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Samaraweera v Director-General of Health [2011] NSWIRComm 1009 (10 March 2011)
New South Wales Industrial Relations Commission
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Samaraweera v Director-General of Health [2011] NSWIRComm 1009 (10 March 2011)
Last Updated: 23 June 2011
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Industrial Relations Commission
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Case Title:
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Samaraweera v Director-General of Health
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Medium Neutral Citation:
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Hearing Date(s):
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7,8,9,27 July 2010 and 5,13 August 2010
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Decision Date:
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Jurisdiction:
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Industrial Relations Commission
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Before:
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Decision:
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Catchwords:
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UNFAIR DISMISSAL - physical altercation between
two staff specialists - no eye witnesses to entirety of incident - some
corroborative
evidence as to some issues - conflicting evidence - complainant
had already resigned and in notice period - two allegations of physical
violence
by one staff specialist against the other made - disciplinary investigation
undertaken - only one complaint investigated
- allegations sustained - dismissal
of staff specialist - unblemished work record - issues of procedural fairness
raised - reinstatement
sought - onus and burden of proof tests applicable -
second allegation sustained and first allegation sustained on balance of
probabilities
- serious misconduct found - no procedural fairness issues to
warrant intervention - dismissal not harsh unjust or unreasonable
in all of the
circumstances given severity of misconduct - application dismissed.
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Legislation Cited:
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Cases Cited:
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Texts Cited:
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Parties:
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Dr Ushma Samaraweera
(Applicant) Director-General of Health in respect of South Eastern
Sydney Illawarra Area Health Service a division of NSW Health
(Respondent)
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Representation
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Mr T Saunders of counsel (Applicant) Ms E Brus
of counsel (Respondent)
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- Solicitors:
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Morris Legal (Applicant) South Eastern
Sydney Area Health Service (Respondent)
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File number(s):
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Publication Restriction:
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DECISION
- This
matter concerns an application by Ushma Samaraweera against the Director-General
of Health in respect of South Eastern Sydney
Illawarra Area Health Service a
division of NSW Health ("SESIAHS") for a remedy pursuant to s.84 of the
Industrial Relations Act. Dr Samaraweera was dismissed from her position of
Staff Specialist Pathologist at the Prince of Wales Hospital by the SESIAHS on
4
February 2010. She sought reinstatement to her former position.
- The
matter was listed for conciliation and directions on the 16 March 2010 before
Commissioner Tabbaa, at which time conciliation
took place. The parties were to
confer further and the matter was set down for report back and directions on the
29 March 2010. As
no settlement was able to be reached between the parties,
directions as to the filing and exchange of witness statements were issued
pursuant to Practice Direction 17. Those directions were further amended by
Justice Staff on 9 June 2010 and hearing dates set for
the 7,8 and 9 July 2010
before the Commission as currently constituted.
- The
hearing was conducted over the 7, 8, 9, July as well as the 27 July and the 5
and 13 August 2010.
- At
the hearing Mr Saunders, of Counsel, appeared on behalf of Dr Samaraweera
and the following witnesses gave oral evidence in addition to their affidavits
as
filed:
Dr Ushma Samaraweera - applicant (Exhibits 7 and 8),
Dr Roger Crouch - Senior Staff Specialist, Prince of Wales - Hospital
(Exhibits 5 and 6),
Dr Catherine Camaris - Acting Director Anatomical Pathology, Prince of Wales
Hospital, (Exhibit 15),
Dr Peter Bullpitt - Senior Staff Specialist, Prince of Wales Hospital
(Exhibits 20 and 21).
- An
affidavit was also filed on behalf of Dr Frederick Joshua , Staff Specialist,
and the husband of Dr Samaraweera (Exhibit 14), however
he was not required for
cross-examination.
- A
Summons to Give Evidence pursuant to s.165 (3)(b) of the Act directed to Dr Ella
Sugo was also filed by Morris Legal on behalf of the applicant. Dr Sugo duly
attended in response
to the Summons and gave oral evidence on 7 July 2010.
- Ms
Brus, of Counsel, appeared on behalf of the SESIAHS and the following
witnesses gave oral evidence in addition to the affidavits as filed:
Dr Lyndal Edwards - Anatomical Pathologist, Prince of Wales Hospital,
(Exhibit 22),
Dr Claire Cooke-Yarborough - Anatomical Pathologist, (Exhibit 27),
Dr Sue Fredericks - Pathologist, (Exhibit 28),
Ms Margaret Savage - Manager, Professional Practice Unit, SESIAHS, (Exhibit
29),
Mr Terry Clout - Chief Executive, SESIAHS (Exhibit 37)
- With
the consent of the parties further conciliation was conducted on the first day
of the hearing, however that conciliation was
unsuccessful.
Background and chronology - taken from the transcript and the evidence
filed.
- Dr
Samaraweera commenced employment with the SESIAHS as an Intern in 1999, becoming
a Resident Medical Officer in 2000. She transferred
her specialist training in
anatomical pathology from Wollongong Hospital to the Anatomical Pathology Unit
at Prince of Wales Hospital
("the Unit") in 2001, completed her training in
October 2006 and then commenced as a Staff Specialist with the Unit and remained
in this position until her termination in February 2010. At the time of her
dismissal Dr Samaraweera was working 28 hours per week,
Mondays to Thursday, on
a permanent part-time basis.
- Dr
Fredericks was employed by SESIAHS as an Anatomical Pathologist in the Unit from
March 2007 to 20 September 2009. She had submitted
her resignation from her
position on 24 August 2009 giving 4 weeks' notice. On the 9 December 2009 she
commenced employment as a
Pathologist with a private sector pathology provider.
- On
the morning of 3 September 2009 an altercation took place in the corridor of the
Unit between Dr Samaraweera and Dr Fredericks
after they had walked past each
other and a "bumping" had occurred. The altercation involved physical contact
between the two women,
in the course of which an A4 empty plastic filing tray
(Exhibit 13) being carried by Dr Samaraweera was broken. Each accused the
other
of initiating the physical contact and of punching, and striking with the
tray/punching the tray, causing it to break into
at least three pieces. Each
maintained that they acted in a defensive mode in the face of the physical
attack by the other person.
- A
diagrammatic representation of the relevant section of the Unit showing the
corridor, with various named doctors' offices on either
side (Exhibit 1) was
also relevantly marked by each witness on a separate copy showing their
individual position when anything in
the corridor was sighted/occurred and also
the relative positions of Drs Samaraweera and Fredericks, as well as their
evidence as
to their relative positions during the various stages of the
altercation, (Exhibits 4a through to 4g,iii).
- It
was generally agreed that the corridor in question was approximately 2.5 metres
in width and was sufficiently wide enough to allow
two persons to walk past each
other. There was nothing in the corridor to block access. The location of the
various doctors' offices
is shown on Attachment "A" to this decision being an
unmarked copy of Exhibit 1.
- Dr
Fredericks is 175 cms (or 5'9") tall and Dr Samaraweera is 158 cms (or 5'2")
tall. Neither doctor could accurately remember what
type of shoes they were
wearing that day. Dr Fredricks wears low heeled shoes not high heels.
- Dr
Fredericks maintained that she sustained bruising to her right arm, as well as
an abrasion to her right arm, as a result of the
incident. She subsequently had
photographs of her injuries taken by a professional photographer on Monday 7
September 2009 (Exhibit
26).
- Dr
Fredericks maintained that Dr Camaris was in the corridor when the physical
contact commenced and after the incident concluded
and Dr Samaraweera had gone
into her office. Dr Fredericks followed Dr Camaris into her office and alleged
that Dr Camaris had seen
what had occurred and had taken no action. This was
denied by Dr Camaris. Dr Fredericks also picked up the broken pieces of the tray
and placed them on the bench inside Dr Camaris' office.
- Dr
Cooke-Yarborough came to her office doorway after the altercation concluded and
observed Dr Fredericks holding the broken pieces
of the tray and speaking to Dr
Camaris.
- Dr
Edwards maintained that she saw part of the altercation from where she was
standing in her office doorway. She subsequently briefly
went and spoke to Dr
Fredericks in her office and also spoke to Dr Camaris in her office.
- Dr
Crouch, who had been in the laboratory at the end of the corridor (but not
within sight of the corridor) also came into the corridor
after the altercation
had concluded and Dr Fredericks rolled up her sleeve and showed him the bruising
and abrasion and told him
that Dr Samaraweera had hit her with a tray and that
Dr Camaris had seen the whole thing and was not going to do anything about it.
Dr Camaris denied that she had seen anything.
- Dr
Fredericks subsequently went to A/Professor Wilson's office and told him about
the incident. No-one else was present during this
discussion. She then left the
hospital went and saw her local GP at Randwick and then went home. She was
absent on sick leave until
her resignation took effect.
- Following
the incident Dr Samaraweera spoke to Dr Camaris and told her she had just been
"beat up" by Dr Fredericks. After going to
her office, she then left the Unit
and went to her husband's office (Dr Joshua) and was taken by him to her
parents' residence. Later
that day (about 6.20pm) she contacted A/Prof Wilson by
phone, advised him of the incident and asked to see him. She and her husband
then met with A/Prof Wilson in his office. Later that night she took (black and
white) photographs of injuries she maintained she
had sustained in the incident
- bruising to her right upper arm and two cuts to her right thumb (Exhibit 9).
She also took further
photographs of the bruising to her upper right arm on 12
September 2009 (Exhibit 10).
- A/Prof
Wilson made contemporaneous notes of the meetings with both Dr Fredericks
(Exhibit 39a) and Dr Samaraweera (Exhibit 39b). His
notes referred to the
respective descriptions of the actual physical contact as follows:-
Dr Fredericks' version:
She said that she had been walking down the passage in Anatomical Pathology
when she saw Dr Ushma Samaraweera (US) coming towards
her holding a plastic
paper tray. As she approached US suddenly raised the tray up and hit SF with it,
hard enough for it to break
in pieces on her arm. SF said she had lifted her
arms in front of her face to protect herself and was hit near the right elbow.
She
showed me an obvious swelling where she said she had been struck. She said
if she hadn't put her arms up she would have been hit
in the head.
Dr Samaraweera's version.
US said she wanted to make a complaint about SF. US said that SF made a
completely unprovoked attack on her. She said that she was
walking down the
passage when SF was walking towards her and then veered towards her shoving her
into the wall with her shoulder.
US had been carrying a plastic tray which broke
in the incident.
- On
10 September 2009 Dr Fredericks mailed A/Prof Wilson 7 coloured photographs
demonstrating how she had her arm above her head in
a defensive position and
showing bruising and an abrasion to her right arm and with the following
handwritten note:
Hi Roger,
I would like you to have these photos for your records. Please note that I
was wearing two thick layers of clothing at the time. Also,
a large bruise was
inflicted 5 cm from my head! Things may have been a lot worse. I have left now
and you will not hear from me again,
but I hope this episode will alert you to
the fact that there is a problem. Sue.
- A/Prof
Wilson also completed a "Self-Initiated Briefing" on 21 September 2009 to report
"serious breaches by one or more SMOs in Anatomical
Pathology at SEALS Randwick
on3/9/09 and to seek assistance and support to investigate and manage" (Exhibit
30). In 'Background'
he briefly set out the incidents as reported by the two
women and indicated :
No eye witnesses to the incident have been
identified. The accounts of the two SMOs involved are conflicting, in fact
diametrically
opposite.
- He
also detailed that on 10 September 2009 he had sent an email "for distribution
to all staff in Anatomical Pathology SEALS Randwick
acknowledging the incident
and the intention to investigate, as well as drawing attention to the attached
Code of Conduct and its definition of violence in the workplace." The
email referred to was not in evidence.
- Margaret
Savage is the Manager of the Professional Practice Unit ("PPU") of the SESIAHS
and is responsible for the management and/or
investigation of serious complaints
or issues raised by consumers and/or staff about the provision and conduct of
services in the
Area that have not been or cannot be resolved at local, facility
or Network level. Her position reports directly to the Chief Executive,
Terry
Clout. The PPU is a stand-alone unit and is not part of WorkForce Services, it
has a Principle Investigations Manager and a
personal assistant that report to
Ms Savage (Exhibit 29).
- Ms
Savage was requested to conduct an investigation into the complaints made by Dr
Fredericks, not only about the incident that occurred
with Dr Samaraweera on the
3 September, but also about Dr Camaris' response to the incident.
- Ms
Savage conducted an investigation into the following allegation concerning Dr
Camaris:
Allegation One - That on 3 September 2009 Dr Camaris
witnessed Dr Samaraweera punching and then (attempting) to smash a tray on Dr
Frederick's head and did not take any immediate or subsequent action to manage
the matter.
- In
the course of her investigation she interviewed Dr Fredericks, Dr Samaraweera,
Dr Edwards, and Dr Camaris. Her report of the investigation
(Exhibit 31)
summarised the evidence of those interviewed and found that the allegation was
"not sustained". Recommendations were
made that no disciplinary action be taken
and that "the SEALS Executive give consideration to supporting Dr Camaris
undertaking further
training in respect to grievance handling".
- Dr
Camaris was advised of the outcome of the investigation by Mr Clout in
correspondence of the 5 December 2010 directed to her Union
(who had accompanied
her to her interview), the Australian Salaried Medical Officers' Federation, New
South Wales ("ASMOF").
- Ms
Savage also conducted an investigation into the following allegations concerning
Dr Samaraweera:
Allegation 1:
It is alleged that on 3 September 2009 after Dr Samaraweera and Dr Sue
Fredericks bumped into one another, that Dr Samaraweera turned
and said to Dr
Fredericks "don't do that to me" after which Dr Samaraweera strode
towards Dr Fredericks and started punching her. It is alleged that Dr
Samaraweera punched Dr Fredericks
at least 8 times.
Allegation 2:
a) It is alleged that on 3 September 2009 Dr Samaraweera attempted to hit Dr
Fredericks over the head with a plastic tray
b) It is alleged that Dr Fredericks raised her arm over her head in an effort
to defend herself and that Dr Samaraweera struck Dr
Fredericks with the plastic
tray with sufficient force to break it into pieces.
- Dr
Samaraweera was formally advised by email from Ms Savage of the allegations
against her on the 20 October 2009. She was advised
that she was required to
attend an interview on the 27 October to discuss the allegations; that the
interview would be sound recorded
with her consent, with a copy of the
transcript provided for review and signature, and she was encouraged to have an
observer/support
person in attendance. She Dr Samaraweera was also advised that
the process was to be managed in accordance with NSW Health PD2005_225:
(Disciplinary Process in NSW Health - A Framework for Managing) (Exhibit
29-M1) and a copy of the document was provided to her.
- Dr
Samaraweera was accompanied to the interview by an officer from ASMOF. She
declined to have the interview sound recorded and the
record of interview
subsequently made available to her was based on the record contemporaneously
made by Ms Savage and then immediately
dictated by her and typed up following
the interview (Exhibit 7-F). Dr Samaraweera also provided Ms Savage with a
detailed written
response to the Allegations (Exhibit 7-E).
- During
the course of the investigation into the allegations against Dr Samaraweera, Ms
Savage also interviewed 13 other persons from
the Unit including the following:
Dr Fredericks - 7 October 2009 (Exhibit 7-L),
Dr Crouch - 23 October 2009 (Exhibit 5-B),
Dr Cooke-Yarborough - 23 October 2009 (Exhibit 40),
Dr Edwards - 23 October 2009 (Exhibit 25a), and 29 January 2009 (Exhibit
25b),
Dr Camaris - 27 October 2009 (Exhibit 15-C) ,
Dr Sugo - 27 October 2009 (Exhibit 3).
- Only
staff who had been present in the Unit on that day and in the immediate vicinity
of the corridor were interviewed. Interviews
were sound recorded (with the
exception of Drs Camaris and Samaraweera) with a copy of the transcript provided
for checking and signature.
Due to an administrative oversight, (see evidence
below), Dr Sugo did not receive a copy of her interview transcript for checking
until some two months before the hearing of this matter.
- Dr
Camaris was also accompanied to her interview by an officer from ASMOF and also
declined to have the interview sound recorded.
Again the record of interview was
based on the contemporaneous notes made by Ms Savage that were then dictated and
typed up immediately
following the interview. Dr Camaris also provided Ms Savage
with a written response to the allegations (not in evidence).
- Ms
Savage's undated 'Investigation Report' (Exhibit 7-G) summarised the evidence of
those interviewed with reference to each allegation.
The evidence so summarised
(listed under each name) was that of Drs Fredericks, Edwards, Cooke-Yarborough,
Crouch, Camaris, Samaraweera
and "staff working in the Laboratory" with the
names of those 9 staff members listed in a footnote. An analysis of the evidence
was
then set out and the allegations found to be "sustained". Recommendations
were made that the Chief Executive accept the Report and
that Dr Samaraweera's
services be terminated on the grounds that she "knowingly and wilfully breached
the following sections of the
NSW Code of Conduct":
Section 1.1 Personal and Professional Behaviour. Dr Samaraweera has failed to
carry out the job with courtesy and respect. In addition,
she has failed to
conduct herself in an open and honest manner.
Section 7.2 Violence. Dr Samaraweera acted in a violent manner towards Dr
Fredericks.
Section 8.1 Occupational Health and Safety. Dr Samaraweera failed to take
reasonable care and safety of people at work, specifically,
Dr Fredericks, who
was affected by her actions.
- Ms
Savage also provided an 'Internal Briefing' document (dated 19 November 2009) to
the Chief Executive (and other relevant and listed
executive/management
personnel) summarising the key issues concerning the allegations against Dr
Samaraweera and also noting under
'Other Issues' the following:
In the course of the investigation it was noted that there were serious
concerns raised by staff about work scheduling and working
relationships between
senior staff. These were not pursued by the investigator.
- One
of the recommendations then made was as follows:
That the SEALS Executive takes action to address the concerns about work
scheduling and working relationships in consultation with
Workforce Services.
- By
correspondence of 5 December 2009, the Chief Executive, Mr Clout, advised Dr
Samaraweera that he was "inclined to accept the report"
and she was given the
opportunity of responding in writing as to why she should not be dismissed
(Exhibit 38). A copy of the Report
should have been attached to this
correspondence, but was not, and Dr Samaraweera subsequently received a copy of
the Report on 8
December 2009.
- On
the 10 December 2009, ASMOF forwarded an extensive and detailed response to the
Report giving reasons why it was considered that
the evidence upon which Ms
Savage had made her findings was "unreliable" (Exhibit 7-H). Each allegation was
addressed and responded
to in detail and ASMOF sought that the recommendations
not be accepted. In particular it was indicated that:
1. Dr Samaraweera has a 10 year unblemished work record at the Prince of
Wales Hospital;
2. Dr Samaraweera has, by unbiased account, a 'calm and placid nature' and
such behaviour would be 'totally out of character;'
3. Dr Samaraweera has never had any altercation with any other member of
staff over a period of 10 years;
4. Dr Samaraweera has never received any prior verbal or written warning or
lawful direction regarding her behaviour over a period
of 10 years;
5. Dr Edwards' evidence is entirely uncorroborated against a background of
harbouring a long-term grudge against Dr Samaraweera, and
6. To terminate Dr Samaraweera's employment would have an extremely negative
impact on her reputation, professional standing and ability
to find work and
support herself and her family in the future.
- Ms
Savage subsequently interviewed Dr Edwards for a second time, at Mr Clout's
request, on the 29 January 2010 (Exhibit 25-b).
- By
further correspondence of 4 February 2010, the Chief Executive, Mr Clout
(Exhibit 7-I), advised Dr Samaraweera that the correspondence
from ASMOF on her
behalf had been "carefully considered". He further indicated that ...."I do not
accept that a recommendation to
terminate the services of a staff member who has
acted in an unprofessional and violent manner towards another staff member is
unfair,
harsh, unreasonable, particularly in view of your submissions which I
did not find credible". She was advised that it had been decided
that her
employment was to be terminated due to her serious and wilful breaches of the
NSW Health Code of Conduct (which were then
specified). The termination was
effective from the date of the letter and she was paid 14 days pay in lieu of
notice.
- The
letter further advised that as this was a serious disciplinary matter Mr Clout
was obliged to record her name, and the disciplinary
action taken against her,
on the 'Service Check Register for NSW Health'; she was able to obtain a copy of
her record and the record
"may only be amended or removed in limited
circumstances as outlined in the policy".
- 'The
Service Check Register' is a standard pro-forma document now used within NSW
Health as outlined in the NSW Health Policy Directive PD2009_004: Service
Check Register for NSW Health Services (Exhibit 41) and provides for 6
specific "Risk Actions" (including "dismissed") with a tick to be placed in the
appropriate adjoining
box. The form also provides for 4 reasons for removal of
an SCR Record (with the selected option to be ticked) - 'investigation finding
not substantiated'; 'disciplinary outcome returned to full duties/privileges';
'SCR created in error'; and 'removed following review'.
- Dr
Samaraweera's Service Check Register was in evidence (Exhibit 2) and states
inter alia :
"Creation of this SCR Record is based on a serious disciplinary matter
involving an allegation which if proven involves a serious
sex or violence
offence (carrying a possible penalty of 12 months or more imprisonment)
unsatisfactory professional conduct or professional
misconduct as referred to in
s117 of the Health Services Act 1997."
- Dr
Camaris commenced employment with the SESIAHS as a Staff Specialist in 1999,
became Acting Director of the Unit in 2004, and as
such she had worked with Dr
Samaraweera since 2001, initially as a co-worker and then as her Manager. She
works Monday to Friday
on a full time basis.
- Dr
Edwards is an Anatomical Pathologist and has worked in the Unit since 1997. She
works part time on Thursdays and Fridays.
- Dr
Cooke-Yarborough was employed as a full time Senior Staff Specialist in the Unit
for nearly two years until her resignation on
31 March 2010. She now works as an
Anatomical Pathologist for a private pathology provider.
- Dr
Crouch was head of the Unit from 1984 until his retirement in mid 2004. He
returned to the Unit as a part time Senior Staff Specialist
the end of June 2005
until his retirement in March 2010. He job-shared the position with Dr Bullpitt,
each working a week and a half
in rotation from Wednesday to Tuesday and sharing
an office in the process.
- Dr
Bullpitt has been working in the Unit since 1978, first as a Registrar and then
as a Staff Specialist from 1980. He job-shared
the position with Dr Crouch (as
indicated above). He was not present in the Unit on the 3 September 2009 when
the altercation occurred
between Dr Samaraweera and Dr Fredericks.
- Dr
Bullpitt was present in the Unit on Monday 31 August 2009 and had a
"confrontation" with Dr Fredericks arising from a difficult
specimen that he had
allocated to her on the previous Friday. Due to her absence on sick leave the
specimen was left for her to complete
on the Monday. Dr Camaris became aware
that Dr Fredericks objected to the allocation of this specimen and as a
consequence the specimen
was re-allocated to Dr Samaraweera. When Dr Bullpitt
subsequently became aware of this he took exception to it and went and
challenged
Dr Fredericks and a confrontation ensued in which words were
exchanged (see evidence below).
- Dr
Samaraweera maintained that it was this incident that prompted the subsequent
actions against her by Dr Fredericks on 3 September.
This was disputed by Dr
Fredericks.
- The
practice in the Unit is for Dr Camaris to prepare rosters that provide for two
Staff Specialists per day to be allocated specimens,
with one doing the odd, and
the other the even, numbered specimens according to a set roster covering the
week.
- Dr
Samaraweera had not sought alternate employment since her termination and as at
the date of the hearing.
- Copies
of Performance Reviews for Dr Samaraweera and Dr Fredericks, as carried out by
Dr Camaris, were also in evidence as follows:
Dr Samaraweera -15/08/2007 (Exhibit 11a), 13/10/2008 (Exhibit 11b), and
17/11/2008 (Exhibit 11c).
Dr Fredericks - 30/01/2008 (Exhibit 17) and 13/.10/2008 (Exhibit 18).
- There
were no issues raised about Dr Samaraweera's work performance.
The Evidence
Relationships in the Unit
- All
the doctors called to give evidence indicated, to varying degrees, the existence
in the Unit of strained relationships between
certain doctors. There was also
evidence about varying levels of dissatisfaction of certain doctors with the
system of allocation
of pathology specimens amongst the Staff Specialists. These
issues were also subject of some comment in the various interviews with
Ms
Savage.
- Dr
Samaraweera deposed that she first met Dr Edwards in 2001 when she commenced in
the Unit as a Registrar in 2001. Dr Edwards subsequently
went on maternity leave
for 12 months in 2003 during which time Dr Samaraweera married Dr Joshua,
inviting Dr Camaris, Dr Crouch
and Dr Bullpitt to her wedding. When Dr Edwards
returned from maternity leave she found her to be not as friendly towards her as
she had been previously. She also considered that when she was appointed as a
Staff Specialist by Dr Camaris in 2006 that Dr Edwards
did not subsequently
treat her as a colleague of equal status, continuing to treat her as a junior
Registrar.
- She
acknowledged that Dr Edwards liked to talk to people and spoke to her in a
friendly manner and that she initially had a good working
relationship with her.
She also said that she was somebody who liked to gossip and wanted to know about
other people's personal details.
- Dr
Samaraweera maintained that Dr Edwards constantly felt the need to supervise her
in trivial tasks and "talk down to her". She gave
examples of Dr Edwards coming
into her office to ask what she was doing, she did this several times a day,
telling her that she didn't
look very busy.
- Dr
Edwards also enquired about her private life "quite often" (asking questions
about her husband and when was she planning on having
children). Dr Samaraweera
found these questions to be an invasion of her privacy and she refused to answer
such questions. She also
believed that Dr Edwards on many occasions would make
an effort to look at the size of her stomach, and would focus her eyes on her
stomach instead of on her face, which she found "a little odd and intrusive".
This occurred every month or so. She had also asked
her about 5 times since 2007
whether she was pregnant, which she had to deny.
- In
late 2007 she also recalled Dr Edwards coming into her office to discuss a case
and a conversation then ensued in which Dr Edwards
told her that she was
offended that she was not invited to her wedding, Dr Samaraweera apologised and
told her she didn't mean to
"offend" her, Dr Edwards replied that she probably
thought it was difficult for her to come to the wedding with a new baby.
- Dr
Camaris said that she did not recall Dr Samaraweera ever expressing concern or
distress about Dr Edwards making enquiries about
her marriage and/or pregnancy.
She did not recall her saying she was offended.
- Dr
Camaris agreed that she had the usual sort of conversations with Dr Samaraweera
that one had with work colleagues about "what did
you do on the weekend", and
agreed that also included, "how's your partner", "how are the kids", etc.,
"normal kinds of conversations".
- Dr
Samaraweera also maintained that in May 2008 when Dr Camaris was absent from
work for approximately one month that Dr Edwards took
it upon herself to manage
the Unit, even though she was only working two days a week. During this time she
was confronted by Dr Edwards
who asked her why she was reporting so much
cytology. Dr Samaraweera responded that Dr Camaris had prepared the rosters
before she
left, they were the only two people prepared to do cytology and she
had rostered her on cytology reporting every day in her absence.
- Dr
Samaraweera stated that she did not understand why she had to constantly justify
what would she was doing to Dr Edwards. During
this period Dr Samaraweera worked
Fridays as well and maintained that Dr Edwards regularly entered both her
office, and the offices
of other Staff Specialists and secretaries, to find out
the work that was being done and to make sure everyone was working.
- She
acknowledged in cross-examination that it was Dr Cooke-Yarborough who was the
person who was appointed Acting Director in Dr Camaris'
absence. She did not go
and see Dr Cooke-Yarborough about issues with Dr Edwards because "she was in
alliance" with Dr Edwards, the
two of them bullied her, and she didn't think
there would be any point.
- Dr
Samaraweera further maintained that on 28 May 2008, Dr Edwards entered her
office without knocking and challenged her as to whether
she had any work to do.
Dr Samaraweera told her she had a lot of work to do, was tired of her coming
into her office every day to
try and catch her not working so she could report
back to Dr Camaris, and to leave the room and let her do her work. Dr Edwards
said
that she was not trying to spy on her and appeared "embarrassed" and "taken
aback". Following this incident Dr Edwards stopped speaking
to her and made no
further attempts to enter her office. Dr Samaraweera continued to smile at Dr
Edwards and greet her as normal,
however Dr Edwards refused to maintain eye
contact with her, or acknowledge her, so she stopped speaking to her.
- Dr
Samaraweera said she mentioned this incident a couple of days later to Dr
Bullpitt at a medical conference because she had discussed
with him on prior
occasions when Dr Camaris was away that Dr Edwards was constantly coming into
her room, several times a day, to
see what she was doing, making sure she was
working, checking her tray to see if there was work in there and making comments
about
her not doing work.
- Dr
Edwards said her relationship with Dr Fredericks was "polite and professional"
and their interactions consisted of "friendly chitchat."
They did not have a
relationship outside of work. She viewed her as being "private," and with "a
reserved personality"". She was
not unfriendly and always acknowledged her.
- It
was Dr Edwards' evidence that, due to their respective part time working
arrangements, Thursday was the only day when she and Dr
Samaraweera worked in
the Unit at the same time. Dr Edwards diagnosed Gynaecological pathology
exclusively. Dr Samaraweera did not
report Gynaecological pathology on the days
she worked, meaning that they did not have a great deal to do with each other.
She did
occasionally review Gynaecological cases that Dr Samaraweera had
previously reported and found her to be competent and sound in her
diagnoses.
- Dr
Edwards considered that when Dr Samaraweera commenced in the Unit they got on
well and were quite friendly with each other and
that whilst they did not
socialise out of work they did have social conversations at work.
- She
recalled being disappointed that she was not invited to the wedding, concluding
that it was because she had a young baby and was
on leave at the time. She
expressed that disappointment to Dr Camaris, but did not say anything to Dr
Samaraweera when she returned
from leave. She denied that she changed her
behaviour towards Dr Samaraweera because she was not invited to the wedding. On
her return
from leave she reduced her working days from 4 to 3 and had to be
home by a particular time to relieve her nanny and thus spent less
time being
sociable.
- Dr
Edwards said it was common practice for capable registrars to be successful in
becoming staff specialists. She was not consulted
about Dr Samarweera's
appointment as she was on extended leave, did not expect to have been consulted,
and would not have objected
to the appointment if she had been consulted.
- Dr
Edwards denied attempting to supervise Dr Samaraweera in trivial tasks or
talking down to her or continually going into her office
several times a day to
ask what she was doing. She acknowledged that she would not knock on her door
and would also routinely enter
the offices of colleagues without knocking and
that her colleagues would do the same when entering into her office. She
believed
this reflected the level of familiarity within the Unit rather than
rudeness.
- Dr
Edwards also rejected Dr Samaraweera's assertion that she would pry into her
private life or to enter her office under the guise
of discussing a professional
case only to ask personal questions. She had met Dr Samaraweera's husband at a
staff Christmas party
and he was mentioned from time to time in the Unit as he
also worked at the Hospital. If she did enquire about him she did not consider
this an offensive comment.
- She
also did not recall asking Dr Samaraweera about when she planned to have
children. Dr Edwards said that as she had a history of
IVF treatment she had a
heightened sensitivity about fertility issues and therefore it would be unusual
for her to ask people about
their intention to conceive. She recalled Dr
Samaraweera talking freely during her registrar training about her intention to
have
children after she completed her training. She also came into her office to
ask about IVF treatment. Dr Edwards used the Internet
to give her
recommendations of the best specialists.
- Dr
Samaraweera denied talking publicly about having children or IVF treatment with
Dr Edwards or anyone else in the Unit. She did
acknowledge that Dr Edwards
shared information with her about her multiple rounds of IVF and her
difficulties, this was told to her
after she was called into her office and she
just started the story so she listened sympathetically.
- Dr
Edwards maintained that the conversation referred to by Dr Samaraweera in May
2008 occurred when she came to her office to complain
about Dr Dianne Reeves and
about how she treated her as "a junior", "dumped work" and requests from
clinicians on her, and talked
loudly on the phone, which was distracting. Dr
Edwards recalled listening to her supportively but found it strange that she had
not
approached Dr Reeves directly about the issue.
- Dr
Edwards indicated that her perception of Dr Samaraweera was that she was
"sensitive, quite easily slighted, and that she might
take offence when no
offence was intended". She had not observed any of the behaviour complained
about Dr Reeves and said she endeavoured
"to help her" by telling her that
sometimes people could say or do things that we are offended by without them
actually meaning to
offend. She then gave as an example the fact that she had
not been invited to her wedding and indicated that she also realised that
there
was no intention to offend. Dr Samaraweera responded by apologising, said that
it wasn't her intention to offend, with Dr Edwards
indicating she knew that and
it wasn't a problem. Dr Edwards maintained that she also gave Dr Samaraweera a
book entitled 'Change
Your Thinking' which had a chapter on 'Effective
Communication' containing suggestions on how to assert oneself and she felt the
book might assist her.
- Dr
Samaraweera did not agree with Dr Edwards' version of how this topic came up. It
was her recollection that she called her into
her office to discuss a case and
then mentioned the issue, which she thought "a bit odd" to be bringing up 4
years after her marriage
that she was still upset about not being invited. She
could recall the second part of the conversation, but denied the first part
and
that she was trying to assist her with something. She also denied that she gave
her a book, saying that the only time Dr Edwards
gave her a book was after the
death of a colleague in 2001. The book was about how to cope with grief after
losing a close family
member or friend.
- Dr
Edwards denied that during Dr Camaris' absence in May 2008 she attempted to
manage the Unit. As she only worked Thursdays and Fridays
she did not believe it
would be possible to manage the Unit in two working days. She also denied that
during this time she regularly
entered the offices of staff with the intention
of finding out the work that was being done. She could not recall the specific
conversation
referred to by Dr Samaraweera but could recall at some point in
time making a comment about her having a lot of cytology work.
- Dr
Cooke-Yarborough also denied that Dr Edwards tried to manage the Unit during
this period and confirmed that the position of Acting
Director was allocated to
her, she was responsible for overseeing the day-to-day running of the Unit and
staff were aware of this.
The work rosters and allocation of cases had been
drawn up and distributed by Dr Camaris prior to her departure.
- Dr
Edwards recalled an occasion when Dr Reeves and Dr Samaraweera were standing and
chatting in the corridor and that as she passed
she smiled at them and made a
comment about them not having any work to do and that she was "as busy as a bee
in a bottle". It was
a flippant comment, not designed to cause offence and was
reflective of how busy she felt.
- Later
that same day she asked Dr Samaraweera where she had been all afternoon as the
secretaries had been paging her over the intercom
and she should contact them.
The comment prompted an "extremely angry response" from Dr Samaraweera who told
her to "get off her
case", she worked really hard, no-one realised how hard she
worked and that she thought Dr Edwards was spying on her so she could
report it
to Dr Camaris. Dr Edwards said that she apologised immediately seeing her
obvious emotion and did not contest what she
said or accuse her of overreacting
and was surprised to find that she was offended by what she said. Dr Samaraweera
told her to get
out of her office, which she did. Dr Edwards said that she felt
"humiliated, hurt and embarrassed" and recalled being "flushed" in
the face. She
considered the intensity of Dr Samaraweera's anger to be disproportionate to her
comment, particularly as she had apologised
immediately.
- After
this incident Dr Edwards said that Dr Samaraweera ceased acknowledging her in
the corridor and did not speak to her for some
months, so from that time she
limited their interactions to completely professional issues to avoid any
further situations. She considered
this a "protective rather than a vindictive
approach to the situation". She denied that Dr Samaraweera continue to smile at
her in
the corridor or greet her as normal.
- Dr
Cooke-Yarborough's evidence was that she overheard this particular conversation.
She maintained that during this period (Dr Camaris'
absence) Dr Samaraweera had
been absent from the Unit without explanation on one Thursday, and the following
week she was again absent
without explanation. She heard Dr Edwards asking her
where she had been and that the secretaries had been looking for her. She
recalled
that Dr Samaraweera responded by yelling at Dr Edwards to the effect of
minding her own business and getting out her office, with
Dr Edwards very
apologetic, saying she was sorry and no slight intended.
- It
was Dr Cooke-Yarborough's impression that the relationship between the two
remain strained thereafter. It was also her observation
that Dr Samaraweera
"tended to keep herself and limited her professional relationships to Dr
Camaris, Dr Bullpitt and Dr Crouch".
- Dr
Cooke-Yarborough acknowledged that one of the reasons she resigned in March 2010
was due to "disharmony" within the Unit. She considered
that Dr Camaris showed
favouritism to Dr Samaraweera and to some extent that contributed to the
disharmony in the Unit but did not
underpin her decision to leave. She further
indicated that in her view there were "multiple factors" which were quite
"long-standing"
that caused/contributed to the disharmony saying: "
"there were behavioural factors, there was a cultural of verbal aggression, I
thought intimidation to some extent. Then there were
the more broad based things
like unfair work allocations or what were perceived to be unfair work
allocations. And I think that there
was a general departure from acceptable code
of conduct, and the Area Health Service has a policy about that. So there were -
it
was a very multifactorial set of problems in the department."
- Dr
Cooke-Yarborough indicated that there was a perception that Dr Samaraweera got a
lighter workload. She also said that it was not
a perception, there were figures
and rosters drawn up, turnaround times, figures on how many cases were done and
the complexity level
of cases and unrostered work that was not on the roster,
that had to be taken into account. One would have to look at the figures
and
rosters to understand the complexity levels of cases to see who was doing the
bulk of the work and the unrostered work.
- She
went on to say that the issue about "her" (Dr Samaraweera) workload was:
"about people participating comprehensively in the workload of the
department. And the workload of the department was cytology, histology
and then
there were additional specialties that weren't covered that. And it was I think
a lot of the disharmony about the distribution
of the workload did come down to
the extra work that was not being covered as well".
- She
agreed that there were interpersonal problems between Dr Samaraweera and Dr
Reeves and Dr Fredericks and that with Dr Reeves it
went back to the registrar
days. She also agreed that one of the sources of those interpersonal problems
were the views held by Dr
Fredericks and Dr Reeves about the allocation of work
to Dr Samaraweera. She observed tension building up in the Unit prior to 3
September 2009. However she did not agree that there were effectively two camps
within the Unit. There might have been "interpersonal
tension", but not two
camps.
- Dr
Cooke-Yarborough also indicated that there was a very "open door policy" and if
someone wanted to show her a case they could walk
into her office, she didn't
care if that was lab staff or another consultant. She had known Dr Fredericks,
Dr Reeves and Dr Crouch
for many years, she had trained with Dr Crouch and they
certainly always went in and out of each other's offices, and she did the
same
with Dr Bullpitt. She noticed that Dr Samaraweera tended not to like to do that
with either herself or Dr Reeves and Dr Fredericks.
She said that she had made
it very clear when she first went there that she was more than happy to help Dr
Samaraweera with any case
and even offered to go in after hours and look at a
frozen section with her if that was required and it was "quite striking" that
holding back and not wanting to interact. It was her impression that she was
uncomfortable doing it.
- She
said that the interpersonal differences were "a constant presence" and she was
certainly aware of it.
- Dr
Crouch also said that he was aware of "a number of issues" during 2009 from his
own observation, but not as aware as other people.
He did not elaborate further.
- Dr
Crouch confirmed that he had indicated in his interview with Ms Savage each that
he had never seen Dr Samaraweera explode and would
have to say that it was very
uncharacteristic of her. He said that he had seen Dr Fredericks "angry and out
of control" and gave
an example of when she "burst in and yelled at" Dr
Samaraweera (when she was consulting with him in his office) saying that she (Dr
Fredericks) was not doing her cases and she was really "very angry". The issue
concerned allocation to her of a case originally allocated
to Dr Samaraweera.
- Dr
Bullpitt's evidence was that Dr Edwards would frequently enter both his office,
and other staff members' offices, and ask questions
about what work they were
doing and how busy they were. He also recalled an occasion "at about the
beginning of 2008" when Dr Camaris
was on leave and Dr Samaraweera came and told
him that she was sick of Dr Edwards coming into her office and sticking her nose
into
her work, that she'd done it again and she told her to leave. He recalled
that after this Dr Edwards had very little to do with Dr
Samaraweera and their
relationship was a "strained one".
- He
acknowledged in cross examination that the frequency of Dr Edwards' visitations
was only once or twice a day (and due to their
respective work patterns that
could only be on 2 days per fortnight) and that some of those visits to his
office would be for a consultation
on a specimen. He identified the "strained"
relationship as being that they spoke to each other on work-related issues only
when
they had to. That was the only thing he saw in that regard that led him to
the conclusion that the relationship was strained. They
were not openly
unpleasant to each other, most of the time they just ignored each other.
- Dr
Bullpitt also indicated that he had never experienced any difficulties with Dr
Samaraweera and his dealings with her had been friendly
and cooperative.
- Dr
Camaris deposed that in her dealings with Dr Samaraweera she had known her to be
a "very placid, friendly and pleasant colleague".
She had never witnessed her
raise her voice or display any other aggressive behaviour.
- She
recalled a conversation with Dr Edwards in about April 2004 during which she
told her that she was "really annoyed" that she wasn't
invited to Dr
Samaraweera's wedding.
- Dr
Camaris said she had observed that in or about 2009 Dr Fredericks became
isolated and non-communicative with other staff specialists
in the Unit and from
the middle of that year became "increasingly unhappy and angry" and spent
increasingly large amounts of time
in her office with the door closed. Dr
Camaris said that as Acting Director she had always insisted on an "open door"
policy with
the staff specialists in the Unit and Dr Fredericks was the only
staff specialist who closed the door while at work.
- It
was a Dr Camaris' evidence that an important part of any staff specialist's
duties was the teaching of registrars, and for this
reason all staff specialists
in the Unit were provided with a double headed microscope. However shortly after
Dr Fredericks commenced
employment she approached her and said that she would
like to bring in a single headed microscope that she had previously used. Dr
Camaris said that this was fine, but that she needed to use the multi headed
microscope to teach registrars. Despite her direction
that Dr Fredericks
undertake the teaching of registrars, she did not observe her carrying out this
teaching. She said that it was
"particularly infrequent' to see her teach the
registrars. She did not press her on this issue at the time as there was, and
continued
to be, a worldwide shortage of anatomical pathologists.
- She
denied that the position was that when Dr Fredericks started there was no double
headed microscope available for her because it
was being used by another doctor.
- Dr
Camaris said that she was aware of the infrequency of Dr Fredericks' teaching
because her office (with the her door open) was next
door to Dr Fredericks, the
walls were thin and the doors were open.
- She
said that in the teaching of a registrar it would be expected that a registrar
would go into a staff specialist's office if they
had a double headed
microscope. If a registrar was to be taught on the multi headed microscope that
would be done in that office.
She maintained that staff specialists were
required to take a "directive role" in teaching, and that if Dr Fredericks said
that her
way of teaching the registrars was that they prepared a report and went
through it together, then that was one way of doing it, but
it was still a
directive way. A staff specialist could teach in that manner but she maintained
that it was very rare that Dr Fredericks
did that. She knew exactly what was
going on. She acknowledged that she was not in her office every hour of every
day, but most of
the day she was as she had a very big workload and
notwithstanding other requirements (going to the laboratory, conducting
interviews
etc.,) there was only a small portion of that time she was not in the
office. She agreed that it was possible that Dr Fredericks
was teaching a
registrar during that time but maintained that that only left "a very small
window of opportunity".
- She
acknowledged that the Performance Review that she conducted of Dr Fredericks in
January 2008 (Exhibit 17) provided for 90% of
the work to be "Diagnostic" and 5%
to be "Teaching", with those teaching activities being of undergraduate teaching
and advanced
trainees. She maintained that this was a mistake and she should
have fixed it up, but also acknowledged that the next Performance
Review that
she conducted in October 2008 still provided for the same 5% of work allocation
to teaching. She also acknowledged that
in her comments on the Forms in question
she indicated as follows:
Sue is a valuable asset to the Department. She is a high competent and
capable pathologist with excellent diagnostic skills and a
very pleasant manner.
She is fast becoming a specialist renal pathologist for which we are in
desperate need. She is a team player.
- Dr
Camaris maintained that it was after 2008 that Dr Fredericks changed her
personality and attitude and so she thought that what
she wrote in 2008 may have
been "a fair comment".
- Dr
Fredericks' evidence was that she did not have a "positive relationship" with Dr
Samaraweera, who did not speak to her. She made
efforts to speak to Dr
Samaraweera but said it was obvious that she did not wish to speak to her. She
never took this personally.
Dr Samaraweera did not speak to a lot of the other
pathologists. She knew this because she observed that when she came into the
Unit
in the morning she would close the door to her office so that was only
"minimally ajar" and from her observation the only people
she saw her talking to
on a regular basis were Dr Camaris and Dr Bullpitt.
- Dr
Camaris denied that Dr Samaraweera only talked to Dr Bullpitt and herself on a
regular basis saying that she had observed that
she had a good relationship with
Dr Tobias, Dr Sugo, Dr Crouch, the secretaries and registrars in the Unit.
- She
went on to say that she observed "general unfriendliness and unpleasantness"
from Dr Edwards towards Dr Samaraweera. "It was body
language, it was almost
tangible, the standoffish nature that unfortunately Lyndall projected," This was
in the corridors, in staff
meetings and in interactions with Registrars.
- Dr
Fredericks agreed that when she commenced in the Unit she would exchange
pleasantries from time to time with Dr Samaraweera. She
did not think she
engaged in any significant conversations and did not notice any difference
between 2006 and 2007 nor could she
recall any difference in their relationship
in 2008 when compared to 2007. She had a fairly "distant relationship" with Dr
Samaraweera
over her whole time at the Unit. She had noted those statements
which referred to some disagreements between them but they didn't
have much of
an effect on her at the time. She said they obviously upset other people but
would not have been something that she
would have commented on herself.
- She
had believed that she had got on well with Dr Crouch until she read his
statement. Prior to the incident with Dr Bullpitt, she
had not had any arguments
with him.
- Dr
Fredericks deposed that the reason she resigned was because her relationship
with Dr Camaris had deteriorated to such an extent,
particularly in the months
before she resigned, that it had become "very unpleasant and unworkable." She
maintained that in about
June 2009 she recalled Dr Camaris "threatening her",
with words to the effect of, "I'm ready to get nasty with you if you resign".
- She
further indicated that she did not consider her problems with Dr Camaris were
insurmountable. She preferred to work somewhere
else and was in a position to
get a better job. She acknowledged that she told Ms Savage in her interview that
the relationship between
herself and Dr Camaris had deteriorated to such an
extent that it had become "unworkable as well as extremely unpleasant". That was
the truth both at that time and at present.
- She
indicated that she had a good working relationship with Dr Edwards and Dr
Cooke-Yarborough as well as with Dr Reeves before she
left the Unit. They would
not come to her office and engage in social chat but they would exchange
pleasantries in the tea room or
in the office.
- Dr
Fredericks acknowledged that she had the impression that Dr Camaris was very
protective of Dr Samaraweera and that she said that
to Ms Savage in her
interview and also that it was reflected in work distribution and workflow, and
the way she was treated and the
leave she got but could not remember what
incident she was referring to in the interview.
- Dr
Frederick's evidence was that she preferred to report histology rather than
cytology, although she did report cytology. She considered
that cytology
reporting took less time than histology. Dr Samaraweera did more cytology
reporting than histology and she agreed that
therefore she considered that Dr
Samaraweera had a lighter workload than she did. She also perceived that she had
a lighter workload
than other pathologists in the Unit, at least during 2009,
but said that she did not think about it that much. She could not recall
if she
had ever spoken to Dr Edwards about her views, it was possible she spoke to Dr
Reeves and she may have spoken to Dr Cooke-Yarborough,
but couldn't recall a
specific conversation.
- Both
Dr Samaraweera and Dr Crouch gave evidence about an incident in mid-2009
concerning the allocation of an odd numbered specimen
to Dr Fredericks at the
time when she was doing evens. They both said that Dr Fredericks came into Dr
Samaraweera's office (Dr Crouch
was also present assisting her) seeking an
explanation and during the course of the conversation with Dr Samaraweera (in
which Dr
Crouch also became involved) "screamed" at each of them and was very
aggressive in her demeanour. This was denied by Dr Fredericks
who said she was
"taken aback and frustrated" due to her existing workload that day, but was not
aggressive and neither yelled, screamed
or shouted, and did not slam the door
when she left.
- Dr
Fredericks also denied that after Dr Reeves left she became increasingly angry
at work, saying that she was not happy in her job
by that stage and was just
looking for a new job. She said she missed Dr Reeves but did not think it made a
great difference to "her
psyche". She did not recall slamming doors and refusing
to acknowledge people in the Unit, but did agree that she was having problems
with Dr Camaris, both at that time and before that, but said that if any one
were to say hello to her she would gladly say hello
back.
Staff meeting - 27 August 2009
- It
was Dr Samaraweera's evidence that at this staff meeting Dr Camaris told Dr
Fredericks that as she had resigned there was no reason
to remain at the meeting
as they would be discussing the future management of the department and she
would like her to leave the
meeting. She recalled that Dr Fredericks became
angry that she had been asked to leave and about 10 minutes later returned to
the
meeting in tears and shouted to Dr Camaris and demanded that her exclusion
from the meeting be clearly documented in the minutes.
She then left the meeting
and returned to her office with her door shut for the remainder of the day.
- It
was Dr Fredericks' evidence that prior to this staff meeting, when she was in
her office, she had had a conversation with Dr Camaris
where she was told by her
that she did not think it was appropriate for her to attend the staff meeting.
Dr Fredericks responded
that she really wanted to go as there were agenda items
she could contribute to. She was told that she was "not allowed to go". She
said
that she was not asked to leave the meeting but forbidden to enter the meeting.
She felt "hurt" by Dr Camaris excluding her
from the meeting and sought for it
to be officially noted. She stood at the doorway of the meeting and asked her
exclusion from the
staff meeting to be minuted. She did not go into the room and
denied that she was in tears. She had not seen a copy of the minutes
of the
meeting.
- Dr
Camaris' evidence was that as she had observed Dr Fredericks to be very angry,
and given that she had resigned, she decided that
her presence at this senior
staff meeting was not necessary, particularly when they were going to discuss
future staffing issues
and persons who might be considered for positions. She
excluded Dr Fredericks from the meeting because she considered that it was
only
"disruptive" to have a member there who has a "hostile, aggressive manner". She
observed this from the way she walked and talked
and looked at you. She had also
had numerous staff come to her in Dr Fredericks' last months and make the same
observations.
- She
confirmed that she recalled seeing Dr Fredericks come to doorway where the
meeting was being conducted, that she was in tears
and that she said she wanted
it minuted that she had been excluded from the meeting.
- Dr
Camaris said that she had also excluded Dr Reeves from staff meetings once she
had submitted her resignation because she felt she
could "sabotage the future of
the department".
- Dr
Camaris denied that she was angry with Dr Fredericks because she had resigned,
she was relieved because her manner did not make
for "a nice environment".
Incident with Dr Bullpitt - Monday 31 August 2009.
- Dr
Bullpitt's evidence was that on the previous Friday 28 August, Dr Fredericks was
on sick leave and a difficult specimen was allocated
to her prior to it going to
a registrar for cutting up, as per usual practice. He recalled telling the
registrar to leave the specimen
until Monday and show it to Dr Fredericks, as
she was would still want to see it before it was cut up. He maintained that on
Monday
31 August Dr Fredericks returned to work and refused to accept this
specimen and that this was the third occasion he was aware of
where she had
refused to accept the specimen allocated to her.
- Dr
Bullpitt said that about mid-morning on that day he was in the wet specimen area
looking at another case with a registrar when
Dr Samaraweera came in "visibly
upset" and said that Dr Fredericks had rejected the specimen and that she now
had to take it over.
Dr Bullpitt was upset at this refusal and then went to Dr
Fredericks' office deposing that they had a conversation in words to the
following effect:
I said:
"Sue this is your specimen. It is not from today but from Friday. I told the
registrar to put it aside until today as I thought that
you would want to see
it."
Dr Fredericks said:
"You're a disgusting little man. Get out of my office".
I said:
"Sue, this is your specimen. You're not going to reject it. Just accept it
and stop causing problems."
- Dr
Bullpitt also maintained that Dr Fredericks slammed the door of her office in
his face. He denied that he was aggressive to Dr
Fredericks or that he was
poking his finger in her face. He also denied that he re-entered her office or
spoke to her in a threatening
manner. He said that this confrontation was the
only time he had raised his voice in anger to a fellow employee since he had
been
employed with the respondent.
- Dr
Samaraweera said that on Monday, 31 August, she was rostered to report odd
numbered cases. She was contacted by the registrar,
Dr Cherapanoff, who asked
her to come and see a specimen that she had called Dr Fredericks about, but she
had refused to come and
told her to call Dr Samaraweera.
- When
she went to the wet specimen area to look at the specimen Br Bullpitt was
already there looking at another case with Dr Cherapanoff.
He asked her what she
was doing, that the case was Dr Fredericks, he had seen the specimen on Friday
and told the registrar to show
it to her on Monday. Dr Samaraweera told him she
knew that but Dr Fredericks had refused to do it. Dr Bullpitt became angry and
went
immediately to Dr Fredericks' office. She agreed that he was "fired up" and
said she didn't have time to tell him that Dr Camaris
had been advised. Dr
Samaraweera ran after him and tried to stop him, but he was already at the
office and the two of them were shouting
at each other. She didn't know who
started shouting first. She stopped outside her own office. She did not feel she
should intervene
and stood back as Dr Camaris had came out of her office and
started trying to separate them.
- She
only recalled the end of the exchange in words to the effect of:
Dr Bullpitt said:
"It's your case. Stop causing problems in your last few weeks here."
Dr Fredericks said:
"Shut up you disgusting little man. Get out of my office."
- Dr
Samaraweera said that Dr Fredericks then slammed the door in Dr Bullpitt's face.
She then "reluctantly" reported the specimen.
She said that Dr Fredericks became
"even more unhappy and uncommunicative" in the days leading up to the incident
on 3 September
and remained in her office with the door closed not speaking to
anyone.
- Dr
Samaraweera agreed that nothing took place between herself and Dr Fredericks
over the next two days and that the opportunity existed
if Dr Fredericks had
wanted to talk to her or take her to task about the incident.
- Dr
Camaris' evidence was on that day she was in her office and heard a conversation
between Dr Bulpitt and Dr Fredericks with words
said to the effect of:
Dr Bullpitt:
" This case is yours. It is from Friday, and the registrar wanted to show you
the specimen in cut up."
Dr Fredericks said:
"You are a disgusting little man. Get out of my office."
Dr Bullpitt said:
"This is your case. Just accept it."
- Dr
Camaris then went into the corridor and advised both Dr Fredericks and Dr
Bullpitt to return to their offices. She said Dr Fredericks
then slammed the
door in Dr Bullpitt' face and remained in her office until she went home later
that day. She acknowledged that Dr
Bullpitt was standing in his own doorway and
that there was very little space between the doorway of Dr Fredericks' office
and that
of Dr Bullpitt. Dr Fredericks was shouting, Dr Bullpitt's voice was
"slightly raised" and he sounded "annoyed".
- Dr
Camaris did not speak further to either doctor about this event, because Dr
Fredericks had already resigned and Dr Bullpitt had
been a "loyal fabulous
pathologist" for the last 30 years in the department and there was no point.
- Dr
Camaris agreed that prior this conversation she remembered that Dr Samaraweera
and one of the other registrars came into her office
to ask her advice about
what to do with a case that was allocated to Dr Fredericks but that she was
refusing to report. She advised
Dr Samaraweera to please report it because Dr
Fredericks was obviously in such an aggressive mood that she didn't want to
"fuel"
any situation. She did not speak to Dr Fredericks about it.
- The
only information she had about whether Dr Fredericks knew about the specimen was
what the registrar told her. She said she must
have been aware of it because the
registrar wouldn't have come to her in the first place and said that she had
refused to report
it.
- Dr
Fredericks' evidence was that when she arrived at work on Monday 31 August, Dr
Cherapanoff approached her and said that she just
wanted to "warn" her that
there was a case that had been allocated to her and did she want to come and
have a look it. Dr Fredericks
responded that she hadn't seen the roster yet for
the day or the week but if she was on wet specimens she was happy to look at it
and if not then the person that was on should look at it. She then went to her
office and started preparing for a Renal Biopsy meeting
later that afternoon.
- Approximately
mid-morning Dr Fredericks overheard Dr Samaraweera in Dr Camaris' office saying
"you know what she has done now, surely
you are not going to let her get away
with this" and shut the door. She could hear whispering but could not hear what
they were saying.
- Dr
Fredericks said that later on she was in her office looking at the microscope,
with her back to the door, and Dr Bullpitt came
into her office, stood behind
her on her right and "slammed down" an accession sheet beside her. He stood over
her and shouted in
an aggressive way. She deposed as to the following exchange
between them with words said to the effect of:
Dr Bullpitt:
"This is your case, I have allocated it to you, and you should be the one to
do it".
Dr Fredericks:
"OK, if you want to be lazy I will do it".
Dr Bullpitt continued:
"I am glad you are leaving".
- Dr
Fredericks said he was aggressive towards her and was poking his finger at her
face and she felt very intimidated. She also saw
Dr Samaraweera standing outside
her office, shouting something but could not recall what she was saying.
- Dr
Fredericks said that after Dr Bullpitt left her office she shut the door
"firmly" as she did not want him re-entering, but despite
the door being closed
he did re-enter her office and recommenced speaking to her in a "threatening
manner" about the specimen but
she could not recall what he said to her.
- Dr
Fredericks said she was not rostered to do this case and neither Dr Bullpitt nor
Dr Samaraweera had previously brought this particular
specimen to her attention,
or asked her to do the case, or indicated that she was expected to do it. She
believed the incident could
easily have been prevented if someone had told Dr
Samaraweera that it was an odd specimen, she was on odds for that day and so she
should have had a look at it.
- Dr
Fredericks denied calling Dr Bullpitt "a disgusting little man" during this
exchange saying that the worst thing she called him
was "silly".
- Dr
Fredereicks said that when she had the argument with Dr Bullpitt she assumed
that it was his specimen that he was giving her and
it was only after he left
her office and she thought that she had better check that she was on even
numbers that day and check the
roster that she then she realised that Dr
Samaraweera was the one who was on odd specimens that day. She thought the
disagreement
was between herself and Dr Bullpitt, however once she had had the
altercation with Dr Samaraweera on 3 September and went back to
try to make
sense of why this might have happened she thought that this incident may have
had something to do with it.
- She
acknowledged that she told Ms Savage she thought the incident with Dr Bullpitt
on Monday 31 August was an incident in which Dr
Samaraweera was instrumental and
that Dr Bullpitt was coming to fight her battles. She also acknowledged that
that was the view she
formed on Monday 31 August.
- Dr
Sugo was in her office on Monday 31 August and heard raised voices. Whilst
initially she didn't recognise that it was Dr Bullpitt,
she subsequently
ascertained that it was by the context of the conversation. She was able to hear
parts of the conversation quite
clearly, but could not remember all of it. She
acknowledged that she was asked by Ms Savage about whether or not she had heard
Dr
Fredericks call Dr Bullpitt "a disgusting little man" and she confirmed her
response was that she didn't hear that and told her that
"had I heard this, I
would have remembered". She agreed it was a fairly memorable comment.
- She
did not agree that if she had heard words to the effect of "you silly man" she
would also have necessarily remembered something
like that because she did not
find those words as offensive. She considered that in a word environment
offensive words would have
made an impact whereas things that might just be more
in the colloquial sense may not necessarily have impacted on her memory.
- She
could recall hearing Dr Samaraweera's voice but did not remember the words. She
didn't think her voice was raised. Dr Bullpitt's
voice had an alteration to its
tone to what she was used to. She remembered hearing Dr Fredericks saying words
to the effect of "well
if I need to take it, I'll take it", she could hear her
voice quite clearly, it wasn't being shouted but it might have been raised
without shouting.
- She
agreed that she was telling Ms Savage about these events in October (2009) and
it was likely that if she had remembered something
about that conversation she
would have told her.
Incident of 3 September 2009
Dr
Samaraweera's version of events
- Dr
Samaraweera's evidence was that at about 11 am on 3 September she was walking
along the corridor towards her office having come
from the laboratory carrying
an empty black plastic filing tray (with a double line of square shaped holes on
each side of the bottom
of the tray) which she was holding in front of her with
both hands (with the open end pointing towards her body) when she saw Dr
Fredericks walking along the corridor towards her. Dr Fredericks was walking in
the middle of the corridor and she knew that if she
stayed where she was she was
going to hit her so she moved in further to her left.
- Dr
Fredericks then "veered" towards her and "rammed" her against the wall using her
right shoulder and upper arm. Her left side hit
the wall and the force half
turned her around and she then just kept turning to her right of her own accord
and completed the turn.
That contact was made against the wall between Dr
Tobias' office and Dr Sugo's office.
- Dr
Samaraweera then said words to the effect of - "thy did you shove me?" and took
a step to the left bringing her into the middle
of the corridor facing the
laboratory.
- Dr
Fredericks then laughed and with both hands pushed her against her shoulders. Dr
Samaraweera said she held up the tray (with the
open end facing the floor and
the end that has a back to it facing the ceiling), using both hands, to protect
her face and upper
body. Dr Fredericks then punched her around the tray using
both fists against her upper arms at least six or seven times. Dr Fredericks
used both hands to punch her and was trying to get around the tray and so Dr
Samaraweera was moving the tray to try and block where
she was coming from. She
was unable to block every single punch and contact was made with her right arm
and she also thought her
left arm, but the bruising was more so on her right arm
and it was the right arm that received the hardest punch, that was the bruise.
- She
said that while punching her, Dr Fredericks punched the tray with her right hand
and it broke into multiple sharp pieces and fell
to the ground. Dr Samaraweera
agreed that the left side of the tray (facing the open end) was the most broken
part of the tray, but
with some damage sustained to the right side. She ended up
with two smallish loose pieces in her hand and the main part of the tray
and
some other pieces fell to the floor.
- When
the tray broke Dr Samaraweera said she screamed and Dr Fredericks was "a little
bit shocked " and "backed away a bit". Dr Samaraweera
said she was holding the
tray with her right hand because that was the part that obviously cut her thumb
and she dropped the pieces
that were in her hand, turned around and ran towards
Dr Camaris' office, She noticed that there was no one in the corridor at this
time. However she agreed that when she was facing the laboratory, and standing
in the middle of the corridor being punched by Dr
Fredericks that she could not
see if anyone was standing behind her at all.
- As
she approached Dr Camaris' office she came out of her room and Dr Samaraweera
said to her words to the following effect:
"Sue has just beat me up. I can't work like this, I have to leave."
- Dr
Samaraweera said that she didn't run away right at the beginning when she was
bumped into the wall because there was nothing to
run from at that point. When
she turned round and asked Dr Fredericks why she did that, she didn't stop, she
didn't apologise, she
just kept on walking. Dr Samaraweera said she just turned
around and asked "why did you do that, why did you shove me" and then Dr
Fredericks turned around and came within seconds and she couldn't get away. She
ran away as soon as she could.
- Immediately
after the incident she said that she was very upset and distressed, and
telephoned her husband (Dr Joshua) and told him
she needed to see him urgently
as Dr Fredericks had just "hit" her. She then went to his office and told him
that Dr Frederiks had
rammed into her while she was walking in the corridor and
started punching her with no reason. She showed him the beginnings of a
bruise
on her right upper arm and then they had a conversation where she told him what
had happened.
- While
she was in her husband's office Dr Camaris rang her on her mobile phone and
asked her if she was okay and told her she could
"come back now it's safe, Sue
has gone to Dr Wilson's office." Dr Samaraweera told her she couldn't come back,
she was too upset
and Dr Camaris told her that was okay, she understood, and
that it was too big for her to handle and she was handing it over to Roger
Wilson and that Dr Samaraweera should make an appointment to go and see him. She
then gave her his number.
- During
the afternoon Dr Camaris rang her at about 4 pm on her mobile phone asking if
she was okay, and told her that Dr Fredericks
told Roger Wilson she had a cut on
her arm. Dr Samaraweera said that she had been injured too and had a bruise on
her arm where Dr
Fredericks had punched her and Dr Camaris told her that she had
better take photographs in case she needed them because Dr Fredericks
was saying
that she had hit her.
- Dr
Samaraweera said that when she and her husband saw A/Prof Wilson at 6 pm in his
office she told him that she wanted to make a complaint
against Dr Fredericks
that she had assaulted her. A/Prof Wilson told her she couldn't make a complaint
as there was "no point", she
had already resigned. Dr Samaraweera told him that
Dr Fredericks rammed her into a wall with her shoulder and punched her. A/Prof
Wilson said that that was not that Dr Fredericks had said, she had shown him her
injuries and this was "a serious matter". Dr Samaraweera
told him that she was
injured and lifted up the right sleeve of her blouse to show him the redness and
early bruising on the external
aspects of her upper arm. She told him that she
had been holding a plastic tray to defend herself and it broke when Dr
Fredericks
punched her and that she was too scared to return to work while she
was still there and of what she might do to her. A/Prof Wilson
told her not to
speak to Dr Fredericks in the next two weeks, to just stay in her office with
the door shut and do her work. When
asked what would happen now, A/Prof Wilson
said the matter would not be taken further since Dr Fredericks had already
submitted her
resignation.
- That
night whilst having a shower Dr Samaraweera said she felt pain in her right
thumb and when she looked at it she noticed that
there were two cuts on the
inner aspect and they were bleeding. She inspected the cuts, noticed there was a
very small piece of black
plastic tray lodged inside one of the cuts and used
tweezers remove the piece of plastic. She was surprised that she had not noticed
the cuts earlier. Dr Samaraweera said she thought the cuts had bled before, but
she was so "distressed and flustered" that she was
not paying too much attention
earlier in the day and it was when the blood started flowing again that she
noticed it.
- Later
that evening, using her left hand, she photographed the cuts and the bruising on
her right upper arm with a digital camera.
She tried to photograph of redness of
her arm and took one photograph which did not turn out very well. She said she
did not bruise
easily. She took further photographs of the bruising some 12 days
later when it had become "blue-ish".
- Dr
Samaraweera absolutely disagreed that after Dr Fredericks had bumped her that
she was the one who had advanced towards Dr Fredericks
and started punching her;
punched her 6 to 8 times and for approximately 5 seconds; that Dr Fredericks was
on the left-hand side
of the corridor and raised her arm in a defensive position
to protect herself; that as a result of the punching there were several
bruises
to Dr Fredericks' right arm and a large bruise caused when Dr Samaraweera hit
her on that arm with the tray. Dr Samaraweera
also denied calling Dr Fredericks
"a fucking bitch".
- Dr
Samaraweera maintained that there was no one else in the corridor when Dr
Camaris came out of her office. She came towards her
and they had a conversation
in the middle of the corridor. She did not see Dr Edwards and said she couldn't
have been standing in
her doorway because she would have seen her. Her doorway
was directly opposite that of Dr Camaris and if she could see Dr Camaris
she
could surely see someone who was standing a metre away.
- She
believed Dr Edwards was not being truthful because she disliked her because she
didn't invite her to her wedding and after the
argument that they had in 2008.
Dr Fredericks' version of events
- Dr
Fredericks' evidence was that at about 11 am on the 3 September 2009 she came
out of her office and was walking normally down the
left-hand side of the
corridor to the laboratory with her arms swinging a little. Dr Samaraweera was
walking towards her in the opposite
direction going from the laboratory to her
office. Dr Fredericks had her arms by her side and Dr Samaraweera was holding,
with both
hands, a plastic filing tray in front of her body and her elbows were
sticking out at about a 10 or 20 degree angle. As she passed
Dr Samaraweera Dr
Fredericks felt a bump on the anterior part of the upper arm. She did not
consider the "bumping" to be anyone's
fault.
- She
recalled glancing at Dr Samaraweera, did not say anything to her and continued
working towards the laboratory. She had taken about
four or five steps when she
heard Dr Samaraweera say words to the effect of "don't do that to me" and she
sounded very angry. Dr
Fredericks stopped walking and turned to face her to see
what she was talking about and was then facing the direction of her own
office,
with Dr Samaraweera facing the laboratory. She did not move towards Dr
Samaraweera, and recalled that she was directing insulting
words at her, but did
not recall what she said.
- Dr
Fredericks said that she then saw Dr Samaraweera advancing towards her quite
quickly, holding the tray in her right hand. She then
stood very close to her in
an open position and started punching her. The first punch was with her left
hand. She punched her about
6 to 8 times repeatedly and in quick succession and
alternatively with her left arm and right arm. She was holding the open end of
the tray in her right hand and punching alternately with her left hand and the
right whilst holding the tray. She estimated the punching
lasted for
approximately 5 seconds.
- Dr
Fredericks said she was not aware that Dr Samaraweera was right handed but did
not think it odd that her first punch was with her
left hand as she had the tray
in her right hand.
- Dr
Fredericks said she did not have the time to speak one word before she reached
her, she could have, but was shocked and it was
not in her nature or character
to scream. She didn't know what Dr Samaraweera was going to do until she
actually did it. She did
not try to push her away, she was a "civilised person"
and did not do that sort of thing, nor did she hit back, or run away, or say
anything.
- Dr
Fredericks maintained that when Dr Samaraweera was striding towards her in the
corridor she saw Dr Camaris appear outside her office
and when she started to
punch her she recalled Dr Camaris saying words to the effect of, "oh no", but
did not recall her saying anything
else. She did not believe Dr Samaraweera
would have seen that Dr Camaris was in the corridor as she had her back to her.
She also
maintained that Dr Camaris was standing in the corridor the whole time
that Dr Samaraweera was punching her and didn't do anything
or say a word.
- While
Dr Samaraweera was punching her, Dr Fredericks was stationary by the wall and
standing in a defensive position with her right
side slightly in front of the
left. She considered Dr Samaraweera's actions were directed at her upper body.
Dr Fredericks' arms
were folded across her chest in a "V" shape with her right
arm in front of her left arm and she used her right arm defensively throughout
the attack and did not alter her position significantly. Dr Samaraweera stopped
punching her of her own accord and still had the
filing tray in her right hand.
- Dr
Fredericks said that once Dr Samaraweera stopped punching her she moved back
slightly out of her way but was still next to the
wall, with Dr Samaraweera
standing diagonally opposite her in the corridor. She stood looking at her a few
seconds, without expression
on her face or saying anything and Dr Fredericks
recalled thinking that the attack had ceased. Dr Samaraweera then turned
sideways,
stretched her right arm behind her at full length and with "a straight
arm swung the filing tray over her head in a cricket bowl
type action" and
brought it down towards her head with force. Before the tray hit her Dr
Fredericks put her right arm over her head
as a reflex action and her forearm
was against the top of her head. She said that she "braced for impact and was
able to break the
impact". The filing tray crashed against her right forearm at
a position a few centimetres above her head with sufficient force to
smash it
into multiple pieces which then fell onto the floor. She did not recall which
part of the tray hit her but believed it was
one of the long edges between the
base and the side and not a corner point. After this Dr Samaraweera stood in
front of her "looking
surprised".
- Dr
Fredericks maintained that her description of the action of Dr Samaraweera as
being a "cricket bowl action" was the best description
she could use. It was not
exactly a cricket bowl thing, but she felt that was the basic action. She was
not able to say whether or
not the arm was exactly straight because it was
winter and she had clothes on as well and Dr Fredericks was actually watching
the
tray coming down towards her rather than what Dr Samaraweera was doing with
her arm, but she believed she stretched up over her head
when she did it and her
arm was "either very nearly full stretch or full stretch".
- Dr
Fredericks agreed that Dr Samaraweera only hit her once with the tray, she was
punching before that and she had the tray in her
fist but it was the fist making
contact rather than the tray.
- She
also acknowledged that in her interview with Ms Savage when she related the
section about the tray she also described it as Dr
Samaraweera "took a run-up of
several steps" and that she did not make any mention in her affidavit of any
run-up. She maintained
she had not been clear about how Dr Samaraweera was
moving her feet at that stage, she was moving towards her and she was
concentrating
more on the tray than her feet. Before that she thought she was
actually turning away from her and going to go back to her office.
When she was
moving towards her how many steps she took was not something she was paying
attention to. She did not step forward and
push her back as she was a "civilised
person" and she didn't go around pushing people smaller than she was. It was all
very sudden
one minute she had her head turned away and the next, the tray was
smashing down and she didn't have time to do anything she just
had to try to
save her head.
- Dr
Fredericks did not agree that the difference in height between the two was such
that it was a physical impossibility that Dr Samaraweera
could get the tray up
high enough to smash it down on her head with any force, that was because she
had her arm outstretched with
a 40 or 50 cm tray attached to her arm. She also
disputed that Dr Samaraweera was only 5 foot 2, she thought she was taller than
that and did not trust her when she said that.
- Dr
Fredericks maintained that she sustained several bruises to her right arm when
Dr Samaraweera was punching her. These consisted
of a large bruise halfway up
the outer aspect of the right upper arm from a punch from the left fist and two
small bruises on the
outside of the right arm and another one on the inside of
the right elbow. She also sustained an injury to the arm underneath her
elbow
from the impact of the tray hitting her and although she was wearing a lined
suit at the time with a jumper beneath it, the
skin on her forearm was broken at
the point of impact.
- Dr
Fredericks said that at about this time (after the tray was broken) Dr
Cooke-Yarborough stuck her head out of her office door.
Dr Camaris was also
still in the corridor and that when Dr Samaraweera became aware that Dr Camaris
was behind her she "appeared
to panic", went into her office and shut the door.
- Dr
Fredericks said she did not see Dr Edwards but was not going to suggest that she
wasn't there as she wasn't looking up into the
distance up the corridor, she was
concentrating on the events around her. She thought that Dr Edwards must be
mistaken if she had
said that when she came out to the corridor to see part of
what happened that Dr Camaris was sitting at her desk.
- Dr
Fredericks said to Dr Camaris words to the effect of : "it's enough that you
ignored what Peter Bullpitt did to me on Monday but
surely you're not going to
ignore this". Dr Camaris replied that she didn't see anything then turned and
started walking towards
her office. Dr Fredericks followed her and said words to
the effect of - " but of course you saw something, you were standing right
there, of course you saw it". Dr Camaris repeated that she did not see anything
and Dr Fredericks said words to the effect of "you
saw me with my hand over my
head in self defence while Ushma smashed a tray over my head."
- Dr
Fredericks denied that if she had really been punched and that Dr Camaris must
have seen it, then she would have said that to Dr
Camaris at some stage. She
said that Dr Camaris was walking away from her "at quite some pace" and she just
stuck to the most important
thing, she didn't have time to go into detail.
- Dr
Fredericks followed Dr Camaris into her office where Dr Camaris said words to
the effect of "I don't have time for this." Dr Fredericks
was standing in her
doorway and Dr Camaris had her back to her and said words to the effect of
"Ushma would say that you assaulted
her."
- Dr
Fredericks believed that Dr Camaris was saying this for Dr Samaraweera's
benefit; providing instruction as to what she should say;
indicating her
support; and that she would have been able to hear it this as her office was
next door to that of Dr Camaris, the
partitions between the offices were thin,
and normal conversation could be heard through the partitions.
- Dr
Fredericks then went and picked up the pieces of the filing tray from the floor
in the corridor and put them on the bench just
inside Dr Camaris' office and
told her that it was the tray that Dr Samaraweera "smashed" over her head. She
then went to her own
office.
- Dr
Edwards then came to her office door and asked if she was all right.
- Dr
Crouch also came into the corridor sometime after the incident and from her
office Dr Fredericks heard him say words to the effect
of "what's going on". She
then left her office, went into the corridor and said to Dr Crouch words to the
effect of "look I will
tell you what's going on". She then pulled up her sleeve
and showed him the haematoma and graze on her arm and said words to the
effect
of "Ushma has just smashed me over the head with a tray and Catherine has seen
the whole thing and she is not going to do
anything about it". She then took Dr
Crouch into Dr Camaris' office and showed him the broken filing tray on the
bench and pointed
to the tray. Dr Crouch and Dr Camaris then sat down at the
double headed microscope and neither of them said anything to her.
- Dr
Fredericks said that she did not feel she could stay at work and did not feel
safe. She went and told Dr Camaris that she was going
home and didn't know when
she would be back. Dr Camaris and Dr Crouch was still sitting at the double
headed microscope and did not
acknowledge her or make any comment. She then went
to see A/Prof Wilson and told his Executive Assistant, Ms Lorger, that she had
been assaulted and would like to speak to him. She recalled being "very teary,
shaken and distraught". She told A/Prof Wilson about
the incident, spending
approximately half an hour with him, also told him that she did not feel able to
return to work.
- In
cross examination Dr Fredericks was also taken in some detail through what she
told A/Prof Wilson, based on the notes that he had
made. She could not remember
whether she told him anything about being punched or whether she had
demonstrated what happened, she
said that she would have done one or the other.
She did not know that A/Prof Wilson had made no reference in his notes to
punching.
- When
she left the Unit she went to see her GP in Randwick. She did not have an
appointment and had to wait about two hours. The GP,
Dr Chuang, documented the
injuries to her arm. She recalled that her arm was very painful. She was given a
medical certificate for
the remaining two weeks until her resignation was going
to take effect.
- Dr
Fredericks said that she went to the Unit briefly the next day, left the medical
certificate with the Laboratory Manager (Mr Jian
Yang) and gave him the cases
she had left over for redistribution. She also spoke to Dr Camaris and told her
she wasn't coming back
but would come in after hours to clean out her office and
that her medical certificate was in Mr Yang's office. Dr Camaris said "okay"
but
said nothing else to her.
- Dr
Fredericks made attempts to engage a photographer on Saturday 5 and Sunday 6
September, but was unsuccessful, and had photos taken
of the bruises by
professional photographer on Monday 7 September.
- Dr
Fredericks did not make any notes about what had happened on 3 September and the
first time she was involved in creating any record
of the incident was when she
was interviewed by Ms Savage in October 2009.
- In
cross-examination Dr Fredericks was taken through each stage of Dr Samaraweera's
version of how the altercation unfolded between
them and what had happened and
denied that account in its entirety. She also denied that she was still upset
about the earlier incident
involving Dr Bullpitt and him fighting Dr
Samaraweera's battles.
- Dr
Fredericks further clarified that Dr Samaraweera said a number of expletives and
called her names. She couldn't remember the exact
sequence but she called her
something like "stupid bitch" or "fucking bitch". She could recall the word
"bitch", but not the words
that went with it, but remembered they were
derogatory and offensive. She acknowledged that she had not mentioned those
swear words
in her statement as it was embarrassing to her and she had to do
this statement very quickly. When she said "insulting words" in
her statement
she did not specify the specific insulting words. She also acknowledged she did
not say anything to Ms Savage about
insulting words being said to her.
- She
denied now saying that Dr Samaraweera had said those words because she knew
someone else had made the same allegation. She had
not spoken to Dr
Cooke-Yarborough or Dr Edwards about the case since the event.
- She
also maintained that when Dr Samaraweera went back into her office after the
altercation had taken place that she did not see
her come out and said she would
have heard her come out because there was no one in sight at that time. She
maintained Dr Samaraweera
was in her office the whole time that she was talking
to Dr Camaris and that she might have left after that, but she did not leave
while Dr Fredericks was still in the corridor. Dr Fredericks had not seen Dr
Samaraweera since that day and up until the hearing.
- Dr
Fredericks acknowledged that she was aware that there had been an investigation
into her allegation that Dr Camaris had witnessed
the whole event and the
finding of the investigation was that her allegation was not sustained and that
finding was based on Dr Camaris
being believed over Dr Fredericks. She believed
it was Dr Camaris' word against hers.
Dr Camaris' account
- Dr
Camaris relied essentially on her record of interview with Ms Savage as to what
occurred on 3 September. She denied seeing the
incident. She was in her office
and heard a scream. She could not remember the exact word she heard and felt
that it was Dr Samaraweera
who screamed. She came out of her office into the
corridor and looked left, then right, and saw Dr Fredericks and Dr Samaraweera
and a broken tray on the floor. They were just in front of the empty office next
to that of Dr Tobias. Dr Fredericks was facing towards
her, but on an angle, and
more facing her own office. Dr Samaraweera had some of her back towards Dr
Camaris.
- She
did not see any one else in the corridor. Dr Samaraweera then went to her
office, collected her handbag and left in a distressed
state, that is, she was
"teary and shaking".
- She
told Ms Savage in the interview that she did not speak to Dr Samaraweera,
however she deposed that she now recalled that when
she was leaving Dr
Samaraweera said to her in a distressed manner words to the following effect
.."I have just been beaten up. I
can't work like this. I am leaving." It was
also her evidence that Dr Samaraweera went past her at a "slow run" down the
main corridor
and out of the Department.
- Dr
Camaris said that Dr Edwards was not standing outside her doorway when she came
out of her office and entered the corridor and
agreed that if she had said she
was that she was then being untruthful.
- Dr
Camaris believed the reason for Dr Edwards to be untruthful was that she did not
like Dr Samaraweera, and that maybe she did not
want to work with her anymore.
She believed that it had started because Dr Samaraweera did not invite Dr
Edwards to her wedding and
then when Dr Edwards came back from maternity leave
in 2004 she expressed to Dr Camaris how annoyed she was about that, which Dr
Camaris thought was "silly", but it became more apparent to her after this time
that she was unfriendly and holding a grudge towards
Dr Samaraweera.
- Dr
Camaris did not agree that there was only one day of the week when they both
worked together. Prior to Dr Edwards' maternity leave
she worked 4 days, then 3
days. She agreed that since her maternity leave she had only worked two days and
that on most occasions
there was only one day when they worked together but she
also asked Dr Samaraweera to do extra days for her on occasion.
- Shortly
after Dr Samaraweera left the Unit after the incident, Dr Camaris telephoned her
on her mobile and asked if she was all right
and she replied "no I'm not, I had
just been beaten up". Dr Camaris told that she had to go to interviews and would
call her later.
Dr Camaris said she rang later that afternoon at about 4 pm,
asked how she was and also whether she had taken any photos of any injuries.
Dr
Samaraweera said she hadn't, so Dr Camaris told her she thought she should and
that the incident had been handed over to Roger
Wilson.
- Dr
Camaris said she did not recall the conversation that Dr Samaraweera attributed
to her as taking place in that phone call and her
recollection of the
conversation was as set out in her affidavit. She said that at no time did she
indicate to Dr Samaraweera that
she believed Dr Fredericks was lying and she
also denied that that was the view she had formed. She denied that what she was
concerned
about was that Dr Samaraweera had in fact hit Dr Fredericks and that
she was likely to be in some trouble and difficulties as a result
of that and
that she may lose yet another senior pathologist and that it was in her interest
to back Dr Samaraweera. She was not
backing anybody, she had referred the matter
on to her senior.
- Dr
Camaris also said she could not recall Dr Fredericks saying anything about her
ignoring what Dr Bullpitt did to her on Monday etc.
and denied the conversation
that Dr Fredericks recounted. Dr Camaris recalled having a conversation with Dr
Fredericks to the effect
of:
Dr Fredericks:
"You saw Ushma strike me?"
Dr Camaris:
"Sue, I didn't see anything."
- She
maintained that Dr Samaraweera had already left the building before she had
returned to her office and either denied or didn't
recall any of the words Dr
Fredericks maintained were exchanged between them in her office.
- Dr
Camaris did recall that Dr Fredericks left her office and then came back very
shortly thereafter with the broken pieces of plastic
tray in her hand and left
them on the bench and then left. She denied that Dr Fredericks said anything to
her when she did this.
- She
did not recall asking Dr Fredericks whether she was okay because she was in
shock and didn't really know what to do for a few
minutes. She then rang Roger
Wilson, who was her boss, and asked for his help and to manage the issue.
- She
did not ask Dr Fredericks if she was alright because she had left the Unit. She
agreed she didn't call Dr Fredericks because she
had already resigned and she
was concerned for Dr Samaraweera because she saw her in "a terrible distressed
state" when she ran out
of the Unit. She didn't feel that Dr Fredericks was in
such a distressed state.
- Dr
Camaris said that on 4 September neither Dr Fredericks nor Dr Samaraweera
attended work. They were very short staffed and she telephoned
Dr Samaraweera
and asked that she come to work. Dr Samaraweera came to work at about 11 am and
said "look at my injuries". She then
showed her cuts on the inner aspect of her
right thumb and a "sizable red mark" on her upper outer right arm consistent
with an early
bruise
- Dr
Camaris said that she did not investigate the incident because Dr Fredericks had
accused her of seeing the incident when she hadn't,
and of ignoring the
incident, so how could she possibly objectively investigate something that
serious when she had alleged two things
that were not true. Dr Camaris also felt
that the seriousness of the situation was so great that it was beyond her
capabilities to
investigate and that was why she referred it on to her senior.
Dr Sugo's account
- Dr
Sugo confirmed that she had not been provided with a copy of her record of
interview with Ms Savage to sign until sometime in the
2 months before the
hearing. No-one had chased her up about it. She had now looked through it and
she had also asked for the recording
because of the time that had elapsed, but
in the end did not listen to it as she was satisfied on reading through it that
she was
quite happy with it. She then signed it.
- Dr
Sugo's recollection of what happened on 3 September was very much in line with
what she told Ms Savage in her interview on 27 October
2009 (Exhibit 3) and she
did not have any additional recollection. She said that she was in her office,
which is adjacent to the
office of Dr Samaraweera, sitting at her desk and that
the door was "not fully closed". She was unable to see down the corridor but
did
remember people walking past during the incident. She heard raised voices, and
recollected that Ushma was walking towards the
lab and Sue came behind her but
she thought that was sort of "through the corner of her eye through a partly
open door". She believed
someone said "don't you punch me" and that it was Dr
Samaraweera.
- She
also believed that Dr Fredericks said something about the fact that Dr
Samaraweera had done something to her before and Dr Samaraweera
said that the
whole thing was unacceptable and then she went back to her room. At that stage
there were a lot of other voices coming
in and then Dr Samaraweera left. Dr
Camaris had also come into the picture and Dr Fredericks was talking to her and
raised the fact
that Dr Camaris had not intervened on her behalf in the previous
incident and she remembered Dr Camaris saying "I haven't seen anything,
I didn't
see anything", repeating that on a number of occasions. She felt the
conversation basically took place in the T intersection
of the corridor.
- She
did not hear a tray being broken and did not hear any noise or any bumping.
Dr Cooke-Yarborough's account
- Dr
Cooke-Yarborough said that on the morning of 3 September she was in her office
with the door "almost closed" reading CVs for interviews
due to commence at
12.30 pm. The first she became aware of an incident was when she heard Dr
Samaraweera scream " You fucking bitch".
At that point she got up from her desk,
crossed the room, opened her office door and stood in the doorway. She said that
she did
not hear Dr Samaraweera say anything like "how dare you punch me" or why
did you shove me" or "how dare you push me", but was quite
sure she heard "you
fucking bitch".
- She
did not see any physical altercation between Dr Samaraweera and Dr Fredericks.
She could not recall the exact sequence of what
she saw, but her recollection
was that Dr Fredericks was to her left in the corridor walking towards Dr
Camaris picking up pieces
of a black plastic filing tray and holding them in her
outstretched right hand which was trembling. She recalled hearing Dr Fredericks
say words to the effect of - "You saw this. You saw this" - to Dr Camaris who
was in the corridor near her office door, (but did
not recall seeing Dr
Camaris). She did not see Dr Edwards.
- She
then saw Dr Samaraweera come out of her office carrying her handbag and she
yelled something to the effect of - "I'm not staying
here" - and she "stormed"
(which was her impression) straight ahead going along the main corridor between
Dr Cooke-Yarborough's office
and that of Dr Edwards, leading towards the front
entrance of the Unit. She did not return that day. Dr Cooke-Yarborough said that
she then retreated into her office feeling very "shaken and shocked", gathered
together the papers for the interviews and went to
the conference room at about
12.15pm.
- The
day after the incident when she arrived at work she observed Dr Samaraweera
leaving the hospital but avoided her attempt to discuss
the incident, she
pointed to a Band-Aid on one of her fingers and said that she and her husband
had been to see A/Prof Wilson the
previous evening and she had spoken to Dr
Camaris.
- Dr
Fredericks came into the Unit midmorning that day to collect a pot plant and
said that she was leaving and wouldn't be returning.
They did not discuss the
incident, but Dr Fredericks said words to the effect of - "my elbow is stiff and
sore from being hit with
the tray". She left the Unit shortly afterwards. Dr
Cooke-Yarborough had not spoken to Dr Fredericks since that day.
- In
the days following 3 September she wrote an unsolicited account of the incident
(Exhibit 27-CCY1). The document did not add any
further or different detail to
her account above and also dealt with her views about interpersonal
relationships in the Unit and
unequal work distribution.
Dr
Crouch's account
- Dr
Crouch relied mainly on the transcript of his interview with Ms Savage but
provided additional detail in his second affidavit.
He indicated that at the
time of the incident he was in the Registrar's room going through a difficult
case with one of his registrars.
The Registrar's Room is down the corridor about
3 or 4 doors from the corridor in which the incident took place and there is a
"T"
junction. He heard a loud scream followed shortly thereafter by a crash and
he thought at the time that someone had dropped a tray
of specimens and the
scream was related to that. Shortly afterwards he heard Dr Samaraweera say "I'd
had enough, I'm out of here"
or words to that effect.
- He
then stepped out into the corner, but didn't see anything in the corridor that
he was in, so he went back to the Registrar's Room
to finish what he was
discussing. When he was returning to his office about five minutes later he
asked Dr Camaris what was going
on and at that point Dr Fredericks came out of
her office next door and the following conversation took place with words to the
effect
of:
Dr Fredericks:
Ushma hit me with a tray and Catherine saw the whole thing and is not going
to do anything about it."
Dr Camaris:
"Sue, I did not see anything. I was in my office."
- This
conversation was not mentioned in his interview with Ms Savage and when he was
asked - " she didn't say anything about how it
happened to you or" - he
responded "No." .
- Dr
Crouch said that Dr Fredericks pointed to an abrasion on her arm and at that
stage she said "I am out of here" and she "took off".
He did not really see her
thereafter. He confirmed that there was a graze on her arm and the skin was
"slightly broken". Dr Crouch
then went back to his office.
- Dr
Camaris did not recall any conversation between Dr Fredericks and Dr Crouch.
- Dr
Crouch told Ms Savage that after the incident "the place was in a sort of state
of shock" and no one knew what to do, there was
some talk, and he gathered from
what he was told, that Dr Samaraweera claimed that Dr Fredericks had pushed her
or punched her against
the wall as they passed in the corridor. He had no way of
verifying that as he didn't see it and he thought she had retaliated, but
didn't
think there was any question that she had retaliated by throwing a tray. It was
unexpected to him because it was totally out
of character for Dr Samaraweera to
react. She was a "very calm pleasant girl" and for her to react seemed totally
out of character
to him.
Dr Edwards' account
- Dr
Edwards' evidence was that she was working in her office at about 11.30 am on 3
September when she heard a cry from the corridor
and someone, who she believed
was Dr Samaraweera, shouting words to the effect of "how dare you, how dare you
punch me". There was
a soft spoken and indistinguishable response from the other
person. She then heard the words to the effect of "well how dare you
push me".
- Dr
Edwards then stood up from her desk, walked to her door and looked out into the
corridor. She stood in her doorway at a right angle
to the door frame looking in
the direction of the laboratory. Dr Samaraweera and Dr Fredericks were standing
in the corridor near
the room being used by the IT workers (and that was next to
Dr Cooke-Yarborough's office). They were facing each other but standing
slightly
diagonal to the corridor with Dr Fredericks facing in Dr Edwards' directions and
Dr Samaraweera facing the laboratory.
- Dr
Edwards recalled that Dr Samaraweera then turned away as if to go her office and
she thought that she had taken no more than one
or two steps before turning
back. She shouted words to the effect of "You fucking bitch". Dr Edwards could
not recall if she shouted
those words before she turned away or after she turned
back.
- She
said that Dr Samaraweera had a black object in her hand (which she later
realised was a black plastic filing tray) and she lifted
the filing tray and
attempted to strike Dr Fredericks on the head with it. She described the
striking action as a "flexion or extension
of the elbow motion." She did not
count the number of striking actions but recalled it being more than one. Dr
Fredericks put up
her forearm to protect herself and was crouching slightly with
her knees slightly bent. During Dr Samaraweera's striking action Dr
Fredericks
was changing positions to avoid being hit, with Dr Samaraweera stepping
sideways. Dr Samaraweera then threw the plastic
tray down onto the carpeted
corridor floor which bounced into the laboratory making a loud clattering noise
on the lino. She could
not recall whether the tray was already broken when it
hit the floor but later recalled seeing it in more than one piece in Dr Camaris'
office.
- Dr
Samaraweera then shouted words to the effect of "I'm not putting up with this"
or "I don't have to put up with it" and ran out
of the Unit. Dr Camaris had also
come out of her office, but Dr Edwards could not recall exactly when this
happened, but did recall
her running immediately after Dr Samaraweera. She
reappeared quickly, However Dr Edwards said her sense of time may not have been
correct.
- Dr
Camaris denied running after Dr Samaraweera.
- Dr
Edwards said that Dr Camaris then went to her office and Dr Fredericks held up
her forearm and said words to the effect of "I've
been assaulted" and attempted
to approach Dr Camaris in the corridor but Dr Edwards did not hear the whole
conversation. Dr Camaris
denied that this was said to her.
- Dr
Edwards said that she stayed in her office during the part of the incident that
she witnessed and did not move or say anything
as she was shocked by what was
happening.
- At
some point she recalled Dr Fredericks looking at her but was uncertain of what
she said to her with Dr Fredericks saying words
to the effect of "I probably
should compose myself before I speak to Catherine". She said that Dr Fredericks
appeared "subdued and
calm she did not appear angry".
- Dr
Edwards recalled Dr Camaris making a phone call when she went to her office, she
did not hear the conversation but was later told
that she was trying to call
A/Prof Wilson.
- Dr
Edwards said she did not understand why Dr Camaris had gone straight to her
office without discussing the matter with Dr Fredericks
and she then went to and
spoke to Dr Camaris with words to the effect of "you need to say something to
Sue", or " you need to show
some concern for Sue" followed by words to the
effect "it looks as if you are showing favouritism to Ushma."
- Dr
Edwards said that when Dr Camaris did speak to Dr Fredericks she said words to
the effect of "look I have to interview now but
it will get sorted I can't do it
now". Dr Fredericks became angry and began shouting about an argument earlier on
in the week (when
Dr Edwards does not work) and said to Dr Camaris words to the
effect of "I have been assaulted and the other day Peter Bullpitt was
shouting
at me and you did nothing. He drummed my chest with his fingers and you did
nothing". Dr Edwards did not hear the whole
conversation as she had moved away.
- Dr
Edwards also recalled having a further conversation with Dr Camaris about the
incident on either the 3 or 4 September where she
perceived from her body
language that Dr Camaris was angry with her. During the conversation Dr Camaris
said words to the effect
of, "I didn't appreciate your comments during the
incident". She also said, "look no one saw what happened I spoke to Ushma and
this
is what she told me. She says Dr Fredericks pushed her, she fell to the
ground, the tray broke and she cut her finger and that's
what happened".
- Dr
Edwards recalled interrupting Dr Camaris with words to the effect of "But I saw
Ushma hit Sue. Dr Camaris replied with words to
the effect of: "well don't you
think it's reasonable that in the heat of the moment Ushma should lose control
and give Sue a pathetic
little tap with a tiny piece of plastic" She then became
increasingly upset and Dr Edwards did not feel she should contradict her
but did
not believe it was reasonable what she was claiming. Dr Camaris also said words
to the effect of "I don't know what I will
do if Ushma doesn't come back to
work" and then spoke about being under extreme work pressure. Dr Edwards
discontinued the conversation
as she could see Dr Camaris was extremely upset.
She had not spoken to Dr Camaris about this conversation or the incident since
that
time.
- Dr
Camaris maintained that when Dr Edwards spoke to her in her office that it was
later in the same day after the interviews that
she was conducting took place
and this was after 3pm. She recalled her saying that it appeared she was showing
favouritism, and remembered
the word 'favouritism" as it upset her because she
felt that by handing the incident onto Roger Wilson she was not showing
favouritism.
She denied telling Dr Edwards anything about seeing Dr Samaraweera
hit Dr Fredericks or that it was reasonable etc. She did agree
that she did say
that she didn't know what she would do if she didn't come back to work.
- She
also confirmed that she did tell Dr Edwards that she didn't appreciate her
comments as she said she was upset at being accused
of showing favouritism and
she had passed the matter directly on to A/Prof Wilson. She denied the rest of
the conversation as alleged
by Dr Edwards.
The Investigation
and decision making process
- It
was Ms Savage's evidence that she was first made aware of the 3 September
incident around the 22 September by Ms Elizabeth Koff,
Director, Clinical
Operations. She had a discussion with Ms Koff and then a discussion with A/Prof
Wilson who later provided her
with file notes he had made following his
discussions with Dr Fredericks and Dr Samaraweera. In neither discussion was the
issue
of Dr Samaraweera making allegations against Dr Fredericks raised. Ms
Savage agreed that she did not raise any issue that there were
allegations by Dr
Samaraweera against Dr Fredericks and that in order to be balanced she should
investigate those as well. Whilst
she was aware that there was content in Dr
Samaraweera's file note and she fully expected it to come out during the
investigation
she was only instructed to investigate Dr Fredericks' allegation.
- Ms
Koff then tasked her with investigating Dr Fredericks' complaints (against Dr
Samaraweera and Dr Camaris). As part of the investigation
process she
interviewed approximately 14 staff from the Unit between 7 October and 29
October. She interviewed Dr Edwards twice with
the second interview taking place
on 29 January 2010. Ms Savage acknowledged that she had A/Prof Wilson's file
notes before she commenced
the interviews and that she told interviewees that
she was investigating a complaint made by Dr Fredericks against Dr Samaraweera.
- She
prepared the Investigation Report and Recommendations that were presented to the
Chief Executive as the decision maker in this
matter and it was her view, "on
balance", that the allegations against Dr Samaraweera should be sustained.
- In
relation to Ms Savage's investigation into the allegation against Dr Camaris the
following exchange took place:
Q. And with respect to your first investigation, you made a finding that Dr
Camaris had not witnessed any of the event alleged by
Dr Fredericks?
A. Well, I couldn't reasonably satisfy myself that she was in the corridor,
so I couldn't reasonably reach the conclusion that she
had witnessed anything
that occurred there.
Q. So in making that finding, you preferred Dr Camaris' account of what had
happened over Dr Fredericks' account?
A. That's correct. That was based on the fact that there was a person in
corridor who did witness the event who could not put Dr Camaris
in the corridor.
Q. That person you are talking about is Dr Edwards?
A. Correct.
Q. Your reasoning was that because you believed Dr Edwards was in the
corridor and she didn't see Dr Camaris, then Dr Camaris must
be telling the
truth when she said she wasn't there?
A. I just said that on balance, I couldn't sustain that allegation, because
Dr Edwards couldn't recall seeing Dr Camaris there, and
if she wasn't there, she
couldn't have seen it as was alleged.
Q. Did you find Dr Camaris to be a credible person when you interviewed her?
A. I found her a difficult person to interview.
Q. Did you find her a credible person?
A. I had issues to do with her credit. I thought that she in all likelihood
probably did hear and see things and her behaviour after
the incident left me
with some doubts as to her credit in the whole situation.
Q. You said you formed a view that she probably did hear and see things?
A. Mm-hmm.
(Exchange with Commission re non-verbal answer)
Q. The question was that you formed the view that Dr Camaris probably did
hear and see things?
A. Yes. In fact I formed that view about a lot of the people who claimed they
didn't hear and see things, because I'm told it was
a very loud exchange in the
corridor and there were a lot of people in offices very close by.
Q. You didn't tell anybody about this view you formed that that Dr Camaris
probably did hear and see things, did you?
A. No, because I couldn't prove it. It was a personal view.
Q. You didn't even mention it in your report to Terry Clout, did you?
A. No, I didn't think it had any value. If a professional person tells me
they heard certain things or didn't hear certain things,
I can only present the
evidence as it's given to me.
Q. In reports to Terry Clout, both in respect to the allegations against Dr
Camaris and Dr Samaraweera, you make findings about who
was being truthful and
who was not, didn't you?
A. I did, yes.
Q. And you found --
A. Where there was, in my view, corroboration of particular events.
Q. And you found that my client, Dr Samaraweera, was knowingly untruthful,
didn't you?
A I did, yes.
- Ms
Savage indicated that in the light of the evidence obtained by Dr Edwards and
others she did not consider it necessary to put separate
allegations to Dr
Fredericks. She agreed that she believed Dr Edwards to be a truthful and
reliable witness when she told her that
she saw Dr Samaraweera trying to hit Dr
Fredericks with a plastic tray and that on the basis of what Dr Edwards told
her, she formed
the view that Dr Fredericks was telling the truth when she said
Dr Samaraweera hit her with a plastic tray. She also agreed that
because she
believed Dr Fredericks when she told her that Dr Samaraweera hit her with a
plastic tray, that she also believed Dr Fredericks
when she told her she'd been
punched by Dr Samaraweera
- Ms
Savage said that in the final analysis she didn't believe there was any merit in
putting Dr Samaraweera's allegations to Dr Fredericks.
She said that it was not
at all uncommon in the investigations she did for there to be counter
allegations made in the course of
an interview or in an investigation. If at the
end of that process there was as a question as to whether or not those matters
should
be pursued, then they were pursued, either by her, or by someone else in
the organisation.
- When
asked whether she considered that for there to have been a balanced and proper
investigation it was necessary to investigate
both sets of allegations rather
than just one, she contended that that was precisely what had happened, "the
same issues were under
investigation". She went on to say that, "the allegations
are essentially the same allegations, and that is that one must assaulted
the
other in the corridor".
- Ms
Savage acknowledged that she interviewed both Dr Fredericks and Dr Edwards (the
first interview) before she interviewed Dr Samaraweera.
When she came to
interview Dr Samaraweera she had not formed the view, based on what Dr
Fredericks and Dr Edwards had told her, that
Dr Fredericks was telling the truth
because she hadn't heard Dr Samaraweera's version of events. There appeared to
be some corroborative
evidence, but that didn't mean that there wasn't something
that Dr Samaraweera might say that might shed a different light on that.
- Ms
Savage also acknowledged that when she interviewed Dr Samaraweera she, (Dr
Samaraweera) did not know that Dr Edwards claimed to
have witnessed part of the
incident. She also could not recall whether she asked Dr Samaraweera about her
relationship with Dr Edwards
and probably asked the same broad question about
relationships in the Department.
- She
acknowledged that due to an administrative oversight Dr Sugo had not received a
copy of her interview transcript. She did not
rely on Dr Sugo's evidence when
preparing the Investigation Report findings or when recommending disciplinary
action. She also formed
the view in interviewing her that she wasn't willing to
be interviewed, that was the impression she got; some comments she made,
before
and after, suggested to her that she may not be entirely reliable.
- When
asked what Dr Sugo said that led her to believe she might not be reliable she
replied:
A. I didn't hear anything, I didn't see anything, I might have heard little
bits here and there, but ultimately I don't want to have
a lot to do with this,
I just want to come to work and this is all very unpleasant, those kinds of
comments.
- She
agreed that she attempted to press her for some details about what she could
remember.
- There
was extensive cross-examination of Ms Savage concerning Dr Sugo's record of
interview. She did not consider it relevant that
Dr Sugo said that someone said
"don't punch me " and she "thought it was Ushma but was not 100% sure", or that
Dr Edwards had mentioned
punching, because Dr Samaraweera herself didn't say she
had said that.
- Ms
Savage said she did not give any weight, or think that it added any value, when
Dr Sugo said she heard "Sue saying that Ushma may
have done something to her
before and Ushma saying the whole thing was unacceptable."
- She
denied that Dr Samaraweera was not provided with the opportunity to comment on
relationships within the Unit during her interview
and said that on her review
of the record of interview she noted that there were comments from her about
relationships. Also Dr Samaraweera's
separate document responding to the
allegations contained approximately a page of specific comment on Dr Fredericks'
character and
demeanour. She did not recall whether she asked Dr Camaris about
the relationships in the Unit. She noted that in the record of interview
Dr
Camaris commented on Dr Fredericks' conduct but did not recall her commenting on
the conduct or relationships of other staff in
the Unit.
- Ms
Savage said that the purpose of the investigation was to ascertain whether "on
the balance of probability" the alleged conduct
occurred. As part of the
interview process she recalled asking staff "open ended questions" to the effect
of "is there anything else
that you think I should note that may assist in
consideration of this matter?". During the course of the investigation she
recalled
that a number of the staff interviewed raised issues about the
relationships in the Unit. She did not take this information into
account when
making findings in the Investigation Report.
- She
agreed that she asked Dr Edwards specifically about her relationship with Dr
Samaraweera for obvious reasons and that was to try
and satisfy herself whether
there would be any reason for her to lie.
- She
did not consider the relationship issues in determining the allegations but did
consider it in relation to Dr Edward's credibility
and whether reliance should
be given to her evidence. She had regard to the relationship between Dr Edwards
and Dr Samaraweera in
making her findings in the report and was satisfied there
was no issue.
- She
denied that not contacting Dr Bullpitt, (as suggested by Dr Samaraweera) or Dr
Fredericks' previous employer, (as suggested by
Dr Camaris) represented
procedural unfairness. She did not consider it relevant. She also said that Dr
Camaris would have checked
Dr Fredericks' reference with her previous employer.
When conducting an investigation she did not take direction from witnesses or
respondents about who to interview and how to conduct an investigation.
- Ms
Savage said she did not investigate anything about the incident on 31 August as
she was asked to establish the facts about what
happened on 3 September. She
agreed that the context of what had happened leading up to a violent incident
could be relevant but
said that she was conscious that there were "timeliness
limitations and resource implications about investigations." She established
what the terms of reference were and stuck to them. In this investigation people
were also seeking intervention about how rosters
were run in the Department and
were seeking all sorts of assistance about issues in the workplace.
- She
did not interview Dr Bullpitt as part of investigation as he was not at work on
3 September and therefore could not have witnessed
the incident and whilst the
earlier incident on 31 August involving Dr Fredericks and Dr Bullpitt may have
been a contributing factor,
it was not directly relevant to the allegations she
was investigating. She did not give weight to the earlier incident when making
findings in the investigation. She agreed that she asked Dr Camaris, Dr Sugo, Dr
Fredericks and Dr Samaraweera about it, but said
she satisfied herself that it
wasn't going to assist her in determining what had happened in the corridor.
- Ms
Savage was taken in some detail to the interview record of Dr Fredericks and her
account of seeing Dr Camaris in the corridor and
hearing her say "oh no". She
was also taken to the diagrams that had been marked by both Dr Fredericks and Dr
Edwards. She recalled
that she was definite about saying that Dr Camaris was in
the corridor and indeed was more annoyed with Dr Camaris than she was with
Dr
Samaraweera. She did not suggest to Dr Fredericks that she might have been
mistaken and might have seen Dr Edwards rather than
Dr Camaris even though that
was one of the findings she made in one of her reports (the allegation about Dr
Camaris).
- She
went on to say:
A. Look, what I think is possible and what I can establish on the facts might
be two different things. I don't know whether Dr Camaris
came out and saw a bit
of it, went back in and then Dr Edwards came out, but all I can go on is what Dr
Edwards told me and that
was that she came out into the corridor and she didn't
see Dr Camaris Dr Edwards came out and didn't see Dr Camaris there.
- She
still considered that it was possible that Dr Fredericks was mistaken when she
said she saw Dr Camaris in the corridor rather
than Dr Edwards but said that she
could reasonably satisfy herself that she knew Dr Edwards was in the corridor or
she accepted that
Dr Edwards was in the corridor and, based on that acceptance,
that was the conclusion she reached. She agreed that there were only
two
possibilities open to her - one. that Dr Fredericks was lying, or the other,
that Dr Camaris was lying, with a third possibility
that there was another
person in the corridor with dark hair.
- She
rejected outright the proposition that she was eager to establish that Dr
Fredericks was mistaken, because if she found that she
was lying about that,
then it would have been hard to believe her accusation against Dr Samaraweera.
- Ms
Savage confirmed that Dr Fredericks demonstrated to her during the interview how
Dr Samaraweera was punching her with the tray
and that Dr Samaraweera was
holding the tray on one side and allegedly punching Dr Fredericks with her right
hand. However she could
not recall whether Dr Fredericks demonstrated how Dr
Samaraweera was initially carrying the tray.
- Ms
Savage also indicated that Dr Edwards pointed to the handwritten floor plan that
Dr Fredericks had prepared but did not mark where
it was that she said was
standing. Ms Savage thought "she said she was sort of just outside her doorway".
Ms Savage then proceeded
to mark where she thought Dr Edwards had pointed to,
although she thought that Dr Edwards would be the better person to ask about
that.
- Ms
Savage could not recall whether Dr Edwards had any notes with her during either
interview and said it wouldn't be uncommon for
people to do that. If she had
notes with her, but was not reading from them, she would not ask for a copy of
the notes, but if the
person was reading from them then she would asked to see
them or get a copy.
- She
interviewed Dr Edwards twice because she was directed to by the Chief Executive,
Mr Clout. He told her that he wasn't satisfied
as to whether or not Dr
Samaraweera had been waving the tray around or whether or not she had actually
struck Dr Fredericks with
the tray and he asked her to clarify a few points with
Dr Edwards in her previous interview so that he could better consider how
to
progress the decision.
- Ms
Savage also acknowledged that in a second interview she did raise with Dr
Edwards, in some detail, her assertion that Dr Samaraweera
was initially facing
away from where Dr Edwards was standing and then turned around facing back
towards her and agreed that Dr Edwards
changed her story about which way she
turned and gave her an explanation about Dr Samaraweera looking down. She
accepted it as a
truthful explanation that Dr Edwards was giving at the time and
said she would have thought that in an incident like that, if someone
was
around, people might see them, but she did accept that it was a heated exchange
and things might happen more quickly. Dr Edwards
did say that it all happened
very quickly.
- Ms
Savage was also asked about the inconsistency in evidence about Dr Samaraweera
leaving the Unit through the Laboratory (according
to Dr Edwards) or going along
the corridor between Dr Edwards' and Dr Cooke- Yarbrough's offices. She did
explore that because she
thought it was an inconsistency and reconciled it
because Dr Edwards couldn't be sure of what happened and whether or not she went
to her office, got her bag and left, or whether she just left. She didn't think
that inconsistency was pertinent to what had happened
in the corridor at all.
- Ms
Savage did not think it odd that no one else saw Dr Edwards in the corridor at
all, not Dr Fredericks, Dr Samaraweera, Dr Camaris
nor Dr Cooke Yarborough, and
it did not strike her as "odd" because this was an incident that occurred very
quickly in the corridor
and there were lots of peoples' focus of attention in
different areas. In comparing the inconsistency in the evidence between what
Dr
Edwards said about Dr Samaraweera's action with the tray and what Dr Fredericks
said, she thought that the inconsistencies were
still consistent with the
overall allegation and was certainly completely inconsistent with the
alternative put forward by Dr Samaraweera,
which was that she was holding the
tray in front of her while being punched. Ms Savage demonstrated where Dr
Samaraweera said she
was holding the tray in front of her and said that was how
the tray got broken when Dr Fredericks punched into the tray.
- Ms
Savage agreed that Dr Fredericks showed her photographs of bruises on her arm
she thought that they were more consistent with Dr
Fredericks having her arm up
while she was being struck with the tray and she was also seen by Dr Edwards in
the corridor holding
her arm up.
- Ms
Savage was also asked about the inconsistency between Dr Fredericks' evidence
and Dr Edwards' evidence about when the tray broke.
She said had regard to that
inconsistency and reached the conclusion that she couldn't say how or when the
tray broke.
- Ms
Savage agreed that there were no eyewitnesses apart from the two participants to
the punching and if there had only been one allegation
of punching and not an
allegation of hitting, then on that basis she would not have found it sustained.
She found the allegation
of the hitting with the tray sustained because Dr
Edwards had witnessed part of the event and she believed her to be an accurate
and truthful witness, and a credible witness and she corroborated key parts of
Dr Fredericks' allegation. On that basis, rightly
or wrongly, she made the
decision that Dr Samaraweera's submissions on that key point were untruthful and
if she was untruthful on
that point then she may well have been untruthful on
the other points.
- She
was aware that in the notes of A/Prof Wilson he had made no reference to Dr
Fredericks telling him about being punched. She also
had regard, when she
considered this matter, to the fact that Dr Fredericks didn't say anything to
either Dr Camaris or Dr Crouch
about being punched. The issues of whether or not
anyone was punched at all did weigh on her mind. She said that similarly Dr
Samaraweera
didn't mention that she was punched in her meeting with A/Prof
Wilson.
- Ms
Savage agreed that at no time during her interview with Dr Samaraweera did she
tell her that her employment was at risk as it was
not her usual practice to do
that. The usual practice was to provide people with the Policy that outlined the
process that will be
followed. She did not like to pre-empt what a
recommendation might be. She also indicated that Dr Samaraweera was legally
represented.
- She
also agreed that she did not tell Dr Samarweera who else she intended to
interview or that she would have transcripts of those
interviews available to
her. She did not provide Dr Samaraweera with copies of any transcripts she
received nor did she do that in
the normal course of an investigation. She
provided them with the Policy. In the normal course of events people who were
represented
had copies of the report and knew what they were entitled to request
and if it was requested then she provided it. Dr Samaraweera
was legally
represented and if she had asked at any point in the proceedings if she could
have a copy of the investigation file then
Ms Savage would have given it to her.
- She
also did not provide Dr Samaraweera with A/Prof Wilson's notes and she did not
request them. Nor did she provide those notes to
the decision maker. She did not
consider that they constituted part of her investigation and did not rely on
them in forming her
views and having spoken to Dr Fredericks and Dr Samaraweera
they did not add any value in terms of the decision Mr Clout would be
taking.
- Ms
Savage acknowledged that following the second interview with Dr Edwards she
prepared a further updated advice for Mr Clout in which
she referred to those
file notes. She also indicated, however, that such internal documents (her
self-initiated briefings) were not
provided outside the organisation in the
normal course of events.
- Ms
Savage acknowledged that in her Report she referred to the photographs of both
Dr Fredericks and Dr Samaraweera and differentiated
between them as to the
provision of a date and whether the face could be seen and said that she was
simply being factual in her description
of the photographic evidence before her.
She denied that this was done to portray Dr Fredericks' photographs as better
evidence than
Dr Samaraweera's. She presented the evidence about the photos on
the basis of what they showed her.
- Ms
Savage was taken to the section of her Report concerning those interviewees (the
3 lab staff) who had reported hearing Dr Samaraweera
say "bitch" with one saying
that it was someone who "sounded like Ushma". Ms Savage thought that person said
two different things,
that she heard screaming and then she thought she heard
Ushma say "bitch".
- She
went on to say that you also had to take into account when you were dealing with
people in subordinate positions giving evidence
about a senior doctor that they
always couched things in "tentative ways" which was why she didn't really "make
a big deal" of the
evidence of any of those people. She said Dr Cooke-Yarborough
heard something to that effect and also Dr Edwards. It was put against
the
corroborative evidence of the other people and she probably concluded "on
balance" and made a decision. If all the evidence was
tentative or unsure then
she probably wouldn't have included it.
- It
was put to Ms Savage that her interpretation of who said what, was not an
accurate reflection of what was said and she ultimately
agreed, based on what
was read to her from her report, that it was not fair or balanced.
- However
it was subsequently agreed between the advocates, without the necessity of
tendering that record of interview, that the third
person from the lab staff
told Ms Savage that he recognised the voice that said the words "you bitch", or
words to that effect, as
being that of Dr Samaraweera.
- Ms
Savage also gave evidence in cross examination about a meeting she had with
A/Prof Wilson and Mr Clout following the interview
that she had conducted with
Dr Fredericks. A document with the key points was sent attached to the email
arranging the meeting. Those
points outlined Dr Fredericks' allegations against
Dr Samaraweera and Dr Camaris. Ms Savage said that the purpose of the meeting
was to tell them the nature of the allegations and the way she intended to
proceed. She did not tell either A/Prof Wilson or Mr Clout
that she thought Dr
Fredericks was credible or that she believed her, and neither did they express
any view about Dr Fredericks'
allegations. They told her she should proceed to
investigate them. A/Prof Wilson did not say anything at that meeting about the
allegations
that had been made to him by Dr Samaraweera. At that stage she had
not formed a view about the truth or otherwise of the allegations.
- She
agreed that it was certainly evident to her that there were issues in the
Department that were creating tensions and that one
of the two doctors must have
"just snapped" and that was the way the evidence would fall. She was aware of
the fact that Dr Fredericks
had been unhappy at work in the Unit and had
submitted her resignation two weeks before and that was in the back of her mind
and
she had regard to it. However she did not think that somebody who had
already submitted their resignation had less to lose and was
therefore, on that
fact alone, more likely to be the aggressor.
- She
said she also explored the incident earlier on in the week involving Dr
Fredericks and Dr Bullpitt with Dr Samaraweera when she
spoke to her.
- Ms
Savage said that there were assertions made as to Dr Fredericks being aggressive
at work and she recalled that there was a lot
of frustration and a lot of
unhappiness around the issues of rostering, and equity in rostering, and
disagreements and arguments
on that subject. She agreed that no one told her
about Dr Samaraweera being aggressive in the Unit, only Dr Fredericks.
- She
did not consider the difference in height between Dr Fredericks and Dr
Samaraweera meant that it was unlikely that someone smaller
would pick on
someone bigger as she had had a number of cases where very little people had
attacked very big people in the organisation.
- Ms
Savage also indicated that there was no evidence of the fact that Dr Fredericks
and Dr Camaris did not get long until she interviewed
Dr Camaris. Her
performance reviews of Dr Fredericks were very positive.
- Ms
Savage said she put the issue about rostering favouritism to one side and it was
her intention to refer those operational issues
back to the Director to deal
with.
- Ms
Savage acknowledged that the letter of 5 December from Mr Clout to Dr
Samaraweera did not have attached to it the Investigation
Report. That was an
administrative oversight. She was subsequently advised by Ms Lorger, the Office
Manager/Executive Assistant to
A/Prof Wilson, that Dr Samaraweera was sent the
Investigation Report on 8 December 2009.
- Ms
Savage believed that the NSW Health Policy Directive PD2005_225 and the
SESIAHS's Disciplinary Policy Directive , when properly interpreted,
provided that Dr Samaraweera had a right to request additional information. At
no stage did Dr Samaraweera
or her industrial adviser approach Ms Savage seeking
to exercise that right to seek additional information. Had she been approached
for additional information, such as interview transcripts, they would have been
provided. She did not believe that those sections
of the Policies were intended
to cover internal briefings to the decision maker.
- Ms
Savage also denied that the Policy was contravened by not providing Dr
Samaraweera with the file notes made by A/Prof Wilson or
her own file notes.
These file notes were not provided to Mr Clout the decision maker and therefore
fell outside of the range of
information "... taken into consideration by the
decision maker..." as outlined in the Policy.
- Ms
Savage did not believe that the investigation process was skewed in favour of Dr
Fredericks and against Dr Samaraweera and believed
that it was conducted in an
impartial manner.
- Mr
Clout outlined his knowledge of the events leading up to the termination of Dr
Samaraweera based on his own knowledge and a review
of the records.
- He
could not recall that there was a separate investigation into allegations by Dr
Fredericks against Dr Camaris but accepted that
it was evident that that had
occurred.
- In
addition to the documents that he had seen, Mr Clout said he had also spoken to
A/Prof Wilson who indicated to him that there had
been an incident and had
actually sought his advice as to whether or not the process of referring it
Margaret Savage was the correct
process. He indicated that there had been an
allegation of pushing and shoving and an allegation of hitting with a tray. It
was Mr
Clout's best recollection that there had been allegations both ways but
not the detail. He told A/Prof Wilson that he should discuss
the matter with Ms
Savage who would ensure that an appropriate process was put in place.
- He
left it up to A/Prof and Ms Savage to establish a proper investigation process
because it was possible that he could be the decision
maker and his objective at
that point in time was to allow the appropriate people to look after it.
- He
became aware that there was one investigation and not two when he read Ms
Savage's report. It did not strike him as odd that he
had not received a report
into any investigation into Dr Samaraweera's allegations against Dr Fredericks
in circumstances where he
knew there had been allegations both ways.
- He
subsequently became aware that there had been a discussion between Dr
Samaraweera and A/Prof Wilson who had made comments in relation
to the
allegations that she had made concerning Dr Fredericks. He said that he either
read this or gleaned that in discussions with
Ms Savage. What he understood was
that A/Prof Wilson had indicated that he considered the allegation by Dr
Samaraweera against Dr
Fredericks was a matter that didn't need to proceed to be
investigated because Dr Fredericks had resigned.
- Mr
Clout said he disagreed with this view but did not go back to Ms Savage and tell
her she needed to conduct an investigation into
the allegations by Dr
Samaraweera against Dr Fredericks.
- He
went on to say that:
What I believed was that the information I then had in front of me, had
comprehensively covered the issues and incidences that had
occurred in the
interplay of the incident and that I was in a position to make a judgement as to
whether or not - being [ ] as I
was at the time that Professor Wilson's view was
incorrect, I was in a position to come to a conclusions as to whether or not
there
was sufficient evidence to determine on the balance of probability whether
or not that incident occurred.
- He
said that he disagreed with the reasoning of A/Prof Wilson in relation to it not
being necessary to have matters that are alleged
either way in a fracas
investigated, but at that point in time he had concluded that the issue around
the pushing and shoving had
been comprehensively covered and he was not of the
view that there was sufficient evidence for him to rely upon that particular
component
either in relation to the allegation by Dr Fredericks in relation to
pushing and shove it in the corridor, or by Dr Samaraweera in
relation to Dr
Fredericks.
- Mr
Clout agreed that as the Chief Executive it was within his power and authority
to have said that he disagreed with the view that
it was inappropriate to
investigate the allegation by Dr Samaraweera against Dr Fredericks and that such
an investigation should
take place. He did not agree that that was what he
should have done. He did not get involved in the actual running of an
investigation
and it would be inappropriate if he did, because he could be the
decision maker.
- He
went on to say that the position he got to when he became aware of that, was
that he needed to make an assessment of whether or
not the investigation that
had occurred had allowed the parties to put the views that they had and also had
an opportunity to have
information about what the incident was and be satisfied
that the process that had been put in place had allowed both parties to
have the
views that they had in relation those matters covered and dealt with. The
conclusion he came to was that it was the same
incident. The parties had the
opportunity, and indeed had put their views as to what they believed had
happened, and the one investigation
had covered all of those material facts and
had given the parties involved the opportunities they would have got if he had
been told
that there had been two separate investigations covering exactly the
same matters, talking to exactly the same people and giving
the people exactly
the same rights. The view he came to was that it was. If he had concluded at
that point that it hadn't, then he
would have said that he didn't believe that
all of the matters, including the allegation that Dr Samaraweera had made
against Dr
Fredericks, had been properly covered and therefore they needed to be
investigated in addition to those matters that he had in front
of him.
- He
did not know whether Ms Savage, during the process of the interviews, had told
the witnesses that there had been allegations both
ways. What he was sure about
was that people are made aware of the incident that had occurred, and were made
aware that Dr Fredericks
and Dr Samaraweera were in an incident where there were
allegations of bumping, pushing and shoving and hitting with a tray.
- His
understanding of what had been indicated to the witnesses was that there had
been allegations made by Dr Fredericks against Dr
Samaraweera and that those
were the matters that were the subject of the investigation.
- Mr
Clout went on to say that he was not sure whether he would have been concerned
had he known that Ms Savage was saying to witnesses
that she was investigating
Dr Fredericks' allegations against Dr Samaraweera but not the other way round.
He may have been, if he
had been specifically told that Ms Savage was saying
that there weren't views and counter views either way as to whether they'd
formed
the formal allegations or not. What he was clear about was that everyone
was aware that there was an incident involving two people
and that the incident
and the views being put, and the allegations being put, were the subject of the
investigation.
- He
said that the information that was put in the Report clearly indicated that
there were allegations put as to 'so-and-so said such
and such', and 'so-and-so
said such and such'. The assertions were that one party said they were bumped,
and the other party said
that they were pushed up against the wall. He was
satisfied that the relevant parties that needed to be asked questions and answer
questions were made aware of the incident that was being investigated and the
parties that were involved.
- The
material in Ms Savage's Report was sufficient for him to be able to conclude
that the appropriate matters had been put and that
those were an accurate
reflection of what people said. He was sure that he would have read the
transcripts. The reason he could recall
that was that he was most interested in
whether or not there was sufficient evidence from the investigations that had
occurred to
be confident that the actual striking had occurred. He wanted to get
an indication for himself of the information that had been said,
and whether or
not there was sufficient evidence to conclude in relation to the bumping and the
pushing and shoving in the corridor
on the one hand, and the second, the actual
striking of the tray.
- Mr
Clout indicated that with the benefit of hindsight it might have been better,
easier and cleaner, if it had been clearly stated
that there were two sets of
allegations, that they were separate and they stood there as separate
allegations. But he said that even
if that had been the case the fact was there
would have been an investigation which would have canvassed both sets of
allegations
and he needed to be satisfied before he issued any final letter or
came to any final decision that those matters had been canvassed
and the rights
that were necessary to be provided to both parties involved had been given. He
considered those matters and concluded
that they had.
- He
considered that it might have been better procedurally because it wouldn't have
raised issues of this nature at this juncture (that
is at the hearing). He went
on to say that it was important for him to consider, and he did, whether or not
it was necessary for
him to stop at a point in time and ask for a supplementary
process to be put in place and make a judgement about whether or not that
would
make any difference to the information necessary to make decisions on the rights
of the parties involved. He said it may have
been more "prudent", but did not
agree that it would have been "far preferable" for the reasons he had
articulated.
- Mr
Clout also agreed that at the time he made his decision he was aware that Dr
Sugo said she was sitting in her office and said she
thought she heard Dr
Samaraweera say "don't punch me". The decision he made was that he was not
satisfied that there was sufficient
evidence either way for him to conclude, in
relation to the initial bumping, pushing and shoving, that there was enough
evidence
for him to draw conclusions either way as to whether it happened or
what happened. He did not base his decision on the basis of that
component of
the incident.
- He
agreed that his decision to dismiss Dr Samaraweera was based on him being
satisfied of the allegation that she had hit Dr Fredericks
with the tray. He
didn't need to be satisfied that it was over the head.
- Mr
Clout acknowledged that Ms Savage in her Report made a finding that the
allegation that Dr Samaraweera punched Dr Fredericks at
least eight times was
sustained. He said he believed there was insufficient evidence on the
information that he had to sustain that
component of the Report and therefore he
did not rely on it.
- In
response generally to claims made on behalf of Dr Samaraweera as to procedural
unfairness, Mr Clout indicated that she was provided
with an opportunity to
provide a submission to be taken into account in relation to the proposed
findings and recommendations of
Ms Savage's Report consistent with the NSW
Health Policy Directive. He denied that the words "inclined to accept" in his
letter of
5 December 2009 constituted a denial of procedural fairness. The
purpose of the letter was to provide Dr Samaraweera with an opportunity
to
comment on the findings and recommendations. The letter afforded her procedural
fairness by allowing her the opportunity to respond
so that he could take that
response into account before he made his decision.
- ASMOF
subsequently responded on Dr Samaraweera's behalf on 10 December 2009 and he
carefully considered those submissions before making
a decision to terminate her
employment. He did not take such decisions lightly.
- Mr
Clout agreed that after he received the response from ASMOF he asked Ms Savage
to re-interview Dr Edwards. At that point in time,
having considered the
material that was before him, he was not confident or prepared to accept that
there was sufficient evidence
in relation to the bumping, the pushing, the
shoving, or the allegations of punching in the corridor and therefore the
critical issue
for him was whether or not there was sufficient evidence to
sustain the view that the hitting of the tray that was alleged had occurred.
He
put to Ms Savage that it seemed to him that it was unclear and it was necessary
to put that proposition to Dr Edwards and get
her response as to whether or not
she actually saw the incident occurring and that's what he asked Ms Savage to
do.
- He
was not 100% sure, whether he read the second record of interview Ms Savage
conducted with Dr Edwards (but thought he did) but
he knew that the particular
question that he put was answered in the further information provided to him. He
was satisfied that the
information he had in front of him indicated that there
was corroboration of the fact that Dr Samaraweera hit Dr Fredericks with
the
tray.
- Mr
Clout was asked whether he was aware that at the time he decided to dismiss Dr
Samaraweera that Dr Edwards had said she did not
actually see Dr Fredericks hit
Dr Samaraweera with a tray. He indicated that he was, and that he was also aware
that she had indicated
in some considerable detail what she did see, what she
heard and what she observed.
- Mr
Clout said he was also aware of the fact that, taken with the information
provided on the evidence, that there was actual injury
and he was satisfied
there was corroborating evidence of the fact that the incident had occurred and
that Dr Samaraweera had hit
Dr Fredericks with a tray which was a critical issue
for him.
- As
he recalled it, Dr Edwards did not see the absolute moment of contact but she
did see that which led up to it and she did see and
hear what occurred. She did
see the injuries and from his point of view that was collaboration of the fact
that the incident occurred
and in fact that Dr Samaraweera had struck Dr
Fredericks with the tray.
- Mr
Clout could not recall the details of those persons who said they did not see Dr
Edwards in the corridor nor the details of what
Dr Edwards said she heard Dr
Samaraweera say.
- Mr
Clout agreed that he formed the view that the injuries Dr Fredericks sustained
to her arm and hand were consistent with her being
hit with a tray by Dr
Samaraweera and that was his sole reasoning in finding the allegations sustain.
- The
following exchange then took place:
Q. Did it occur to you that the injuries Dr Fredericks sustained to her
forearm and hand were equally consistent with Dr Samaraweera's
version of
events, namely that Dr Fredericks had used her forearm and hand to try and punch
Dr Samaraweera, Dr Samaraweera was holding
the tray in front of her to defend
herself, and Dr Fredericks hit the tray in front of Dr Samaraweera, at which
time it broke?
A. Of course I was aware that that was the counter version.
Q. And did you consider that the injuries to Dr Fredericks' forearm and hand
were consistent with Dr Samaraweera's version of events?
A. Yes, I did consider that.
Q. Did you consider that they were equally consistent?
A. No.
Q. What aspect of the injury do you say led you to believe that Dr
Fredericks' version of events was to be preferred over Dr Samaraweera's?
A. Okay, that's a fair question, and the answer to it is simple. If I were
thrusting forward and looking to hit someone with my fist,
it is highly unlikely
that I would injury my elbow or my lower forearm, because I would be coming down
like that. If, on the other
hand, I was like this, I would get injuries in both
places. I did consider that and I preferred one version over the other on the
basis of the information I had available to me, including the evidence of Dr
Edwards.
Q. What you've just told us assumes that Dr Fredericks, if my client is
correct, was using her fist to come forward on its own and
not using her fist
and forearm at the same time. That is right, isn't it?
A. I think you've said what I just said.
Q. I'm just making sure I'm clear that I understand what you're saying.
A. There is no question in relation to this matter that I considered both of
those, because they were both in front of me to consider,
they were the two
version that were put. And on the basis of the information and the evidence I
had, I took the decision that one
was consistent and one was not.
Q. So if my client is correct in saying that Dr Fredericks, when she punched
her, used her forearm and her hand at the same time,
your theory about the
inconsistency of injuries is out the window, isn't it?
A. I'm confused, if I may, you've changed the question again. You've used the
word "punched her", as opposed to "hit the tray". Which
do you want me to
answer?
Q. Please don't suggest I've changed questions, I'm putting a question to
you.
A. Which one?
Q. The last one I asked.
A. Okay. Then the answer is, I have not stated at any point in time that I
took a consideration in relation to Dr Fredericks punching
Dr Samaraweera at the
time of the tray breaking and the tray incident.
Q. I put this question to you. If my client is correct and your assertion
that when Dr Fredericks tried to hit her, used her fist
and forearm at the same
time, then your theory about the consistency of injuries against the actions is
blown out the window, isn't
it?
A. No.
Q. So you say that if Dr Fredericks in fact did use her forearm and fist to
try and hit my client and hit the tray in doing so, you
say that that version of
events is still inconsistent with the injuries that Dr Fredericks suffered to
her hand and forearm?
A. Well
Q. Do you?
A. No, because
- Mr
Clout was asked whether in his decision-making he took into account the
inconsistency in the evidence between the action Dr Edwards
said she saw Dr
Samaraweera use (bent elbow swatting motion to try and hit Dr Fredericks with
the tray 2 or 3 times) and what Dr
Fredericks said she used (straight cricket
bowl action, tried to hit her once and in doing so the tray broke). He indicated
that
at the time he had the information in front of him and whether or not he
was aware of that he was not sure, what he was concerned
with was whether or not
striking occurred. He had strong recollection of the information in relation to
the "flailing and hitting"
from Dr Edwards' information. He didn't have a clear
recollection of what Dr Fredericks said the motion was.
- He
did not recall there being any inconsistencies between what Dr Edwards said she
saw and what Dr Fredericks said she saw happen
in relation to the striking. In
considering any inconsistency about the breaking of the tray he considered that
striking and breaking,
as far as he was concerned, were two parts of the same
thing.
- He
did not have any regard in making his findings to the fact that Dr Fredericks
was about 5 foot 9 and Dr Samaraweera about 5 foot
2.
- Mr
Clout acknowledged that he was aware of Dr Crouch having a previous experience
with Dr Fredericks when she had been angry and aggressive
and also aware of the
events leading up to the incident on 3 September 2009 but said that those issues
did not help him conclude
whether or not there had been any striking by an
employee of another employee. At the end of the day that was a matter that was
pivotal
to him and that was the matter that he considered to be of a serious
enough nature to take the decision he took. Those issues didn't
change how
people reacted and what they did. It was background information that might
explain how people feel and might explain what
they say to each other but could
not help him determine whether or not someone hit someone or not.
- Mr
Clout also acknowledged that to an administrative error Ms Savage's Report, that
was supposed to be attached to his 5 December
letter to Dr Samaraweera was not
provided uhtil three days later, and that his letter gave her seven days to
respond to what was
proposed. He did not tell Dr Samaraweera or her
representative that she could have more time to respond because of the late
provision
of the Report as he assumed that being represented by the Association,
(as being involved in these matters), if they had required
more time then they
would have sought that, and if they had, in all likelihood he would have granted
it.
- Mr
Clout considered that Dr Samaraweera's breaches of the Code of Conduct "to be
wilful and so serious" as to want termination. Given
the severity of the
allegations and the outcome of the investigation he considered that it was
appropriate that she be permanently
removed from the workplace. He took violence
in the workplace seriously and believed termination was the appropriate penalty
and
was proportionate having regard to the severity of the breaches of Code of
Conduct involved.
Remedy sought
- Dr
Samaraweera sought reinstatement and said that she had an excellent relationship
with Dr Camaris and Dr Bullpitt and had no problems
working with any other staff
in the Unit. She did not have any animosity towards Dr Edwards or any other
staff, and would be willing
to work with Dr Edwards and all other staff in the
Unit if she were reinstated.
- Dr
Samaraweera acknowledged that following her termination she was advised that the
Medical Board had been notified of her situation
and they subsequently advised
her that they were not going to take any further action and that no action had
been taken by the Medical
Board with regard to her rights or capacity to
practice.
- She
also acknowledged that the issue of the Service Check Register had not been
tested by her and she had not applied for any alternative
positions because she
had formed the view that she would be unsuccessful because of the Service Check
Register. She agreed that there
was a shortage of qualified and experienced
anatomical pathologists in the Sydney area and that there were jobs available,
but indicated
that she wanted her former position.
- Dr
Camaris indicated that the Unit was currently understaffed to the equivalent of
2.5 full-time positions. She had employed two part-time
staff specialists which
would be the equivalent of 1.5 full-time positions and those Staff Specialists
were due to commence employment
at the end of May and September respectively,
but even with those appointments the Unit would still be understaffed by the
equivalent
of one full-time position.
- She
saw no issues arising in the Unit if Dr Samaraweera were to be reinstated to her
position. In her opinion Dr Samaraweera was well
liked by her colleagues, Dr
Fredericks was no longer an employee and both Dr Samaraweera and Dr Edwards
worked part-time and they
could easily be rostered to work without any overlap.
- The
only Staff Specialist who expressed concern with working with Dr Samaraweera
should she be reinstated was Dr Edwards.
- Mr
Clout believed that reinstatement of Dr Samaraweera was impracticable. He
considered that the employment relationship had irretrievably
broken down and
could not be re-established and that he could not have Dr Samaraweera employed
again as a Staff Specialist within
the SESIAHS because of her conduct. He no
longer had the necessary trust and confidence that she could operate in the
workplace in
a professional and respectful manner towards colleagues. It was his
responsibility to ensure the health and safety of all staff and
not expose them
to situations of risk and he was concerned that reinstatement of Dr Samaraweera
it would compromise a safe workplace.
- Mr
Clout said that he had not sought Dr Camaris' views about the prospect of Dr
Samaraweera being reinstated because it was not a
decision for her, it was a
decision for him; nor had he had a discussion with anyone else in the Unit about
whether they would be
prepared to work with Dr Samaraweera were she to be
reinstated.
Submissions on behalf of the Applicant
- Mr
Saunders , on behalf of Dr Samaraweeera, made oral submissions
supplementing the extensive written submissions as filed (Exhibit 43) and in
doing so took the Commission in some detail to relevant extracts of the
transcript in support of those submissions.
- It
was submitted that the evidence that was available to SESIAHS and put forward in
these proceedings, was incapable of properly satisfying
a reasonable employer,
or the Commission, that Dr Ssamaraweeera hit Dr Fredericks with a tray or of
otherwise justifying her dismissal.
The findings against her by SESIAHS could
not fairly stand, and she must therefore be reinstated to her former position by
Order
pursuant to s.89(1) of the Act.
- It
was submitted that four issues arose for consideration by the Commission in this
matter:
1. Had the conduct alleged against Dr Samaraweera been proven? If not, there
was no valid reason for the termination.
2. If the conduct (or any part of it) had been proven, did the seriousness of
the conduct justify the termination of Dr Samaraweera's
employment?
3. Was Dr Samaraweera afforded procedural fairness?
4. Was the termination of Dr Samaraweera's employment harsh, unjust or
unreasonable?
- The
onus was on an applicant to establish that a dismissal was harsh, unjust or
unreasonable. However, the onus of proving an allegation
of misconduct leading
to termination of employment was on the party alleging misconduct, regardless of
whether the dismissal was
summary, or by notice, or by payment in lieu of
notice, ( see Pastrycooks Employees, Biscuit Makers Employees &
Flour and Sugar Goods Workers Union (NSW) v Gartrell White (No 3) (1990) 35
IR 70; Franklins Ltd v Webb (1997) 72 IR 257 and Inspector Vince
Castro v Supreme Poultry & Chickens Pty Ltd & Anor [2005] NSWIRComm
386).
- It
was now well established that where a termination of employment was for reasons
related to conduct, the relevant test was not whether
the employer believed on
reasonable grounds after sufficient enquiry that the employee was guilty of the
conduct that resulted in
the termination. Rather, where a dismissal was based on
reasons related to conduct, the Commission was required to determine for
itself,
on the evidence before it, whether or not the alleged conduct occurred, (see
Caspanello v Telstra Corporation (PR922915) Williams SDP, Lacey
SDP and Simmonds C, 27 September 2002 and Australian Meat Holdings
Pty Ltd v McLauchlan (1998) 84 IR 1).
- SESIAHS
had conducted both its 'investigation' into the allegations against Dr
Samaraweera, and these proceedings, as though the question
was whether she did,
or did not, misconduct herself as alleged. In practice this seemed to cast an
onus of disproving the latter
proposition on Dr Samaraweera. This approach was
wrong and the error that it embodied fatally infected the investigation and
decision-making
process and the case of SESIAHS in these proceedings. Dr
Samaraweera bore no legal or evidentiary burden on any issue.
- The
standard of proof required was the balance of probabilities. However strict
proof and the highest and most stringent degree of
satisfaction were properly
required before the Commission could properly be satisfied that the allegations
against Dr Samaraweera
had been made out, (see Briginshaw v Briginshaw
[1938] HCA 34; (1938) 60 CLR 336; Wang v Crestell Industries Pty Ltd (1997) 73 IR
454; Franklins v Webb ; Bounouar v The Spanish Club Ltd (1998) 94
IR 166; Transport Industries Insurance Co v Longmuir (1997) 1 VR 125;
Neat Holdings Pty Ltd v Karajan Holdings Pty Ltd [1992] HCA 66; (1992) 67 ALJR 170; G
v H [1994] HCA 48; (1994) 181 CLR 387; In re H. and Others (Minors) [1996]AC 563;
and Whitlam v Australian Securities and Investment Commission [2003] NSWCA 183; (2003) 199
ALR 674).
- Reliance
was also placed on s.140 of the Evidence Act which now reflected the
common law position.
- This
Commission had also applied the Briginshaw test in unfair dismissal
cases, (see Four Sons Pty Ltd v Limsiripothong [2000] NSWIRComm 38; (2000) 98 IR 1; Coles
Myer Ltd v Shop, Distributive and Allied Employees Association (1989) 27 IR
299 and Bigg v NSW Police Service (1998) 80 IR 434.)
- The
nature, gravity and consequences of the allegation and finding that SESIAHS had
made against the Dr Samaraweera were obvious.
She had been placed on the
State-wide Service Check Register. The Commission was then taken in some detail
to the relevant provisions
of the Service Check document.
- The
only way in which SESIAHS will remove the Dr Samaraweera's name from the Service
Check Register is if the Commission makes a finding
in the her favour in these
proceedings. Given that any other Area Health Service in NSW must check the
Service Check Register and
must contact SESIAHS to find out details about the
'substantiated investigation finding' made against Dr Samaraweera before that
Area Health Service could make an offer of employment to her, it was highly
unlikely that she would be able to obtain alternative
employment in an Area
Health Service anywhere in NSW. Accordingly, Dr Samaraweera's career as a
specialist pathologist, particularly
within the NSW Area Health Services, was at
stake in these proceedings.
- It
was submitted that Briginshaw required that the allegation could not be
sustained unless the Commission was actually persuaded by strict proof that it
could be
satisfied to the highest degree as to the existence of the conduct
alleged. The Commission ought not to be satisfied that the allegation
against
the Dr Samaraweera had been established unless the preponderance of evidence was
so substantial as to establish it clearly
(see Helton v Allen [1940] HCA 20; (1940) 63
CLR 691).
- It
was submitted that there was no escaping the conclusion that the allegation put
forward by SESIAHS involved such a degree of "moral
turpitude and delinquency"
that, if made out, it would attract substantially the same degree of "opprobrium
and ruin" as many charges
of "criminal" conduct involving medical practitioners.
Therefore for practical considerations, these allegations should be judged
in
the same way as allegations of criminal conduct.
- It
was accepted that this did not derogate from the application of the civil
standard of proof. However, the nature and seriousness
of the allegations made
against Dr Samaraweera required strictness of proof, and clear and cogent
satisfaction, to the highest degree.
- The
conclusion that this was the correct test in this case was confirmed when the
allegation that SESIAHS had made against Dr Samaraweera
was compared with other
matters to which the Briginshaw test has been applied. The Commission was
then taken to the following cases and examples:
Briginshaw - allegations of adultery,
Bhandari v Advocate's Committee [1956] 1 WLR 1442 - allegations of
professional misconduct,
Marsden v Amalgamated Television Services Pty Ltd [2002]NSWCA 419 -
allegations of sexual misconduct in a defamation suit.
Barten v Williams (1978) 20 ACTR 10 - allegations that might result in
the cancellation of a builder's licence, because of the effect that that might
have on the builder's
capacity to earn his livelihood in that occupation.
Wilcox v Sing [1982] 2 Qd R 66 - the question of whether a
medical practitioner had been negligent, because a charge of such a character
put his reputation and earning
capacity at risk.
- It
was submitted that if, as the courts had held in the cases above, that the
highest standard of proof and satisfaction was called
for, then there could be
no doubt that it was also required in this case.
- It
was also relevant, in applying Briginshaw and Neat Holdings, to
take into account the inherent improbability of the allegations that had been
made. The allegation made against Dr Samaraweera
was inherently improbable,
namely, that Dr Samaraweera, a calm and pleasant specialist pathologist with a
perfect 11 year employment
record with SESIAHS, would, for no reason and with no
provocation, try to hit Dr Fredericks, a person who had already given her notice
of resignation and was leaving her employment, over the head with a plastic
tray.
- It
was also submitted that whether or not misconduct on the part of an employee
warranted their summary dismissal was a question of
whether that conduct had
been so inconsistent with the employee's duties under the employment contract
that it struck down any reasonable
suggestion that the employer/employee
relationship could be continued into the future, (see Pastrycooks ;
North v Television Corporation Ltd (1976) 11 ALR 599 and Concut Pty
Ltd v Worrell and Anor [2000] HCA 64; (2000) 103 IR 160).
- In
relation to the allegations against Dr Samaraweera it was submitted that Mr
Clout, the decision maker in determining whether they
were sustained and what,
if any action, should be taken as a consequence, gave evidence in cross
examination that he disagreed with
Ms Savage's finding that the allegation of
punching Dr Fredericks was sustained. He decided that there was not sufficient
evidence
for him to be satisfied that she had punched Dr Fredericks. This was
the first time Dr Samaraweera or her representatives became
aware of this
determination. In Mr Clout's 5 December 2009 letter he stated that he was
inclined to accept Ms Savage's "findings
and recommendations" but made no
mention of his decision not to accept the finding concerning the punching. He
also made no mention
of his decision not to accept this finding in the
termination letter of 5 February 2010.
- The
Commission was taken to the Respondent's Reply filed on 24 March 2010, where it
was indicated that one of the reasons it was believed
the dismissal was not
harsh, unreasonable or unjust was that:
On 3 September 2009, Dr Samaraweera attempted to physically hit Dr Susan
Fredericks with her hands in the corridor of her workplace
at Prince of Wales
Hospital, SEALS Pathology Service.
- The
case on behalf of Dr Samaraweera was prepared and run on the basis of this
assertion and in the absence of any indication by Mr
Clout that he had decided
not to rely upon the allegation that Dr Samaraweera had punched Dr Fredericks.
This finding was relied
upon by SESIAHS to justify her dismissal.
- It
was submitted that by failing to inform Dr Samaraweera that SESIAHS was not
relying upon the allegation that she had punched Dr
Fredericks, she was not
provided with an accurate description of the reason(s) for the decision to
terminate her employment. The
failure in this regard was a relevant factor for
the Commission to have regard to in accordance with s.88(a) of the Act.
- Mr
Clout's evidence was that he formed the view, having received Ms Savage's first
report and ASMOF's response, that there was insufficient
evidence for him to
make a decision as to whether the second allegation of hitting Dr Fredericks
with a black plastic filing tray,
was made out. He told Ms Savage that he wanted
to know, in order to make his decision, whether Dr Edwards actually saw the
Applicant
hit Dr Fredericks with the tray. He was informed by Ms Savage,
following her second interview with Dr Edwards, that Dr Edwards had
not actually
seen Dr Samaraweera hit Dr Fredericks with the tray.
- It
was submitted that having been informed that the one fact about which he
required clarification could not be established following
a second interview
with Dr Edwards, the only option available to Mr Clout, had he been acting
properly, was for him to determine
that the allegation that Dr Samaraweera hit
Dr Fredericks with the tray was not proven to the requisite standard.
- Further,
notwithstanding the concern he expressed to Ms Savage about Dr Edwards' account
of what she had seen, Mr Clout put to one
side the fact that Dr Edwards did not
see Dr Samaraweera hit Dr Fredericks with a tray and instead determined the
allegation on the
basis that, according to him, the injuries to Dr Fredericks'
hand, forearm and elbow, as shown in the photos, were more consistent
with Dr
Fredericks' assertion that she had been hit with the tray when using her arm in
a defensive position than the Dr Samaraweera's
assertion that Dr Fredericks'
injuries to her hand, forearm and elbow were caused when Dr Fredericks hit the
tray that she had been
holding in front of herself as a defensive shield. That
was Mr Clout's sole reason for making his determination that Dr Samaraweera
had
hit Dr Fredericks with the tray.
- It
was submitted that no evidence had been put forward to the effect that Mr Clout
had any medical or forensic expertise. Accordingly,
it must be found that Mr
Clout was a lay person on the question of assessing the cause of injuries to a
hand, forearm and elbow.
It then followed that Dr Samaraweera's employment was
terminated on the basis of an assessment by a lay person as to the most likely
cause of injuries to Dr Fredericks' hand, forearm and elbow.
- When
regard was had to the Briginshaw test, there could be no doubt that the
evidence relied upon by SESIAHS was nowhere near sufficient to justify a finding
that Dr Samaraweera
hit Dr Fredericks with a plastic tray or that her employment
ought be terminated. Having regard to the consequences of such a finding
appearing on Dr Samaraweera's (a specialist pathologist) record, being dismissed
from an Area Health Service and being placed on
the Service Check Register, it
was inappropriate in accordance with Briginshaw for her career to be
ruined on such flimsy evidence and speculation by an unqualified man such as Mr
Clout.
- It
was further submitted that Mr Clout, the decision maker, did not have regard to
the following:
1) Inconsistencies in the accounts given by Dr
Fredericks and Dr Edwards in making his finding that Dr Samaraweera hit Dr
Fredericks
with a tray those inconsistencies being:
Dr Edwards was not seen in the corridor by any witness.
Dr Edwards account of how Dr Samaraweera left the Unit compared with other
witnesses' accounts.
Dr Edwards told Ms Savage several times she was standing in the corridor
outside her office but in cross examination asserted she
was in the doorway of
her office.
Dr Edwards' account of Dr Samaraweera's actions with the tray (bent arm,
swatting motion 2 or 3 times) compared with Dr Fredericks'
account (cricket bowl
action, once).
Dr Edwards did not see the tray break, whereas Dr Fredericks said it broke on
impact.
Dr Edwards saying Dr Samaraweera turned round to face her yet Dr Samaraweera
did not see her, and Dr Edwards explanation for this
to Ms Savage.
2) Any of the events leading up to the incident on 3 September which were
relevant to who was likely to be the aggressor or why one
person snapped as
follows:
The heated argument between Dr Bullpit and Dr Fredericks on 31 August, and
assertion that Dr Fredericks called Dr Bullpit a "disgusting
little man" and
slammed a door in his face.
Dr Fredericks believed Dr Samaraweera was instrumental in this argument.
Dr Fredericks felt angry and hurt that she had been excluded from a senior
staff meeting by Dr Camaris on Thursday 27 August 2009,
4 days after submitting
her resignation and one week prior to the incident on 3 September.
Past angry and aggressive behaviour shown by Dr Fredericks particularly to Dr
Crouch and Dr Bullpit.
Dr Samaraweera was described by long term co-workers as a very calm and
pleasant girl, for whom an act of violence would be totally
out of character.
Dr Samaraweera is 5'2" and Dr Fredericks is 5'9" and it was unlikely that a
much smaller person would pick a fight with a much larger
person.
Dr Fredericks had submitted her resignation 2 weeks earlier and as a result
had less to lose by being involved in a fight.
Dr Fredericks and Dr Camaris did not get along, the working relationship had
deteriorated to such an extent that Dr Fredericks could
not continue working
her.
Dr Fredericks believed that Dr Camaris showed favouritism towards Dr
Samaraweera in allocation of a lighter workload than the other
specialist
pathologists.
3) Dr Samaraweera was not upset or in conflict with Dr Fredericks. Therefore
there was no rational basis for such a long serving employee,
with an excellent
employment record, no prior history of angry or aggressive behaviour to attack
Dr Fredericks without provocation.
- It
was submitted that in view of Mr Clout expressly disavowing any reliance upon
the allegation that Dr Samaraweera had punched Dr
Fredericks in deciding whether
to dismiss her, it was not open to SESIAHS in these proceedings to now rely on
that allegation to
justify its decision to dismiss Dr Samaraweera.
- However
it was submitted that the punching allegations were relevant in the following
ways:
- The
determination of the punching allegations impacted on the credibility of both Dr
Fredericks and Dr Samaraweera.
- If it was found
that Dr Fredericks punched, or at least pushed, Dr Samaraweera then that finding
was significant in explaining what
then happened concerning the breaking of the
tray.
- If it was found
that Dr Fredericks punched Dr Samaraweera that was consistent with her assertion
that the tray broke when Dr Fredericks
used her elbow, forearm and fist to
attempt to hit her whilst she was holding the tray in front of her as a shield.
- Dr Fredericks'
injuries to her elbow, forearm and fist were consistent with Dr Samaraweera's
assertions
- In the absence
of expert evidence on the issue, the injuries to Dr Fredericks' elbow, forearm
and fist were equally consistent with
both doctors' versions of events.
- If it was found
that, contrary to these submissions, that Dr Samaraweera used the tray to hit,
or attempt to hit, Dr Fredericks, then
she did so after being punched by Dr
Fredericks, in which case Dr Fredericks' conduct in provoking the response was
highly relevant.
- The
evidence as to the punching allegations was detailed and summarised as follows:
- Nobody saw
punches being thrown by either Dr Fredericks or Dr Samaraweera.
- Two witnesses,
Dr Sugo and Dr Edwards, heard relevant words spoken by Dr Samaraweera about
punching
- Dr Sugo's
evidence about what she heard Dr Fredericks say was consistent with Dr
Fredericks punching Dr Samaraweera and then justifying
her conduct by telling
her, in effect, that she was obtaining revenge for what she "done to her
before", namely being instrumental
in the heated argument with Dr Bullpitt 3
days earlier.
- It
was submitted that Dr Samaraweera had provided contemporaneous photographs to
support her assertion that she sustained bruising
to her upper right arm as a
result of being punched by Dr Fredericks. Further, contrary to SESIAHS'
assertions, the bruise on Dr
Fredericks' upper right arm did not establish that
she was punched by Dr Samaraweera. If that bruise was caused on 3 September
2009,
it most likely arose as a result of Dr Fredericks ramming Dr Samaraweera
into the wall of the corridor or, (according to Dr Fredericks'
version) when
they bumped into one another as they walked past each other in the corridor and
Dr Samaraweera.
- It
was further submitted that:
- In view of Dr
Samaraweera being right handed, if Dr Fredericks' version of events was true and
Dr Samaraweera punched her 3 or 4 times
with her right fist and 3 or 4 times
with her (weaker) left fist, it was most unlikely that the only bruise suffered
by Dr Fredericks
on her upper arm, from punching, was on her right upper arm (ie
from a left handed punch).
- Dr Fredericks'
evidence was that Dr Samaraweera's first punch was with her left hand. It made
no sense for a right handed person to
swing the first punch at someone with
their non-dominant hand. It would make even less sense for her to continue to
hold the tray
in her right hand whilst trying to punch Dr Fredericks with that
hand. Had she wished to punch Dr Fredericks, she would either have
dropped the
tray or placed it into her non-dominant (left) hand so that she could punch with
her right hand.
- The manner in
which Dr Fredericks demonstrated that Dr Samaraweera was carrying the tray when
she was walking towards Dr Fredericks
and how she was holding the tray when she
was punching did not ring true. In particular, she asserted that Dr Samaraweera
was carrying
the tray with the open end away from her body whilst walking
towards her, but was holding the open end towards her body at the time
she was
punching Dr Fredericks with her right hand. According to this assertion Dr
Samaraweera must have turned the tray around 180
degrees between the time when
she was carrying it in front of her and when she started punching Dr Fredericks.
- It would also be
very awkward and cumbersome to maintain hold of a tray whilst trying to punch
someone with the same fist.
- A/Prof Wilson's
file note of his discussion with Dr Fredericks on 3 September 2009 made no
mention of any alleged punching by Dr Samaraweera.
- The evidence of
both Dr Fredericks and Dr Camaris concerning Dr Fredericks' assertion to Dr
Camaris that she had witnessed Dr Samaraweera
strike her with a tray (denied by
Dr Camaris) made no mention of any complaint about punching or her witnessing
punching.
- The evidence of
both Dr Fredericks and Dr Crouch about what Dr Fredericks said to him also made
no mention of any complaint about
punching.
- It
was submitted that the evidence in relation to the punching allegations was
strongly supportive of Dr Samaraweera's allegation
that Dr Fredericks punched
her and did not support Dr Fredericks' allegation that it was Dr Samaraweera who
did the punching. A positive
finding should therefore be made that Dr Fredericks
punched Dr Samaraweera.
- In
relation to "ramming" as opposed to "bumping" in the corridor it was submitted
that Dr Samaraweera's evidence to what happened
when they passed each other in
the corridor, namely that Dr Fredericks rammed her into the wall, should be
preferred over Dr Fredericks'
assertion that the two doctors accidentally bumped
into one another and that bump just happened to ignite what took place
thereafter.
Such a finding was supported by the following:
- The inherent
improbability of such accidental bumping in light of the width of the corridor;
Dr Fredericks did not stop and apologise,
the usual course of action if there
was an accidental bumping; the heated argument between Dr Fredericks and Dr
Bullpitt on 31 August
in which she thought Dr Samaraweera was 'instrumental'; Dr
Fredericks remained in her office after that argument with the door closed
for
the next 2 days; the first time that Dr Fredericks saw Dr Samaraweera after this
was when she passed her in the corridor on 3
September and she just happened to
'bump' into her.
- Dr Samaraweera
was a far more credible witness when compared to Dr Fredericks giving direct and
honest answers in cross examination
and coming across as a truthful and reliable
witness. Dr Fredericks, on the other hand, gave evidence which did not ring true
in
many respects.
- It
was submitted that it was open to the Commission to make either of the following
findings in relation to Dr Edwards' assertion
that she witnessed the Dr
Samaraweera 'attempt' to hit Dr Fredericks with a tray:
- Firstly, Dr
Edwards' evidence should not be accepted because it was unreliable, or,
- Secondly, Dr
Edwards was mistaken as to what she saw during the period of about 10 seconds in
which she said that she witnessed the
incident.
- Mr
Saunders then took the Commission in some detail to the evidence
supporting the submission that Dr Edwards' evidence was unreliable and mistaken
and in doing so relevantly traversed her evidence, both written and oral,
changes in that evidence, conflicts with the evidence of
other witnesses, her
relationship with Dr Samaraweera, her interviews with Ms Savage and her
contemporaneous notes (with particular
reference to Dr Camaris in relation to
what she saw/did not see).
- It
was submitted that in light of the obviously difficult and distressing
circumstances that existed within the Unit on 3 September
2009, Dr Edwards'
memory of what she saw was, in part, her recollection of the images she saw when
she looked down the corridor and,
in part, what Dr Fredericks told her happened
immediately after the incident. That was precisely the way in which human memory
works,
particularly in an unusual and stressful environment.
- It
was submitted that if the Commission found that Dr Edwards gave truthful and
reliable evidence, then she was mistaken about what
she saw (with reference made
to those mistakes) and that what Dr Edwards really saw, if anything, was Dr
Samaraweera holding the
tray up in front of her and using it as a shield to
protect herself from Dr Fredericks' attack, and moving the tray from side to
side to intercept Dr Fredericks' punches.
- It
was further submitted that the one thing that was abundantly clear was that the
strength of Dr Edwards' evidence as to what she
allegedly saw on 3 September was
nowhere near sufficient to satisfy the standard of proof required under the
Briginshaw test to, in effect, destroy, or have a very significant
negative impact, upon Dr Samaraweera's career as a medical practitioner in
NSW.
- Mr
Saunders submitted that Dr Samaraweera had consistently given the same
account of what happened on 3 September 2009; to Dr Camaris and also
Dr Joshua
immediately after the event occurred; to A/Prof Wilson on the same day as the
event occurred; to Dr Bullpitt the next day;
and to Ms Savage on 27 October
2009. The Commission was relevantly referred to that evidence.
- Mr
S aunders also drew the Commission's attention to relevant evidence
concerning Dr Fredericks' personality and style (her earlier notice of
resignation;
slamming of doors, being abusive to other staff including Drs
Bullpitt, Crouch and Camaris; unhappy and angry at work; the argument
with Dr
Bullpitt, Dr Crouch's views and what he had observed in specific incidents
etc,).
- Mr
Saunders went on to contrast this evidence with the relevant evidence
concerning Dr Samaraweera's personality and style (placid, friendly,
co-operative, very calm, never aggressive or physically violent, a hard worker
and with a good rapport with co-workers, and good
working relationships with Drs
Camaris, Tobias, Sugo, Crouch, and Bullpitt as well as other staff etc,.)
- In
relation to Dr Fredericks' evidence it was submitted that she had maintained
throughout her interview with Ms Savage and her evidence
before the Commission
that Dr Camaris was in the corridor a few metres away from Dr Fredericks and Dr
Samaraweera and witnessed the
entire incident. Dr Camaris emphatically denied,
and had always denied, that allegation. Dr Fredericks expressly disavowed in
cross
examination the possibility that she made a mistake and in fact saw Dr
Edwards in the corridor rather than Dr Camaris. In light of
that denial and the
obvious close proximity between where Dr Fredericks was standing and Dr Camaris
was allegedly standing, it was
not open to the Commission to find, as Ms Savage
did, that Dr Fredericks was mistaken when she said that she saw Dr Camaris in
the
corridor and that she witnessed the entire incident. Accordingly, either Dr
Fredericks or Dr Camaris was lying.
- It
was submitted that Dr Camaris gave evidence in a direct and responsive way, came
across as a hard working Acting Director of the
Unit, was honest and reliable,
with no motive to lie and her evidence ought be accepted. Further Dr Camaris'
evidence was supported
by Dr Edwards' evidence that she saw Dr Camaris sitting
at her desk when she looked out her office door part way through the incident.
- It
was submitted that on the other hand, Dr Fredericks had already handed in notice
of her resignation; had less to lose by being
involved in a physical
altercation; had a dispute with Dr Camaris regarding her exclusion from a senior
staff meeting, had a dispute
with Dr Bullpitt on Monday, 31 August 2009, for
which she blamed Dr Samaraweera and whom she had not seen or spoken since that
Monday;
disliked Dr Camaris and did not get on with her and resented her
allegedly showing favouritism towards Dr Samaraweera.
- Mr
Saunders submitted that in assessing who out of Dr Fredericks and Dr
Samaraweera was a 'powderkeg' waiting to explode on 3 September 2009,
all the
objective facts pointed towards Dr Fredericks as being the instigator and
aggressor in the altercation that took place between
the two doctors. There was
no evidence that Dr Samaraweera disliked Dr Fredericks or had any reason to hit
her.
- It
was submitted that Dr Fredericks, on the other hand, blamed Dr Samaraweera for
her heated argument with Dr Bullpitt on 31 August
and viewed her as the
'teacher's pet', who received preferential treatment from Dr Camaris. Dr
Fredericks used the opportunity to
assault the Dr Samaraweera in order to get
back at Dr Camaris, who Dr Fredericks despised (as was evident from Dr
Fredericks' interview
with Ms Savage). Further Dr Fredericks resented Dr
Samaraweera doing mostly cytology work, which she believed was less time
consuming
work, notwithstanding that neither she nor Dr Cooke-Yarborough wanted
to do cytology work.
- It
was further submitted that Dr Fredericks' evidence that, notwithstanding her
obvious physical advantages (in terms of height and
athletic build), she said
nothing and did nothing during the time that she was allegedly being punched and
then hit with a tray was
simply unbelievable.
- It
was submitted that procedural fairness was a factor the Commission may take into
account when assessing whether a particular dismissal
could be characterised as
"harsh, unreasonable or unjust"- see Antonakopoulos v State Bank (1999)
91 IR 385. The Commission was also taken to the statutory basis for considering
procedural issues as found in s.88 of the Act.
- It
was submitted that a number of procedural issues arose in relation to the
dismissal of Dr Samaraweera.
Investigation of the Allegations
- There
should have been two investigations conducted in relation to the incidents on 3
September 2009; one investigation into Dr Fredericks'
allegations against Dr
Samaraweera and a second investigation into the allegations made by Dr
Samaraweera against Dr Fredericks.
- Despite both
sets of allegations being made to A/Prof Wilson only one investigation was
conducted by Ms Savage into the allegations
by Dr Fredericks against the Dr
Samaraweera.
- Dr Samaraweera
made a complaint to A/Prof Wilson that Dr Fredericks had rammed her into the
wall in the corridor and then punched
her. She was told by A/Prof Wilson that
she could not make a complaint against Dr Fredericks since she had already
resigned and that
the issues concerning what had happened on 3 September 2009
would not be taken further because of that resignation.
- Mr Clout's
evidence in cross examination was that he disagreed with A/Prof Wilson's view
that there should not be a separate investigation
into the allegations made by
the Dr Samaraweera against Dr Fredericks and conceded that there should have
been two investigations
conducted in relation to what happened on 3 September
2009.
- Mr Clout later
became aware from what Ms Savage had told him that she was only investigating Dr
Fredericks' allegations and could
not provide any explanation as to why he did
not direct Ms Savage, at an early stage in her investigation, to conduct a
separate
investigation into the Dr Samaraweera's allegations in circumstances
where he knew from the outset that there were "allegations going
both ways". Mr
Clout should have directed Ms Savage, or taken other appropriate steps, to
investigate the Dr Samaraweera's allegations
against Dr Fredericks.
- By the time Mr
Clout received Ms Savage's report in early December 2009 and appreciated - he
says for the first time - that only one
investigation had been conducted, he
should have directed Ms Savage to conduct a second investigation into Dr
Samaraweera's allegations.
It was not too late for that to happen as he said he
had received Ms Savage's report but had not made up his mind about the
allegations.
He should have delayed making any findings or decisions until he
had ensured that both sets of allegations had been investigated.
Any delay
caused by such a second investigation would have been unlikely to delay the
resolution of the matter beyond the time actually
taken by Mr Clout to make his
findings and decision (4 February 2010).
- It
was submitted that Mr Clout's evidence in relation to this important aspect
demonstrated his inability or unwillingness to bring
an impartial mind to the
role of decision maker on the question of whether the allegations were sustained
and the consequences for
Dr Samaraweeera. As a result of the failure of SESIAHS
to conduct a separate investigation into the allegations made by Dr Samaraweera
against Dr Fredericks, as it plainly should have, the whole investigation was
skewed against her. This unfair and unbalanced approach
to the investigation
process became real and apparent when Ms Savage told the employees she was
interviewing that she was investigating
allegations by Dr Fredericks against Dr
Samaraweeera. In light of witnesses being told that such an investigation was
being conducted,
it could not seriously be disputed that when such witnesses
were asked who said or did something on 3 September 2009, they were more
likely
to say Dr Samaraweera than Dr Fredericks if they were in any way uncertain about
the matter.
- It
was further submitted that no allegations were ever put to Dr Fredericks, either
in writing (as they were to Dr Samaraweera) or
orally, to the effect that she
had rammed Dr Samaraweera into the wall and then punched her. No witnesses were
asked whether such
incidents occurred.
- It
was therefore submitted that the failure on the part of SESIAHS to conduct any
investigation into Dr Samaraweera's allegations
against Dr Fredericks rendered
the findings it made 'unsafe and unreliable'.
- Further
it was simply impossible to predict what the outcome of an investigation into Dr
Samaraweera's allegations would have been,
had such a process been followed; the
impact such an investigation or any findings would have had on SESIAHS finding
that Dr Samaraweera
hit Dr Fredericks with a tray or its decision to
subsequently dismiss Dr Samaraweera; or the impact such an investigation or any
findings would have had on the present proceedings, in that the responses given
by the relevant witnesses to Dr Samaraweera's allegations
could well have
revealed important facts favourable to her and thereby strengthened her case
even further.
- It
was submitted that in those circumstances, the failure on the part of SESIAHS to
conduct an investigation into Dr Samaraweera's
allegations against Dr Fredericks
meant that the procedure adopted by SESIAHS was fundamentally flawed to such an
extent that:
- the findings and
recommendations made by Ms Savage were tainted and should not have been relied
upon;
- Mr Clout, who
was aware of the failure from an early point in time, should have rectified the
failure before making any findings or
decision in relation to Dr Samaraweera's
career. Instead, he did nothing about it; and
- Dr Samaraweera's
dismissal was harsh, unjust or unreasonable.
- It
was further submitted that the investigation process followed by SESIAHS was
also flawed because Dr Samaraweera was not provided
with copies of the following
documents prior to her dismissal:
- transcripts of
each of the other 13 interviews conducted by Ms Savage with various persons from
the Unit.
- the updated
advice and analysis of the PPU.
- photographs
provided by Dr Fredericks to A/Prof Wilson. These were subject of specific
mention in the ASMOF letter of 10 December
2009 that she had not had an
opportunity to see or comment upon such photographs. Even after Mr Clout and Ms
Savage read this part
of ASMOF's letter, neither of them took any step to
arrange for a copy of the photographs to be provided to Dr Samaraweera. SESIAHS'
lack of response demonstrated how insincere it was of Ms Savage to repeatedly
assert during cross examination that Dr Samaraweera
was represented during the
investigation and she would have been provided with the entire investigation
file had she asked for it.
- the notes made
by Dr Edwards on 15 September 2009 and provided by her to Kestrel Leevers of
SESIAHS.
- the 2 file notes
made by A/Prof Wilson on 3 September 2009 together with the handwritten letter
from Dr Fredericks to A/Prof Wilson.
- file notes made
by Ms Savage on 2 October 2009.
- the
'Self-Initiated Briefing' from SEALS dated 21 September 2009 in relation to the
incident on 3 September 2009.
- Email from
Margaret Savage to Elizabeth Massey dated 14 October 2009.; and
- South Eastern
Sydney Illawarra Health Internal Briefing dated 19 November 2009.
- It
was submitted that the failure of SESIAHS to provide these documents and records
of interview to Dr Samaraweera was in contravention
of its own written
disciplinary process policy and in particular, the Policy Directive entitled '
Disciplinary Process in NSW Health - A Framework for Managing the
Disciplinary Process in NSW Health (PD2005_225)', which provided that there
was a positive obligation on SESIAHS to provide those documents.
- The
Commission was then taken to specific relevant sections of that Policy ( 1.1,
1.2 and 1.3) and in particular the requirement of
procedural fairness - "to give
the person who is the subject of a disciplinary process a fair hearing and an
opportunity to present
his/her own case". Reference was also made to the
requirement to give a person being investigated the "opportunity to comment on
any relevant statements relating to their case"; the provisions of 3.2.1. that a
person being investigated must be provided with
"any information that is known
to the complainant or manager, including dates, times and potential witnesses";
and 3.2.3 the requirement
to provide the person being investigated with relevant
information including statements made by other staff and transcripts of relevant
interviews.
- It
was submitted that Ms Savage's evidence concerning the file notes of A/Prof
Wilson; not giving them to Dr Samaraweera because she
did not them to Mr Clout,
the decision maker, and they fell outside the range of information "taken into
consideration by the decision
maker" but agreed in cross examination that her
updated advice to Mr Clout recommended that such information be considered by Mr
Clout. This resulted in there being no basis to withhold them from Dr
Samaraweera and Ms Savage's evidence in this regard damaged
her credibility and
provided a further basis for the Dr Samaraweera's contention that she did not
conduct a fair and balanced investigation.
- Further
Mr Clout's 'show cause' letter of 5 December, informing Dr Samaraweera that he
had received Ms Savage's report and he was
"inclined to accept the findings and
recommendations" was a statement made before Dr Samaraweera had even received
the report or
responded to it. This particular denial of procedural fairness was
advised in the 10 December ASMOF letter.
- Reference
was also made to the fact that Ms Savage did not provide Dr Sugo with a
transcript from her interview for her to check and
correct until one or two
months prior to the hearing and, even then, there was no follow up to obtain her
comments or find out whether
she agreed with the transcript so provided.
- It
was submitted that Dr Sugo's evidence was important for the reasons already
referred to, however Ms Savage gave evidence that she
did not have regard to
what Dr Sugo told her because she believed her to be an unreliable witness. When
pressed for an explanation
as to why she formed this view Ms Savage gave
evidence in cross examination that Dr Sugo had been unwilling to become involved
in
the incident. Notwithstanding Dr Sugo's alleged unwillingness to become
involved, she did agree to be interviewed by Ms Savage and
did answer Ms
Savage's questions, providing as much detail as she could remember from the
incident.
- It
was submitted that an unwillingness of a witness to become involved in an
incident was a basis for finding that the witness was
impartial and therefore
reliable, as distinct from Ms Savage's conclusion that Dr Sugo was unreliable.
Neither Mr Clout nor Ms Savage
had any regard to Dr Sugo's record of interview
in making the findings and decisions against the Dr Samaraweera.
- It
was further submitted that whilst Ms Savage asked Dr Fredericks and Dr Edwards
about the relationships between various members
of the Unit, and obviously took
that information into account in making her findings, she did not give Dr
Samaraweera the same opportunity
to comment on her relationships with Dr Edwards
and Dr Fredericks, thus preventing her from providing the foundation for the
assertion
that Dr Edwards and Dr Fredericks were biased against her and were not
telling the truth to Ms Savage. Further, Ms Savage did not
ask the head of the
Unit, Dr Camaris, for her views on the relationships between the various
specialists in the Unit, or their prior
conduct.
- Mr
Saunders submitted that it was of particular significance that Ms Savage
interviewed Dr Edwards prior to interviewing Dr Samaraweera; was told
by Dr
Edwards that she witnessed part of the incident; invited Dr Edwards to comment
on her relationship with Dr Samaraweera, but
then failed to either tell Dr
Samaraweera that Dr Edwards alleged that she was in the corridor outside her
office and had witnessed
part of the incident, or invited Dr Samaraweera to
comment on her relationship with Dr Edwards so that she could provide
information
on which Ms Savage could assess whether Dr Edwards had any reason to
be untruthful or unreliable. Dr Samaraweera did not find out
that Dr Edwards was
allegedly a witness to part of the incident until she had been dismissed and had
commenced the current proceedings.
- Mr
Saunders also raised that Ms Savage did not ask Dr Bullpitt about the
incident he was involved in with Dr Fredericks on 31 August. Ms Savage
asked Dr
Camaris, Dr Sugo, Dr Edwards and Dr Crouch about this incident even though Dr
Crouch and Dr Edwards were not at work on
the day of the incident.
Notwithstanding that Dr Samaraweera suggested to Ms Savage in her interview that
she should speak to Dr
Bullpitt about the incident, Ms Savage did not do so.
This suggestion was made following receipt the letter of 20 October 2009 in
which she was told that she could "provide additional evidence and/or suggest
additional witnesses".
- Further
procedural fairness deficiencies were identified by Mr S aunders as
follows:
- Dr Samaraweera
was never told that her employment might or would be terminated as a consequence
of the investigation into Dr Fredericks'
allegations against her.
- She was never
provided with an opportunity to put a case, face to face, with the decision
maker in relation to the findings made against
her or the decision to terminate
her employment for misconduct.
- Dr Camaris, the
Acting Head of the Unit, suggested that Ms Savage, the investigator, contact Dr
Fredericks' previous employer to find
out information about Dr Fredericks'
behaviour in the past but Ms Savage did not contact, or made any attempt to
contact, Dr Fredericks'
previous employer.
- The information
contained in Ms Savage's two reports to Mr Clout was neither fair nor balanced,
an example being her unqualified assertion
about the accounts of the lab staff
as to what they heard (as referred to previously).
- Ms Savage failed
to point out to Mr Clout any of the inconsistencies in the information given to
her by the relevant witnesses, as
raised elsewhere in these submissions
- Ms Savage failed
to make any reference in either of her reports to Mr Clout to the account given
by Dr Sugo of what she had heard
in her location which was closest to the
incident.;
- Ms Savage
described the photographs taken of Dr Fredericks in her report in a positive
way, providing details of the date and areas
shown in the photographs. Dr
Fredericks was not able to provide any proper explanation as to why it took her
4 days to have the photographs
taken. In contrast despite Dr Samaraweera's
description of the nature of the photographs in her written response to the
allegations
Ms Savage portrayed the photographs provided Dr Samaraweera in a
negative way.
- Ms Savage gave
evidence that she did not put the Dr Samaraweera's allegations to anybody
because she felt that "in light of the evidence
obtained by Dr Edwards and
others I did not consider that it was necessary to put separate allegations to
Dr Fredericks". This amounted
to an admission on her part that she did not
investigate those allegations because she believed the evidence of Dr Edwards
and others
to be true. That is, Ms Savage had already decided that Dr
Fredericks' version of events was true when she prepared the written allegations
that were put to Dr Samaraweera, which was before she was even interviewed.
- Submissions
were made in relation to the issue of whether the dismissal of Dr Samaraweera
was harsh, unreasonable or unjust with reliance
placed on Byrne v Australian
Airlines Ltd [1995] HCA 24; (1995) 185 CLR 410
- It
was submitted that the dismissal of Dr Samaraweera was unjust because it had not
been established that she engaged in the conduct
on which SESIAHS relied upon
for the dismissal and thus there was no valid reason for such.
- The
dismissal was also harsh because it was disproportionate to the gravity of the
alleged conduct (even if it were found to have
happened), having regard to her
perfect 11 year record as an employee of SESIAHS and by reason of the damage to
Dr Samaraweera's
reputation, was likely to preclude her from obtaining
alternative employment in another Area Health Service in NSW.
- Finally
if the Commission were to find, contrary to Dr Samaraweera's primary case, that
she did hit, or attempt to hit, Dr Fredericks
with a tray, then that event took
place after Dr Fredericks had rammed (or at the very least bumped) into Dr
Samaraweera and then
punched her. Unjustified provocation of this kind would
render harsh any dismissal on the basis of an isolated and out of character
reaction by the Dr Samaraweera.
- The
dismissal was also unreasonable because the decision to dismiss was made on the
basis of inferences (ie misconduct) which could
not reasonably have been drawn
from the material before SESIAHS. In addition, the procedure followed by SESIAHS
was fundamentally
flawed as outlined.
- Mr
Saunders sought the following orders on Dr Samaraweera's behalf:
1. An order pursuant to s.89(1) of the Act that SESIAHS reinstate her to her
former position on terms not less favourable to her than
those that would have
been applicable if she had not been dismissed;
2. An order pursuant to s.89(4) of the Act that her period of employment with
SESIAHS is taken not to have been broken by the dismissal;
and
3. An order pursuant to s.89(3) of the Act that SESIAHS pay to the her an
amount equal to the remuneration she would, but for being
dismissed, have
received before being reinstated.
- It
was submitted that reinstatement was the appropriate remedy for the following
reasons:
- The Department
in which Dr Samaraweera worked is currently understaffed to the equivalent of 1
full time position.
- Dr Camaris, the
Acting Director of the Anatomical Pathology Unit in which Dr Samaraweera worked,
was supportive of her being reinstated.
- Dr Samaraweera
had an excellent working relationship with Dr Camaris and Dr Bullpitt and had no
problems working with any other staff
in the Unit. She Samaraweera did not have
any animosity towards Dr Edwards or any other staff in the Unit, and
- Dr Fredericks,
the other person involved in the incident on 3 September 2009 was no longer
employed by SESIAHS, nor was Dr Cooke-Yarborough.
- It
was submitted that Mr Clout was the only person to raise a concern as to a loss
of trust and confidence in the employment relationship.
His concern in that
regard is based on a finding by him that Dr Samaraweera hit Dr Fredericks with a
tray. Mr Clout relied on that
finding to assert that she was a risk to the
safety of other employees engaged by SESIAHS. In response to this concern the
following
was submitted:
1. If the Commission found that the evidence did not support a finding that
Dr Samaraweera hit Dr Fredericks with a tray, there was
no basis for any
perceived risk to the safety of other employees;
2. In any event the fact that she had an excellent 11 year record with
SESIAHS and had never been involved in any dispute, whether
physical or
otherwise, at work demonstrated that she is not a risk to the safety of other
employees engaged by SESIAHS;
3. SESIAHS has approximately 22,000 staff. Many decisions of the Commission
have recognised that reinstatement is less problematic
in large employers than
it is in a very small employer; and
4. When assessing Mr Clout's alleged concerns as to a loss of trust and
confidence the Commission would have regard to decisions such
as Burge v NSW BHP
Steel Pty Ltd [2001] NSWIRComm 117.
- Finally,
if the Commission formed the view that it would be impracticable to reinstate Dr
Samaraweera to her former position, then
compensation in lieu of reinstatement
was sought pursuant to s.89(5) of the Act.
Submissions on Behalf of the Respondent
- Ms
Brus on behalf of SESIAHS also made oral submissions supplementing the
written submissions as filed (Exhibit 44) and in so doing took the
Commission to
relevant evidence, transcript and cases.
- It
was submitted that it was well settled that fighting in the workplace warranted
dismissal: see G J Coles and Company Limited v Shop, Distributive and Allied
Employees' Association of New South Wales (1983) 6 IR 42; AWU-FIME
Amalgamated Union v Queensland Alumina Limited (1995) 62 IR 385, and most
recently Graham v South Eastern Sydney & Illawarra Area Health Service
[2010] NSWIRComm 1023 . Further the Commission need not be troubled
by the oft-cited Jupiter General Insurance Company Limited v Andeshir Bomanji
Shroff (1937) 3 All ER 67, the authority for the principle that a person who
has been reprimanded may lose his temper and it is the standards of men and not
those of angels that ought to be applied. In this matter Dr Samaraweera denied
that she was the instigator of the fight or that she
retaliated in any way to
the actions of Dr Fredericks. In effect she asserted that she was the victim.
- It
was submitted that, given the position adopted by Dr Samaraweera, the Commission
was faced with same task as was the original decision
maker of determining who
was telling the truth about what happened on 3 September 2009. On that
particular day either Dr Fredericks
or Dr Samaraweera "snapped. However, whilst
it had been said that it was a "most improbable and unlikely situation" with
respect
of Dr Samaraweera, it was equally improbable and unlikely with respect
to Dr Fredericks.
- As
a general submission, Ms Brus indicated that where there were differences
as between the evidence of the parties, the evidence the witnesses for SESIAHS
should
be preferred.
- Ms
Brus submitted that Dr Samaraweera's evidence could be summarised as
follows:
- she had a
strained relationship with Dr Fredericks; Dr Edwards and Dr Cooke-Yarborough;
- Dr Fredericks
had an argument with Dr Bullpitt that took place on Monday 31 August 2009, 3
days prior to the incident. This argument
involved the applicant and was the
catalyst for the attack by Dr Fredericks on 3 September;
- On 3 September
2009 Dr Samaraweera was walking from the laboratory back to her office - Dr
Fredericks was walking from her office
to the laboratory. As they passed in the
corridor, Dr Fredericks deliberately veered into her path and rammed her against
the wall
of the corridor with force. Dr Fredericks then laughed and proceeded to
punch Dr Samaraweera who in turn was forced to use the plastic
filing tray she
was carrying to defend herself. The punches from Dr Fredericks caused the
plastic tray to break.
- She was able to
escape the altercation with Dr Fredericks and ran to her office; grabbed her bag
and left the premises.
- She did not see
anyone else in the corridor at the time of the altercation.
- She suffered an
injury to her right thumb and also some minor bruising as a result of the
attack.
- Ms
Brus submitted that in cross-examination Dr Samaraweera was questioned
about the key elements of evidence about the incident. Firstly she
claimed that
Dr Fredericks was the aggressor as she rammed her against the wall of Dr Tobias'
office and that this was done with
some force. The Commission's attention was
drawn to the floor plan showing that Dr Tobias' office was next door to the
office of
Dr Sugo and almost directly opposite the office of Dr
Cooke-Yarborough. None of the witnesses who stated they heard things at the
time
of the incident and in particular Dr Sugo; Dr Cooke-Yarborough; Dr Edwards or Dr
Camaris, could recall hearing a noise consistent
with someone being rammed into
the wall. Dr Fredericks also denied that she engaged in this action. If Dr
Samaraweera had been rammed
into the wall as she claimed there would have been a
noise, and a noise of such note that at the very least, Dr Sugo would have heard
it. There was evidence about the walls of the offices not being particularly
substantial or sound proof and it was most improbable
that a body being rammed,
with force, against such a wall could be done silently as claimed by Dr
Samaraweera Her evidence about
Dr Fredericks laughing was simply uncorroborated.
Again, none of the witnesses - Dr Sugo, Dr Cooke-Yarborough, Dr Edwards or Dr
Camaris
heard laughter and Dr Fredericks denied that she laughed at any time.
- Dr
Samaraweera asserted that the black filing tray was broken by Dr Fredericks
striking it when she was attempting to punch her. The
damage done to the filing
tray was extensive with the tray being broken in a number of places leaving
sharp and ragged edges. The
photographs taken by Dr Fredericks of her injuries,
only days after the incident, clearly show both her right and left hands and
they are clearly uninjured. There are no signs of cuts/abrasions or bruising to
either hand. Such injuries might be expected if she
had in fact punched the
filing tray with sufficient force so as to break it. It was most improbable ,
given the damage done to the
tray, that there would not have been some mark on
her hand. It should also be noted that Dr Samaraweera was the only person to
suffer
an injury to her hands, the cut to her right thumb presumably caused when
the tray broke. That was the only noticeable injury she
had.
- It
was submitted that the version of events put forward by Dr Samaraweera was
simply not sustainable. Dr Fredericks' injuries were
consistent withwhat she
said happened.
- It
was submitted that a great deal of Dr Samaraweera's affidavit evidence dealt
with matters other than the incident of 3 September.
She directed much of her
evidence to the subject of her relationship with Dr Edwards and had attempted to
paint Dr Edwards as a person
of questionable character and credibility and in
doing so strongly implied that the evidence of Dr Edwards should not be
believed.
Her reason for doing this was clear - Dr Edwards was an eye witness to
certain critical aspects of the incident of 3 September and
her version of what
transpired differed significantly from that of Dr Samaraweera.
- According
to Dr Samaraweera, Dr Edwards disliked her and this dislike apparently came
about because she did not invite Dr Edwards
to her wedding, an event that took
place in 2004 some 5 years prior to the incident. She knew that Dr Edwards was
annoyed about this
issue because Dr Edwards raised it with her sometime in 2007.
Significantly, although she claimed that Dr Edwards did not like her,
any
animosity that did exist between the two doctors, seems to have been directed by
Dr Samaraweera towards Dr Edwards. She felt
that Dr Edwards made "constant"
inquiries about whether she was pregnant; was "constantly" asking about her work
and checking up
on whether she was busy; made unnecessary and frequent inquiries
about Dr Samaraweera's husband and, she was forced, in May 2008
to tell Dr
Edwards that she was tired of her inquiries about work. The evidence however
clearly showed that it was Dr Samaraweera
who had an unreasonable reaction to Dr
Edwards, and for reasons unknown, resented her.
- Dr
Samaraweera worked 28 hours per week, Monday to Thursday with the occasional
Friday. Dr Edwards had only ever worked 2 days per
week (Thursday and Friday)
since returning from a period of leave in early 2007. On most weeks, Dr Edwards
and Dr Samaraweera worked
in the same location for one day per week and yet she
insisted that on this one day, despite both of them being busy reporting on
pathology samples, Dr Edwards spent a significant period of that time looking at
Dr Samaraweera's stomach or questioning her about
pregnancy plans and her
husband or about how busy she was. It emerged late in the course of
cross-examination that this purported
behaviour in fact, ceased in May 2008 and
from that time there was little if any interaction between the two doctors.
- It
was submitted that the evidence of Dr Edwards about their relationship confirmed
that it was Dr Samaraweera who maintained feelings
of resentment and bitterness
against Dr Edwards. Dr Edwards did not harbour any grudge against Dr Samaraweera
and had no reason to
lie about what she saw on 3 September 2009. Further, whilst
Dr Edwards enjoyed a professional relationship with Dr Fredericks during
the
time they worked together at the Unit, she had not seen nor spoken with her
since the date of the incident. She had no reason,
nor opportunity to structure
her evidence to corroborate the evidence of Dr Fredericks.
- It
was submitted that Dr Samaraweera had knowingly embellished her evidence in an
attempt to discredit Dr Edwards and in doing so
had damaged her own credibility
and could not be regarded as a witness of truth.
- Ms
Brus also summarised Dr Fredericks' affidavit evidence as to the incident
as follows:
- She was walking
up the corridor on the left hand side towards the laboratory. Dr Samaraweera,
holding a plastic tray, was walking
in the opposite direction and as they passed
each other there was a bump.
- Dr Fredericks
continued for a few more steps when she heard Dr Samaraweera say something. Dr
Fredericks then stopped and turned towards
her.
- Dr Samaraweera
then advanced towards Dr Fredericks and commenced punching her. Dr Fredericks
assumed a defensive position by crossing
her arms with her right arm crossing
over her left arm but she sustained several punches to both arms.
- Dr Samaraweera
stopped punching Dr Fredericks and swung the plastic tray she had been holding
towards Dr Fredericks' head. Dr Fredericks
deflected the blow with her right
upper-arm and the impact of the tray on the arm caused the tray to break.
- Dr Samaraweera
made a derogatory comment to Dr Fredericks.
- Dr Fredericks
was aware that other people came into the corridor - Dr Cooke-Yarborough and Dr
Camaris and she believed that Dr Camaris
saw Dr Samaraweera strike her with the
tray.
- Dr Fredericks
made a formal complaint about the incident to A/Prof Wilson stating that she had
been assaulted by Dr Samaraweera.
- Other than Dr
Samaraweera and Dr Fredericks no-one was a witness to the initial stages of the
incident. Dr Samaraweera claimed that
Dr Fredericks deliberately veered towards
her whilst Dr Fredericks stated that the first physical encounter was merely a
bump as
they passed in the corridor. Given the dimensions of the corridor it was
entirely possible, if not probable, that the initial physical
contact was as
described by Dr Fredericks.
- Ms
Brus submitted that there was corroborating evidence for Dr Fredericks'
evidence which was summarised as follows:
- Various
witnesses corroborated the fact that words were spoken in a raised voice, with
accounts varying as to the actual words spoken,
but with general consensus that
Dr Samaraweera was accusing Dr Fredericks of either pushing or shoving or
punching her.
- Dr Fredericks
and Dr Samaraweera were in direct conflict in their evidence as to what happened
next and there was no corroboration
from other witnesses about the punching
phase of the incident.
- Dr Edwards
confirmed that when she came to the doorway of her office and looked up the
corridor she saw Dr Fredericks in a defensive
position on the left side of the
corridor. She also corroborated Dr Fredericks' evidence as to where she was
standing in relation
to Dr Samaraweera.
- Dr Edwards
corroborated Dr Fredericks' evidence about being struck by Dr Samaraweera with
the tray.
- Dr
Cook-Yarborough; Dr Edwards and a laboratory staff member all confirm that Dr
Samaraweera called Dr Fredericks a "fucking bitch."
Dr Samaraweera denied she
said this.
- It
was submitted that whilst it was true that there were differences in the
evidence of the corroborating witnesses, the key elements
of Dr Fredericks'
evidence were overwhelmingly supported by the evidence of other witnesses, but
the same could not be said for Dr
Samaraweera's evidence, her evidence was
without any corroboration.
- The
incident of 31 August and the evidence as to what occurred was detailed and it
was submitted that the evidence of Dr Fredericks
as to the incident of 31 August
2009 must be preferred to that of Dr Samaraweera, Dr Bullpitt and Dr Camaris.
Whilst Dr Samaraweera
saw this incident as being the catalyst for the 3
September incident, Dr Fredericks' oral evidence about this issue showed that
whatever
lingering resentment she may have had about the exchange with Dr
Bullpitt, it was directed at him and Dr Camaris. It was not disputed
that Dr
Fredericks and Dr Samaraweera had no contact in the time immediately after the
argument with Dr Bullpitt and the incident
of 3 September. Had Dr Fredericks
wanted to take the matter further with Dr Samaraweera she had 2 clear days in
which to do it and
she did not. What she did do was to resume her usual low
profile and get on with her work. The evidence from Dr Bullpitt, Dr Samaraweera
and Dr Camaris that they observed that Dr Fredericks continued to be angry about
the argument was baseless, yet Dr Bullpitt was not
there after Tuesday, having
finished his rotation. Further, the person who was angry, didn't deny he was
angry, and on his own evidence
"enraged", was Dr Bullpitt. Dr Fredericks was
sitting in her office and suddenly confronted by an angry Dr Bullpitt and yet
the suggestion
was that she was in the wrong.
- Further,
the matter of Dr Fredericks allegedly calling Dr Bullpitt a "disgusting little
man" had little bearing on the substantive
matters before the Commission.
However it should be noted that Dr Sugo heard the exchange between the two
doctors and had no recollection
of those words being uttered.
- It
was submitted that in relation to Dr Fredericks' claim that Dr Camaris witnessed
a significant part of the assault, this was denied
by Dr Camaris and it was
conceded that there was no other evidence to support Dr Fredericks' recollection
and she was incorrect,
she may have thought Dr Camaris was there earlier than
she was. However there was no dispute that Dr Camaris did emerge from her
office
at some point in time proximate to the incident. The fact that Dr Fredericks
believed Dr Camaris saw more than she was prepared
to say was, in fact, of
little importance. It did not mean that Dr Fredericks was being untruthful or
wrong in what she alleged.
The only thing she was wrong about was when she
believed Dr Camaris was in the corridor. Dr Camaris did not say she saw
something
contrary to that asserted by Dr Fredericks, she simply said she didn't
see anything.
- In
relation to Dr Edwards' evidence it was submitted that she had not claimed that
she saw the beginning of the incident. What she
did claim however was that she
was in her office and heard shouting; she stepped out of her office to observe
what was going on and
looked up the corridor towards the laboratory where she
observed Dr Fredericks half crouching in a defensive pose; Dr Samaraweera
had
her back facing towards Dr Edwards on a slight diagonal; Dr Edwards saw Dr
Samaraweera raise her right arm and proceed to strike
Dr Fredericks with the
black filing tray; upon impact the tray broke; she heard Dr Samaraweera call Dr
Fredericks a "fucking bitch"
and she then observed Dr Samaraweera turn and head
back towards her office.
- It
was submitted that key elements of Dr Edwards' evidence were confirmed by other
witnesses. Dr Sugo and Dr Cooke-Yarborough confirmed
they heard shouting in the
corridor outside Dr Tobias' office and even Dr Camaris confirmed that she heard
shouting. Dr Fredericks
also stated that Dr Samaraweera had shouted at her
before the physical assault. Dr Cooke-Yarborough confirmed that she heard Dr
Samaraweera
call someone "a fucking bitch" as did another staff member in the
Laboratory and Dr Fredericks also recalled Dr Samaraweeera referring
to her as a
"bitch" or "a fucking bitch".
- It
was submitted that Dr Fredericks' evidence about being hit by Dr Samaraweera
with the plastic tray was corroborated by Dr Edwards
and there no evidence to
suggest that Dr Fredericks and Dr Edwards had spoken to each other about the
incident, nor was there any
evidence to suggest that Dr Edwards had any reason
to fabricate her evidence about the incident.
- Whilst
it was asserted that aspects of Dr Edwards' evidence were simply wrong (her
initial recollection of how Dr Samaraweera left
via the Laboratory), she had
conceded that on this issue she was in error when she spoke with Ms Savage and
to her credit was frank
about this faulty recollection and it was submitted that
the Commission should accept her explanation.
- It
was further submitted that an inordinate amount of time was spent with Dr
Edwards about whether she was standing in the corridor
or in her doorway. It was
contended that Dr Edwards was untruthful about where she was standing, and if
she was untruthful about
this matter than the balance of her evidence could not
be relied upon. The Commission was reminded that her evidence was that when
standing in the doorway part of her body was in the corridor. Dr Edwards had at
no time suggested that she had a perfect recall of
what she saw on 3 September
2009. That was the point of making the note to herself on 15 September 2009. She
was, like many of the
other witnesses, overwhelmed and shocked by what she had
seen and heard. Her evidence during the investigation and before this Commission
had, on the whole, remained consistent and she should be regarded as a credible
and truthful witness.
- In
response to the extensive list of purported denials of procedural fairness by
SESIAHS in relation to Dr Samaraweera, it was submitted
that these matters were
dealt with in the affidavits and evidence of Ms Savage and Mr Clout. Whilst in
hindsight there were things
that SESIAHS would do better, the same could be said
for every investigation into every breach of discipline whether in the Area
Health Service or elsewhere. It was submitted that where there had been errors
of omissions they had not been to such an extent as
to deny Dr Samaraweera
procedural fairness.
- Further,
whilst Mr Saunders had relied on Antonakopoulos on the issue of
procedural fairness that was not an authority which said that if you didn't
follow the process your dismissal was
unfair. What it did say was that if you
didn't follow the process, it might make your dismissal unfair by reason of the
ramifications
of failing that process. In this matter whilst the process was
perhaps not as perfect as it could have been it was submitted that
not one of
the indiscretions were fatal.
- No
evidence had been produced to demonstrate how, when or where Dr Samaraweera was
prejudiced by any of the purported breaches. Throughout
the entirety of the
investigation process, she was represented by her Union - ASMOF, an experienced
and competent industrial organisation.
- It
was submitted on behalf of Dr Samaraweera that the failure of SESIAHS failure to
provide certain documents to her represented a
breach of its own disciplinary
policy. Dr Samaraweera misunderstood the policy. What the policy states is that
an employee has a
right to access certain documents. It does not state that an
employee shall be automatically provided with documents. Dr Samaraweera
and her
Union knew that a number of people had been interviewed during the course of the
investigation and a summary of the information
provided by those persons was
included in the investigation report of Ms Savage which was provided to Dr
Samaraweera and her Union.
Dr Samaraweera and/or her Union had the opportunity
to seek access to the full transcripts at that time and apparently chose not
to
do so. It would have been expected that if ASMOF thought the policy was not
being correctly applied then they probably would have
lodged a dispute about
that and that did not happen.
- In
response to the submission that Dr Samaraweera was denied procedural fairness
because her complaint about the incident was not
investigated and that because
the investigation was into Dr Fredericks' complaint, the outcome of the
investigation was "skewed in
favour of Dr Fredericks", it was submitted that Ms
Savage undertook an investigation into the incident that occurred on 3 September
2009. That incident involved both Dr Fredericks and Dr Samaraweera who each
provided conflicting versions of what had occurred. Other
persons interviewed
were asked what they saw or heard and they provided information accordingly. Was
it seriously suggested that
the information provided would have been different
if a separate investigation into the same incident had been undertaken? There
was a paucity of evidence to support such a contention and the Commission should
have no regard to such a claim.
- The
issue of Dr Edwards being interviewed before Dr Samaraweera was referred to and
the suggestion that if she had known this she
could have put something forward
contrary to that, was refuted, as nothing further had been put forward during
proceedings other
than that it was a breach of policy.
- In
reply to the contention that Dr Samaraweera was denied the opportunity for a
face to face interview with the decision maker, again
this was something that
she could have requested and did not do so.
- It
was accepted that SESIAHS bore the onus of proof in respect of matters involving
misconduct applying Pastrycooks and Budlong v NCR Australia [2006]
NSWIRComm 288. It was submitted that SESIAHS had satisfied its burden to the
requisite standard as per Briginshaw.
- It
was submitted that in denying her conduct on 3 September 2009 Dr Samaraweera had
presented no evidence in mitigation other than
her performance reviews. However
this was not a matter where the professional expertise of Dr Samaraweera had any
bearing on the
reasons for the dismissal and as such evidence as to how she
performed her work was of little, if any, relevance. Further in relation
to the
submissions made about the impact and import of the Register that issue had not
been tested as Dr Samaraweera had not tried
to get a job in another Area Health
Service.
- It
was submitted that the evidence clearly demonstrated that her conduct on 3
September was wilful and serious (see New South Wales Fire Brigade Employees
(on behalf of Natoli) v New South Wales Fire Brigades [2005] NSWIRComm 1170
and Nikolis v South Eastern Sydney & Illawarra Area Health Service
[2009] NSWIRComm 1091). On any fair assessment it was also reprehensible. It
was clearly contrary to all accepted standards of conduct in the workplace and
contrary to what could reasonably be expected from any employee.
- Finally
it was submitted that the decision to terminate the employment of Dr Samaraweera
was not procedurally unfair, nor was it harsh,
or unjust, or unreasonable, and
as such the application should be dismissed.
Submissions in Reply on Behalf of the Applicant
- Mr
S aunders in reply submitted that it was not the case that there was no
collaboration Dr Samaraweera's version of events. If one looked at the
punching
allegations the only evidence apart from what she said, was supportive entirely
of Dr Samaraweera. The collaboration was
Dr Sugo heard her say, "don't punch me"
and Dr Edwards heard her say, "how dare you punch me", that was the
collaboration and was
entirely in Dr Samaraweera's favour. As to the so-called
corroboration of Dr Edwards of what Dr Fredericks said as to the hitting
with
the tray, the difficulties with that evidence had already been pointed out.
- The
detrimental impact of Dr Samaraweera being placed on the Service Check Register
and having the ability to obtain another job in
an Area Health Service was
reiterated and the submissions made on behalf of SESIAHS on this issue rejected.
- It
was also submitted that, contrary to the submissions of Ms B rus, the
Jupiter General line of authorities was relevant if it was found that Dr
Fredericks had punched Dr Samaraweera. The Commission was again taken to
the
evidence about the "ramming" and where in the corridor the incident had taken
place (outside Dr Tobias' office) and the reliance
placed by Ms Brus on
Dr Sugo's evidence also rejected.
- Mr
Saunders also countered the submissions about no injury on the part of Dr
Samaraweera by referring the Commission back to her evidence (does
not bruise
easily, her photos, etc,) and indicated that it had never been said that Dr
Fredericks used a straight punch when she
broke the tray but rather she was
using her forearm and elbow.
- It
was further submitted that Dr Edwards still harboured a grudge against Dr
Samaraweera, and if she was disinterested after the incident
why did she conduct
her own little investigation and ring everyone up saying, what did you see, what
did you hear. The only explanation
was that she was trying to make sure Dr
Samaraweera did not end up back there.
- If
it was conceded that Dr Fredericks was incorrect when she said she saw Dr
Camaris in the corridor, the Commission needed to decide
whether she was lying
about that or was mistaken. There were only two possibilities once it was
conceded that she was wrong. It was
not open to the Commission to find that Dr
Fredericks was mistaken about this, the only conclusion was that she was lying
and if
she was lying about such a fundamental issue then the rest of her
evidence was not reliable.
- The
significance of the argument between Dr Fredericks and Dr Bullpitt, which on any
view was heated, was that at the end of it Dr
Fredericks slammed the door. She
told Ms Savage she thought Dr Samaraweera was instrumental in that. The
significance was not the
argument was not whose fault it was but the fact that
it caused Dr Fredericks to be upset and angry and she blamed Dr Samaraweera
for
it.
- If
Dr Edwards had been standing where she said she was, whether in her doorway or
outside of her office and Dr Fredericks had been
hit with a tray by Dr
Samaraweera it was undeniable that she would have seen it. It also defied belief
that if Dr Edwards was outside
her office she was not seen by anyone else who
was also in the corridor. The Commission didn't need to find that she was lying,
only
that she was unreliable or mistaken. Her evidence was not reliable enough
to meet the Briginshaw standard. Further it was said Dr Edwards did not
know what Dr Fredericks had said about the incident but Dr Fredericks showed her
elbow and the graze, said she was assaulted, and the broken tray was seen on the
floor - that was Dr Fredericks telling Dr Edwards
her version of the events and
she was the only one of the protagonists to do so.
- Submissions
were made about the number of people hearing Dr Samaraweera say, "you bitch",
however it would be uncommon and unusual
to punch somebody, hit them with a tray
and then say "you bitch".
- The
procedural unfairness arising from the failure of SESIAHS to follow its own
policy in relation to provision of documents was reiterated,
as was the fact
that this was raised by ASMOF on 10 December 2009. The Investigation Report did
not disclose who had been interviewed,
some names were disclosed, but not Dr
Sugo's for example. The failure to provide the photographs from Dr Fredericks
for comment was
significant because Mr Clout decided the entire issue and Dr
Samaraweera's entire fate on the basis of those photographs and his
view about
their consistency with one version of events or another. Further Ms Savage did
not put to Mr Clout that she found inconsistencies.
In doing a fair and balanced
account of why a certain conclusion had been reached one had to tell the "pros
and cons" of why one
had reached a certain conclusion so the decision maker
could assessment for themselves of finding and make a decision.
Consideration
- I
have very carefully considered the transcript, all the evidence as tendered, the
submissions of the parties and the cases cited.
That consideration has required
an extremely detailed, thorough and extensive review of all the documentation
and transcripts in
this matter. I have also outlined above the respective
submissions of Counsel in greater detail than would normally be the case given
the diametrically opposed versions of what occurred in the altercation between
Drs Fredericks and Samaraweera on 3 September 2009.
Those submissions thoroughly
summarised the respective and opposing positions of the parties and have been of
great assistance to
the Commission.
- What
has not been of assistance to the Commission is not only the outright
conflicting evidence from Drs Fredericks and Samaraweera
but also the
conflicting evidence from those other witnesses who maintained that they either
saw or heard, or indeed did not see
or hear, parts of what took place in the
corridor from the point of the initial bumping up until both Doctors had
separately left
the Unit. It is also hard not to come to the conclusion that
some (but not each) of the doctors have frankly either embellished their
accounts, have just not been totally forthcoming with what they did really see
and hear, or indeed have been untruthful to this Commission.
- Most
unfair dismissals are like jigsaw puzzles with the various pieces supplied by
the applicant and respondent respectively through
the evidence and submissions.
The Commission then puts all those pieces together to make a picture from which
one can usually, eventually
draw reasonably clear conclusions. Frustratingly in
this matter, there are pieces that are just either missing, or simply do not
fit
together, making the task of reaching a conclusion, I have to say, the most
difficult I have yet undertaken when compared to
all previous decisions I have
had to make.
- There
is no doubt that the task that faced the investigator, Ms Savage, and the
decision maker, Mr Clout, was particularly onerous
and difficult. The advantage
that I have had in comparison is that I have had all the available evidence
before me, and, in some
minor instances evidence, that was not before Ms Savage.
That evidence has been able to be thoroughly tested out during the course
of
these proceedings. However that process has not necessarily made the task any
easier, indeed it has made it even more difficult
and has not been approached
lightly by any means.
- The
parties have rightly identified the requisite standard of proof to be applied as
that established in Briginshaw v Briginshaw, as further explained in
Neat Holdings , and as consistently applied in unfair dismissal cases
before this Commission. That being the civil standard of the balance of
probabilities.
- The
Full Bench in New South Wales Nurses' Association (on behalf of Colin Prior)
and South Eastern Sydney and Illawarra Area Health Service [2007] NSWIRComm
164 considered the intertwined issues of both who bears the evidentiary onus and
the standard to be applied to that onus.
- In
Prior , after upholding the "well established principle" that the
evidentiary burden in a case of serious misconduct shifted to the respondent
employer as set out in the line of authorities that commence with Pastrycooks
through an unbroken line of authorities to Budlong v NCR Australia
[2006] NSWIRComm 288, the Full Bench went on to state:
13 Although it must be accepted that the respondent carries the onus to be
discharged according to the ordinary civil onus, on the
balance of
probabilities, the very nature of the issues involved and the consequences of a
decision to summarily dismiss an employee,
required the respondent to make out
its case in a convincing way. It has long been established that the dicta laid
out in the High
Court of Australia in Briginshaw v Briginshaw [1938] HCA 34; (1938) 60
CLR 336, should apply. It is timely in such circumstances , in our view, to once
again set out the observations of Dixon J (as he then was) in
Briginshaw at 361 - 363:
The truth is that, when the law requires the proof of any fact, the tribunal
must feel an actual persuasion of its occurrence or existence
before it can be
found. It cannot be found as a result of a mere mechanical comparison of
probabilities independently of any belief
in its reality. No doubt an opinion
that a state of facts exist may be held according to indefinite gradations of
certainty; and
this has led to attempts to define exactly the certainty required
by the law for various purposes. Fortunately, however, at common
law no third
standard of persuasion was definitely developed. Except upon criminal issues to
be proved by the prosecution, it is
enough that the affirmative of an allegation
is made out to the reasonable satisfaction of the tribunal. But reasonable
satisfaction is not a state of mind that is attained or established
independently of the nature and consequence of
the fact or facts to be proved.
The seriousness of an allegation made, the inherent unlikelihood of an
occurrence of a given description
or the gravity of the consequences flowing
from a particular finding are considerations which must affect the answer to the
question
whether the issue has been proved to the reasonable satisfaction of the
tribunal. In such matters, "reasonable satisfaction" should
not be produced by
inexact proofs, indefinite testimony or indirect inferences.
...
This does not mean that some standard of persuasion is fixed intermediate
between the satisfaction beyond reasonable doubt relied
upon criminal inquest in
the reasonable satisfaction which in a similar issue in may, not must, be based
on a preponderance of probability.
It means that the nature of the issue
necessarily affects the process by which reasonable satisfaction is attained.
When, in a civil
preceding a question arises whether a crime has been committed,
the standard of persuasion is, according to the better opinion, the
same as upon
other civil issues... But, consistently with this opinion, weight is given to
the presumption of innocence and exactness
of proof is expected. (Emphasis
added).
14 In Neat Holdings Pty Ltd v Karajan Holdings Pty Ltd (1992) 110 ALR
at 449 - 450. Mason CJ, Brennan, Deane, and Gaudron JJ
explained the above passage from Briginshaw this way:
The ordinary standard of proof required of a party who bears the onus in
civil litigation in this country is proof on the balance
of probabilities. That
remains so even where the matter to be proved involves criminal conduct. On the
other hand, the strength of
the evidence necessary to establish a fact or facts
on the balance of probabilities may vary according to the nature of what is
sought
to be proved. This, authoritative statements have been made to the effect
that clear or cogent or strict proof is necessary "were
so serious a matter as
fraud is to be found". Statements to that effect should not, however, be
understood as directed to the standard
of proof. Rather, they should be
understood as merely reflecting a conventional perception that members of our
society do not ordinarily engage
fraudulent or criminal conduct and a judicial
approach that a court should not likely make a finding that, on the balance of
probabilities,
a party to civil litigation has been guilty of such conduct.
(emphasis added).
- The
Full Bench also went on to observe in relation to the specific decision the
subject of appeal:
19 The Commission, at first instance, should be conscious of the gravity of
the allegations made by both sides when reaching a conclusion.
Ultimately,
however, it remains incumbent upon the Commission, at first instance, to
determine the issue by reference to the balance
of probabilities. The question
then becomes: did the Commission, in making the findings of fact at first
instance, approach its tasks
by mechanically applying a mere preponderance of
probabilities, or, on the other hand, did reach a state of reasonable
satisfaction,
bearing in mind the seriousness of the matters alleged?.........
- In
Burge the Full Bench also relevantly observed as follows:
6. The commissioner, in a very detailed and comprehensive decision, examined
the altercation between the appellant and Mr Usher in
light of their
relationship over the previous few years, their conflicting evidence about the
fight itself (to which there were no
eyewitnesses), the nature of the
investigation conducted by the respondent (including interviews with the two
employees concerned),
the respondent's policy as to fighting in the workplace
and the consequences of the appellant being reinstated. Much of the
commissioner's
decision referred to the parties' submissions on the applicable
law from the cases on the subject of fighting at work and how it
was applied to
the particular facts of those cases. However, the commissioner did not go to the
next step after his analysis of the
facts here and making findings thereon to
relate those findings to the relevant principles of law. In any event, we have
to say the
commissioner's process in reasoning the available facts, many of
which were based on circumstantial evidence, was inconsistent with
the evidence
so as to lead to an unreasonable explanation for what occurred. As was said by
Dixon J, with whom Latham CJ agreed, in Martin v Osborne
[1936] HCA 23; (1936) 55 CLR 367 - " If an issue is to be proved by circumstantial
evidence, facts subsidiary to or connected with the main fact must be
established
which the conclusion follows as a rational inference"..........
- Observations
I made in Australian Services Union of NSW and Sydney Water Corporation
[2008] NSWIRComm 1064 seem particularly apposite to this matter:
Whilst it is clear that this case is about onus and whether Sydney Water has
established, to the Commission's satisfaction, that the
men were drinking
alcohol and did therefore commit serious misconduct, coming to a conclusion
about whether that onus has been discharged
is also inextricably bound up with
issues of the credit of witnesses and the credibility of the evidence of both
sides not merely
whether there is sufficient evidence of the misconduct alleged.
Given how diametrically opposed the accounts are of what happened
on 16 October,
it ultimately comes down to whether the Commission believes one side in
preference to the other and any basis for
that belief.
- Generally
in misconduct cases however, even if it is established after applying the
requisite tests, that misconduct did occur, the
Commission must also consider
whether termination in the circumstances was too harsh a penalty per Byrne
. Likewise the Commission must also consider whether the termination was
harsh and/or unjust and/or unreasonable per s.88 of the Act.
Here however, the
onus moves back to an applicant per Western Suburbs District Ambulance
Committee v Tipping (1957) AR NSW 273.
- Although
I have to say that that if it was held that the misconduct alleged against Dr
Samaraweera had occurred, there would have
to be very compelling reasons to
support a finding that termination was a penalty that was too harsh, or unjust
or unreasonable given
the overall circumstances.
- In
New South Wales Fire Brigade Employees (on behalf of Natoli) v New South
Wales Fire Brigade [2005] NSWIRComm 440, Sams DP at para. 218 posits
four questions that arise for consideration in a case concerning summary
dismissal for misconduct:-
1. Was the conduct against the dismissed employee proven?
2. Did the seriousness of the conduct justify summary dismissal?
3. Did the conduct constitute a fundamental and wilful repudiation of the
contract?
4. Were mitigating factors taken into account?
- Those
questions are just as applicable when a dismissal was not "summary" but still
clearly for misconduct, as was the case with Dr
Samaraweera.
- In
considering whether the misconduct as alleged as did occur it is necessary to
commence with those background matters that were
raised on behalf of Dr
Samaraweera, that being the strained relationships in the Unit and the events of
31 August 2009.
- The
evidence that was led on behalf of Dr Samaraweera about relationships in the
Unit sought to essentially achieve three outcomes.
Firstly, to attack the
credibility of Dr Edwards' evidence on the basis of long held and demonstrated
resentment of Dr Samaraweera;
secondly to establish that Dr Fredericks had acted
angrily and aggressively towards Dr Samaraweera in the past; and thirdly that
Dr
Fredericks' personality and style, particularly in the months leading up to her
resignation and her resentment of Dr Camaris,
formed some sort of basis for her
attack on Dr Samaraweera.
- Contrary
evidence from Dr Edwards, Dr Fredericks and Dr Cooke-Yarborough went to the
alleged perceived favouritism shown by Dr Camaris
towards Dr Samaraweera and
issues of unequal workload. Dr Fredericks' evidence also dealt with the
aggression shown to her by Dr
Bullpitt on 31 August, the failure of Dr Camaris
to do anything about it and also Dr Camaris' treatment of her since she had
submitted
her resignation.
- It
was more than evident that there were strained relationships and resentments
held within the Unit and it did seem to me (only based
on those giving evidence)
that there were essentially two clear camps - those supporting Dr Camaris (Dr
Samaraweera, Dr Crouch and
Dr Bullpitt) and those discontented with the way
things were managed (Dr Reeves, Dr Fredericks, Dr Edwards and Dr
Cooke-Yarborough).
- A/Prof
Wilson made mention in his 'Self Initiated Brief' of 21 September 2009 of being
approached by "several individuals.... expressing
concerns about what happened
and intimating broader underlying issues needing attention".
- All
of those witnesses referred to above had something to say about relationships in
the Unit (either in generally terms or specifically
directed at a particular
person) during the interviews with Ms Savage and she further commented on this
in her evidence.
- I
have to say that I found much of what Dr Samaraweera raised against Dr Edwards
to be terribly trivial matters and somewhat demonstrative
of a person overly
sensitive, thin-skinned and perhaps lacking in confidence. Indeed some of the
specific incidents she referred
to, both in relation to Dr Edwards and Dr
Fredericks, they just could not recall, which it is not surprising given the
length of
time that had elapsed and the triviality of the incidents in question.
- I
appreciate that in any workplace what a person takes offence at or finds
objectionable will vary from individual to individual and
the person giving
offence may not even be aware (and indeed usually isn't) that they have done so,
yet nevertheless even seemingly
trivial matters can be the cause of on-going
resentment that can build up to become a more serious issue.
- Having
said that, I find it hard to accept, and do not consider, that those issues that
Dr Samaraweera raised against Dr Edwards provides
a sufficiently substantial
basis for establishing that Dr Edwards held some sort of grudge against Dr
Samaraweera (particularly in
relation to the issue of the non-invitation to her
wedding some six years previously); but more significantly, a grudge of such
degree
that she would give untruthful evidence to Ms Savage and this Commission.
Further it is clear that Dr Edwards and Dr Samaraweera
reported on different
types of pathology and thus had minimal work-related contact in any event.
- Dr
Edwards came across as a witness as being a very outgoing and chatty person and
this could well be interpreted in a workplace environment
by someone who was
obviously a private person (such as Dr Samaraweera) as being a "busybody".
- There
is no doubt that Dr Fredericks was not happy in her last months in the Unit and
had a somewhat problematic relationship with
Dr Camaris, a problematic
relationship that went both ways. I have to say Dr Camaris came across as being
somewhat dour in demeanour
and if that was reflective of her demeanour in the
workplace that would not have assisted in that relationship.
- The
evidence of Dr Crouch about Dr Fredericks' alleged aggression in the workplace
on a previous instance (relating to the issue of
allocation of specimens) and
evidence of Dr Samaraweera about such issues, I do not consider sufficient to
establish that she was
an aggressive person by nature and therefore likely to
have been the aggressor on 3 September 2009. Just because a person gets angry
about particular incident is not sufficient to establish that they have a
pattern of aggressive behaviour in the workplace.
- There
was no evidence of any previous violent action/s on the part of Dr Fredericks.
Just as there was no evidence of any previous
violent action/s on the part of Dr
Samaraweera. I do not accept that slamming the door/ shutting the door
forcefully/closing the
door, when Dr Bullpitt was still standing there on the
previous Monday is of any particularly significance in this regard or
demonstrative
of an aggressive nature either. It was clearly in response to an
angry and aggressive confrontation of Dr Fredericks on the part
of Dr Bullpitt.
- I
agree with Ms Brus that in relation to the incident on 31 August 2009
that it was characterised as being Dr Fredericks' fault and that she was in the
wrong rather than Dr Bullpitt. I do not accept this characterisation. Nor do I
consider it of any particular significance or relevance
as to whether Dr
Fredericks referred to Dr Bullpitt as a "disgusting little man" or a "silly
little man". I acknowledge that Dr Camaris
and Dr Samaraweera both told Ms
Savage that the term used was "disgusting" (Dr Samaraweera's notes for the
interview). In Ms Savage's
interview with Dr Fredericks the transcript refers to
"an unpleasant man" and it is quite unclear whether Dr Fredericks actually
told
her the specific words she used. The first time she would have seen the actual
words she was she was alleged to have said would
have been in witness statements
as filed in June 2010. I don't believe any different recollection she now has as
to what she said
at that point in August 2009 raises any issue of credibility.
- The
evidence is clear that no one had spoken specifically to Dr Fredericks about the
fact that the specimen had been left for her
attention by Dr Bullpitt, or for
what reason it had been left for her.
- Dr
Cherepanoff was not called to give evidence by either side and Dr Fredericks'
evidence stands in my view. She was off on sick leave
on the previous Friday
when this specimen was evidently allocated to her by Dr Bullpitt. On that Monday
she had only just come in,
was holding her coffee, had not looked at her roster
for the week, and was "warned" by Dr Cherepanoff about a specimen (but not,
it
appears, given any detail or particulars about it) and she simply said that if
she was on "wet" specimens she was happy to do
it and if not, then the person
who was on should do it. That hardly constitutes a refusal to attend to the
specimen yet Dr Cherepanoff
told Dr Samaraweera that this is what she had done
(on Dr Samaraweera's evidence) and then Dr Samaraweera went and complained to
Dr
Camaris, with Dr Camaris telling her to attend to it as she didn't want to
confront Dr Fredericks and give her reason to take
more sick leave. Dr
Samaraweera didn't subsequently explain what had happened to Dr Bullpitt, but
seems to have made some comment
of complaint, and he just went charging off to
confront Dr Fredericks on her behalf in an angry and aggressive way. Dr Camaris
made
no attempt to properly intervene in the situation and calm things down and
explain things, other than to tell people to go back to
their offices.
- I
consider that Dr Fredericks would have had every right to be upset, offended and
angry with Dr Bullpitt as a result of the way he
confronted her and spoke to her
and indeed to realise that probably Dr Samaraweera had something to do with it,
and as she put it
subsequently was "instrumental" in the confrontation arising.
It would also not be unexpected that she would feel aggrieved at the
way Dr
Camaris had handled (or rather not handled) the situation.
- However
it seems to me that Dr Fredericks is not the only one who could have harboured
some resentment over the next couple of days
as a result of this incident. The
evidence shows that this was not the first time that there had been issues
between Dr Fredericks
and Dr Samaraweera about who should attend to a particular
specimen. This had happened before on both Dr Samaraweera's evidence and
the
evidence of Dr Crouch.
- Indeed
on that particular day, on Dr Samaraweera's evidence (her second affidavit) she
had complained firstly to Dr Cherepanoff (after
she was told by her about the
specimen) and then made her come with her (Dr Cherepanoff did not want to get
involved) to complain
to Dr Camaris where she said:
Catherine [Camaris], Sue [Fredericks] is once again trying to offload
difficult cases onto me. Svetlana [Cherepanoff] says this case
was allocated to
Sue on Friday and that Sue is now refusing to do it and claims that I should do
it.
- Dr
Samaraweera could not have been pleased or happy about the fact that,
notwithstanding her complaint to Dr Camaris, she was still
going to have to look
after the specimen rather than Dr Fredericks being made to do it. This would
seem to me to give Dr Samaraweera
clear cause not just to feel resentment
towards Dr Fredericks for having yet another difficult case "offloaded" onto her
but even
more resentment as she had not been successful in getting the case
given back to her.
- As
to the incident on the 3 September, about the only three facts that are agreed
between the two protagonists are that it started
at about 11 am (this time
differs from that given by other witnesses) as they walked past each other on
their respective ways to
and from the Laboratory and there was a "bump" (on one
version "accidental", and the other "deliberate") and that at the end of the
subsequent physical exchange an empty black plastic A4 filing tray was broken
into pieces.
- It
frankly seems inherently implausible that either of these two adult,
intelligent, professional women would resort to physical violence
yet obviously
that is what occurred. Just who was the one resorting to violence is the issue
to be determined.
- What
little corroborative evidence there is has not been of great assistance. Indeed,
given the very real conflicts and contradictions
in some of that evidence it
would have been far easier to decide this matter based on Dr Fredericks' and Dr
Samaraweera's evidence
alone.
- This
was an incident that from the time of the "bump" to the breaking of the tray
took place over the space of literally seconds in
a corridor where doors were
either "not fully closed" (Dr Sugo) or possibly open in the case of Dr Camaris
(there was no actual evidence
clearly indicating whether her door was open or
closed other than she had an "open door policy"). Yet the only things heard
variously
are, "you fucking bitch" ( 4 definite confirmations - Dr Edwards, Dr
Sugo, Dr Cooke-Yarborough, someone in the laboratory and Dr
Fredericks in cross
examination), a scream (Dr Crouch, Dr Sugo and Dr Camaris), words like "don't
push" or "don't punch me" (Dr Sugo
and Dr Edwards) and the sound of a crash as
if a tray of specimens was dropped (what Dr Crouch heard from the Registrar's
Room).
- Dr
Samaraweera denied saying "you fucking bitch" and only mentioned saying "why did
you shove me" (or push me) with no mention of
punching at all. She also
significantly said that Dr Fredericks did not say anything during the whole
encounter, only gave a laugh.
Dr Fredericks also maintained that she did not say
anything. It should be noted that no other witness heard Dr Fredericks laugh and
she also denied that she did this.
- This
would indicate to me that what Dr Sugo said she heard (words about Dr Fredericks
saying something about what Ushma had done to
her before, with Ushma saying the
whole thing was unacceptable and going into her room) was in fact what was said
after the actual
physical altercation had finished and when Dr Fredericks (still
in the corridor) made her accusation to Dr Camaris about her seeing
what had
happened and also about ignoring what Dr Bullpitt did to her on Monday etc.,(Dr
Camaris could not recall this being said).
- I
also consider that Dr Sugo appeared uncomfortable giving evidence and reluctant
to be more forthcoming and I find it hard to believe
that she did not hear more
than she said she did (or indeed did not look through her "not fully closed
door"), given the proximity
of her office to the altercation that unfolded.
However, I do not think that her evidence is particularly significant or of any
real
assistance and I do not find it unusual that Ms Savage did not take it into
consideration in her Report.
- Even
if I accept, as I do, that Dr Samaraweera did say "you fucking bitch," the only
evidence that pinpoints when that happened is
that of Dr Fredericks who said
that after the initial bump Dr Samaraweera said "don't do that to me" and used
expletives (which she
subsequently clarified as being "you fucking bitch"). This
would seem to point strongly to considerable anger on the part of Dr Samaraweera
who believed that she had been deliberately bumped by Dr Fredericks. It does not
totally assist in any way in clarifying what subsequently
occurred however, as
that could have equally have been said as a response to Dr Fredericks punching
her (Dr Samaraweera's version
of events).
- Dr
Edwards maintained she saw the incident from when the two doctors turned to face
each other but yet did not see Dr Samaraweera
punching; did not recall when she
saw Dr Camaris come out in the corridor; Dr Fredericks said Dr Camaris was there
the whole time;
Dr Camaris said she wasn't there until it was over and the tray
was on the floor, broken and that Dr Edwards was not in the corridor
when she
came out; Dr Cooke-Yarborough said that she only saw Dr Fredericks and Dr
Camaris (and Dr Samaraweera running out of her
office at some stage) and not Dr
Edwards.
- I
have to say that I do not consider that Dr Edwards' evidence is completely
accurate or reliable (her account of subsequent conversations
is particularly
confusing in terms of timeframe) and may even have been embellished based on
what she subsequently heard from others.
That it contradicts Dr Fredericks'
evidence in a couple of key respects (Dr Camaris being present particularly and
possibly the 2
or 3 swatting motions of Dr Samaraweera with the tray compared
with the one striking motion) would of course strongly support that
there had
not been any subsequent discussion with Dr Fredericks in any attempt to "line
up" their evidence or accounts.
- However
the 2 or 3 swatting motions would accord with Dr Fredericks evidence about Dr
Samaraweera punching her with her right hand
which holding the tray.
- Having
said that, I do consider that Dr Edwards did look out down the corridor, from
her doorway, at some stage and did see something
of the incident. Exactly what
she saw, and at what stage of the altercation is difficult to conclusively
resolve.
- The
reason I am convinced that she did see something of what occurred, despite the
inherent contradictions referred to above, is mainly
because if, as suggested by
Dr Samaraweera, she was always going into others' offices and being nosey, it
would be really be quite
out of character for her to not to have got up to
investigate what was going on and could clearly be heard. I just can't see Dr
Edwards
sitting in her office and ignoring what she heard and not going to
investigate as Dr Sugo did. However I don't think that she would
have wanted to
be seen by Dr Samaraweera given their somewhat non-existent personal
relationship at that stage and may not have wanted
to be seen by Dr Camaris
either. Her evidence is confusing - she compresses into one seemingly sequential
conversation a number of
subsequent conversations that could not have occurred
immediately after altercation and she also has Dr Camaris running after Dr
Samaraweera and then returning, which she did not do, on either her evidence or
that of Dr Fredericks. It would be speculation to
suggest that this may have
occurred when Dr Camaris went off to the later interviews and did so in a hurry
or a rush.
- I
do not however make a positive finding as what Dr Edwards did see and I have not
relied on what she saw (or any issue of credit)
for the findings that I do
intend to make in this matter.
- I
acknowledge that Ms Savage placed great reliance on Dr Edwards' evidence and
that Mr Clout felt it necessary that she be interviewed
a second time to confirm
her account and that her evidence was in fact one of the two "clinchers" as it
were, the other being the
photographs of Dr Fredericks' injuries (the latter
particularly so for Mr Clout.)
- I
remain convinced that Dr Camaris did in fact come out of her office, (even if
only to stand in her doorway) and did see some of
the incident, even if that was
only after the initial bumping and what she initially heard, and may then have
retreated back to her
office. I am also not convinced that Dr Fredericks would
really have been in a position to be aware of whether or not Dr Camaris
was in
the corridor for the whole time during the incident, particularly when she was
defending herself (as she said she was) from
Dr Samaraweera's punching (and thus
focusing her attention on her) and even more so when Dr Samaraweera raised the
tray and struck
her (again, as she said she did). I consider it somewhat
unlikely that she would have been able to have Dr Camaris in her vision
whole
time even if she had been in the corridor the whole time particularly when you
consider where in the corridor this incident
took place (between Dr Tobias' and
Dr Sugo's offices) relative to Dr Camaris' office (which was on the other side
of Dr Samaraweera's
office)
- The
only reliance I place on this scenario is that it does not lead me to question
the credibility of Dr Fredericks' evidence as a
result of the otherwise
contradictory evidence.
- In
further considering whether there was the possibility/probability that Dr
Camaris did see some of the altercation, on the one hand
if she had seen Dr
Fredericks attack Dr Samaraweera then I have no doubt whatsoever that she would
have very readily come forward
and said so in, both her interview with Ms Savage
and her evidence to this Commission. This possible scenario was discussed with
Mr Saunders during submissions (who adopted it very readily). However, as
I also went on to suggest in that exchange, the converse would equally
be true,
if not even more probable, that if Dr Camaris did see Dr Samaraweera attacking
Dr Fredericks she would not be prepared to
come forward and say anything because
of her support for her and also because she would not want to faced with the
possibility of
losing another senior pathologist, Dr Fredericks having already
submitted her resignation.
- I
also found Dr Camaris a somewhat unsatisfactory witness, very reluctant and
reticent to give evidence (and many conversations or
parts of conversations
referred to in other evidence she could not recall) and had already formed much
the same views as subsequently
relayed by Ms Savage when she came to the
Commission to give evidence some one month after Dr Camaris. There is also no
doubt that
she was hardly even handed and impartial in her subsequent action.
She contacted Dr Samaraweera by phone twice to enquire as to her
welfare and
give her advice (going to see A/Prof Wilson, taking photographs etc.). No such
concern was displayed towards Dr Fredericks
or any enquiry made as to her
welfare.
- Evidence
that I did find reliable, and do rely on, is that of Dr Crouch, and that was
evidence that was not before Ms Savage. He certainly
told Ms Savage that Dr
Fredericks had shown him an "abrasion on her lower right arm with the skin
broken" and this was immediately
after the incident. However he did not tell Ms
Savage what he subsequently put in his second affidavit and that was that when
she
showed him the abrasion she said that "Ushma hit me with a tray". Indeed, he
told Ms Savage when asked, that she didn't say anything
about what had happened
(his response to the question she asked him was "no").
- That
also accords with what Dr Fredericks accused Dr Camaris of seeing - Dr
Samaraweera hitting her with a tray, and would be consistent
with her belief
that Dr Camaris was in the corridor at the relevant time. It would be a bizarre
accusation to make if she had not
seen Dr Camaris until after the altercation
was over. This was also what she told A/Prof Wilson, who was also shown the
"obvious
swelling" to her right arm occasioned by the strike with the tray.
- However
I do find Dr Fredericks' evidence about how Dr Samaraweera punched her with the
tray to be somewhat improbable and the number
of punches seem somewhat
exaggerated. But I find Dr Samaraweera's account even more improbable. I also
note that neither of the doctors
mentioned punching to A/Prof Wilson. Even
though both Dr Samaraweera and Dr Joshua (her husband ) say this was mentioned
to him,
and Dr Fredericks thought that she would have mentioned it, I just
cannot believe that if punching was mentioned (in either interview)
it would not
have been noted by him as that would have been a very significant and unusual
action to have taken place by such professional
staff members.
- Without
clear evidence it would be quite improper for the Commission to indulge in
speculation about alternative versions of what
may or may not have happened
during the altercation in the light of the conflicting evidence.
- In
determining whether or not the allegations against Dr Samaraweera have been
proven there are three matters upon which I rely.
- Firstly,
when comparing overall the evidence of Dr Fredericks and Dr Samaraweera and
their respective demeanour in the witness box,
I prefer the evidence of Dr
Fredericks to that of Dr Samaraweera. Further I do not think that there has been
sufficient evidence
put forward that would establish that Dr Fredericks had some
overwhelming grudge or complaint against Dr Samaraweera or any previous
violent
behaviour, to justify a quite out of character physical attack by her.
- I
also acknowledge that it was also quite out of character for Dr Samaraweera to
attack another member of staff such as Dr Fredericks,
however I consider that
she was far more likely to have held a grudge against, and resentment of, Dr
Fredericks and just "snapped"
in response to what she thought was a deliberate
bump. I arrive at this view based on all the evidence - Dr Samaraweera's
oversensitive
nature (in my view); other incidents where she was on the
receiving end from Dr Fredericks about specimens and clearly resented that;
and
the way she viewed Dr Fredericks, Dr Reeves, Dr Edwards, Dr Cooke-Yarborough.
- I
do not accept that Dr Fredericks could have broken the tray in the course of
simply trying to punch Dr Samaraweera and not suffered
some visible injury to
her right hand as a result, and an injury which would have subsequently been
readily observable by Dr Crouch
and A/Prof Wilson and further and more
crucially, which would have also shown up in her photographs. There was no
evidence that Dr
Fredericks struck at Dr Samaraweera using her arm and forearm
and thus hit and broke the tray.
- Mr
Saunders also relied on the fact that as Dr Samaraweera was right handed
and any blows from her left hand (if made) would have been weak and
not have
resulted in the bruising sustained by Dr Fredericks, leaving the injuries to
have been caused by Dr Fredericks striking
at Dr Samaraweera and hitting and
breaking the tray with her right forearm and lower right arm.
- However,
it would also in fact be logical, and indeed a more probable explanation in my
view, in being right handed, for Dr Samaraweera
in the course of turning around
to confront Dr Fredericks after the initial bump, to have shifted the tray from
both hands to her
right hand (this may possibly have necessarily involved
reversing the position of the tray) and thus used that dominant hand to punch
at
Dr Fredericks with the tray and then raise the tray to strike her.
- I
accept Dr Fredericks' evidence that she had her arm above her head in a
defensive position and was struck with the tray by Dr Samaraweera,
which
explains the injuries that she subsequently showed to others and also had
photographed.
- In
this I rely not only on the evidence of Dr Fredericks but also Dr Samaraweera's
evidence . In cross examination the following relevant
exchanges took place with
Dr Samaraweera:
Q. And then you say Dr Fredericks began to punch you?
A. Yes.
Q. And that she punched you six or seven times around your other arms?
A. Yes.
Q. And all the time she was doing this, you had the tray in front of you?
A. Yes.
Q. And at some point she punched the tray and it broke into multiple pieces,
sharp pieces and fell to the ground? A. Yes. ...................
...................
Q. And was it more your right arm or more your left arm that was
punched?
A. What I tried to do at that point, because I was holding the tray up, as I
was trying to intercept her punches, so she was trying
to get around the tray
and I was moving the tray to try and block where she was coming from. In terms
of the actual contact with
my arm, obviously I couldn't block every single punch
and she did make contact with my right arm definitely and I think my left arm,
but the bruising was more on my right arm.
Q. I see. So if your right arm was the one that received the punching that
caused bruising, is that the arm that received most of
the punches, is that
correct?
A. Both arms did receive punches, but that was the one that received the
hardest punch that was the bruise. I think I managed to intercept
most of the
ones that were coming on the left-hand side.
Q. And that was caused by Dr Fredericks' left hand or right hand?
A. Left hand.
Q. I see. Do you recall which hand broke the tray?
A. Her right hand.
Q. Her right-hand?
A. Yes.
- In
my view the significant bruise near Dr Fredericks' right fore arm could not have
been made as a consequence of the initial bump
and contact with Dr Samaraweera's
elbow given the height difference between the two women (as suggested by Mr
Saunders ). I also do not consider that the height difference between the
two women (17 cms or 7 inches) meant that it was impossible for Dr
Samaraweera
to have been able to reach Dr Fredericks with the tray. Dr Fredericks' evidence
was that Dr Samaraweera had her arm extended
and swung at her and with such an
action she could clearly have made the contact alleged in spite of the height
difference.
- I
acknowledge that Dr Samaraweera's photographs also show the cuts to her right
thumb and what could only be described as a minor
bruise to her upper right arm.
However those cuts could have been, and in my view were, sustained while she was
holding the tray
and it broke in the course of her striking at Dr Fredericks.
The bruise could have been caused by the initial bump, or, it is conceded,
if Dr
Fredericks had indeed punched her at some stage.
- However
for me the respective photographic evidence overwhelmingly favours Dr
Fredericks, just as it was the conclusive issue for
Mr Clout.
- Mr
Saunders maintained it was inappropriate for Mr Clout to form views about
Dr Fredericks' photographs as he was not an expert and had no medical
or
forensic expertise. There was also issue made of the fact that they were taken
some four days after the altercation.
- If
there was any issue as to the possibility that what was shown in the photographs
was not caused by the altercation, then as Dr
Fredericks said that immediately
following her interview with A/Prof Wilson she went to see her GP at Randwick,
records of that attendance
and any notes (or indeed a report from the GP) could
have been the subject of a Summons for Production.
- It
is not unusual in cases that have come before the Commission involving fighting
that there is photographic evidence tendered by
one side or another (or both) in
support of respective cases. Those photographs usually speak for themselves and
have corroborated
the evidence in a particular case. It is also usual for such
photographs to have already been relied upon by the relevant decision-maker
involved in the dismissal of the employee/s.
- The
Full Bench in Burge, having concluded that Mr Burge's appeal should be
upheld, conducted a separate review of the evidence below and in so doing had
particular
regard to the photographs of Mr Burge's injury, observing as follows:
22 . We would emphasise in that respect that the injury sustained by the
appellant, so graphically demonstrated by the photographs
of his face, neck and
hands taken shortly after the altercation, amply demonstrated consistency only
with his account of the fight
but not that given by Mr Usher. It must be
observed that this aspect, which we think to be significant objective evidence ,
was never
referred to by the commissioner in his reasons (notwithstanding the
reasonably substantial submissions put by the parties as to those
issues at
first instance).............. the injuries sustained by Mr Usher, abrasions to
the knuckles on his hands, compared to those
sustained by the appellant was
entirely consistent with him being the sole aggressor as was his observed highly
emotional state at
the time. (emphasis added).
- Having
carefully considered the relevant evidence and mindful of the requisite tests to
be applied, I make the following positive
findings:
- There was an
initial bump between Dr Fredericks and Dr Samaraweera as they passed each other
in the corridor. (The bump was more likely
to have been accidental contact).
- Dr Samaraweera
did call Dr Fredericks "a fucking bitch" at some stage of the altercation (more
likely as a response to the initial
bump).
- Dr Samaraweera
struck Dr Fredericks with an empty black plastic A4 filing tray hitting her
right arm which was being held by Dr Fredericks
in a defensive position to avoid
being struck on the head. The tray broke as a result of coming into contact with
Dr Fredericks'
arm.
- During the
course of this strike Dr Fredericks sustained a significant bruise to her right
forearm and an abrasion to her lower right
arm.
- Given that I
have accepted the evidence of Dr Fredericks and rejected that of Dr Samaraweera
in respect of the striking with the tray
it follows that it is probable that Dr
Samaraweera also punched Dr Fredericks with her left hand and the right hand
which was holding
the tray.
- This
action on the part of Dr Samaraweera was clearly misconduct and thus the first
question posited by Sams DP in Natoli is answered in the
affirmative.
- I
find that SESIAHS have discharged the requisite onus applicable under the cases
cited above to establish that misconduct on the
part of Dr Samaraweera did take
place.
- Such
action by Dr Samaraweera against Dr Fredericks was also clearly contrary to
SESIAHS Policy (and indeed would be contrary to acceptable
standards of conduct
in any workplace) and was of such seriousness as to warrant dismissal. Thus the
second question posited in Natoli is also answered in the affirmative. It
would also follow, in the light of Dr Samaraweera's clear breaches of SESIAHS
Policy and Code
of Conduct (as referred to in the letter of dismissal from Mr
Clout) that such action could be considered a fundamental and wilful
repudiation
by her of her employment contract in answer to the third question posited in N
atoli.
- As
rightly pointed out by Ms Brus it is well established that fighting in
the workplace is misconduct and grounds for dismissal, usually on a summary
basis - see G J Coles v SDA and the relevant observations of Moore
J in AWU-FIME Amalgamated Union v Queensland Alumina Limited :
...whether a dismissal or termination arising from a fight in the workplace
is harsh, unjust or unreasonable will depend very much
on the circumstances.
However, generally the attitude of industrial tribunals tends to be that, in the
absence of extenuating circumstances,
a dismissal for fighting will not be
viewed as harsh, unjust or unreasonable. The extenuating circumstances may, and
often do, concern
the circumstances in which the fight occurred as well as other
considerations, such as the length of service of the employee, including
their
work record, and whether he or she was in a supervisory position. As to the
circumstances of the fight, relevant considerations
include whether the
dismissed employee was provoked and whether he or she was acting in self
defense...
- I
also note the following observations of Connor C in Graham:
25 I consider there to be three possible defences in a claim of unfair
dismissal based on an established incident of fighting at work,
viz:
(i) where the employee was doing no more than defend himself and was not
himself the aggressor (in which case I believe that he would
have a total
defence from the allegations levelled against him);
(ii) where the employee was provoked into a fight by the other party (in
which case that provocation may constitute a mitigating factor
to take into
account when assessing whether his dismissal was there unfair); or
(iii) where the employer is not even handed in his approach, ie disciplining
one employee for fighting but not similarly disciplined
the other employee,
provided of course that the other employee is equally culpable (in which case it
would possibly be a factor in
assessing the fairness or unfairness of the
dismissal of the employee who was actually disciplined).
- In
my view there were no actions on the part of Dr Fredericks that could possibly
be held to justify the actions of Dr Samaraweera
against her.
- It
is clear that ASMOF, on behalf of Dr Samaraweera, in responding to the show
cause letter of 5 December, raised a number of matters
for the decision maker Mr
Clout to take into account before arriving at a decision on whether or not to
dismiss Dr Samaraweera. It
is also clear from the letter of dismissal that
notwithstanding those matters so raised that Dr Samaraweera's actions against Dr
Fredericks were considered serious enough to warrant dismissal. It can clearly
be said that the decision maker had taken mitigating
factors that were available
into account (the fourth question posited in Natoli ).
- There
is no doubt that Dr Samaraweera had an unblemished 11 year work record with
SESIAHS and that her actions that day were by all
accounts totally out of
character. However that does not sufficiently mitigate against unprovoked
physical violence involving actual
physical contact with an object against a
fellow employee. If only bumping and shoving with expletives had taken place
then it might
have been a different matter with a different outcome.
- As
indicated at the outset whilst the onus is on SESIAHS to establish that
misconduct took place, and I have found that they have
satisfied that onus and
misconduct did take place, the onus then moves back to Dr Samaraweera to
establish that, notwithstanding
that finding, her dismissal was harsh, unjust
and unreasonable and sufficiently so as to warrant the intervention of the
Commission
pursuant to s.89 of the Act.
- The
expression "harsh, unjust or unreasonable", was considered in Byrne . The
principle was further discussed in Outboard World v Muir (1993) 51 IR 167
at p.182. Essentially, those cases hold that is not necessary that a termination
be found to be harsh and unjust and unreasonable.
It can be one or any or all of
those three.
- Bankstown
City Council v Paris [1999] NSWIRComm 585; (1999) 93 IR 209, is authority for the necessity of the
Commission making a positive finding as to whether a termination was harsh, or
unjust, or
unreasonable (or any combination thereof) and the grounds upon which
the Commission so finds.
- This
approach was reiterated by the Full Bench in National Union of Workers, New
South Wales Branch (on behalf of Khan) v Cuno Pacific Pty Ltd (2005) 146 IR
441 at paras [64] and [65]:
64 Finally, we stress the importance of a Member of the Commission at first
instance in s 84 proceedings dealing expressly and specifically
with the
tripartite statutory test. As the Full Bench observed in Outboard Marine Pty
Ltd T/As Budget Waste Control (Sydney) v Muir (1993) 51 IR 167 at 183, in
order to avoid the possibility of misunderstanding or error, the tribunal should
state explicitly the basis upon which
it is considered that a dismissal was
unfair or not unfair. That is to say, with the dismissal was or was not harsh,
unreasonable
or unjust.
65 In the present case, Cambridge C found that the dismissal of the
applicant was not harsh, unreasonable or unjust and we consider an examination
of the Commissioner's
reasons support his conclusion. It would have been
preferable, however, if the Commissioner had spelt out in clear terms wide,
under
each limb of the tripartite test, the dismissal was not an "unfair
dismissal".
- A
dismissal can be both substantively and procedurally unfair. The case usually
quoted in this regard is the High Court Judgment in
Byrne .
- In
relation to procedural fairness that decision has also been relied on in
numerous decisions of this Commission, and the parties
have also referred the
Commission in particular to Wang v Crestell and Antonakopoulos.
- However
just because misconduct is found, that does not mean that there cannot also be
such procedural unfairness so as to warrant
the intervention of the Commission.
- Mr
Saunders , on behalf of Dr Samaraweera raised a number of matters said to
raise serious issues of procedural fairness in relation to both the
investigation of the allegations against her, and the decision-making process
undertaken by Mr Clout which principally may be summarised
as follows:
- There was no
investigation of the allegations made by Dr Samaraweera against Dr Fredericks,
only into the allegations by Dr Fredericks
against Dr Samaraweera and this
tainted the whole investigative and decision-making process.
- Dr Samaraweera
was not provided with any of the documentation including photographs and
transcripts of interviews that were relied
upon by both the investigator and the
decision maker. This was said to be contrary to SESIAHS policy.
- Dr Edwards was
interviewed before Dr Samaraweera and she was not subsequently told about what
Dr Edwards maintained she saw and heard.
- Although Ms
Savage found both allegations sustained, Mr Clout in his evidence indicated that
he did not rely on the first allegation
(that of punching), only the second
allegation (striking with the tray). This was not how the letter of dismissal
was expressed nor
had this been raised in the Employer's Reply document and Dr
Samaraweera was disadvantaged in the preparation of her case by not
being
advised that the first was not relied upon by SESIAHS.
- It
is difficult to see how the allegations made by Dr Samaraweera against Dr
Fredericks could in fact have been pursued by SESIAHS
in any meaningful way
given that as from 20 September 2009 she ceased to be an employee as a
consequence of her resignation which
was effective from that date. Indeed, if Dr
Fredericks had not been prepared to attend the interview with Ms Savage on 7
October
2009 as a result of which specific allegations against Dr Samaraweera
were formalised in writing and subsequently conveyed to her,
then it is hard to
see how Dr Fredericks' verbal complaint to A/Prof Wilson could have been taken
any further.
- The
complaint made by Dr Fredericks against Dr Samaraweera to A/Prof Wilson that was
subsequently formalised into written allegations
was not done either at the
behest or initiation of Dr Fredericks who made it clear in her note to A/Prof
Wilson, as sent with the
photographs on 10 September, that - "I have left now
and you will not hear from me again".
- Having
said that, there is no doubt that at the outset of the interviews undertaken by
Ms Savage she generally (but not in every case)
indicated to interviewees that
"this is a process that is being looked into following a complaint by Dr Susan
Fredericks about Dr
Ushma Samaraweera (although I have only seen those
transcripts of interviews referred to in the Background and Chronology above)
and she did not mention that there was also a counter complaint by Dr
Samaraweera.
- In
hindsight this probably should have been done, if only for abundant caution and
to avoid any suggestion of bias (as has now been
raised). However having
carefully considered in some detail those interview transcripts that were before
the Commission I am satisfied
that Ms Savage did indeed ask open ended questions
and did not refer in any way to the specifics of the complaint made by Dr
Fredericks
against Dr Samaraweera and conducted the interviews in a fair and
unbiased way and with a genuine attempt to elicit any available
information.
- It
would also have been common knowledge in the relatively small Unit that an
incident had taken place between Dr Samaraweera and
Dr Fredericks on the morning
of 3 September 2009 and this was an incident that was the subject of discussion
(and probably gossip)
by various staff members in the days following that
incident.
- I
do not consider that the fact that it was only the complaint of Dr Fredericks
that was being investigated "skewed" the investigation
in favour of Dr
Fredericks. If those persons who had either seen or heard anything relevant
about the incident between the two doctors
then the questions asked were
designed to elicit any such information that a staff member had. It could hardly
be said that as a
result of being told that a complaint by Dr Fredericks against
Dr Samaraweera was being investigated that the evidence was given
by Dr Crouch
and Dr Camaris was skewed in Dr Fredericks' favour.
- Dr
Samaraweera was at that time represented by her Union, ASMOF, who were also
present during her interview with Ms Savage as well
as the interview with Dr
Camaris. If it was considered that the interviews were proceeding in an unfair
and biased way and that Dr
Samaraweera's allegations against Dr Fredericks
should have been separately investigated then that could have been raised at any
time by either Dr Samaraweera herself or by ASMOF.
- Issues
of procedural fairness have now been raised on her behalf (Mr Clout being
"inclined to accept" Ms Savage's report) yet there
was no complaint made (nor
was it even mentioned) by ASMOF in their letter of 10 December to Mr Clout that
there had been no investigation
of Dr Samaraweera's allegations or that to only
investigate Dr Fredericks' allegations was procedurally unfair.
- If
ASMOF were concerned that any stage of the investigative process or indeed,
prior to the decision being made, that it was unfair
or something untoward had
occurred, then a dispute could have been notified to this Commission. It has not
been uncommon over the
years for unions to notify disputes to this Commission
concerning disciplinary investigations into a particular member prior to a
final
decision being made about that member.
- I
do not accept that there would have been a different outcome had both allegation
and counter allegations been investigated. I do
not consider that it would have
changed the evidence given by the various witnesses interviewed by Ms Savage or
that necessarily
any information not forthcoming in the interviews would have
suddenly been provided. I am satisfied that Ms Savage elicited what
information
was available, or indeed the information that some staff members were prepared
to make available. I do not consider that
any reluctance to provide information
and become involved would necessarily have changed if the allegations by Dr
Samaraweera against
Dr Fredericks were also being investigated at the same time.
- As
far as provision of documents is concerned I agree with Ms Brus '
submission that SESIAHS policy does not provide that such documents must be
given to a person against whom allegations have been
made. The policy just does
not go that far. Thus there was no obligation on SESIAHS to provide a copy of Dr
Fredericks' photographs
without a specific request for such, and such a request
was not made (only a complaint that they were not provided).
- The
requirement under the Policy is quite clear. It is to allow access only, with
the onus then on an individual employee and/or their
union to request of the
employer the opportunity of approaching to give effect to that access to obtain
copies or to viewing relevant
and required documents. Even then the Policy makes
clear that it only relates to documents relied upon by the decision maker.
- In
this matter Dr Samaraweera and ASMOF would have been well aware of just who was
interviewed as Ms Savage's Report makes that quite
clear . The evidence of the
various doctors relied upon is summarised in point form and reference is made by
way of a footnote to
the names of Laboratory Staff interviewed. They would also
have been aware that transcripts of the interviews were made. If copies
of other
transcripts of interviews were sought then they could have been asked for by
ASMOF on Dr Samaraweera's behalf, as could
any other document thought relevant
(such as the photographs). However it could not be said that Dr Samaraweera was
not aware of
the essential facts/information to come out of those interviews
given the summary contained in Ms Savage's Report.
- The
only person not so listed in the Report was Dr Sugo. Ms Savage indicated in
evidence that she did not rely on what Dr Sugo told
her. Much was made of this
as being a significant oversight. I did not find it so. The only useful
corroboration provided by Dr Sugo
was that she heard Dr Samaraweera say "You
fucking bitch" and that does not assist in determining whether or not Dr
Samaraweera struck
Dr Fredericks with the tray. Other words she reported I have
already indicated would have related to the later exchange in the corridor
between Dr Fredericks and Dr Camaris (and what was said by Dr Samaraweera as she
left the Unit).
- I
would readily agree that If Mr Clout only relied on the second allegation
(striking with the tray) as grounds for dismissal then
that should have been
clearly stated and the basis given for not relying on the first allegation in
light of the positive finding
that had been made about that allegation by Ms
Savage. Having said that however I do not see how that is a denial of procedural
fairness
or would have made a great deal of difference to the nature of the case
required to be put on by each side. There was still a finding
of misconduct
warranting dismissal, the whole of the altercation and any relevant background
still needed to be explored and the
onus and burden of proof tests would not
have changed. The only consequence may have been that there might not have been
the necessity
to in effect chase quite as many rabbits down rabbit holes with
respect to the conflicting evidence.
- As
to the issue of Dr Edwards being interviewed before Dr Samaraweera there was no
evidence that this was deliberately contrived.
Indeed it would have been logical
to interview Dr Samaraweera after all other interviews had taken place. It is
clear that Dr Samaraweera
was interviewed on the last day of such interviews
along with Dr Camaris and Dr Sugo (see Background and Chronology above). It is
also clear that, with the exception of what Dr Fredericks as the person making
the allegations said so that those very specific issues
could be responded to by
Dr Samaraweera, no detail of any information elicited from other persons
interviewed before Dr Samaraweera
was given to her (Dr Cooke-Yarborough, Dr
Crouch and possibly some of the Laboratory staff). None of the other persons
interviewed
were given any detail about what Dr Fredericks said.
- The
process seems to have been conducted in a similar matter to many, many others
that I have encountered over the years in matters
that have come before me
particularly in the public sector.
- Although
I have often commented to employers that my preference would be to have an
investigative process where perhaps the person
complained about is interviewed
immediately after the complainant, and then any other relevant persons are
interviewed and then a
second interview takes place of both the complainant and
the person complained against, once all available information has been gathered
and then any conflicting or unresolved issues can then be tested out with both
parties. That would obviously lengthen the process
and may also raise issues of
problems concerning confidentiality of information/witnesses. I stress that it
is a personal view about
such a process only.
- However
when an issue of procedural fairness is raised what must be considered is
whether the defect complained about is of such substance
that it could have in
fact materially affected the final outcome and thus could clearly be said to
have produced an unfair or questionable
result.
- With
specific regard to the issue of the interview of Dr Edwards, given the
conflicting evidence between Dr Fredericks, Dr Samaraweera,
Dr Camaris, Dr
Edwards and Dr Cooke Yarborough about who was present in the corridor and when
at any relevant time, I remain unconvinced
that if Dr Samaraweera had indeed
been aware that it was being alleged that Dr Edwards had seen her "swatting" at
Dr Fredericks (with
Dr Fredericks holding her arm over her head in a defensive
position) that it would have made any difference to her responses to Ms
Savage.
- I
do not see how Dr Samaraweera could really conclusively say that Dr Edwards
could not have seen her at any time when she was not
facing Dr Edwards direction
but was facing Dr Fredericks in spite of her evidence. She may have been able to
say that she did not
see Dr Edwards when she turned around and went back to her
office but by that stage Dr Edwards may have been back in her office.
This is of
course speculation. In any event Dr Samaraweera has consistently denied striking
at Dr Fredericks and having Dr Edwards
say something to the contrary I don't
believe would have changed matters for Dr Samaraweera. I also don't believe
that, given the
direction Dr Samaraweera was facing with her focus and attention
on Dr Fredericks, that any denial she made about Dr Edwards being
able to see
what happened could have assisted Ms Savage's consideration of what had actually
happened and who had hit who, and therefore
undermined any reliance she placed
on Dr Edwards' evidence. Certainly it may have prompted Dr Samaraweera to give
more information
about any issues she believed existed between herself and Dr
Edwards but that may only have led to Ms Savage being more cautious
in how she
dealt with the conflicting evidence. In the long run that may just have meant
that it would have been a judgement call
weighing Dr Fredericks' word against Dr
Samaraweera's word and vice versa .
- It
should not be overlooked that the determinative factor for the decision maker
was in fact not the totality of Dr Edwards' evidence
(only that Dr Fredericks
was observed holding up her arm in a defensive motion) but the photographic
evidence of Dr Fredericks' injuries,
as dealt with above.
- Having
carefully considered the issues raised on behalf of Dr Samaraweera concerning
procedural fairness I am satisfied that a fair
and unbiased investigation took
place, Dr Samaraweera was well aware of the allegations against her, had the
opportunity of responding
to those allegations verbally and in writing and of
making representations to the decision maker before a final decision was made
and throughout this process she had the support of her union, an experienced,
and competent industrial organisation well versed in
both Area Health procedures
and this jurisdiction. There was an insurmountable practical obstacle to the
investigation of Dr Samaraweera's
allegations against Dr Fredericks (she was no
longer an employee and as such no disciplinary action could have been taken
against
her even if such were to prove warranted). That only the allegations
against Dr Samaraweera were investigated did not automatically
skew the
investigation in Dr Fredericks' favour as I am satisfied that questions were
asked by Ms Savage in an open ended way and
were designed to elicit whatever
relevant information an interviewee had to put forward about the altercation
that day.
- Therefore,
in summary, I do not find that there was procedural unfairness in relation to
the dismissal of Dr Samaraweera and as such
given the gravity of the misconduct
I do not find that Dr Samaraweera's dismissal was unjust or unreasonable in the
circumstances.
- However
that still leaves me with the task of determining whether or not in all of the
relevant circumstances dismissal was too harsh
a penalty to have been imposed.
- The
issue of harshness and the task required to be undertaken in assessing whether a
dismissal was too harsh a penalty, notwithstanding
a finding of misconduct, was
considered by the Full Bench in Department of Health v Perihan Kaplan
[2010] NSWIRComm 65 as follows:
27 The difficulty with this approach, as opposed to one which would have the
nature of an employee's misconduct weighed against mitigating
factors to
determine, inter alia, whether a dismissal was harsh, is that it stands in the
face of the statutory scheme which requires
the Commission to consider whether
the dismissal was harsh, unreasonable or unjust. There is a long established
authority in this
Commission and its predecessors, extending at least from the
decision of Sheldon J in Re Loty & Holloway v Australian Workers'
Union [1971] AR (NSW) 95 at [99] ('Loty'), that the exercise of the
Commission's powers in relation to unfair dismissals (now found in Part 6 of Ch
2 of the
Act) requires a determination as to whether a dismissal was harsh,
unreasonable or unjust, even though "it was perfectly legal" (
Loty at
99). In Beahan v Bush Boake Allen Australia Pty Ltd (1999) 47 NSWLR 648
at [26], a Full Bench identified that "as Loty makes clear, the power of
the Commission to order reinstatement or the other remedies in the case of an
unfair dismissal is exercised
regardless of the legal right of an employer to
dismiss an employee". To similar effect, a Full Bench in Little v
Commissioner of Police (No 2) (2002) 112 IR 212 at [71] ( 'Little ')
stated:
The mere conclusion that a dismissal has been effected in accordance with
common law or statutory requirements, or has adequate "justification"
in the
sense of there being proper grounds given for dismissal, does not remove from
account in such proceedings a consideration
of the severity of punishment and
mitigating circumstances where those matters properly arise for consideration
upon the material
before the Commission. No different approach is to be applied
in review proceedings under the Police Service Act.
28 This conclusion must also follow from the very meaning of the concept of
"harshness" within s 84(1). The words "harsh, unreasonable
or unjust" in s 84(1)
are "ordinary non-technical words which are intended to apply to an infinite
variety of situations where employment
is terminated": Byrne v Australian
Airlines Ltd [1995] HCA 24; (1995) 185 CLR 410 at [467] ( "Byrne" ), per McHugh
and Gummow JJ, (applying Bostik (Australia) Pty Ltd v Gorgevski
(No 2) (1992) 36 FCR 439 at [28]). The appellant's acceptance that the
expression 'harsh' would bear the meaning "disproportionate to the gravity of
the misconduct"
(see Byrne at [465]), necessarily brings with it the
conclusion that a breach of an employment contract or even a repudiation of it
will not
be determinative of a finding under s 84(1) of the Act as to whether
the dismissal was harsh. So, too, does an acceptance (see Byrne at 465)
that the personal circumstances of a dismissed employee may be also brought into
account.
29 We would add to the discussion of the meaning of the expression 'harsh'
(for the purposes of s 84(1)), our agreement with the Full
Bench in Little [at
70] that, in order to illuminate the meaning of the concept of "harshness" it is
unnecessary to go beyond the
statement of Watson J in Metropolitan
Meat Industry Board v Australasian Meat Industry Employees' Union, NSW Branch
[1973] AR (NSW) 231 at [233] where his Honour stated as follows:
In some cases, the issue of unfairness has been resolved because of the way
in which the employer has exercised his right to dismiss
or because of the
absence of adequate justification for dismissal. But even if there are grounds
for terminating the contract of
employment, it is still open to the tribunal to
examine the severity or otherwise of the step of dismissal. The Commission,
commissioners
and committees have so acted in the past and have intervened to
order reinstatement where because of mitigating circumstances or
past good
conduct, termination has been shown to be too harsh a consequence.
- It
is without question and beyond doubt that Dr Samaraweera had a totally
unblemished 11 year work record with SESIAHS and was a very
competent and
professional Staff Specialist.
- It
is also quite clear that her actions on 3 September 2009 were totally out of
character and whilst an out of character action set
against a lengthy
unblemished work record can result in a dismissal being considered too harsh and
disproportionate a penalty (see
Cockayne v Hurstville City Council [2009]
NSWIRComm 1013), those matters do not of themselves, in my view, sufficiently
mitigate against the very serious nature of the misconduct of Dr Samaraweera
which I have found did take place and did warrant dismissal.
- Extreme
concern has been expressed on the part of Dr Samaraweera in relation to her
ability to obtain further employment in an NSW
Area Health Service as a
pathologist notwithstanding the widely acknowledged shortage in these
proceedings of pathologists in both
the public and private sector.
- The
basis of this concern is her placement on the NSW Health Service Check Register.
It should be said however that as at the date
of the hearing her placement on
such Register operating as a barrier to further employment had not been tested
out by Dr Samaraweera
in any way .
- I
also note that the Policy Directive - Service Check Register for NSW Health
Services PD2009_004 specifically details under '1. Policy Statement':
Inclusion on the register does not automatically preclude a person from
employment or appointment. The role of the SCR is to alert
staff involved in
recruitment and disciplinary processes to the existence of previous matters that
may be relevant when making an
offer of employment or appointment or when
finalising a disciplinary process.
- Notwithstanding
the comprehensive Policy which sets out clear guidelines and provisions for its
use and administration, I do have
some concerns about how the particular form
that is the Service Check Register Record (SCR) is set out. This form and the
applicable
Policy is of only a fairly recent implementation (no more than two
years). There was no evidence before me of practical examples
of how it has
actually been operating within the NSW Health system.
- There
are drop-down boxes on the form in question (see Exhibit 2) which specify a
range of 'risk actions' available (dismissed, suspended,
etc.) with the
appropriate box to be ticked. There are also drop-down boxes for 'Reason for the
removal of an SCR', with a tick to
be placed in the appropriate box (e.g.
Investigation Finding - Not Substantiated etc.). However, as indicated in the
Background and
Chronology above, the SCR also indicates under the heading
'Creation of a Service Check Record':
"Creation of this SCR Record is based on a serious disciplinary matter
involving an allegation which if proven involves a serious
sex or violence
offence (carrying a possible penalty of 12 months or more imprisonment)
unsatisfactory professional conduct or professional
misconduct as referred to in
s117 of the Health Services Act 1997." (emphasis added).
- There
are no drop-down boxes which enable a specific selection to be made of exactly
which of these four extremely grave and serious
matters are actually applicable
to the risk action then indicated below with respect to the particular person
the subject of the
SCR, leaving a reader to be entitled to consider that the
person may have indeed committed a "serious sex or violence offence" etc.,
or
"professional misconduct" rather than simply "unsatisfactory professional
conduct". I would suggest that if one was rating those
four matters in order of
gravity then "unsatisfactory professional conduct' would be at the bottom of the
list and not necessarily
viewed with the same concern or have the same adverse
implications as the other three matters.
- The
second page of the SCR does provide for the specification of an 'Area Health
Service Contact' which would presumably allow for
more detailed and relevant
information to be obtained about a particular person such as their work record,
any disciplinary history
etc., and whether or not the issue involved carrying
out their professional medical duties in some inappropriate way.
- The
other problem I have with the SCR form is that the drop-down boxes concerning
the risk actions do not seem to allow for the possibility
of a resignation being
accepted as the consequence of a disciplinary process. This contrasts with what
occurs in relation to disciplinary
actions applicable to employees engaged under
the Public Sector Employment and Management Act 2002 pursuant to s.42(2),
where an employee can be "directed to resign" or "allowed to resign" (and
presumably records would reflect this). It also contrasts
with 'Punishments in
disciplinary proceedings' available to employees covered by the Transport
Administration (Staff) Regulation 2005 which provides that one of the
options is that an officer may be allowed to resign as an alternative to
dismissal (Clauses 12 (2)
and 28 (2)).
- There
is also no time limit in relation to the existence of an SCR although the Policy
does provide for an application to be able
to be made for removal from such
Register.
- I
make no formal findings in relation to the SCR Record, that would not be
appropriate as that was not a matter formally before the
Commission. I simply
draw my concerns to the attention of SESIAHS and NSW Health as to what may be
perceived as shortcomings in the
form that are perhaps worthy of further
consideration and review.
- Notwithstanding
my concerns with the particular SCR form I do not consider that Dr Samaraweera's
placement on the Register would in
fact act as a barrier to further employment
in another Area Health Service. She simply needs to test this matter out. There
would
certainly be no barrier to seeking alternate employment in the private
sector. Given the acknowledged shortage of pathologists in
both the state and
private sector I do not consider that her future employment prospects have been
seriously put at risk by the decision
of SESIAHS to dismiss her from her
employment.
- Having
carefully considered this issue I do not consider that there is a sufficient
basis for concluding that in the circumstances
the decision of SESIAHS to
dismiss Dr Samaraweera was too harsh given the seriousness of the misconduct
that did take place.
Conclusion
- For
the reasons set out above I have made findings that SESIAHS has discharged the
requisite onus it bears and that misconduct did
take place, the striking of Dr
Fredericks by Dr Samaraweera with a black plastic filing tray; the penalty of
dismissal was warranted
and the dismissal in all the circumstances was not
unjust or unreasonable. I have further found that in all the circumstances
dismissal
was not too harsh a penalty to be imposed for the misconduct that took
place.
- The
application is therefore dismissed and these proceedings concluded.
Elizabeth Bishop
Commissioner
**********
Exhibit 1
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