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[2011] NSWCA 319
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Conway v Jerram, Magistrate and NSW State Coroner [2011] NSWCA 319 (28 September 2011)
Last Updated: 10 October 2011
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Case Title:
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Conway v Jerram, Magistrate and NSW State
Coroner
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Medium Neutral Citation:
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Hearing Date(s):
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Decision Date:
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Jurisdiction:
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Before:
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Campbell JA at [1], [52] Young JA at [47]
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Decision:
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(1) Time for filing application for leave to appeal
extended to 14 June 2011. (2) Application for leave to appeal dismissed.
[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that
unless the Court otherwise orders, a judgment or order is taken to be entered
when it is recorded in the Court's computerised
court record system. Setting
aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16,
36.17 and 36.18. Parties should in particular note the time limit of fourteen
days in Rule 36.16.]
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Catchwords:
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CORONERS - inquest into death - jurisdiction of
coroners - application to Supreme Court to require an inquest to be held -
whether
"manner and cause" of death have not been sufficiently disclosed -
relevance of events preceding death to "manner and cause" of death
- scope of
"the interests of justice" APPEAL - leave to appeal - interlocutory
orders and judgments - refusal to order inquest is interlocutory - did not
involve an amount
of $100,000 or more APPEAL - interference with
discretion of court below - discretionary decision about what interests of
justice require - House v The
King standard of appellate review
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Legislation Cited:
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Cases Cited:
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Texts Cited:
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Parties:
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Josephine Conway (Applicant) Mary Jerram,
Magistrate and NSW State Coroner (First Respondent) The Hon. John
Hatzistergos, NSW Attorney General (Second Respondent)
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Representation
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K Borick QC (Applicant) D T Kell (Second
Respondent)
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- Solicitors:
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Darryl Quigley Partner Lawyers
(Applicant) Crown Solicitor, Submitting Appearance (First
Respondent) Legal Services Branch, Department of Justice and Attorney General
(Second Respondent)
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File number(s):
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Decision Under Appeal
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- Court / Tribunal:
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- Date of Decision:
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- Citation:
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Josephine Conway v Mary Jerram, Magistrate and
NSW State Coroner [2010] NSWSC 371
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- Court File Number(s)
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Publication Restriction:
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Judgment - ex tempore
- CAMPBELL
JA : On 3 May 2010 Barr JA rejected an application by the Applicant for an
order under s 47(1) of the Coroners Act 1980 ,
requiring that an inquest be held into the death of a girl to whom I shall refer
as M. M was the daughter of the Applicant. The
decision of Barr AJ rejecting the
application is Josephine Conway v Mary Jerram, Magistrate and NSW State
Coroner [2010] NSWSC 371.
- These
reasons relate to an application for leave to appeal against that decision.
Because the question of whether an inquest is held
is of understandable concern
to the Applicant, I propose to give longer reasons than are usual concerning an
application for leave
to appeal.
- M
died on 12 November 2003 at the age of 16 when a car in which she was a
passenger ran into a rock wall. M sustained injuries including
some gross
injuries to the brain of which she died some hours later.
- The
car in question had been stolen and was driven by a young man who was providing
M with accommodation at the time. He has since
been charged with a criminal
offence concerning his driving having caused M's death. M had no traces of
alcohol or drugs in her body.
- A
deputy coroner dispensed with an inquest into M's death. The State Coroner later
declined to order a review of that decision.
- The
proceedings from which this application for leave to appeal is brought were not
by way of appeal or judicial review but rather
sought to outflank the decision
to dispense with the inquest by an exercise of original jurisdiction of the
Supreme Court.
- Under
s 47(1) of the Coroners Act 1980 :
"(1) Where the Supreme Court, upon an application made by, or under the
authority of, the Minister or by any other person, is satisfied
that it is
necessary or desirable in the interests of justice that an inquest concerning a
death ... should be held (whether or not
an inquest concerning the death ... has
been partly held and terminated or suspended), the Supreme Court may order that
the inquest
... be held".
- Before
the summons that initiated these proceedings came on for hearing, the
Coroners Act 2009 came into operation. Under its
transitional provisions in Schedule 2 clause 20, the Supreme Court proceedings
were to be dealt with
under the provisions of the 2009 Act that corresponded
with the previous provisions of the 1980 Act.
- The
provision of the 2009 Act that corresponds with s 47 of the 1980 Act is s 84(1),
which provides:
"(1) The Supreme Court may, on the application of the Minister or any other
person, make any of the following orders if the Court
is satisfied that it is
necessary or desirable to do so in the interests of justice:
(a) an order that an inquest concerning a death ... be held."
- M
had had a troubled adolescence, in the course of which she had come to the
notice of the Department of Community Services (DOCS).
She fell out with both
her parents, came to Sydney from the country town in which she had been brought
up, and became homeless.
- Barr
AJ recorded a submission made by the Applicant's counsel that:
"[A]n inquest is necessary in order to examine and understand events that
took place in the life of M for a considerable number of
months, even years,
immediately before the night on which she died." [14]
- It
is desirable at this stage to say a little about the Coroners
Act 2009 , as it is that Act that would have provided the
context in which any inquest ordered by Barr AJ would have taken place.
- Section
3(c) provides that one of the objects of that Act is:
"to enable coroners to investigate certain kinds of deaths ... in order to
determine the identities of the deceased persons, the times
and dates of their
deaths and the manner and cause of their deaths"
- Section
6 defines a "reportable death" as including when a person has died a
violent or unnatural death. M's death was clearly a "reportable death" .
- Under
s 10(1), the functions of the State Coroner include:
"(b) to ensure that all deaths, ... concerning which a coroner has
jurisdiction to hold an inquest ... are properly investigated,
and
(c) to ensure that an inquest ... is held whenever it is required by this Act
to be held or it is, in the State Coroner's opinion,
desirable that it be held".
- Under
s 21, a coroner has jurisdiction to hold an inquest concerning the death of a
person if it appears to the coroner that the person's death
is a reportable
death. There would be no doubt that there would be jurisdiction under s 21 to
hold an inquest into M's death.
- As
well, s 24 confers upon a senior coroner jurisdiction to hold an inquest into
the death of a person who was a child in respect of whom a report
was made under
Part 2 of Chapter 3 of the Children and Young Persons (Care and
Protection) Act 1998 , within a period of three years immediately
preceding the child's death. Barr AJ's judgment shows that there were over ten
such reports.
That would provide a further basis on which there would be
jurisdiction to hold an inquest into her death.
- However,
s 25 confers on a coroner who has jurisdiction to hold an inquest concerning the
death of a person, jurisdiction also to dispense with
the inquest except in
circumstances where an inquest is required to be held under Part 3.2 of the Act.
- The
only circumstance in which an inquest is required under that Part to be held
that could possibly relevant to the present case,
arises under s 27(1)(d),
namely:
"(1)(d) if it appears to the coroner concerned that the manner and cause of
the person's death have not been sufficiently disclosed
(unless the case is one
in which an inquest has been suspended or continued under section 78)".
Section 78 requires an inquest to be suspended when it appears an indictable
offence has been committed. It does not apply to the present case.
- Section
36 requires that the Ombudsman be provided by the coroner with all relevant
material held by the State Coroner, relating to any death
or suspected death of
a person in circumstances that included that the person was a child in respect
of whom a report was made under
Part 2 of Chapter 3 of the Children and
Young Persons (Care and Protection) Act 1998 within a
period of three years immediately preceding the child's death. Pursuant to that
provision, the coroner provided material
to the State Ombudsman concerning M's
death.
- If
an inquest concerning a death is held, s 81 requires it to make findings about
whether the person has died and if so:
"( 1) The coroner holding an inquest concerning the death ... of a person
must, at its conclusion or on its suspension, record in
writing the coroner's
findings or, if there is a jury, the jury's verdict, as to whether the person
died and, if so:
(a) the person's identity, and
(b) the date and place of the person's death, and
(c) in the case of an inquest that is being concluded-the manner and cause of
the person's death."
- It
will be seen from the foregoing summary of the Act, that the scope of the
enquiry of the coronial inquest concerning a death, is
limited to the matters
identified in s 81. Further, the circumstances in which an inquest would be
required to be held into M's death are comparatively limited, being if s
27(1)(d) applied. Even s 27(1)(d) is dependent on the coroner's opinion about
whether the manner and cause of death has been sufficiently disclosed. As well,
a broad
discretion is conferred on the coronial authorities about whether to
hold an inquest, that they would have jurisdiction to hold,
were they so minded.
- The
test of "necessary of desirable to do so in the interests of justice",
upon which s 84(1) depends, confers a broad discretionary power on the
Supreme Court. Justice Barr accepted that "the interests of justice", in
this expression, are wide: [35].
- In
particular, in this context "the interests of justice" can extend as to
whether proper standards have been adhered to in the exercise of powers
conferred for a public purpose, such as the
powers of DOCS in relation to
children in need of care.
- The
decision of Barr AJ did not involve an amount of $100,000 or more. Thus leave to
appeal against it is necessary, pursuant to s 101(2)(r) Supreme Court
Act 1970 .
- Further,
any decision under s 84 is interlocutory. A refusal to order an inquest at one
time, does not preclude an order at a later
time that there be an inquest. Such
an order might be made if significant new evidence emerged after a first refusal
to order an
inquest. That the decision of Barr AJ is interlocutory provides a
further reason why an appeal from it can only be brought by leave:
s 101(2)(e),
Supreme Court Act 1970 .
- The
summons seeking leave to appeal was not filed until 14 June 2011. This resulted
from the Applicant having proceeded as though
she had an appeal as of right and
filing within time the documents that would have been appropriate, had she had
an appeal as of
right.
- The
Attorney-General, who is second respondent to the present summons, does not
oppose the grant of any extension of time for filing
the application for leave
to appeal. The first respondent, the State Coroner, has already submitted to any
order, save as to costs.
- The
judge recorded at [15] that a very large amount of evidence was put before him,
including evidence detailing M's circumstances
during the last few years of her
life. The material before Barr AJ, included evidence relating to the history of
M's dealings with
DOCS, including its various reports concerning M, enquiries
concerning M's death that were made by the New South Wales Ombudsman
and also an
internal departmental review concerning DOCS's management of its dealings with
M. That review resulted in the report
dated 20 September 2005 by Mr Dean
Harrison, Clinical Psychologist, which was critical of DOCS and from which the
judge quoted at
[58] of his judgment. As well, the judge was reminded that since
the time of M's death, there had been a Special Commission of Inquiry
headed by
the Honourable James Wood QC, into Child Protection Services in New South Wales.
- His
Honour did not accept that the interests of justice required there to be an
inquest. He said, at [53]-[56]:
"Nevertheless, in construing the expression 'manner of death' in a broad way,
the court must bear firmly in mind the limits to the
coroner's jurisdiction. In
1826 Lord Bacon wrote this in his Maxims of the Law, Regula I -
'It were infinite for the law to consider the causes of causes, and their
impulsions one of another; therefore it contenteth itself
with the immediate
cause, and judgeth of acts by that, without looking to any further degree.'
In Harmsworth v State Coroner [1989] VicRp 87; [1989] VR 989 Nathan J was
concerned about the limits of the Victorian Coroners jurisdiction to consider
the circumstances of the death of a number
of deceased persons, and particularly
how death occurred. There had been a fire at a gaol in Victoria and a number of
inmates had
died. His Honour said this at 995-996-
'The coroner's source of power of investigation arises from the particular
death or fire. A coroner does not have general powers of
enquiry or detection
(see s15(1) and s17(1)). The enquiry must be relevant, in the legal sense to the
death or fire, this brings into focus the concept of remoteness. Of
course the
prisoners would not have died, if they had not been in prison. The sociological
factors which related to the causes of
their imprisonment could not be remotely
relevant. This can be tested by considering how wide, prolix and indeterminate
the inquest
might be if each of the many facets of the individual personalities,
of all those involved were to be considered. A coroner would
be confronted with
a need to enquire into the personal peculiarities of all of the prisoners who
barricaded themselves in. Both those
who relented and those who did not. Whether
for example, one group or person suborned others, and if so why and how. The
personalities
of all of the prison officers who interacted with all of the
prisoners could also be investigated. Even the interaction of all of
the other
prisoners at any time in Jika with the deceased. Such an inquest would never
end, but worse it could never arrive at the
coherent, let alone concise,
findings required by the Act, which are the causes of death, etc. Such an
inquest could certainly provide
material for much comment. Such discursive
investigations are not envisaged nor empowered by the Act. They are not within
jurisdictional
power.
Enquiries must be directed to specific ends. That is the making of the
findings as required and set out in s19(1).'
In Re State Coroner; Ex parte Minister for Health [2009]
WASCA 165 Buss JA said this [46]-
'Section 25(1)(c) does not, however, authorise a coroner to undertake a
roving Royal Commission for the purpose of inquiring into
any possible causal
connection, no matter how tenuous, between an act, omission or circumstance on
the one hand and the death of
the deceased on the other. See R v Doogan;
Ex parte Lucas-Smith [2005] ACTSC 74 (2005) 193 FLR 239 [28]
(Higgins CJ, Crispin & Bennett JJ).'
In R v Doogan; Ex parte Lucas-Smith [2005] ACTSC 74 the
Full Court of the Australian Capital Territory Supreme Court said at [29] that
it was necessary to draw a line at some point
beyond which, even if relevant
factors which came to light would be considered too remote to be regarded
causative."
- The
only reasons to doubt that those remarks are applicable to the present case are
that Lord Bacon's Maxims is a work from 1597 (the 1826 date perhaps
derives from the date of a reprint of Bacon's complete works that Google has
digitised),
and that the quotation from Lord Bacon originally appeared in a very
different context to the present.
- The
particular submissions that were made in the court below were recorded at
[59]-[60] as being:
"Relying on this material, Mr Hoy [counsel for the Applicant in the court
below] submitted that there was a real question as to the
extent to which the
Department or other agencies either assumed or refused to take responsibility
for M's circumstances and as to
what systems were in place. If I may summarise
his submission, it was that whatever the Department did was inadequate and
ineffective.
She was a homeless girl who died in the crash of a stolen car. Her
assigned youth worker found out only after the event where she
had been living
in the days leading up to her death. It was submitted that the absence of system
or if proper or effective system
to protect a person so clearly at risk due to
homelessness, mental health problems and instability was a matter that fell
within
'manner' of death.
Finally, Mr Hoy tendered a mobile phone telephone record showing that during
the last hours of her life M had made a large number
of telephone calls and text
messages. The last telephone call was made after midnight, a short time before M
died, and lasted for
more than 5 minutes. He suggested that an inquest might
reveal important information from that material bearing on the manner of
her
death."
- The
judge had some doubts about whether all the factual matters on which this
submission was based were correct, but for the purpose
of the argument he was
prepared to proceed on the assumption that those factual matters were correct.
Even so, he declined to conclude
that the interests of justice required an
inquest. He held at [61]:
"The question remains whether the litany of matters relied on can bear upon
the question that a coroner would have to ask, and if
possible answer, at an
inquest, namely, adopting the broad interpretation I have proposed, by what
means and in what circumstances
did the death of M occur. I have come to the
conclusion that those matters cannot bear upon the question. They are in my
opinion
too remote and would be beyond the proper limits of the Coroner's
jurisdiction. What, if anything, telephone records might reveal
or lead to is
speculative. It seems to me that the means by which and the circumstances in
which the death of M occurred are explained
by the circumstances set forth in
the reports to the coroner made by the police officers and by the pathologist.
To go any further
back in time than the time at which M became a passenger in
the motor vehicle driven by the young man would be to enter upon an inquiry
that
might never end."
- In
my view, the prospect of those conclusions being overturned on appeal is too
remote to warrant the grant of leave to appeal. Mr
Kevin Borick QC made
submissions on behalf of the Applicant, concerning whether leave to appeal
should be granted. His submission
shows that he read [61] of the judgment as
though the judge had decided that by what means and in what circumstances the
death of
M occurred, did not bear on the question he had to decide. In my view,
this is a misreading of [61] - rather, what the judge was
saying in [61] was
that by what means and in what circumstances the death of M had occurred were
the very things he had to enquire
into, but that the additional matters,
concerning the events that led up to the death, were not ones that would
elucidate that question.
- Mr
Borick pointed out that the report of the pathologist who conducted an autopsy
on M's body, noted injuries apart from the head
injuries. Those additional
injuries included:
"... Chest injuries included soft tissue haemorrhage in front of the heart,
haemorrhage of both pulmonary radices, moderate bilateral
blood aspiration.
Blood was also present in the major bronchi. Posterior neck dissection failed to
reveal fracture or joint separation
of spine. No significant abdominal injuries
were present. The left femur was fractured, multiple contusions were present
over the
upper and lower extremities and the abdomen. Multiple irregularity
[sic] shaped scars, measuring up to 80mm in largest dimension
were present on
both upper extremities. There was no seat belt inflicted injury evident."
Mr Borick submitted that the trial judge assumed, rather than decided, that
those additional injuries were not relevant to whether
there should be an
inquest.
- The
judge set out in his judgment those findings of other injuries. The scars might
be indicative of previous attempts of self-harm,
or injuries previously
sustained from some external cause. However the intrinsic nature of these
additional injuries, apart from
the scars, is quite consistent with injuries
sustained in a motor car accident. The brain injuries sustained in the accident
were
amply sufficient to cause death and there is no basis for requiring an
inquiry about whether the injuries resulting in the scars
were a cause of death.
- Mr
Borick also submitted that the judge made a basic error of law, in dealing with
the manner and cause of death as those they were
separate things rather than
related entities. He also submits:
"2. In deciding whether or not an inquest should be held in circumstances
such as this it is necessary to take into account:
(a) the mental and physical condition of the deceased before she entered the
stolen vehicle;
(b) the manner in which she entered the vehicle, eg was it voluntary or
involuntary entry.
(c) whether the manner and cause of the accident had been fully disclosed.
Because of the basic error none of those matters were considered by Barr AJ.
3. It was an error to conclude that the proposed inquiry might never end.
4. The judge erred by failing to take into account that justice needed to be
accorded to both the deceased and her mother and in particular
the emotional
stress suffered by the mother."
- I
am not persuaded that the judge made the type of error that can be corrected on
appeal, by treating manner and cause of death as
separate. To the extent he
treated manner and cause of death as separate, it was because of the way that
the case was presented to
him. The judge recorded at [40]:
"Mr Hoy, Senior Counsel for the plaintiff, accepts that it is neither
necessary nor desirable to have an inquest to establish the
identity of the
deceased, the time and place of her death or the cause of her death. He submits
that it is necessary to have an inquest,
however, to establish the manner of her
death. He submits that the word 'manner' in the expression 'manner and cause of
death' should
be construed liberally."
- It
is elementary that a party is bound on appeal by the manner in which the case
has been conducted at first instance. In any event,
Barr AJ treated "manner"
of death as extending to by what means and in what circumstances did the
death occur, which is in itself a close paraphrase of the
composite phrase
"manner and cause of death" .
- The
submissions of Mr Borick do not lead me to conclude there is a sufficient
prospect of success on appeal, to warrant the grant
of leave. This is because
the decision of the judge was a discretionary one about what the interest of
justice required in the instant
case. Such a discretionary decision can be upset
on appeal only within the limits laid down by House v The King
[1936] HCA 40; (1936) 55 CLR 499 at 504-505.
- I
am not persuaded that there is a realistic prospect of establishing on a full
fledged appeal, that the judge made any error of law,
mistook the facts, failed
to take into account any consideration he was required to take into account,
took into account any consideration
he was required not to take into account, or
that his decision itself is outside the range of permissible discretionary
decisions.
In particular, there is nothing in the statutory provisions that
govern a coroner's jurisdiction that make it necessary to take into
account the
matters Mr Borick listed in [2] of the submission quoted at [37] above. I would
accept that there was a measure of hyperbole
in saying the inquiry "might
never end" , but that phrase could not have been intended to be taken
literally. The judge's substantial conclusion, that inquiry into the events
preceding M's entering the car was not an integral part of ascertaining the
manner and cause of her death, and that inquiry into
those events is not
necessary or desirable in the interests of justice, is not one concerning which
there is a real chance of establishing
on appeal was not open to him. Further,
while taking into account the distress of the Applicant would be permissible in
applying
s 84, there is nothing in the statutory framework that makes it an
obligatory factor to be taken into account. There is not a realistic
prospect of
establishing on appeal that the judge's failure to make express mention of her
distress amounts to a failure to take
into account a relevant consideration, in
the sense relevant to House v The King . In fairness to the
judge, I should say that it was not clear, from the materials before us, whether
any submission had been made
to him that that was a factor he should take into
account.
- The
judge recognised at [62]-[63] that a coroner has wide powers under s 82 of the
Act to make recommendations that arise from an
inquest. However he held that
before the power to make recommendations became exercisable, there first had to
be proper grounds for
holding an inquest. There are insufficient prospects of
that view of the law being held incorrect to justify leave to appeal being
granted.
- The
judge also recognised that under the law as it was up to 1993, an inquest into
the death of M would have been mandatory. However,
he took the view that it was
in accordance with the current law, that the question of whether there should be
an inquest is to be
decided by the court. Again, there are insufficient
prospects of that view being held to be incorrect to justify the grant of leave
to appeal.
- Mr
Kell, counsel for the second respondent, submitted that there was no question of
general principle or public importance involved
in this matter. In a general
way, there is a question of public importance, in that the exercise of coroner's
functions are matters
of public importance. However in the present case, the
manner in which those functions have been exercised is so tied up with the
facts
of the instant case, that it is not as though the present case would provide a
suitable vehicle for elucidating any general
principles about limits on the
scope of the coroner's powers.
- The
second respondent does not seek costs in the event that the application for
leave to appeal fails.
- I
propose that the time for filing an application for leave to appeal, be extended
to 14 June 2011 but that the application for leave
be dismissed.
- YOUNG
JA : Yes, I agree. It is clear that a coroner has a wide, but not unlimited,
mandate to hold or not hold an inquest concerning the death
of a person. When an
inquest is held, the scope depends on all the circumstances. The inquest may be
held to determine who is the
deceased, when and how he or she died and this is
the primary purpose of the inquest. As Justice O'Keefe said in X v Deputy
State Coroner for New South Wales [2001] NSWSC 46; 51 NSWLR 312 at 325 [60]:
"The primary duty of the coroner conducting an inquest is to determine and
record if a death has occurred and, if so, the identity
of the deceased, the
date and place of the death and the manner and cause of such death".
It is important that extraneous factors do not get in the way of that primary
duty.
- Just
what is the scope of the inquest, is a matter for the coroner: a matter to be
exercised using proper discretion and commonsense.
As the ACT Full Supreme Court
said in Re Doogan; Ex parte Lucas-Smith [2005] ACTSC 74; 193 FLR 239, 246
[28], in connection with the tragic Canberra bushfires, the coroner is not to
conduct "a wide ranging inquiry akin to that of
a Royal Commission, with a view
to exploring any suggestion of a causal link, however tenuous, between some act,
omission or circumstance
and the cause", in that case, of a fire.
- In
the usual cases of death, a line must be drawn at some point beyond which, even
if relevant, factors which come to light will be
considered too remote from the
event.
- As
I say, it is a matter for the exercise of discretion and commonsense by the
coroner. In this case, the evidence shows, the senior
coroners who considered
the matter, directed their minds to these matters and made their decision.
Justice Barr also directed his
mind, examined what the coroners did and came to
a decision, a discretionary decision, well within his mandate.
- In
my view, there are no reasonable prospects of an appeal succeeding and I agree
that leave to appeal should be refused.
- CAMPBELL
JA : I agree with the additional remarks of Young JA. The orders of the
Court are therefore those that I have proposed.
**********
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