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Industrial Relations Commission of New South Wales |
Last Updated: 23 February 2010
NEW SOUTH WALES INDUSTRIAL RELATIONS COMMISSION
CITATION :
Bradley
Smith v Commissioner of Police (No. 4) [2010] NSWIRComm 14
FILE
NUMBER(S):
IRC 1445
HEARING DATE(S):
30 March 2009, 31 March
2009, 1 April 2009, 2 April 2009, 3 April 2009, 3 June 2009.
DATE OF
JUDGMENT:
10 February 2010
PARTIES:
APPLICANT:
Bradley
Smith
RESPONDENT:
Commissioner of Police
CORAM:
Backman J
CATCHWORDS: Application for review of an order of the Commissioner
of Police - Police Act 1990 - removal of applicant by respondent under section
181D of the Police Act - removal based on findings by respondent regarding
conduct and competence - conduct and competence substantially conceded by
applicant
- applicant diagnosed with psychological disorder at time of the
impugned conduct - removal found to be harsh - reinstatement ordered
on
conditions including the condition that applicant apply for a medical
discharge.
LEGAL REPRESENTATIVES
APPLICANT:
Ms P Lowson of
counsel
Solicitors: Walter Madden Jenkins Solicitors
(Mr K J
Madden)
RESPONDENT:
Mr M Kimber SC with Mr B Cross of
counsel
Solicitors: Deacons Lawyers
(Ms S Woodward)
CASES CITED:
Allchin v Commissioner of Police (No 2) [2007] NSWIRComm 280; (2007) 168 IR 170
Anthony
Cavanagh and NSW Police [2003] NSWIRComm 474
Blackadder v Ramsey Butchering
Services Pty Ltd [2005] HCA 22; (2005) 221 CLR 539
Budlong v NCR Australia Pty Limited
[2006] NSWIRComm 288
Casari v Sydney South West Area Health Service (2009)
185 IR 217
Cassel v Commissioner of Police [2003] NSWIRComm 73
CCH
Australia Ltd v Bowen (1998) 79 IR 206
Commissioner of Police v Alyson
Reid-Frost [2010] NSWIRComm 2
Commissioner of Police v Dobbie [2006] NSWIRComm 285; (2006) 157 IR
44
Four Sons Pty Limited v Sakchai Limsiripothong [2000] NSWIRComm 38; (2000) 98 IR
1
Hollingsworth v Commissioner of Police (1999) 88 IR 282
Hosemans v
Commissioner of Police (2004) 138 IR 159
Johnston v Commissioner of Police
[2007] NSWIRComm 73
Johnston v Commissioner of Police (2007) 169 IR
301
Little v Commissioner of Police (No 2) (2002) 112 IR 212
Mahoney and
Commissioner of Police [2003] NSWIRComm 67
Oswald v New South Wales Police
Service (1999) 90 IR 42
Terrence Matthew Peisley (1990) 54 A Crim R
42
Perkins v Grace Worldwide (Aust) Pty Ltd (1997) 72 IR 186
Toshack v
Commissioner of Police [2009] NSWIRComm 31; (2009) 181 IR 420
Van Huisstede v Commissioner of
Police (2000) 98 IR 57
Wells v Commissioner of Police (2000) 100 IR
106
Western Sydney Area Health Service v Australian Salaried Medical
Officers' Federation (NSW) [2004] NSWIRComm 246; (2004) 138 IR 203
LEGISLATION CITED:
Firearms Act 1996
Industrial Relations Act 1996
Mental Health
(Criminal Procedure) Act 1990
Police Act 1990
Weapons Prohibition Act
1998
Weapons Prohibition Regulation 1999
Workplace Relations Act 1988
(Cth)
TEXTS CITED:
JUDGMENT:
INDUSTRIAL RELATIONS COMMISSION OF NEW SOUTH
WALES
CORAM: BACKMAN J
Wednesday, 10 February 2010
Matter No IRC 1445 of 2008
BRADLEY SMITH v
COMMISSIONER OF POLICE
Application under section 181E of the
Police Act 1990 by Bradley Smith for review of an Order of the
Commissioner of Police
DECISION OF THE COMMISSION
[2009] NSWIRComm
14
Introduction
1 This is an application under s 181E of the Police Act 1990 for
review of an order of the Commissioner of Police dated 14 August 2008 under s
181D(1) of the Act removing the applicant from
the New South Wales Police.
2 The Order under s 181D(1) (and the s 181(3)(a) Notice which preceded
it) was based on three principal findings made by the respondent
which were set
out in the Statement of Reasons attached to the Order. These findings may be
described as the competence finding
and two conduct findings. The conduct
findings were based on the applicant's conduct arising from two incidents, the
first occurring
on 21 and 22 July 2007, and the second occurring on 24 November
2007.
3 The competence finding concerned the applicant's failure to initiate
criminal proceedings in the Local Court against two prospective
accused persons
within the limitations period prescribed. The facts involved a collision on 29
September 2006 between a vehicle
driven by Eric Martin and a motorcycle driven
by Jason Kolber in Molongo Street, Bungendore. The applicant drafted court
attendance
notices (CAN) against Mr Kolber for "driving with mid-range PCA" and
against Mr Martin for "negligent driving occasioning grievous
bodily harm". The
limitation period for both offences was six months.
4 The incident on 21 and 22 July 2007, as described in the Statement of
Reasons, involved verbal abuse and threats made by the applicant
against other
police officers followed by the deployment of the state protection support unit
(SPSU) to the applicant's residence
at Braidwood. The applicant, at the time,
was known to be in possession of several registered firearms. Negotiations
commenced
between members of the support unit and the applicant and continued
for several hours during which the applicant continued to verbally
abuse and
issue threats against certain police officers. At about 7.40am on 22 July 2007,
the applicant, still inside his Braidwood
residence, was issued with a
suspension notice in relation to his firearms licence. The applicant refused to
provide the necessary
consent to police officers to enter his property. A
search warrant was then obtained and his home searched. During the search
police
seized a number of firearms, including a rifle which was in a secured
locker, but was not registered. Other registered firearms
were found in secured
lockers with two magazine boxes. Inquiries made by the police revealed that the
applicant did not have a permit
for possession of the magazine boxes.
Ammunition was also found in the secured lockers. Under the Firearms Act
1996, the ammunition should have been kept in an approved container separate
from the firearms. The applicant's appointments, which included
handcuffs,
baton and capsicum spray were also found in an unlocked wooden cabinet, contrary
to the NSW Police Handbook which required
off-duty officers to retain their
appointments, "in a sturdy lockable cabinet". Other ammunition located during
the search was later
found not to be of the same calibre as the firearms
registered to the applicant.
5 Following the search of his residence, the applicant was taken into
police custody and admitted to Chisholm Ross Psychiatric Centre
at Goulburn
where he was involuntarily detained for two days. He was also charged with a
number of firearms-related offences in
relation to which the applicant was later
discharged subject to conditions imposed upon him under s 32(3)(b) of the
Mental Health (Criminal Procedure) Act 1990.
6 On 24 November 2007, the applicant was drinking alcohol at the Royal
Mail Hotel in Braidwood. At some stage, he argued with another
hotel patron and
a physical altercation ensued. When the publican attempted to intervene, the
applicant pushed him in the chest
causing him to stumble backwards into the wall
of the hotel. Two police officers, Constable Sutton and Senior Constable
Pearce,
attended the hotel. The applicant verbally abused Constable Sutton and
then left the hotel. He walked to Senior Constable Pearce's
residence where he
continued his verbal abuse, at the same time slapping an item into the front
fence of the property, damaging three
fence palings. Inside the residence at
the time were Senior Constable Pearce's wife and his 13-year old son. They were
so frightened
by the applicant's display of aggression that they armed
themselves with knives to protect themselves while remaining inside the
home.
The applicant then returned to the hotel where he began yelling at people.
Constables Pearce and Sutton again approached
the applicant in an attempt to
calm the applicant. He became more agitated and threatened Constable Sutton.
Sergeant Goodyer and
Constable Sutcliffe arrived to provide additional
assistance. The applicant proceeded to verbally abuse Sergeant Goodyer and
threatened
to punch him. When the applicant started to walk away from Sergeant
Goodyer he was arrested.
7 The applicant was also charged with various offences arising from his
conduct on 24 November 2007. These charges were heard at
the same time as the
firearms-related charges. He was also discharged in relation to those charges,
subject to conditions under
s 32(3)(b) of the Mental Health (Criminal
Procedure) Act.
Relevant Legal Principles
8 The power of this Commission to
review an order made under s 181D of the Police Act is found in s 181E of
that Act. The section provides:
Section 181E
(1) A police officer who is removed
from NSW Police by an order under section 181D may apply to the Industrial
Relations Commission
(referred to in this Division as the "Commission") for a
review of the order on the ground that the removal is harsh, unreasonable
or
unjust.
(2) An application under this section does not operate to stay the
operation of the order in respect of which it is made.
(3) Except to the extent to which the regulations otherwise provide, it
is the duty of the Commissioner to make available to the applicant
all of the
documents and other material on which the Commissioner has relied in deciding
that the Commissioner does not have confidence
in the applicant’s
suitability to continue as a police officer, as referred to in section
181D(1).
9 Section 181F of the Police Act governs the procedure to be
followed by the Commission when conducting a review under s 181E. Section 181F
provides:
(i) In conducting a review under this Division, the Commission must
proceed as follows:
(a) firstly, it must consider the Commissioner's
reasons for the decision to remove the applicant from NSW Police,
(b)
secondly, it must consider the case presented by the applicant as to why the
removal is harsh, unreasonable or unjust,
(c) thirdly, it must consider the
case presented by the Commissioner in answer to the applicant’s
case.
(2) The applicant has at all times the burden of establishing that
the removal of the applicant from NSW Police is harsh, unreasonable
or unjust.
This subsection has effect despite any law or practice to the contrary.
(3) Without limiting the matters to which the Commission is otherwise
required or permitted to have regard in making its decision,
the Commission must
have regard to:
(a) the interests of the applicant, and
(b) the public interest (which
is taken to include the interest of maintaining the integrity of NSW Police, and
the fact that the
Commissioner made the order pursuant to section 181D(1)).
10 Section 181G of the Act applies the unfair dismissal provisions under
Chapter 2 of Part 6 of the Industrial Relations Act 1996 to applications
for review under 181E: Hosemans v Commissioner of Police (2004) 138 IR
159 at [101]-[105].
11 The procedure to be undertaken in accordance with s 181F requires the
Commission to, "make a fresh and independent decision itself"
(Hosemans
at [134]), considering first the reasons of the Commissioner for removing the
applicant, secondly, the case presented by the applicant
and thirdly, the
Commissioner's case in reply to the applicant's case. The Commission is also
required to have regard to, where
relevant, any new evidence admitted under s
181G(1)(f): Hosemans at [108] [134].
Section 181D(1) Order
12 On 4 June 2008 the applicant was
given the "show cause" Notice under s 181D(3)(a) of the Act. Under the Notice
the applicant was
informed that the Commissioner was considering his suitability
to continue as a police officer, based on the competence and conduct
grounds
which have been earlier summarised. On 25 July 2008 the applicant forwarded a
response to the s 181D(3)(a) Notice which
comprised a 26 page submission
offering reasons why he should not be removed. The Response will be referred to
in detail later in
this Decision.
13 On 14 August 2008 the Commissioner determined to remove the applicant
from the New South Wales Police Force. The Order was expressed
as follows:
I, Andrew Phillip Scipione, Commissioner of Police, having considered your conduct and competence do not have confidence in your suitability to continue as a police officer. By this Order, I remove you from the New South Wales Police Force.
In reaching my decision, I have carefully considered the grounds set out in my Notice pursuant to section 181D(3)(a) of the Police Act 1990 and the evidence contained in the supporting documentation, which were served on you. I have also taken into account your written response provided by your legal representative.
The reasons for my decision are annexed hereto under the heading 'Statement of Reasons'.
Your removal takes effect from the date of this Order.
14 Attached to the Order was the
Statement of Reasons which is set out in full below:
I am required to make a determination under section 181D(1) of the Police Act 1990, in respect of whether I have confidence in you as a member of the New South Wales (NSW) Police Force.
In making the determination, and in accordance with the relevant legislation, I have taken into account the grounds set out in my Notice pursuant to section 181D(3)(a) of the Police Act 1990, and the material contained in the supporting documentation, which were served on you on 2 June 2008. The grounds set out in my Notice to you refer to your conduct and competence. I have also taken into account your written submission in response to the grounds set out in my Notice, which was provided to me by your legal representative.
I have given careful consideration to all the material that has been presented to me in this matter, and I provide the following reasons for my determination:
Conduct on 21 and 22 July 2007
At approximately 5:30 pm on 21 July 2007, while on leave, you had a Telephone conversation with your estranged wife, Senior Constable Tanya Eade-Smith about your work and living arrangements. Senior Constable Tanya Eade-Smith states that she relayed comments made by Sergeant Pieper to the effect that he would be surprised if you were allowed to stay in a single unit. On hearing these comments, you reacted angrily and expressed strong views about Sergeant Pieper.
Sergeant Pieper alleges that at approximately 6:45 pm on 21 July 2007, he received a voicemail message on his mobile telephone from a voice that he recognised to be yours. This message was also electronically recorded and has been supported by telecommunications records. The content of that message was as follows:
Listen here you cunt. If you are going to fucking recommend that I don't come back rec...fucking operational, and or I move out of this fucking house come and fucking show yourself here, I'll fucking kick your head through the fucking ceiling you cunt, you fucking back-stabbing cunt.
Sergeant Pieper alleges that your tone during this message indicated that you were highly agitated. He says that he believed that you were on the verge of rage. He says that he immediately returned your call. He says that conversation was as follows:
You: Come in here you cunt.
Pieper: You have got some nerve pal. I've been working to try and help save your ass.
You: Get fucked, come in here and I'll kill ya, ya cunt.
Pieper: Yeah I'll lose my job when I come to your house...
Sergeant Pieper alleges that you then terminated the call. When he again called you back, it is alleged that you stated "I thought I told you to get fucked" and terminated the call.
Senior Constable Tanya Eade-Smith says that, at 6:57 pm, you then sent her a text message which read:
Take Gracie [your daughter] out of the house or keep her inside because when that cunt turns up I am going to beat the shit out of him and it will no doubt hit the fan soon after. Don't worry about moving because I will be gone for good soon enough. Don't contact me.
During a later telephone conversation with Senior Constable Tanya Eade-Smith, you allegedly stated:
"I'm in the lounge room, I've got a loaded thirty-thirty [rifle] and the first cunt that comes knocking on the door is going to get it. I'm going to bash them."
Senior Constable Tanya Eade-Smith says that she called you back a number of times but you just kept hanging up on her. Senior Constable Tanya Eade-Smith states that at 7:09 pm you sent her a text message which read:
Too late for that. That cock should be on his way if he has any balls and that will be it. You and Gracie will get all my insurance money anyway. Enjoy it.
She states that she then informed the shift supervisor, Senior Constable Goodyer and the Duty Officer, Inspector John Peirce, as well as Sergeant Pieper, about what had happened. Inquiries were made which confirmed that you were the holder of a firearms licence, with four firearms registered to you, including a Winchester .30-30 calibre rifle, a .17 calibre air rifle, a .22 calibre Lithgow small-arms rifle and a .222 BSA rifle.
The State Protection Support Unit was deployed to your residence (being the police residence at 174 Wallace Street, Braidwood). A perimeter was established and contact was commenced between yourself and negotiators in an attempt to persuade you to voluntarily surrender to attending police to enable medical treatment and welfare plans to be implemented.
Sergeant Dominic Goodyer states that he had a telephone conversation with you at around 11:30pm on 21 July 2007 in which you said words to the effect of:
"You tell that fat cunt Commins that if he comes out here I'm going to ram his head through a brick wall".
Sergeant Dominic Goodyer also states that, during the same call, you said words to the effect of:
"...and you can tell that fucken Pierce that if he comes out here as well I'm going to smash him. That whole management lot are fuckwits".
Negotiations continued into the early hours of the morning of 22 July 2007. At approximately 7:35 am on 22 July 2007 you surrendered. Inspector Peirce alleges that, after you surrendered and as you were being placed in the rear of a police vehicle, you saw him and had to be physically restrained as you attempted to break free. Inspector Peirce alleges that you yelled:
"You cunt, now you come down when it's all over, where were you earlier cunt, it's all your fucking fault you weak gutless cunt, you wait until I next see you, it'll all be over for you".
Detective Senior Constable Darnell also states that he also heard you say words to the following effect (which he believed to be directed to Inspector Peirce):
"You fucking fat cunt, you fucking low-life prick".
In your response to me concerning the above allegations you state that your "interaction with the police is not indicative of me being a serious threat to anyone, including the police who attended".
Your conduct on 21 and 22 July 2007 posed a real and serious threat to yourself, the police officers you threatened and the officers who attended and were required to diffuse the siege situation. You must understand that your conduct would also be considered as extremely serious and threatening by all attending police and those that received threatening phone calls and text messages from you.
You behaviour resulted in serious breaches of the NSW Police Code of Conduct and Ethics
Point 1 of the NSW Police Code of Conduct and Ethics relevantly states:
An employee of the NSW Police must behave honestly and in a way that upholds the values and the good reputation of NSW Police whether on or off duty.
Whether on or off duty your conduct will reflect on NSW Police. All employees must protect the reputation of NSW Police through appropriate behaviour.
You must always act lawfully and never in a way that brings or is likely to bring discredit to NSW Police.
Point 4 of the NSW Police Code of Conduct and Ethics relevantly states:
An employee of NSW Police must treat everyone with respect courtesy and fairness.
Point 6 of the NSW Police Code of Conduct and Ethics relevantly states:
An employee of NSW Police must comply with the law whether on or off duty.
NSW Police is responsible for upholding the law. Unlawful and/or criminal conduct by employees of NSW Police is incompatible with that role and also likely to bring NSW Police into disrepute.
All employees of NSW Police are expected to comply with the law at all times.
The NSW Police Code of Conduct and Ethics - Statement of Values relevantly provides:
NSW Police has identified its values to be:
Trust - promoting faith and confidence in their police.
Honour - acting with pride and admiration for the policing profession.
Leadership - acting as a role model for the community and your colleagues.
You also stated in your response that I do not seem to think it relevant that you were suffering from post traumatic stress disorder and depression. While I appreciate you were suffering from a mental illness at this time, you must understand that your conduct on this occasion was extremely serious and potentially dangerous, not withstanding the reasons you provide for it.
Firearms issues arising out of this incident
At approximately 7:40 am on the morning on the morning of 22 July 2007, Detective Senior Constable Daniel Black served you with a suspension notice in relation to your firearms licence. You refused to provide consent for police officers to enter your property to seize your registered firearms. A search warrant was obtained, and a search of your residence was conducted.
1. A Miroku brand .243 calibre rifle,
serial number 0197177129, was located in the lower compartment of a secured
locker in the laundry
area of your premises. The rifle was not recorded on the
Firearms Registration database of the NSW Firearms registry as being registered
under the NSW Firearms Act 1996. It also does not appear on the National
Firearms Registration database managed by the Commonwealth Government's Crimtrac
Agency
on behalf of all Australian jurisdictions. As a result, the rifle was
not registered in any other Australian jurisdiction.
In a statement provided to police on 12 November 2007, Mr Arran Blazic states that he handed the rifle to you in early July 2007 on the basis that you would get it registered for him. Subsection 36(1) of the Firearms Act makes it unlawful for a person in NSW to possess a firearm which is not registered under that Act. Subsection 36(2) provides a defence where the person did not know, or could not reasonably be expected to have known, that the firearm was unregistered, and was not the owner of the firearm. You agree you were aware that the firearm was unregistered.
Subsection 37(2) of the Firearms Act provides that any person (other than a licensed firearms dealer) who acquires a firearm from another person must, within seven days, notify the Commissioner of Police of that acquisition and provide various particulars prescribed by the relevant regulations. The NSW Firearms Registry has no record of you providing the particulars prescribed by the regulations in respect of the Miroku brand .243 calibre rifle, serial number 0197177129.
2. During the search of your
residence on 22 July 2007 under warrant, two thirty-round capacity detachable
magazine boxes designed
to fit centre-fire self-loading rifles of 7.62 x 39 mm
calibre were located in a secured locker in your laundry area.
On 23 August 2007, Senior Constable Alan Dusting provided an expert certificate in relation to this matter. That certificate stated that in his opinion, the two magazine boxes are "prohibited weapons" under clause 4(4)(b) of Schedule 1 of the Weapons Prohibition Act 1998.
Subsection 7(1) of the Weapons Prohibition Act makes it an offence for a person to possess any item defined as a "prohibited weapon" without a permit to do so. Inquiries with the NSW Firearms registry indicate that you were not authorised by permit to possess those magazines.
3. During
the search of your residence on 22 July 2007 under warrant, the secured locker
in your laundry area was opened. Various
firearms were located in the top part
of that locker, including the Winchester .30-30 calibre rifle, serial number
WFC06525 as well
as a .22 calibre Lithgow small-arms rifle and a .222 BSA rifle
registered to you.
The following items were located in the lower storage compartment of the locker:
· fifteen .22 calibre
cartridges;
· eleven .30-30 calibre cartridges; and
· one .222 calibre cartridge.
The ammunition was of a type suited to three of the firearms registered to you and kept in the upper part of the locker.
Paragraph 40(1)(d) of the Firearms Act provides that any ammunition for a firearm be kept in an approved container separate from any receptacle containing that firearm.
4. During the search of your
residence on 22 July 2007 under warrant, a single 12 gauge shotgun shell was
located in a wooden storage
box in the hallway outside the toilet. A further
fifteen .40 calibre Smith & Wesson cartridges in a magazine were located on
your appointment belt in an unlocked cabinet in your lounge room area. One .40
Smith & Wesson calibre cartridge and nine .22
calibre cartridges were also
located on a shelf in the same unlocked cabinet.
In addition, ten .40 calibre Smith & Wesson cartridges were located in an unlockable box on a shelf in your master bedroom.
Paragraph 40(1)(d) of the Firearms Act provides that any ammunition for a firearm be stored in a locked in a [sic] container of an approved type.
5. During the search of your residence on
22 July 2007 under warrant, a detachable box magazine, handcuffs, extendable
baton and a
canister of oleoresin capsicum spray were discovered on your
appointments belt, which was located inside an unlocked wooden cabinet
in the
lounge area of your residence.
These items fall within the definition of prohibited weapons contained with Schedule 1 of the Weapons Prohibition Act. Clause 5(1) of the Weapons Prohibition Regulation 1999 permits off-duty police officers to possess service prohibited weapons, provided that the officer complies with such guidelines as may be issued with respect to the off-duty possession of service prohibited weapons by police officers.
The NSW Police Handbook provides that, when off duty, an officer who retains his or her service prohibited weapons must "[s]ecure OC defensive spray, expandable batons, handcuffs and any other issued appointments in a sturdy lockable cabinet".
6. During the search conducted on your
premises, ammunition of various types was located, including the following:
o forty-three .38 special calibre cartridges;
o ten .308 calibre cartridges;
o eighteen 7.52 x 39 mm cartridges; and
o forty-one 12 gauge shotgun shells.
Subsection 65(3) of the Firearms act provides that a person must not possess ammunition unless the person is the holder of a license or permit for a firearm which takes that ammunition, or is otherwise authorised by permit to purchase the ammunition.
The calibres of the firearms registered to you are .177, .22, .222, and .30-30. Senior Constable Alan Dusting has provided an expert certificate which states that, in his opinion, the ammunition listed above was not of a calibre to suit the firearms registered to you.
In your response to me regarding the firearms issues outlined above, you provide that throughout that period your life was "falling apart because of my illness and I could not take care of my belongings, my responsibilities or myself in general". You state this caused you to 'overlook' an unregistered firearm that was stored in your safe. You also state that you "forgot to unload ammunition" and that you "had no idea" there was ammunition unsafely stored. As a police officer I expect you to be aware of your responsibilities regarding lawful registration and possession of firearms, including safe storage of firearms and ammunition.
As explained in my Notice to you, not only have you breached NSW Police Handbook policy on the storage of appointments and ammunition and the NSW Police Firearm (Longarms) User Guide, you have again breached the NSW Police Code of Conduct and Ethics which states:
Point 1:
An employee of NSW Police must behave honestly and in a way that upholds the values and the good reputation of NSW Police whether on or off duty.
Whether on or off duty your conduct will reflect on NSW Police. All employees must protect the reputation of NSW Police through appropriate behaviour.
You must always act lawfully and never in a way that brings or is likely to bring discredit to NSW Police.
Point 3:
An employee of NSW Police must know and comply with all policies, procedures and guidelines that relate to their duties.
Point 6:
An employee of NSW Police must comply with the law whether on or off duty.
NSW Police is responsible for upholding the law. Unlawful and/or criminal conduct by employees of NSW Police is incompatible with that role and also likely to bring the NSW Police into disrepute.
All employees of NSW Police are expected to comply with the law at all times.
You must be aware of the seriousness of the fact that you had firearms, ammunition, and service weapons in your possession and unsafely stored. Along with your state of mind at the time, this situation had the propensity to escalate the risk, not only to yourself, but to other officers attending the incident that took place on the 21 and 22 July 2007.
Conduct arising out of motor vehicle accident in September 2006
On 29 September 2006, you attended a collision between a vehicle driven by Mr Eric martin, and a motorcycle ridden by Mr Jason Kolber, in Molongo Street, Bungendore. Mr Kolber suffered significant injuries and was transported to Canberra Hospital, where his blood alcohol level was also tested. You created COPS Event 28003815. The matter was turned into a case, referable to case number C28462473, in which you were allocated as the responsible officer.
On 9 November 2006, Mr Kolber's blood sample was analysed and returned a reading of 0.088 grams of alcohol per 100 millilitres of blood. Mr Kolber was interviewed and admitted to consuming alcohol on the afternoon of the incident.
On 24 February 2007, you created a Facts Sheet and Court Attendance Notice in relation to a charge against Mr Kolber for 'Driving with Mid Range PCA'. The statutory limitation period for that offence is six months, meaning that the period would expire on 29 March 2007.
COPS Records relating to these matters indicate that you were sent reminders by Senior Constable Tanya Eade-Smith to take urgent action on this matter on 28 December 2006 and 30 January 2007. You received a further reminder on 20 February 2007 indicated [sic] that the limitation period for this matter would soon be expiring.
You ultimately completed a Record of service of the Court Attendance Notice. That Record of Service indicates that you served Mr Kolber's copy of the Notice 'By Mail' on 1 April 2007, after the matter had already become statute barred.
On 17 March 2007, you created a Facts Sheet in relation to a charge against Mr Martin for the offences of 'Negligent driving' and 'Negligent driving occasioning grievous bodily harm'. The statutory limitation period for this offence was six months, expiring on 29 March 2007. The charges against Mr Martin were listed in Queanbeyan Local Court on Monday 30 April 2007.
Section 52 of the Criminal Procedure act 1986 and the Local Courts (Criminal and Applications Procedure) Rule 2003 require Court Attendance Notices to be served on an accused and a Record of Service to be filed with the relevant court within the statutory limitation period.
COPS Records relating to this matter indicate that you were sent a reminder by Sergeant Lisa Carr on 13 October 2006 and by Senior Constable Trevor McLeod on 14 October 2006 to take action on this matter swiftly.
You completed the Record of Service indicating that you served Mr Martin 'By Mail' on 23 March 2007, which was within the statutory limitation period.
However, Queanbeyan Local Court records show that the Record of Service was not received by the Court Registry of the Court until 30 April 2007, well after the statutory limitation period expired. As a result, you failed to fully comply with the requirements of the Criminal Procedure Act and the Local Courts (Criminal and Administration Procedure) Rule. The matter was subsequently withdrawn from Queanbeyan Local Court on 6 August 2007.
In your response to me, you refer to the allegations set out above as 'oversights' and I note that between September 2006 and April 2007, you were absent from work on leave for significant periods. However, it remained your responsibility to ensure that appropriate steps were taken to delegate or pass on matters for which you were responsible. Your actions in allowing these matters to become statute barred have breached the NSW Police Code of Conduct and Ethics which states:
Point 2:
An employee of NSW Police must act with diligence and care when on duty.
As an employee of NSW Police you must carry out your work professionally. This means paying all due care, attention and diligence to your duties, fulfilling them to the best of your ability and supporting other employees to do the same.
An employee of NSW Police must know and comply with all policies, procedures and guidelines that relate to their duties.
Conduct on 24 November 2007
At 8:30pm on 24 November 2007, you were drinking at the Royal Mail Hotel in Braidwood, when you approached another patron of the hotel, Mr Gary Haigh. An argument began which resulted in some form of physical altercation with Mr Haigh.
Following the incident, the licensee of the Hotel, Mr Keith North, says that he placed himself between you and the other patrons of the Hotel in an attempt to calm the situation. Mr North alleges that while he was attempting to calm you down, you pushed him with open hands into his chest a couple of times. He also alleges you later pushed him again, in the same manner, causing him to stumble backwards and into the wall of the Hotel.
Senior Constable Sutton and Senior Constable Pearce attended the Hotel, and attempted to diffuse the situation. It is alleged that you stated to Senior Constable Sutton:
"Don't fuckin stand in front of me. I will head butt your head right off its shoulders. I will knock you out, I tell you get out of my fuckin way you cunt."
After this, you left the Hotel and walked up Wallace Street until you reached the residence of Senior Constable Pearce. Senior Constable Pearce's wife, Raeme Pearce, and his 13 year old son, Joel Pearce, were at home.
Mrs Pearce alleges that at approximately 9:30 pm, she heard you yelling "fuck you all, fuck you all I fucking hate all of youse, fucking cunts", while slapping some item into the front fence of the property in a fierce and vigorous manner. She states that four fence palings shattered under your force. Later inspection of the Pearce residence showed that three fence palings were damaged, by your actions, and required repair.
Mrs Pearce states that she felt scared by your conduct and telephoned her husband. Because of her concern that you would attempt to enter the premises, Mrs Pearce retrieved a large carving knife from her kitchen to protect herself. She states that her son Joel was also scared and subsequently grabbed a Stanley knife to protect himself. Mrs Pearce states that her heart was racing and she was worried you would enter the backyard through an unlocked gate.
You then returned to the rear of the Royal Mail Hotel and began yelling at a crowd of people. When Senior Constables Pearce and Sutton approached you, you turned your abuse towards them. Senior Constable Pearce states that they attempted to calm you, however you became more aggressive. It is alleged that you said to Senior Constable Sutton:
"Don't fuckin stand in front of me cunt. I will smash your head in. Fuck off".
"...it's not you its just that uniform. I hate it. I don't want to belt you but if you get in my face I will".
"Fuck off away from me, I swear I will knock you out if you keep following me. Just fuck off Sutton".
Sergeant Goodyer and Constable Sutcliffe then arrived to provide additional assistance. Senior Constable Pearce states that, on seeing Sergeant Goodyer, you said words to the effect of:
"Is that you Dominic? You loaded me up you cunt, fuck off, you fuck off, you loaded me up, you said I threatened people and I didn't, I said stay away from me or I'll fucken belt you in the fucken head. All of a sudden that's a fucken threat, bullshit. Fucken stay away from me is all I fucken said and you sit there and put on a fucken paper that I made fucken threats to fucken officers, you fucken lying cunt, you fucken lying cunt".
You continued to abuse Sergeant Goodyer, coming very close to his face before withdrawing slightly and making a clenched fist with your right arm and drawing your arm back as if getting ready to throw a punch. It is alleged that you further yelled words to the effect of:
"You know what I fucken said, I'm not finished, I'll fucken belt you, you'll know when I'm finished you big cunt, fuck you think your [sic] big, I'll fucken given you big, I'll take you down in a flash, don't follow me or I fucken will".
At this point, Sergeant Goodyer says that he felt you were quite capable of carrying out a threat of assault against him or possibly physically injuring him. Sergeant Goodyer states that he continued in his attempts to calm you down, however he alleges that you continued to make statements such as:
"You fucken bullshit artist"
"I said tell that cunt to fuck off and leave me alone or I'll belt him"
Sergeant Goodyer alleges that while you were standing in the middle of Wallace Street, you yelled at him:
"Yeah your [sic] fucken Sergeant bullshit, you're a fucken imposter, you're a fucken dole bludger in a fucken police uniform, that's all you are".
Sergeant Goodyer states that you then commenced to walk away from him. He arrested you.
In your response to me regarding your conduct on the 24 November 2007 you say that you were "deeply embarrassed, ashamed, and humiliated" by your behaviour and that you "still struggle to come to terms with the way you behaved that evening". While I appreciate your remorse, I am sure you are aware the behaviour you exhibited on the evening of the 24 November 2007 was inappropriate and improper. Your behaviour towards attending police was unnecessarily aggressive and made it difficult for officers who were simply trying to perform their duty. This is not behaviour I expect of a police officer and combined with the fact that members of your local community were aware you are a serving police officer, your conduct has brought the NSW Police Force into disrepute.
I note that the criminal charges brought against you were dealt with under Section 32 of the Mental Health (Criminal Procedure) Act. However, in all of the issues outlined above, I have concluded that you failed to adhere to the NSW Police Code of Conduct and Ethics as in force at the time of the relevant incidents.
I also note that you are now being treated for depression and post traumatic stress disorder and I wish you well in that regard. However, I have significant concerns about your competence and conduct, and your suitability to be a member of the NSW Police Force. I consider that the matters set out above support a conclusion that removal from the NSW Police Force is an appropriate sanction for your conduct and lack of competence.
I want you to clearly understand, and I cannot stress too strongly, that I expect an appropriate standard of behaviour from all police officers and I expect them to adhere to the expectations of ethical and professional conduct, whether it is on or off duty. You have clearly, and on numerous occasions, breached the NSW Police Force Code of Conduct & Ethics.
I therefore exercise my statutory responsibility and make a determination that I do not have confidence in your suitability to remain a member of the New South Wales Police Force.I therefore remove you from your position as a police officer.
15 The applicant's conduct which
formed the basis for his removal, may be better understood by placing it in the
wider context of
the applicant's employment history as a serving member of the
NSW Police. That history may be derived primarily from the applicant's
own
account to the respondent contained in his Response to the "show cause"
Notice.
16 The applicant became a serving member of the NSW Police on 6 May 1988.
He was posted to Redfern Local Area Command (LAC) until
1991. Thereafter, until
1995, he worked in the police prosecuting branch in the South West region.
Between 1995 and 1996, he returned
to general duties and was promoted to Senior
Constable. He resigned from the NSW Police in 1996 to run his own business,
returning
in July 1998, again performing general duties. In 2003, he
transferred to Goulburn Police College where he performed duties as a
project
manager and later as a lecturer in education services to new recruits in law and
communications, driver training and simulated
policing. In May 2006, he
transferred to Braidwood Police Station as a back-up lock-up keeper. Braidwood
is part of the Monaro
LAC. Queanbeyan is the head station. Within that area,
the Local Area Commander at the time was Superintendent Gary Commins. From
August to November 2006, the other officer stationed at Braidwood transferred
out and the applicant managed the station alone. As
a result, the applicant
said he worked a lot of overtime, weekends and night time "call outs".
17 As a serving police officer the applicant received a number of
commendations for outstanding performance of duty. In 2004, he
was awarded the
NSW Police Medal and in 2006, he was awarded the National Medal. The applicant
also completed several police courses
after he rejoined the police in 1998.
These included, field training, fingerprint gathering, scenes of crime, driver
training, custody
management, and specialist youth officer.
18 On 5 November 2006, while on duty at Braidwood, the applicant was
called to a fatal motor vehicle accident at Manar on the Kings
Highway. He was
the second officer to arrive and he was, he said, confronted with, "an appalling
sight". He described the accident
scene in his response to the s 181D(3)(a)
Notice in the following way:
One deceased person had been horrifically injured and another was critically injured and trapped in her vehicle. Body parts of the deceased were littered throughout the accident scene and emergency services personnel were walking on body parts.
The deceased had been a passenger in a vehicle that had crossed into the path of a truck, he had been torn from the car and mangled, and he had come to rest under the vehicle in the table drain. Parts of the deceased's body were strewn over the roadway, his arm was thrown into a nearby paddock, blood, gore and brain matter were located all through the vehicle, as well as on the truck's bullbar, the deceased's heart has never been found.
The deceased's girlfriend, who was driving, was critically injured and she was trapped in the vehicle, and my duties were to assist ambulance personnel with the care of the injured driver and then to locate the deceased's body parts and to try and locate witnesses to the collision. When I did find out who had witnessed the accident I had to care for them, and attend to everything else that I was required to do. To this day, much of what I saw and did that day is a blur in my mind.
In time, other police arrived and assisted with various things, a Sergeant from Queanbeyan arrived at some stage, and he was the officer in charge of the situation.
I remained at the scene with the Sergeant and with one other officer until the examination of the scene was completed, and I assisted the Government Contractors to collect body parts, remove what was left of the deceased, and place him into a body bag. I then escorted the vehicles back to Braidwood, where they were secured, and I then completed my shift.
19 In the Response, the applicant said he
was unable to sleep that night, suffering nightmares and flashbacks which he
continues to
suffer. He complained about the Duty Officer, Inspector Pierce,
who he said did not attend the scene but, "just left the entire
bloody mess to
be sorted out by the sergeant and those of us who were already there". He also
said that there was no immediate debriefing
conducted for the police who had
attended the accident. Nor, he said, was counselling organised, and it was not
until some days
later that management contacted him about the accident. Up to
that moment he said he felt alone, abandoned, was suffering from the
nightmares
and struggling with feelings of revulsion, fear and despair. He could not,
however, admit those problems because he said
he "did not want people to think I
was weak".
20 The following Tuesday, the applicant was recalled on duty to attend a
head-on collision again on the Kings Highway just outside
of Braidwood. There
he found a young girl trapped and seriously injured. She was later airlifted to
Canberra Hospital. The following
Sunday, he was called to another head-on
collision in exactly the same location as the first accident at Manar, Kings
Highway. Again,
a person was seriously injured and trapped in the vehicle. He
said he struggled on that occasion to perform his duties. He found
it difficult
to approach the vehicle and was experiencing flashbacks about the previous
collision. Another officer from Bungendore
attended the accident with him and
remained with the trapped person while the applicant attended to other duties.
A duty officer,
Inspector Ray White, also attended the scene and provided
support and direction to the applicant and the other officer. The following
week, the applicant said he was contacted by the Employee Support Branch (EMB)
and arrangements made for him to attend a counselling
session on 17 November
2006. He said that during the counselling session, he found it difficult to
talk about the events of the
previous two weeks. He was not sleeping and was
constantly "dreaming" about the 5 November accident. He also experienced
flashbacks,
particularly when he drove past the 5 November accident site, which
he did daily. He found his nerves becoming frayed and he became
tired early.
He was, however, the only officer on duty in the sector and had to keep working.
After performing extensive amounts
of night and afternoon shifts, the applicant
abused a duty officer over a rostering issue. He then consulted a doctor and
was placed
on stress leave and certified unfit for duty for an indefinite
period.
21 At about this time, a fellow police officer and friend of the
applicant, Paul Baragry, sent an email to Superintendent Commins
in which he
expressed some concern for the applicant's state of mind. The email, dated 20
December 2006, was expressed as follows:
Sir,
I am emailing you to let you know that I have contacted EAP regarding Brad Eade-Smith at Braidwood. Brad is a close friend of mine and I am a bit concerned regarding a couple of incidents he has attended recently. Brad attended a fatal mva a number of weeks ago and shortly after a second one in a similar location. I am unaware whether the second one was a fatality. Only recently Brad attended another MVA in exactly the same location as the first fatality and he told me he was thinking "here we go again". If you know Brad you will realise that he is no shrinking violet and that he handles the tough ones as good as any man. I've known Brad for a long time and I have never really seen him get caught up over a single incident like this before. I apologise if I have dumped this on you and should have sent it to someone else. EAP have told me that I need to notify Brad that I want them to contact him or alternatively that he contact them. I think the former may be more appropriate. I just thought someone from the region should be aware that as a close friend I don't see things quite right with him at the moment,
Once again sorry for dumping you with this but I didn't think it appropriate to contact anyone at the station and that it should be noted from a higher authority.
22 Superintendent Commins sent a
reply email the following day advising Mr Baragry that he had visited the
applicant on 20 December.
The email concluded with the words, "[I] thank you
for taking the time to refer him as the more support the better".
23 It was during this period that the applicant had drafted the charges
against Messrs Martin and Kolber with regard to the collision
on 29 September
2006 on Molongo Street, Bungendore. The charges became statute barred on about
29 March 2007.
24 In late January 2007, the applicant asked to return to work. His
reasons were that he knew how busy the workload was for the Bungendore
police
officer and he did not want to let him down. He returned to work on 25 January
2007, notwithstanding that he was under stress
and continued to suffer
nightmares and flashbacks. A NSW Police Medical Officer (PMO) Referral Form
signed by Superintendent Commins
and dated 14 February 2007, noted that the
applicant had returned to work on 18 January 2007. It explained:
Officer reported sick following a critical incident not involving a firearm sought psychological treatment and returned to work 18.1.07 on pre-injury duties as per certificate. Firearm had been removed from the officer due to welfare concerns when he originally reported off sick.
25 The urgency level for treatment for the
applicant was assessed by Superintendent Commins as "critical", that is,
treatment was
requested the same day as the referral form was signed, or the
next day. The outcome sought by the Superintendent on the form was
expressed as
"approved for return of duties and firearm".
26 The applicant was not assessed by the PMO (Dr R Li) until 22 February
2007. Dr Li's report, addressed to Commander Commins on
23 February 2007,
informed:
Constable Eade-Smith had been posting onto the current Command since 5-2006. In early 11-2006, Constable Eade-Smith had attended a fatal MVA. Since then, psychological symptoms had been developed. He had consulted with an EAP counselor. Constable Eade-Smith had continued with his full frontline policing duties. In 21-12-2006, after a workplace incident, Constable Eade-Smith had consulted with his local medical doctor in early 1-2007. Medical certificate(s) had been forwarded. Medication was required. At end of 1-2007, with a medical certificate, Constable Eade-Smith had returned to full frontline policing duties till the present.
Constable Eade-Smith stated he was no longer suffering with any psychological symptoms. He denied any suicidal ideation or other bodily harm ideation. He did take his medication occasionally. He stated he would follow up with his treating medical doctor. He believed he could remain onto full frontline policing duties. Constable Eade-Smith presented with no significant psychological findings during the assessment.
There was no medical certificate made available for perusal. [Please fax through the latest one to the PMO for perusal and record.]
According to the information above, Constable Eade-Smith might have suffered with psychological symptoms. Currently, he denies suffering with any significant symptom.
At this stage, Constable Eade-Smith can remain onto his full frontline policing duties.
Constable Eade-Smith should continue seeing his treating medical doctor for any symptoms and monitoring of his medication.
Workplace's monitoring and supporting will be required. Constable Eade-Smith must report any relapsed symptoms to the Command.
PMO/Police Psychologist assessed will be required with a referral and a medical certificate if there are of any concerns.
27 As
at 23 February 2007, the applicant had been back at work at Braidwood performing
his usual duties for several weeks. On 2 February
2007, he attended another
serious motor vehicle accident on the Kings Highway again in the same location
as the accident on 5 November
2006. A young woman was injured in the accident,
but the applicant was unable to face interviewing her. He said that each time
he attended Canberra Hospital for this purpose, he had a flashback. Instead of
visiting her, he sat in the police car in the hospital
car park and cried,
unable to go into the hospital building.
28 Nine days later on 11 February 2007, he attended another serious motor
vehicle accident east of Araluen. There he found a vehicle
with four men in it
which had run off the road, and descended a 60 metre cliff. Three of the men
had been seriously injured. One
of those men was airlifted to Canberra Hospital
and is now a paraplegic. The applicant said that he had been unable to go down
the
cliff to assist the trapped men because he could not confront the situation.
Instead, he remained "topside" until they were removed.
He stayed at the
accident sight from 10pm on Friday until 2pm the following day. During this
time, he said he received only one
call from the Duty Officer. No refreshments,
including water, were provided, even though the temperature was between 35 to 40
degrees
celsius. He said no one made contact with him after this accident.
There was no debriefing, no counselling and no other support.
The applicant
nevertheless continued his duties although he could not sleep, continued to have
nightmares and flashbacks and became
more stressed about his police duties.
During this time, he said he argued with Superintendent Commins over staffing
issues and
the stress he was under. He said, in the Response, "regrettably I
abused him terribly". According to the applicant, Superintendent
Commins
acknowledged the stress he was under and advised him, "You need to fall on your
sword and ask for help". The applicant said,
in his Response, that that was
something he did not know how to do.
29 In March 2007, while on duty, the applicant attended an 18th birthday
party at Majors Creek. While there, he spoke to a number
of young persons, one
of whom he knew on a casual basis. He said he shared a few good natured jokes
with this young man and left
the party at about 1am. At about 4am, he finished
his duties. Two hours later, at 6am, he was recalled to duty to attend a fatal
motor vehicle accident just outside Braidwood. On arrival, he found the young
man with whom he had shared jokes a few hours before
at the party had been
fatally injured in the accident. He called for assistance and a highway patrol
officer arrived, as well as
the Crime Scene & Crash Investigation unit.
30 Again, he said, no Duty Officer attended the scene. The applicant
nominated Inspector Pierce as the Duty Officer. By about 3pm
or 4pm, the body
and vehicle were removed. The applicant returned to Braidwood to complete the
necessary paperwork for the coroner's
inquest. The highway patrol officer who
had assisted the applicant at the accident scene apparently sought permission
from Inspector
Pierce to work overtime in order to assist the applicant.
According to the applicant the officer was abused by Inspector Pierce
and his
request was refused. The applicant said that Inspector Pierce instructed the
officer to inform the applicant that he would
be allowed no more than eight
hours overtime to attend to matters related to the accident. The applicant said
he had already worked
in excess of eight hours overtime and still had the
paperwork to complete. The applicant's account of his reaction to the
information
was set out in his Response as follows:
I felt that Mr Pierce's attitude to me was an abuse by him, particularly as he had failed to assist me on two occasions in relation to a fatal motor vehicle accident. I found his attitude to be extraordinary, I felt gutted, I was really struggling with this fatal accident, and I was subsequently unable to cope with my duty.
31 The applicant's work performance
deteriorated markedly after the March 2007 motor vehicle accident. In his
Response, he described
his condition at that time as follows:
I struggled on with my duties, although I found it harder and harder to turn my mind to necessary paperwork relating to briefs of evidence for the previous serious motor vehicle collisions.
I was unable to sit down and write a statement for any of the matters, because my emotions could not handle having to recall the incidents, and I knew that I was falling further and further behind, a fact that was evidenced when I perused my work log screen on the police computer system. I was drowning in work but I could not confront it and I was getting further and further behind with my work.
I was getting more depressed, and I was not coping at all. I was not getting better, indeed, I was getting worse, and everything around me was getting worse.
I was spending more time in the police vehicle driving around and out of town to avoid attending motor vehicle collisions, and I avoided driving past the scene of many of the incident sites. My emotions were in turmoil.
My personal life was also falling apart and I was unable to cope. My personal hygiene was suffering, I no longer exercised, and I put on weight. My house was a disgrace, something totally out of character to me, my yards were unkempt, and my dogs were not being looked after, something that I was always very passionate about doing.
My memory was failing and regularly I was unable to perform everyday duties in my life, things that I used to handle easily, for example, cleaning and paying bills, I could no longer attend to.
To make matters worse, I was consuming alcohol on a regular basis at home and at licensed premises, something I had never previously done other than at occasional social gathering.
Sometime between May and June 2007, I forgot three court matters, I failed to place incidents on COPS, and generally I was not performing at work. I was becoming aggressive with the public and to police, and on 21st June 2007, when I saw my doctor, I was again placed on sick leave for an indefinite period.
Thereafter, I was not been [sic] spoken to by management concerning any work performance issue or the stress I was suffering. In fact, I have never been spoken to about those matters, but I recognised that I could no longer safely or effectively perform my duties.
I still loved being a police officer and I wanted to help people, but my lack of sleep, continual nightmares, flashbacks and being unable to turn my mind to anything other than doom and gloom, made me feel useless and dangerous. My memory was shocking and I could not tolerate things that I previously took in my stride. Again I contacted the Employee Assistance Branch, and on the 7th July 2007, I began treatment with a psychologist at the Branch.
Consideration
32 This
background was relied upon by the applicant in his Response to the "show cause"
Notice as providing an insight into, as well
as an explanation for, his conduct
which formed the basis for his removal by the respondent. The Statement of
Reasons did not refer
directly to any of the background material set out in the
Response. Nor were any of the identifying causes advanced by the applicant
as
an explanation for his conduct specifically addressed by the respondent.
33 At the time of the incident which occurred on 21 and 22 July the
applicant had been diagnosed as suffering from post traumatic
stress disorder.
He had gone on indefinite sick leave one month before, on 20 June 2007. The
only indication in the Statement of
Reasons that the respondent had considered
the applicant's psychological state as a possible contributing factor to the
conduct of
21 to 22 July was contained in the following passages:
You also stated in your response that I do not seem to think it relevant that you were suffering from post traumatic stress disorder and depression. While I appreciate you were suffering from a mental illness at this time, you must understand that your conduct on this occasion was extremely serious and potentially dangerous, not withstanding the reasons you provide for it.
[...]
In your response to me regarding the firearms issues outlined above, you provide that throughout that period your life was "falling apart because of my illness and I could not take care of my belongings, my responsibilities or myself in general". You state this caused you to 'overlook' an unregistered firearm that was stored in your safe. You also state that you "forgot to unload ammunition" and that you "had no idea" there was ammunition unsafely stored. As a police officer I expect you to be aware of your responsibilities regarding lawful registration and possession of firearms, including safe storage of firearms and ammunition.
[...]
You must be aware of the seriousness of the fact that you had firearms, ammunition, and service weapons in your possession and unsafely stored. Along with your state of mind at the time, this situation had the propensity to escalate the risk, not only to yourself, but to other officers attending the incident that took place on the 21 and 22 July 2007.
34 With regard to the competence finding
made in the Statement of Reasons, the respondent simply noted that the applicant
had, between
the relevant period, been absent from work, "on leave for
significant periods". During the particular period however which was from
29
September 2006 until 29 March 2007 the applicant had attended the fatal motor
vehicle accident on 5 November 2006 followed in
rapid succession by a series of
horrific motor vehicle accidents, some in the same location as the 5 November
accident. During part
of this period the applicant had been placed on
indefinite sick leave as a result of his adverse reaction to the events of 5
November
2005. On 20 December 2006 Paul Baragry had expressed concern for the
applicant's state of mind to Superintendent Commins in an email.
This material
formed part of the Commissioner's Confidence Submission (CCS) attached to the
"show cause" Notice. He was also assessed
by the PMO in the report of 23
February 2007 as suitable to return to work subject to certain conditions which
included a requirement
for workplace monitoring and support. This latter aspect
will be returned to in more detail shortly. As a preliminary comment,
however,
it does not appear from the material placed before the Commission that the
requirement was implemented by the respondent.
On 20 June 2007 the applicant
was again placed on sick leave. These matters, in my view, provide a compelling
explanation for the
applicant's omission to file charges against Messrs Kolber
and Martin within the limitations period. They also serve to substantially
mitigate the seriousness of that omission.
35 The Statement of Reasons did not refer in any detail to the
applicant's explanation for his conduct which formed the subject of
the incident
on 24 November 2007. The only comments made by the respondent which sought to
address the applicant's explanation appears
in the following passages:
In your response to me regarding your conduct on the 24 November 2007 you say that you were "deeply embarrassed, ashamed, and humiliated" by your behaviour and that you "still struggle to come to terms with the way you behaved that evening". While I appreciate your remorse, I am sure you are aware the behaviour you exhibited on the evening of the 24 November 2007 was inappropriate and improper. Your behaviour towards attending police was unnecessarily aggressive and made it difficult for officers who were simply trying to perform their duty. This is not behaviour I expect of a police officer and combined with the fact that members of your local community were aware you are a serving police officer, your conduct has brought the NSW Police Force into disrepute.
I note that the criminal charges brought against you were dealt with under Section 32 of the Mental Health (Criminal Procedure) Act. However, in all of the issues outlined above, I have concluded that you failed to adhere to the NSW Police Code of Conduct and Ethics as in force at the time of the relevant incidents.
I also note that you are now being treated for depression and post traumatic stress disorder and I wish you well in that regard. However, I have significant concerns about your competence and conduct, and your suitability to be a member of the NSW Police Force. I consider that the matters set out above support a conclusion that removal from the NSW Police Force is an appropriate sanction for your conduct and lack of competence.
36 In his Response the applicant did not resile from the allegations made against him in the "show cause" Notice. These allegations were repeated in the Statement of Reasons. He disagreed with the emphasis placed by the respondent on certain aspects of his conduct suggesting that the "show cause" Notice had focused to his detriment "on one side of the story". Ultimately however the applicant admitted that he engaged in the conduct during the two incidents in July and November 2007, as well as the conduct which formed the basis of the competence finding. The applicant's primary complaint was that his conduct was the direct result of his post traumatic stress disorder and depression which, he emphasised, had been diagnosed by his treating doctors and psychologist. The Response also informed the respondent that Superintendent Commins had recommended that the applicant be medically discharged from the police force and that an application for medical discharge was currently being processed. The Response also attached a report by his treating psychologist, Elizabeth Durbock. The Response concluded with the following paragraphs:
My treating doctors and psychologists have explained to me that my post traumatic stress disorder and associated symptoms were responsible for my conduct and the consequences that flowed from it on 5th November 2006 through to 24th November 2007. Prior to that, I had never been in any trouble at all except for one traffic fine, and throughout 16 of my 17 years of service in the Police Force, I have been a competent and diligent police officer.
I believe that if I had not developed post traumatic stress disorder and depression as a result of the things to which I was exposed in the course of my duties, I would still be attached to the Braidwood Police Station performing my duties to a standard that would be more than satisfactory to the Commissioner.
From the onset of my illness, I received no support from the NSW Police Force. On the contrary, I was harassed and treated uncaringly, no one seemed to care about my welfare, and that led to my illness being exacerbated.
I believe that if the Commissioner of Police understood the injuries that I have suffered and the trauma that I have endured because of my injuries, I would not be considered for removal from the Police Force, rather I would be supported in my recovery, and my recuperation encouraged.
In light of the fact that all the charges that were brought against me were dealt with under Section 32 of the Mental Health (Criminal Procedure) Act and, because (as I understand it) the Police Force has applied for me to be discharged from the Police Force medically unfit, I respectfully ask that I not be dealt with under Section 181D.
I anticipate that I will be medically discharged and I ask that you give me the opportunity to leave the Police Force with some dignity, and that you look upon me as an officer who is unwell, rather than an officer who should be dealt with punitively under Section 181D.
37 The Report of
Ms Durbock dated 12 June 2008, attached to the applicant's Response, was
prepared for the purposes of the proceedings
under s 32 of the Mental Health
(Criminal Procedure) Act during which the charges against the applicant,
which arose from the two incidents in July and November 2007, were dismissed and
the
applicant discharged on conditions, one of which was to remain under the
care of his treating doctors and Ms Durbock, the clinical
psychologist. The
date of dismissal of the charges appears to be 16 June 2008.
38 In the report Ms Durbock stated that she conducted clinical assessment
and intervention sessions on some 20 occasions between 14
February 2008 and 6
June 2008. She found that the applicant met the diagnostic criteria for major
depressive disorder, post traumatic
stress disorder and alcohol abuse in
remission. Under the headings "Clinical Presentation" and "Results of Testing"
Ms Durbock reported:
At assessment Mr Eade-Smith reported that he had attended a fatal motor vehicle accident on 5 November 2006 in the course of his duties as a Police Officer (rank of Senior Constable) and that he was faced with a horrific scene in which the victim (whom had been driving a car) had been ripped apart by a collision with a truck. As part of his duties at this scene Mr Eade-Smith was required to pick up body parts of the victim including flesh, bones, cartilage, brain (which was all over the console), and an arm attached to half of the chest (in a paddock). Mr Eade-Smith vividly recalls that the victim's body was concertinaed "like a cobra" and that his eyes were open as if watching Mr Eade-Smith even though he was dead. Mr Eade-Smith also reported feeling particularly distressed that the victim's heart was never located. Mr Eade-Smith reported that he was in attendance for a total of 12 hours and that personnel were not supported by the Duty Officer as was meant to be the case. Mr Eade-Smith reported that "hot" debriefing was not offered (apparently a mandatory requirement) and that no counselling was offered or organised for the personnel whom attended the scene. The night following this incident Mr Eade-Smith experienced the onset of trauma related psychological symptoms including nightmares and flashbacks.
Following this initial MVA Mr Eade-Smith was required to attend a further five serious/fatal motor vehicle accidents some of which were in the same vicinity of the original accident. In most cases Mr Eade-Smith was required to work long hours (one shift was of 22 hours duration) and was not always supported adequately by the Duty Officer nor offered appropriate debriefing. He provided the example of not being permitted to work overtime to complete the required paperwork for one of these accidents. Throughout this period Mr Eade-Smith's psychological symptoms worsened with increasingly severe symptoms of PTSD and the onset of symptoms of depression (which he reported were in relation to abandonment and lack of support from management). These symptoms consequently impacted on Mr Eade-Smith's occupational and interpersonal functioning where he was unable to perform his duties as a Police Officer (often avoiding the police station so as not to face the paperwork related to the various accidents and avoiding the sites of the MVA's), his outstanding paperwork mounted and he forgot to attend three court cases. However, he was never approached by management about his declining performance. Personally, Mr Eade-Smith had withdrawn from most social contact, commenced abusing alcohol (as a form of self-medication for PTSD symptoms) and neglected himself and the care of his home and animals.
Since the accident on 5/11/06 Mr Eade-Smith had attempted to participate in treatment both via his EAP and Queanbeyan Mental Health but found both to be inadequate. He had one period of sick/stress leave from mid-December 2006 until late January 2007 and commenced a second period of indefinite sick/stress leave from 21 June 2007 after recognising in himself that he could no longer safely and effectively perform his duties. Soon after he was involved in the siege (where he was forcibly removed to hospital), suspended and then evicted from his police residence all of which Mr Eade-Smith perceived as a lack of support from management, particularly when considering his length of service and his level of disability in relation to the psychological symptoms.
At the assessment interview Mr Eade-Smith reported the following psychological symptoms:
Depressive symptoms including depressed mood, tearfulness and irritability, markedly diminished interest or pleasure in almost all activities, severe sleep disturbance, diminished ability to think or concentrate (which also impacts on short-term memory), recurrent thoughts of death and high levels of suicide ideation.
Trauma symptoms including recurrent and intrusive distressing recollections of the events, recurrent distressing dreams of the events, experiences consistent with dissociative symptoms, intense psychological distress at exposure to internal or external triggers, avoidance of stimuli associated with the trauma(s) and numbing of general responsiveness (e.g. markedly diminished interest or participation in significant activities, feelings of detachment or estrangement from others, restricted range of affect, sense of foreshortened future), persistent symptoms of hyper-arousal (e.g. difficulty falling and staying asleep, emotion dysregulation (e.g. irritability or outbursts of anger, difficulty concentrating, poor impulse control), paranoid ideation, at risk of acting out.
Additional symptoms related to substance (alcohol) use. Mr Eade-Smith reported behaviour consistent with Alcohol Abuse, however, he indicated that he ceased consuming high levels of alcohol approximately six weeks prior to the initial assessment.
It was concluded that Mr Eade-Smith met the diagnostic criteria for Major Depressive Disorder, PTSD and Alcohol Abuse (in remission). A psychiatric assessment conducted by Dr Brian White on 22 April 2008 confirmed the diagnosis of PTSD and antidepressant medication was recommended along with ongoing psychological treatment.
Results of Testing
Results from the PAI indicate significant elevations across a number of clinical symptoms including traumatic stress, depression, hypervigilance, persecution, resentment, social detachment, affective instability, identity disturbance, self-harm, antisocial behaviours, aggression, suicide and stress.
Results from the IES-R showed moderate impact of the traumas which is predictive of psychiatric morbidity and PTSD at six months after the event (though Mr Eade-Smith indicated that he found it difficult to concentrate on questions).
Results from the DASS placed Mr Eade-Smith in the Extremely Severe range for depression and in the Moderate range for anxiety and stress. In a recent re-administration of the DASS Mr Eade-Smith obtained results placing him in the Severe range for Depression and Stress and in the Moderate range for anxiety.
39 The report concluded:
At the time of the offences Mr Eade-Smith's mental state was affected by untreated PTSD and this was a major contributory factor to the offences. This statement is made in consideration of his background history prior to the onset of PTSD symptoms which suggests that Mr Eade-Smith presents a low risk for re-offending. This history includes the facts that Mr Eade-Smith comes from a stable childhood, he completed his high school education and went on to undertake further vocational studies, he has a stable employment history and a reasonably stable relationship history, he reported no history of alcohol or other drug dependence and no significant history of mental illness, he does not have a criminal history. It is apparent that Mr Eade-Smith behaved uncharacteristically both prior to and during the commission of the current offences and that this uncharacteristic behaviour was in response to the distressing and untreated symptoms of PTSD.
40 At the time the Response was received
the respondent was therefore on notice of the diagnosis of PTSD and depression,
the alleged
direct connection between the applicant's psychological symptoms and
the fatal motor vehicle accident of 5 November 2006, and the
conclusion of Ms
Durbock that those psychological symptoms were factors which influenced the
impugned conduct to a highly significant
degree. In the words of Ms Durbock the
applicant's symptoms were a "major contributing factor" to the conduct the
subject of the
offences with which he had been charged.
41 Before the Commission the applicant's primary submission was that the
respondent failed to take into account his psychological
injury when assessing
the seriousness of the impugned conduct and that this failure rendered his
removal unreasonable and unjust.
It was emphasised by the applicant in
developing the submission that his psychological injury was suffered in the
course of his
police duties and continued during a return to work period when
the applicant received inadequate monitoring and support. According
to the
applicant the medical evidence establishes that his mental illness was a sole or
substantial cause of the impugned conduct
which occurred within a limited
timeframe consisting of two discrete incidents after which he received adequate
treatment. In the
alternative the applicant submitted that his removal was
harsh having regard to the medical evidence placed before the Commissioner,
his
18 years service as a police officer, his continued ill-health and incapacity
for work and the associated financial impact of
his removal. Finally, the
applicant submitted that his removal was affected by procedural unfairness.
42 The applicant, as earlier adverted to, accepts in general terms that
he engaged in the impugned conduct and performance issues.
It was contended
however that it was not open to the respondent to rely on the firearms and other
offences in the Statement of Reasons.
On 16 July 2008 the applicant was dealt
with in the criminal justice system by the application of s 32 of the Mental
Health (Criminal Procedure) Act. The charges were dismissed and the
applicant was discharged, subject to conditions, one of which was to remain
under the care of
his treating doctors, including the psychologist, Ms Durbock,
and a psychiatrist, Dr Brian White. By the time the Statement of Reasons
was
prepared there was therefore no finding, no residual allegation of criminal
breaches, the charges having been discharged. In
continuing to characterise the
two incidents as criminal breaches, after the charges had been dismissed, the
respondent, according
to the applicant was in error. Moreover, the error had
the effect of making the conduct relied upon more serious than it was, given
the
way in which the criminal matters had been dealt with.
43 It is convenient at this point to deal with the particular submission
concerning the respondent's approach to the matters which
were the subject of
the dismissed charges. In my view the respondent was entitled to consider those
matters, and take them into
account in the Statement of Reasons. The
applicant's possession and storage of the firearms, ammunition and his
appointments fell
squarely within offence provisions of the Firearms Act.
The applicant was charged with a number of offences arising out of his
possession of an unregistered rifle and other weapons and
appointments that the
applicant was not authorised to possess. The respondent was aware that the
charges had been dismissed. The
Statement of Reasons made express reference to
the order under s 32 of the Act.
The medical evidence
44 Following the fatal motor vehicle
accident on 5 November 2006 the applicant took sick leave. According to the
applicant he took
sick leave in December 2006 after he consulted a doctor in
Braidwood who diagnosed him as suffering from PTSD and depression. While
on
leave the applicant was paid worker's compensation. It will be recalled that
during this period, on 20 December 2006, Superintendent
Commins received Mr
Baragry's email advising him that the applicant was experiencing difficulties
coping at work following the November
2006 motor vehicle accident. The
applicant returned to work on 25 January 2007. Superintendent Commins referred
the applicant to
Doctor Li in February 2007. Doctor Li reported that the
applicant "might have suffered with psychological symptoms" following his
attendance at the November 2006 accident site. Dr Li recommended that the
applicant continue to see his treating medical doctor
for symptoms and
monitoring of his medication, and that workplace monitoring and support was
required.
45 As earlier observed, it does not appear that the workplace conditions
were implemented by the applicant's supervisors. In oral
evidence
Superintendent Commins said that he did not personally supervise, or maintain
regular oversight of the applicant between
February and June 2007. He said that
he was uncertain of the extent to which the applicant was continuing to access
medical treatment
after returning to work after January 2007, and he was
confused by Dr Li's requirement for monitoring at the same time as returning
the
applicant to the same work area where trauma had been suffered. In cross
examination Superintendent Commins frankly conceded
that he was not trained to
deal with matters concerning mentally ill police officers:
Q. Coming back to your evidence a moment ago, you indicated that you were confused about how you were meant to deal with the situation; on the one hand Mr Smith had been returned to full operational duties and his firearm returned, and on the other you were expected to somehow monitor both his medical appointments and to make sure he reported the return of any symptoms. Did you have any skills for dealing with those sort of situations with a mentally ill officer?
A. No. We are not trained in dealing with mentally ill officers so far as counselling is concerned.
46 According to Greg
Bruce the Injury Management Adviser working in the respondent's Workplace Injury
Management Unit, the applicant
was not referred to the Unit although he should
have been. It would seem therefore that there was no planning for the
applicant's
return to work. The applicant returned to full policing duties at
Braidwood where he attended, in rapid succession, a series of
serious motor
vehicle accidents, at least one occurring in the same location as the fatal
accident of November 2006, and at least
one involving a fatality.
47 It was part of the applicant's case before the Commission that senior
management within the police force failed in their role to
support him. The
failure to implement a return to work plan following his return to work in
January 2007 and the lack of monitoring
of his work between February and July
2007 were put forward as two examples of this perceived failure. The relevance
of this aspect
of the applicant's case to the issue of unfairness of his removal
was said to be that the applicant was already affected by PTSD
in February 2007.
Nothing, or little, was done following his return to work to alleviate his
illness. His continued exposure to
serious motor vehicle accidents almost
certainly worsened his illness. The deterioration of his mental state during
this time and
his frustration at senior management were said to have played a
significant role in provoking his conduct during the two incidents
in July 2007
and again in November 2007.
48 A further matter relied upon in support of this aspect of the
applicant's case was the failure of the applicant's supervisors
to apply the
respondent's policy on the serving of firearms issued to a police officer who
has taken stress related leave. Under
the NSWPF handbook extract on Arms and
Appointments it is stated:
Anxiety/depression related leaveCommanders
Ensure firearms for officers on stress related leave are secured in your safe.
49 The applicant had taken stress leave on
20 June 2007, about one month before the first incident. He handed in his
service firearm
at that time but he was not required to hand in his other
appointments (including Oleoresin capsicum spray and ammunition). The
keeping
of these appointments formed one of the misconduct allegations against the
applicant. According to the applicant, Superintendent
Commins agreed that for
the intention of the policy to be fulfilled it would be necessary to review
whether the officer had access
to his own firearms. Had the enquiry been made
when the applicant proceeded on sick leave he would not have had access to
firearms
on 21 July 2007 and "virtually all" of the circumstances of that day
and the following day would have been avoided.
50 I am unable to be satisfied, on the evidence before me, that members
of senior management, either individually or collectively,
hindered or
exacerbated the applicant's deteriorating mental state. I accept, without
reservation, that the applicant perceived
that to be the case. The evidence
indicates, however, that Superintendent Commins endeavoured, to the best of his
ability, to provide
assistance and support to the applicant. He contacted the
applicant on numerous occasions after February 2007 in order to enquire
about
his progress and to provide support. Inspector Pierce was also accused by the
applicant of failing to attend the motor vehicle
accidents of 5 November 2006
and March 2007, although it emerged in the evidence that the Inspector was not
the relevant duty officer
required to attend at motor vehicle accidents in the
Braidwood area. That area was supervised by duty officers based at Queanbeyan.
Inspector Pierce was based at Cooma. The applicant also did little to promote
his cause, having formed the view that members of
the NSW Police Force, and
senior management in particular, had failed to support him. He made it clear to
certain officers that
he did not welcome contact with them.
51 Following the incident of 21 and 22 July 2007 the applicant was
admitted as an involuntary patient to the Chisholm Ross psychiatric
facility at
Goulburn. On or about 27 July 2007 he was suspended from duty as a result of
the events of 21 and 22 July. The applicant
said he received intermittent
psychological and medical treatment from July 2007 until January 2008, through
the public health system,
specifically the Queanbeyan Mental Health team. This
included treatment by Peter Marshall, a clinical psychologist, and treatment
and
medication prescribed by Dr Sarfraz.
52 Mr Bruce, the Injury Management Adviser wrote to HealthQuest advising
it that the applicant had been referred to his Unit on 9
July 2007. The letter
also noted that the applicant had received counselling from Ms Durbock. On 10
September 2007 Mr Bruce wrote
to one of the applicant's treating doctors, Dr Ian
Dumbrell, requesting clarification of the applicant's medical status, his needs,
prognosis for a return to work and recommendation for rehabilitation. On 12
October 2007 Dr Arne Nilsson replied to Mr Bruce on
behalf of Mr Dumbrell,
informing him that the applicant was diagnosed with severe depression when he
visited Dr Dumbrell, and was
prescribed anti-depressant medication and referred
to Mental Health. The letter also advised that the applicant had been diagnosed
as suffering from PTSD. According to the applicant during this period he did
not experience much, if any, improvement in his symptoms.
The prescribed drugs
were changed at least once, as the side effects were unacceptable.
53 In October 2007 the applicant's illness was accepted by the
respondent's workers compensation insurer as a "hurt on duty" work-related
illness. On 9 October 2007 the applicant was served with an eviction notice
which required him to vacate his police residence at
Braidwood by 6 December
2007. During the same period the applicant was being investigated by the police
concerning his conduct in
July 2007. These work-related stressors, according to
the applicant impeded his recovery. It was not suggested by him however that
the actions of the respondent (including his supervision, the police
investigation and the eviction notice) at this time were causative
of his mental
illness. It was acknowledged by him that Superintendent Commins had attempted
to manage the process of potentially
upsetting issues.
54 In the Response the applicant sought to explain his state of mind
during the period leading up to and during the second incident
as follows:
By the 24th November 2007, I was in an advanced state of post traumatic stress disorder and I was harbouring a dislike of certain police because of the treatment I perceived I had been subjected to by them.
I had continued to receive psychological treatment in the months after 21st July 2007, but I was becoming more and more depressed and angry towards the Police Force, because I believed the Police Force had treated me like a criminal, rather than helping me.
I was not getting any effective treatment from the public mental health system, I only saw a doctor three times between July and November because she was always busy. I was harbouring a dislike towards certain police, particularly management at Queanbeyan, who I thought had done nothing to help me, and this all came to a head in late November 2007.
I had drunk too much alcohol at a friend's birthday party and I was heavily intoxicated. I went to the Royal Mail Hotel at Braidwood with some friends and I became involved in an argument with a local criminal who I knew was drug dealing. He was baiting me and I told him one day I would lock him up, and he replied that my own mates would prefer to lock me up. It seems I gave him a light punch in the stomach and I was then asked to leave the premises. One thing led to another, police arrived, and I behaved inappropriately. I was arrested and once again taken to Chisholm Ross.
I attempted self harm in the back of the truck. I was not scheduled, partly I believe because I told them that I would kill myself any way I could if I was admitted. I do not recall most of the evening, although I have heard tapes, which were recorded throughout the incident, and I am deeply embarrassed, ashamed, and humiliated by my behaviour at the time. I still struggle to come to terms with the way that I behaved that evening.
55 Following the November 2007 incident
an apprehended violence order was taken out against the applicant. At about the
same time
he was required to move out of the Braidwood residence. The applicant
said that at this time he recognised the need to reduce his
drinking and did so.
Work-related stressors continued however including the service of Court
Attendance Notices upon him in December
2007.
56 On 31 January 2008 Mr Marshall, a clinical psychologist employed by
the Mental Health Service in Queanbeyan reported that the applicant
had been a
client of the Service since his admission to the Chisholm Ross Centre (CRC) in
Goulburn as an involuntary patient on 22
July 2007. The report identified those
mental health professionals who had been involved with the applicant's
assessment and case.
Dr Sarfraz was one of the medical professionals
identified. He was the psychiatry registrar in attendance at CRC at the time of
the applicant's involuntary admission. Dr Sarfraz had continued to see the
applicant after his discharge from the CRC on 23 July
2007. Mr Marshall's
report advised as to the applicant's mental health as follows:
All the mental health professionals involved with Brad's assessment and care concur that Brad suffers Post Traumatic Stress Disorder, as a result of attending various incidents in the course of his duties as a police officer. These might include fatal motor vehicle accidents, but also other deaths or near-deaths, including suicides and attemps.
Brad also suffered some depressive symptoms, which I believe were secondary to his PTSD (i.e. they were a consequence of his PTSD and its effect on his professional and personal lives). Alcohol abuse was also a major problem for Brad by the time the Queanbeyan ACMHT [Activit Community Mental Health Team] met him, and is also likely to have been contributed to by his PTSD.
Brad was again taken to CRC by police on 24th November 2007, as a result of an incident which resulted in some of the charges currently before Queanbeyan Court. He was not formally admitted to CRC on that occasion.
Prior to his first contact with Queanbeyan ACMHT, Brad was prescribed Efexor, an anti-depressant, by his GP in Braidwood. In late September 2007 Brad was advised to change to Avanza by our Dr Sarfraz. Brad experienced some side-effects from the Avanza, and some weeks later reverted to Efexor which he still possessed. He finally ceased Efexor over the Christmas period. I am not sure of the exact dates, but I believe it is possible that both of Brad's incidents which resulted in him being brought to CRC, may have been shortly after commencing, or recommencing, Efexor. It is possible that these incidents were contributed to by a known side-effect of commencing Efexor, which is increased aggression.
Brad's PTSD seems to have developed over a period of time, and an accumulation of incidents, rather than as a result of one particular incident. I therefore believe it is likely that Brad's work performance may have been suffering for a significant period of time prior to his going on sick leave (in April 2007, I believe) and coming to the attention of Queanbeyan AMCHT [sic] (in July). I understand that there are other charges before the court which relate to the incident on 22nd July 2007. From what I know of those charges, I believe it is likely that Brad's deteriorating mental health contributed to their commission.
The Queanbeyan ACMHT has limited experience in the treatment of PTSD, and our primary recommendation would be that Brad continue in therapy with his private psychologist in Goulburn, for a significant period of time.
57 The report had been prepared for the
applicant's hearing under s 32 of the Mental Health (Criminal Procedure)
Act. It is not known however on the material before the Commission whether
the Report came to the attention of the respondent. Mr Marshall
was not
required for cross-examination by the respondent.
58 On 22 April 2008 the applicant was referred to Dr Brian White, a
consultant psychiatrist in private practice. Dr White's curriculum vitae
(CV) indicates that he has extensive experience in clinical practice with
patients suffering from war service related PTSD. Dr White's
principal area of
work was nominated in his CV as general adult psychiatry, especially PTSD, mood
and anxiety disorders and severe
chronic psychotic disorders. A large number of
Dr White's patients were listed in the CV as current returning military,
military
veterans, and emergency services personnel especially police officers.
It follows from the CV that Dr White was, at the time of
the applicant's
referral to him as a patient, highly qualified to assess whether the applicant
suffered from PTSD. Dr White saw
the applicant on 22 April 2008 and again on 26
May 2008, and made the following comments and findings:
He has broken sleep with waking in the early hours of the morning. He continues to have recurrent nightmares, distressing intrusive memories and flashbacks about traumatic incidents he has attended during his police work. He has intrusive distressing memories of his experiences from work, especially after reminders. He remains very withdrawn partly as a way of avoiding such reminders. Occasionally memories have the intensity of flashbacks. At these times he is acutely distressed.
His mood remains depressed and irritable. His marriage had broken up and his recent relationship also seems to have ceased. He has poor concentration. He is startled easily. He is excessively vigilant and on edge. He has almost no social life now. He is excessively anxious and on guard. He is startled easily. His concentration is poor and he is forgetful.
I would consider the incident with the siege was directly the result of the effects of PTSD and associated anxiety and depression.
He has limited benefit from Avanza and Zoloft and persisting side effects and ceased these last year. I recommend he commence Aurorix in a low dose of 150 mg Nocte and build up slowly. This is usually well tolerated. I also recommend he should be on sick leave as he is unfit for any employment currently due to the PTSD. In the long term I consider he would not do well if exposed to further traumatic deaths and severe injuries.
He has less enjoyment in life and his mood overall is not happy. He has associated irritable mood. He has a loss of enjoyment in life and no longer enjoys his hobbies and leisure activities. He remains anxious with reminders of his police work and he avoids such reminders as much as possible. He is no longer able to cope with Police work.
My diagnosis is that he has a Post-traumatic Stress Disorder related to his service in the NSW Police. I consider he has a Posttraumatic Stress Disorder (PTSD) from exposure to incidents in his work in the New South Wales Police; i.e. his PTSD is related to his police work. His PTSD and associated anxiety and depression are therefore a Hurt on Duty condition.
When I reviewed him he had been on a low dose of Aurorix and I recommended he increase this as he has had no significant side effects.
I would like to review him in June. He needs ongoing treatment including medication and sick leave for his PTSD. He should continue to see his psychologist, Elizabeth Durbock, for CBT and supportive psychotherapy.
I recommend he continue on sick leave. His PTSD makes him unfit for work. His PTSD and associated symptoms is the only factor which makes him unfit for work. He has reduced concentration and is more forgetful. This is partly due to his sleep disturbance from his PTSD which leaves him fatigued.
59 The reference in the report to the
"siege" is a reference to the incident of 21 and 22 July 2007 during the time
members the of
SPSU and other members of the police force attended the
applicant's residence at Braidwood.
60 As with Mr Marshall's Report, the material before the Commission does
not indicate whether the respondent had the benefit of Dr
White's assessment of
the applicant, his diagnosis of PTSD, his conclusion that the PTSD was a result
of the applicant's exposure
to work-related incidents and his conclusion that
the applicant's conduct during the "siege" was, "directly the result of the
effects
of PTSD and associated anxiety and depression". Dr White was also not
required by the respondent for cross-examination.
61 The report of Ms Durbock which was prepared on 12 June 2008 I have
already set out in some detail. According to Ms Durbock's CV
she qualified as a
psychologist in 1994 and thereafter worked as a psychologist for various
government organisations. In December
2007 she commenced work as a psychologist
in private practice. In private practice Ms Durbock's work focused on the
psychological
assessment and treatment of patients using a cognitive behavioural
approach for disorders such as anxiety, depression and trauma.
As her Report
discloses Ms Durbock administered a number of tests to the applicant as part of
his treatment. The tests indicated
and confirmed Dr White's diagnosis, namely
that the applicant was suffering from PTSD, as well as a major depressive
disorder. Mr
Durbock considered that the applicant's psychological state was a
"major contributing factor" responsible for the applicant's conduct
during the
incidents of 21 and 22 July and 24 November 2007. Ms Durbock also considered
that the applicant's symptoms had first
manifested on the night following the
motor vehicle accident of 5 November 2006. This opinion appeared to be based on
the background
given to her by the applicant. That background, Ms Durbock
reported, was characterised by a stable childhood and employment and
a
"reasonably stable relationship history", with no reported history of alcohol or
other dependence and no "significant history"
of mental illness.
62 Ms Durbock's opinions were the subject of vigorous challenge by the
respondent in cross-examination. In submissions the respondent
contended that
the Commission would attribute little, if any, weight to Ms Durbock's opinions,
especially insofar as she suggested
that the applicant's "untreated PTSD was a
major contributing factor to his offences", and that the applicant, "presents a
low risk
for re-offending". In developing the contention it was said that Ms
Durbock was not an expert in the treatment of PTSD and lacked
experience in
treating the condition in people, especially members of the police force. It
was also said that her diagnosis was
weak insofar as it was based on the
subjective material record provided by the applicant. Her evidence should
therefore be treated
with the same "grave reservations" held by the Court of
Appeal with regard to similar evidence in Terrence Matthew Peisley (1990)
54 A Crim R 42. A further criticism of Ms Durbock's evidence was that she
presented as a firm supporter for the applicant rather than as an independent
professional. Mr Durbock, for example, sent the applicant her draft report
inviting his comments. Those comments co-incidentally
reflected his views which
were not recorded until the final report. The following extract from Ms
Durbock's evidence was relied
upon in support of this contention:
Q. And as it turns out the conclusions that you ultimately pen later on, as you have told Miss Lowson, on the date of the 12th, reflected what Mr Smith said in his email, did they not?
A. The same conclusion; like, if that's what it looks like, yes.
63 It was also suggested by the respondent
that Ms Durbock in her oral evidence, "seemed to struggle to take the exercise
seriously,
treating questions put to her with inappropriate facial expressions
and secretive smiles", and, that she only reluctantly accepted
that her report
was "seriously flawed" in that it failed to pay proper regard to a number of
significant dependant trauma and life
issues that could not be readily
discounted or ignored in the applicant's case. The following extract from Ms
Durbock's cross-examination
was relied upon in support of this latter contention
that her report was "seriously flawed":
Q. Yes, but in terms of your experience, with respect to PTSD, had you ever been called upon to write a professional report about the interface between PTSD and criminal offences before?A. I actually can't remember. I may have. I used to work at Goulburn Correctional Centre. I may have written a psychological report then, I'd write a psychological report once a month there, but I couldn't tell you.
Q. Nothing comes to mind? Prior to doing the work for Mr Smith, had you done any work in relation to post-traumatic stress syndrome--A. No--
Q. --disorders in police?A. No.
Q. Had you done any work, in particular, about post-traumatic stress disorders following exposure to traumatic events?A. "Post-traumatic stress disorder" by definition is following exposure to a traumatic event.
Q. Quite. Serves me right for asking a general question. Have you done any work about the impacts of post-traumatic stress disorders arising out of observation of motor vehicle - horrific motor vehicle accidents?A. I couldn't answer that accurately. I guess no, but I'm not 100 per cent sure.
64 The respondent also contended that Ms Durbock's view, expressed in her Report that there was nothing in the applicant's background that could provide any insight or assistance when deciding upon the causes of the applicant's breakdown in July and November 2007 was, "simply wrong". Ms Durbock, it was said had been prepared to completely discount the fact that the applicant always had a temper and had suffered a bout of reactive depression following the end of his second marriage. Ms Durbock had also failed to properly read and consider the statements with which she had been provided for the purpose of preparing her Report. These statements included statements by Detective Sergeant Timothy Pieper and Senior Constable Tanya Eade-Smith, the applicant's second wife.
65 It was also contended that Ms Durbock had engaged in improper back
reasoning, that is, she appeared to embrace the view that if
the applicant had
problems with alcohol, memory or aggression, these were likely to be caused by
his PTSD because persons with PTSD
often or sometimes have such problems.
66 I propose at this point to deal with each of the respondent's
contentions concerning Ms Durbock's Report and her evidence given
at oral
hearing.
67 First as Ms Durbock's CV shows she was an experienced psychologist at
the time of her diagnosis, having obtained her qualifications
in 1994 and having
worked on a consistent basis in her practice from that time. Secondly her
Report and her diagnosis cannot simply
be characterised as being based upon a
historical account provided to her by the applicant. As the Report clearly
indicates Ms Durbock
conducted a number of independent tests with a view to
establishing whether the applicant met any of the diagnostic criteria for
major
depressive disorder, PTSD or alcohol abuse. The respondent's reliance in this
regard on Peisley was not warranted. An issue in that judgment was
whether there was sufficient evidence of provocation fit to go to a jury so as
to reduce a charge of murder to manslaughter. Obiter findings were made
by Wood J concerning the opinion of a clinical psychologist. In the
clinical psychologist's opinion, the appellant could have suffered a
dissociative disorder at the time of the offence. At the same time, however,
the psychologist reported that the test results showed
no signs of any such
disorder. In the view of Wood J the report should not have been placed
before the sentencing judge. The report Wood J observed was seriously
deficient because the test results were nothing more than the history given by
the appellant of the shooting
and the report omitted earlier incidents when the
appellant had shot his brother and had been convicted of street fighting. The
clinical psychologist was also criticised by his Honour for crossing the barrier
of his expertise and entering into the area of psychiatry.
Moreover, the
psychologist's opinion was criticised on the basis that it was unsupported by
psychiatric opinion. The conclusion
in the report as to a diagnosis, his Honour
found, was imprecise, tentative and uncertain. That conclusion was expressed in
the
following terms:
It could well be ... indicative that he may have been experiencing a brief episode of depersonalisation neurosis.
68 In
contrast, Ms Durbock's diagnosis was based on the results of independent
testing. Her conclusions were not qualified but were
supported by psychiatric
opinion which was not the subject of challenge by the respondent.
69 Thirdly, there is no basis for the assertion that Ms Durbock's Report
and the views expressed therein were not arrived at independently
but rather,
reflect the applicant's views after the applicant forwarded his comments to her
following receipt of the draft report.
The extract from the evidence (set out
above) relied upon by the respondent in support of the assertion does not
provide a proper
basis upon which such a finding could properly be made.
70 Fourthly, the Commission was not aware of any inappropriate facial
reactions or secretive smiles by Ms Durbock during her evidence
at oral hearing.
As to her "reluctant acceptance" that her Report was "seriously flawed" the
respondent has not pointed to any specific
references in the transcript in
support of the proposition. The extract from the transcript relied upon by the
respondent does not
establish the proposition. In my view Ms Durbock
endeavoured to give her evidence before the Commission reliably, truthfully and
professionally.
71 Fifthly, it is not entirely accurate to describe Ms Durbock's Report
as dealing with an "interface between PTSD and criminal offences".
It was the
applicant's conduct during the two incidents in July and November 2007 that was
the focus of her report. That same conduct
was before the respondent for
consideration as to whether to remove the applicant under a s 181D Order. In
any event the charges
against the applicant had been dismissed before the s 181D
Order was issued.
72 Sixthly, the fact that Ms Durbock could not recall whether she had
assessed, examined or diagnosed PTSD in police officers or considered
the
relationship between horrific motor vehicle accidents and PTSD before diagnosing
the applicant does not, of itself, support a
conclusion that Ms Durbock was
therefore inexperienced in the area of PTSD.
73 Seventhly, it is not entirely accurate to describe Ms Durbock as
expressing a view that "nothing" in the applicant's background
or relationship
could provide any insight or assistance when deciding upon the cause or causes
of the applicant's conduct during
the two incidents. The Report contains no
such unqualified view. In the Report Ms Durbock referred to the account given
to her
by the applicant of the period following his separation from his second
wife, Tanya Eade-Smith, during which he was treated with
anti-depressant
medication. In the Report Ms Durbock expressed an opinion based on the
applicant's history that he had had a "reasonably
stable relationship history"
prior to the onset of PTSD. In my view, this opinion was open to her. Tanya
Eade-Smith's statement
which formed part of the materials sent to Ms Durbock for
the purpose of preparing her Report provided support for this opinion.
It also
provided support for her view that the applicant's untreated PTSD was a "major
contributing factor" explaining his conduct
in July and November 2007. The
following extract from Ms Eade-Smith's statement illustrate the point:
While we were at Goulburn, Brad and I separated for personal reasons. I transferred to Batemans Bay. I commuted from Goulburn to the Bay for a few months. Then I moved to Braidwood because it was more central between Goulburn and the Bay. This allowed Brad to come and stay with Gracie when I was on night work. Despite the fact we had separated, we remained close friends and both wanted to do the best for Gracie as far as parenting was concerned.
I think it must have been around May or June last year that Brad got back-up lock-up keeper's job in Braidwood. He moved into the police residence at 174 Wallace St, Braidwood. In October last year I got the lock-up keepers job at Braidwood and moved into the adjoining police residence at 172 Wallace Street.
Since I have known Brad, he has always taken a keen interest in his personal appearance and physical condition. He has also taken great pride in his house and gardens - to the point of being anal. Everything had to be immaculate - from his clothes, to the cleanliness of things and making sure things were organised. He would always be up early doing things. It was like he always had a project going on. Brad would also take a keen interest in the welfare of his fellow employees and would speak up if he felt they were not being looked after by management.
I first noticed a change in Brad's personality the day after he attended a fatal motor vehicle accident on the Kings Hwy on 5 November 2006 (E29811855). The young bloke that was killed had been ripped to pieces. Brad came to see me and was telling me how bad the accident was. Brad said he thought the young bloke was alive when he first looked at him because he was sitting upright and his eyes were open. Brad said it felt like the boy kept staring at him the entire time he was there. This was the first time I have ever heard Brad mention an incident affecting him like that. Then he put on the 'tough guy' voice and said he was okay.
I think it was the next week that another bad head-on happened at the very same spot. I was the second car to arrive. I was on sick leave with a broken leg at the time. I was in my own car. Brad arrived soon after with Dean JAMES from Bungendore. The accident was right on top of the crime scene markings from the fatal the weekend before. Brad went really pale and I asked him if he was alright. Brad was taking his time putting his vest on. I was telling him about the accident and who the witnesses were. Brad turned around and said, "I don't think I can do this one. It's in the same spot as the last accident." I thought he was actually going to be physically ill. Then he said to me, "Oh, poor Dean. What a way to start your first shift." I asked him if he was right to do the job and Brad said, "I have to do it, I can't leave it to Dean." I realised the fatal accident must have had a significant impact on him.
I came back to work on restricted duties in January this year. I was the sector supervisor and called a meeting at Braidwood with the other sector officers. The meeting went quite well, but Brad got really vocal about the lack of support from management. He was saying things like, "They don't care about us." He was repeatedly venting what he perceived as a lack of support from management. I've never seen or heard Brad behave like that before. It was that bad that I spoke to him later and told him that I thought he needed to take some time off. I think it was either that day or the next shift that he went off on sick leave.
After he went off on sick leave, I received a phone call from Mr COMMINS. He told me he needed Brad's medical certificate by three o'clock that day or he would cut Brad's pay off. Brad and I were actually outside our family doctor's practice in Goulburn when he called. Our doctor is Paul FALK. After the consultation, I mentioned the phone call I had from Mr COMMINS and Brad went right off. Basically Brad was angry that he had been affected by something that occurred at work and that management were not interest [sic] in his welfare, just a piece of paper.
From then on I noticed a decline in Brad's work ethics and personal standards. He didn't seem to care about his job or himself. I would ring him at home during the day and he would still be in bed. Brad let the yard and the house go. It wasn't really bad, just not up to his usual standards. I also noticed he didn't take an interest in his animals any more. He had always been caring for them, making them something warm to eat, exercising them, that type of thing. Brad also likes to cook and has always enjoyed eating good food. The weekend before last, I went over and spoke to Brad. He put his arms around me and got really teary. He said, "I just can't get out of my own way." Brad was extremely sad - sadder than I have ever seen him about anything. I told him he needed to get some help.
74 The respondent also
sought to place reliance with regard to this particular issue on the statement
of Detective Sergeant Pieper
which was provided to Ms Durbock, along with Senior
Constable Eade-Smith's statement and others for the purpose of preparing her
Report. Detective Sergeant Pieper's statement however describes the events of
21 July 2007. It does not touch on the applicant's
history prior to that
date.
75 Finally the respondent asserted that Ms Durbock had engaged in
improper "back reasoning" with respect to the applicant's behaviour
in the wake
of the diagnosis of PTSD. In my view there is no substance to this assertion.
As I earlier indicated, Ms Durbock's
report was not based solely on the
applicant's history but also on the results of independent tests conducted by
her. Moreover,
Dr White, the applicant's treating psychiatrist had arrived at
the same diagnosis.
76 The respondent submitted that there is no probative evidence before
the Commission that the applicant's unacceptable behaviour,
could readily and
reasonably be attributed to the PTSD suffered by him as a consequence of
observing a number of serious motor vehicle
accidents, most notably the accident
of 5 November 2006. I cannot agree with the submission. It is against the
weight of the evidence.
A number of treating doctors, psychologists and one
psychiatrist diagnosed the applicant as suffering from PTSD and a major
depressive
disorder. The applicant's illness was accepted by Dr White and the
respondent's workers' compensation insurer as a "hurt on duty"
work-related
illness. Based on the evidence, which includes the statement of Senior
Constable Eade-Smith, the inference is reasonably
open that the applicant's
conduct during the incidents of July and November 2007 can be traced to his
exposure to the horrific motor
vehicle accident on 5 November 2006, followed in
rapid succession by a number of very serious motor vehicle accidents, one of
which
occurred in the same location as the 5 November accident. Senior
Constable Eade-Smith, who had close contact with the applicant
during this time
said she observed a change in the applicant's personality the day after he
attended the 5 November 2006 accident.
The applicant's friend and colleague
Paul Baragry also noticed that the 5 November accident had had a significant
effect on the
applicant. So concerned was Mr Baragry that he forwarded an email
to Superintendent Commins alerting him to what he observed was
the applicant's
uncharacteristic behaviour. Dr White's conclusion was that the applicant's
conduct during the period 21 and 22 July
2007 (the siege), "was directly the
result of the effects of his PTSD and associated anxiety and depression". Dr
White's evidence
was unchallenged. There can be no doubt on the evidence that
Dr White was an experienced psychiatrist with particular expertise
in diagnosing
mental illness in serving members of the police force. Based on those matters,
I accept Dr White's conclusions in
their entirety. Ms Durbock's conclusion,
which I also accept for reasons earlier set out, was that the applicant's
"untreated PTSD
was a major contributing factor to the offences". Ms Durbock's
reference to the "offences" was a reference to the applicant's conduct
during 21
and 22 July and 24 November 2007. It is abundantly clear from her evidence that
she considered that the applicant's mental
illness was the result of his
exposure to the motor vehicle accident of 5 November 2006 followed by several
other serious accidents,
and that the applicant's mental illness in turn was a
decisive factor which motivated his misconduct on the dates in question.
77 It is also significant that the applicant's failure to attend to the
Martin and Kolber matters (the basis of the respondent's "competence
finding")
occurred during the period following the 5 November 2006 accident. It may be
inferred from the mental health reports and
the anecdotal evidence of the
applicant's colleagues, in particular Senior Constable Eade-Smith, that the
applicant's declining mental
state was the prevailing reason why the applicant
failed to attend to those matters in time. Senior Constable Eade-Smith said in
her statement, for example, that after the applicant returned to work on
restricted duties in January 2007 she noticed a decline
in his work ethics and
personal standards, matters she ascribed to his mental state as well as to his
perceptions concerning a lack
of support from management. These matters as well
as the matters I have earlier referred to on this issue all serve to
substantially
mitigate the seriousness of the applicant's failures which formed
the basis of the respondent's competence finding.
78 The respondent also sought to rely on what was characterised as
earlier evidence of misconduct and an unacceptable attitude to
the police force
managers which it was said had manifested well before 5 November 2006. The
basis for this reliance was that the
earlier evidence tended to reveal that the
applicant's attempt to explain his misconduct in July and November 2007 on his
PTSD which
was triggered on and from 5 November 2006, was untenable.
79 This evidence was said to be found in summaries from C@tsi files which
contained details of previous complaints or allegations
made against the
applicant. These summaries formed part of the CCS provided to the applicant at
the time he was issued with the
"show cause" Notice under s 181D(3)(a). The
material relied upon in my view does not assist the respondent. It was not
relied upon
by the respondent in his consideration of whether to remove the
applicant under the s 181D(1) order. The material also consists
of very brief
summaries. The accuracy of the information cannot therefore be properly or
reliably ascertained or verified without
the benefit of more comprehensive
information including the full factual context being placed before the
Commission. Moreover the
content of the summaries was not the subject of
further evidence before the Commission. Many of the matters amount to no more
then
allegations or complaints for which the applicant either received
counselling or no further action was required, or in one instance
(October 2001)
was dealt with through performance monitoring.
80 The respondent sought to draw an analogy between the medical evidence
in the present case and the medical evidence before the Commission
in
Johnston v Commissioner of Police [2007] NSWIRComm 73 (affirmed on appeal
in Johnston v Commissioner of Police (2007) 169 IR 301) and Mahoney v
Commissioner of Police [2003] NSWIRComm 67. According to the respondent the
medical evidence adduced in Johnston and Mahoney constituted
detailed analyses undertaken by the forensic psychiatrists. This medical
evidence, it was said, stood in contrast to
the "significant and unsubstantial
conclusions" expressed by Dr White and the "entirely inadequate" report of Ms
Durbock.
81 As I have earlier sought to make clear, I am unable to agree with the
respondent's characterisation of the respective conclusions
reached by Dr White
and Ms Durbock. The respondent elected during the proceedings not to challenge
Dr White's conclusions. It would
be immediately apparent from a reading of the
decisions in Johnston and Mahoney that the applicants in those
decisions saw their treating psychiatrists on one occasion only. It should also
be borne in mind that
the medical evidence led in Johnston was qualified,
that is to say, Dr Westmore, a forensic psychiatrist, gave evidence that it was
"reasonable to assume" that Mr Johnston's
depression also played "some role" in
the impugned conduct. Moreover Dr Westmore's assessment was predicated upon the
condition
that the applicant had exhibited no prior inappropriate behaviour as a
police officer. Other probative evidence led during the proceedings,
however,
revealed that Mr Johnston had engaged in conduct similar to the conduct which
formed the basis of his removal, prior to
the onset of his depression.
82 On 28 February 2008 the Commission's Advisory Panel (CAP) recommended
to the respondent that the applicant be removed pursuant
to s 181D. Mr Bruce,
who was present at that meeting recorded in his notes that the CAP at the same
time decided to refer the applicant
to HealthQuest for a medical assessment. On
14 April 2008 Superintendent Commins commenced the process for the applicant to
be referred
to HealthQuest with a view to him being medically discharged. The
applicant attended the HealthQuest appointment on 29 May 2008.
HealthQuest
delivered its Report on 30 June 2008. The Report, entitled "NSW Police -
Assessment of Fitness to Continue - Final
Report in accordance with Crown
Employees (Police Officers Death & Disability) Award 2005" contains the
following conclusions
and determinations:
DISCUSSIONS & CONCLUSIONS
1. DIAGNOSIS: The
following conditions, which have been diagnosed in this case, are relevant to
fitness for duties as a police officer:
· Post Traumatic Stress
Disorder
· Major Depressive Disorder
2. CURRENT CAPABILITY & PROGNOSIS: The following summarises
HealthQuest's assessment of the officer's current work capabilities
and
prognosis for return to work within NSW Police Force as an operational police
officer, as well as the long-term prognosis:
· CAPABILITY: Unfit for any
duties at this time.
· RETURN TO WORK: Unfit for duties as an
operational police officer
· LONG TERM PROGNOSIS: Permanently unfit for
duties as an operational police officer.
DETERMINATIONS (in accordance with s 9.3 of the Award)
1. Re: PARTIAL PERMANENT DISABILITY -
· I find that this Officer has a PARTIAL PERMANENT DISABILITY, in terms
of the Award, because of the following health conditions:
Post Traumatic Stress
Disorder, Major Depressive Disorder
2. Re: TOTAL PERMANENT DISABLEMENT (refer to detailed definitions in
Award) -
· NOT APPLICABLE. I do not find that this Officer satisfies
the definition of Total Permanent Disablement under the Award.
83 A copy of the Report was forwarded to the Medical Discharge
Co-ordinator, NSW Police Force, Workers Compensation and Review. Mr
Bruce gave
evidence that he received the Report in the first week of July 2008. It is not
clear on the evidence however whether
the respondent was made aware of the
Report prior to his decision to remove the applicant under s 181D(1) of the
Act.
84 The Statement of Reasons incorporates several references to the fact
that the applicant was suffering from PTSD and a major depressive
disorder at
the time he engaged in the impugned conduct on 21 and 22 July and 24 November
2007. The respondent appeared to accept
in the Reasons that the applicant was
suffering from a mental illness during the events of 21 and 22 July 2007. At no
stage however
does the respondent in those reasons consider whether the
applicant's psychological illness provided an explanation or was largely
responsible for, or was a "major factor" contributing to that conduct. I am
unable with any reasonable degree of certainty to ascertain
the extent of the
medical information the respondent had at his disposal at the time the decision
was made to remove the applicant.
The respondent may only be obliged to take
into account in his Reasons the documents and other material, including any
written submissions
from the applicant, with which he has been provided. The
Commission on the other hand is not so constrained.
85 The decision of the Full Bench in Hosemans v Commissioner of Police
(2004) 138 IR 159 at [134] is authority for the proposition that the
Commission's task on a review of the respondent's decision to remove an
applicant
is to make a fresh and independent decision based on all of the
material before the Commission and not merely a review of whether
the
respondent's decision was correct at the time it was made (see Commissioner
of Police v Dobbie [2006] NSWIRComm 285; (2006) 157 IR 44 at [29]).
86 The approach in Hosemans was recently affirmed by the Full
Bench in Commissioner of Police v Alyson Reid-Frost [2010] NSWIRComm 2 at
[11]. Although the comments in that decision were made in the context of the
Commission's approach when considering a challenge to the
removal of police
officers based upon procedural grounds, the Full Bench endorsed the approach set
out in Hosemans (No 2) as relevant to the Commission's consideration of
the merits or substance of an application for review:
the role of the Commission is to "conduct a review of the merits of the decision of the Commissioner, to consider the whole of the circumstances of the matter in the way determined by s 181F and apply the statutory criteria in that situation": Newton (No 2) at 79. We agree with the Full Bench in Hosemans (No 2) (at [134]) that the review of a decision to remove under s 181D is to be a "fresh and independent review"
87 In Little v Commissioner of Police
(No 2) (2002) 112 IR 212 the Full Bench found that an approach to
proceedings brought under s 181E of the Act which was confined to a
determination of whether
the respondent was justified in coming to a conclusion
that he had lost confidence was an erroneous approach. At [74] of the decision
the Full Bench said:
The provisions of the Act do not so confine the Commission in considering an application under s 181E. It is true that the Commission is required to consider, under s 181F(1)(a), the reasons given by the Commissioner. In that respect, the Commission may deal with the substance and basis for the allegations brought against an officer, including whether there is a basis in fact of the allegations levelled against a police officer. However, the Commission will consider other matters and bring into account such matters as to whether the dismissal was harsh, unjust or unreasonable, which go to the merits of the application, including a consideration of the procedures adopted by the Commissioner. These matters may transcend the particular reasons stated by the Commissioner for his loss of confidence, as the statutory directive is for the Commission to consider whether the removal was harsh, unreasonable or unjust on any relevant or reasonably available basis and not simply whether the Commissioner’s conclusion was sustainable or not, although the reasons for the Commissioner’s loss of confidence will be plainly a matter of particularsignificance in such proceedings. Whether the nature of the proceedings being a review of a decision as to a ‘‘loss of confidence’’, may in some way affect the nature of any such merit review, does not arise for consideration in this matter.
88 Under s 181F
the Commission must have regard to the respondent's reasons for his decision to
remove the applicant and the respective
cases presented by the applicant and
respondent. In having regard to those matters the Commission must also have
regard to the applicant's
interest and the public interest which includes the
interest of maintaining the integrity of the police force and the fact that the
respondent made the Order under s 181D(1): see s181F(3). These competing
interests must be balanced one against the other with no
one interest assuming
any greater significance or taking any greater precedence over the other.
89 The applicant's conduct during the two incidents was undeniably very
serious. A particularly serious aspect of that conduct occurred
on 24 November
2007 when the applicant subjected innocent members of the public, namely Mrs
Pearce and her son, to a terrifying ordeal
outside their family home. Moreover
the applicant did not dispute, except for some relatively minor matters, the
fact that he engaged
in that conduct. In oral hearing the applicant made the
following concession:
Q. In so far as the conduct alleged against you is concerned, you have not sought to put in issue what the Commissioner said in relation to what you have done wrong, that is true is it not?
A. To a certain degree. I can't argue with what I did. I disagreed with some of the things Commissioner said in his documents. But basically what happened happened, they are the facts.
90 Given the
seriousness of the conduct it may be concluded that the respondent was justified
in deciding to remove the applicant.
That is not, however, the end of the
matter. In my view the applicant's state of mind at the time he engaged in the
conduct, that
is, his PTSD and depression, was a decisive factor in causing that
conduct.
91 It is also the applicant's case that his removal was harsh. As I
observed in Johnston on that issue (at [54] to [57]):
Consideration of this issue directs attention to the consequences of removal. The obligation on the Commission to have regard to the issue when it properly arises from the relevant material was the subject of comment by the Full Bench in Little v Commissioner of Police (No. 2) (2002) 112 IR 212:
[71] The mere conclusion that a dismissal has been effected in accordance with common law or statutory requirements, or has adequate 'justification' in the sense of there being proper grounds given for dismissal, does not remove from account in such proceedings a consideration of the severity of punishment and mitigating circumstances where those matters properly arise for consideration upon the material before the Commission. No different approach is to be applied in review proceedings under the Police Service Act.
[72] Further, the provisions of s 181F of the Police Service Act point to a further reason as to why the challenged decision was in error. Section 181F(1)(b) requires that the Commission consider, in an application brought under s181E, the case presented by the applicant as to why the removal of a police officer was harsh, unreasonable or unjust. Such a case was brought by the officer in this matter, both in his submissions to the Commissioner (made pursuant to s 181D(3)(b)) and before the Commission at first instance). In such circumstances, putting the consequences of the removal out of account or, to be treated in such a way as to be overborne by other considerations, such as the 'justification' for the Commissioner's basis for forming a conclusion, was, in our view, wrong. That approach was plainly contrary to the provisions of s 181F of the Police Service Act, which requires that the Commission consider such matters when they arise in the applicant's case. So much would also seem to follow from the provisions of s 181F(3)(a) whereby the Commission is expressly required to consider the "interests of the applicant". That consideration plainly requires that the consequences for the applicant of his or her dismissal be a material consideration.
Section 181F of the Act has been earlier set out in this Decision. In particular, the interests of the applicant, balanced against the public interests, which incorporate police interests in maintaining the integrity of the NSW Police, provide a framework in which the consequences of the applicant's removal may be assessed.
A classic exposition of the application of the principles when considering the consequences of dismissal or removal from employment is found in the decision of Watson J in Metropolitan Meat Industry Board v Australasian Meat Industry Employees' Union, New South Wales Branch [1973] AR 231 at 233:
I fail to see why in applying this test to determine whether or not he should intervene, and having in mind the considerations referred to by Sheldon J, in Loty's Case ([1971] AR 95 at p99), the Commissioner (or the Commission on appeal) is precluded from considering whether or not termination was too severe a penalty in all the circumstances - even if the dismissal was legally justified or even if, as Mr McDevitt put it, the point had been reached where at the particular time the employer's representative was faced with a situation which had developed to a stage where he had no other alternative.
In some cases, the issue of unfairness has been resolved because of the way in which the employer has exercised his right to dismiss or because of the absence of adequate justification for dismissal. But even if there are grounds for terminating the contract of employment, it is still open to the Tribunal to examine the severity or otherwise of the step of dismissal. The Commission, commissioners and committees have so acted in the past and have intervened to order reinstatement where because of mitigating circumstances or past good conduct, termination has been shown to be too harsh a consequence.
Metropolitan Meat Industry Board, and the decision of the Full Bench in Little's case, propose that where an application by an applicant against his or her removal or dismissal from employment has failed to satisfy the tripartite test under the Act, the Commission must nevertheless have regard to the harshness or severity of such removal and may, if the circumstances permit, reinstate the applicant on the ground that those circumstances support a finding that the removal has been shown to be too harsh a consequence. This approach is mirrored by s 181F(3)(a) of the Act. As the Full Bench in Little's case observed, that provision requires a consideration of the consequences of an applicant's removal.
92 The applicant in written
submissions relies on a number of mitigating factors to demonstrate that his
removal, in all the circumstances
was harsh. These factors include, in addition
to the medical evidence concerning his mental state at the time of the impugned
conduct
and its impact on that conduct, the applicant's 18 years of service as a
police officer, his continued ill-health and incapacity
for work and the
associated financial impact of his removal.
93 The applicant's employment history as a serving member of the police
force has been set out earlier. The applicant appears to
have been a highly
commended police officer. In 2004 he was awarded the Police Medal and in 2006
he was awarded the National Medal.
It may be accepted without further evidence
that the removal of a police officer from the police force carries with it
financial
and personal consequences which impact adversely on the removed
officer. The applicant's illness was acknowledged by the respondent's
worker's
compensation insurer as a work-related injury. The HealthQuest Report confirmed
the diagnosis of Dr White and Ms Durbock,
although the Report did not go so far
as to confirm its connection or its contribution to the impugned conduct. The
applicant continues
to be incapacitated although there are strong indications on
the evidence that his current treatment regime has resulted in an amelioration
of his symptoms. At the time the applicant gave evidence at oral hearing he was
unemployed and in possession of a medical certificate
indicating that he was
unfit for work. The applicant in oral evidence also informed the Commission
that he was very ashamed and
embarrassed by his behavior. He added, "I'm not
proud of the way I behaved at all". The Commission accepts these expressions of
remorse and intends to take them into account as factors relevant to the
applicant's interest under s 181F(3).
94 In addition to the seriousness of the applicant's misconduct the
importance of integrity in the police force and the fact of his
removal, the
evidence disclosed that the applicant continues to harbour some animosity
towards members of the police force. This
was demonstrated at oral hearing when
the applicant expressed a desire to give his evidence in the absence of all
uniformed members
of the police force.
95 The Commission under s 181F(3)(a) must weigh up all of these matters
and strike an appropriate balance between the two competing
interests, namely
the applicant's interest and the public interest. These matters I have sought
to deal with in considerable detail
in this Decision. In weighing up these
interests as I have done I have been particularly persuaded by the medical
evidence which,
as I have found, warrants the conclusion that the applicant's
PTSD and depression manifested as a result of his involvement in the
5 November
2006 motor vehicle accident followed in rapid succession by his involvement in
other serious motor vehicle accidents and
contributed to, or caused, to a
significant extent, the misconduct during the two incidents in July and November
2007. It also provides
a compelling explanation for his failure to attend to
the Kolber and Martin matters within the prescribed limitations period. A
consideration of this factor together with the other factors including the
competing factors leads me to a conclusion that the applicant's
removal was
harsh.
Relief
96 In his application filed on 1 September 2008 the
applicant sought reinstatement to his former position. In his affidavit filed
on 24 November 2008 the applicant stated that he seeks reinstatement to the NSW
Police Force, "only for the purposes of applying
for a medical discharge".
97 In submissions in reply before the Commission the applicant sought the
following orders:
A. The applicant is reinstated as an officer of the New South Wales
Police Force on the following terms and conditions:
a. The Commissioner of Police is ordered to pay the applicant
remuneration that the applicant would have received but for being removed,
less
any workers compensation received by the applicant;
b. As previously submitted, if the Commission wishes to indicate that the
conduct is unacceptable, it could deny an award of back
pay, although this is
put strictly in the alternative;
c. The applicant's period of employment is taken not to be broken by his
removal and the terms and conditions of his employment are
taken not to be
otherwise affected except to the extent set out in these orders;
d. The Commissioner of Police shall place the applicant on sick leave (or
suspension with pay) until the medical retirement process,
based on the
HealthQuest Report dated 30 June 2008, is completed;
e. The Commissioner of Police shall cause the officer to be medically
retired within a short timeframe, but in any event not more
than 28 days from
the date of this decision.
f. Liberty to apply is granted to the parties as to the form and detail
of these orders provided such leave is exercised within 14
days of this
decision.
B. In the alternative, the applicant is reinstated as an officer of the
New South Wales Police Force on the following terms and conditions:
a. The Commissioner of Police is ordered to pay the applicant
remuneration that the applicant would have received but for being removed,
less
any amounts paid to the applicant upon his removal and workers compensation or
work income received by the applicant;
b. The applicant's period of employment is taken not to be broken by his
removal and the terms and conditions of his employment are
taken not to be
otherwise affected except to the extent set out in these orders;
c. The Commissioner of Police shall place the applicant on sick leave (or
suspension with pay) and shall not treat the applicant as
medically fit for
duties in his former position by reason of these orders;
d. The proceedings are adjourned to a date to be fixed. On that date
these orders may be vacated if, as a result of the completion
of the medical
discharge process, the applicant is retired from the New South Wales Police
Force. (see NSW Teachers Federation v Education Commission (NSW) (1998)
26 IR 179)
C. In the alternative, the applicant is to be paid compensation as
follows:
a. The applicant is to be paid by the Commissioner of Police an amount of
compensation equating to the amount of remuneration that
the applicant received
during the last period of 6 months he was in receipt of full pay.
b. The amount of compensation is to be paid within 21 days of the date of
this decision.
98 Under s 89 of the Industrial Relations Act 1996 (IRA)
the Commission has a discretion to order the reinstatement of an applicant
consequent upon a finding that his dismissal (or in the
present case, his
removal under s 181D(1)), was harsh. Section 89(1) provides:
The Commission may order the employer to reinstate the applicant in his or her former position on terms not less favourable to the applicant than those that would have been applicable if the applicant had not been dismissed.
99 The other provision, relevant to the present issue, is s 89(8), which is expressed as follows:
An order under this section may be made on such terms and conditions as the Commission determines.
100 It is the
respondent's contention that s 89(8) requires that any conditions imposed on an
order for reinstatement must support
or regulate and be incidental to the
establishment of the working relationship, and cannot be made to ensure that it
is not restored.
Reliance was placed on the Full Bench decision in Dobbie
to establish this proposition. It was also contended that to the extent the
orders made in Allchin v Commissioner of Police (No 2) [2007] NSWIRComm 280; (2007) 168 IR 170
and in Anthony Cavanagh and NSW Police [2003] NSWIRComm 474 contradict
the proposition, those decisions should not be followed.
101 The respondent also contended that even if the Commission was
satisfied that it had the power to reinstate the applicant for the
stated
purpose, it could not be satisfied that it would not be "impracticable" to make
the order. Consideration of the word "impracticable"
in Perkins v Grace
Worldwide (Aust) Pty Ltd (1997) 72 IR 186 and in Blackadder v Ramsey
Butchering Services Pty Ltd [2005] HCA 22; (2005) 221 CLR 539 were relied upon in support
of the contention. The respondent submitted on this issue that there was no
evidence to support a conclusion
that his risk of re-offending was low,
especially in circumstances where he maintains a "deep-seated hatred" for the
NSW Police Force
and actively contends that he is totally unfit for any police
work: cf Wells v Commissioner of Police (2000) 100 IR 106; Cassel v
Commissioner of Police [2003] NSWIRComm 73; Johnston (first-instance
decision) at [82].
102 It was further contended by the respondent that it was also
significant to the issue of reinstatement that the applicant admitted
virtually
all the misconduct and has not therefore been in a position to call current
serving members of the police force to support
his application: see for example
Toshack v Commissioner of Police [2009] NSWIRComm 31; (2009) 181 IR 420 with regard to the
relevance of character evidence.
103 The respondent also submitted that the making of a reinstatement
order "only for the purposes of applying for a medical discharge"
could not
achieve the desired result because there are numerous and time-consuming steps
not yet taken which involve an investigation
into the applicant's fitness. It
was said that the HealthQuest Report was a preliminary step in the process, and
that there remains
a real prospect that an assessment of the applicant's fitness
for work will reveal that he is fit for placement in some other suitable
position.
104 Finally the respondent submitted that if the Commission finds that
reinstatement would not be impracticable (in the terms proposed)
then the
question still arises as to whether the discretionary remedy should be provided
to the respondent and given the circumstances,
it should not.
105 I propose to deal in turn with each of the contentions raised by the
respondent on the issue of reinstatement in the terms sought
by the
applicant.
106 In Dobbie, the Commissioner of Police contended that a
condition imposed on an order for reinstatement under s 89(8) (in the form of an
undertaking
to abstain from consuming alcohol) was ancillary to the order, not
its premise (at [24]). This, I would observe is an uncontroversial
proposition.
The function of s 89(8) within the statutory regime in s 89 of the Act was the
subject of comment by the Full Bench
in Four Sons Pty Limited v Sakchai
Limsiripothong [2000] NSWIRComm 38; (2000) 98 IR 1 at [5] to [7].
107 In Four Sons a Full Bench held that s
89(8) enabled the Commission to make a final order that compensation be paid
within seven days of the date
of a decision in circumstances where the
Commission had ordered compensation to be paid under s 89(5) IRA.
108 In Western Sydney Area Health Service v Australian Salaried
Medical Officers' Federation (NSW) [2004] NSWIRComm 246; (2004) 138 IR 203, the respondent in the
proceedings below had sought interim relief from the threatened dismissal of one
of its members by the appellant.
The trial judge made orders which included an
order that, "the status quo in place at 4:00pm on 5 September be reinstated for
all
purposes". The Full Bench found that if the trial judge in making the order
had relied on s 89(8), then it went beyond what was
available as final relief
under s 89(7), that final relief being an order that the appellant shall not
dismiss the respondent in
accordance with the threat to dismiss. This was
because an order requiring the status quo in place to be reinstated "for all
purposes"
could convey the meaning that not only could the appellant not dismiss
the respondent in accordance with any alleged threat but it
could not dismiss
her, or seek to vary her employment contract in any respect, for any reason: (at
[42]). The Full Bench went on
to observe (at [43]):
Whilst we note that s 89(8) enables the Commission to make an order under s 89(7) on such terms and conditions as the Commission determines, we do not consider an order that would have the effect of preventing the employer from terminating an employee’s employment for a reason not related to the alleged threat or from varying the contract of employment in any respect, was an order necessary or incidental to the primary order under s 89(7) or an order necessary to the “proper and effectual performance” of the primary order: See Hornsby Shire Council v Porter (1990) 19 NSWLR 716 at 725 referred to with approval in Four Sons Pty Ltd v Sakchai Limsiripothong [2000] NSWIRComm 38; (2000) 98 IR 1 at [6].
109 What may flow
from these observations is that an order made under s 89(8) that bears no
necessary or incidental relationship or
connection to the factual context
underpinning the making of the primary order (for example an order for
reinstatement) will be beyond
power. By contrast it is not at all apparent that
the order under s 89(8) sought by the applicant in these proceedings would have
the same outcome or effect. In its terms it is confined to the discrete issue
of reinstatement for the purpose of an application
being made for a medical
discharge. It does not purport to apply in any wider context. It does not
envisage multiple purposes but
only a single purpose. In the present
circumstances a medical discharge process for the applicant was clearly
contemplated by Superintendent
Commins. He took steps to formalise the process
on 14 April 2008 by submitting a medical discharge application form in the
applicant's
name. Mr Bruce on 28 May 2008 thought it would be preferable,
following discussions with Superintendent Commins for the applicant
to exit via
a medical discharge rather than by way of disciplinary proceedings. The
HealthQuest Report's conclusion was that the
applicant was currently unfit for
any duties with no provision in the report for the applicant to work in
permanent restricted duties.
A condition imposed under s 89(8) as an incident
to a primary order made under s 89(1) that the applicant not return to active
duties
in any capacity but apply for a medical discharge would not of itself in
my view operate to ensure that the working relationship
is not restored. Prior
to the applicant's removal he had been formally suspended with pay from the NSW
Police Force, the suspension
having come into effect on 7 August 2007 according
to leave records attached to the CCS. The medical evidence prior to and during
this period, disclosed that the applicant was suffering from a psychological
injury as a result of his police work which rendered
him unfit for work. In
Little (No 2) an order that the applicant at first instance be reinstated
upon undertaking that he retire rather than resume his position with
the Police
Force is conceptually similar to the order for relief proposed by the applicant
here, in that it did not envisage in the
order for reinstatement any return to
active duties.
110 In Dobbie the appellant argued, unsuccessfully that a term
imposed under s 89(8) (that the respondent undertake as a condition of
reinstatement
not to consume any alcohol whether at work or otherwise) was not
available because under s 89(1) the respondent could only be reinstated
to his
former position "on terms no less favourable to [him]". The proposed term it
was said constituted a "less favourable" term.
111 In rejecting the argument the Full Bench said (at [42] [43]):
We are unable to discern any proper basis for reading down the provisions of s 89(8) of the Industrial Relations Act in the manner proposed by the appellant. The proposition that the Commission is to be straitjacketed as to the terms on which a person may be reinstated is inconsistent with the general discretion that is afforded to the Commission in determining what relief is appropriate under s 89 where a finding is made that a dismissal is harsh, unreasonable or unjust.
Moreover, given that s 89(8) applies to all orders made under s 89 (see Four Sons Pty Ltd v Sakchai Limsiripothong [2000] NSWIRComm 38; (2000) 98 IR 1 at [5]) as a matter of logic the appellant’s proposition would mean that the only term or condition that could be applied to a reinstatement order would be one “not less favourable to the applicant than those that would have been applicable if the applicant had not been dismissed.” Such an order under s 89(8), and the power to grant it, would be otiose in light of the provisions of s 89(1) which provides:
The Commission may order the employer to reinstate the applicant in his or her former position on terms not less favourable to the applicant than those that would have been applicable if the applicant had not been dismissed.
112 The observations in Dobbie provide support for the view that s
89(8) is a provision operating within the scheme of s 89 in relation to which
the Commission has a general discretion to determine the appropriate form of
relief, including a discretion
as to what, if any, terms or conditions may be
imposed on the form of relief.
113 As to whether it would be "impracticable" to make an order for relief
in the terms proposed by the applicant because the risk
of re-offending is
neither low or acceptable, I do not see that the evidence supports such a
conclusion. The evidence does not go
so far as was suggested by the respondent
that the applicant maintains a "deep-seated hatred" towards members of the
police force.
The applicant, during oral hearing, indicated that he continued
to feel let down by the police force and he exhibited some feelings
of hostility
or animosity towards them. The evidence, however, supports a conclusion that
the applicant has been improving and continues
to improve on medication taken to
alleviate his psychological symptoms. Significantly, after the incident of 24
November 2007 there
has been no re-occurrence of incidents of misconduct or
misbehavior perpetrated by the applicant. The applicant also expressed deep
remorse for his misconduct and shame and embarassment for his actions during the
two incidents in 2007. Because his injuries stem
directly from work-related
duties, specifically involving his exposure while on duty to serious motor
vehicle accidents, an order
reinstating the applicant on terms that he remain
non-operational must add weight to the conclusion that the applicant is unlikely
or highly unlikely to conduct himself in the manner in which he conducted
himself during the two incidents, or to misbehave in any
way that might bring
the NSW Police Force into disrepute.
114 The applicant's desire for reinstatement is for the purpose only of
being processed for a medical discharge. Given the matters
outlined immediately
above, an order for relief framed in the terms proposed would not in my view
impact adversely on the integrity
or safety of members of the NSW Police Force
or members of the public.
115 In Perkins a Full Court of the Federal Court considered the
meaning of "impracticable" in the context of an order for reinstatement of a
dismissed
employee under s 170EE (1) and (2) of the Workplace Relations Act
1988 (Cth), as the provisions were then in force. The approach to the issue
in that judgment has been adopted in a number of decisions
in this jurisdiction
including Hollingsworth v Commissioner of Police (1999) 88 IR 282 at 341
- 342; CCH Australia Ltd v Bowen (1998) 79 IR 206 at 217 - 218; Oswald
v New South Wales Police Service (1999) 90 IR 42 at 67; and, Van
Huisstede v Commissioner of Police (2000) 98 IR 57 at [246] [247]. In
Perkins the Full Court set out a number of principles for consideration
of the issue whether an order for reinstatement may be "impracticable"
(at 191 -
192). It should be borne in mind however that Perkins was concerned with
an order for reinstatement to operational duties. This is not what is
contemplated here. The applicant does not
seek a return to work-related duties.
Given these matters Perkins is distinguishable from the present case.
116 The respondent also relied on what was described as "highly unusual
circumstances", namely that the applicant admits to virtually
all the misconduct
and has not been in a position to call any currently serving members of the NSW
Police Force to support his reinstatement.
It was said in advancing this
particular contention that character evidence was a relevant consideration to
the exercise of the
Commission's discretion to order reinstatement as confirmed
by the Full Bench decision in Toshack (at [69]). The decision in
Toshack is in my view also distinguishable from the present
circumstances. In Toshack the impugned conduct involved the telling of
lies that misled a court. Mr Toshack during the proceedings before the
Commission at
first instance had led extensive character evidence to support his
application. The Full Bench found error in the first instance
decision on the
ground that the trial judge had allowed himself to be influenced to the extent
he did having regard to the character
evidence led by the appellant. That
evidence, the Full Bench said, was only acceptable if Mr Toshack had
rehabilitated himself,
and that conclusion was not available on the evidence (at
[75] [76]). It is also noteworthy that Mr Toshack's integrity was on trial
(as
well as his conduct). The applicant by contrast was removed on the grounds of
conduct and competence. His integrity was not
in issue.
117 The respondent also contended that the making of a reinstatement
order only for the purposes of a medical discharge could not
result in the
applicant being medically discharged, because numerous steps involved in the
examination of the applicant's fitness
have not been taken. The HealthQuest
Report was said to be a preliminary step only in that process. For my part I do
not see, accepting
that this represents an accurate view of the process, that
this would constitute a significant impediment to the making of an order
for
reinstatement for the purposes of applying for a medical discharge. If such an
order were made, in terms, but the end result
was that the medical discharge
application was unsuccessful, then the order could incorporate a condition that
the applicant resign
in the event the application is unsuccessful. In Casari
v Sydney South West Area Health Service (2009) 185 IR 217 a Full Bench of
this Commission made an order that Mr Casari be re-employed in his former
position but only for the purpose of him
affecting a resignation from employment
effective from the day immediately following the date of the Full Bench decision
(at [75]
[76]).
118 The respondent also relied on Blackadder for
the proposition that the Commission had no power to make an order for
reinstatement in the terms sought by the applicant. Blackadder is also
distinguishable in my view from the present case. Under consideration in the
judgment was s 170CH(3) of the Workplace Relations Act which contained a
power to order reinstatement by appointing an employee in the position in which
the employee was employed immediately
before the termination of the employment.
In a passage extracted from [44] of the judgment Callinan and Heydon
JJ observed that reinstatement under the sub-section requires:
the recreation of the circumstances of employment that preceded the termination. The contractual nexus between the parties must be re-established. The terms and conditions of that contract must be the same. The employer must provide work to be done by the employee of the same kind and volume as was being done before termination. In cases where that last element cannot be achieved (as, for example, where the work formerly done is no longer required) the form of reinstatement for which s 170CH(3)(a) provides would not be appropriate and the question would become whether the alternative form of reinstatement (by appointing to another position) should be made.
119 At [77] of the judgment their Honours
added:
In any event it is almost unthinkable that the Commissioner would have made an order that the appellant be reappointed had he thought that the appellant would either not be able to perform, or would not be allocated actual work by the respondent for him to do. The order made by the Commissioner should be read as Moore J in dissent in the Full Court preferred to read it, as an order intending that the appellant be reinstated, and that he be given work to do of the kind which he had done in the past.
120 To similar effect Kirby J in the same judgment said at [33]:
By the Act, and the order, reinstatement of the appellant was meant to be real and practical, not illusory and theoretical. In effect, if the respondent's argument were correct, it would permit the respondent to thumb its nose at the heart and core of the order made, namely that the appellant be "reinstated", that is, according to the word's derivation and ordinary meaning, "put back in place" in his former employment. The Act does not offer to the employer the power to buy its way out of the obligations imposed on it under a valid law of the Parliament. The employer is bound to comply with the order and the Act. Its failure to do so produces statutory consequences to which, by his orders, Madgwick J sought to give effect.
121 The issue
in Blackadder concerned the employer's refusal to comply with an order to
reinstate the employee (Mr Blackadder) to his former position. The employer
effectively disobeyed the order and placed Mr Blackadder on garden leave with
pay. The judgment was therefore concerned with the
non-compliance of a court
order by the employer and the attendant unfairness visited upon Mr Blackadder as
a result of that non-compliance.
The remarks of Callinan and Heydon
JJ that the employer should have under the terms of the order provided work
to be done, and the remarks of Kirby J that reinstatement is meant to be
real and practical not illusory and theoretical must be read in that context. I
should also add
for completeness that it does not appear from my reading of the
relevant statutory provisions under the Workplace Relations Act, under
consideration in Blackadder, that there was a provision comparable or
similar to s 89(8). The respondent did not direct my attention to any such
provision.
122 In the event that the Commission were to find that reinstatement
would not be impracticable the respondent contended that the
Commission should
nevertheless refuse to exercise its discretion. This contention was not
supported by reference to any particular
aspect of the evidence given during the
proceedings, and the Commission was not given the benefit of any further
elaboration on the
matter. If the contention was advanced having in mind the
seriousness of the applicant's conduct then an order for reinstatement
in the
terms proposed may, in my view, be accommodated in the same way as a Full Bench
of the Commission approached the matter in
Budlong v NCR Australia Pty
Limited [2006] NSWIRComm 288, at [117], that is, by incorporating into the
terms of an order for reinstatement a condition that the applicant receive no
back
pay from the date of his removal in recognition that the applicant should
bear some responsibility for his misconduct.
123 Several decisions of this Commission have made orders for
reinstatement incorporating a term or condition under s 89(8) that an
applicant
immediately upon reinstatement apply for a medical discharge. None of the
decisions have been the subject of successful
appeal or review to a superior
court on this issue. Other decisions of the Commission (also not the subject of
appeal or review
on the issue) have made orders for reinstatement or
re-employment under s 89 of the Act on conditions that do not contemplate any
return to work or active duty by the applicant concerned. I propose to mention
some of the decisions by way of illustration.
124 In Little (No 2) a Full Bench ordered reinstatement on the
condition that the applicant give an undertaking to retire. The Full Bench in
that decision
noted (at [92]) that the effect of the order was that the
applicant would retire rather than resume his position within the service
which
would enable him to receive relevant superannuation benefits. In Cavanagh
(at [32]) Peterson J made an order that the applicant be reinstated
without compensation, conditional upon his undertaking in writing to the
Commission
that he apply for a medical discharge and in the event that
application was unsuccessful that he resign from the NSW Police Force
immediately upon being so notified. In Casari a Full Bench ordered that
the applicant be re-employed in his former position on condition that he not
return to work but immediately
resign in writing effective from the day
immediately following the date of the Full Bench decision. In Harrison v
Commissioner of Police [2006] NSWIRComm 319 I made orders reinstating the
applicant to his former rank in order to allow him to be medically discharged
and to clear his reputation
(at [93] [94]). In Allchin the trial judge
below made an order reinstating the applicant to the NSW Police Service without
pay and without compensation in respect
of time not worked but conditional upon
his undertaking in writing to the Commission that he attend a medical
examination in consideration
of a medical discharge, and that in the event that
application was unsuccessful that he be deemed to have resigned from the Police
Service. The Full Bench (at [27]) found no error in the form of the relief that
would attract a grant of leave. In refusing leave
the Full Bench ordered that
the applicant have 21 days from the date of its decision to provide a written
undertaking to the Industrial
Registrar that he will attend for a medical
examination and if that undertaking was provided that the rights provided by the
trial
judge as set out in the order for reinstatement were to be revived.
125 With these considerations in mind I propose to order that the
applicant be reinstated subject to a number of conditions which
will be imposed
under s 89(8) and which are intended to ensure that the applicant is not
returned to active duty in the NSW Police
Service in any capacity, but is to
take immediate steps to apply for a medical discharge. I propose further to
incorporate into
the terms of the order that the applicant not receive any back
pay or compensation from the date of his removal until the date of
this decision
in recognition of the seriousness of the misconduct which formed the basis of
his removal under s 181D(1). I also
propose to include in the terms of the
order a condition that if the applicant is unsuccessful in his application for a
medical discharge
that he resign forthwith from the NSW Police Force. The order
for reinstatement is to take effect on and from the date of this decision
and
will include a term that the applicant remain on suspension on pay, which was
the status quo preceding his removal.
Orders
126 The Commission makes the following findings and orders:
(1) The applicant's removal under s 181D(1) of the Act was harsh.
(2) The applicant is reinstated to the NSW Police Force on and from the date of this Decision on the following terms and conditions:
(a) the applicant will not return to active duty in any capacity but is
to take immediate steps to apply for a medical discharge
(b) the applicant shall not receive any back pay or compensation from the
date of his removal until the date of this decision in recognition
of the
seriousness of the misconduct which formed the basis of his removal under s
181D(1) of the Police Act
(c) immediately upon his reinstatement the applicant will remain on
suspension with pay
(d) should the applicant be unsuccessful in his application for a medical
discharge he will resign forthwith from the NSW Police
Force
________________
LAST UPDATED:
10 February
2010
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