![]() |
[Home]
[Databases]
[WorldLII]
[Search]
[Feedback]
Industrial Relations Commission of New South Wales |
Last Updated: 30 May 2008
NEW SOUTH WALES INDUSTRIAL RELATIONS COMMISSION
CITATION :
Public
Service Association and Professional Officers' Association Amalgamated Union of
New South Wales (on behalf of Susan Esther
Benfell) v Department of Education
and Training [2008] NSWIRComm 16
FILE NUMBER(S):
IRC 272 of
2007; 392
HEARING DATE(S):
9, 10 January 2008
DATE OF
JUDGMENT:
8 February 2008
PARTIES:
APPLICANT:
Public Service
Association and Professional Officers' Association Amalgamated Union of New
South Wales (on behalf of Susan Benfell)
RESPONDENT:
Director-General,
Department of Education and Training
CORAM:
Boland J
CATCHWORDS: Unfair dismissal - Teacher's Aide employed on a
temporary basis by Department of Education and Training - Employee advised
that
she would not be assigned any work after the end of 2006 school year - Whether
employee engaged under fixed term contract or
whether there was a continuing
employment relationship - Effect of s 21 of Education (School Administrative and
Support Staff) Act 1987 - Whether employee dismissed within meaning of s 84 of
the Industrial Relations Act 1996 - Whether employer dispensed with the services
of the employee within the meaning of s 83(5)(b) of the Industrial Relations Act
1996 - Whether employer refused to employ Teacher's Aide - Whether the dismissal
was harsh, unreasonable or unjust - Appropriate form
of relief
Industrial
dispute - Teacher's Aide employed on a temporary basis by Department of
Education and Training - Employee advised that
she would not be assigned any
work after the end of 2006 school year - Whether employee engaged under fixed
term contract or whether
there was a continuing employment relationship -
Whether employee was dismissed - Power of the Commission to make an award or
order
under Pts 1 or 2 of Ch 3 of the Industrial Relations Act 1996
LEGAL REPRESENTATIVES
APPLICANT:
Mr A A Hatcher of Counsel
Solicitors:
Ms A L McRobert
W G McNally Jones Staff
Lawyers
RESPONDENT:
Mr P Ginters of Counsel
Mr E
Dailly
Department of Education and Training
CASES CITED:
Antonakopoulos v State Bank of New South Wales (1999) 91 IR
385
D’Lima v Board of Management, Princess Margaret Hospital for
Children (1995) 64 IR 19
Department of Justice v Lunn (2006) 158 IR
410
Director-General of Education and Others v Suttling [1987] HCA 3; (1987) 162 CLR
427
Licensed Clubs Association of Victoria v Higgins (1988) 4 VIR 43
New
South Wales Department of School Education v Andrews (1995) 60 IR
126
Notification under Section 130 by the PSA of a dispute with Department of
Education and Training re loss of hours, Re [2007] NSWIRComm 284
Orange City
Bowling Club Limited v Federated Liquor and Allied Industries Employees' Union
of Australia, New South Wales Branch [1979] AR (NSW) 90
Police Association v
NSW Police (No 2) (2005) 139 IR 103
Re Government Cleaning Services
(Privatisation) Award (1993) 54 IR 112
Ryde-Eastwood Leagues Club Limited v
Taylor [1994] NSWIRComm 112; (1994) 56 IR 385
Smith v Director-General of School Education [1993] NSWIRComm 134; [1993]
31 NSWLR 349
State of New South Wales v Paige [2002] NSWCA 235; (2002) 60 NSWLR 371
The
State of Victoria v The Commonwealth of Australia (1996) 187 CLR
416
Transport Workers Union of Australia, New South Wales Branch v CWS
Transport Services Pty Ltd (1990) 39 IR 8
Western Suburbs District Ambulance
Committee v Tipping [1957] AR (NSW) 273
LEGISLATION CITED:
Education
(School Administrative and Support Staff) Act 1987 ss 21, 21(3), 21(4),
25
Industrial Relations (General) Regulation 2001 cl 6(1)(d)
Industrial
Relations Act 1991 s 245
Industrial Relations Act 1996 ss 6(2)(e), 83,
83(1), 83(5)(b), 84, 84(2)), 89, 89(2), 89(3), 89(4), 89(8), 130, 136(1)(a),
136(1)(b), 136(1)(d), 137(1)(b), 193
Teaching Service Act 1980 ss 48(2),
48(4), 97, 97(1)
Workplace Relations Act 1996 (Cth) s 170CE
TEXTS
CITED:
JUDGMENT:
INDUSTRIAL RELATIONS COMMISSION OF NEW SOUTH WALES
CORAM: BOLAND J
Friday 8 February 2008
Matter No IRC 272 of 2007
NOTIFICATION UNDER SECTION
130 OF THE INDUSTRIAL RELATIONS ACT 1996 BY THE PUBLIC SERVICE ASSOCIATION AND
PROFESSIONAL OFFICERS' ASSOCIATION AMALGAMATED UNION OF NEW SOUTH WALES OF A
DISPUTE WITH DEPARTMENT
OF EDUCATION AND TRAINING RE LOSS OF
HOURS
Matter No IRC 392 of 2007
PUBLIC SERVICE
ASSOCIATION AND PROFESSIONAL OFFICERS' ASSOCIATION AMALGAMATED UNION OF NEW
SOUTH WALES (ON BEHALF OF SUSAN ESTHER
BENFELL) v DEPARTMENT OF EDUCATION AND
TRAINING
Application by Public Service Association and
Professional Officers' Association Amalgamated Union of New South Wales on
behalf of
its member Susan Esther Benfell re unfair dismissal pursuant to
section 84 of the Industrial Relations Act 1996
DECISION
[2008] NSWIRComm 16
1 The two matters that are the subject of these proceedings are: (i)
a notification of an industrial dispute pursuant to s 130 of
the Industrial
Relations Act 1996 (‘the Act’); and (ii) an application under s
84 of the same Act alleging unfair dismissal. Both matters arise out
of a
decision taken by the Department of Education and Training ('the Department')
not to assign any work as a teacher's aide (special)
('TAS') to Mrs Susan
Benfell after the end of the 2006 school year. Mrs Benfell is a member of the
Public Service Association and
Professional Officers' Association Amalgamated
Union of New South Wales ('the PSA' or 'the applicant'), a registered industrial
organisation
of employees whose rules permit it to enrol as members all persons
employed by the Department as teachers' aides. Both the dispute
notification and
the application under s 84 were made by the PSA, the latter being on behalf of
Mrs Benfell (see s 84(2)).
2 The dispute notification was lodged on 6 March 2007. It described the
"question, dispute or difficulty" in the following terms:
a. Sue Benfell was employed as a Teacher's Aide (Special) at Tumut Public School for 9 years 9 months and 25 days and was advised of NO work at the School in 2007.
b. Up until Term 3 2006 Sue Benfell was working 45.25 hours per fortnight. In term 4 this was reduced to 23.20 hours per fortnight. There was NO consultation regarding the reduction and loss of hours.
c. The usual practice regarding loss of hours in schools is through consultation and agreement of staff or last on first off principle.
d. The Association has had discussions with the Department concerning the loss of hours for Sue Benfell, however, have failed to resolve the issue.
3 The remedy sought was that
DET:
(i) employ Ms Benfell as a teacher's aide special at the School from the beginning of the 2008 school year, on the basis that the available hours of work at the School would be fairly and equitably allocated as between her and other Teacher's Aide Specials who regularly worked at the School prior to the end of the 2006 school year; and
(ii) pay Ms Benfell a sum of money equal to the amount of earnings foregone by her as a result of the failure of DET to allocate her any hours of work on a fair and equitable basis during the 2007 school year.
4 On 3 April 2007, the PSA
filed the application under s 84 of the Act. In providing reasons for the
application, reference was simply
made to matter No IRC 272 of 2007, that is,
the dispute notification. The primary remedy sought in the unfair dismissal
application
was reinstatement to Mrs Benfell's former position. In the
alternative, the PSA sought an order for re-employment together with orders
for
the payment of remuneration (see s 89(3)) and continuity (see s 89(4)).
5 The two matters were joined. Conciliation by Tabbaa C had failed
to resolve the issues in dispute. In August 2007, the Department filed
contentions asserting that the Commission did
not have jurisdiction to entertain
the unfair dismissal application on the basis that Mrs Benfell had been engaged
on a fixed term
contract, which had expired by effluxion of time and,
consequently, there had been no dismissal that would attract the Commission's
jurisdiction.
6 In proceedings before Commissioner Tabbaa on 19 September 2007,
the PSA made application to have the jurisdictional issue referred to the
President of the Commission pursuant
to s 193 of the Act to determine whether or
not a Full Bench should deal with it. The reference was made on 21 September
2007. Subsequently,
the President allocated both matters to a Full Bench.
7 In Notification under Section 130 by the PSA of a dispute with
Department of Education and Training re loss of hours, Re [2007] NSWIRComm
284, a decision given on 19 November 2007, the Full Bench held as follows:
[11] Here the Union must succeed in its challenge to the Department's motion, in our view, if it demonstrates that the Commission arguably has the power to grant the relief sought by the Union, in whole or in part, under the dispute proceedings (Pts 1 and 2 of Ch 3 of the Act). We do not agree with the Department's assertion that if its motion to strike out the s 84 proceedings is correct, it must be dealt with at the outset of the proceedings. This is because, if the determination of that issue cannot entirely extinguish any available basis for relief sought by the Union (even if that is because that relief is available under an alternative source of power), it is premature and inappropriate for adjudication at the threshold, having regard to the principles stated in Virtue. This conclusion is a fortiori when account is taken of the fact that the respective proceedings have been joined and a source of power to resolve the proceedings in Matter No IRC 272 of 2007 arises under Ch 3 of the Act. This latter consideration is important because of the significance of the Commission's dispute settling powers to the resolution of issues such as those arising in this matter. Dispute proceedings should not be diverted nor should the Commission's dispute resolution functions and powers be depreciated by reference to more specific powers available to the Commission under the Act which may intersect with part of the subject matter of those proceedings: Express Data (a Division of Dimension Data Australia Pty Ltd) v NUW [2005] NSWIRComm 140 at [7].
[12] Thus, in these proceedings, having regard to the point they have reached, the question remaining for the resolution of the strike out motion is whether the Commission has any arguable power (as here) under ss 136 or 137 of the Act to grant relief to the Union's member in these matters. If it does, then, on the principles in Virtue, the motion should be dismissed.
[13] In our view, there is an arguable basis for concluding that the Commission has power to grant the relief claimed in this matter under Ch 3 of the Act, see, for example, the decision of Boland J in Police Association v NSW Police (No 2) (2005) 139 IR 103 and the principles espoused in Sydney Water v ASU (2005) 146 IR 388.
[14] The Full Bench therefore orders that the Department's motion be dismissed...
The two matters (including outstanding jurisdictional issues) were subsequently remitted to me for hearing and determination.
Factual Background
8 Mrs Benfell is 61 years of age. She
first commenced employment with the Department in 1985 on a casual basis. Mrs
Benfell commenced
working at the Tumut Public School as a TAS in 1997. She
worked continuously at the School as a TAS from 1997 to the end of the last
Term
of 2006 (Term 4). As at Term 4 in 2006, there were six temporary TAS employed at
Tumut School, of which Mrs Benfell was the
oldest and longest serving. Mrs
Benfell was employed by the Department pursuant to s 21 of the Education
(School Administrative and Support Staff) Act 1987 as a long-term temporary
employee. Her employment was covered by the Crown Employees (School
Administrative and Support Staff) Award and the Crown Employees (School
Administrative and Support Staff, General Assistants in Schools) Stand Down
Award. The former Award defined a "Long term temporary employee" as
meaning:
a member of the school administrative and support staff employed by the Director-General on a temporary basis, either full-time or part-time, under section 21 of the Act, for a period in excess of one school term.
9 Section 21 of the Education (School
Administrative and Support Staff) Act provides:
21 Employment of temporary employees
(1) The Director-General may appoint persons to be employed in the service of the Crown on a temporary basis as members of the school administrative and support staff of the Department in any classification.
(2) A temporary employee may be employed for a period not exceeding 4 months, but may, from time to time, be employed at the end of that period or any subsequent period for a further period not exceeding 4 months.
(3) A person may not be employed under this section for:
(a) a continuous period of 12 months, or
(b) 2 or more periods that together are in excess of 12 months in any period
of 2 years,
except with the concurrence of the Minister.
(4) The services of a temporary employee may be dispensed with at any time by the Director-General.
10 Mrs Benfell's employment involved working
with students with a range of physical, intellectual and learning/behavioural
disabilities.
She carried out her duties according to the General Conditions of
Employment for Teacher’s Aide (Special) from the Handbook
for non-teaching
staff (“the General Conditions”). Tumut School gains funding for
students with disabilities in accordance
with the “Students with
Disabilities in Regular Classes - Funding Support” and the supporting
document “Funding
Support - Students with Disabilities in Regular Classes
- Support Document”.
11 According to the evidence, in 2004 Mrs
Benfell was employed for 27.5 hours per week for the whole school year. In
2005, Mrs Benfell
was employed for 25 hours per week for the whole school year.
Towards the end of Term 4, from 1997 to 2005, the Principal of Tumut
School
would meet with Mrs Benfell and other temporary TAS's and inform them of what
funding was available the next year. This did
not occur with Mrs Benfell during
Term 4 of 2006.
12 At the commencement of Term 1 2006, Mrs Benfell was provided with a
document entitled "Appointment/Variation Form for Long Term
Temporary
Non-Teaching Staff in Schools". In previous years Mrs Benfell had been provided
with and signed a document entitled “Supply
Appointment Form for Non
Teaching Staff in Schools”. This latter document served a similar purpose
to the Appointment/Variation
Form.
13 The 2006 Appointment/Variation Form
contained Mrs Benfell's personal details and other relevant information,
including the name
and address of the school at which Mrs Benfell was employed,
namely, Tumut Public School. The Form referred to a “New Appointment"
period for Mrs Benfell of 30 January 2006 until 21 December 2006 and indicated
that Mrs Benfell's hours of work would be 50 per fortnight.
The Form also had
provision for a "reduction/increase" in hours and the period that the
reduction/increase was to apply for. The
Form was signed by "S Jenkins",
Principal and under the words "Employee acknowledgement" Mrs Benfell signed the
form and dated it
"31/1/06". Immediately above the words "Employee
acknowledgement" was the following instruction in bold type:
Important details regarding your employment are contained on the attached sheets so you must read them before signing the acknowledgement below.
14 The reference to "attached sheets" on
the Form was ostensibly a reference to a single page document entitled "Terms of
Temporary
Employment". The Terms provided, inter alia:
4. Cessation of employment
This appointment is in accordance with the Guidelines for the Appointment of Temporary Non Teaching Staff in Schools for 2006. Should the circumstances of this appointment change, you will be given as much notice as practicable before the change occurs or your employment is terminated.
There is no guarantee or expectation of any further or on going temporary employment continuing beyond the end date as specified in the attached Appointment/Variation Form for Long Term Temporary Non Teaching Staff in Schools.
Circumstances which may arise which would lead to the dispensing of the services of a temporary employee include, but are not limited to:
a) the reason or purpose for employment is no longer necessary, e.g. the specified task or project is completed;
b) the position is no longer temporarily vacant;
c) additional assistance is no longer required;
d) budget constraints including the termination of funding for the work;
e) misconduct by the temporary employee; and
f) poor or unsatisfactory performance by the temporary employee.
If circumstances arise where the services of a temporary employee are dispensed with, the temporary employee will be given as much notice as practicable prior to the termination of the temporary employment.
15 The evidence about whether the "Terms of
Temporary Employment" single sheet was attached to the Appointment/Variation
Form signed
by Mrs Benfell on 31 January 2006 was not entirely clear cut. Mrs
Benfell equivocated between being sure the Terms were not attached
to the 2006
Form to not recollecting whether she saw the Terms as an attachment. Mrs
Benfell's evidence in cross examination by Mr
P Ginters of counsel for
the Department was as follows:
Q. I think Mr Hatcher has taken you to this point. Under the employee acknowledgment, your signature appears and the date?A. Yes.
Q. Immediately above that there are some words in bold. Can you read those to yourself or read them aloud, please?
A. "Important details regarding your employment are contained in the attached sheets, so you must read them before signing the acknowledgment below".
Q. What I want to suggest to you is that the document that is attached or photocopied on the other side provided to you is a document located at tab 10 of the agreed bundle. Do you see that document?
A. Behind tab 10?
Q. Or located at tab 10 of the document?
A. Yes.
Q. And that was the document that was either attached to or on the reverse side of the appointment variation form that you were provided with?
A. I don't honestly remember seeing that form or that letter.
Q. You appreciate there is a difference between not recalling something and saying that you have never seen it, correct?
A. I would say that, yes.
Q. I am not being disparaging, but your evidence to this commission is you don't recall seeing this document, is that right?
A. No, I don't, because there were many times we signed appointment variation forms and that is merely what we got, an appointment variation form, in our pigeonhole, "Please Sign", and that's what happened. I don't remember this form.
...
Q. You knew that on the form there was the text that I asked you to read in bold which was that there were important details regarding your employment contained in the attached sheets and that you would read them before signing the acknowledgment below?A. There wasn't always an attached sheet. I can't remember the attached sheet, okay.
...
Q. Do you care to answer my question. The question is are you suggesting to this commission that you thought that it was appropriate or sufficient for you to sign this document without reading or considering the important details that related to your employment that were referred to in this document?
...
A. In bold it says that important details regarding your employment were contained on the attached sheets. I say there wasn't attached sheets. There was simply an appointment variation form, and that is what I signed.
Q. With respect, Ms Benfell, the evidence that you gave earlier was that you do not recall having seen that document. How is it that you can now say there was no such document?
A. Because most times we were just given the appointment variation form, and that's what I remember.
...
Mrs Benfell, just so I understand the position in my mind, the document behind tab 10, the "Terms of Temporary Employment" document, your evidence is you don't recall having seen this document, correct?A. No, I don't, honestly.
Q. And you understand that the Department's position is that this document was previously provided to you?
A. Can I please just add to that. I was put on supply casual in 2007 (sic). Seven years is a long time. I honestly cannot remember what happened 7 (sic) years ago. I may have seen it then. I cannot say that I saw it every time I signed the form, the variation form, because I am quite sure I didn't.
Q. Would you accept, though, that there may have been occasions at least when this document was provided to you--
A. I don't recall....
16 I think there may
have been some confusion on Mrs Benfell's part. As far as I am able to
ascertain, the Terms of Employment sheet
was first used in 2006. Prior to that
time TAS's were required to complete and sign the form known as "Supply
Appointment Form for
Non Teaching Staff in Schools". There was no suggestion
that there was attached to the Supply Form any terms of employment.
17 Nevertheless, the import of Mrs Benfell's evidence regarding the Terms
of Employment Sheet was that she could not recollect having
seen it.
18 Mrs Donna Reeves gave evidence for the Department. Mrs Reeves was the
Principal of the Tumut School commencing from Term 2 of
2006. Mrs Reeves was
asked in examination in chief about the Terms of Employment sheet:
Q. Mrs Reeves, could I firstly ask you this question? Could you turn to paragraph 10 of your first statement? And in that statement do you see that you say that a copy of the single sheet of the terms of employment was attached to the employment form to be signed by Mrs Benfell? Do you see that?A. I do.
Q. On what basis do you say that, Mrs Reeves?
A. It is procedure at our school to attach that to all if not most of the variation forms.
Q. And are you able to explain how it is that that is attached to the appointment form?
A. Usually at our school it would be back to back.
Q. What do you mean by that?
A. I mean two-sided photocopy.
19 In
cross-examination, however, Mrs Reeves conceded that in the majority of cases
TAS's were only provided with the Appointment/Variation
Form and not the Terms
of Employment Sheet. Mrs Reeves also conceded that in 2006 Mrs Benfell might
only have been provided with
the Appointment/Variation Form.
20 One would have to conclude that on the balance of probabilities Mrs
Benfell did not see and did not read the Terms of Employment
when she signed the
Appointment/Variation Forms in 2006. As for the instruction in bold type on the
Appointment/Variation Form, it
was Mrs Benfell's evidence that she did not
follow the instruction because:
I had been at the school for ten years. I had - we had been signing these forms for many years and there was a certain trust and certainly an expectation of employment and that you were going to be treated with respect and dignity, and that had been the system right up until 2006.
And further:
Q. Mrs Benfell, do you accept that if you had concerns about matters that were referred to in the appointment variation form, an obligation rested on you to satisfy yourself of those matters before you signed the acknowledgment?A. There had never been a concern until term 4 2006.
Q. There had never been a concern and you had been happy to sign the acknowledgement, having read or having seen the paragraph which is marked in bold immediately above your employee acknowledgment?
A. As I said before, I was merely acknowledging the hours.
Q. No, with respect, you weren't because immediately above the acknowledgment is the statement that the details regarding your employment are contained in attached sheets so you must read them before signing the acknowledgment below?
A. I understand that, but the forms were put in our pigeonhole, we would come in, starting at 10 past 9, check your thing, sign it, hand it back in. There were years and years of that. There was an element of trust. You didn't feel you needed to check for a change every time you were given a temporary variation form.
21 Whilst it would appear that the Department's practice was to require TAS's to complete the Appointment/Variation Form at the commencement of an appointment, I note that the Form's provenance was as an appendix (Appendix A) to a 12-page document entitled "Guidelines for the Employment of Temporary Non-Teaching Staff in Schools for 2006". The Guidelines provided, inter alia:
The Appointment/Variation Form for Long Term Temporary Non Teaching Staff in Schools (Appendix A) should be forwarded to the Bathurst Employee Service Centre each time a long term temporary employee is employed, has a variation to their employment or ceases employment.
Please note that all temporary appointments for non-teaching staff must terminate at the end of each school year.
...
Appointment of long term employees (from 10 weeks)
Principals must submit an Appointment/Variation Form for Long Term Temporary Non Teaching Staff in Schools (Appendix A) for:
· all instances where employment
is to be for ten weeks or more;
· after 10 weeks continuous employment if the employee has been
paid by e-CPC.
This will ensure that employees receive the correct rate of pay and employment entitlements.
The completed form, signed by the employee and the Principal on behalf of the Department, becomes the employee's Appointment Notice and is given to the employee.
A copy of the form should be faxed to the Bathurst Employee Service Centre on fax number ... and retained at the school for audit purposes.
Please note no notification will be sent to the employee or the school.
...
There was no suggestion that Mrs Benfell was provided with a copy of the
Guidelines.
22 During Term 1 of 2006, Mrs Benfell was assigned to work
with students in a combined class 2/3A with a Teacher, Mrs Rolfe. On 28
February
2006, another TAS verbally informed Ms Benfell that she and Mrs Benfell were to
swap duties. In this respect, Mrs Benfell
deposed in her Statement that:
Due to violent and abusive behaviour from student 2, Mrs Rolfe was forced to take stress leave for several weeks very early in Term 1.
On February 28 I arrived at school and was informed by another aide she and I had swapped duties. I then had to seek out an executive teacher who had made the decision to ask why. She said it was felt that I too could be vulnerable and they didn't need me going off on stress leave as well.
I expressed my annoyance that decisions had been made with my peers without any consultation with myself and that the message had been delivered in the corridor by another aide.
The executive spoke to me later apologising, admitting that this should not have happened.
However, hours were changed and I dropped from 25 hours to 22 hours 51 minutes weekly.
23 This reduction in hours took effect
from 24 March 2006. Ms Benfell was provided with an "Appointment/Variation Form
for Long Term
Temporary Non-Teaching Staff in School" dated 28 March 2006 and in
the space reserved for "reduction/increase in hours" the reduction
was recorded
for the period of 24 March 2006 to 21 December 2006. Mrs Benfell signed the
Form. Mrs Benfell was provided with a further
Form dated 24 June 2006, by which
the Department varied her hours from 44.20 per fortnight to 45.42 hours per
fortnight for the period
of 31 July 2006 to 21 December 2006. Mrs Benfell signed
her acknowledgement.
24 At the end of Term 3 2006, Mrs Benfell and the other temporary TAS's
at the Tumut School were advised by Mrs Reeves that temporary
TAS hours would be
trimmed. Mrs Benfell's evidence was that she and the other TAS's were told by
Mrs Reeves, "our hours would be
trimmed due to lack of funding, but she assured
us it wouldn’t affect us by much." Mrs Reeves denied she told the TAS's
they
would not be affected by much. Mrs Reeves said she could not recall whether
the reason she gave for trimming the hours was due to
lack of funding. In my
opinion, Mrs Reeves did give that as the reason and did advise the TAS's that it
would not affect them much.
25 I have no desire to be critical of Mrs Reeves, but it has become
necessary for me to decide whose evidence is to be preferred where
there is a
conflict - either that of Mrs Reeves or of Mrs Benfell. Mrs Reeves was evasive,
unforthcoming and contradicted herself
on a number of occasions. The barely
concealed antagonism in her manner and demeanour in answering questions put to
her by counsel
for the applicant only served to create the impression that she
was not prepared to be completely open and candid with counsel in
giving her
evidence. On the other hand, apart from some episodes of confusion, I found
that Mrs Benfell was forthright and truthful.
Where there was a conflict in the
evidence between the two witnesses I have preferred the evidence of Mrs Benfell.
26 On the last day of school Term 3 in 2006 Mrs Benfell was informed of
new hours for Term 4. Her hours were to be reduced by the
Department by about
half to 11 hours 40 minutes per week. On learning of this, Mrs Benfell
stated:
I was shattered. I couldn’t believe what had just happened to me. Since my involvement with the Department I had always been treated with appreciation, consideration and respect. At this point I did not approach Mrs Reeves, as my confidence was totally destroyed. I felt totally humiliated and confused.
I never have had hours so unfairly or unequally distributed. No explanation was offered to me as to why I was the only one to lose so many hours. Another aide had picked up some of my hours in the classroom. So much for lack of funding.
One of my peers immediately approached Mrs Reeves indicating how upset I was and she was instructed to give me a call to make sure I was okay. This roster was handed out at lunchtime on the last day of term and my hours finished at 1.10pm.
On returning in term 4 2006 I discovered that the aide who sometimes covered clerical or classroom had been given my 2 mornings a fortnight at the Infants Department, working the same mornings with the same student on the same class that had been taken from me. I have still not been given an explanation as to why this happened. I continued on my reduced hours to work with my original student in 2/3A and a few minutes a week with the year 6 student, up until my sick leave commenced.
During November I needed to take some sick leave due to surgery. I phoned Mrs Reeves a week before the end of term and asked what hours would be available in 2007. Her reply to me was that “she didn’t know and at the moment she wasn’t coping.”
I was actually in the school staff room at lunchtime during the last week of term and Mrs Reeves made no attempt to offer any information regarding 2007. I found this a little difficult to understand. Considering for the past 9 years employment was always ongoing, it just depended on the funding as to the number of hours I would work the following year.
Principals would meet with us towards the end of term and inform us what funding was available the next year. Because of the number of special children in our school there never has been a reason to doubt that there would not be a position available the following year. Due to a steady flow of special student funding and through consultation from the principal, there was an expectation and understanding that hours would be ongoing while ever funding continued and this occurred until the end of 2006. Such consultation resulted in hours being distributed equitably.
27 Mrs Benfell was
provided with the relevant Form dated 18 October 2006 for the period of 16
October 2006 to 21 December 2006 reflecting
the reduced hours. Initially,
Mrs Benfell did not sign the Form. She stated in her evidence in chief:
I didn't sign the first one. I actually had a second one put in my pigeonhole asking me to please sign. I was really annoyed by that and I expressed my annoyance when I handed my form in to the administration aide.
Q. When you signed this document, did you understand yourself to be voluntarily consenting to a reduction of hours from about 45 down to 23?
A. I understood that the hours had already been decided and that I probably had no choice as to whether - it really didn't matter whether I agreed with them or not. If I wanted any hours, I had to sign the form.
Q. And is it the basis upon which you signed it?
A. That is the basis, yes.
28 Other than being
advised at the end of Term 3 that temporary TAS hours would be trimmed due to
lack of funding, but that this would
not affect her much, Mrs Benfell was not
provided with any explanation as to why her hours of work in Term 4 had been
reduced to
less than half of what they were in Terms 1, 2 and 3. Some attempt
was made by Mrs Reeves in her evidence in the proceedings to justify
the cut in
Mrs Benfell's hours by suggesting that Mrs Benfell was not able to continue to
support one particular student, Student
E, because greater emphasis needed to be
placed on technology assisted learning for this student and Mrs Benfell was not
competent
in that area. But there was no attempt to explain what Miss Benfell's
shortcomings were; what technology system was actually used;
and what was the
extent of the deficiency or how it was identified. There was no document in the
nature of a report that indicated
what the problem or how it should be
addressed. Moreover, another TAS, Ms Matthews, was also said to suffer a lack of
competency
in the area of technology assisted learning but she was allowed to
continue with the student throughout Term 4 until, in Mrs Reeves'
opinion in
early 2007, Ms Matthews had become competent in her duties.
29 On
returning from holidays in January 2007, Mrs Benfell received a letter from Mrs
Reeves, dated 20 December 2006, which stated:
Dear Sue,
I am writing to inform you that at this stage there will be no teachers' aide special work for you at Tumut Public School during 2007.
I will, however, with your permission keep you as a casual for as you are aware we are often in need of an aide for day-to-day work and block employment.
I would be more than delighted to be a referee if you choose to seek employment.
Thank you again for the work you have done for the students of Tumut Public School.
30 No explanation was provided as to why
there was no more work for Mrs Benfell in 2007 at the School. Moreover, Mrs
Benfell has not
worked at Tumut School in any capacity since 21 December 2006
despite the fact that she was to be included in the casual pool and
despite the
fact that on 73 occasions in 2007 the School required a casual TAS. Other
persons were employed as TAS's on a casual
basis in 2007, some of them not
having been employed previously at the School and none of them with anywhere
near the experience
of Mrs Benfell.
31 Mrs Benfell stated in her evidence that until Term 4 of 2006, she had
always been confident of being employed the following year
because this had been
an established pattern over the past years.
32 It is very clear from the evidence that Mrs Benfell was given no
reason for the decision taken by Mrs Reeves that there would be
no work for Mrs
Benfell in 2007. At no time was Mrs Benfell advised that she was not competent
to undertake any aspect of her work;
at no time was she advised there had been
any complaint about her work; and at no time was she counselled about any
inadequacy regarding
her work performance, conduct or skills. On the contrary,
there were a number of references tendered in evidence and not contested
by the
Department, regarding her successful work with disadvantaged students and the
courses undertaken by her over the years to
increase her skills and knowledge as
a TAS.
33 Furthermore, in 2007 funding to the School in relation to students
with a physical, intellectual or learning/behavioural disabilities
was not
reduced, the number of students requiring assistance was six, no other TAS was
advised their services were not required in
2007 and there was no evidence of a
re-allocation of funding away from the employment of TAS's at the School.
CONSIDERATION
34 The Department contended in its
submissions that:
(1) The Commission’s jurisdiction to hear and determine the s 84 application only arises if there has been a dismissal: s 83(1). Mrs Benfell was engaged on a series of temporary, fixed term contracts. The contracts between the parties expired by effluxion of time and upon their own terms. As a consequence, there was no “dismissal” of Mrs Benfell by the Department.
(2) As there had been no “dismissal” of Mrs Benfell, the Commission did not have jurisdiction to make dispute orders pursuant to s 137(1)(b) of the Act; the Commission’s power pursuant to s 136(1)(d) of the Act was confined to the making of “any other kind of order” that the Commission was “authorised” to make. If the Commission did not have jurisdiction to determine an unfair dismissal application the Commission was not “authorised” to grant a remedial order (such as that found in s 89 of the Act) by means of s 136(1)(d).
(3) Whilst it was conceded that a "refusal to employ" was an industrial matter and could be the subject of an order by the Commission, on the evidence there was no "refusal to employ" Mrs Benfell. Consequently, there was no power to make an order against the Department requiring it to employ Mrs Benfell.
(4) In the event that the Commission finds there was a “dismissal” and that it was harsh, unreasonable or unjust, it would be impracticable for the Commission to order Mrs Benfell’s reinstatement or re-employment:
(a) There is no former position to which Mrs Benfell could be reinstated or
re-employed. The School has a full complement of teachers’
aides
(special). The reinstatement/re-employment application begs the question.
Reinstatement or re-employment to what, for how long
and doing what?
(b) The position held by Mrs Benfell was one that was contingent upon
available funding and, most importantly, an assessment of the
needs of the
students at Tumut Public School.
(c) As the evidence discloses a discretion resides with a school Principal to
determine how best to use available funding to meet
the needs of students.
Understandably, the paramount consideration for a Principal in determining how
best to use available funding
is the question of the needs of the students.
This can and does involve the making of professional judgments as to which
person
is best suited to be a teachers’ aide for a student or students.
It is not and cannot simply be a matter of dividing teachers’
aide
(special) hours up and distributing them amongst a pool of teachers’ aides
(special) or reducing the hours of teachers’
aides (special) so as to
provide hours for Mrs Benfell.
(d) To order the reinstatement or re-employment of Mrs Benfell would have the practical result that funding that is intended to meet the best interests of students would need to be allocated to the employment of Mrs Benfell in circumstances where the engagement of a further temporary teachers’ aide (special) is not warranted.
Whether Mrs Benfell was dismissed
35 As it has been
explained, the Department contended that Mrs Benfell was engaged on a "series of
temporary, fixed term contracts
that expired by effluxion of time and upon their
own terms" and, therefore, there had been no dismissal by the Department. The
question
arises as to whether this series of fixed term contracts
existed.
36 The documents said to evidence the fixed term contracts were
the Appointment/Variation Forms completed by Mrs Benfell in 2006.
The first of
these specified an appointment period of 30 January 2006 until 21 December 2006.
Under the words "Employee acknowledgement",
Mrs Benfell signed the form and
dated it "31/1/06". The second Form signed by Mrs Benfell recorded a reduction
of hours for the
period 24 March 2006 to 21 December 2006. Mrs Benfell was
provided with a further Form dated 24 June 2006, by which the Department
varied
her hours from 44.20 per fortnight to 45.42 hours per fortnight for the period
31 July 2006 to 21 December 2006. Mrs Benfell
signed her acknowledgement. The
fourth Form signed by Mrs Benfell in 2006 recorded a significant reduction in
her working hours for
the period 16 October 2006 to 21 December
2006.
37 There was no discussion with Mrs Benfell regarding the changes
to her working hours before she was presented with the relevant
Form. In her
statement Mrs Benfell said:
In 2006 my hours were changed a number of times without my agreement.
...
The actual change of hours was never discussed with me prior to me being given the revised roster with reduced hours. When the revised roster was handed out we were then requested to sign the appointment variation form to acknowledge the changes.
I didn’t agree with the change in hours but I was not given the option to agree, or disagree. I signed the variation / appointment form because I needed my job. I was not happy with the change in my hours but because I was not permanent I felt I had no choice.
38 In her evidence in chief, Mrs Benfell was asked some questions about the fourth Form she signed:
Q. When you signed this document, did you understand yourself to be voluntarily consenting to a reduction of hours from about 45 down to 23?A. I understood that the hours had already been decided and that I probably had no choice as to whether - it really didn't matter whether I agreed with them or not. If I wanted any hours, I had to sign the form.
Q. And is it the basis upon which you signed it?
A. That is the basis, yes.
39 In cross examination, Mrs Benfell was asked
whether by signing the Appointment/Variation Form she was expressing her consent
to
the matters set out on the Form:
Q. Your understanding is that by signing the acknowledgment you were expressing your consent or signature to the matters that are set out in the document which is document 8?A. When I signed the appointment variation forms I was merely acknowledging the changes in my hours.
40 In cross examination,
Mrs Reeves was asked about the Department's right to unilaterally change the
appointment form:
Q. In each case where Ms Benfell and other teachers' aides special were provided with one of these notification of appointment forms, those forms reflected a decision already made by you in consultation with the school executive, correct?A. Correct.
Q. You will recall Ms Benfell had been, at the beginning of the 2006 school year, provided with a notification of appointment form which indicated her hours for the whole of the school year would be 50 hours per fortnight?
A. Yes.
Q. Of course, what was stated in that form was not adhered to by the school, correct?
A. Correct.
Q. That is, the school itself made a decision, without consultation with Ms Benfell, to reduce her hours on two occasions below 50, correct?
A. Yes.
...
Q. In any event, you and the school executive proceeded on the basis you had the right during the school year to change the appointment form as you saw fit in accordance with your assessment of the prevailing circumstances?
A. Yes.
Q. Without any prior consultation or agreement of the teacher's aide special involved?
A. Yes.
41 Mrs Reeves was also asked in cross examination
what were the consequences if a TAS did not sign the Appointment/Variation
Form:
Q. Is that the position; if the teacher's aide special wished to perform work at the school they would need to acknowledge by way of signing the document the hours identified in the notification of appointment form, correct?A. Correct.
Q. And the consequence of failing to sign the acknowledgement would be --
A. Not get paid.
Q. Not getting paid and not being given the work?
A. Not being paid.
42 In circumstances where
there was no discussion between Mrs Benfell and representatives of the
Department beforehand, including
with regard to changes to working hours; where
Mrs Benfell signed the Appointment/Variation Form as an acknowledgement of the
Department's
decision to change her working hours and not as an indication of
consent; where Mrs Benfell either accepted the changed hours or
she would not be
paid; where Mrs Reeves considered she had a unilateral right to vary Mrs
Benfell's working hours and exercised that
right; and where it could not be said
there was an agreement based on the mutual will of the parties, it could not be
concluded that
there was any agreement between Mrs Benfell and the Department to
the terms of a series of fixed term contracts. The Appointment/Variation
Form is
not in the nature of a contractual document but rather it is a form to be
completed by long-term temporary non-teaching staff
for the administrative
purpose of recording periods of appointment and hours of work. The Form contains
no other information of the
type that would normally be included in an
employment contract. The Form does refer to attached sheets which are said to
contain
"Important details regarding your employment..." but the evidence is
that Mrs Benfell did not see the attached sheets. It was contended
for the
Department that Mrs Benfell was obliged to inquire about the attached sheets
before signing the acknowledgement. Her evidence,
however, was that she had been
signing similar forms for years and she did not feel she needed to check for any
change in employment
arrangements each time she signed a Form.
43 In
my opinion, the Appointment/Variation Forms reflect the terms of a series of
appointments, not inconsistent with s 21 of the
Education (School
Administrative Support Staff) Act, and not fixed term contracts. This may be
demonstrated by the fact that the first of Mrs Benfell's Appointment/Variation
Forms provided
for 50 hours per fortnight for the whole of the 2006 school year.
If this had constituted a fixed term contract reflecting a mutual
agreement as
contended for by the Department, it could not have been varied, as it was on
three occasions by the Department, without
Mrs Benfell's consent. There was no
consent required because the evidence is clear that the Department regarded
itself as having
a unilateral right to vary the appointment and exercised that
right consistent with s 21 of the Education (School Administrative Support
Staff) Act. The unilateral variations were also consistent with the
"Terms of Temporary Employment" document, which reserved the Department's
right to change the terms of the appointment of a temporary employee, or
terminate the
appointment (“dispensing of the services of a temporary
employee”), including that the reason or purpose for the employment
was no
longer necessary, the additional assistance was no longer required, or funding
was no longer available.
44 The Department contended there was consent
by Mrs Benfell because she signed the Forms by way of "acknowledgement". In the
light
of Mrs Benfell's evidence that in signing the Forms she was not consenting
to the terms of a fixed term contract but rather recognising
or "acknowledging"
the terms of the appointment already determined by the Department, I accept the
applicant's contention there was
no consent on Mrs Benfell's part. Counsel for
Mrs Benfell referred to the Macquarie Dictionary (4th edition) definition of
"acknowledge",
which includes "to recognise the existence of a fact of
something".
45 In relation to the fourth Form covering the period 16 October 2006 to
21 December 2006, (which presumably the Department relies
upon as constituting
the particular fixed term contract that expired by effluxion of time thereby
bringing Mrs Benfell's employment
to a mutually agreed end) it is quite apparent
that Mrs Benfell was most upset at the significant reduction in hours. Mrs
Benfell
initially resisted signing the Form in protest at the reduction. Whilst
Mrs Benfell relented and worked according to the hours specified,
I do not
consider this could be taken as consent to the terms of a fixed term contract.
The harsh reality for Mrs Benfell was that
she either complied with the
appointment or she faced the prospect of the Department dispensing with her
services and unemployment.
46 The notion that Mrs Benfell was employed
under a series of fixed term contracts is not only inconsistent with the
variation of
the contracts at will by the Department but it is also inconsistent
with the relevant statute, the Education (School Administrative Support
Staff) Act, which empowers the Department to dispense with Mrs Benfell's
services at any time. Such an inconsistency is impermissible. In
Director-General of Education and Others v Suttling [1987] HCA 3; (1987) 162 CLR 427
the headnote discloses that a teacher applied for a temporary position
advertised by the Director-General of Education (NSW) and
was appointed on
secondment for a fixed term at a higher salary than he then received. During the
term, the establishment to which
he was seconded was closed. No alternative
position at an equivalent salary being available, he accepted one at a lower
salary and
sought to recover from the Director-General the difference between
those salaries with interest. In confirming the decision of the
New South Wales
Court of Appeal, the High Court (Brennan J, Mason ACJ and
Deane J concurring, Wilson and Dawson JJ dissenting) held,
inter alia:
(1) A period of appointment fixed pursuant to the section could not be abbreviated without cause, and an intention to close a section of the teaching service was not a sufficient cause to ground the exercise of the general power of removal.
(2) Power under the Education Commission Act to abolish positions, and power to remove under s 30 of the Interpretation Act, being general in nature, could not be exercised in derogation of rights of members of the teaching service created pursuant to the power of making particular appointments under s 51 of the Education Commission Act.
(3) Accordingly, the teacher had been wrongfully required to give up his temporary position and its perquisites.
47 On
the relationship between a contract of employment and the statutory provision
affecting the employment relationship between
the Crown and a civil servant,
Brennan J at 437 stated:
Members of the Service are appointed pursuant to the Act and their rights must be ascertained by reference to its provisions. The relationship between a civil servant of the Crown and the Crown has often been described as contractual, though the civil servant has been appointed pursuant to statute: see, eg, Gould v Stuart [1896] AC 575 at 577; Carey v The Commonwealth [1921] HCA 54; (1921) 30 CLR 132 at 137; Lucy v The Commonwealth [1923] HCA 32; (1923) 33 CLR 229 at 238, 249, 253. However, the contractual nature of the relationship has not been universally accepted: see, eg, Monckton v The Commonwealth [1920] HCA 3; (1920) 27 CLR 149 at 155, 156; Lucy v The Commonwealth at 244; Geddes v Magrath; Morgan v Geddes [1933] HCA 57; (1933) 50 CLR 520 at 533- 534; The Commonwealth v Welsh [1947] HCA 14; (1947) 74 CLR 245 at 262, 274; and cf Ryder v Foley [1906] HCA 61; (1906) 4 CLR 422 at 440. And sometimes an espousal of one view rather than the other has been avoided: see, eg, Reilly v The King [1934] AC 176 at 180; Kodeeswaran v Attorney-General (Ceylon) [1970] AC 1111 at 1118. If the relationship is contractual, the contract must be consistent with any statutory provision which affects the relationship. No agent of the Crown has authority to engage a servant on terms at variance with the statute. To the extent that the statute governs the relationship, it is idle to inquire whether there is a contract which embodies its provisions. The statute itself controls the terms of service: McVicar v Commissioner for Railways (NSW) [1951] HCA 50; (1951) 83 CLR 521 at 527 (emphasis added).
48 It is clearly
not open for the Department to contend, on the one hand, that Mrs Benfell was
engaged under a series of fixed term
contracts on terms that were mutually
agreed but, on the other hand, maintain it had a unilateral right under the
statute to vary
the contracts at will, or to determine the contracts at its
discretion at any time prior to the expiry of the fixed terms. One is,
therefore, drawn irresistibly to the conclusion that there were no fixed term
employment contracts in the nature contended for by
the Department; that Mrs
Benfell was subject to a series of back-to-back appointments, always renewed
until the end of 2006. Whether
the appointments conformed to s 21(3) of that
Act, I do not know because the evidence did not disclose whether or not the
Minister's
concurrence had been obtained.
49 In support of its
contention that Mrs Benfell was dismissed from her employment, counsel for the
applicant relied on Smith v Director-General of School Education [1993] NSWIRComm 134; [1993]
31 NSWLR 349. In that case the Full Court of the Industrial Court was concerned
with the question of whether the annulment of the appointment on
probation of an
officer of the Education Teaching Service, and the determination that the
officer shall cease to be employed in that
service, was a "dismissal" for the
purposes of Pt 8 — Unfair Dismissals (s 245 to s 255) of Chapter 3 of the
Industrial Relations Act 1991.
50 Section 245 of the 1991 Act
provided:
245. (1) This Part applies only to the dismissal or threatened dismissalof:
(a) an employee for whom any conditions of employment are
fixed by an award or agreement; or
(b) an employee of the Crown; or
(c) any other employee of a class prescribed by the regulations as a class of persons to whom this Part applies.
(2) ...
(3) ...
(4) This part applies to any dismissal, or threat of dismissal, of an
employee that occurs on or after 5 July 1991 (being the date of
commencement of the Industrial Arbitration (Unfair Dismissals)
Amendment Act 1991).
(5) In this Part, a reference to the dismissal, or threatened dismissal,
of an employee includes, in relation to a person employed in the public
sector, a reference:
(a) to the Crown's dispensing with, or proposing to dispense with, the services of the person; and
(b) to the dismissal, or the proposed dismissal, of a person as a consequence of disciplinary proceedings against, or the
commission of an offence by, the person.
The use of the term "dismissal" in s 245 of the 1991 Act is relevantly no different to its use in s 83 of the 1996 Act. As to the meaning of the term, the Full Court said at 365-366:
We apprehend no real issue may be taken with the ordinary meaning of the word "dismissal" as so applied to s 245, and, indeed, it seems to us that it is in that defined sense of an employee being sent away from employment that unfair dismissal cases in industrial jurisprudence have been concerned. The terms of s 245 of the Industrial Relations Act would suggest no latent limitation in that respect. Therefore, we find no difficulty in accepting the ordinary meaning of "dismissal" suggested by Brereton J in Ex parte Wurth as being "the termination of services by the employer without the employee's consent"...
51 At 366 the Full Court referred to the
respondent's submission in the following terms:
The real barrier raised here by the respondent was that the probationary nature of the appellant's appointment and its "annulment" under the Teaching Services Act, by its very nature, could not fit within the concept of dismissal. We are of the view thatMr Hodgkinson's submissions in that respect regard too narrowly the nature of an appointment on probation under the Teaching Services Act and do not give full effect to the meaning of the word "annul". It was suggested by counsel that at the end of the period of probation the appellant's appointment had to be either confirmed or annulled so that an annulment, without more, was not a dismissal but rather an ending of employment by the statutory provision.
52 In response to this assertion, the Full Court
determined at 366:
Whilst the nature of probationary employment may well be as MrHodgkinson asserted, that does not mean, in our view, that where such
employment is brought to an end by the deliberate decision of an employer, even in the exercise of a statutory power to annul, it may not otherwise be a dismissal from employment. The key point, it seems to us, in such a situation is that the employer may either end the appointment by annulment or continue it by confirmation. That is the statutory position here under s 48(2) of the Teaching Services Act with subs (3) and subs (4) thereof providing for the officer concerned to cease to be employed. It represents, in our plain view of it, a statutory scheme for a person to be sent away from employment (or removed from office) — a dismissal...
53 The support that the applicant seeks to draw from Smith is that as with the respondent in that case, the Department (through Mrs Reeves) made a "deliberate decision" to bring Mrs Benfell's employment to an end (by not allocating to her any hours in 2007) and in so doing that constituted a dismissal, in the sense that Mrs Benfell was sent away from her employment without her free consent.
54 The circumstances of this case are not entirely on all fours with
Smith. That case involved a decision by the employer to annul the
appellant's probationary employment under s 48(2) of the Teaching Service
Act 1980 and to end the employment under s 48(4). The Full Court, having
determined that the term dismissal meant "the termination of services by the
employer without the employee's
consent", held that an annulment fitted within
the concept of dismissal. In the present case, the Department waited
until the period of appointment asserted to have been made under s 21 of the
Education (School Administrative Support Staff) Act had expired and then
advised Mrs Benfell that she was no longer required. But one may properly ask
what was the real reason for Mrs
Benfell's employment coming to an end? It was
not as a consequence of a fixed term contract coming to an end by effluxion of
time
and, therefore, the employment ended by mutual agreement (see The State
of Victoria v The Commonwealth of Australia (1996) 187 CLR
416; 66 IR 392), because there was no fixed term contract. The true cause of the
employment ending was that the Department, through Mrs
Reeves, decided (for
whatever undisclosed reason) at some time prior to the expiry of the appointment
period that she no longer wanted
Mrs Benfell as a TAS. The Department used the
expiry of the appointment period as a convenient occasion to advise Mrs Benfell
she
was no longer required, but it could not, on any view of the evidence, be
concluded that Mrs Benfell's employment terminated because
the appointment
period expired. That is to say, there was no evidence contradicting Mrs
Benfell's evidence to prove that the employment
of Mrs Benfell terminated for
the reason that the appointment period shown on the fourth Appointment/Variation
Form constituted the
expiry date of a fixed term contract. In this respect, I
note in passing that the Crown Employees (School Administrative and Support
Staff, General Assistants in Schools) Standdown Award provides in cl 4 as
follows:
When schools are in recess and employees are not required to work they shall be paid half ordinary pay for the period of recess provided that they are continuously employed for the full school term immediately preceding and for the full school term immediately following the recess.
Provided that where an employee takes leave without pay, in accordance with the Crown Employees (School Administrative and Support Staff) Award or Part 6 Division 6 of the Public Sector Employment and Management (General) Regulation 1996, exceeding five continuous days in a school term, the period of the school vacation next following such leave for which payment is made pursuant to this clause shall be reduced proportionately. A period of leave without pay of five continuous days or less shall not lead to a reduction in award entitlement.
4.2 Subclause 4.1 shall not apply in the first four weeks of the summer vacation whether or not the employee is receiving payment for recreation leave pursuant to the Crown Employees (School Administrative and Support Staff) Award or Part 6 Division 8 of the Public Sector Employment and Management (General) Regulation 1996, or when the employee is being paid for a public holiday.
55 Presumably, pursuant to cl 4, Mrs
Benfell would have received payment for periods of recess during 2006, which
tends to suggest
an ongoing employment relationship despite the contention that
Mrs Benfell was employed under series of fixed term contracts during
that year.
56 For her part, Mrs Benfell genuinely expected and understood that she
would continue in her employment with the Department in 2007
because that had
been the pattern established over the previous decade and nothing had occurred,
such as a shortage of funding or
lack of students requiring assistance, to alter
that pattern.
57 In these circumstances, I consider it is open to conclude that the
Department made a deliberate decision to terminate Mrs Benfell's
employment in
the absence of her consent and that this constituted a dismissal for the
purposes of s 83 of the Act.
58 The applicant also relied on
Ryde-Eastwood Leagues Club Limited v Taylor [1994] NSWIRComm 112; (1994) 56 IR 385 for the
proposition that Mrs Benfell was dismissed from her employment in circumstances
where the employment relationship was ongoing
despite the completion of an
engagement for a fixed period. The Full Bench of the Commission in
Ryde-Eastwood considered the question of whether a casual employee
employed by the appellant had been dismissed. The employee had been engaged as
a
casual on a regular basis between June and August 1993. On 30 August 1993 he
completed a rostered shift and was advised the appellant
was no longer prepared
to re-engage him. The reason for not re-engaging the employee was the result of
allegations of dishonesty,
which were not ultimately substantiated. At 393 the
Full Bench referred to Smith, indicating that, prima facie,
although the respondent had completed a period of casual engagement according to
a roster, it was open to conclude that what occurred
to the respondent involved
him in being discarded from employment or deprived of employment:
As was submitted in the present case, the respondent had completed a period of casual engagement according to the roster and so could not have been dismissed in any relevant sense because the employment had come to an end, even though there was a deliberate decision by the employer not to offer him employment in the future and work was available; the appellant's decision, without the respondent's concurrence, was made due to alleged misconduct by the respondent. But, applying the reasoning of the Full Court in Smith v. Director-General of School Education, it appears to us, prima facie at least, open to conclude that what occurred to the respondent involved him in being sent away or discarded from employment or even, perhaps, deprived or disappointed of or from some employment advantage. Such a finding, supported by the reasoning in Smith v. Director-General of School Education by applying the ordinary meaning of "dismissal", seems to us logically available.
59 At 399 the Full Bench elaborated
on its reasoning and explained the circumstances whereby, despite the completion
of a fixed period
of casual employment (i.e., a rostered shift), there may be,
nevertheless, a continuing common law contract of employment:
In principle, and using the technical terminology of contract, an enforceable contract may readily be drawn, namely - in consideration of a payment by X to Y, in accordance with the relevant award or enterprise agreement for work actually performed, X agrees to employ Y as a casual employee on work as mutually agreed as and when it arises from time-to-time pursuant to a weekly roster published by X at least seven days in advance of such work and Y agrees to make himself available to perform such work subject to the release of Y allowed by X for illness, holidays and other reasonable cause. Such a contract, in our opinion, would represent an appropriate common law contract of employment to give effect to an on-going or continuing enforceable contract of casual employment. It would not conflict with nor be contrary to the Award here. We think that if the employer to such contract, X, declined during the course of its operation to offer further work to the employee, Y, then there would be a dismissal from employment of Y in a relevant sense within the meaning of Pt.8 of Ch.3 of the Act. The Commission's jurisdiction would therefore be attracted and, if the dismissal were found to be harsh, unreasonable or unjust, the remedies of reinstatement, re-employment or compensation would be available. The only remaining question then is whether the facts of this case enable the conclusion that such a contract existed between the appellant and the respondent.
60 At 401-402 the Full Bench
concluded that the respondent belonged to that class of casual employment where
there was a continuing
relationship:
It is apparent that two classes of employee colloquially described as 'casual' can readily be identified in the organisation of industrial relationships. The first class refers to those employees who are truly casual in the sense that there is no continuing relationship between the employer and the employee. The second class is where there is a continuing relationship which amounts to an on-going or continuing contract of employment; it is this second class of contract which, for the reasons set out earlier by us, is of such a nature as to attract the Commission's jurisdiction under Pt 8 of Ch 3 of the Act. Whilst the cross-over point between the above described classes may be difficult to ascertain, it being a matter of fact in each case, we are confidently of the view that the relationship particular to this case fell clearly within the class of an on-going contractual relationship so as to be within the Commission's remedial powers under the Act.
The Full Bench held that the appeal by the Club failed.
61 Thus, Ryde-Eastwood is authority for the proposition that the termination of employment of casuals subject to a continuing relationship that amounts to an on-going or continuing contract of employment will constitute a dismissal capable of attracting the Commission’s unfair dismissal jurisdiction. As the applicant submitted, the same principle has been applied to casuals employed under statute for single defined periods. In New South Wales Department of School Education v Andrews (1995) 60 IR 126 Bauer J stated at 133:
For the purposes of the Industrial Relations Act I can see no reason why the employment of casual teachers by statute for single defined periods is different in concept to casual employment which at common law is also for single defined periods. Further, it seems to me that the scheme set out in the Teaching Service Act and the elaborate regulations and guidelines which have the force of legislative provisions to which Mr Benson properly took the Court, far from making the point that the casuals in the Education Teaching Service were true casuals, demonstrated the opposite proposition as was explained in the Ryde-Eastwood Case.
62 Counsel for the applicant submitted
that the reasoning in Ryde-Eastwood may be applied to temporary
appointments under the Education (School Administrative Support Staff) Act
(noting that this Act does not provide in terms for casual employment) where
the facts demonstrate the existence of an ongoing employment
relationship. In
the present case, as it was submitted by Mr Hatcher:
Ms Benfell was, by virtue of the decision of the Department not to assign her any work in 2007, deprived of the advantage or benefit she had enjoyed of long-term continuous employment which she reasonably expected to continue.
63 Mr Ginters for the Department
contended that Ryde-Eastwood had to be viewed against the particular
factual context in which it was decided and was distinguishable. That is, in
Ryde-Eastwood there was a continuing contract of service and a reasonable
mutual expectation of continuity of employment. That was not the case
in the
present matter, it was submitted.
64 Whilst Mr Ginters was
correct in observing that in the present case it was not contended by the
applicant that there was a continuing common law contract
of employment, I am
unable to see why I should not follow Andrews. In Andrews, relying
on the reasoning in Ryde-Eastwood, Bauer J found that the
withdrawal of a casual teaching approval from a casual teacher who had been
engaged by the appellant from 1985 to
1994, amounted to a dismissal. Here, Mrs
Benfell worked continuously over a period of nearly 10 years under a series of
appointments.
Her employment was terminated by advice from the Department that
she was no longer required.
65 As to the question of expectation, in
Ryde-Eastwood the Full Bench cited with approval the decision of the
Industrial Relations Commission of Victoria in Full Session in Licensed Clubs
Association of Victoria v Higgins (1988) 4 VIR 43. In that case the Full
Session identified a number of tests for determining whether service has been
given under a continuing contract
or series of contracts. Two of those tests
were "Whether there was reasonable mutual expectation of continuity of
employment" and
"Whether the worker reasonably expected that work would be
available".
66 The Full Bench in Ryde-Eastwood found
Higgins to be "compelling" because of the similarity of facts (see 398).
But the tests posited in Higgins were not adopted in
Ryde-Eastwood. What is apparent in Ryde-Eastwood is that the Full
Bench placed particular emphasis on "the respondent's continuing expectation...
that he would participate in the
casual work as it became available..." (see
400). That test, the employee's continuing expectation, is now reflected in cl
6(1)(d)
of the Industrial Relations (General) Regulation 2001, which
provides:
(1) For the purposes of section 83 (2) of the Act, the following classes of employees are exempted from Part 6 of Chapter 2 of the Act:
...
(d) employees engaged on a casual basis for a short period except employees who:
(i) are engaged by a particular employer on a regular and systematic basis for a sequence of periods of employment during a period of at least 6 months, and
(ii) would, but for the dismissal, have had a reasonable expectation of
continuing employment with the employer.
67 It was contended that the
Department gave no guarantee and had no expectation of continuing employment for
Mrs Benfell after the
expiry of the last appointment period in 2006. Subject to
what I say shortly, it does not seem to me that a guarantee or an expectation
or
otherwise on the part of the Department as to whether or not Mrs Benfell's
employment would continue in 2007 is, of itself, definitive
of whether or not
there was an ongoing employment relationship. It seems to me that one has to
consider all of the relevant circumstances.
In this respect, I note the
following:
· Mrs Benfell worked continuously at the School as a TAS
for 10 years.
· Given the pattern of her engagement, Mrs Benfell was confident
that her employment would continue from year to year. Each year
she reported for
work on the first day of term and throughout the year performed the work of a
TAS. At the end of the 2006 school
year Mrs Benfell had every expectation that,
as in past years, she would continue to be employed in 2007.
· The practice had been that Mrs Benfell continued to be employed
while funding was available, while there were special students
needing support,
while teachers' aides were required and while she continued to competently
perform her duties. None of these factors
altered in 2006 or 2007 such as to
negative the 10-year-old practice.
· Mrs Benfell had not seen the "Terms of Employment" document.
· There was no evidence of any agreement between Mrs Benfell and the
Department that her employment contract would terminate
coincident with the
expiry date of her appointment in the last Term of 2006.
· The Appointment/Variation Forms, especially in the absence of the
"Terms of Employment" document, and which were placed in
Mrs Benfell's
"pigeonhole" for her to sign did not constitute contracts of employment. As Mrs
Benfell stated in her evidence, "we
would come in, starting at 10 past 9, check
your thing [Form], sign it, hand it back in. There were years and years of
that. There
was an element of trust. You didn't feel you needed to check for a
change every time you were given a temporary variation form".
Marshall J
in D’Lima v Board of Management, Princess Margaret Hospital for
Children (1995) 64 IR 19 at 26 described temporary appointment forms in that
case as “mere administrative conveniences” that did not outweigh
"strong countervailing factors indicating a continuous employment relationship".
"Administrative convenience" is an apt description
for the Appointment/Variation
Forms in this case.
68 As for the Department's proposition that it had no expectation that
the employment of Mrs Benfell would continue past the end of
the last
appointment period in 2006, that proposition was based on the Department's view
that the Appointment/Variation Forms constituted
a series of fixed term
contracts between the parties, which expired by effluxion of time and upon their
own terms and on the statement
in the "Terms of Employment" document
that:
There is no guarantee or expectation of any further or on going temporary employment continuing beyond the end date as specified in the attached Appointment/Variation Form for Long Term Temporary Non Teaching Staff in Schools.
69 However, it seems to me the
Department's actions spoke louder than its words. For all but the last year of
the 10 years Mrs Benfell
worked for the Department, she was advised by the
School Principal towards the end of the last term of each year what funding was
available for the next year. Mrs Benfell said in her evidence that due to a
steady flow of special student funding and through consultation
with the
Principal, there was an expectation and understanding that hours would be
ongoing whilst ever funding continued.
70 It may be inferred, subject to the
question of funding, that between 1997 and 2005 both the Principal and Mrs
Benfell had an expectation,
indeed, an intention that the relationship with the
Department whereby Mrs Benfell performed the work of a TAS at the school would
continue into the following year. Why the relationship did not continue after
the 2006 school year was left largely unexplained by
the Department, except to
say that the asserted fixed term contract had come to an end and a decision was
made in the best interests
of the students that meant Mrs Benfell was not
required in 2007. What the basis of the decision was that was made in the best
interests
of the students, thereby rendering Mrs Benfell redundant, was not
advised to the Commission. It did not involve a shortage or re-allocation
of
funding, it did not involve Mrs Benfell's competence, conduct or work
performance and it did not involve a lack of students needing
special support at
the School.
71 As for an expectation on the part of Mrs Reeves about
the continuation of the arrangement with Mrs Benfell that had subsisted since
1997, it is my view of the evidence that Mrs Reeves, in consultation with the
School Executive, made a decision prior to the end
of Term 4 that she did not
want Mrs Benfell as a TAS in 2007 (I note the termination letter to Mrs Benfell
was dated 20 December
2006). The Commission is not privy to the reason for that
decision because Mrs Reeves declined to elaborate, but it appears it may
have
been related to alleged confidential information given to Mrs Reeves by a parent
but which Mrs Reeves chose to keep confidential.
It may also have been related
to a view formed by Mrs Reeves - on what basis was not adequately explained -
that Mrs Benfell was
not competent in relation to some aspect of
technology-assisted learning. Neither of these matters was raised with Mrs
Benfell nor
were they put forward to the Commission as the reason for dispensing
with Mrs Benfell's services.
72 The inference is available that if
Mrs Reeves had not decided for her own reasons that she did not want Mrs Benfell
as a TAS in
2007, the employment relationship that had subsisted over the
previous years would have continued, as it did with all other TAS's
employed in
the 2006 school year, and that would have been Mrs Reeves' expectation. In those
circumstances, there would have been
no reliance by Mrs Reeves on the
proposition that, as Mrs Benfell's asserted fixed term contract had expired on
21 December 2006,
the employment had come to an end and, therefore, no
obligation on the Department to offer Mrs Benfell a new period of employment
in
2007 nor, for that matter, any obligation to explain to Mrs Benfell the reasons
why the arrangement was not continued in 2007.
73 Thus, the
conclusion is open that, but for Mrs Reeves deciding for an undisclosed reason
that she no longer wanted Mrs Benfell
as a TAS at the School, the Department's
expectation would have been that Mrs Benfell would, subject only to funding
considerations,
continue to work in accordance with the arrangement that had
applied since 1997.
74 Even if the expectation of an employer is a
requisite element in proving an ongoing employment relationship such as that
found
to have existed in Ryde-Eastwood, that element existed here in the
same way as it did in Ryde-Eastwood.
75 A feature of the general
law of contract, and which is applicable in relation to contracts of employment,
is that the intention
of the parties is determined objectively. In the context
of considering Ryde-Eastwood I have considered what the expectations of
the parties were. It seems to me that if both parties expected the employment
relationship
to continue, subject to funding, then it follows that was their
intention. In my opinion, all of the matters I have referred to in
[67] and
following support a finding that, considered objectively, it was the parties'
intention that there would be an ongoing employment
relationship between Mrs
Benfell and the Department that did not terminate at the completion of each
appointment period.
76 I referred earlier to the decision of
Marshall J in D'Lima. There his Honour identified the existence of
an ongoing employment relationship notwithstanding the existence of a series of
temporary
appointment forms, which were characterised by his Honour as
“mere administrative conveniences”. Marshall J held as
follows:
I likewise reject the submission of Mr Hooker that the dismissal of Ms D'Lima was not a termination of employment at the initiative of the employer. The fact of the matter was that Ms D'Lima was continuously employed from 18 June 1993 to 11 December 1994 on which latter date her employment was terminated by the hospital. The practice of signing of further contracts for alleged periods of temporary employment appears to have been one of mere administrative convenience and cannot compel the Court to ignore the weight of strong countervailing factors indicating a continuous employment relationship. Mr Hooker described the relationship as "relatively" continuous. I find no basis for the use of the adjective "relatively" in that context.
77 Mr Hatcher, for the applicant, relied on
D'Lima for the proposition that notwithstanding the existence of one or
more fixed term appointments/engagements, the facts of a particular
case may
demonstrate the existence of an ongoing employment relationship brought to an
end by a unilateral act of the employer. Mr
Ginters, for the Department,
contended that in light of the decision of the Full Bench of the Australian
Industrial Relations Commission in
Department of Justice v Lunn (2006)
158 IR 410, D'Lima had to be "treated with caution". Moreover, that the
Commission should follow Lunn in the present proceedings.
78 Lunn was an appeal from a single Commissioner. In Lunn
the respondent was employed as an articled clerk and later as a law officer
under a series of contracts, the last of which covered
the period 16 January
2005 until 15 April 2005 (the 'Final Contract'). In a meeting on 24 March 2005
the respondent was informed
that she would not be offered a new contract. She
was told that she would be paid all of her entitlements to 15 April 2005 but
that
she was not required (or obliged) to attend for work. The respondent
brought an action for relief. A Commissioner dismissed a jurisdictional
objection to the action brought by the appellant on the ground that there had
been no termination of employment "at the initiative
of the employer" as
required by s 170CE of the Workplace Relations Act 1996 (Cth) as it then
was. The Commissioner found that the employment of the respondent was terminated
on 24 March 2005 and did not terminate
due to the expiry of her contract at a
later date on 15 April 2005. The appellant appealed.
79 It was held,
inter alia, that the final contract did not terminate upon the employer
informing the employee that the final contract would not be renewed
nor, given
the absence of a common law obligation to provide work, did it terminate upon
the employer relieving the employee of the
obligation to perform work. The final
contract terminated through the effluxion of time and, accordingly, there was no
termination
of employment "at the initiative of the employer" within the meaning
of s 170CE.
80 It may be seen from this brief description that in
Lunn there was, in fact, a contract - described in the Full Bench's
decision as an "outer limit" contract - signed by the respondent,
specifying a
period commencing on 16 January 2005 and ending on 15 April 2005 unless
terminated sooner. The Full Bench noted at [10]
that when an "outer limit"
contract reaches the nominated end date, the contract terminates through the
effluxion of time and there
is no termination of employment at the initiative of
the employer. Thus, the critical issue identified was whether what occurred
on
24 March 2005 involved a termination at the initiative of the employer. The Full
Bench decided it did not. Consequently, it was
held that the contract terminated
by mutual agreement and not at the instigation of the employer: see Victoria
v Commonwealth at 519-520.
81 Another issue in Lunn, and the
one that has attracted the attention of the Department, concerned the appeal
from the Commissioner's finding at first instance
that the series of contracts
that preceded the Final Contract was "a 'sham' arrangement". The Commissioner,
nevertheless, proceeded
on the basis that the Final Contract was operative as
between the parties. On the appeal, counsel for the respondent contended that
the Commissioner erred in proceeding in that way and that the Commissioner
should have found that the Final Contract was also part
of the same 'sham'
arrangement such that the true contract between Ms Lunn and the Department as at
24 March 2005 was an ongoing
contract of employment and not the "outer limit"
Final Contract. Reliance was placed on D'Lima. It was in this context
that the Full Bench referred to D'Lima at [38]:
The Department correctly noted in its written submissions that in D'Lima Marshall J did not purport to apply some special rule to contracts of employment whereby written agreements not amounting to a sham or a pretence not intended to create legal relations (and not coming within one of the other established categories of exception) can be ignored. The decision in D'Lima might be explained on the basis that it was one of those rare cases where the written "contracts" were a sham or pretence in accordance with conventional principles, however his Honour did not use the term "sham" or "pretence" and did not conduct an analysis of the sort required by Sharrment. Given the subsequent decision of the High Court in Equuscorp the decision in D'Lima must now treated with caution. Certainly, the expression "strong countervailing factors" in the judgment of Marshall J in D'Lima should not be elevated to an independent test or treated as some form of jurisdictional talisman that obviates the need to consider whether, in the particular circumstances, a signed contract was objectively intended to create binding legal rights and obligations according to its terms consistent with the well established principles of contract law.
82 The "strong countervailing factors" relied upon
by the Commissioner at first instance to find the successive contracts was a
sham
arrangement was the appellant's practice of engaging all or almost all
staff on a series of temporary contracts. At [40] the Full
Bench
observed:
[40] The mere fact that all or almost all of the Department's staff were engaged on temporary contracts and that there was a strong expectation that contracts would be renewed upon their expiry simply does not permit a conclusion that, determined objectively, there was a common intention (that is, the objective intention of both the Department and the relevant employee) that the contracts were not to create the legal rights and obligations which they give the appearance of creating. We have reservations as to whether the evidence before the Commissioner permitted a finding that the practice of engaging staff on serial temporary contracts "was dictated by some unknown policy considerations and not the operational needs of the Department." However, even assuming this to be so, the existence of such a policy, if anything, supports a conclusion that, viewed objectively, the Department entered "outer limit" contracts with its staff as a deliberate implementation of the policy and thus, at very least, the Department intended the contracts to have legal effect according to their terms. Without more, a "common intention that the... documents [were] not to create the legal rights and obligations which they [gave] the appearance of creating" could not be established.
83 The most significant difference
between Lunn and the present case is that in Lunn there were a
series of written contracts to which the respondent was undoubtedly a party. In
the face of the written contracts, the
Full Bench declined to find a continuing
contract of employment merely on the basis that all or almost all of the
Department's staff
were engaged on temporary contracts and that there was a
strong expectation that contracts would be renewed upon their expiry. No
such
written contracts have been found to exist here. The nature of the relationship
between Mrs Benfell and the Department is to
be inferred, to a large extent,
from their objective dealings with each other over a number of years. Mrs
Benfell's confident expectation
that the employment relationship would be
ongoing is only one of a number of factors taken into account. As to the
question of objective
intentions of both parties, I have already addressed that
matter earlier in the judgment. Lunn is distinguishable.
84 When
one considers the facts as Marshall J in D'Lima described
them, although his Honour did not use the term "sham" or "pretence", his
Honour considered the practice of signing of further contracts
for alleged
periods of temporary employment to be one of "mere administrative convenience".
It is apparent his Honour regarded the
forms said to constitute contracts as
either sham contracts and that the true position was a continuing contract of
employment or,
alternatively, took a similar view to Ryde-Eastwood that
notwithstanding engagements for fixed periods there was an overarching, ongoing
common law contract of employment. The "strong
countervailing factors" referred
to by his Honour included that:
· Sometimes Ms D'Lima was asked to
sign the forms that had been backdated. She worked beyond the time of expiry of
the alleged
short-term contracts in such circumstances and then worked pursuant
to an alleged short-term contract that was supposed to have commenced
before she
signed the relevant documentation (at 25).
· That Ms D'Lima requested and was granted leave without pay in
March/April 1994 (at 25).
· That the alleged fixed term contracts were terminable by two
weeks' notice (at 25).
85 D'Lima reinforces the principle that the
existence and terms of an employment contract may be inferred on an objective
basis from the dealings
of the parties, what is set out in writing and what is
stated orally. It does not seem to me with respect to the Full Bench of the
Australian Commission in Lunn that D'Lima is a decision that needs
to be regarded with caution.
Dispensing with the services of the
employee
86 I turn to the extended definition of dismissal in s
83(5)(b) of the Act, which defines a dismissal to include:
In the case of a public sector employee – dispensing with the services of the employee, dismissing the employee as a consequence of disciplinary proceedings against, or the commission of an offence by, the employee or annulling the appointment of the employee.
87 If I am wrong in finding that there was no
dismissal in the sense described in Smith, in my view the evidence
supports a conclusion that the Department, nevertheless, dispensed with Mrs
Benfell's services. Mrs Reeves,
I am satisfied, made a deliberate decision that
she no longer wanted Mrs Benfell's services, but rather than "dismiss" Mrs
Benfell,
using that term in the ordinary sense, she waited until the appointment
period expired. Believing that Mrs Benfell's employment had
terminated by
effluxion of time, Mrs Reeves then advised Mrs Benfell she would not be required
in 2007.
88 This was done against the background of a long established
pattern whereby Mrs Benfell had worked under a series of back-to-back
statutory
appointments. Further, given there was no supervening factor negativing the long
established pattern (except for Mrs Reeves
deciding she no longer wanted Mrs
Benfell's services), it may be inferred there was a mutual expectation Mrs
Benfell would again
be employed in 2007. Mrs Benfell was most certainly
confident of continuing employment.
89 In these circumstances, I am
unable to see why Mrs Reeves' action in advising Mrs Benfell she was not
required in 2007 could not
be regarded as being within the ordinary meaning of
the expression "dispensing with the services of the employee" and, therefore,
a
dismissal within the meaning of s 83 of the Act. The true reason for Mrs
Benfell's departure from employment with the Department
was not because a fixed
term contract had expired, but rather because the Department decided it no
longer wished to employ Mrs Benfell,
for whatever reason.
90 Counsel
for the Department contended that the expression "dispensing with the services
of the employee" in s 83(5)(b) of the Act
was to be read as confined to an
exercise of the Crown's power to dismiss its servants at pleasure or the
annulment of a probationary
period of employment. I am unable to find any
authority supporting such a contention. As to annulment, it is referred to
separately
in s 83(5)(b) and, in any event, in Smith the Full Court held
that an annulment fell within the ordinary meaning of dismissal.
91 Reference was made to Re Government Cleaning Services
(Privatisation) Award (1993) 54 IR 112 at 120. However, a reading of that
decision does not disclose a determination to the effect that "dispensing with
the services of
the employee" is to be read as confined to an exercise of the
Crown's power to dismiss its servants at pleasure.
92 The Department also
made reference to State of New South Wales v Paige [2002] NSWCA 235; (2002) 60 NSWLR 371.
In Paige, Spigelman CJ considered the provisions of s 97 of the
Teaching Service Act 1980. Section 97 relevantly provides:
97 Crown's right to dismiss not abrogated
(1) ... nothing in this Act shall be construed or held to abrogate or
restrict the right or power of the Crown to dispense with the services of
any person employed in a Teaching Service.
(2) An officer or temporary employee of a Teaching Service shall not
be entitled to any compensation by reason of any reduction in salary or of his or her services being dispensed with, whether under this section or otherwise.
93 At [305] and [312] Spigelman CJ stated:
[305] Section 97(2) makes reference to services being dispensed with "whether under this section or otherwise". The submissions of the appellant focused on the proposition that what had occurred was a "dispensing with". No submission was directed to the particular mechanism used to effect the "dispensing". Nothing turned in this respect in the submissions on the phrase at the end ofs 97(2) "whether under this section or otherwise". These are difficult words to construe in the context. Section 97(1) is not a subsection "under" which services are dispensed with. Section 97(1) preserves the prerogative right of the Crown to "dispense with the services" of, relevantly, a teacher. The dispensing is done "under" the prerogative, rather than "under" the section. Nor is it clear what conduct is intended to be encompassed within the words "or otherwise".
...
[312] The purpose of s 97 is to preserve to the Crown the prerogative that it traditionally enjoyed with respect to servants of the Crown and to provide for the consequences, or rather the lack thereof, of an exercise of such power. The focus is on the acts of the Crown.
94 Mason P and Giles JA
agreed with the Chief Justice's reasons explaining why s 97 of the Teaching
Service Act did not assist the appellant (see [332] and [388]).
95 It seems to me, given the provisions of s 97 of the Teaching
Service Act, that it is unsurprising that the Court of Appeal would find
that the purpose of s 97 is to preserve the prerogative right of the Crown to
"dispense with the services" of servants of the Crown and s 97(1) is not a
subsection "under" which services are dispensed with.
96 I agree with the
applicant's submission that Paige is not authority for the proposition
that the words "dispense with the services of the employee" wherever they appear
in any statute
always refers to the Crown prerogative. I see that s 25 of the
Education (School Administrative Support Staff) Act preserves the Crown
prerogative in the same way as s 97 of the Teaching Service Act. However,
as the applicant submitted, s 21(4) of the Education (School Administrative
Support Staff) Act is a separate provision that allows, by force of the
statute rather than Crown prerogative, for a temporary employee's services to
be
"dispensed with" at any time. The Department's submission is that "dispensing
with the services of the employee" in s 83(5)(b)
of the Act is limited to the
exercise of the Crown's prerogative to dismiss at pleasure. On that submission a
"dispensing with" of
a temporary employee under s 21(4) of the Education
(School Administrative Support Staff) Act would not fall within the words
"dispensing with the services of the employee" in s 83(5)(b) of the Act because
it involves an exercise
of statutory power rather than Crown prerogative. As the
applicant submitted, this cannot be correct.
97 In any event, it is not apparent to me that Mrs Reeves, presumably
acting on delegation from the Director-General of the Department,
had authority
to act on behalf of the Crown. So that if "dispensing with the services of the
employee" in s 83(5)(b) of the Act is
limited to the exercise of the Crown's
prerogative to dismiss at pleasure, there is significant doubt in my mind there
was any power
to do so under s 21(4).
98 I find in the alternative that
the Department dispensed with the services of Mrs Benfell within the meaning of
s 83(5)(b) of the
Act.
Whether there is jurisdiction to make dispute
orders pursuant to s 137(1)(b) of the Act
99 Section 137(1)(b) is in
the following terms:
(1) The Commission may make the following kinds of dispute orders when dealing with an industrial dispute in arbitration proceedings:
...
(b) The Commission may order an employer to reinstate or re-employ any one or more employees who were dismissed in the course of the industrial dispute or whose dismissal resulted in the industrial dispute.
...
100 The Department's contention was that there was no jurisdiction
to make a dispute order under s 137(1)(b) of the Act because there
had been no
dismissal. Given I have found there was a dismissal I consider the Department's
jurisdictional objection falls away:
see Police Association v NSW Police (No
2) (2005) 139 IR 103. I do not understand the Department to have contested
the proposition that the dismissal resulted in an industrial dispute within
the
meaning of that term as defined in the Act, the dispute being manifested in the
dispute notification lodged by the PSA on 6 March
2007.
Whether there
is jurisdiction to exercise powers under s 136 of the Act
101 The
applicant had contended that not only was there jurisdiction to make an order
under s 137(1)(b), but that the Commission could
also exercise its power under s
136(1)(a) and (b), which provide:
Arbitration of dispute
(1) The Commission may, in arbitration proceedings, do any one or more of the following:
(a) make a recommendation or give a direction to the parties to the industrial dispute,
(b) make or vary an award under Part 1 of Chapter 2,
...
102 Given that I have determined Mrs Benfell was dismissed, there is
ample jurisdiction to deal with the matter, either under the
provisions of Ch 2,
Pt 6 or Ch 3, Pt 2 of the Act. I, therefore, do not propose to address the
question of whether there is power
under s 136(1)(b), except to note what was
said in Police Association v NSW Police (No 2) at [29]:
I do not decide whether power exists under s 136(1)(b) to make an award to require the respondent to reinstate or re-employ Mr Walpole because of the view I have taken in relation to s 136(1)(d). However, on one view, on the authorities of Wallis and Downey, the Commission would not have the power to make such an award. The consequences of assuming power to do so may be to enable Pt 6 of Ch 2 of the Act to be effectively bypassed and that does not seem to me to be consistent with the legislature's intention. Alternatively, the Commission does have power to make an award but that power must be read as being confined by the provisions of s 90 of the 1996 Act, in the same way as the power is confined when an application for reinstatement is brought directly under s 84: see Johnston v Department of Mineral Resources (1997) 73 IR 267 at 274. As Schmidt J observed in that case:
The limitations imposed by s 90 upon the
Commission's power to make reinstatement orders cannot be avoided by
reinstatement being
pursued by way of dispute notification, rather than by way
of a direct reinstatement application.
103 In Police Association v NSW
Police (No 2) the Commission held that it had power to make a
recommendation or give a direction under s 136(1)(a) in relation to a dismissal
or refusal
to employ in the context of an industrial dispute: see [42]. I have
no reason to doubt the correctness of that finding.
104 Section 136(1)(d) provides:
The Commission may, in arbitration proceedings, do any one or more of the following:
...
(d) make any other kind of order it is authorised to make (including an order made on an interim basis).
105 The power of the Commission to make an order under s 136(1)(d) where
there has been a dismissal was considered at length in Police Association v
NSW Police (No 2) at [30]-[40]. Where the Commission may make orders under s
89 of the Act, I consider the Commission is authorised to make an order
under s
136(1)(d).
Whether there was a refusal to employ Mrs Benfell
106 It was contended by the applicant in the alternative that there
was a refusal by the Department to employ Mrs Benfell. The definition
of
industrial matter in the Act includes the following in s 6(2)(e):
(e) the termination of employment of (or the refusal to employ) any person or class of persons in any industry.
107 The Department conceded a refusal to employ was
an industrial matter and could be the subject of an order by the Commission: see
Orange City Bowling Club Limited v Federated Liquor and Allied Industries
Employees' Union of Australia, New South Wales Branch [1979] AR (NSW) 90.
However, it was submitted that on the evidence there was no "refusal to employ"
Mrs Benfell. Consequently, there was no power to
make an order against the
Department requiring it to employ Mrs Benfell.
108 Whether there was a
refusal to employ Mrs Benfell is a question of fact. There is no doubt that the
Department employed Mrs Benfell
as a TAS over a long period of time. There is
also no doubt that Mrs Benfell wishes to be employed by the Department -
something
that has been blindingly obvious since at least the dispute
notification was filed by the PSA. The Department, through Mrs Reeves,
made a
decision in Term 4 of 2006 that it no longer wished to employ Mrs Benfell as a
TAS. That is, it made a decision that it would
not employ Mrs Benfell after her
period of appointment expired on 21 December 2006 and has not changed its
position in that regard.
109 The indication in Mrs Reeves' letter dated 20 December 2006 that the
School would keep Mrs Benfell on as a casual was, in my opinion,
a sham. That is
demonstrated by the fact that Mrs Benfell was never engaged as a casual despite
the fact that on 73 occasions in
2007 casuals were required and persons not
previously employed by the School were engaged as casual TAS's. That it failed
to engage
Mrs Benfell as a casual despite her skill, experience and unblemished
record in the role of a TAS over a 10-year period, lends strong
credence to the
view that the Department has made a decision that it will not employ Mrs
Benfell. In my opinion, there was a refusal
by the Department to employ Mrs
Benfell and I so find.
Whether the dismissal of Mrs Benfell was
harsh, unreasonable or unjust
110 The question of whether the
termination of Mrs Benfell's employment (or, alternatively or in addition, its
refusal to employ her)
was harsh, unjust or unreasonable is relatively easy to
resolve. Mr Ginters conceded, quite properly, that he would have
considerable difficulty convincing the Commission that if it were to find that
Mrs Benfell
had been dismissed that the dismissal was not harsh.
111 I find
the dismissal was harsh and unjust and unreasonable for reasons submitted by the
applicant as follows:
(1) There was no valid operational reason for her termination. There was no issue of a funding shortage. Indeed, funding increased from 2006 to 2007. There remained six students to be supported in 2007. One of the seven in 2006 had gone on to high school but the other six remained to be supported in 2007. Apart from Mrs Benfell the TAS's employed in 2006 at the School continued to work hours of employment in 2007 broadly consistent with their experience in 2006. There was no evidence of funding being re-allocated to other measures of support. The evidence did not support there having been a reduction in work such that it required one less TAS. But even if it did there was no explanation as to why Miss Benfell, the TAS with the longest service and an unblemished record was selected as against any other employee or as against a shared reduction of work.
(2) There was no reason related to Ms Benfell's work performance, conduct or skills that could have justified her termination. The evidence was that Mrs Benfell was an experienced TAS with appropriate qualifications for the job. In evidence were a variety of references attesting to the quality of Miss Benfell's work over the course of her employment in the public school system. There was no issue of any substance raised by the Department as to her conduct, her capacity, her skills or her work performance.
(3) No reasons were ever given for Mrs Benfell's termination. No reasons were provided at all by the Department to Miss Benfell as to why the dismissal occurred, nor did the Department provide the Commission with any reason as to why Miss Benfell was denied employment in 2007. Whilst there was some extremely vague reference to a complaint by a parent, "ministerials" and failure to come to terms with technology, no attempt was made to elaborate on these matters and they, therefore, lacked substance and credibility. It was submitted by counsel for Mrs Benfell that:
It's apparent from the way in which Mrs Reeves gave her evidence and her demeanour and the attitude she expressed with respect to Ms Benfell on certain occasions that there is something motivating her. But the simple fact is that it hasn't been revealed and the Commission can't find out what it is. But the fact that it hasn't been revealed and neither Mrs Reeves nor the Department as a whole is not forthcoming about it, it is a very reason by itself why the Commission should conclude that something unfair has occurred and that if something is fit to be disclosed then it would have been disclosed and the Commission is entitled to infer that something inappropriate or improper is being concealed and is not being exposed to the Commission's consideration.
It seems to me, at the very least, that in the absence of any reason that would explain Mrs Benfell's dismissal it is open to conclude that the Department's conduct towards Mrs Benfell was harsh and unjust: see Western Suburbs District Ambulance Committee v Tipping [1957] AR (NSW) 273 at 277 per De Baun and Cook JJ; Transport Workers Union of Australia, New South Wales Branch v CWS Transport Services Pty Ltd (1990) 39 IR 8 at 11-12.
(4) Ms Benfell was denied procedural fairness. Whilst no reason was proffered to the Commission for Mrs Benfell's dismissal it strains credulity to believe there was no reason at all. Whatever the reason may have been it was not communicated to Mrs Benfell. There was no counselling or consultation as to any perceived shortcomings in Mrs Benfell's performance, skills or competence. A denial of procedural fairness may be enough to demonstrate unfairness: Antonakopoulos v State Bank of New South Wales (1999) 91 IR 385 at 387. In my view, the failure to advise Mrs Benfell of any deficiency in her work performance, conduct or skills, and the failure to provide Mrs Benfell with any reason for her dismissal, amounted to a denial of procedural fairness and was unjust and unreasonable.
(5) In not being allocated any work in 2007, Mrs Benfell was treated in an
inequitable and discriminatory fashion as compared to other
Teachers' Aides
(Special). Mrs Benfell received no work. All of the other TAS's were
provided with work in 2007. No explanation was given as to why they were treated
differently from Ms
Benfell; why they were suitable and Mrs Benfell was not.
(6) Ms Benfell's termination has, by virtue of her age and geographic location, effectively brought an end to her opportunities for future employment. Mrs Benfell gave evidence of the difficulties faced by a 61 year old woman obtaining employment in the Tumut area. She had only managed to obtain four days casual employment in 2007.
112 The applicant had contended that the Commission
should draw an inference that Mrs Benfell was the subject of age discrimination
by the Department. However, it was conceded there was no direct evidence of such
discrimination. That Mrs Benfell was 61 years of
age, that there was no reason
forthcoming for her dismissal, that she was the oldest of the TAS's at the
School and that the department's
pay records recorded Mrs Benfell as having
retired, certainly raises the spectre of age discrimination. It is possible
though that
there were reasons other than Mrs Benfell's age that caused the
Department to dismiss her. Accordingly, it is not open to find on
the balance of
probabilities that Mrs Benfell was the subject of age
discrimination.
Relief
113 The Department contended that
it would be impracticable for the Commission to order Mrs Benfell’s
reinstatement or re-employment.
The reasons given were that: the position held
by Mrs Benfell was one that was contingent upon available funding and an
assessment
of the needs of the students at the School; it was not a matter of
dividing hours up and distributing them amongst a pool of TAS's
or reducing
their hours so as to provide hours for Mrs Benfell; and, to order the
reinstatement or re-employment of Mrs Benfell would
have the practical result
that funding that was intended to meet the best interests of students would need
to be allocated to the
employment of Mrs Benfell in circumstances where the
engagement of a further TAS was not warranted.
114 The dismissal of Mrs
Benfell was harsh and unreasonable and unjust. Even if there was a genuine
belief that Mrs Benfell's employment
had terminated by effluxion of time, there
was a lack of common decency in the manner her services, after 10 years, were
dispensed
with. The dismissal was effected without any explanation to Mrs
Benfell and for reasons that have not been disclosed to the Commission.
There
was nothing in the evidence that would suggest there was the slightest
justification for dispensing with Mrs Benfell's services;
no credible challenge
was made to her competence, experience, work performance, conduct or skills in
the proceedings. The dismissal
occurred without proper regard for the
consequences for Mrs Benfell of being left without employment after a decade of
good service
with the Department.
115 The contention by the Department
that a TAS had to be selected according to the best interests of the students
requiring support
implies that Mrs Benfell did not meet that criterion. But
there was no evidence at all elicited by the Department that showed that
Mrs
Benfell could not provide the type of support that was in the best interests of
the student.
116 As for the Department's submission regarding funding and
its allocation, and the contention that engagement of a further TAS was
not
warranted, all of these matters - funding, allocation of funds and engagement of
TAS's - are matters within the control of the
Department. It cannot be seriously
suggested that these matters are immutable and some adjustment could not be made
to accommodate
Mrs Benfell's employment, especially in light of her unfair
treatment.
117 I am not satisfied that reinstatement is a practicable
remedy in the circumstances. That would mean placing Mrs Benfell in her
former
position, which was based on a certain number of hours and which the Department
says, in any event, is no longer available.
I see no barrier, however, to the
Department being ordered to re-employ Mrs Benfell in another position as a TAS
at the Tumut Public
School on terms set out below. Accordingly, pursuant to s
89(2), (3) and (8) of the Act I propose to order that Mrs Benfell be re-employed
as a TAS at the School on the following bases, namely, that the Department
shall:
(i) employ Mrs Benfell as a Teacher's Aide (Special) at Tumut Public School as soon as reasonably practicable after the date of this decision, on the basis that the available hours of work at the School would be fairly and equitably allocated as between her and other Teacher's Aide (Specials) who regularly worked at the School prior to the end of the 2006 school year; and
(ii) pay Mrs Benfell a sum of money equal to the amount of earnings foregone by her as a result of the failure of the Department of Education and Training to allocate her any hours of work on a fair and equitable basis during the 2007 school year.
I do not propose to make a continuity order under s 89(4) of the Act.
Orders
118 The Commission makes the following orders:
The Director General of the Department of Education and Training shall:
(i) employ Mrs Susan Esther Benfell as a Teacher's Aide (Special) at Tumut Public School as soon as reasonably practicable after the date of this decision, on the basis that the available hours of work at the School would be fairly and equitably allocated as between her and other Teacher's Aide (Specials) who regularly worked at the School prior to the end of the 2006 school year; and
(ii) pay Mrs Benfell a sum of money equal to the amount of earnings foregone by her as a result of the failure of the Department of Education and Training to allocate her any hours of work on a fair and equitable basis during the 2007 school year.
119 If any disagreement occurs in relation to how these orders are to be implemented, the parties, or either of them, may refer the disagreement to the Commission for resolution.
______________________________________
LAST
UPDATED:
16 May 2008
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/nsw/NSWIRComm/2008/16.html