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Industrial Relations Commission of New South Wales |
Last Updated: 16 January 2009
NEW SOUTH WALES INDUSTRIAL RELATIONS COMMISSION
CITATION :
Electrical Trades Union of Australia New South Wales Branch and Sydney West
Area Health Service [2008] NSWIRComm 1137
FILE NUMBER(S):
IRC 288
HEARING DATE(S):
30/07/2008, 1/08/2008,
13/08/2008
DATE OF JUDGMENT:
12 December 2008
PARTIES:
APPLICANT
Electrical Trades Union of Australia New South Wales
Branch
RESPONDENT
Sydney West Area Health Service
CORAM:
Bishop C
CATCHWORDS: Award interpretation - Principles to
be applied - Entitlement of electricians to an award allowance - Relevant
definition
clear and unambiguous - Natural and ordinary meaning of terms - Focus
on examination of work carried out - Does work satisfy requirements
of
definition - Orders sought. HELD - Work carried out within scope of existing job
description - Does not satisfy award definition
- No entitlement to allowance -
Application for orders declined.
LEGAL
REPRESENTATIVES
APPLICANT
Mr S Robinson
Electrical Trades Union of
Australia,
New South Wales Branch
RESPONDENT
Mr W
McReynolds
Sydney West Area Health Service
CASES CITED:
Director
of Public Employment by her agent the Commissioner of New South Wales Fire
Brigades and New South Wales Fire Brigade Employees'
Union [2008] NSWIRComm 158
Health Commission of New South Wales v Labor Council of New South Wales and
ors, Re: Special skills & disability allowances for
tradesmen employed in
Public Hospitals (unreported, IRC 78/630, 22 February 1980)
Hospital
Employees Engineers (State) Award Re: (unreported, IRC 81/596, 19 March
1982)
Re: Dispute Health Administration Corporation and Electrical Trades
Union of Australia, New South Wales Branch, (unreported, IRC85/180,
3 April
1985)
Re: Dispute Health Administration Corporation and Electrical Trades
Union of Australia, New South Wales Branch, (unreported, IRC86/598,
20 June
1986)
LEGISLATION CITED:
Industrial Relations Act
1996
TEXTS CITED:
JUDGMENT:
- 1 -
INDUSTRIAL RELATIONS COMMISSION OF NEW SOUTH WALES
CORAM: BISHOP C
12 December 2008
Matter No IRC 288 of 2008
Electrical Trades Union of
Australia New South Wales Branch and Sydney West Area Health Service (Nepean
Hospital)
Notification under section 130 of a dispute between the
Electrical Trades Union of Australia New South Wales Branch and Sydney West Area
Health Service (Nepean
Hospital) re unpaid allowance
DECISION
[2008] NSWIRComm 1137
1 This matter concerns a notification of dispute pursuant to s.130 of
the Industrial Relations Act 1996, that was originally notified by the
Automotive, Food, Metals, Engineering, Printing and Kindred Industries Union,
New South Wales
Branch ("the AMWU") with the Sydney West Area Health Service
(Nepean Hospital).
2 The dispute was notified to the Industrial Registrar on the 3 March
2008 and is in the following terms:
"The question dispute or difficulty concerns the following industrial matter:Failure to pay appropriate electrical allowance"
3 The matter was listed for
compulsory conference before me on the 7 March 2008, at which time the
Electrical Trades Union of Australia,
New South Wales Branch ("the ETU") also
appeared as an interested party. Conciliation took place and the parties were
directed to
confer with the matter set down for report back on the 20 March
2008.
4 At that report back the parties advised that there was no possibility
of a settlement being reached. The Commission also formed
the view that further
conciliation would not resolve the dispute, given the respective positions of
the parties. A Certificate of
Attempted Conciliation pursuant to s. 135 (2) of
the Act was therefore issued. On the 24 April 2008 directions were issued as to
the filing and exchange of witness statements
and the form of Orders sought by
the AMWU. The matter was set down for site inspections and hearing on the 12 and
17 June 2008 respectively.
5 However those dates were subsequently vacated as a consequence of the
filing by Sydney West Area Health Service ("SWAHS") on 21
May 2008, of a Notice
of Motion challenging the constitutional coverage by the AMWU of Electrical
Fitters and Electrical Mechanics
employed under the Public Hospital Employees
Skilled Trades (State) Award (Incorporating the Ambulance Service of NSW Skilled
Trades) .
6 The Notice of Motion was listed for mention on the 29 May 2008.
Conciliation took place and the parties were directed to confer
with the matter
set down for further mention on the 17 June 2008. Further discussions were to be
held between the AMWU and the ETU
and the employees concerned. However as the
underlying issue leading to the dispute notification needed to be addressed,
regardless
of which Union ultimately was to have coverage of the employees in
question, the matter was set down for site inspections and hearing
on the 30
July and 1 August 2008 respectively.
7 The matter was also set down for report back on the 3 July 2007 at
which time the Commission was advised that the employees had
now joined the ETU
and that the ETU now had carriage of the matter, the AMWU having withdrawn from
proceedings. Witness statements
had been filed by the AMWU and the ETU advised
that they would be relying on those witness statements, no further statements
would
be filed, only proposed Orders as directed.
8 An inspection of relevant sections of Nepean Hospital took place on the
30 July 2008. The hearing was conducted over the 1 and 13
August 2008.
9 Mr S Robinson appeared on behalf of the ETU and called the
following witnesses who had both filed witness statements:
Steve Hollis - Maintenance Electrician Nepean Hospital (Exhibit 9),
Greg Walker - Maintenance Electrician Nepean Hospital (Exhibit 14).
10 Mr W McReynolds appeared on behalf of SWAHS and called the
following witnesses who had both filed witness statements:
Ronald Dean - Assistant Engineer Maintenance, Nepean Hospital
(Exhibit 13),
Andrew Skinner - Manager, Building Service and Operations Nepean
Hospital, (Exhibit 15).
11 The ETU sought the following orders (Exhibit 1):
1. The Sydney West
Area Health Service (SWAHS) recognizes the provisions in the Public Health
Service Employees Skilled Trades (State) Award (incorporating the Ambulance
Service of NSW Skilled Trades), "the Award".
2. The SWAHS accept the
provisions within the Award specifically in this case Clause 7(x) -
Additional Wage Rates - Electricians in Charge of Generating Plant 75
Kilowatts or more.
3. The Employees to whom these provisions apply are
electricians as identified in Clause 2 - Definitions.
4. The
Allowance payable for the performance of this kind of work is outlined in Table
2 of the said Award.
5. The SWAHS pay the above Allowance to any and all
Electricians who perform this work in accordance with the Award provisions.
6. That SWAHS pay this Allowance from the first full pay period to commence
on and from the date of this order.
Background and Chronology - based on the evidence filed and
tendered and the
transcript.
12 Nepean Hospital employs Trades Staff, including Painters, Fitters and
Machinists, Refrigeration Mechanics, Electrical Fitters and
Mechanics, Plumbers,
Carpentry and Ground Maintenance staff, pursuant to the provisions of the
Public Health Service Employees Skilled Trades (State) Award (Incorporating
the Ambulance Service of NSW Skilled Trades).
13 Clause 2, Definitions, of the Award, (Exhibit 4), provides as
follows:
"Electrician in Charge of Generating Plant" means an electrician who has complete charge of the whole plant including the prime mover and generator and is required to run the plant and maintain and attend to the installation generally.
14 Clause 7 (x), Additional Wage
Rates, provides as follows:
In addition to the ordinary rate paid to an Electrical Tradesperson (Electrical Fitter/Mechanic and Refrigeration and/or Air-Conditioning Mechanic or Fitter), the following types of Electrical Tradespersons (see Definitions) shall be paid the weekly amounts (or pro rata hourly for Part-time/Casual) set out at Table 2 (Schedule B) for all purposes:
Electrical Fitter & Assistant to Chief Engineer - Sydney Hospital;
Electrical Fitter & Assistant to Chief Engineer - Other Hospitals;
Electrician in Charge of Generating Plant less than 75 kilowatts;
Electrician in Charge of Generating Plant 75 kilowatts or more;
Plant Electrician.
15 Table 2, Additional and Special Rates/Allowances, 7(x), of the Award,
provides for a weekly amount of $54.62 to be paid to an "Electrician
in Charge
of Generating Plant 75 kilowatts or more" , (as from 1/01/2008).
16 The provisions in the Award (as set out above) concerning "Electrician
in Charge of Generating Plant" originated in the Electricians, &c.
(State) Award (published 14 March 2008 (365 IG 181), (Exhibit 5) which
contains an identical definition (Clause 2.1.9). However, rather than a weekly
allowance being paid, there are two specific classifications in Part B, Table 1
- Wage Rates, covering "Electrician in charge of
plant with a capacity of less
than 75 kw" and "Electrician in charge of plant with a capacity of 75 kw or
more".
17 Provisions for an "Electrician in Charge of Generating Plant" have
been in the Electricians &c. (State) Award since at least 1919 (see
Clause 7, 19 IG 72 - Exhibit 7.16).
18 The first Public Hospital Employees (Skilled Tradesmen) (State)
Award (219 IG 1861) made in 1980, replicated the definitions for all
classifications of tradesmen that appeared in the various individual
parent
craft awards (Exhibit 7.15) including "Electrician in Charge of Generating
Plant".
19 The Job Description for the position of Electrician at Nepean Hospital
provides for the following :
Summary of DutiesTo undertake required corrective and preventative maintenance to Electrical services, Plant and equipment and other general electrical appliances and systems, to ensure that all such equipment and systems are kept in optimum operational condition.
Undertake necessary works associated with new electrical installations and extensions to existing services.
Statement of Duties (listing some 14 items)
1.1 Undertake necessary corrective maintenance of electrical services, plant and equipment within the scope of the trade as required.
1.2 Undertake preventative maintenance tasks on the electrical services, Plant and equipment and provide relevant feedback information for entry into the maintenance and management information system.
20 The Award Classification is noted as
"Electrical Fitter Mechanic" and is responsible to the Leading Hand
Electrician.
21 The Generation Plant at Nepean Hospital has two
generators each with a capacity of more than 75 Kilowatts. The generating plant
is used for emergency generation only and is not in continual use. The machinery
is extremely important to the Hospital to ensure
that services are not
compromised from the loss of electrical power, whatever the cause might be of
such loss.
22 The emergency power generation is automatic. A Programmable Logic
Controller (PLC) controls the system. The generator starts automatically
once a
grids mains failure or a local system failure is detected. Both generators will
start and the load will be automatically distributed
across both generators. If
the demand does not require both generators, the system will reduce one
generator to idle mode. Once
the power has been restored the emergency
generator will automatically shutdown. If any problems associated with the PLC
arise the
Contractor is called.
23 An important component of the Hospital's Preventative Maintenance
Programme is the emergency generation. This programme produces
work tasks in
accordance with the approved programme by a computer-generated system
Logicam.
24 The Programme provides for daily maintenance (a visual inspection on a
walk around), weekly testing of the equipment, more sophisticated
monthly
testing and quarterly inspection and major servicing of the entire plant. The
latter being carried out by the specified
Contractor.
25 Advance Power Pty Ltd is the specified Contractor which attends Nepean
Hospital 4 times per year, carrying out 3, three monthly
services and 1 major
annual service. These services are carried out during normal working hours.
Matters attended to in both the
minor and major services are listed in Exhibit
15 - Annexure 1.
26 It is part of the Preventative Maintenance Programme to ensure that a
test to all areas of the emergency power system is carried
out at least once a
year. A schedule has been developed for departments to be tested and dates for
testing. This involves testing
of a different department/area each week. The
weekly test involves the simulation of a particular area losing power. This
occurs
as a result of an Electrician going to a distribution board and pulling a
fuse. This sends a signal to the emergency generator to
start. A second
Electrician in the generation plant observes the start-up process ensuring that
the emergency power is being generated
within the correct parameters. When
power is restored (by replacement of the fuse), the shutdown of the generator is
observed and
monitored by the Electrician. The operation of the system is
automatic. The role of the Electricians is to simulate a power failure
and
observe the operation of the emergency generating plant and associated
switchgear. The tests are conducted early in the morning
(7.15 a.m.) and
appropriate supervising, administration and security personnel are advised of
the testing.
27 A monthly load test is also conducted on the emergency generators. An
Electrician will conduct the test by introducing "dummy"
loads onto the system
and observing the system in the management of the introduced loads. Part of the
Planned Preventative Maintenance
system is to also check the calibration of the
fuel tank level gauge on a quarterly basis. However it is the Contractor's
responsibility
to check and replace oil and coolant, change filters, split hosts
etc., and carry out any major repairs or overhauls of the generators,
prime
movers or major control of the equipment.
28 In December 2007, the Electricians at Nepean Hospital wrote to Andrew
Skinner, Chief Engineer, as follows:
We are writing to inform you we are requesting to be paid "electrician in charge of generator plant allowance, in accordance with the "Hospitals Skill Trades Award" [section 2 definitions, table 2 subclause 7x].The Licensed Electricians in the workshop are required and complete the following duties on the Hospitals Diesel Generator Plant on regular basis in accordance with AS3009:1998 Electrical installations - Emergency power supplies in hospitals.
· Weekly Load and switch/sensor Testing of
Scheduled Areas for response to power failure
· Maintenance of batteries
and battery booster charger systems for diesel generator
· Maintenance
and repair electrical switchgear associated in operation of diesel generator
Electrical Supply
· Dummy Load Bank Testing on generator
29 The letter followed an informal meeting between the parties on the
issues raised, on 6 December 2007.
30 SWAHS rejected the claim for the allowance as sought by the
Electricians, resulting in the dispute notification as filed and the
conciliation proceedings referred to above.
31 SWAHS essentially maintained that the overall responsibility for the
maintenance of the generating plant was with the Contractor.
Electricians were
only responsible for preventative maintenance components of the generator and
any such work was within the their
normal duties in maintaining electrical plant
services and equipment. They had no responsibility in the allocation of work
tasks
or repair work in relation to the generator and no responsibility over
the prime mover. The lines of reporting and responsibility
flowed upward from
the Electricians, to the Leading Hand Electrician, to the Assistant Engineer, to
the Engineer and then to the
Manager, Building Service and Operations.
32 Steve Hollis, Maintenance Electrician, has been with SWAHS (in
its various forms) and located at Nepean Hospital for approximately 10 years. He
is paid as a Level 2 Electrical Tradesperson pursuant to the Award. He was
formerly a member of the AMWU and is now a member of
the ETU. For the duration
of his employment he has been the Site Delegate for all Trades at the Hospital.
33 Greg Walker, Maintenance Electrician, was also formerly a
member of the AMWU and is now a member of the ETU. He commenced employment with
SWAHS
at the Nepean Hospital in November 2007. Prior to this he was employed by
the Sydney South West Area Health Service (SSWAHS) at Liverpool
Hospital as a
Level 1 Electrical Tradesperson. He had also worked at the Springwood
Hospital.
34 Ronald Dean, Assistant Engineer Maintenance, has been employed
with the SWAHS for 18 years. He is also a licensed Electrician. He has some 20
Trades Staff under his direct responsibility.
35 Andrew Skinner, has been Manager Building Service and
Operations at Nepean Hospital since 2001. He has tertiary qualifications in
Facilities Management.
He also has an engineering and trades background (with
various relevant qualifications) and was Hospital Engineer at Fairfield Hospital
before commencing his current position.
The Site Inspection
36 An inspection of the generator plant and other relevant areas at
Nepean Hospital was conducted on 30 July 2008. A standard weekly
area generator
test for essential supply (in the kitchen area) was also observed in all of its
various stages. Some 8 photographs
of relevant plant and equipment that were
viewed on the Inspection were also subsequently tendered (Exhibits 8a to 8j).
37 Both the ETU and the SWAHS described the various locations and
explained the procedures being undertaken and had the opportunity
to draw the
Commission's attention to any aspects of particular relevance to their
respective cases. The four witnesses were also
present.
Evidence -
ETU
38 Mr Hollis deposed that the issue of the allowance in dispute
first came to his attention after Greg Walker commenced at Nepean Hospital and
asked why they didn't get the allowance as he had received it when he worked at
Liverpool Hospital. Mr Walker showed him the particular
Award provision and
after reading it Mr Hollis was satisfied that that the work he did satisfied the
relevant definition and on that
basis he was entitled to the allowance.
39 He also consulted the Leading Hand, Alan Grice, who agreed that their
work satisfied the definition. The three men then jointly
drew the matter to the
attention of Mr Skinner, their direct supervisor by way of the letter referred
to above.
40 Mr Hollis deposed that it was not in dispute that they were in charge
of the electrical generator whilst they were employed on
site, only whether or
not they were in charge of the prime mover and thus could be said to be in
charge of the generator plant.
41 He further deposed that as a Maintenance Electrician he was required
to service and maintain the electrical generator and all ancillary
machinery
attached to it. He also maintained the control systems of the generator so as
to control the automatic starts on the battery
start systems. He went on to
describe a routine maintenance task with respect to the whole generating plant,
including the prime
mover, which involved the following:
a. We first start up
the prime mover,
b. We then run the prime mover up to speed,
c. We then
put the load on (resistive load bank);
d. We introduce the entire load in
three stages until we have 60-80% load on the prime mover.
42 Mr Hollis deposed that this task was designed to warm the machine up,
introduce load and see if the prime mover was able to accept
the load and was
working correctly. On this basis he said that clearly they were responsible
for, or in charge of, the prime mover
to ensure that it was capable of
withstanding the necessary load, were an emergency to arise and the generating
plant be required
for use.
43 Mr Hollis went on to describe the weekly area test and the involvement
of the Electricians in that test including the requirement
to go back to the
diesel plant room to check the prime mover and ensure that everything was okay.
This included checking oil pressure,
ensuring that the prime mover had actually
run when the fuse was applied and they also did a visual of the batteries to
ensure that
everything was back on line.
44 Mr Hollis also maintained that another example of his responsibility
for the generating plant was his responsibility for after
hours breakdown where
he might be called outside of hours because the prime mover had started for no
apparent reason. There was
an alarm system installed at the generating plant
which let the Engineer know when the diesel was running.
45 He maintained that whilst it was true that Advance Power was
responsible for the major maintenance of the prime mover, it could
not be said
that they were in charge of the prime mover on a day-to-day basis. The fact
remained that Electrical Maintenance employees
were responsible for the
day-to-day running of the prime mover and generating equipment and they were
the ones who were responsible
for ensuring that the prime mover and generator
were working and up to standard.
46 Mr Hollis had also prepared a document concerning the breakdown of
hours spent on working on the generator plant, comparing the
hours worked by
Advance Power, Maintenance Fitters and the Maintenance Electricians. (Exhibit
9-F).
47 There was lengthy cross-examination of Mr Hollis which I do not
propose to deal with in extensive detail only going to those issues
of
particular relevance to my consideration of this matter.
48 Mr Hollis acknowledged that, with the exception of the area tests now
being done on a regular and systematic weekly basis, his
duties had not changed
over the 10 years of his employment as an Electrician and that in relation to
his role, he took direction
from a superior and was required to carry out that
direction.
49 He also acknowledged that he had been the Union Delegate for most of
the time that he had been employed and that at times he had
been approached by
other Tradesmen from other craft groups, as well as his own group, for
assistance in the interpretation of the
Award and its conditions. He agreed he
had a reasonable understanding of the conditions of the Award and
notwithstanding that, he
had only realised since December of 2007 that he had an
entitlement to this allowance. His response was that he was still learning
the
award after 10 years. It was Greg Walker, the new Electrician, who drew his
attention to the provision.
50 Mr Hollis indicated that he relied on the Australian/New Zealand
Standards (Exhibit 10) in relation to the payment of that the
allowance as that
document outlined the tasks and minimum requirements for running a diesel
generator in a hospital. He did not
agree that this was incorporated in his
normal everyday duties which were detailed in his position description.
51 Whilst he acknowledged that the Electricians' role in conducting
preventative maintenance on the generator was to report any faults
detected or
observed, with responsibility being on either the Assistant Engineer or the
Engineer to approve repairs which would be
done by the Contractor, he maintained
that that would only happen if it was a major repair and they were able to do
minor repairs
such as replacing a burnt out wire or replacing a light globe.
52 He agreed that anything above minor work would need approval to
conduct that repair and that he did not have the authority to either
call the
Contractor or conduct repairs or undertake routine services. He had to seek
approval above a certain level but probably
differed with the SWAHS as to where
that level would be drawn.
53 He maintained that there was a requirement to be involved in
supervising the Contractor because they been asked to assist in some
small or
large form on some occasions, for example because it might be a new employee of
the Contractor. He agreed that that direction
usually came from the Assistant
Engineer.
54 Mr Hollis acknowledged the involvement of the Fitters in working in
the generation plant and the checks they did relating to the
prime mover and its
other component parts.
55 Mr Hollis was also challenged on the figures he had provided in the
table at Exhibit 9 - f and acknowledged that in fact the Fitters
provided 52
hours of preventative maintenance per year and also provided after hours or
emergency services in the generating plant.
56 When the Electricians and the Fitters were working on the generating
plant they worked as a team and he acknowledged it was the
manager's
responsibility to ensure that the work was completed in a satisfactory
manner.
57 However he continued to maintain his position that the Electricians
were in complete charge of the generating plant. He had never
worked on the
generator because there had never been a fault on that particular part of the
unit and if there was a fault it would
be more than likely to be Electricians
who would be required to work on it. He believed he had the appropriate
technical skills
to work on a major breakdown of the generator and get it up and
running if need be. However they did not have the equipment there
to do it.
58 Mr Hollis was also asked a number of questions about the PLC and
whether he had operated or maintained this piece of machinery.
He indicated
that there had been an issue when they had to override the PLC, but was
essentially unable to give details of maintaining
it in a breakdown situation or
of effecting repairs. He agreed the program was changed by the manufacturer,
being the Contractor,
and ultimately agreed he did not either pull the PLC down
or change the programming.
59 In relation to the prime mover, Mr Hollis agreed that if there was a
problem with the prime mover not taking the load he would
not touch the prime
mover. However he still maintained he was in charge of the whole plant because
when running the weekly test
it was not being remotely controlled from anywhere
else. He had been asked by his organisation to run that generator or perform
certain tasks and if he did and found a problem he either fixed it or reported
it. He agreed that those responsibilities were in
accordance with his job
description.
60 If he observed a problem he would report it and he agreed that it
would be Engineering Services who would take responsibility for
the problem.
61 Mr Hollis also acknowledged that it was rare for electricians to be
called in to repair and maintain the generator because it had
failed to start
and that this was as a result of the preventative maintenance program that was
run. He agreed that the Engineering
staff had charge of the overall
preventative maintenance program.
62 He also acknowledged that there was an automatic operation for
failures of supply and that the generator then shuts down automatically
when
power has been restored or the fault corrected.
63 He acknowledged that when he was required to be called in to repair a
fault in the generation plant he was there to find out what
caused the fault
that set the generation off in the first place and that was under the direction
of the Engineer and Assistant Engineer.
64 Mr Hollis was challenged on the number of hours that the Electricians
maintained they worked on an annual basis in relation to
electrical generation
and whether that was a sufficient basis, being only a component of their total
duties, to say that this was
complete charge of a generation plant. Mr Hollis
did not agree with this proposition.
65 He explained how he had arrived at the figures he had provided for
Advance Power which were based on log books that were in the
diesel house in a
cupboard. He had not previously seen quarterly job reports as provided by
Advance Power to the Engineering staff
(Exhibit 7.10) but disputed their
accuracy and completeness.
66 Mr Hollis did not deny that during his employment at Nepean Hospital
he had had a number of disputes with the Area Health Service
relating to his
Award classification and wages. Those matters had been brought to the
Commission on a number of occasions commencing
in 1999, with some 12 Commission
appearances over the next five or six years but with a negative outcome
resulting.
67 His view of the role played by the Engineer and the Assistant Engineer
in the maintenance of the generation plant was as an administrative
role, there
was no hands on. They directed people to do particular tasks and they were done
and they would monitor the tasks through
administration. If there was an issue
with the performance or completion of a task his Leading Hand would take it up
with him.
68 During the weekly area testing there was no supervisor or Assistant
Engineer present.
69 In relation to the PLC he agreed it was part of the
overall package and any fault finding process that had to be conducted on the
generator would have to involve testing the PLC and may involve testing of other
bits of ancillary equipment.
70 Mr Hollis also indicated that the
Contractor only ran dummy loads during their period runs of the generator and at
no stage did
the Contractor or anyone else, other than Electricians, run the
generator with hospital loads.
71 Mr Hollis indicated that they did not go into the generating room at
any other time during the week, apart from the work involved
in the weekly area
test or unless there was an after hours breakdown or something came up on the
alarm and they had an outage and
they had to go down and check. The plant was
locked all the time and there was no need for them to go into that room other
than
for those maintenance checks.
72 Mr Walker deposed in
identical terms as Mr Hollis as to the nature of the duties and responsibilities
he carried out at Nepean Hospital in
relation to the generator, prime mover and
generator plant.
73 He deposed that whilst employed as a Maintenance Electrician at
Liverpool Hospital he had responsibility, as part of his duties,
for the
generating plant and equipment. The roles and responsibilities at Liverpool were
exactly the same as the roles he carried
out at Nepean Hospital. At Liverpool
Hospital there were also a number of contractors engaged to perform work on the
prime mover.
However the fact that contractors worked on the prime mover at
Liverpool was not seen as being enough, on its own, to stop Liverpool
making the
necessary payment of the allowance in accordance with the Award. The work at
Liverpool was quite structured, they were
tested on their competence is and
would regularly meet with the engineers.
74 He did not provide a job description for the position at Liverpool
Hospital.
75 He deposed that the work on the plant and equipment at the generator
was required to be done. If the Maintenance Electricians
did not maintain the
plant and equipment, then the generator would simply fail and no one would take
responsibility for the plant
and equipment.
76 He further deposed that there was no major difference between the work
he carried out at Liverpool Hospital and that performed
currently at Nepean
Hospital save for the fact that he was paid the allowance while working at
Liverpool Hospital.
77 Mr Walker gave further evidence that at Liverpool Hospital there was
particular training and competency requirements to qualify
them to take charge
and run the generator. On top of that Liverpool produced electricity at 11,000
volts and to work in that sort
of area they needed to be trained in the high
voltage switching arrangements with Integral Energy because they interfaced with
their
transformers on site. That extra knowledge wasn't required at Nepean
because of lower power generation.
78 If electrical contractors came on site and carried out any work that
required turning off the main switch, (e.g. to put a power
point in where they
had to put a circuit breaker on a switchboard) that would signal that there was
no power and start their generator
and power supply. It was therefore critical
that when any contractors came in and turned off the power that the generator
was isolated
and controlled. He had been involved a number of times in turning
off the generator and making it safe.
79 There was also extensive cross examination of Mr Walker. Only relevant
issues will be referred to.
80 Mr Walker acknowledged that on commencing at Nepean Hospital he would
have sighted and signed a job description similar to that
of Mr Hollis. He also
acknowledged the terminology used in the job description in describing the
duties required to be performed.
81 He agreed that he reported to his Leading Hand, who in turn reported
to the Engineer. He had formed the view that the Electricians
satisfied the
definition in the Award and should be paid the allowance on the basis that "we
take direction and we give charge to
the generator and procedures".
82 He
acknowledged he took direction from above to perform tasks on the generation
plant. That was how he came to the conclusion
that they satisfied the
definition that they were in charge of "because there's no - whilst there's
direction there is no charge
or control of the generator set from a functional
working point of view as electrician".
83 He definitely considered that
he was in complete charge of the whole plant including the prime mover and was
required to run and
maintain the installation generally. "When the unit got
turned on, functioning as an Electrician on that site, it was the Electricians
that would charge the unit".
84 However he agreed that it was a very
involved bit of equipment and he was not wholly and solely the person
responsible for it.
It was a team effort across the Electricians, all
Contractors and all Engineering Staff.
85 He did not agree that the reason he was paid the allowance at
Liverpool Hospital was because of some "local arrangement". When
he commenced
work at Liverpool Hospital other electricians were already receiving the
allowance.
86 The basic equipment in the two hospitals was the same, but there was a
difference of generating power on the side of the transformer.
Liverpool was a
bigger hospital therefore it was designed differently, they had individual power
to each place rather than what
happened at Nepean. They had two units
side-by-side that would work together to accomplish a load, instead of having a
really big
one. Liverpool was probably growing and they'd added ones on and
some buildings had their own stand alone generator that were obviously
a lot
less than 75 kws but that was part of their servicing as well.
87 Although he had not provided any supporting documentation relating to
the job description at Liverpool he considered it was substantiated
that they
had similar duties, It was a State hospital and a State award they worked under.
He received the same directions, and
he had a Leading Hand who reported to the
Engineer.
88 He said that at Liverpool they did similar area tests on a weekly,
monthly and six monthly basis. Generally the system that Liverpool
would
operate, was that a floor or building would be more appropriate to test on,
rather than to individual boards because there
were just too many individual
boards.
89 Mr Walker acknowledged that at Liverpool Hospital he did not have any
approval or authority to either undertake works or expend
financial resources on
the generating plant. Those responsibilities lay respectively with the Leading
Hand, the Assistant Engineers
the Engineers and the Purchasing Officer.
90 In spite of this, he considered that he was in complete charge of the
generation plant because he had to turn the unit on and run
the unit to the
Hospital or to a dummy load. It was the same system at Liverpool as at Nepean
in that a power failure was simulated
and the system started
automatically.
91 Although he took directions from his Leading Hand at
Liverpool, and took directions from his Leading Hand at Nepean, to run regular
tests on the generator, he considered he was in complete charge of the whole
plant including the generator and prime mover because
"I can't see how you can
run the generator on an automated system, prompt it to run on an automated
system to maintain the system
and not be in charge of that unit when you turn it
on".
92 The Engineers generated the paperwork involved in the weekly testing
and informed the NUM in the particular area. Mr Walker acknowledged
that when
he identified a problem with the generator he reported that problem to
management and they made the decision as to what
was to be done.
93 He also acknowledged that the generator needed servicing and
maintaining from specialised people and that he didn't have the skills
or
knowledge to overhaul the generator, however he considered he that he did not
need those skills.
94 An example was given of when the Contractor came in to do a repair on
number 2 generator and the next day the Electricians noticed
there was a problem
about a couple of wires. They reported that. Mr Walker described what then took
place to identify and resolve
the problem but acknowledged that Mr Dean, the
Assistant Engineer, came down and looked at it and authorised the Electricians
to
make the repair.
95 Mr Walker was also taken to the same calculations on hours spent in
relation to the generation plant and also acknowledged total
hours spent per
year on maintenance by the Fitters and their role in the plant.
96 In relation to the prime mover he considered that working on the prime
mover was part of the Advance Power contract.
97 He was extensively tested on his involvement in relation to the prime
mover and ultimately agreed that his only involvement was
to turn off the
control circuit. He continued to maintain that he was in charge of the whole
plant including the prime mover when
it was starting and when running.
98 He considered that if there was a problem with the generator, the
party to repair it would be whoever was most efficient, Advance
Power or another
contractor, that would be for the Hospital to decide. When a contractor was
on-site he did not did not supervise
them but they did work with them. To his
knowledge there was no supervision of the contractors.
99 Mr Walker was also asked questions about callouts in relation to the
generator but had no detailed knowledge of what occurred with
other
Electricians. He knew his Leading Hand had been called in because the generator
did not start but that was as far as he could
take it.
100 Mr Walker had also given evidence about the work carried out by
Advance Power and subject to cross examination on that evidence.
He maintained
that the figure of 4 hours per year was based on the actual run time of the
generator rather than being just the
time they spent in the generating plant on
each of their visits. He acknowledged they spent additional time doing other
tasks in
their maintenance and service work but he generally still did not
consider that Advance Power carried out the hours that may have
appeared on the
docket sheets.
101 In looking at the weekly tests undertaken by the Electricians, Mr
Walker agreed that about half an hour was involved in the generating
plant
actually running.
102 Whilst he considered Advance Power was responsible for maintenance of
the prime mover he did not consider that they were in charge
of it on a
day-to-day basis. That was the operator, the Electrician who worked within the
workshop whether the Leading Hand delegated
it to himself or delegated that to
either Mr Walker or Mr Hollis. On an everyday, normal basis they reported
matters to "supervision"
after identifying irregularities.
103 He also indicated that the generator and prime mover were integrated
and neither could be run in exclusion of the other.
104 The issue of relevant competencies had not arisen because Nepean
didn't pay the allowance.
Evidence - SWAHS
105 Both Mr Skinner and Mr Dean deposed in
some detail as to the Preventative Maintenance Program at Nepean Hospital and
the role
of the Maintenance Electricians.
106 Mr Skinner deposed that there were direct reporting lines and
lines of responsibility from senior management to his position, to the Assistant
Engineer to the Leading Hand and then to the Tradesperson.
107 In the majority of occasions, work tasks were allocated either by a
Request for Work or from the Preventative Maintenance Program.
The Assistant
Engineer prioritised the Request for Work and allocated the task to the
appropriate Trade within the Preventative Maintenance
schedule. Work tasks were
allocated to the various Tradespersons by the appropriate Leading Hand, and were
allocated according to
priority of the task. The Assistant Engineer reported
directly to Mr Skinner as to any problems in the tasks allocated, including
the
need for additional allocation of staff and financial resources, with the
decision to make any such allocation remaining with
Mr Skinner.
108 The Preventative Maintenance Program had been developed following
advice from the Contractor (being experts in the field) and
in consultation with
the Leading Hand Electrician.
109 The Electricians were responsible for the preventative maintenance
components of the generator. Any defects or problems identified
in this process
were reported through the Leading Hand Electrician to the Assistant Engineer
who, if necessary, reported to Mr Skinner.
In most cases the Assistant
Engineer, with Mr Skinner's authority, would approve the repair and allocate the
work to the appropriate
Trade for minor repairs or to the Contractor for more
complicated or major repairs.
110 It was part of the Electricians' normal duties to conduct regular
tests on the generator as part of the Hospital's Preventative
Maintenance
Program. If they detected any faults during that testing, or during other work
that might be required, in relation to
the generation plant, they were to report
in first instance to the Assistant Engineer. The Assistant Engineer, if
necessary, would
consult with Mr Skinner to advise of a major fault, but on most
occasions would approve any minor repair work to be completed. That
might be by
way of a direction to the Electrician and/or other Trades staff to complete the
work or might involve the calling of
the Contractor.
111 However Mr Skinner said that there were components, the electrical
side of which, was the Electricians' responsibility. They would
be authorised to
do certain work at certain times but in consultation with the Assistant
Engineer.
112 The Assistant Engineer, through to Mr Skinner, was responsible for
monitoring the work of the Electricians with the Leading Hand,
ensuring they
carried out their work, and reporting to the Assistant Engineer. They had daily
contact and bi-weekly meetings .
113 Mr Skinner deposed that the Electricians were not required to
undertake most repairs involving the generating plant as they did
not have
specialised skills and equipment. They did not have any responsibility over the
prime mover. Nor did they have any responsibility
in the allocation of work
tasks and repair works in relation to the generator. That remained the
responsibility of Mr Skinner's
position which was delegated to the Assistant
Engineer and the Contractor. Further the Electrical staff were not responsible
for
the supervision of other Trades who may be required to work on the generator
plant or the Contractor. They had been advised that
they must report all faults
found resulting from the routine tests which were part of the preventative
maintenance. Mr Skinner,
as Manager of the service, had the responsibility of
notifying senior management of any potential problems or defects with the
emergency
generation.
114 Mr Skinner also deposed that the Electricians did not have any
delegated authority to call the Contractor or undertake non-routine
repairs
without the approval of the Assistant Engineer. Whilst the Electrician may be
required to provide assistance to the Contractor,
they did not have any
authority or direction over the Contractor or the Contractor's employees.
115 Mr Skinner did not consider that the Electricians had complete charge
of the generator plant. They did not perform any duties
on the prime mover,
with the exception that, during testing, they observed that it started
correctly. If it did not start or operate
correctly it was reported to the
Assistant Engineer who would decide, in consultation with Mr Skinner, the
appropriate action to
be taken. They did not have complete charge of the
generator either, as again, any faults detected were reported up.
116 Mr Skinner's interpretation of the word "charge" meant in "total
control or in control of". He assumed that there would be circumstances
where
they were in charge of parts of it, and if they were, it would only be the
electrical plant.
117 Mr Skinner also indicated that other Tradespersons, and in particular
the Mechanical Fitter, had some duties associated with the
generator plant with
these duties either carried out, as directed by the Assistant Engineer for
non-routine work, or, in accordance
with the preventative maintenance
program.
118 He refuted the Electrician's claim that they took responsibility for
the prime mover and indicated that this was false. When
the system detected
that emergency generation was required the prime mover started automatically.
The role of the Electricians when
conducting routine testing was to observe this
start, and, if necessary, report any faults in that starting process.
119 Mr Skinner pointed out that in a genuine emergency no staff member
was normally present. If an Electrician was "called in", their
role was to
ascertain the cause of the fault and ensure that the generators were supplying
power correctly, if they weren't, they
were required to advise the appropriate
person accordingly.
120 Mr Skinner deposed that the overall responsibility of the Emergency
Generation Plant remained with his position. It was his responsibility
to
report any problems in the emergency generation to Senior Management to minimise
any possible impact on patient care. The reporting
lines of the Electricians
was well defined and known to them. The current Assistant Engineer also had an
electrical trade background.
121 Mr Skinner outlined the actions he had taken upon receiving the
request for payment of the allowance from the Electricians. He
had sought
further information from them and also received representation from their Union
Officials, but remained of the view that
the Electricians were not entitled to
receive this payment. To confirm his view, and following the advice of the
Human Resources
Department, he contacted the Engineering Departments of other
metropolitan hospitals and hospitals of a similar size to Nepean to
inquire
whether the allowance was paid in these facilities. Of the hospitals contacted,
only Liverpool Hospital paid the allowance
and he was advised that prior
management had approved that payment.
122 He had annexed to his witness statement (Exhibit 15 - Annexure 6) a
copy of the memorandum he had sent to Mr McReynolds detailing the results
of his inquiries. The memo detailed some nine metropolitan and one non-
metropolitan hospital, the name of
the person contacted and their position,
together with their response received. Within the Liverpool cluster only
Liverpool Hospital
indicated it paid the allowance.
123 Mr Skinner had not contacted Manly, Sutherland or Bankstown
Hospitals, (which were nominated as paying the allowance in the ETU's
survey).
Without knowing the size of the Hospitals in question he couldn't comment,
except that Manly was a smaller Hospital.
124 It was Mr Skinner's view that the allowance would only be payable to
an electrician, for example, found in a smaller country hospital
where there was
a generator fitted and that electrician did not have the technical support of an
Engineer or Assistant Engineer.
Such electrician might also report to a senior
who did not have either technical knowledge or electrical background. That
person
would therefore be required to carry out functions in the overall
operation of the generator plant which were similar to the functions,
that at
Nepean, he and the Assistant Engineer undertook.
125 Mr Skinner acknowledged that he was not a licensed Electrician and
did not participate in the day to day running of the generator.
His role was
that of overall responsibility.
126 In relation to the Contactor, they were not contacted as the first
port of call for repairs or testing, as that was not part of
their contract. He
agreed that the Electricians were the first port of call to investigate any
disruptions with respect to the generator.
When the Contractors were on site the
Trades staff were obviously always involved with them
127 Mr Dean also deposed as to the lines of reporting and
responsibility, general organisation of the Trades area and the Preventative
Maintenance
Program, in similar detail as that deposed by Mr Skinner.
128 The Preventative Maintenance Program was developed over time and in
consultation with the Leading Hands responsible for each Trade.
It was a
computer based system called Logicam. Each week it generated the maintenance
program for the following week. The schedules
were then provided to the Leading
Hands who then assumed responsibility in completing the tasks
allocated.
129 Mr Dean was responsible for the supervision of the
Preventative Maintenance Program. He was also responsible for monitoring the
work performance of the Electricians.
130 Mr Dean deposed that any changes in the program must be authorised
and approved by him. If necessary he would take direction
from and/or consult
with the Engineer. Once tasks were allocated, neither the Leading Hands nor
Tradespersons had the authority
to vary the work tasks without first consulting
with him. Once the work tasks had been allocated it was part of a Tradesperson's
duty to document the task undertaken, time spent and materials used, with this
information entered into the Logicam system and used
to ensure that the
allocated tasks had been completed appropriately. It also allowed for the
information to be used in the monitoring
and service history of any particular
piece of equipment or machinery. The responsibility of monitoring the work
performance of
the Tradesperson was the responsibility of the Leading Hand of
the particular Trade with any difficulties experienced or indicated
being
referred to Mr Dean.
131 Mr Dean was aware that the Electricians were claiming the allowance
in question, and as their immediate supervisor and being a
licensed Electrician
himself, he considered that they were not in complete charge as they took
direction from him in the performance
of their normal duties including tasks
associated with the generating plant. He believed that their duties in the
generating plant
were part of their normal duties in maintaining electrical
services, plant and equipment. They did not have any responsibility for
the
prime mover. This remained with the Contractor, Advance Power, and for minor
repairs, the Fitters. The Electricians had no charge
or responsibilities over
the Contractors when the were on site. They had no responsibility for the
Fitters if they were working in
the generating plant. They worked hand in hand
with the Fitters if need be.
132 Mr Dean went on to detail the steps involved in the weekly testing
process. There was a pre-determined schedule with a list compiled
over the
years in conjunction with the leading Hand and with a record kept of the areas
tested. It took them over 12 months to go
to every area in the Hospital. It was
his responsibility to advise the area/departmental manager (which he did by
email), that testing
in accordance with the schedule was to be undertaken in a
given area and to ensure that the tests did not interfere with patient
service
delivery. The Electricians did not have any responsibility in this, other than
to advise him of the next area on the test
schedule. Their role was to conduct
the tests and report back to him should there be any problems.
133 The Leading Hand would basically pick up the paperwork for the test
to be undertaken and the Electricians would carry it out.
134 He deposed that the Electricians did not have any responsibility or
authority to cancel a test or to test a different area, that
responsibility
remained with Mr Dean. If the situation arose, due to other hospital
priorities, he might cancel a scheduled test
and redirect the Electrician to
perform other work as necessary.
135 Mr Dean also detailed the work and responsibility carried out by the
Contractor in the servicing of the generation plant. They
also carried out any
major repairs or overhauls of the generators, prime movers or major control
equipment. The Electricians were
not required to remove the cover from the
generator or carry out any work on the prime mover unless of a very minor
nature.
136 The generator functioned automatically and the Electricians
did not run the machinery. A Programmable Logic Controller (PLC)
controlled the
system including running the second generator if required. For any problems
associated with the PLC, the Contractor
was called, and, as far as he was aware,
the electricians did not have the necessary skills or equipment to work on the
PLC program.
137 Mr Dean had also considered the figures as to maintenance hours
worked on the generating plant as detailed in the affidavits of
Mr Hollis and Mr
Walker. He did not agree with those figures. He said that the service records
would confirm that Advance Power
spends over four hours on site, each visit.
138 Advance Power looked at the complete system. They manually started
the generator rather than simulating a power failure. It was
a simple matter of
turning the key on the switchboard. They may spend all day changing oil, oil
filters, conducting load tests,
checking and changing coolant and overall the
major service of the prime mover and ensuring that the system works as designed.
He
annexed copies of past quarterly service reports from Advance Power which he
said clearly indicated the detail of the service provided.
He also attached, as
a comparison, the two most recent weekly preventative maintenance job dockets
showing the required functions
required to be completed by the Electricians.
139 Mr Dean also considered that the Electricians were responsible on a
weekly basis to carry out their normal duties in the preventative
maintenance
program relating to the emergency generator with any problems identified with
this program reported back to him. He
then made the decision as to the next
action to be taken, whether it was to be fixed or not fixed. The Electrician
and even the
Leading Hand must first obtain his approval to perform any task
associated with major electrical work to be performed throughout
the Hospital,
including any work associated with emergency generation.
140 Mr Dean
deposed that the Electricians took responsibility, under his direction, for
conducting the weekly and monthly testing
of the generator. They did not have
overall responsibility for the generator or whole generating plant and they
definitely did not
have any responsibility over the prime mover.
141 Mr
Dean confirmed the evidence of Mr Skinner in relation to "call in" situations.
The generator started itself and would shut
itself down. If, out of normal
working hours, an alarm was reported indicating the emergency generator has
received a "call", the
"on-call engineer" will contact the Electrician, if
available, to attend the site and to investigate the reason for the start
of the generator. He went on to say that it had occurred where no Electrician
had been available to attend the site. The generator
had started and shut
itself down again without any "outside" intervention as it was designed to
do.
142 It was Mr Dean's observation that the Electricians did an extremely
good job in regards to the testing and monitoring of the emergency
generator
supply system and they prided themselves that they did not have failures because
of the program they had in place.
143 Mr Dean also explained about the "three start" testing procedures
undertaken by the Contractor as part of their service of the
plant. Mr Dean did
not think that this was done by the Electricians as they simply do a test start
to a particular area as part
of the weekly testing program.
144 To the best of Mr Dean's knowledge the Contractor, in carrying out
the 4 site visits per year, spent a minimum of 4 hours on the
quarterly
inspections and up to six hours on the annual service. The only contract that
Advance Power held at the Hospital was for
the generator.
145 Mr Dean did not consider that they had the facilities at Nepean to do
a major overhaul of the generator. He was not aware of whether
Mr Hollis had the
skills to carry out such an overhaul because he had never been asked to carry it
out and wouldn't be asked. They
would call in the Contractor.
146 Mr Dean also gave further detail about the alarm process and what
actually happened when the generator started up and shut down
due to an alarm.
They did not always call in an Electrician when this occurred, it depended on
whether they were available. As he
lived not far away he sometimes came in. It
was his call.
147 In cross examination Mr Dean generally continued to confirm the
detail he had provided in his written evidence. He also continued
to maintain
the views he had expressed concerning the Electricians and issues relating to
their claim for the allowance in question.
148 Mr Dean acknowledged that the Electricians worked in a team
environment and that when faults or problems were identified there
a consensus
basis for the decision on responding to the fault involving the Leading Hand and
the Electricians. However the final
call as to what action to take was still
his.
149 Mr Dean rejected any suggestion that in running the weekly test the
person involved in the direct operation must also run and
control the prime
mover. He said the prime mover started automatically. The whole process involved
was automatic. He also rejected
the suggestion that the process was triggered
manually. It was triggered automatically when the fuse was pulled. Whilst the
generator
could be started manually, under their system of tests, it was not. He
did agree that pulling the fuse triggered the operation off,
within the
appropriate parameters.
150 Mr Dean was not aware of any minor repairs that the Electricians
might have been required to carry out on the prime mover as part
of their
overall generator function, that would be a Fitter's role. In relation to the
generator, they might tighten up a nut that
had worked loose or clean battery
terminals. He saw that as part of their duty to carry put plant maintenance.
151 Mr Dean agreed that the 4 hours spent on site by the Contractors on
their visits did not mean the generator was being run for
4 hours. He agreed
they probably spent about 20 hours per year on routine maintenance of the
generator.
152 The Contractors were called in to breakdowns but Mr Dean said they
didn't have many breakdowns. Advance Power had not been required
to be called
in during the last 12 months.
153 Mr Dean agreed that the Hospital power system remained an operational
and safe system due to the commitment and responsibility
of the Electricians. He
thought they did a good job.
154 Mr Dean also indicated that they "over-complied" with the standards
referred to the ETU's evidence, in that they conducted weekly
tests when the
standards only required monthly tests. They had to do weekly tests simply
because they had so many areas they wanted
to test as well and they couldn't fit
them all in if they did only monthly tests.
Submissions
155 Mr Robinson for the ETU submitted
that whilst there had been numerous decisions of the Commission in interpreting
the provisions of an award,
an "ad nauseum" analysis of provisions and
grammar within a clause sometimes "lost the plot" as to the original
understanding the draftspersons
or legislators may have had in mind in relation
to a provision. In this case the Award provision relating to the allowance in
question
was very specific and expressed the clear intention of the
draftspersons in specifying that the allowance applies strictly to an
electrician.
156 On the issue of the meaning of the phrase "in complete charge" as
contained in the Award definition, he relied and expanded on
the following
definitions:
· Responsibility - A charge, trust or duty, for
which one is responsible - a person or thing for which one is responsible.
Shorter Oxford Dictionary (Exhibit 16)
· Charge -
Commission, trust, responsibility; - Care, custody, superintendence; a thing or
person entrusted to the care of anyone.
Shorter Oxford Dictionary (Exhibit 17)
· Complete - having all its parts or elements; whole;
entire; full.
· In Charge - in command; having supervisory
powers.
· In Charge of - having the care or supervision
of.
· In the charge of - in the care of, under the supervision
of.
· Whole - comprising the full quantity, entire, full or
total; containing all the elements properly belonging; complete: a whole
set
· Include - to contain, embrace, or comprise, as a whole does
parts or any part or element; to place in an aggregate, class, category or the
like; to contain as a subordinate element, involve as a factor.
Macquarie Concise Dictionary (Second Ed. 1988) (Exhibit 18)
157 Mr Robinson submitted that in considering the definitions, he
believed the intentions of the draftsperson, that "having the care or
supervision
of, or under the supervision of" had to be taken grammatically in
the context of the words that followed, and that was about the
care and
supervision of the whole plant.
158 When the next words "including the prime mover" were considered,
having regard to the photo evidence, the affidavit evidence and
the inspections,
the prime mover was indeed attached to and formed one complete device by having
the prime mover and generator acting
together.
159 He submitted the intention of the drafters was plain. The clause
applies to electricians not supervisors or managers. It was about
electricians
having complete charge of an entire device when they were required to run and
attend to it. The only way you could run
that plant was to have complete charge
of it.
160 Mr Robinson then took the Commission to a survey of
hospitals paying the Award allowance to electricians (Exhibit 19), some 5 in
total. He had
sent out a random survey to members in hospitals. He suggested
that any hospitals not paying the allowance (such as Auburn) would
be a
situation where they get the overwhelming majority of the work done by a
contractor and that the electrician does not in any
way shape or form attend the
generator generally, run the generator or have any charge of the generator.
161 Mr Robinson submitted that he relied on the inspection as
disclosing the role of the Electricians. However he noted that in relation to
the
Assistant Engineer and supervisor bring present during the inspection, under
the normal circumstances of a weekly test, they would
not be present. The
Electricians, in conjunction with the Leading Hand as a team, ran the whole
process themselves and reported
back accordingly.
162 In relation to the job descriptions tendered by SWAHS (Exhibits 7.4
and 7.5) Mr Robinson submitted that was absolutely clear that there was
no direct requirement whatsoever to attend the emergency power systems of the
Hospital as there was no mention of the emergency power system. Management had
realised this oversight or omission and sought to
address it in their intended
statement of duties (Exhibit 7.6).
163 Relevant provisions of the Electrical, Electronic and
Communications Contracting Industry (State) Award were referred to as being
indicative of the additional skills and responsibilities required, and
recognised through competencies rather
than an allowance, and necessary for
electricians (such as Advance Power employees), to be able to perform
work on the generator.
164 Mr Robinson also relied on the Generator Test Schedule
(Exhibit 20) which listed the various areas affected, the test method and
comments. He
observed that as there were 120 odd distribution boards around the
Hospital, with a weekly test, it would take approximately 2 years
to test all
areas.
165 Mr Robinson tendered a further document entitled "Generator
Test Procedures" (Exhibit 21) for various locations around the Hospital.
166 Mr McReynolds, during the course of his submissions indicated
that he had not previously seen this document, had not had the opportunity of
cross
examining the ETU's witnesses and Mr Dean, the Assistant Engineer was away
for 12 weeks, so he was unable to seek further instructions
in relation to the
document.
167 The Commission therefore gave Mr McReynolds leave to verify
the status of the document and whether it was an "official" document and had the
approval of the Engineering staff.
168 By correspondence dated 28 October 2008 Mr McReynolds advised
the Commission (attaching a memorandum from Mr Dean) that Mr Dean had not
previously seen the document and it was not an
official form. He submitted "that
the Commission should give this document little weight towards the Union's
claim".
169 The Commission accepts that submission as being reasonable in the
circumstances. The Union could have sought to tender the document
during course
of the evidence of either of its two witnesses or during cross examination of Mr
Dean and the document could have been
appropriately tested as a result. I do not
propose to refer to the document further.
170 Mr Robinson drew the Commission's attention to the minimum
requirements enshrined in the Australian/New Zealand Standards (Exhibit 10). He
emphasised
that, in relation to the testing procedures, the Electricians were
the only ones that incorporated the Hospital as a load on the
generator. The
Contractor did not. That was a very significant difference. If the Contractor
made a mistake or something went wrong,
the Hospital circuitry was protected.
However when the Electricians played their role in the testing, the Hospital was
vulnerable
if they didn't follow the right protocols, meaning the Hospital
itself was a load to the system.
171 In relation to the documentation concerning the service visits of
Advance Power, Mr Robinson submitted that the role the Contractor played
at Nepean Hospital was no different than the role that any other electrical
contractor
or building services contractor would play in their attendance at the
Hospital.
172 Mr Robinson briefly summarised the relevant evidence and
submissions that the Commission should take into account.
173 He further submitted that the SWAHS witnesses clearly identified
their roles as supervision. That supervisory role was in relation
to all the
plant and maintenance systems, the same as any supervisor or managerial
structure. They were reporting and decision making
structures, but not
structures that delved into the day-to-day activities of the Electricians. The
supervision and management played
no role in the running and general attendance,
including breakdowns, of the generator nor did the Contractor and that was clear
from
the evidence. Further the Nepean Hospital Electricians were the first port
of call for an emergency response, not the Contractor,
and that was required by
Hospital management.
174 Mr Robinson submitted that the Electricians satisfied the
requirements of the Award provision and on that basis requested that the
Commission
grant the draft orders as sought.
175 Mr McReynolds, for SWAHS, submitted that, in relation to the
work of the Contractor, they were relied on by the Service as having the overall
knowledge
and skills to service all generation plant and every component in that
generation plant. They had the overriding technical expertise
in the
performance of those tasks. They were not "in charge of", or "took
responsibility for", the performance of those tasks however,
that was the
responsibility of management, being the Engineer and the Assistant Engineer.
176 The Commission was taken to the job descriptions that had been agreed
to and signed by both Mr Hollis and Mr Walker, where it
clearly stated that they
were required to "undertake required corrective and preventative maintenance to
electrical services, plant
and equipment and other general electrical appliances
and systems". It was submitted that that clearly would include the generation
plant as well as plant and equipment throughout the whole site.
177 Mr McReynolds also indicated that Exhibit 20, the Generation
Test Schedule, was prepared and maintained by the Assistant Engineer, not the
Electricians.
The Assistant Engineer was responsible for the upkeep of that
document and advised the Electricians of when and where tests were
to be
performed and advised the respective area that a test was about to be
undertaken.
178 The generating plant at Nepean Hospital was for emergency generation
only. Full time electricity generation was not required.
The system was such
that when a failure to the power supply was detected, it started the generator
automatically and distributed
the new electricity to the affected areas. When
power had been restored, it shut down automatically and no physical intervention
was required. What may be required was the detection of what caused the power
failure in the first place.
179 It appeared from the evidence that the Union's claim was based on the
premise that because the Electricians undertook work tasks
and performed regular
and scheduled tests on the emergency generation system in accordance with the
scheduled routine preventative
maintenance program, that they had an entitlement
to be paid the allowance under dispute.
180 However the tests concerned were routine and regular and had been
part of the Hospital's preventative maintenance program for
a considerable
number of years. The testing schedule that was run, was in excess of the
requirements of the relevant industry standards.
181 It was submitted that the inspection demonstrated that the
Electricians could not be considered as having complete charge in running
these
tests. For example, the notifying advice to the area to be tested was not
produced by the Electricians, this was done by the
Assistant Engineer who was
also responsible for the upkeep and maintenance of the preventative maintenance
program, including the
tests to be undertaken on emergency generation. He was
responsible for deciding which area was to be tested, not the Electricians.
The
inspection showed that the Electricians, as the qualified Tradespersons, were
responsible, in accordance with their position
descriptions, for undertaking
preventative maintenance to electrical services, plant and equipment.
182 Mr McReynolds submitted that whilst the Union was pressing
that all three Electricians at Nepean were "in charge", and were therefore
entitled
to be paid the allowance, the definition clearly referred to "an
electrician". This phrase clearly referred to the singular, not
the plural or a
multiple. He queried how all three Electricians could be in charge of the same
piece of equipment or area, and, at
the same time. He said that Mr Hollis had
also agreed in cross examination that the term implied the singular.
183 Mr McReynolds also stressed that the definition did not say
"any electrician" or "all electricians" nor did it imply the word "electricians"
as
the plural or in multiple terms.
184 Mr McReynolds then took the Commission through the history of
the particular allowance provision firstly, when it was inserted in the
Public Hospital Employees (Skilled Tradesmen) (State) Award in 1980 and
secondly, when it was first inserted in the Electricians &c., Award
in 1919 (see Background and Chronology above.) The wording had changed little
over time, with the exception of the original 1919
clause which reads "an
electrician in charge of generating plant shall be one who" whereas the current
Award reads "electrician in
charge of generating plant" means an "an electrician
who".
185 Mr McReynolds submitted that this provided support for their
argument that the intention of the allowance was to only be payable to an
individual
employee who was in complete charge and responsible for the whole
plant and the continued generation of electricity. The SWAHS position
remained
that, due to the management structure in place, the Hospital did not even have
an individual employee who could be considered
as having complete charge of the
generation plant. The relevant evidence of Messrs Skinner and Dean were
referred in this regard.
Further it was acknowledged by the employees in cross
examination that they took direction from the Engineer and the Assistant
Engineer.
186 Mr McReynolds submitted that the SWAHS's submissions were
supported by relevant definitions (acknowledging that they were also relied on
by the
ETU), as follows (Exhibit 7.22):
· Complete; having every
necessary part, entire.
· Charge; to command; place a burden upon
or assign responsibility to.
· In Charge of; having
responsibility for.
· Whole; containing all the component parts
necessary to form a total; complete, all the parts, elements etc, of a thing; an
assemblage of
parts viewed together as a unit.
· Include; to have
as contents or part of the contents; be made up of or contain; to add as part of
something else; put in as part of a set,
group or category.
The Collins Concise Dictionary (Second Edition 1988)
· Complete; having all its parts or elements; whole; entire;
full.
· In Charge; in command; having supervisory
powers.
· In Charge of; having the care or supervision
of.
· In the charge of; in the care of, under the supervision
of.
· Whole; comprising the full quantity, entire, full or total;
containing all the elements properly belonging; complete: a whole
set.
· Include; to contain, embrace, or prize, as a or does parts
or any part or element; to place in an aggregate, class, category all the like;
to contain as a subordinate element, involved as a factor.
The Macquarie Concise Dictionary (Second Edition 1988).
187 He submitted that the definitions
for the terms "whole", and "including" also strengthened the SWAHS's
interpretation of the clause
and referred to the Electricians' original written
submission of December 2007 (Exhibit 15 - Annexure 2), which provided four
points
which they considered justified the payment of the allowance. Three of
those dot points - 1), 2) and 4), related directly to the
day to day duties of
an Electrician, as documented and provided in their position descriptions. As
shown in evidence, the remaining
dot point - 3) was not a task that was
allocated to the Electricians beyond their monitoring and testing of the
generation system.
188 In response to Mr Skinner's request for further additional
information from the Electricians, Mr Hollis, by letter of 14 February
2008
(Exhibit 9 - Annexure D), relied in part, on the reference in the Award (Clause
6 Wages, (iii)):
"the weekly wage is referred to in subclause (i) and (iv) of this clause are inclusive of the Hospital trades staff allowance, paid in recognition of the responsibility, specialised skills, flexibility and discretion exercised by such trades persons and the environment in which they work."
189 Mr McReynolds submitted that this reliance was incorrect and referred the Commission to the decision of Conciliation Commissioner Cansdell in Health Commission of New South Wales v Labor Council of New South Wales and ors, Re: Special skills & disability allowances for tradesmen employed in Public Hospitals (unreported, IRC 78/630, 22 February 1980). (Exhibit 7.14). This decision rejected a claim for an increase in the tradesmen's allowance (other than National Wage movements) and indicated that the allowance was paid to tradesmen in hospitals in recognition of "the special factors met in the environment of hospital work" which included performing some work outside their own trade and that the various trades work as a team. As there had been no change in that work, Cansdell CC said there was no justification for an increase in the allowance.
190 Mr McReynolds submitted that whilst the Electricians were
required to perform some tasks outside their normal work and work as a team,
that this
did not imply or show in any way that they were in complete charge of
a whole generation plant. They were directed and supervised
by others at all
times.
191 Mr McReynolds submitted that the relevance of the tradesmen's
allowance provision inserted in the Award in 1980, was that it recognised, by
way
of a special allowance, that hospital tradespersons used specialised skills
in various areas.
192 Mr McReynolds submitted that the Electricians were incorrect
in their view that they were in charge of the generation plant and the prime
mover
because they were required to perform maintenance tasks on a regular basis
as part of the Preventative Maintenance Program and that
Engineering Staff did
not take charge in directing their duties in relation to the generation
plant.
193 In relation to the responsibility of Engineering Staff in supervising
and directing the tradespersons, reliance was placed on
a decision of the Public
Hospital Employees (State) Conciliation Committee in Hospital Employees
Engineers (State) Award Re: (unreported, IRC 81/596, 19 March 1982)
(Exhibit 7.17). In the decision, Conciliation Commissioner
Cansdell noted the abnormalities that existed between the rates of pay of
hospital engineers as compared to the rates of pay for the tradesmen
they
supervised. However he had found in favour of the engineers and awarded
accordingly, thereby acknowledging the supervisory
and management
responsibilities of engineers and assistant engineers in directing skilled
tradespersons.
194 Further reliance was placed on two decisions of Conciliation
Commissioner McArdle, in Re: Dispute Health Administration Corporation
and Electrical Trades Union of Australia, New South Wales Branch,
(unreported, IRC85/180, 3 April 1985), (Exhibit 7.19), and Re: Dispute
Health Administration Corporation and Electrical Trades Union of Australia, New
South Wales Branch, (unreported, IRC86/598, 20 June 1986), (Exhibit 7.18).
The issue being considered in those matters was the qualifications of the
persons supervising the electrician making the claim for the allowance, the
issue being did, or did not, the supervisor have electrical
knowledge.
195 Mr McReynolds submitted that these decisions
acknowledged the necessary supervision and direction provided by the Engineering
Staff and what was
put in question was whether the person had electrical
knowledge, not who provided the supervision and direction. Again, these
decisions
supported the SWAHS's position in detailing a well defined line of
reporting and responsibilities between Engineers and Managers
and skilled trades
as their subordinates.
196 The definition of "in charge of generation plant" did not make this
difference.
It was submitted that it could be concluded that in order to receive this allowance there must be no management or supervisory positions directing the electrical tradesperson in relation to the complete charge of a generation plant. This would be relevant to hospitals that had been identified as paying the allowance but where they were of a smaller size than those of Nepean Hospital.
197 As the SWAHS had provided in evidence, the Hospital had a licensed
electrician as the Assistant Engineer. Even if this person
did not hold
electrical qualifications, due to the structured lines of reporting and
responsibilities, the SWAHS would still maintain
a similar position as to the
non payment of the allowance. An analogy could be drawn with the everyday
occurrence of a person building
a home where they engaged a builder to construct
the home and it was the builder's responsibility to engage appropriate
tradespersons,
supervise and direct them in building that home to the required
specifications and building standards etc.
198 Similar comparisons could be drawn between the health industry and
other industries where managers were required to manage others
with different
qualifications and professional backgrounds.
199 In this matter it had been shown that the Electricians did not have
sole coverage of the generation plant. It was clear that
the Fitters were
required and directed by management to have a role in undertaking maintenance
and repair on the generating plant
as part of the Preventative Maintenance
Program. There was also evidence as to the role of the Contractor, Advance
Power.
200 In cross examination both Electricians had agreed that their job
descriptions clearly indicated that they took direction and supervision
from
others. They did not have any control or direct supervision responsibilities
over other trades or the Contractor' employees
who were required to provide
services in relation to the generation plant.
201 Mr McReynolds
detailed the major role of the Electricians, employed, on the direction of their
management, in completing routine maintenance tasks
and routine tests associated
with the generation plant and reporting back to management any faults/necessary
repairs. It was a automated
system. The electricians were not required to
service or repair the generator or the prime mover and did not have the
necessary
skills or equipment to undertake these functions. Those
responsibilities remained with the Contractor.
202 It was acknowledged by the SWAHS that due to the commitment of the
Engineering services, the Electricians and other Trades Staff,
in conducting a
sound preventative maintenance program, it was very rare that the emergency
generation system failed.
203 The fact that the allowance was paid at Liverpool was not a
justifying factor for paying the allowance at Nepean. Reference was
also made
to the research of the SWAHS in relation to whether other hospitals paid the
allowance. Mr McReynolds indicated SWAHS was of the view that Liverpool
had paid the allowance as an over award payment, particularly as it appeared to
pay
this in-charge allowance to more than one electrician. It could only be
assumed that a local arrangement had been made between the
electricians employed
at Liverpool and the management responsible for electrical services at the
time.
204 SWAHS questioned the reasons for the claim made. In his 10 years of
employment with the Health Service, Mr Hollis had been in
dispute over his
salary level for least eight of those years and this was not disputed by Mr
Hollis who made reference to his 12
Commission appearances. It was questionable
that he was not aware of this allowance until told by Mr Walker that they
received it
at Liverpool. Mr Hollis had been the Union Delegate for the Trades
Staff for a considerable time and in providing even a minimal
service to his
fellow members must have had some reasonable understanding of the Award and its
associated conditions. It should
also be noted that the allowance is particular
to electricians only, Mr Hollis's trade.
205 Mr McReynolds also dealt with the issue of the hours worked
per year by the Electricians, Fitters and Contractor on the generation plant
tendering
in the process extracts from the Contractor's Sign In/Sign Out Log
Attendance Book (Exhibit 22). He submitted that the Electricians'
per annum
figure of 88 hours equated to about 20 minutes of work for each, per day. This
was a little over 5% per week of their
total working time or about 4% over a
year. The allowance that was being claimed was a weekly allowance. This would
indicate that
in order to attract the payment, the majority of time spent, or a
considerable period of time, should be involved in the performance
of the task
associated with the allowance.
206 In relation to the performance of duties which attracted an
additional weekly allowance and the entitlement to a proportional
amount when
completing those duties at less than the fulltime equivalent, the following
decisions were relied on: Re Dispute Health Commission of New South Wales and
Health & Research Employees' Association of Australia, New South Wales
Branch
(unreported IRC 81/1386, 22 January 1982) (Exhibit 7.20) and Re
Hospital Employees Administration and Clerical (State) Award Matter
(unreported, IRC 82/102, 22 January 1982) (Exhibit 2.21).
207 The SWAHS acknowledged the importance of the role of the Electricians
on the emergency generation plant but it was insignificant
compared to their
other duties.
208 Finally in summary, Mr McReynolds submitted that the
Electricians carried out routine tasks as directed and under supervision and
with limited autonomy. They had no
"in charge" responsibilities and carried
out duties in relation to the generation plant within the duties outlined in
their job
description. The SWAHS specifically employed persons with the
necessary skills and qualifications to undertake corrective electrical
maintenance to systems, services, plant, equipment and other general electrical
appliances as directed by the Engineering services.
It was the Engineer who had
overall responsibility for engineering services on the entire site including the
emergency generation
plant. Further an over-award payment and/or a local
arrangement by another hospital or hospitals did not justify the payment of the
allowance at Nepean Hospital or in another Area Health Service.
209 Mr Robinson, in reply, submitted that little weight should be
given to the extract from the Contractor's Sign In/Sign Out Log Attendance Book
(Exhibit 22) as tendered by SWAHS due to the detail which was not present in the
document. The validity of the document was also
queried.
Consideration
210 I have carefully
considered the evidence and the submissions of the parties. The inspection of
relevant areas at Nepean Hospital
during the weekly testing of the emergency
generation plant has greatly assisted that consideration. The Commission
expresses its
appreciation for the assistance of the parties in that regard.
211 The SWAHS has clearly acknowledged the dedication, commitment and
efforts of the Electricians in their participation in the preventative
maintenance program and the importance of the role they carry out.
212 The Commission can only endorse that view.
213 However it is quite apparent to me that the preventative maintenance
program in place at Nepean Hospital is very much a team effort
involving as it
does, the Leading Hand Electrician, the Electricians, the Fitters, the
Contractor, the Engineering Staff, and in
particular from that group, the
Assistant Engineer.
214 The ETU seeks that the Commission make orders requiring that the
Sydney West Area Health Service specifically recognise the provisions
of Clause
7, Additional Wage Rates, subclause (x) "Electrician in Charge of Generating
Plant 75 Kilowatts or more" of the Public Health Service Employees Skilled
Trades (State) Award (Incorporating the Ambulance Service of NSW Skilled
Trades) and apply those provisions to Electricians as defined in Clause 2 of
the Award.
215 That definition provides as follows:
"Electrician in Charge of Generating Plant" means an electrician who has complete charge of the whole plant including the prime mover and generator and is required to run the plant and maintain and attend to the installation generally.
216 However the orders sought do
not specify that they are to only apply to Electricians (as defined) at
Nepean Hospital. Any orders made in the terms sought by the ETU would
therefore have application to all electricians employed within the SWAHS
no matter where they were employed.
217 This was not an issue that was addressed by the parties in any way,
so I am unsure whether that is indeed what the ETU intends
by the orders that it
seeks.
218 In any event I would not even begin to consider making orders in such
broad terms when the only evidence before the Commission
concerns the
Electricians and the emergency generation system at Nepean Hospital.
219 There appears to be no real argument between the parties as to the
meaning of the specific definition in the Award which is the
subject of this
dispute. Indeed both sides have relied on many of the exact same definitions of
certain terms in the provision.
Mr Robinson has included the definition
of "responsibility" and has relied on the Shorter English Dictionary rather than
the Collins Concise
Dictionary relied on by Mr McReynolds. Both however
have relied on the Macquarie Concise Dictionary (Second Edition 1988). Mr
McReynolds has sourced the same list of terms he has relied on in both the
dictionaries he cited.
220 I do not consider that I am, strictly speaking, required to interpret
the Award provision in question pursuant to s.175 of the Act. Although it is
clear that in settling a dispute notified pursuant to s.130, the Commission has
that power.
221 What is required is a consideration of the evidence before the
Commission and reaching a conclusion as to whether that evidence
confirms that
the work performed by the Electricians at Nepean Hospital in relation to the
emergency generation plant, in all the
circumstances, satisfies the requirements
of the definition of "Electrician in Charge of Generating Plant".
222 The proper meaning of relevant terms used in that definition is, of
course, crucial to that consideration.
223 Mr Robinson rightly pointed out that there have been numerous
decisions of this Commission in relation to the interpretation of provisions of
awards and agreements. However I do not agree with his submission as to
intention of the drafters/legislators.
224 The recent decision of the Full Bench in Director of Public
Employment by her agent the Commissioner of New South Wales Fire Brigades and
New South Wales Fire Brigade Employees'
Union [2008] NSWIRComm 158,
succinctly summarised four principles of statutory (and award) interpretation
relevant to the issue to be decided in that particular
case as follows:
40 First, statutory construction must involve a purposive approach. Section 33 of the Interpretation Act gives statutory recognition to the common law purposive approach in the following terms:
In the interpretation of a provision of an Act or statutory rule, a construction that would promote the purpose or object underlying the Act or statutory rule (whether or not that purpose or object is expressly stated in the Act or statutory rule or, in the case of a statutory rule, in the Act under which the rule was made) shall be preferred to a construction that would not promote that purpose or object.
41 The approach required by s 33 does not depend on the existence of an ambiguity or inconsistency. It allows a court to consider the purposes of an Act in determining whether there is more than one possible construction: Mills v Meeking and Others [1990] HCA 6; (1990) 169 CLR 214 at 235. However, the requirement of s 33 is not a warrant for redrafting legislation nearer to an assumed desire of the legislature: R v L (1994) 49 FCR 534 at 538. In other words, in interpreting a statute the courts must determine what parliament meant by the words it used, not what parliament intended to say: Re Bolton & Others; Ex parte Beane [1987] HCA 12; (1987) 162 CLR 514 at 518; Byrne v Australian Airlines Limited [1995] HCA 24; (1995) 185 CLR 410 at 459.
42 This point was recently confirmed by Spigelman CJ in Harrison v Melhem [2008] NSWCA 67 at [14] and [16]
14 However, the subjective intention of the Parliament, let alone of Ministers or Parliamentarians, is not relevant. What is involved is the search for an objective intention of Parliament, not the subjective intention of Ministers or Parliamentarians. (See eg Eastman v The Queen [2000] HCA 29; (2000) 203 CLR 1 at 146-147 per McHugh J.) Indeed, often there is no relevant subjective intention at all. The words used may represent a compromise, without consensus, so that, in substance, the decision has been left to the courts. (See Brennan v Comcare (1994) 50 FCR 555 at 572–575; Wik Peoples v Queensland (1996) 187 CLR 1 at 168–169.) Even more frequently, indeed almost always in cases of difficulty, the circumstances in which the statute falls to be applied were not actually contemplated by anybody. Even if they were contemplated, a statement of intention in a Ministerial Second Reading speech will not prevail over the words of the statute. (Re Bolton; Ex parte Beane [1987] HCA 12; (1987) 162 CLR 514 at 518; R v Young [1999] NSWCCA 166; (1999) 46 NSWLR 681 esp at [33]-[37].)
.......
16 The task of the court is to interpret the words used by Parliament. It is not to divine the intent of the Parliament. (See State v Zuma [1995] ZACC 1; (1995) (4) BCLR 401 at 402; [1995] ZACC 1; [1995] (2) SA 642; Matadeen v Pointu [1999] 1 AC 98 at 108; R v PLV [2001] NSWCCA 282; (2001) 51 NSWLR 736 at [82]; La Compagnie Sucriere de Bel Ombre Ltee v Government of Mauritius Privy Council, 13 December 1995, unreported; Pinder v The Queen [2002] UKPC 46; [2003] 1 AC 620.) The courts must determine what Parliament meant by the words it used. The courts do not determine what Parliament intended to say. (See Nolan v Clifford [1904] HCA 15; (1904) 1 CLR 429 at 449; R v Bolton; Ex parte Beane [1987] HCA 12; (1987) 162 CLR 514 at 518; Byrne v Australian Airlines Ltd [1995] HCA 24; (1995) 185 CLR 410 at 459; Wik Peoples v Queensland (1996) 187 CLR 1 at 168-168; Dossett v TKJ Nominees Pty Ltd [2003] HCA 69; (2003) 218 CLR 1 at [10] and see the authorities discussed in R v Young supra at [5].)
43 Secondly, in CIC Insurance Ltd v Bankstown Football Club Limited (1997) 187 CLR 384 at 408, in referring to the principle of contextual interpretation, the High Court stated:
... the modern approach to statutory interpretation (a) insists that the context be considered in the first instance, not merely at some later stage when ambiguity might be thought to arise, and (b) uses 'context' in its widest sense to include such things as the existing state of the law and the mischief which, by legitimate means ... one may discern the statute was intended to remedy. Instances of general words in a statute being so constrained by their context are numerous.
See also Project Blue Sky Inc & Others v Australian Broadcasting Authority (1998) 194 CLR 355 at [69]; Zoological Parks Board of New South Wales and Australian Workers' Union, New South Wales [2004] NSWIRComm 85; (2004) 135 IR 56 at [44].
44 Thirdly, extrinsic materials may be considered for certain specified purposes in ascertaining the meaning of legislation: see s 34 of the Interpretation Act. Again, however, the content of any extrinsic material cannot be used to simply rewrite the terms of the statutory provision. As McHugh J observed in Newcastle City Council v GIO General Limited [1997] HCA 53; (1997) 191 CLR 85 at 113:
Extrinsic material cannot be used to construe a legislative provision unless the construction of the provision suggested by that material is one that is 'reasonably open'. Even if extrinsic material convincingly indicates the evil at which a section was aimed, it does not follow that the language of the section will always permit a construction that will remedy that evil. If the legislature uses language which covers only one state of affairs, a court cannot legitimately construe the words of the section in a tortured and unrealistic manner to cover another set of circumstances.
45 This takes us to the fourth principle. In an address to the Clarity and Statute Law Society at Cambridge University in July 2002 ("Towards a Grand Theory of Interpretation, The Case of Statutes and Contracts"), Kirby J identified a number of general features of statutes and contracts that "may make it dangerous to assume that exactly the same approach to interpretation will be apt for both". In particular, his Honour noted:
Whilst a written contract between private parties having large consequences may, on occasion, involve the need for great precision and go through many drafts, ordinarily there is less formality about most written contracts. At least this is so when compared to the preparation of legislation. In the nature of writing that expresses binding public law, legislation is addressed to the community at large and usually has no stated termination date. It is typically prepared by highly trained and expert parliamentary counsel. It is ordinarily accompanied by explanatory memoranda. It is introduced into the legislature with a ministerial second reading speech. Typically, this degree of formality is missing from private instruments...
46 Whilst awards are instruments to be construed according to the terms of the Interpretation Act, consideration should be given to the differences between statutes and awards. Some of these differences were referred to by Street J in Bond v McKenzie:
But at the same time, it must be remembered that awards are made for the various industries in the light of the customs and working conditions of each industry, and they frequently result, as this award in fact did, from an agreement between parties, couched in terms intelligible to themselves but often framed without that careful attention to form and draughtsmanship which one expects to find in an Act of Parliament.
47 Nevertheless, it would be untenable to attempt to construe the terms of an award according to the subjective intentions of the parties if, in doing so, it resulted in an unreasonable and unnatural construction having to be placed on the words of the award. In interpreting the provisions of an award the intention of the drafters must be ascertained by reference to the actual words used (and those words should be given their plain, ordinary meaning), thereby disclosing the underlying purpose or object of the award and its context, using that term in its broadest sense, including extrinsic material. Thus, attention must at all times be given to the meaning and effect of the award as it appears from the plain and ordinary meaning of the words used: see Zoological Parks at [43]. It is not permitted to attach to a provision of an award a meaning which the words of the award cannot reasonably bear: Cooper Brookes (Wollongong) Pty Ltd v The Commissioner of Taxation of the Commonwealth of Australia [1981] HCA 26; (1981) 147 CLR 297 at 321 (per Mason and Wilson JJ).
225 Applying the first principle referred
to above there is clearly no ambiguity or inconsistency in the Award provision
under consideration
and the purpose of the provision is crystal clear.
226 Mr Robinson also argued that the intention of the drafters
was, in effect clear, and had to be taken into account when considering the
grammar
of the various phrases in the definition and their respective placement.
227 However this is not the approach that should be taken in applying
this first principle. What should be assessed is essentially
what the drafters
meant by the provision. This links into the fourth principle, which is of
particular relevance for the approach to be taken in this matter,
namely that
"attention must at all times be given to the meaning and effect of the award as
it appears from the plain and ordinary
meaning of the words used".
228 Both parties have relied on the dictionary definitions of relevant
terms in the Award provision which clearly relay the commonly
understood and
accepted "plain and ordinary meaning" of those terms. However in doing so they
arrive at different conclusions which
arises from the interpretation they place
on the practical application of the Award provision to the work of the
Electricians in
question.
229 This squarely raises the issue of the relevant evidence before the
Commission and what conclusions can be logically reached based
on that evidence.
This will be dealt with shortly.
230 The third and fourth principles, namely consideration of the context
and consideration of extrinsic materials, are also of some
relevance in this
matter.
231 As set out in the Background and Chronology above, the Award
definition under consideration in the making of the first Award in
1980 was
taken directly from the identical definition in the Electricians &c.,
(State) Award. In turn, that definition, in its current wording, stretches
back to the first award thus titled and made in 1919. An earlier untitled
award
covering Electrical Trades made by the relevant Industrial Board in 1916
contained the same definition. This differed from
the first recorded award made
by the Electrical Trades Board in 1910 (1 IG 295) which referred to "Electrician
in charge of Generating
Station" being .."an electrician who has to run a plant
and attend to the installation generally....".
232 The only change to the award provision in the Electricians
&c., (State) Award in the intervening has been the establishment of a
differential in the rate of pay applicable depending on the capacity of the
generator
(i.e. less than or more than 75 kws).
233 However, static and unchanged as the State award provision may have
remained over those many years, and clear as the meaning of
the provision might
be, it certainly could not be said that the industry/trade it relates to has
remained static and unchanged.
Indeed the changes in both the nature of the
manufacturing industries and establishments covered by that State award and the
work
of electrical tradespersons have evolved and changed significantly
particularly in the area of technological advancements and work
organisation.
234 The point I make is, that although the meaning of the definition in
question has not changed, the circumstances in which it would
be relevant to
apply the provision to a currently employed electrician certainly has changed
and vastly so.
235 This is where it becomes crucial to consider all the relevant
evidence before the Commission and whether, in applying the "plain
and ordinary
meaning" of the terms within the definition, the Electricians at Nepean Hospital
satisfy the necessary requirements
inherent in the definition and are therefore
entitled to be paid the allowance provided for in the Award.
236 I have very carefully considered all of the relevant evidence in this
matter both written and oral.
237 I have to say that in considering the dictionary extracts referred to
by the parties I have great difficulty in seeing how Mr Robinson can
possibly say, based on the evidence, that they support the case the ETU advances
on behalf of its members and justifies the making
of the orders as sought.
238 The generation plant at Nepean Hospital is used for emergency
generation only. It is an automatic system controlled by a Programmable
Logic
Controller (PLC). Should there be a failure of the grids mains power or a local
system failure, to any part of the Hospital,
for any reason, then the emergency
generation system automatically starts up and provides substitute power. It
automatically shuts
down when it is no longer required to provide such power
generation.
239 As Mr Skinner pointed out in his evidence, in a genuine emergency,
out of hours, no staff member would be present and the emergency
generation
system would start up automatically without the requirement of any intervention
by a staff member. If an Electrician
was called in, he was only required to
identify the cause of the fault and ensure that the generators were supplying
power correctly
and if they weren't they were required to advise the appropriate
person accordingly. On the evidence that appropriate person would
be the
Assistant Engineer.
240 I also note from the evidence that there was no set call out roster
for the Electricians and they were not required to participate
in any call out
roster. I consider this to be just one of the factors of significance in terms
of any consideration of whether or
not they had "complete charge of the whole
plant" as maintained by the ETU.
241 I would have considered that, where a particular employee was
designated as having "complete charge of the whole plant", that
being such an
important plant, then that person would be automatically contacted, or at least
reported to, and required to attend,
in the case of the emergency generation
system being required to come online out of hours. Essentially that appears to
be what happens
as the Assistant Engineer is contacted in such an event.
242 The Electricians carry out a regular weekly testing program of the
emergency generation system. This program is part of the Hospital's
overall
Preventative Maintenance Program. The Electricians were not responsible for
setting up the program, although it is clear
from the evidence that the Leading
Hand Electrician participated in the consultative process undertaken by the
Engineering Staff
as did (more relevantly) the Contractor.
243 The Electricians, in carrying out that regular weekly testing
program, do not supervise or exercise control over any other employee,
including
employees of the Contractor.
244 The Electricians' participation in the weekly testing program is of a
preventative maintenance nature only as the name of the
program suggests.
245 A further important and significant factor in relation to maintenance
is that regular servicing of the emergency generation plant
is undertaken by an
outside Contractor. It could therefore, in my view, be said that the Contactor
has a greater and more significant
role to play in "maintain and attend to the
installation generally". Regular servicing of the equipment in question and the
carrying
out of any necessary major repairs is an essential component in the
ongoing reliability and performance of the emergency generation
system.
246 There is no evidence that the Electricians take any part whatsoever
in this servicing process, with the exception of the example
Mr Hollis gave of
assisting employees of the Contractor where a new person may have been in
attendance and required to be made familiar
with the site.
247 The Electricians have no authority to undertake tasks outside the
parameters set down for them or to make repairs in relation
to the emergency
generator other than that of a very minor nature and well within the scope of
their job description. I consider
the examples given by Mr Hollis in no way
suggest that as a result they have "complete charge of the whole plant".
248 There is also no evidence that any other employee, be that a Trades
employee or a Contractor, was required to report to the Electricians
or seek
their authorisation before carrying out any task in relation to the emergency
generation system. Any involvement by the Electricians
in the work of electrical
contractors coming on site in relation to any necessary isolation procedures
would be part and parcel
249 The tasks they perform are carried out through a chain of direction
from the Assistant Engineer to the Leading Hand Electrician
to the Electricians.
In turn their direct lines of reporting are to the Leading Hand Electrician and
thence to the Assistant Engineer.
250 The Electricians have no authority to alter the schedule of the
testing program. That authority is reserved to the Assistant
Engineer.
251 The Electricians have no control over or responsibility for the PLC
which controls the emergency generation system. Any problems
arising with the
PLC requiring repair or servicing are carried out by the Contractor.
252 Based on the evidence of the role they perform in the weekly testing
program, I also cannot see how they are "in complete charge
of the whole plant
including the prime mover".
253 The Fitters are also responsible for preventative maintenance in the
emergency generation plant as part of the Hospitals Preventative
Maintenance
Program, particularly in relation to the prime mover.
254 Whilst it is true that during the weekly testing of the emergency
generation system, the Electricians are required to take action
initiating that
emergency generation of power which then takes the load (rather than the dummy
load that occurs during the servicing
by the Contractor) all that occurs within
strictly confined and preset parameters. It involves removing a fuse to initiate
a power
failure in a particular area, it does not involve a manual starting up
of the generator/prime mover per se. No independent discretion is
required to be exercised by the Electricians other than identifying any fault
arising and monitoring
that the system works as it is intended to. Matters that
I consider come clearly within the parameters of their existing job description.
That also applies to any consideration of what is involved in the more extensive
monthly testing and the dummy load bank testing
carried out. That same
consideration would apply to the daily visual inspection carried out, about
which there was very little evidence.
255 On the evidence, it is the Assistant Engineer who monitors the role
played by the Electricians and has the responsibility for
ensuring that the
preventative maintenance program operates as it should with direct supervision
and conveying of directions carried
out by the Leading Hand Electrician.
256 I also accept the submission of Mr McReynolds, and the cases
he has cited in support, in relation to the relevance of the time actually spent
by the Electricians in relation to
the emergency generation system each week.
That time amounted to approximately 1 hour. In the absence of any evidence that
the
Electricians have any real role to play on a regular basis in relation to
the emergency generation plant outside that time period,
it could hardly be
suggested that that time spent justified the payment of a weekly
allowance.
257 It was also Mr Hollis's evidence that the generation plant remained
locked for the rest of the week.
258 It is also significant that the claim for the allowance was not made
until after Mr Walker had commenced at the Hospital in November
2007 and told Mr
Hollis that he had received the allowance when he was at Liverpool Hospital.
259 I also consider that an experienced Union Delegate such as Mr Hollis
who admitted that he had raised issues about his entitlements
under the Award
and indeed had come to this Commission to seek assistance on a number of
occasions, would have long since gone through
the Award and considered any
provisions that could give rise to any additional payments or benefits. He is by
no means a novice in
relation to his industrial rights under the Award and
exercising those rights.
260 There is absolutely no evidence before the Commission as to the basis
for that payment at Liverpool Hospital, which appears, on
the evidence of Mr
Walker, to have been paid to all Electricians. Similarly there is no substantive
evidence about what systems or
work practices are in place at Liverpool in
relation to any generators they may operate and on what basis and in what
circumstances
such operation takes place.
261 There may well have been some "local arrangement" as Mr
McReynolds suggests or, as has sometimes happened in awards in various
industries to my knowledge, an allowance that is not strictly payable
is paid
to an entire group or a classification as a means of attracting/retaining
employees especially in areas of skill shortage.
262 However there is no evidence before me as to the basis for, or the
history of, that payment at Liverpool Hospital.
263 Similarly that position would also apply to the other Hospitals
referred to by Mr Robinson as paying the allowance. Equally Mr
McReynolds was not in a position to provide detailed evidence in relation to
the hospitals included in the SWAHS survey as not paying the allowance.
264 It is not just a simple matter of looking at what other hospitals do
(or don't do) and saying that that is therefore a proper
basis for either paying
or not paying the allowance. As I have already indicated each establishment
would have to be considered individually
as to the circumstances applicable at
that establishment and the work of the electricians in question before reliance
could be placed
on that situation.
265 Mr Robinson submitted that it was significant that the
definition specified "an electrician who..." etc. and not some other
position. That is true. However equally true and of greater relevance is Mr
McReynolds' submission that "an electrician" signifies a singular person and
not a group or all electricians. He makes a cogent point that it
is hard to see
how you could have more than one person at the same time equally "in
complete charge of the whole plant". Of course that it not to say it would not
be possible for a number of electricians
at a particular establishment to have
such complete charge at various times and sufficiently so as to warrant the
payment of the
allowance. Again that would depend on a consideration of the
particular circumstances in operation at that establishment.
266 Mr McReynolds drew a useful analogy with a property owner and
a builder undertaking the building of the home for that person. Another very
simplistic
example is that of the standard Leading Hand provisions in awards.
Indeed one only has to look at Clause 9, Leading Hands of the
Award under
consideration in this matter. Obviously only one person can be designated in
charge of a particular group of employees
at any one time. But who that person
is may vary from time to time depending on circumstances.
267 The wording of the definition in question is quite clear and is not,
in my view, subject to any doubt as to its meaning. What
is then relevant in
assessing whether, in applying the definition, there is an entitlement for an
electrician to be paid the allowance,
in any establishment with the requisite
generation plant, is a consideration of the factual circumstances of the actual
role undertaken
by that electrician in that specific establishment.
Circumstances and facts may vary from establishment to establishment. The
factors
that I have addressed above would be of relevance to any such
assessment.
268 I readily acknowledge the responsibility imposed on the Electricians
in playing their important role in the Hospital's Preventative
Maintenance
Program. They carry out their role efficiently and with commitment and
dedication and have make a significant contribution
to the on-going success of
the Hospital's program. The same could be said of the other participants, the
Leading Hands Electrician
(and any other relevant Leading Hands), the Fitters,
the Assistant Engineer, Engineering Staff and the Contractor. It seems to me
to
be very much a team effort.
269 Therefore having carefully considered the relevant evidence and the
submissions of the parties I have come to the conclusion that
the Electricians
at Nepean Hospital do not satisfy the requirements of the definition at issue.
270 I consider that the role they perform falls within their current Job
Description as do the duties they listed in their letter
to Mr Skinner of
December 2007.
271 The fact that a new and expanded job description (Exhibit7.6),
proposed to be signed off by Electricians on the completion of
their next
performance review, now specifically lists "emergency generation system" (along
with five other electrical systems) does
not alter that view. Those systems are
listed under the heading of :
Day to Day Activities:Become familiar with all services and equipment and their operation
272 Similar tasks are then listed. There does
not seem to be any substantive difference between the job descriptions, only
more detail
and differences in style and layout in the proposed job
description.
273 Based on the evidence before the Commission and applying
the definition under consideration, I am unable to find that the Electricians
at
Nepean Hospital exercise "complete charge of the whole plant including the prime
mover and generator" and are "required to run
the plant and maintain and attend
to the installation generally". As a consequence they do not have any
entitlement to be paid the
allowance set out in Table 2, Additional Rates and
Allowances, 7 (x) of the Award.
274 The Commission declines to issue the orders as sought by the ETU.
275 This matter is therefore concluded.
Elizabeth Bishop
Commissioner
LAST UPDATED:
12 December 2008
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URL: http://www.austlii.edu.au/au/cases/nsw/NSWIRComm/2008/1137.html