for the purposes of s 84. However, if they seek substantive relief, and particularly if they seek to bring an additional party into the proceedings, they are capable of being so regarded, even if they are properly commenced by notice of motion in existing proceedings. Like many before me, I decline the opportunity to produce a definition of ‘the institution of proceedings’ for present purposes, a task described as ‘almost impossible’ by Willmer LJ in Re Vernazza (at 215).”
12 In the earlier case of
Hunters Hill Municipal Council v Pedler [1976] 1 NSWLR 478 at 488,
Yeldham J said as follows:
“While it is probably correct to say that interlocutory proceedings taken in the course of an action instituted by another person which is still current are not within the section, I think, without endeavouring to supply an exhaustive definition, that, where a final decision has been given, any attempt, whether by way of appeal or application to set it aside, or to set aside proceedings taken to enforce such decision, which is in substance an attempt to re-litigate what has already been decided, is the institution of legal proceedings. It is to the substance of the matter that regard must be hand and not to its form.”
13 The second major
requirement under s 84 is that proceedings have been instituted
“habitually and persistently”. As
to this, Roden J in
Wentworth made the following observation at p 492:
“On first impression, these words clearly imply more than great frequency. ‘Habitually’ suggests that the institution of such proceedings occurs as a matter of course, or almost automatically, when the appropriate conditions (whatever they may be) exist; ‘persistently’ suggests determination, and continuing in the face of difficulty or opposition, with a degree of stubbornness.”
14 In Ramsey v
Skyring [1999] FCA 907; (1999) 164 ALR 378, Sackville J quoted this passage from
Wentworth. He went on to say that, although Roden J had eschewed any
attempts to formulate a definition of universal application, his test
had been
cited with approval in at least two subsequent judgments. Sackville J went on
to say “I am content to proceed on
the basis that Roden J’s
observations are correct”.
15 The third requirement within the terms of s 84 is that the proceedings
be instituted “without any reasonable ground”.
There appears to be
very little judicial authority as to the meaning of this phrase, presumably
because the words speak for themselves
and the meaning is taken to be
self-evident. In the circumstances of the present application this requirement
assumes some significance,
as I shall discuss later.
16 Finally, s 84 requires the proceedings instituted against the
aggrieved person to have been “vexatious”. Yeldham J,
in
Pedler, said that in determining whether proceedings are vexatious, it is
not the manner in which they are conducted which is relevant,
but whether,
“having regard to the nature and the substance of them, they properly bear
that description”.
17 This would appear to favour an objective approach to the question of
vexatiousness. In Wentworth, Roden J set out to determine whether the
test should be an objective or subjective one, or a combination of the two.
After discussing
various authorities, including Pedler, he reached the
following conclusion (p 491):
“It seems then that litigation may properly be regarded as vexatious for present purposes on either objective or subjective grounds. I believe that the test may be expressed in the following terms:
1. Proceedings are vexatious if they are instituted with the intention of annoying or embarrassing the person against whom they are brought.2. They are vexatious if they are brought for collateral purposes, and not for the purpose of having the court adjudicate on the issues to which they give rise.
3. They are also properly to be regarded as vexatious if, irrespective of the motive of the litigant, they are so obviously untenable or manifestly groundless as to be utterly hopeless.”
18 In Jones
v Skyring [1992] HCA 39; (1992) 109 ALR 303, Toohey J appeared to prefer an objective test
to the question of vexatiousness. He quoted Ormerod LJ in Re Vernazza
(1960) 1 QB 197 as saying:
“The question is not whether (legal proceedings) have been instituted vexatiously but whether the legal proceedings are in fact vexatious.”
His Honour went on to say:
“That question is one for the court to decide on the facts; it is not decided by reference to whether the person against whom an order is sought was acting maliciously or in bad faith.”
19 Even if all the requirements of
s 84 have been made out, the court still retains an overriding discretion to
decline to make an
order under the section. As Sackville J emphasised in
Ramsey v Skyring, this power must be applied having regard to the
fundamental principle of the legal system that every person has a right of
access
to a court to seek remedies in consequence of an alleged infringement of
his or her rights. Because an order under s 84 denies a
litigant this right, it
has been treated as an “extreme” remedy: Wentworth at
484.
20 With this background I turn to consider the detailed evidence relating
to the various proceedings commenced by Ms von Reisner.
Proceedings instituted by Ms von Reisner
21 I propose to discuss only those proceedings which are directly
relevant under s 84. I am accordingly putting to one side the proceedings
commenced in the Residential Tribunal or the CTTT.
22 Between March 2001 and March 2006 seven proceedings were instituted by
Ms von Reisner. I propose to deal with each of them, albeit
very briefly. I
will be mentioning appeals lodged by Ms von Reisner during the course of these
proceedings, as they themselves can
be treated as proceedings
“instituted” by her.
First proceedings
Supreme Court 30021/01: Administrative Law List
23 On 20 March 2001 Ms von Reisner appealed to the Supreme Court from an
order made by the Residential Tribunal on 11 February 2001,
allowing the
Corporation access to Ms von Reisner’s apartment in order to install a new
kitchen. On 26 September 2003 Dunford
J specially fixed the matter for hearing
on 7 November 2003. On that date Ms von Reisner sought an adjournment of the
proceedings
and an order that his Honour disqualify himself. His Honour
dismissed these applications but nevertheless stood the matter over
to 21
November 2003.
24 On 14 November 2003 Ms von Reisner filed a holding Summons for leave
to appeal to the Court of Appeal (CA 41017/03) against the orders of
Dunford J on 7 November 2003.
25 On 21 November 2003 the substantive application was again listed for
hearing before Dunford J. Ms von Reisner again applied to
vacate the hearing
date. His Honour rejected that application. His Honour then proceeded to deal
with the substantive application,
which was dismissed with costs.
26 In about October 2004 the appeal from the decisions of Dunford J was
heard. Leave was not granted and Ms von Reisner was ordered
to pay the
Corporation’s costs.
Second proceedings
Later became Supreme Court 20466/04
27 On 26 September 2001 Ms von Reisner commenced proceedings in the New
South Wales District Court (9805/01) claiming damages for personal
injuries arising from fungus in the unit. On 7 November 2002, on Ms von
Reisner’s application,
the proceedings were transferred to the DDT
(455/02). In June 2004 O’Meally J declined certain declaratory
relief sought by Ms von Reisner in those proceedings, and on 19 November
2004
the proceedings were transferred to the Supreme Court at her request.
28 On 11 April 2006 James J heard an application by Ms von Reisner to
stay all proceedings between her and the Corporation for at
least six months on
the grounds of her precarious health. His Honour declined to make the orders
sought by Ms von Reisner. Also
before his Honour was an application by the
Corporation for access to the unit for an inspection and testing to be carried
out.
Ms von Reisner had sought to impose conditions on access which his Honour
found to be excessive. He therefore made the orders sought
by the
Corporation.
29 On 9 August 2006 Ms von Reisner lodged an appeal from the orders made
by James J (CA 40268/06). On 1 March 2007 Santow JA (McColl JA agreeing)
effectively ordered a stay of the proceedings for six months, as requested by Ms
von Reisner. In all other respects, the appeal was dismissed. Their Honours
also dealt, at the same time, with an appeal of Ms
von Reisner’s from
orders made by Campbell J in proceedings number 3241/05 (see later under
“fifth proceedings”).
Their Honours declined to give leave to
appeal.
30 Numerous Notices of Motion were filed in these proceedings relating to
subpoenas and other interlocutory matters. I do not propose
to go through
these, given Mr Turnbull’s appropriate concession that the taking of
interlocutory steps in existing proceedings
do not fall within the ambit of s
84. These proceedings, as mentioned above, have now been transferred back to
the DDT on Ms von
Reisner’s application.
Third proceedings
Supreme Court numbers 10994/04 and 30029/04
31 On 6 April 2004 Ms von Reisner commenced two sets of proceedings in
this Court. They were consolidated shortly afterwards, and
10994/04 was
effectively subsumed within number 30029/04. On 27 April 2004 Ms von Reisner
filed an amended Notice of Motion seeking
orders, effectively, that the
Corporation remove asbestos from the unit and that the DDT be the only
appropriate forum.
32 On 24 June 2004, Ms von Reisner filed a Notice of Motion in these
proceedings seeking an order that her rent be paid into Court
and then be
applied to pay for the removal of carcinogenic materials from the premises and
the elimination of a hazardous electrical
system. On 9 September 2004 Bell J
(as she then was) determined that the Court had no jurisdiction to make the
orders sought by
Ms von Reisner. She therefore dismissed the motion and ordered
Ms von Reisner to pay the Corporation’s costs.
33 It is noteworthy that, by this time, Ms von Reisner had determined
that the DDT was not the appropriate forum in which to have
her claim for
damages determined. Indeed, she had already lodged a Notice of Motion in these
proceedings (30029/04) to remove DDT
proceedings number 455/02 to the Supreme
Court. This order was made by Knight AJ on 19 November 2004 and the matter was
then given
the file number of 20466/04 (the second proceedings, above).
34 There has been no significant action taken in relation to this matter
since that date. In effect, these proceedings have been
merged into proceedings
no 20466/04.
Fourth proceedings
DDT 111.04
35 On 7 April 2004 Ms von Reisner commenced proceedings number 111.04 in
the DDT. The Statement of Claim alleged, amongst other things,
that Ms von
Reisner had been exposed to asbestos and that the defendant had failed to test
for toxic materials. It was difficult
to ascertain precisely what remedy she
was seeking, but I assume that she was claiming damages for personal injury and
damage to
property.
36 On 10 May 2004 these proceedings were discontinued. This was at much
the same time as the proceedings numbered two (above) were
transferred from the
District Court to the DDT. Given that no further steps were taken in relation
to these (fourth) proceedings,
I think it is appropriate to put them to one
side.
Fifth proceedings
Supreme Court 3241/05
37 On 1 June 2005 Ms von Reisner commenced these proceedings in the
Equity Division of this Court. The orders she sought were as
follows:
“1. An Order restraining the defendant from continuing to commit a nuisance being the continued presence on the Plaintiff’s demised premises of ASBESTOS particles
2. An order that the Defendant, within 7 days, decontaminate and remove all asbestos particles from the Plaintiff’s premises.
3. An order that the Defendant pay for such incidental expenses as are incurred to accommodate the Plaintiff during the time when the Defendant is undertaking the decontamination of the demised premises
4. An order restraining the Defendant from continuing to commit a nuisance being:
a) withdrawal of cooking facilities, the stove, since 8 MAY 2000
b) refusal to provide power to the kitchen electrical appliances since 8 MAY 2000
5. An order that the Defendant, within 7 days, rectify defective electrical systems in the kitchen and provide power to the stove and appliances.
6. An order that the Defendant pay the Plaintiff’s costs.”
38 On 14 December 2005 Ms von Reisner filed a Notice of Motion seeking,
in effect, that the Corporation install fire rated doors and
provide electrical
safety switches within the unit. On the same date she filed affidavits
complaining about the state of the premises
and the Corporation’s failure
to rectify them, despite “regular written requests”.
39 On 16 December 2005 the matter came before Gzell J. At that stage the
defendant undertook to seal a void within the bathroom of
the unit within 24
hours. The remaining aspects of Ms von Reisner’s application,
particularly relating to a fire door in the
unit, were stood over to 31 January
2006 with liberty to apply on 24 hours’ notice.
40 Subsequently, during the Court vacation, Ms von Reisner sought to have
the matter listed before Simpson J as an urgent matter.
Her Honour found that
it lacked urgency and declined to list it. Ms von Reisner again sought to have
the matter listed during vacation
and, on 20 January 2006, a hearing took place
before Campbell J. The dispute at that stage related to a fire rated door. The
Corporation
was prepared to undertake to carry out this work. Indeed, as
Campbell J noted, the Corporation had already put steps in train to
enable it to
provide this door. His Honour noted that there was accordingly no necessity for
the matter to be brought before the
Court and he ordered Ms von Reisner to pay
the Corporation’s costs.
41 Ms von Reisner appealed to the Court of Appeal against this decision
(CA 40076/06). This appeal was heard together with Ms von
Reisner’s appeal from orders made by James J in the second proceedings
(see para
29 above). The Court declined to give leave to appeal.
42 Several further Notices of Motion were filed by Ms von Reisner in
these proceedings. In the circumstances, I think it unnecessary
to describe
them here. The matter finally came for hearing before Windeyer J on 9 June
2006. Counsel for the Corporation told his
Honour that his client was prepared
to consent to mandatory orders being made in accordance with paragraphs 2, 3, 5
and 6 as sought
in the originating Summons (see para [37]). In the light of
this concession, the restraining orders sought in paragraphs 1 and 4
became
redundant. His Honour noted that Ms von Reisner was seeking an adjournment of
the proceedings. However, given that the Corporation
was prepared to consent to
all relevant orders sought by her, his Honour concluded that it would be
“a ridiculous waste of
resources” to allow the matter to continue.
He therefore made the orders sought in the Summons and consented to by the
Corporation.
43 On 13 June 2006 Ms von Reisner appealed against Windeyer J’s
judgment (CA 40349/06). On 17 July 2006 she sought a stay of the orders
made by Windeyer J. This was declined by Beazley JA. On 25 September 2006 she
sought a variation of the judgment of Beazley JA which was again declined.
Sixth proceedings
Supreme Court 30114/05
44 On 19 December 2005 Ms von Reisner commenced proceedings in the
Supreme Court appealing against the refusal of a CTTT member to
disqualify
himself. On this occasion Ms von Reisner was successful in her application: on
20 May 2008 Harrison AsJ upheld her appeal
and remitted the matter to the CTTT
for further hearing.
45 In these circumstances I propose to disregard these proceedings for
the purpose of s 84.
Seventh proceedings
Supreme Court 30022/06 and 30023/06
46 Between 2 March and 8 March 2006 (the precise date is uncertain) these
two proceedings were commenced by Ms von Reisner. The first,
30022/06 became
subsumed in 30023/06. Ms von Reisner was appealing against certain orders made
in the CTTT, at the request of the
Corporation, that it be permitted to enter
the unit and carry out repairs.
47 I do not propose to go into the details of the various attempts made
by Ms von Reisner to adjourn these proceedings. On separate
occasions
applications were made to Simpson and Hidden JJ, both of whom refused to adjourn
the proceedings. On each occasion Ms
von Reisner lodged an appeal against those
decisions. Her appeal from the decision of Simpson J was lodged on 27 June 2006
(CA 40382/06). The appeal from Hidden J was lodged on 23 March 2007
(CA 40151/07).
48 On 29 March 2007 the matter came on for hearing before Barr J. Ms von
Reisner again sought an adjournment of the proceedings.
Barr J declined her
request and stood the matter over to 2:00 pm. At that time Ms von Reisner
failed to attend. His Honour proceeded
to dismiss the appeal and ordered that
Ms von Reisner pay the Corporation’s costs.
49 Subsequently Ms von Reisner lodged an appeal to the Court of Appeal
from the decision of Barr J. On 13 July 2007 Harrison J amended
the dates for
the carrying out of the work to be undertaken by the Corporation. Ms von
Reisner was required to give access to the
premises in order to enable the work
to be carried out.
50 On 1 August 2007, in accordance with the orders made by the CTTT and
Harrison J, the Corporation caused contractors to attend Ms
von Reisner’s
unit to carry out the work. She refused to allow them access to the unit. On 2
August 2007 the Corporation
issued a Summons seeking a declaration that Ms von
Reisner was in contempt of court for failing to allow access to her unit. On
7
August 2007 the motion for contempt, together with Ms von Reisner’s
application to stay the orders made by Barr J, came for
hearing before Bell J.
Her Honour dismissed Ms von Reisner’s application for a stay and ordered
that Ms von Reisner allow
access to her unit during certain hours between 13 and
17 August 2007. Ms von Reisner was restrained from entering the premises
whilst
the work was being carried out.
51 During the time specified by Bell J, Ms von Reisner sought to prevent
the Corporation’s contractors from entering the premises.
However, it
appears that they did so, in the process damaging the locks on the front door.
Ms von Reisner took this matter to the
CTTT. However, it is unnecessary for
present purposes to explore these later proceedings.
Overview
52 The above purports to be only a very brief summary of the various
proceedings commenced by Ms von Reisner. The court files relating
to the three
most significant proceedings (numbers 2, 5 and 7) are extremely voluminous. It
would be an impossible task to go through
the various procedural matters that
were undertaken during the course of these proceedings. Given that
interlocutory proceedings
in general are not to be taken into account under s
84, it would also be an unprofitable exercise. I have, however, attempted to
indicate the occasions on which Ms von Reisner has sought to appeal from, or
otherwise challenge, decisions made against her, as
these are potentially
relevant under s 84. However, given the extremely voluminous nature of the
documentation in this matter, it
is possible that some relevant proceedings have
been omitted from the description set out above.
53 By way of overall summary, between March 2001 and March 2006 Ms von
Reisner initiated seven new proceedings. For reasons given
earlier, I propose
to effectively disregard proceedings number four and six. That leaves five
relevant procedures. Four were commenced
in the Supreme Court. One of them (no
2) was commenced in the District Court but was then transferred to the DDT and
later to this
Court. The following is a list of those proceedings.
Proceedings initiated by Ms von Reisner
|
No.
|
Date
|
Nature of proceeding
|
Judicial Officer(s)
|
|
1.
|
20.03.01
|
Appeal from Residential Tribunal
|
Dunford J
|
|
2.
|
26.09.01
|
District Court claim (later transferred to DDT and to Supreme Court)
|
James J
|
|
3.
|
06.04.04
|
Notice of Motion to have asbestos removed from unit
|
Bell J
|
|
5.
|
01.06.05
|
Seeking orders that the Corporation do certain work in unit
|
Gzell J
Simpson J Campbell J Windeyer J |
|
7.
|
08.03.06
|
Appeal from CTTT orders that the Corporation enter and carry out
repairs
|
Simpson J
Hidden J
Barr J
|
54 In addition to the new proceedings initiated by Ms von Reisner, she
has, as the above summary indicates, lodged numerous appeals
from decisions
which she has perceived as adverse. So far as I can discern, the following
appeals have been instituted by her:
|
Date
|
Proceedings
|
Appeal number
|
Judicial officer appealed against
|
|
14.11.03
|
No 1
|
CA 4101731/03
|
Dunford J
|
|
13.06.06
|
No 5
|
CA 40349/06
|
Windeyer J
|
|
27.06.06
|
No 7
|
CA 40382/06
|
Simpson J
|
|
17.07.06
|
No 5
|
CA 40349/06
|
Beazley J
|
|
09.08.06
|
No 2
|
CA 40268/06
|
James J
|
|
09.08.06
|
No 5
|
CA 40268/06
|
Campbell J
|
|
23.03.07
|
No 7
|
CA 40151/07
|
Hidden J
|
|
13.07.07
|
No 7
|
CA 40193/07
|
Barr J
|
None of these appeals remains outstanding.
Discussion of issues
55 Mr Turnbull acknowledged that there are problems relating to Ms von
Reisner’s unit which require rectification. Accordingly
there were,
objectively speaking, reasonable grounds for at least some of the individual
proceedings (as opposed to the appeals)
which were instituted by her. But the
overall history of the litigation between the parties clearly shows, Mr Turnbull
submitted,
that Ms von Reisner had some collateral purpose in instituting these
proceedings. The history of the fifth proceeding (3241/05)
most dramatically
illustrates this proposition. That was the case in which the Corporation
consented to every relevant order sought
by Ms von Reisner in her originating
process. In spite of this, she sought an adjournment of the proceedings. When
that adjournment
was refused, and Windeyer J proceeded to make the orders, she
appealed against them, notwithstanding that they were the very orders
which she
had originally sought.
56 Mr Turnbull relied upon the judgment of Young J in Attorney-General
for NSW v Solomon (1987) 8 NSWLR 667 as authority for the proposition that
an order under s 84 might be justified if the pattern emerges of vexatious
proceedings being
habitually and persistently instituted, notwithstanding that
there might have been reasonable grounds for instituting at least some
of the
individual proceedings. As to whether proceedings are “vexatious”,
Young J found that it was an abuse of process,
and therefore vexatious, to
commence court proceedings for a collateral purpose. The facts of that case
were quite different from
here. In that case, Young J found that the
proceedings in question were commenced “in an attempt to divert attention
from
the prosecutions which had been launched against him (Mr Solomon), or to
frustrate the receiver’s activities”. In other
words, there was a
clear collateral strategy behind the commencement of the proceedings. That is
not the case here. Indeed, Mr
Turnbull freely conceded that he was unable to
discern what Ms von Reisner was seeking to achieve through initiating these
various
proceedings, but submitted that their history clearly indicates that it
was not to obtain the outcome apparently sought in the originating
processes.
57 Ms von Reisner, who was unrepresented in these proceedings, vigorously
opposed the making of an order under s 84, but was otherwise
of little
assistance in discussing the applicable legal principles. She did not give
evidence, and it was therefore inappropriate
to question her about the factual
issues involved.
58 The lack of any discernible collateral purpose does not affect the
principle that, if proceedings are in fact brought for a purpose
other than to
have the court adjudicate on the issues to which they give rise, then they can
appropriately be categorised as “vexatious”.
(See Roden J in
Wentworth, para [17] above.) It does, however, make it more difficult to
make a positive finding that the proceedings have that quality.
In the present
case I think it likely that some of the proceedings were indeed instituted for a
purpose other than to obtain an adjudication
of the issues involved. But I
cannot make that finding in relation to all of them. The second proceeding in
particular (which is
the only proceeding which currently remains on foot) was,
on the available evidence, probably initiated and pursued for the purpose
of
obtaining compensation from the Corporation, as originally sought in the
District Court.
59 This brings me to the other matter which has caused me concern, namely
the requirement that the vexatious proceedings be instituted
“habitually
and persistently”. The list set out in paragraph [53] shows that between
March 2001 and March 2006 five
new proceedings were commenced by Ms von Reisner,
as relevant to s 84. If one removes the second proceeding (which I am not
satisfied
was “vexatious”), we are left with four proceedings over a
five-year period. The last proceeding was instituted nearly
three years ago.
Certainly there were also a number of appeals, almost all of them completely
without merit. However, the last
of these was instituted in July 2007,
approximately 18 months ago. In that time no relevant new proceedings of any
kind have been
instituted by Ms von Reisner. Nor is there any likelihood of a
proliferation of new appeals, given that only one proceeding remains
on
foot.
60 I understand that Ms von Reisner has more recently instituted a
similar proceeding in the Federal Court. Mr Turnbull submits that
this is a
relevant matter under s 84. However, given that the section applies only to
proceedings instituted “in the Court
or in any inferior court”, I
cannot accede to this proposition. The nature of the legislation is such that
it must be given
a strictly literal construction.
61 The bar set by s 84 is a high one, and needs to be maintained thus,
for reasons given earlier. In my opinion the material presented
by the
Corporation fails to surmount that bar, particularly in the light of the time
which has elapsed since the last new proceeding
was instituted. However, this
is by no means a clear cut case, and I must give Ms von Reisner a strong warning
that, if further
proceedings are instituted against the Corporation of a similar
nature to those previously commenced by her, then she runs a serious
risk of
facing a successful application under s 84. My determination in the present
case by no means bars the Corporation from making
a further application under s
84 should circumstances change.
62 For the reasons given above, I propose to dismiss the application. In
relation to costs, Ms von Reisner has been self-represented,
and has presumably
incurred little or no costs. However, in order to cover the possibility that
she has incurred incidental costs
in defending this application, I propose to
order that the Corporation pay her costs.
63 Orders:
(i) I decline to make the orders sought in the Summons filed herein.
(ii) I order the plaintiff to pay the defendant’s costs.
**********
LAST UPDATED:
26 March 2009
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