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[2011] NSWCA 229
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Harmer v Hare [2011] NSWCA 229 (11 August 2011)
Last Updated: 19 August 2011
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Case Title:
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Medium Neutral Citation:
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Hearing Date(s):
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Decision Date:
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Jurisdiction:
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Before:
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Beazley JA at [1] Whealy JA at [2] Sackville AJA
at [259]
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Decision:
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1)Appeal dismissed; 2)Cross-appeal allowed;
3)Set aside the order of Sidis DCJ made on 11 th June 2010 entering judgment
for the plaintiff in the sum of $1,301, 437.94 and in
lieu thereof order that
judgment be entered for the plaintiff in the sum of $1,735,250.59; 4)The
order as to costs made by Sidis DCJ on 11 th June 2010 is to stand; 5)The
defendant is to pay the costs of the appeal and cross-appeal. [Note: The
Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court
otherwise orders, a judgment or order is taken to be entered when it is recorded
in the Court's computerised
court record system. Setting aside and variation of
judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18.
Parties should in particular note the time limit of fourteen days in Rule
36.16.]
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Catchwords:
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TORTS - negligence - motor vehicle accident -
brain damaged plaintiff - existence and scope of duty of care - intoxicated
owner passenger
in car driven by plaintiff - whether owner had duty to prevent
plaintiff from driving vehicle with bald tyres - whether engaged in
joint
criminal enterprise - whether risk of harm was obvious - contributory negligence
- whether a reasonable person would have driven
the vehicle - whether plaintiff
had duty to inspect vehicle prior to driving - basis of contributory negligence
not pleaded. APPEAL - appellate review of findings of fact - were findings
unsupported by evidence or inferences unavailable - whether primary
judge's
findings glaringly improbable - whether primary judge reversed the onus - need
to read primary judge's decision fairly. EXPERT EVIDENCE - role of experts -
difficulty in choosing between experts - danger of expert acting as advocate for
a party - need
for experts to heed primary facts.
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Legislation Cited:
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Cases Cited:
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Neal v Ambulance Service of New South Wales [2008]
NSWCA 346 at [33] - [40] University of Wollongong v Metwally (No. 2) (1985)
60 ALR 68, at 71 Suttor v Gundowda Pty Ltd [1950] HCA 35; (1950) 81 CLR 418, at
438 Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1 at 6 - 7 Water Board v Moustakas
[1988] HCA 12; (1988) 180 CLR 491, at 498 Akins v National Australia Bank (1994) 34 NSWLR
155 at 160 Nowlan v Marson Transport Pty Ltd [2001] NSWCA 346; (2001) 53
NSWLR 116 per Heydon JA at [14] Hampson v Hampson [2010] NSWCA 359 per
Campbell JA Phoenix Commercial Enterprises Pty Ltd v City of Canada Bay
Council [2010] NSWCA 64 at [10], [27] Devries v Australian National Railways
Commission (1993) 177 CLR 472, at 479 Adeel's Palace Pty Ltd v Moubarak
[2009] HCA 48; (2009) 239 CLR 420 at [13]Imbree v McNeilly [2008] HCA 40; (2008) 236 CLR 510 at [49],
[82] Wingrove & Co Pty Ltd v Sheehy (1961) 35 ALJR 313RTA v Dederer
(2007) 234 CLR 330 at 345 [43], 348 [51], 349 [54] Sydney Water Corporation v
Turano (2009) 239 CLR 51 at [45] Insurance Commissioner v Joyce [1948] HCA 17; (1948) 77 CLR
39 at 46, 56 - 57 Miller v Miller [2011] HCA 9; 275 ALR 611 at [59],
[63] Cook v Cook [2008] HCA 40; (2008) 236 CLR 510 at 526 Wyong Shire Council v Shirt
[1980] HCA 12; (1980) 146 CLR 40 at 47 - 48 Waverley Council v Ferreira [2005] NSWCA 418;
Aust Torts Reports 81-818 at [45], [47] Roads and Traffic Authority (NSW) v
Refrigerated Roadways [2009] NSWCA 263; 53 MVR 502; at [173], [178] -
[179] Koehler v Cerebos (Australia) Ltd [2005] HCA 15; (2005) 222 CLR 44 at [54] -
[55] Angel v Hawkesbury City Council [2008] NSWCA 130 at [82] - [87] Roads
and Traffic Authority v Royal [2008] HCA 19; (2008) 82 ALJR 870 at 897 House v The King
[1936] HCA 40; (1936) 55 CLR 499 at 504, 505
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Texts Cited:
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Review of the Law of Negligence, Commonwealth of
Australia, September 2002 Pam Stewart and Anita Stuhmcke, Australian
Principles of Tort Law (2nd ed, 2009), 136
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Category:
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Parties:
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Luke Harmer (Appellant) Gavin Brian Hare
(Respondent)
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Representation
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S G Campbell SC / B Hull (Appellant) M Cranitch
SC / M B Inglis (Respondent)
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- Solicitors:
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George Mallos Lawyer (Appellant) Commins
Hendriks (Respondent)
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File number(s):
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Decision Under Appeal
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- Before:
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- Date of Decision:
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- Citation:
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Publication Restriction:
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HEADNOTE
Headnote
Mr Luke Harmer, the appellant, was found to be liable for
the very severe injuries suffered by the respondent, Mr Gavin Hare, in a
car
accident on the 6 th November 1999 in Wagga Wagga, NSW. Both were 21 at the time
of the accident. Mr Hare had been driving the
car, which belonged to Mr Harmer,
as Mr Harmer was too intoxicated to drive. The car had bald tyres, and it had
been raining that
day. The primary judge, Sidis DCJ, found the immediate cause
of the accident to be a combination of a wet road surface and the car's
bald
tyres causing the car to commence sliding once it entered a roundabout, which
the appellant then attempted to correct by increasing
speed. Mr Hare was found
to be unaware of the condition of the tyres, and Mr Harmer was liable for Mr
Hare's injuries as he had a
duty to prevent Mr Hare from driving the car.
Mr
Hare was awarded $1,301,437.94 in damages, which reflected a reduction of 25%
for the contributory negligence of Mr Hare in not
undertaking a thorough
inspection of the car before driving it. The award by Judge Sidis followed an
earlier trial in which her Honour
had in fact found for the appellant. This
decision was overturned on appeal to this Court, and the matter sent back for
redetermination
on the basis that her Honour had made a critical error in her
determination of the facts.
Mr Harmer now appeals this decision in its
entirety. Mr Hare also cross-appeals on the finding of his contributory
negligence. For
the reasons which follow, the appeal by Mr Harmer should be
dismissed with costs, and Mr Hare's cross-appeal should be allowed. Accordingly,
once the initial reduction of 25% is again added, the ultimate award to the
respondent should be $1,735,250.59.
Judgment
- BEAZLEY
JA: I agree with Whealy JA.
- WHEALY
JA: This is a second appeal to this court from decisions given by Sidis DCJ
(the primary judge) in relation to a motor vehicle accident
that occurred in the
suburbs of Wagga Wagga nearly 12 years ago.
- At
about 8:35pm on 6 th November 1999, Gavin Hare (the plaintiff) was driving a
1980 Ford Falcon sedan registration number QOQ-233,
in a northerly direction in
Kooringal Road, Wagga Wagga. The vehicle belonged to his long-time friend, Luke
Harmer (the defendant)
who, with another friend, Wayne Halls, was a passenger in
the car at the time. The defendant was substantially intoxicated that evening.
Following a suggestion from the plaintiff, shortly before they embarked on the
journey, the defendant had allowed the plaintiff to
drive the vehicle to their
proposed destination. The vehicle, however, was in a dangerous condition. On the
case later sought to
be made out in the proceedings brought by the plaintiff, Mr
Hare did not know that the tyres on the car were completely smooth. They
had no
tread on them whatsoever. It had been raining that day, on and off, and the
roads in the vicinity were wet. There was no dispute
at the trial that the
defendant was well aware of the condition of the tyres.
- The
plaintiff and his passengers were on their way to the plaintiff's home at
Stillman St in the suburb of Kooringal. A short distance
from the defendant's
home, the plaintiff drove into a roundabout at the intersection of Kooringal
Road and Lake Albert Road. He lost
control of the vehicle as it passed through
the roundabout. The rear of the vehicle moved to the left of the road towards
the gutter,
then back to the right, and swung around 180 degrees on the road
surface. It collided heavily with a telegraph pole in Kooringal
Road. The pole
was located about 43 metres from the nearest kerb alignment in Lake Albert Road.
The driver's side of the vehicle
took the full impact from the collision with
the pole. The passengers were relatively unharmed but unfortunately the
plaintiff sustained
very serious injuries. The most significant injury received
by the plaintiff was later described as "extremely severe brain injury".
It
resulted in cognitive and physical impairment of a substantial kind.
- The
plaintiff brought proceedings against the defendant in the District Court. The
essential nature of the claim was that the defendant,
knowing full well that the
tyres were completely smooth, nonetheless permitted the plaintiff to drive the
vehicle on Kooringal Road
that evening. The plaintiff claimed that the accident
was caused because the car aquaplaned out of control on the wet road, because
of
the smooth tyres. The particulars of negligence alleged, inter alia, that the
defendant failed to warn the plaintiff of the danger
in driving the vehicle, and
that he had allowed the plaintiff to drive a vehicle which was not roadworthy.
- The
defendant's case, as pleaded, put in issue that he had requested the plaintiff
to drive the vehicle. Secondly, it asserted that
the plaintiff was well aware
that the tyres were bald. Importantly, the defence claimed that, in any event,
the bald tyres were not
a contributing factor to the crash. The loss of control
had been caused, so it was claimed, by the manner in which the plaintiff
drove
the vehicle into or upon the roundabout. The pleading, in addition, contested
both the existence and breach of any duty of
care. It raised the issue of
"obvious risk" and, by virtue of the Civil Liability Act 2002 , denied
any obligation to warn. Finally, the defendant raised the issue of contributory
negligence.
- The
proceedings were heard in Wagga Wagga. Evidence was taken over six days in
November 2007. At the conclusion of the hearing, the
primary judge reserved her
decision. On 14 th March 2008, her Honour found a verdict for the defendant. The
critical finding the
primary judge made was that the plaintiff had known the
tyres were bald at the time he undertook to drive the defendant's vehicle.
Lest
her finding be overturned, her Honour made further findings as to damages and
contributory negligence. Had the claim succeeded,
the primary judge indicated
she would have assessed damages at $1,735,250.59. If it became necessary to
assess the plaintiff's contributory
negligence, she would have found him 85 per
cent responsible for his injuries.
- The
plaintiff appealed to the Court of Appeal. There, it was argued that her Honour
had made a very significant mistake in relation
to the evidence that had been
given by the plaintiff on the issue as to whether he knew that the tyres were
bald at the time he set
out on the journey. The primary judge had recorded that
the plaintiff had agreed in evidence that he had earlier sold the defendant
the
wheels that were on the vehicle at the time of the crash. Her Honour then
recorded that the plaintiff had said in evidence that
the tyres on the wheels
were "not real good". Obviously, if the plaintiff had said this, it represented
a very significant piece
of evidence adverse to his case.
- It
was common ground on the first appeal, however, that her Honour had made a
mistake in attributing this evidence to the plaintiff.
It seems most likely that
her Honour had been relying upon notes taken at the trial, and that she did not
have the advantage of a
transcript (the District Court is often at a significant
disadvantage during and following a trial because of a lack of transcript).
In
fact, the plaintiff had been asked whether he remembered the state of the tyres
when he sold the wheels to the defendant, and
had replied, "Not really, but I
suppose good". This was the answer that was recorded in the transcript obtained
for the purposes
of the appeal. It was her Honour's misunderstanding about this
evidence that led her Honour to find "that responsibility for the
accident rests
with the plaintiff".
- The
defendant had filed a Notice of Contention in this first appeal. The defendant
sought to uphold the primary judge's decision on
the ground that, irrespective
of the plaintiff's knowledge of the state of the tyres on the vehicle, the crash
was caused by the
manner in which the plaintiff had driven the vehicle. The loss
of control, and hence the accident, was not caused, or contributed
to, by the
state of the tyres.
- In
the Court of Appeal's decision, Sackville AJA (with whom Macfarlan JA and
Handley AJA agreed) determined that it was not appropriate
for the Court of
Appeal to resolve the factual issues raised in the Notice of Contention. His
Honour said at [65]:-
The primary Judge should evaluate all the evidence, expert and lay, bearing
on whether the bald tyres contributed to the crash and,
if so, precisely how.
This will require findings as to the accuracy or otherwise of the observations
of Mr Halls and Ms Harmer. It
will also require Detective Inspector Barr's
observations to be assessed in the light of the evidence of the experts. To the
extent
that the opinions of Mr Bailey and Mr Griffiths diverged on material
issues, the primary Judge will need to determine whose opinions
she prefers.
- In
relation to the erroneous finding of fact as to the plaintiff's knowledge in
relation to the baldness of the tyres, Sackville AJA
determined that a
substantial wrong or miscarriage had occurred in the proceedings at first
instance. In that regard, Sackville AJA
said at [70] - [71]:-
...there should be a new trial, limited to determining whether or not the
respondent is liable to the appellant in respect of the
injuries sustained by
him on 6 November 1999 at Kooringal. The principal factual questions that
require attention at the retrial
have been identified in this judgment ... The
new trial should also address afresh, if necessary, any question relating to
contributory
negligence by the appellant. The new trial should not reconsider
the primary Judge's assessment of damages, as the assessment has
not been
challenged on this appeal.
The primary Judge should conduct a new trial on the basis of the evidence
already admitted. However, it should be open to her Honour
to admit further
evidence, should she consider that such a course is appropriate in the interests
of justice, upon application by
either party.
- Orders
were made by the court on 8 th April 2009 to reflect Sackville AJA's
conclusions.
- I
shall return to the observations made by Sackville AJA at a later stage in these
reasons when I have set out in more detail the
evidence before the primary judge
at trial.
- Prior
to the proceedings being re-listed for hearing in Wagga Wagga, the defendant
made application by Motion to adduce additional
evidence at the hearing. The
motion was opposed by the plaintiff but, following argument, the primary judge
determined that she would
allow the defendant to adduce the additional evidence.
The evidence was a further report from the defendant's expert, Mr Bailey.
It was
said to arise because of the need to respond to submissions that had been made
by the plaintiff's counsel in the Court of
Appeal hearing.
- The
hearing resumed in Wagga Wagga on 1 st September 2009. The further report from
Mr Bailey was allowed into evidence over objection.
It became Exhibit 14 in the
trial. Mr Bailey was cross-examined by the plaintiff's senior counsel, and the
parties then addressed
the court. Mr Hull, who appeared as counsel for the
defendant throughout the proceedings, provided extensive written submissions
as
well. It appears from a reading of the transcript that the parties endeavoured
to address each of the outstanding issues that
had been identified by Sackville
AJA in the first decision by the Court of Appeal. The primary judge reserved her
decision.
- On
14 th April 2009, her Honour delivered a 37-page judgment, in which she
extensively examined the outstanding issues. They included
the issue as to
whether the plaintiff had known that the tyres were bald at the time he
undertook the relevant journey. They included
an evaluation of the expert
evidence in the light of the other evidence at trial as to the condition of the
road, the surface of
the road, and the manner of the plaintiff's driving.
- The
principal issues of contention between the parties remained, as they had been
throughout, whether the tyres had been a significant
contributing factor to the
accident, or whether it was the manner in which the plaintiff drove into and
upon the roundabout that
caused the accident. Her Honour concluded that the
plaintiff did not know that the tyres were bald, and she rejected any evidence
that suggested that he might have known that they were. She concluded that the
bald tyres had been the cause of the vehicle's loss
of control, and that this
occurred prior to the acceleration in the roundabout. Her Honour examined the
facts she found in the light
of the requirements of the Civil Liability Act
2002 (NSW), and concluded that the defendant had been in breach of his duty
of care to the plaintiff "in failing to prevent him from driving
the vehicle
when it was not roadworthy and in failing to warn him of the risk of harm
involved in driving the vehicle with bald tyres
on a wet road" (Red, 122).
Finally, her Honour found that the plaintiff had been guilty of contributory
negligence on his part "in
failing to enquire of the defendant concerning the
vehicle's condition, or, if the defendant was too intoxicated to provide a
sensible
answer, to undertake an independent check of its condition". The
primary judge assessed the plaintiff's contributory negligence anew
and
determined it at 25 per cent.
- Her
Honour refrained from making final orders in the matter. She stood the
proceedings over to enable the parties to address the final
figures on damages,
and to deal with the issues of costs and the former final orders.
- A
further complication, however, arose in the finalisation of the proceedings.
This related to a further report (Exhibit 14) Mr Bailey
(the defendant's expert)
had been allowed to provide at the resumed hearing. This report addressed
evidence given by Detective Inspector
Barr at the first trial, that he had
observed burn marks on the road at a certain position in the roundabout. Mr
Bailey had argued
that this evidence supported his contention that the plaintiff
had engaged in heavy acceleration prior to the commencement of the
slide of the
rear of the vehicle in the roundabout, and not after it. It had always been the
plaintiff's case that the slide occurred
first, and that he then accelerated to
power out of the sudden loss of traction. The defendant, on the other hand,
always argued
that the vehicle had not aquaplaned, but that the heavy
acceleration was the cause of the loss of control.
- In
her second decision, the primary judge had said that she was not persuaded by
the further report so as to depart from her initial
conclusion that the sliding
of the rear of the vehicle preceded the spinning of the wheels under heavy
acceleration. Her Honour gave
a number of reasons why this was so. Although not
itself determinative of her decision, one of those reasons related to the
possible
ambiguity of where it was Detective Inspector Barr had stated that he
observed the burn marks in the roundabout. The primary judge
did not think that
Detective Inspector Barr's evidence in the original trial meant that the burn
marks were in the position Mr Bailey
asserted they were in his further report.
There was other evidence, however, that fortified her Honour in her conclusion
that the
slide preceded the heavy acceleration.
- On
4 th May 2010, the defendant's solicitor, George Mallos, swore an affidavit in
support of a motion by the defendant for leave to
re-open the proceedings. The
application for leave was heard on 13 th May 2010, when argument was presented
before the primary judge
as to whether she should allow Detective Inspector Barr
to give evidence as to what he had intended to convey by his evidence back
in
2007.
- On
11 th June 2010, the primary judge gave a reasoned decision determining, in the
exercise of her discretion, that she would not
allow further evidence to be
called on behalf of the defendant. A prominent reason, amongst several, for the
decision was her statement
that she "considered it unlikely that his further
evidence would have a significant impact on the issues in the proceedings" (Red,
157). Her Honour explained why this was so.
- The
primary judge then dismissed the application for leave to re-open. Her Honour
entered a verdict and judgment for the plaintiff
in the sum of $1,301,437.94,
reflecting the finding she had made as to contributory negligence. Her Honour
ordered that the defendant
pay the plaintiff's costs of the proceedings on an
ordinary basis, up to and including 2 nd November 2007, and on an indemnity
basis
thereafter.
- On
7 th July 2010, the defendant lodged a Notice of Appeal to this Court, asserting
the following grounds:-
1. The primary judge erred in making
the findings that are challenged in the appellant's Narrative filed under UCPR
51.36(2).
2. The primary judge should have made the contended findings
set out in the appellant's Narrative filed under UCPR 51.36(2).
3. The
primary judge erred in finding the appellant negligent in the following
respects:
(a) The primary judge failed to determine the scope and
existence of a relevant duty of care before considering questions of breach;
(b) At [99] the trial judge misdirected herself by reference to the
proposition contained in the first sentence of that paragraph;
rather:
(i) By reference to s5F Civil Liability Act 2002 the primary judge ought
to have determined that the risk of harm arising from the vehicle with bald
tyres in wet conditions was an
obvious risk; (See her judgment [103] - [104]);
(ii) The primary judge then ought to have applied the statutory
presumption of awareness established by s5G of the Act unless the respondent
proved on the balance of probabilities that he was not aware of that risk;
(iii) In the alternative to (ii), in considering the statutory exception
to the presumption created by s5G the primary judge misdirected herself in the
last sentence of [99] by asking the question whether the respondent should
have been aware of any obvious risk involving driving the vehicle , rather
than whether the respondent had proved on the balance of probabilities that he
was not aware of the risk.
(c) At [100] failed to direct herself in
accordance with s5H of the Act that a person does not owe a duty of care to warn
of an obvious risk;
(d) Erred in law (at [101]) by adjudging the
appellant liable by reference to an obligation to prevent harm occurring rather
than
an obligation to exercise reasonable care.
4. In finding the
respondent did not know the tyres on the vehicle were bald, the primary judge
erred by:
(a) Reversing the onus of proof; and
(b) Treating the
rejection of the evidence of the appellant and his wife that they had informed
the respondent of that fact as evidence
supporting a finding that the respondent
did not know about the tyres.
5. In the alternative, assuming the
finding of negligence stands, the primary judge erred in assessing the
respondent's contributory
negligence at merely 25 per cent, which assessment was
outside the bounds of sound discretionary judgment in all the circumstances
of
the case.
6. The primary judge's discretion refusing the appellant's
application to recall Detective Inspector Barr miscarried in that:
(a)
She misapprehended the facts she recited at [12] - [14];
(b) Took into
account an irrelevant consideration, and made an error of principle, at [15];
(c) Failed to take into account the public interest in the finality of
litigation in that hearing the further evidence of Detective
Inspector Barr may
have avoided the need for a new trial;
(d) Failed to find further
evidence of Detective Inspector Barr was clearly relevant to and capable of
having significant impact on
the issues in the case.
- It
is necessary to add that the narrative of challenged findings extend to nearly
20 pages. There are, in all, some 23 findings challenged,
they being essentially
the great majority, if not all, the facts on which her Honour found for the
plaintiff. I will not pause here
to set them out individually, but will refer to
them in some detail when it becomes necessary to consider them against the
background
of the individual appeal grounds.
- The
plaintiff, albeit many months later, filed a cross-appeal challenging the
primary judge's findings on contributory negligence.
Evidence and issues at trial
- Mr
Cranitch SC and Mr Michael Inglis appeared for the plaintiff at trial. Mr Hull,
as I have said, appeared for the defendant at trial.
The plaintiff gave evidence
but, unsurprisingly, had no recall of the accident whatsoever. He had been in a
coma from the time of
the accident to January 2000, and his earliest recall
before the accident was in fact some time earlier in 1999, when he was able
to
recall driving back from Brisbane where he had been living with his father. The
intervening months, both before and after the
accident, were simply lost to him.
- Mr
Hull, however, put a version of events to the plaintiff, for his comment. This
was, it might be concluded, the basis of the case
the defendant wished to make
out at trial. In the main, the plaintiff was unable to recall anything about the
accident, and hence
could make little contribution concerning the specific
matters that were put to him relating to the day of the accident. There were
other more general matters of which he had some limited recollection. For
example, he was able to state positively that he did not
know that the defendant
had increased the cubic capacity of the engine in his car in 1999. Nor did he
know that the cylinder head
and camshaft had been machined "to significantly
increase the car's power output" (Black, 52). He did not deny that he may have
driven
the defendant's car on a number of occasions before the accident, but he
was unable to recall how often he had driven it. Indeed,
he said he could not
actually remember driving the vehicle (Black, 55).
- Broadly,
the scenario suggested to the plaintiff was this: that he had, in the afternoon
of the day in question, gone with Wayne Halls
and a young man called 'Tim' to
Wayne Hall's grandfather's house. This had been for the purpose of collecting
two tyres, which were
worn but had some legal tread on them. Next, that during
the early evening, the defendant came to the plaintiff's house at Stillman
Street in a highly intoxicated state. An agreement had been reached between the
defendant, Mr Halls and the plaintiff that the three
of them would go to a house
at Cochrane Street, for the purpose of collecting the defendant's vehicle. The
house was the residence
of the defendant's girlfriend (now his wife), Ms Rachel
Slingo.
- It
was then suggested to the plaintiff that he had known that the defendant's car
had been parked in the backyard of Ms Slingo's house
at Cochrane Street for
about a month; that he knew that it was parked there because it needed work
carried out on it, so as to get
it ready for registration; and that he knew that
this required the replacement of some joints on the front steering, and that at
least two of the car's tyres, being the rear tyres, were bald. To all these
suggestions, the plaintiff denied that he had any knowledge.
- It
was further suggested to the plaintiff that the arrangement between the three
young men was that they would go back to Ms Slingo's
house and obtain the
defendant's car, then bring it back to the plaintiff's home so that the two
tyres that had been obtained earlier
in the day could be fitted to the wheels.
The plan was that they would then drive out to Elizabeth Avenue, near the Wagga
Wagga City
Airport, to do "burn outs". The plaintiff, however, was unable to
recall any of the matters put to him in this regard by Mr Hull.
- Counsel
then suggested to the plaintiff that when the trio had arrived at Ms Slingo's
house, she, in the presence of the plaintiff,
had warned the defendant about
driving the car because the tyres were bald and it was raining. Counsel was
suggested to the plaintiff
that he had simply grabbed the keys to the
defendant's car, started the engine and backed it out onto the roadway. It was
then suggested
that the defendant had moved to the driver's window of the car
and insisted on driving, only to be rebuffed by the plaintiff, who
said, "You're
too pissed, mate". The defendant and Wayne Halls then travelled in the car as
passengers. The plaintiff was unable
to recall any of these matters.
- Counsel
next suggested that, when the vehicle approached the roundabout at the
intersection of Lake Albert Road and Kooringal Road,
the plaintiff "planted it"
to get through the intersection before another car on his right had entered the
intersection (Black, 62).
He suggested that the wheels began to spin, and that
the car lost control "because of the acceleration". It spun around almost 180
degrees, and collided with the telegraph pole. The plaintiff said he could
remember none of the matters that were put to him. The
following brief extract
gives the flavour of counsel's suggestion (Black, 63):
Question: And having then planted it and gone into the intersection, you
didn't break again I suggest to you. You don't know that,
do you?
Answer: No, I don't.
Question: And the thing that stopped you was the pole?
Answer: Yeah.
Question: And from the moment you planted it until you hit the pole, you kept
your foot planted on the pedal. It fishtailed to the
left with the wheels
spinning because the revs were going to the wheels at a great pace. The wheels
spin, fishtail to the left, you
tried to overcorrect it - sorry, you tried to
correct the effect that this was having on the car, and it spun around almost at
180
degrees into the telegraph pole. Do you remember that?
Answer: No, I don't.
- It
was common ground that the police attended the scene of the accident very
shortly afterwards. The contents of the police report
were in evidence before
the primary judge. The report described the incident in the following terms
(Blue, 7):
Vehicle 1 was travelling north in Kooringal Road and when at the intersection
on Lake Albert Road where there is a roundabout, travelled
through the
roundabout and on leaving the roundabout has lost control of the vehicle whereby
the vehicle's rear portion moved to
the left towards the gutter then flicked
back to the right approximately 180 degrees and then collided with electrical
pole number
117154, the front driver's door area taking most of the impact.
The occupants of the vehicle had been dropped off earlier... where the
witness, Rachel Slingo resides. They left those premises after
approximately 15
minutes. The witness was following them in her vehicle and observed the vehicle
prior to and at the time of the
accident. She is unable to state what speed the
vehicle was travelling prior to the collision. After the collision, the witness
opened
the front nearside door whereby Harmer fell onto the roadway and later
moved by ambulance staff. The witness attempted to undo the
driver's seatbelt
but was unable to...
When spoken to, Passenger 2 (Halls) stated "We came around the roundabout too
quick, it was slippery and we lost it."... Whilst at
the scene police spoke to
the witness Sanford who stated that just before the impact she heard the sound
of the vehicle travelling
at high speed. She stated that she could hear the
vehicle's engine rev, shortly followed by the sound of the impact.
- Wayne
Halls first gave evidence in the plaintiff's case. He was able to recall the day
of the car crash and had a reasonable recollection
about the crash itself. He
had been drinking, and he thought that the plaintiff had "had a couple of beers
as well" (Black, 129).
- Mr
Halls confirmed that 'Tim', the plaintiff and himself had gone to Mr Halls'
grandfather's house at 9 Wilson Street to pick up two
tyres. He confirmed that
the intention was that later they were going to do "burn outs" at Elizabeth
Avenue (Black, 129). The intention
was that they would put the tyres on another
car, and then burn the tread off those two tyres.
- He
further confirmed that the intention of collecting the defendant's car had been
to take it to the plaintiff's house at Stillman
Street, but he was unable to
recall much of what happened at Cochrane Street. For example, he could not
recall whether Ms Slingo
was there at the time.
- In
any event, Mr Halls stated that, as the car approached the roundabout on
Kooringal Road, there was nothing about the plaintiff's
driving that gave him
any cause for concern. His description of what happened appears at Black, 131 -
132:-
Question: When you got to the intersection, do you remember going into the
intersection?
Answer: Vaguely.
Question: At some point during the intersection did you feel something
happening with the car?
Answer: Yeah, the back end -
Question: When I say the intersection, I'm talking about the roundabout?
Answer: Yeah, the back end slid towards the gutter.
Question: What happened then?
Answer: Gavin tried to correct it, overcorrected and we ended up sliding down
the road the opposite way.
Question: When he tried to correct it, did you hear the engine accelerate?
Answer: I don't recall.
Question: In any event, the first thing you were aware of was that the rear
of the car was sliding out, is that correct?
Answer: Yes.
Question: Are you able to say at what point you were at the roundabout when
that began to happen?
Answer: Just on the way out of the roundabout.
- Mr
Halls also stated that he had been through this roundabout on occasions prior to
this night. He said that he had had problems in
the past with adhesion of his
tyres when the roundabout was wet. On those occasions, it was slippery and he
had "slipped" in it.
- Although
he could not recall whether he had, on this night, looked back to see what state
the road was in, he was able to say that,
when it was wet, "it always had a
glaze to it". He said at Black, 133:-
Question: Do you remember what it looked like when it was wet?
Answer: Not really, when it was wet it always had a glaze to it but I don't
recall that night.
Question: When you say a glaze, what...
Answer: Sort of glassy.
Question: You would describe it as shiny?
Answer: Yes.
Question: To your knowledge, was something done about the roundabout shortly
after this?
Answer: I'm pretty sure it was resurfaced not long after.
Question: About how long after do you think?
Answer: I think it was about a week but I'm not, I'm not a hundred percent
sure.
Question: One thing I forgot to ask you, was it a wet night?
Answer: It was, yes.
Question: Was it raining when you left the house, do you recall?
Answer: I don't recall, no.
Question: But you recall it being a wet night?
Answer: It was a wet night, yes.
- It
appears that Mr Hull may have become concerned that certain matters had not been
put in cross-examination to Mr Halls. Whatever
the reason, Mr Halls was
recalled, although this time as a witness in the defendant's case. Although
constrained somewhat by the
fact that he was now examining the witness in chief
(rather than cross-examining him), Mr Hull revisited several issues. The first
was whether Mr Halls could recall hearing Ms Slingo say anything at Cochrane
Street before the plaintiff took the keys and manoeuvred
the car out onto the
roadway. He repeated that he could not and, indeed, was unable to recall whether
she had been there or not.
- Mr
Hull then revisited the issue of the events, as the witness recalled them,
occurring in the roundabout. At Black, 265 - 266, the
following appears:-
Question: What did you feel when you went through the roundabout in the car?
Answer: The back end of the car slide towards the gutter.
Question: At what point in the...
Answer: Exiting the roundabout.
Question: As you exit the roundabout. If I were to give you a circle with the
four points going off it representing the entry from
the Cochrane end of
Kooringal Road into the roundabout as being one entry into the circle, and below
that an entry out of Kooringal
Road - you understand what I'm saying to you?
Answer: Yes.
Question: And then another entry into the circle would be Lake Albert Road
and at the other side of the circle going out of Lake Albert
Road, do you
understand what I'm saying?
Answer: Mm-hmm, yep.
Question: Whereabouts on that imaginary circle of those four lines did you
feel it?
Answer: More towards the Kooringal - the opposite side of Cochrane Street.
HER HONOUR
Question: Can you do it in terms of a clock face, would it be...
Answer: Roughly 10 o'clock.
HULL
Question: I see, so 12 o'clock is...
Answer: The way we were headed.
Question: The way you were headed. At about 10 o'clock is where you felt
sliding to the left, or right. Whilst you were in the car
at around that point,
the point where you approached the intersection, did you hear anybody say
anything?
Answer: No.
...
Question: When you felt the slide to the left, have you got any memory of
anything about the speed of the vehicle?
Answer: No.
Question: No memory?
Answer: No memory.
- Before
turning to the expert evidence, it will be useful to refer to the evidence given
by both the defendant and Ms Slingo. (As Miss
Slingo had, between the time of
the accident and the trial, married the defendant, I shall refer to her from
this point on as "Ms
Harmer").
- The
defendant gave a statement to investigators in July 2002. The statement included
the following (Blue, 1):-
On that day I had knocked off work at about 10:30am and I went to the pub
with a couple of workmates. My car was parked in the rear
yard at Rachel's house
because the tyres were smooth and I think the front ones were not too bad. I had
not used the car for about
one month up until that day.
At about 5 to 5:30pm my workmates drove me to Gavin's house and I went into
his house. Tim and Wayne were also there. We had a couple
of beers at the house
and I saw two car tyres in the backyard. Gavin said that I could have them for
my car and then we all went
around to 2A Cochrane Street to my car.
Tim drove us around to the house and we had come to the house to get my car
so that we could put the tyres from Gavin's on the back
wheels of the car. Gavin
took my car keys off me because he said I was too liquored up. I was pretty full
at that time. I remember
getting into the front passenger seat of the car and
Wayne got in the back. Gavin drove and I remember going around the corner onto
Kooringal Street and then through the roundabout. Next thing that I can recall
is the car hitting a pole on Gavin's side of the car.
I did not recall any of
that for about one year and then parts of the accident have come back to me...
To my knowledge Gavin was
sober when I got to his house, I only saw him drink
one or two beers and I know that he had been out all day riding motorbikes...
I have no idea what speed we were doing at the time of the accident. I know
that it had been raining, and the road was still wet when
we crashed.
- In
his evidence before the primary judge, the defendant sought to introduce details
of two conversations either with the plaintiff
or in his presence, which were,
if accepted, highly damaging to the plaintiff's case. They had not been
mentioned in his July 2002
statement. In a conversation that was said to have
taken place at the plaintiff's house before the three men left to go to Cochrane
Street, the defendant alleged that he told the plaintiff that his tyres "were no
good". Secondly, he gave evidence that, at Ms Harmer's
house, she had said to
the defendant in the presence of the plaintiff (Black 233):-
You're a fucking idiot. You're not taking that car, it's got bald tyres on
the back and its been raining. And where have you been.
I've been with the kids
all day.
- Ultimately,
the primary judge rejected the defendant's evidence in relation to each of these
statements. They were not consistent
with the original statements given either
by the defendant or Ms Harmer. In addition, her Honour found that Ms Harmer
displayed significant
animosity towards the plaintiff. So far as the defendant
was concerned, she was highly sceptical of his claim that his memory had
"recovered", as he claimed, in matters he now recalled that had not been
mentioned in his original statements.
- There
were other aspects of the defendant's evidence, however, that were of
significance. He said he looked at the roadway after he
had climbed out of the
car. He said it had been raining that day, but on the roadway itself, there were
no pools of water that he
could see. In cross-examination, however, he agreed
that his memory of the whole events of that evening were clouded by the effects
of alcohol, and he agreed that he was unable to say on this night whether or not
there were pools of water on the roadway. He agreed
that the road was wet. He
knew it had been raining, he said, "and the road was still wet when we crashed".
- In
his evidence-in-chief, the defendant said he had not discussed with the
plaintiff the nature of the work he was going to do on
the car to ready it for
registration (Black, 230):-
Not to an extent but I told him of I'm taking it to Rachel's to fix it all up
ready to rego.
He stated that the plaintiff had not done any work on the
car with him while it was at Ms Harmer's house during that month.
The
defendant told Mr Hull that, when the plaintiff came to the roundabout, he
"planted it" (meaning he accelerated heavily), and
the defendant said to him,
"Don't plant it". The defendant described the motor revving highly, and he said
(Black, 234):-
We were sidewards, I felt the car actually moving sidewards.
- The
defendant was cross-examined in relation to the statement he had given to the
investigators over 5 years earlier. He maintained
that the car "began to lose
it" before the roundabout, "just on the start of the roundabout". It was put to
him that, while the vehicle
was actually in the roundabout, the back began to
slide out towards the gutter and the plaintiff responded by trying to save the
slide by accelerating rapidly. In relation to the "don't plant it" evidence, it
was put to the defendant that there was nothing at
all in his July 2002
statement that suggested that such a remark had been passed. The following
appears (Black, 248):-
Question: Well, Rachel's not doubt spoke to you about this often since then,
hasn't she?
Answer: Yes.
Question: When you were asked on a number of occasions by different people
including your solicitor and an investigator about events
of the night and
things have been suggested to you, haven't they?
Answer: Yes.
Question: So you see, what I'm saying to you is given the unreliability of
your memory with the alcohol - and I'm not being critical,
trust me?
Answer: Yep.
Question: You can't say for sure whether what you're now saying about matters
that don't appear in her statement are matters that
might have been suggested to
you and sort of form part of what you legitimately believe to be your memory of
the events?
Answer: Yes.
Question: Even though it may not be so necessarily?
Answer: Mm.
- The
defendant was, in general terms, aware that the tyres on his car were bald. He
certainly knew the rear tyres were smooth. He was
cross-examined about this
(Black, 243 lines 5 - 35):
Question: Because you appreciated even then that if you drive cars with bald
tyres on a wet road it's likely to be dangerous, is that
right? That's what you
thought?
Answer: All depends on how you drive but -
Question: Well, that's what you thought at the time, did you?
Answer: Yes.
Question: You didn't say to your friend, "Listen Gavin, we're not going to
drive the car tonight, it's got bald tyres". You didn't
say that, did you?
Answer: I - not that I can recall.
Question: Indeed, the only thing you can recall is you said, "Get out, I want
to drive"?
Answer: Yes.
Question: You could've said to him "Get out, we're not going anywhere tonight
because it's got bald tyres. It's my car"?
Answer: I could've.
Question: And if you'd been taking any care as the owner of the car that's
what you should've done, isn't it?
Answer: Well, it's - it wasn't up to me who wanted to drive.
Question: It's your car, you have the say as to who drives and who doesn't?
Answer: Yes it was my car.
- In
her evidence, Ms Harmer gave details of the conversation alleged to have taken
place at her house before the plaintiff drove out
onto the roadway in the
defendant's car. As I have already said, her Honour did not accept that this
conversation occurred. Ms Harmer,
in fact, agreed that she had moved her car to
enable the plaintiff to bring the car from around the back of her house out onto
the
roadway. Presumably, the plaintiff would not have been able to get the car
onto the roadway, had Ms Harmer not undertaken this manoeuvre.
Ms Harmer placed
her children in her car and followed the defendant's car as it proceeded out
onto and along Kooringal Road.
- According
to Ms Harmer's evidence, the plaintiff suddenly accelerated as he approached the
roundabout, presumably to avoid a car which
was coming from the right. She said
(Black, 274):-
He then suddenly accelerated and went around the roundabout. About three
quarters around, which is just as he's coming off the roundabout,
the arse end
of the car started sliding towards the gutter. He was still accelerating, I
could hear it... I could hear the engine
revving.
She agreed that the
vehicle had slid towards the gutter on the left hand side. She assumed that the
plaintiff tried to correct it
but the vehicle "flipped around" and slid up the
road sideways, into the pole. Ms Harmer maintains that she herself proceeded
through
the roundabout "slowly". Ms Harmer was cross-examined about the
statement she had given the police immediately after the collision.
This was
recorded in Senior Constable Roesler's notebook, as follows (Blue, 55):
I was following them, we had just left 2A... I was just coming off the
roundabout when I saw them hit the pole. I saw the rear of
the car slide out and
hit the pole. Gavin was driving the vehicle. I don't know if Gavin had been
drinking, he wasn't drinking at
home.
- Ms
Harmer agreed that she had given this statement. She further agreed that when
her car was in the roundabout, the defendant's vehicle
was still in the
roundabout but right on the edge, "between the roundabout and where you go off".
She agreed that on the version
she gave, she had stopped her car to allow the
other car to pass, entered into the roundabout and then "saw them losing it".
She
agreed that she had also spoken to an investigator and said (Black, 280):-
As I was going through the roundabout, I saw the back of Luke's car slide
sideways towards the gutter as it was going out of the roundabout.
Then it has
done a 180 degree turn as it went up the road... and the driver's side of the
car hit the pole on the same side of the
road. The road was wet and shiny at the
time of the accident... and it was then resurfaced about a week or so later.
- It
was pointed out to her in cross-examination that, in neither of these
statements, had she said anything about "speed". She agreed
that she did in fact
say, when an investigator asked her, that "Gavin did not drive the car too
fast". She agreed that she had said
nothing about the motor "revving". It then
emerged that there were in fact two written statements in 2002 made by Ms
Harmer, one
in July and one in November. The latter statement became MFI "7".
The witness said she had been unhappy with what she said in her
first statement
and, for that reason, had some further discussions with the investigator. This
resulted in the November 2002 statement.
It was in this document, she had, for
the first time, said (Black, 284):-
As he went into the roundabout he accelerated very hard and about three
quarters of the way around... the car started to slide. The
car was about out of
the roundabout and the break lights did not come on at all. I could hear the
revving sound of the car motor
accelerating very hard, and it was obvious he was
trying to power out of the slide.
- It
was put to Ms Harmer that this statement was consistent with the fact that the
plaintiff had tried to power out of the slide (after
it occurred) and that he
had over-corrected the steering. Ms Harmer agreed that she had seen the back of
the car start to swing out
at some point "in the roundabout". She marked on
Exhibit Q a circle to indicate where she had been when she saw the car "swing
out".
This latter point was marked on the exhibit with a cross. It was indicated
to be on the north-eastern side of the intersection of
the roundabout, and just
near its exit. By contrast, Ms Harmer's "circle" was on the south-eastern side
of the roundabout, just within
the entry to it (Black, 287). Ms Harmer indicated
that when she had said, in her oral evidence, that the car began to slide about
"three quarters of the way around", she meant to indicate the position that was
shown on Exhibit Q, namely a position quite close
to the exit of the roundabout.
It was pointed out to her that in her November 2002 statement, she has used the
expression "about
three quarters of the way around the roundabout", and she
agreed that this was intended to refer to the point "quite close to the
exit of
the roundabout". This was the point, she agreed, where the slide commenced. She
agreed that when she spoke to the police
that night, she said nothing about
"acceleration through the intersection". She agreed that, at the time of the
accident, the roadway
was "wet and shiny". Ms Harmer's markings on Exhibit Q are
reproduced in these reasons as Appendix " A ".
- There
were two police officers called. The first was Senior Constable Linda Roesler.
The second was Detective Inspector Barr. These
witnesses were called by the
defendant. I shall set out briefly the evidence of Senior Constable Roesler. I
shall, however, leave
Detective Inspector Barr's evidence until after I have
examined briefly the expert evidence.
- Senior
Constable Roesler produced her copy of an extract from her notebook, made
shortly after 8:40pm on 6 th November (Exhibit 9).
She confirmed that she had
taken a brief statement from each of Ms Harmer and Mr Halls. She had recorded
her observations in the
notebook, to the effect that each of the tyres on the
defendant's vehicle was completely smooth. She had also made a brief entry
which
summarised her observations of the accident. She had written (Blue, 57):-
Rear to gutter
Kick back 180
Then into pole.
The witness said (referring to a diagram in her
notebook) (Black, 298):-
This here is basically my observations of how the vehicles travel through the
intersection. It's - as it's come out of the roundabout
from markings on the
roadway the vehicle's travel near to the gutter and then it's kicked back 180
degrees into the pole.
- The
following evidence was then elicited:-
Question: Now, how did you look at the marks that the vehicle left on the
roadway?
Answer: Sorry, did I?
Question: Did you?
Answer: Yes I did.
Question: And how long have you been investigating accidents on roadways in
the Wagga district?
Answer: I've been a police officer for 22 years in Wagga and I've been - of
that 22 years I was a highway patrol officer for 13 years,
which is what I was
at the time of this accident.
Question: And what observation did you make about the marks that were on the
road?
Answer: The marks on the road - the roadway was wet, although it wasn't -
there was no laying water on the roadway anywhere. It had
been slightly raining
earlier and there was no water in the gutters or anything like that. The - I
could see tyre marks on the roadway
near the gutter, on the actual cement
section which is only within a - 30 centimetres from the gutter. And then I
could actually
see the path the vehicle's taken and then where the wheel marks
then have gone close to the centre of the roadway from the back of
the vehicle,
indicating the back of the vehicle has turned completely around where the car
has then moved towards the pole and the
driver's side of the door impact.
Question: Can you describe the marks? Were they marks consistent with braking
or -
Answer: No, the marks were consistent with a tyre that's lost traction and
moving in such a force that the wheels as they're spinning
around - yeah, they
don't have traction but they're still moving across the roadway.
Question: And the diagram you've drawn is not meant to be to scale or
anything like that?
Answer: No, that was just a very rough diagram just to show the path... which
the car had taken. It doesn't indicate the actual skid
marks. The skid marks
weren't continuous as such and - yeah. So it just shows the path that the
vehicle took.
The diagram is reproduced in these reasons as Appendix "
B ".
Expert evidence
- The
plaintiff's expert was a mechanical engineer, Michael Griffiths. Mr Griffiths'
opinions were based essentially on the information
contained in the police
report and assumptions he was asked to make by the plaintiff's solicitors. He
also placed reliance on the
plaintiff's claim form, which, broadly speaking,
reproduced facts consistent with the statements in the police report.
- The
first assumption Mr Griffiths made was that speed had not been the factor that
had led to the loss of control of the vehicle.
Information given to Mr Griffiths
indicated that a following vehicle (Ms Harmer's car) was travelling at a similar
speed, and had
no difficulty in negotiating the roundabout. Mr Griffiths stated
(Blue, 9):-
The description of the incident as deduced by police is that as the vehicle
was negotiating the roundabout, the rear tyres lost traction,
initially causing
some clockwise rotation. The vehicle then changed rotational direction, and
commenced rotating in an anti-clockwise
direction. This appears to have caused
the vehicle to have spun through something in the order of 90 degrees, so that
the driver's
door impacted a power pole on the far side of the roundabout.
- Importantly,
Mr Griffiths thought that this description meant that the rear wheels of the
vehicle lost traction first. All four tyres
were bald, and the vehicle was a
rear wheel drive.
- Mr
Griffiths explained that one of the functions of a car's tyres is to pump water
out of the tread on wet road surfaces (Blue, 10).
As the tyre spins, the tread
blocks force water into the grooves, and those channel water out and away from
the contact patch, where
the tyre meets the road. As the tyre tread wears down,
he said, the depths of the grooves become less. This in turn reduces the tyre's
ability to remove water. At some point, consequently, a tread will reduce to a
point where even a small layer of water on the road
will not be able to be
pumped away by the tyre. When the water cannot be pumped away, traction is lost.
Mr Griffiths explained that,
as the amount of water becomes deeper, the tyre can
lift up on top of the water as the volume of water in the "bow wave" becomes
greater than the tyre's ability to disperse it. Water is incompressible, so that
the tyre is lifted off the road and "planes" across
the surface of the water.
This is commonly described as "aquaplaning".
- Mr
Griffiths examined research and study materials which, in his opinion, indicated
that a zero tread depth on tyres resulted in a
70 percent reduction that should
be allowed for in critical speed by drivers on wet road surfaces. He referred to
research dealing
with the differences of critical cornering speeds for tyres
with reduced tread depth (Blue, 12):-
What this means is that a vehicle which could safely negotiate a curve at a
speed of mere 90 kilometres an hour in the wet, with tyres
with good tread
depth, would have to travel around that curve at a speed of less than 40
kilometres an hour to maintain traction
in the wet with tyres with tread depth
of 2 millimetres or less.
- In
the final section of his report, Mr Griffiths expressed his conclusions. He
acknowledged that the exact conditions and factors
which were present in the
lead-up to the loss of control of the present crash were not known to him at the
time of preparing his
report. However, he thought that the reduction in critical
speed for tyres on a dry surface, compared with tyres with no tread depth
on a
wet road surface, was from 40 kilometres per hour down to 21 kilometres per
hour. This represented a reduction of approximately
one half. He said (Blue,
13):-
This could mean that a driver who, say, slowed from 40 down to 30 kilometres
an hour to allow a safe margin for wet conditions with
good tread depth tyres,
could still be well above the critical speed at the curve of 21 kilometres per
hour if the tyres had no tread
depth... On this basis, it appears highly likely
that the bald tyres were a significant contributing factor to the cause of this
crash.
- The
defendant obtained a report by William Bailey. His first report was dated 23 rd
June 2006. At that stage, he had not seen Mr Griffiths'
report. Nevertheless, Mr
Bailey addressed, within the confines of his expertise, the likely cause of the
collision. He too had the
advantage of the police report. He also had the
statement by Mr Halls which said (Blue 67):-
We came around the roundabout too quick, it was slippery and we lost it.
- In
addition, Mr Bailey had the advantage of the sketch which had been made by
Senior Constable Roesler. Further, he had the November
2002 statement from Ms
Harmer, which had asserted that the plaintiff accelerated "very hard" as he went
into the roundabout and "about
three quarters of the way around the roundabout,
the car started to slide with the back of the car going towards the gutter"
(Blue,
67). Ms Harmer had also said in her earlier statement that the road was
wet and shiny at the time of the accident.
- Mr
Bailey noted that the alignment of the road surface in the intersection was
basically level with cross fall visible between the
central island and the kerbs
of approximately 3 to 5 percent gradient. He had access to police photographs
taken 2 days after the
crash. He had not been able, however, to physically
examine the road surface, as it existed at the time of the accident. This was
because it had been resurfaced by the Local Council a few days after the
photographs were taken.
- The
primary argument advanced by Mr Bailey (based primarily on Ms Harmer's
statement) was that this accident was more likely to have
been caused by
excessive acceleration than by any factor connected with the bald tyres. In that
regard, he thought it unlikely that
the tyres in this case had initiated
aquaplaning, because there would not have been sufficient standing water in the
intersection.
He defined standing water as "water which comes to the level of
aggregate/stones on the road surface" (Blue, 77). Mr Bailey said
the main reason
why tyres must be replaced when minimum tread depths are reached is because a
smooth tyre is likely to initiate aquaplaning
when travelling through standing
water. He said the tendency to aquaplane increases rapidly with increasing
speed. He expressed the
opinion that, if standing water was not present on the
roadway, and the road surface was in adequate condition to maintain normal
contact, then only slight loss of friction would have occurred with a wetting of
the road surface. In the present case, he thought
that the area of the
roundabout near its northern exit (where the police report indicated the rear of
the vehicle had swung towards
the kerb) was an area with substantial cross fall.
If so, this would have precluded the possibility of standing water being in the
roundabout during the assumed rainfall conditions at the time. In the absence of
standing water, Mr Bailey said there was "no significant
possibility that the
vehicle aquaplaned" (Blue, 78).
- Mr
Bailey produced a second report on 28 th September 2006. This addressed the
issues raised by Mr Griffiths in his first report.
In this second report, Mr
Bailey said he agreed with the research which indicated the importance of
vehicles operating on public
roads using tyres with at least minimum tread
depth. He accepted that, under many commonly encountered road conditions,
vehicles
with reduced tread depth will have substantial reductions in grip
between tyre and roadway. However, he thought that the factor of
tread depth did
not cause "a universal reduction in grip during all wet conditions" (Blue, 92).
He said that the potential difference
in grip between smooth tyres and tyres
with minimum roadworthy tread, on the surface where the plaintiff lost control
of the vehicle,
would be minimal, for a number of reasons. These were, first,
the road gradient ensured no standing water during the weather conditions.
This
was the point he had made in his first report. Secondly, the road surface would
likely to have been washed clean by previous
rainfall. Thirdly, the road surface
itself (although he had only seen it in photographs) was sufficient to provide
substantial subsurface
drainage, irrespective of tread depth of tyres. Finally,
he thought the vehicle speed at the commencement of control loss was
substantially
less than the likely impact speed of the vehicle when it hit the
pole. He was somewhat critical of the fact that Mr Griffiths did
not have the
benefit of an inspection of the site where the collision occurred, and may have
been unaware of some critical road factors
that he thought were relevant. These
were the substantial cross falls within the roundabout and in the area where the
tyre marks
were recorded. These cross falls, he said, would ensure that there
was no possibility of standing water being present at the time
of the incident.
He mentioned, also in this context, the road surface itself as he had described
it in his earlier report.
- Finally,
he was critical of Mr Griffiths' reliance upon some of the research material
mentioned in his earlier report. In particular,
the table which Mr Griffiths had
relied on related to a road surface of "smooth concrete" whereas the road
surface in the subject
roundabout, as the police photographs demonstrated, was
asphalt (high texture). Mr Bailey thought the research rather indicated that
there was likely to have been minimal reduction in grip for the Ford Sedan,
between treaded and smooth tyres, and he produced research
to back up this
opinion.
- Mr
Bailey's conclusions were as follows (Blue, 98):-
As outlined above, the actual road conditions at the time of the crash (even
allowing for the uncertainties involved) were substantially
different to the
conditions needed to cause very high loss of grip per Mr Griffiths' analysis.
By far the most significant factor causing loss of control is continued
strong acceleration by Mr Hare in a highly powered vehicle.
Continued strong
acceleration is indicated by:
Curvature and extent of the skid marks leaving the roundabout to the north
Likely speed at impact exceeding a reasonable speed within the roundabout for
a prudent driver in the conditions
Absence of tyre marks which could correspond to pre-impact breaking (ie.
fairly straight marks)
and consistent with witness' descriptions of high revving motor sounds,
"punching it" (ie. harsh acceleration) and the absence of
brake lights
pre-impact.
- Mr
Griffiths was asked to comment on Mr Bailey's second report. Mr Griffiths
provided a supplementary report dated 23 rd October 2006.
Mr Griffiths stated
(Blue, 26 - 27):-
My original report of 20 th July 2006 stated that, for the purposes of
evaluating tyre to road surface traction, the road surface
was deduced to have
been wet.
The police report supplied to me described the road surface as wet, and in
particular the police report stated... Roadway was wet. Had been raining
prior to accident .
It appears to be an area of potential agreement between William Bailey and
myself that:
There is a significant reduction of traction of tyres on a wet surface as
compared to a dry surface, and
Tyres with low or no tread depth have less traction on a "wet" road surface
than tyres with good tread depth.
William Bailey's proposition is that a road surface where the incident
occurred was not wet enough at the time of the incident to
behave as a wet road
surface, ie. have less traction than a dry road surface...
Exactly how wet the road surface was at the precise time of the crash would
appear to be a matter of evidence from on-scene witnesses.
The most relevant
witnesses' evidence would be those observations made of the road surface at the
exact time of the crash.
- Mr
Griffiths then discussed, in some detail, the different assumptions that he and
Mr Bailey had acted upon in providing their reports
to their respective
solicitors. It will be convenient to set out this part of Mr Griffiths' report
(Blue, 27):-
A reading of William Bailey's original and supplementary report indicates
that there are differences between the information he was
provided with and the
assumptions I was asked to make. These include:
I was instructed that the vehicle following Gavin Hare was travelling at
approximately the same speed, and that it negotiated the
roundabout with no
difficulty. William Bailey reports that the driver of the vehicle following
Gavin Hare was not able to provide
an estimate of Gavin Hare's speed.
William Bailey's report assumes that all surface water had dissipated and
whilst the road may have had a wet appearance, it was not
wet enough to be
acting as a wet road surface. The police report supplied to me described the
road surfaces as wet, and I assumed
the road was wet enough to be acting as a
wet road surface.
William Bailey was provided with information to the effect that the vehicle
had entered the roundabout too fast for the wet conditions.
I was asked to
assume that the driver was negotiating the roundabout in a normal manner.
Whilst William Bailey raises the issues as to how applicable some aspects of
the particular research are to this incident, the major
variations in opinion on
tyre to road surface traction would appear to be more related to the broader
assumptions as to what was
the extent of wetness of the road surface at the
time.
In terms of a layman's understanding of what the subtleties of this research
mean in reality for real drivers on real roads, it is
my experience that real
world driver experience is:
A vehicle's tyres are more likely to skid or slip on a wet road surface, and
A vehicle's tyres are less likely to skid on a wet road surface when they
have newer tyres with good tread depth.
- In
his conclusion Mr Griffiths said that if the assumptions in his original
instructions could be substantiated, that is that the
road surface was wet
enough to behave as a wet road surface, that the driver entered the roundabout
at a normal speed for wet conditions,
and that he had no prior knowledge and no
reason to believe that the tyres were bald, the conclusions in his original
report should
still stand.
- Mr
Bailey was asked to respond to Mr Griffiths' supplementary report. This he did
in his third report, dated 30 th October 2007. Mr
Bailey argued that he had
always made the assumption that the road surface at the particular time was
"wet" (Blue, 101). But he maintained
that there was no standing water in the
roundabout, and that therefore there would be likely to be only a small
difference in traction/friction
available from bald compared to well worn legal
tyres. He reiterated once again his proposition that the substantial cross fall
in
the intersection was more than sufficient to ensure there was no standing
water at times other than during heavy rain.
- Thus,
it may be seen that, when the matter went to trial in November 2007, there was a
clear dispute between the two experts. On the
one hand, Mr Griffiths accepted
the overall thrust of the information he had been provided. This had suggested
that the roadway had
been wet, that the car went into a slide in the roundabout
and then, following the slide, the acceleration came on. It was this sequence,
based on the lay evidence, coupled with the description of the road surface he
was given, that led Mr Griffiths to maintain that
the bald tyres were a
significant contributing factor to the loss of traction and subsequent
aquaplaning.
- Mr
Bailey's position was that this was wrong principally because there was unlikely
to have been enough water in the intersection
to cause loss of traction. The
surface was not akin to "smooth concrete". Secondly, Mr Bailey thought that the
lay evidence which
he had been given suggested that the plaintiff had "planted"
the accelerator going into the roundabout and it was this that caused
the slide
which he then could not correct. In other words, Mr Bailey's argument was that
the plaintiff had gone into the roundabout
too fast or he had, alternatively,
accelerated at the wrong time. The loss of traction had nothing to do with the
bald tyres but
had everything to do with the acceleration.
- The
plaintiff's general response to these arguments was that they were simply not
supported by the lay evidence. Both Ms Harmer's
evidence and that of Mr Hall
suggested that the vehicle's slide happened before the heavy acceleration.
Moreover, the local witness'
evidence was that the road was wet, that the
surface was quite smooth, and that the water covering it was of a sufficient
depth to
cause aquaplaning. There was general evidence to suggest it was
slippery in those types of conditions. The plaintiff's counsel, during
cross-examination, also suggested to Mr Bailey that there was an area in the
intersection which could properly be described as flat,
where water would have
been more likely to gather and not run away, as he had argued. Moreover, Mr
Griffiths had said, during his
cross-examination, that he was not convinced the
research Mr Bailey had relied upon "was by any means conclusive". Indeed, in
re-examination,
he said the description of the wet road as "shiny" suggested to
him that, whatever the depth of the water on the road, it was sufficient
to
cover the asperities (Black, 221 - 222). Had they not been covered by the water,
the surface would have appeared "rougher". In
other words, Mr Griffiths
maintained that, depending on the accuracy of the versions given by the local
witnesses, it appeared there
may well have been sufficient water on the roadway
so as to lead to a loss of traction for a car driven with bald tyres through the
intersection.
- The
final witness whose evidence needs to be mentioned was Detective Inspector Barr.
He had been the duty officer in Wagga Wagga that
night. He arrived at the
accident scene shortly after the initial response by police. He said it had been
raining just prior to the
accident and the roadway was wet. There was water on
the roadway, but he did not make any observations as to depth, quantity and
volume. He said that he observed "tyre burn marks" leading from the roundabout
to the accident site. His evidence as to the location
of the burn marks was as
follows (Black, 252):-
Question: These burn marks that you saw on the road, where were they? If you
can imagine the roundabout as a circle, what part of
the circle did you notice
them commencing?
Answer: They started from - from memory they started near the apex of the
roundabout and continued through the roundabout on to Kooringal
Road and leading
up to the vehicle finally came to rest.
Question: I'm sorry to be difficult about this but what do you defined as the
apex?
Answer: The apex - I would describe the apex as the centre of the roundabout,
and coming from Kooringal Road end I'd say that the
burn marks commenced near
the apex of the roundabout, which is the top of the roundabout. And it gave me
certain indications of what
may have occurred prior to the collision of the
vehicle.
- Detective
Inspector Barr opined that the burn marks indicated that, prior to the
collision, the vehicle was under harsh acceleration.
He said that all four tyres
were very unroadworthy. They had left the car "in a defective condition as far
as I was concerned" (Black,
252).
- The
witness also described the difference between skid marks and burn marks. He said
he saw no evidence of any front wheel lock up
and no evidence of any front wheel
yaw mark. If, during a collision, the front wheels in particular had been
turned, the wheels will
actually slide across the road and put a yaw mark on the
road. He saw no evidence to suggest a sideways slide. Rather, the marks
on the
road he saw led him to believe that they were caused by the rear wheels spinning
on the road, not braking on the road. He
was also asked to examine the diagram
that had been drawn by Sergeant Roesler. He was asked to comment about what he
was able to
see in that diagram compared to what he had seen on the night of the
accident. He replied (Black, 256):-
It's a rough indication of the scene. It's a crude diagram. It's certainly
not a scientific diagram, and I certainly wouldn't rely
on it for measurements
and distances and things like that. But it is an indication.
He was also
asked:-
Question: In relation to the diagram that she's drawn you can see that there
was a movement to the left and a movement to the right
and then contact with the
pole?
Answer: Yes, that's what the diagram appears to indicate.
Question: Without wishing to suggest, and as obvious in the way it's been
drawn, it's not intended to be a scientific analysis, but
does that accord in
any way with your recollection of the marks you saw on the road?
Answer: It does, and my recollection of the night is that the burn marks on
the road were not straight. They were not parallel, say
with the centre line of
the road or the kerb alignment. They had movement in it which indicated that, to
me that the vehicle had
some sideways motion under harsh acceleration prior to
the collision.
- The
witness was cross-examined by Mr Cranitch (Black, 258). He agreed with senior
counsel that he did not conduct a scientific examination
on this night and,
indeed, he was not qualified to do so. He agreed that he had simply formed "an
impression". He said that the burn
marks on the road indicated to him the point
"from which the wheels commenced to spin". He agreed that it will often happen
in an
emergency that a driver will try to accelerate when a car has gone out of
control. In re-examination, he said he was unable to say
whether the burn marks
on the road indicated whether the manoeuvre was an attempt to arrest the skid of
the vehicle, or whether it
was extreme acceleration followed by the vehicle
subsequently losing control. He said (Black, 261):-
If the driver has accelerated to arrest a slide or to regain control of the
vehicle, sir, I cannot say that, I don't know.
He agreed that he did not
see any skid marks as opposed to burn marks.
The first decision
- The
primary judge addressed a number of issues in her first decision. The first of
these was identified as follows (Red, 18):-
The question was whether in so doing (applying heavy acceleration) he caused
the car to slide out of control or whether this acceleration
was an attempt to
correct the sliding of the rear wheels before he reached the point at which he
exited the roundabout.
- The
critical findings on this point made by the primary judge were, first, that the
rear wheels of the car commenced their slide at
a point within the roundabout,
and that the plaintiff's attempt to correct the slide by applying power to the
engine caused the car
to spin around and collide with the telegraph pole (Red,
22 Q - T). Secondly, her Honour concluded, after a careful examination,
that the
plaintiff had been travelling at a speed of less than the estimated impact speed
of 50 to 60 kilometres per hour (Red, 26).
This was within the speed level
advanced by the defendant as being critical for a car with smooth tyres on a wet
road. On the basis
of Mr Bailey's evidence, her Honour said that she was not
satisfied "that speed was the cause of the accident" (Red, 26). Thirdly,
she
found that the road surface in the roundabout was wet and slippery, either
because the asperities had been worn down and it was
smooth; or because there
was an area of standing water in the depression identified by Mr Griffiths (Red,
29 S - V). The factors
that the primary judge thought relevant in coming to this
conclusion were (Red, 29):
"(1) The evidence of all witnesses
that the road was wet.
(2) Having regard to the evidence of small
quantities of rainfall recorded as having fallen on 6 th November 1999,
observations of
the wet road surface indicated that it had rained, in fact,
close to the time of the accident.
(3) Mr Halls described slippery road
conditions to Senior Constable Roesler immediately after the accident.
(4) Ms Harmer described the road as "shiny".
(5) The evidence
that roadworks were carried out in the roundabout within 1 week of the accident.
This evidence "suggested that its
surface was in need of some kind of repair".
- Consequently,
her Honour made findings that, first, the rear wheels began to slide before the
car left the roundabout. This was consistent
with the evidence given by those
present. Secondly, she found that the plaintiff accelerated after the slide
commenced, in an effort
to power out of the slide. It was this acceleration that
caused the wheels to spin and the subsequent loss of control of the car
and its
collision with the telegraph pole. Thirdly, the primary judge found the speed at
which the car was driven at the time the
slide commenced, in ordinary
circumstances, was not excessive. Further, she found that the road surface was
sufficiently wet to cause
the bald rear tyres of the car to aquaplane and slide.
The primary judge concluded, in these circumstances, that the bald tyres were
a
substantial contributing factor to the accident.
The first Court of Appeal decision
- I
have said earlier that the Court of Appeal found that the primary judge had made
a mistake in attributing knowledge of the bald
tyres to the plaintiff. The
matter was remitted to the primary judge to reconsider this issue, and certain
other issues raised by
the defendant's Notice of Contention. The defendant had
argued that, notwithstanding the primary judge's error, her decision should
be
affirmed on other grounds. Sackville AJA suggested that the Notice of Contention
had encapsulated the respondent's arguments as
follows (Red, 79):-
3. The rear tyres on the vehicle lost traction because of the manner in which
the (appellant) drove the vehicle. He caused the grip
of friction at the rear
wheels to be broken by travelling too fast through the roundabout and/or by
making the strong demand for
acceleration while cornering. This caused the
vehicle to slide to the left and then to the right in circumstances where the
(appellant)
could not control the vehicle and it hit the street post at high
speed.
4. There was no evidence the asperities were worn down so that the road
surface in the roundabout was smooth thereby causing the bald
tyres to lose
traction.
5. There was no evidence of any standing water on the road surface on the
roundabout which was sufficient to cause the bald tyres
to lose traction.
- Mr
Hull, who appeared during the first appeal for the defendant, repeated the
substance of the arguments that had been put to the
primary judge, based on Mr
Bailey's opinions. Sackville AJA noted that, for the defendant to succeed on the
Notice of Contention,
he had to persuade the Court of Appeal to overturn her
Honour's findings that the road surface was wet and slippery at the relevant
time because it was worn down to smoothness, or because there had been an area
of standing water in the area identified by Mr Griffiths.
Even if Mr Hull had
been able to overcome this obstacle, it was pointed out that the Court of Appeal
would not be in a position,
in any event, to make the findings contended for by
Mr Hull. This was because the primary judge had not determined which of the
opinions
in conflict should be accepted. While there was research material that
supported Mr Bailey's opinions, his views had been challenged
in
cross-examination, and Mr Griffiths, by no means, agreed with all of them.
- In
any event, Sackville AJA noted that the question as to whether bald tyres
contributed to the crash "cannot be resolved by reference
only to the expert
evidence" (Red, 80). His Honour pointed, correctly, to the fact that the
evidence of lay witnesses and police
officers would be important in resolving
this issue. At paragraph 64 (Red, 80), Sackville AJA said:-
Detective Inspector Barr said that he observed tyre burn marks leading from
the roundabout to the point of the collision with the
light pole. The burn marks
started at the apex of the roundabout (at approximately the 9 o'clock position).
This led Detective Barr
to conclude that the vehicle had been under harsh
acceleration, causing the tyres to spin thereby creating the burn marks on the
surface. However, he did not observe any "yaw marks" - that is, marks left by
wheels sliding across the road. He was unable to say
whether the burn marks
reflected an attempt to arrest a slide, or whether marks were the result of the
appellant simply attempting
"extreme acceleration". Mr Cranitch submitted that
Detective Inspector Barr's observations, taken in combination with the lay
evidence,
suggested that the vehicle had "aquaplaned" across the road surface
before the appellant accelerated. According to Mr Cranitch, the
"aquaplaning"
would explain the absence of yaw marks, and the burn marks would identify the
point at which the appellant commenced
his unsuccessful attempt to arrest the
slide.
Ultimately, Sackville AJA (with whom Macfarlan JA and Handley AJA
agreed) determined that it was not appropriate for the Court of
Appeal to
resolve the factual issues raised by the Notice of Contention. It would be
necessary for this task to be undertaken by
the primary judge, evaluating for
that purpose all of the evidence (expert and lay), bearing on whether the bald
tyres contributed
to the crash and, if so, precisely how. His Honour said (Red,
81):-
This will require findings as to the accuracy or otherwise of the observation
of Mr Halls and Ms Harmer. It will also require Detective
Inspector Barr's
observations to be assessed in the light of the evidence of the experts. To the
extent that the opinions of Mr Bailey
and Mr Griffiths diverged on material
issues, the primary judge will need to determine whose opinions she prefers.
The second hearing in Wagga Wagga
- As
I have said, the second hearing resumed on 1 st September 2009. The primary
judge had, prior to this, indicated that she would
allow the tender of a further
report by Mr Bailey. This was a report dated 25 th May 2009. It dealt with
several matters. By far
the most important was Mr Bailey's purported analysis of
the evidence given by Detective Inspector Barr at the original hearing.
Incorporated in the report was a diagram (based on the survey plan, Exhibit R,
which had been tendered in the original hearing).
This diagram contained a
directional arrow indicating the notional path of the vehicle, and "clock face"
terminology had been added.
This diagram appears as Appendix " C " to
these reasons.
- Mr
Bailey began his analysis of driver perception-response time by referring to
Detective Barr's evidence as follows (Blue, 107):-
Inspector Barr stated:
He had experience in observing marks left by vehicles on the roadway...
He observed (tyre) burn marks - "they started near the apex of the roundabout
and continued through the roundabout...the apex - I
would describe the apex as
the centre of the roundabout...
This indicates the marks commenced near the 9 o'clock position and "continued
through the roundabout" through the area where a vehicle
would be turning to its
right, so that if the demand for lateral friction exceeded the lateral friction
available, for whatever reason,
the vehicle would slide to its left.
Inspector Barr characterised the tyre marks as burn marks and these could
only come from the rear tyres of the rear wheel drive Ford
sedan involved. Burn
marks will only occur during the application of sufficient power to exceed the
available tyre road friction,
and cause the rear tyres to spin.
Mr Halls described the "back end slid towards the gutter... starting at about
10 o'clock position" which is after the position where
Inspector Barr observed
the commencement of the burn marks.
- Mr
Bailey then applied his expertise as to the likely driver perception-response
time and engine response time, arising in such a
situation. If the burn marks
detected by Inspector Barr near 9 o'clock were a response, then he thought that
the stimulus for this
response would have had to occur at least 0.8 seconds
previously, during which time the vehicle would cover a distance proportional
to
its speed, in this case, about between 6.7 to 11.1 metres. This would have
placed the vehicle, he said, between 7 and 8 o'clock
on the diagram (Blue, 108).
- In
this situation, Mr Bailey argued that the decision to apply strong power as a
response to a perceived loss of friction when the
vehicle was located between 7
and 8 o'clock could not be consistent with the physical geometry of the
roundabout, or the presence
of any standing water located near the flat spot in
the intersection, because this was at the same location where the burn marks
had
been observed. His conclusions were (Blue, 108):-
Given a response time of at least 0.8 secs (and probably significantly longer
during the actual conditions at the time), then the
cause of the burn marks and
associated loss of grip on the roadway friction at 9 o'clock must have been at
least 6.7 to 11.1 metres
closer to 6 o'clock. As there were no road/vehicle
factors at this location to suggest a reason for the loss of control, a rational
explanation was that the vehicle was travelling too fast into the roundabout and
then excessive power was applied (for whatever reason)
which resulted in the
rear wheels spinning near the 9 o'clock position, and this exacerbated the loss
of control.
- Mr
Bailey was cross-examined at the resumed hearing, and submissions were made to
the primary judge to the effect that these propositions
in Mr Bailey's final
report ought not be accepted. The position taken by the plaintiff was that there
were no "yaw marks" on the
roadway prior to the burn marks, wherever it was they
actually appeared (see Black, 466 - 473). The plaintiff argued that this
suggested
that the car had been aquaplaning prior to the heavy acceleration and
supported the proposition that the car had slid to the left
towards the gutter
before the heavy acceleration was applied. It was put to the expert that if the
back of the car had swung out,
as the witnesses had said, there would be yaw
which would be likely to leave yaw marks. The fact that there was no such mark
would
normally be consistent with contamination of the road surface by water or
oil. This was the position maintained by the plaintiff
in argument, as was the
secondary proposition that the remainder of the evidence (apart from Detective
Barr's recollected estimate)
did not, in any event, support the proposition that
the burn marks commenced at 9 o'clock on the diagram.
- There
was some discussion in the final address between Mr Hull and the primary judge
about the possible ambiguity of Detective Inspector
Barr's evidence on the
location point. I shall set it out (Black, 479 - 480):-
HULL: The way the case was run on the last occasion it was that the power was
applied to steer himself out of a slide created by standing
water at the apex.
Well, that just can't be right, just physically cannot be right and the reason
that it's not right is Inspector
Barr saw burn marks at the apex which continued
down the road to the gutter and then went in a 180 degree turn and went all the
way
up to the pole where the car came into contact with.
HER HONOUR: Well, what do you call the "apex"?
HULL: Well, he called it "the middle", the centre.
HER HONOUR: What do you call it on the clock?
HULL: Nine o'clock. It's the middle, the centre, is the way he described it;
the apex, it's the highest point. And in order for those
tyre marks to be left
there and to continue the way they did, moving towards the gutter and then
around to 180 degrees, our case
is that for whatever reason and we say your
Honour, you can draw and inference from the evidence that the plaintiff himself
gave
and the evidence that his previous girlfriend gave, that his is what he
liked to do. He liked to take corners and go into a slide
and this is what he
did on this occasion.
- And
later (at Black 499 - 500), the same topic was revisited:-
HER HONOUR: Was Inspector Barr asked to mark on any diagram where he saw the
burn marks commence?
HULL: No your Honour his evidence about that is that he wasn't asked by
either of us but in my submission one can't be mistaken about
what he was
saying...
Q: What if anything did you observe.
A: There were tyre burns marks leading from the roundabout to the accident
scene.
Q: What part of the roundabout did you see these tyre burn marks appear?
Sorry, first of all what part of the roundabout did these tyre marks appear.
A: They were consistent with motor vehicles travelling from Cochrane Road and
through the roundabout in the direction of travel that
the vehicle was
travelling just prior to the impact.
Q: These burn marks that you saw on the road where were they? If you can
imagine the roundabout as a circle what part of the circle
did you notice them
commencing?
I was trying to use the face clock but he didn't take up the suggestion.
They started from memory they started near the apex of the roundabout.
Your Honour of course apex means the top, and he goes on:
And continued through the roundabout.
and I stress "And continued through the roundabout into Karingal [sic] Road
and leading up to where the vehicle finally came to rest.
I said, at the risk of being accused of leading him:
Q: I'm sorry to be difficult about this but what do you define as the apex?
A: The apex I would describe as the apex as the centre of the roundabout
coming from the Karingal [sic] Road and I'd say that the
burn marks connects
[sic] near the apex of the roundabout which is the top of the roundabout and it
gave me certain indications of
what may have occurred prior to the collision of
the vehicle.
HER HONOUR: So what is he saying? I don't understand what he's saying.
HULL: You Honour he seems in my submission -
HER HONOUR: I had read that to mean that he was saying that the top of the
roundabout coming from Karingal [sic] Road was the other
end of the roundabout.
HULL: No your Honour. Not the apex with respect.
HER HONOUR: Oh he's talking about the top here. Commenced near the apex - I
don't know what he means.
HULL: Well you Honour he says "I would describe the apex as the centre of the
roadway and coming from the Karingal [sic] end I'd say
that the burn marks
commenced near the apex that is the top, the top of the roundabout".
HER HONOUR: They can't start at the top of the roundabout because that is in
the middle of the roundabout.
HULL: That's what he says.
HER HONOUR: You don't drive in it do you.
HULL: But your Honour that's what he says, he means by top. The middle. And
the middle is, if you take 6 o'clock as the beginning,
12 o'clock as the end,
the middle is 9 o'clock.
HER HONOUR: Why would he call that the top?
HULL: Because it's the highest point your Honour.
HER HONOUR: Why is it the highest point?
HULL: You Honour if you look at the survey report it's the highest point. It
just is the highest point and it's in the middle.
- Mr
Cranitch's response to the arguments advanced by Mr Hull was that the lay
witnesses had suggested that the car slid to the left
more towards the exit from
the roundabout, and that this was consistent with the presence of aquaplaning
due to surface water, at
the point determined by the primary judge in her first
decision. Moreover, the evidence of Senior Constable Roesler and her drawing
(however crude it may have been) demonstrated that the burn marks began in a
very different position from that recalled by Detective
Inspector Barr, if he
had in fact been referring to 9 o'clock on the sketch of the intersection. The
plaintiff's case, consistently,
had always been that the slide was not caused by
the application of power, and that it occurred prior to the heavy acceleration.
On his case, the acceleration was an urgent but acceptable manoeuvre designed to
overcome the emergency situation of the aquaplaning
of the car, caused by the
presence of water on a smooth surface. The absence of yaw marks was absolutely
consistent with a loss of
contact or traction with the roadway.
The primary judge's second decision
- I
turn now to examine her Honour's reasons for judgment in the decision delivered
on 14 th April 2010. The primary judge examined
a number of issues and made
extensive findings supported by carefully expressed reasons. Consistently with
the directions of the
Court of Appeal, her Honour posed for herself a number of
tasks that she was required to address. These were (paragraph 2 of her
Honour's
judgment):-
1. Express findings concerning the credit of certain witnesses and the extent
to which their evidence was accepted or rejected.
2. Further consideration of the expert evidence concerning the cause of the
accident with a definite determination as to which of
the experts was to be
accepted. Determination of this matter required further consideration of the
evidence of police and lay witnesses.
3. Further assessment of the evidence on the issue of whether the plaintiff
knew that the tyres on the defendant's vehicle were bald.
4. Reassessment of the defendant's responsibility, if any, for the crash.
5. Reassessment of the plaintiff's responsibility, if any, for the crash.
- The
primary judge's decision followed a tightly structured course. The reasoning was
densely expressed and covered, as I have said
earlier, some 37 pages. In view of
the width of the attack on her Honour's factual findings and, indeed, on legal
issues underlying
those findings, it is necessary to examine the reasoning with
some care.
- Her
decision began with some general observations on the credit of both the
defendant and his wife, Ms Harmer (Red, 88). In this section,
the primary judge
was critical of both witnesses in relation to their failure to provide
information sought to be given in evidence
at trial, when the substance of that
evidence had not been raised despite earlier opportunities having been available
to them. Moreover,
inconsistencies in their evidence persuaded her Honour that
she should not accept aspects of it unless it were independently supported.
Her
Honour stated that she would examine the evidence of each in more detail when
analysing the evidence relating to the issues that
were required to be either
redetermined or reassessed.
- The
primary judge then repeated in some considerable detail the evidence that had
been given by each of the experts. At paragraph
7 of her Honour's judgment, she
referred to the central question raised by the expert evidence in this way (Red,
89):-
The dispute between the experts related to the question of whether the road
conditions at the time of the crash were such that the
smooth tyres on the
vehicle were a substantial cause of the accident. This dispute concerned the
condition of the road surface, the
extent to which it might have been covered by
water and the behaviour of tyres on a wet road.
- Having
stating the question in this way, her Honour then first examined, in
considerable detail, the evidence given by Mr Bailey.
This required her to
examine, as well, the police report he had been given, the diagram in Senior
Constable Roesler's notebook, and
the statement made by Ms Harmer, immediately
after the collision. It also required the primary judge to refer to the later
statement
by Ms Harmer when, for the first time, she mentioned that the
plaintiff had accelerated "very hard" into the roundabout. (These had
been the
documents referred to by Mr Bailey in his first report). She summarised a number
of his original propositions (Red, 91 -
92). First, that in the absence of
mechanical failure, loss of steering control occurred when the friction between
tyres and the
road surface was insufficient to resist the loads placed upon it
by the vehicle. Secondly, that frictional force between the road
and the tyre,
Mr Bailey had said, developed from two primary interactions between the road
surface and the treaded portion of the
tyre. The first of these was hysteresis
resulting from deformation and compression of the tyre. This was not greatly
affected by
a wet road surface, because deformation of the tread continued
without change. The second frictional force, however, was that of
adhesion
between the rubber tyre tread and the bitumen road surface. Mr Bailey had said
that the friction developed by adhesion "was
substantially reduced even with
minimal contamination by water or other material".
- In
relation to hysteresis, Mr Bailey noted that, as the tread of a tyre became
thinner, the friction developed by hysteresis was reduced.
This loss of friction
was significant and noticeable when tread depth fell from that of a new tyre (6
to 7 millimetres) to 1.5 millimetres,
the point at which tyres were no longer
legally roadworthy. The difference between 1.5 millimetre tread depth and
completely smooth
tyres, he said, was minimal.
- Thirdly,
Mr Bailey had accepted that the main reason why tyres must be replaced when
minimum tread depths are reached was because
a smooth tyre was likely to
initiate aquaplaning when travelling through standing water (Red, 92 - 93). The
tendency to aquaplane
increased rapidly with increasing speed. However, if
standing water was not present on a roadway, and the road surface microtexture
was in adequate condition to maintain normal contact, then only slight loss of
friction would occur with the wetting of the road
surface.
- Fourthly,
Mr Bailey had estimated the point at which the plaintiff lost control of the
vehicle to be near to the exit of the roundabout
when the rear of the vehicle
swung towards the kerb (Red, 93). In this area, he had said there was a
substantial cross fall that
precluded the possibility of standing water in that
part of the roundabout during the assumed rainfall conditions at the time. Thus
it was, Mr Bailey had expressed his view that, in the absence of standing water,
there was no significant possibility that the vehicle
had aquaplaned.
- Her
Honour then examined the views of Mr Griffiths (Red, 93 - 96). I have set these
out earlier. They had led Mr Griffiths to conclude,
on the basis of the
assumptions he made, that it was highly likely that the bald tyres were a
significant contributing factor to
the cause of the crash.
- Her
Honour then took up the criticisms made by Mr Bailey of the views which had been
expressed by Mr Griffiths (Red, 96 - 98). These
were, firstly, that the report
relied on by Mr Griffiths quoted from tests that demonstrated that the sudden
decrease in grip at
speeds of 50 kilometres per hour, with tread depths below 1
millimetre, occurred on smooth concrete wet roadway. Mr Bailey argued
that the
road surface seen in the police photographs showed that the surface was
asphaltic concrete. So it was he expressed the opinion
that there was likely to
have been "minimal reduction" in grip for the vehicle, notwithstanding the
smooth condition of the tyres.
- Secondly,
Mr Bailey's proposition was that wet road conditions reduced grip only to a
minor extent, on the basis that there was no
possibility that standing water had
been encountered by the subject vehicle, and the speed at which the vehicle had
been travelling
was less than 50 kilometres per hour. Her Honour referred to the
material Mr Bailey produced to support these arguments and to the
fact that he,
as a consequence, maintained his original opinion that the road conditions were
not such so as to cause a very high
loss of grip, as Mr Griffiths had thought.
She noted that his opinion had not altered throughout the proceedings. In his
view, the
most significant factor in causing the crash was "continued strong
acceleration by the plaintiff in a highly powered vehicle" (Red,
98).
- Her
Honour then turned to the response that had been made by Mr Griffiths. This
report, it will be recalled, had listed the areas
in which he and Mr Bailey were
in agreement. It had then pointed out, in the areas where they were not in
agreement, that the assumptions
upon which each were acting had been different.
Mr Griffiths stated that the ultimate determination as to whether the
assumptions
upon which he had based his opinion were made out really depended
upon the evidence presented to the court, and to the court's determination
of
those matters. The three "assumptions" referred to by Mr Griffiths were as
follows (paragraph 35 of her Honour's judgment):-
The road surface was wet (wet enough to behave as a wet road surface).
The driver entered the roundabout at a normal speed for wet road conditions
with tyres with good tread depth.
The driver had no prior knowledge and no reason to believe that the tyres on
the vehicle were bald.
- An
important part of her Honour's subsequent analysis was the recognition that the
contest between the experts could really only be
determined by reference to the
evidence of actual conditions at the time of the crash. Thus it was that her
Honour set about examining
the evidence to establish, first, whether the road
surface was wet and, if so, to what extent. Secondly, she examined the important
issue as to the probable condition of the road surface. As to the first, after
examining the evidence from the Bureau of Meteorology,
she concluded that,
although this material showed that rain had fallen in Wagga Wagga that day, the
records were "indicative only"
of the likely conditions at the roundabout, which
was some distance from the weather station.
- More
significantly, her Honour placed reliance on the evidence of Mr Halls, Ms
Harmer, Senior Constable Roesler and Detective Inspector
Barr. Each of these had
said that the road was wet, although it had not been raining precisely at the
time of the accident. Although
the police officers did not see standing water in
the area of the road they had inspected, they did not examine the road within
the
roundabout at the point where it was claimed that the rear of the vehicle
slid to the left. Her Honour concluded that the road was
wet from rain that had
fallen shortly before the crash. In this context, the primary judge referred to
the evidence of Mr Halls and
Ms Harmer (Red, 100). Mr Halls had said that the
roundabout was slippery to drive on when wet, and he had described its
appearance
on other occasions as glazed, glassy and shiny when wet. Ms Harmer
had said in her July 2002 statement that the road was both wet
and shiny at the
time of the crash.
- Her
Honour correctly identified the question arising from all this evidence, namely,
whether Mr Griffiths' first assumption had been
correct. She asked: was there
sufficient water covering the road in the roundabout at the time of the crash,
so as to cause the smooth
tyres on the vehicle to lose traction?
- As
part of the same issue, her Honour also examined the evidence in some detail as
to the condition and topography of the road surface.
A significant difference
between them was that, while Mr Bailey had identified cross falls in the area
near the exit to the roundabout
and on Kooringal Road (where it was unlikely
that standing water would remain), Mr Griffiths had pointed to a survey drawing
that
indicated that there was a band forming a 10 millimetre depression that was
likely to retain water in the road surface in the roundabout
at a particular
point. Mr Griffiths acknowledged that this survey was not a recent one. He also
accepted that there were cross falls
in the areas indicated by Mr Bailey.
Nevertheless, her Honour thought that, despite these rather conjectural
differences of opinion,
neither witness was in a position to comment accurately
on the precise nature of the road surface at the time of the accident. Mr
Bailey, in particular, had relied on photographs taken 2 days after the crash.
These suggested to him that the road surface was in
reasonable condition. On the
other hand, Mr Griffiths thought that the police photographs were simply not
clear enough to enable
an accurate assessment of the quality of the road
surface. Although asperities could be detected in the photographs, he said,
there
was no accurate way of ascertaining the degree to which they were worn. Mr
Griffiths, however, thought that the description of the
road surface as "shiny"
when wet rather supported the proposition that very little water would be
necessary to act as a contaminant
so as to make the road surface behave as a wet
road surface.
- The
primary judge noted that, against the position taken by Mr Bailey, the
plaintiff's case was that the rear wheels of the vehicle
lost traction at a
point still within the roundabout, and that the tyre marks noted by the police
appeared "at a later point in the
vehicle's path of travel, after he had
accelerated in an attempt to power out of the slide" (Red, 101). This suggested
to her Honour,
if the evidence supported the assertion, that the area of the
road surface to be considered was clearly within the roundabout itself.
- As
to this, there was, as I have said, no direct evidence of the condition of the
surface of the road within the roundabout itself.
Her Honour thought, however,
that the evidence enabled her to conclude that "it was almost certainly worn"
(Red, 101).
- In
this context, her Honour contrasted the evidence of Mr Bailey when he had
described the road surface on the northern entry to the
roundabout (that is,
proceeding in the opposite direction to which the plaintiff had been travelling)
and the lay witnesses' description
of the road surface for the roundabout
travelling south to north. Mr Bailey had said that the photographs showing the
northern entry
to the roundabout depicted areas as "shiny, wheel track areas"
that indicated to him that the road surface in that area was worn,
in a manner
likely to have been caused by vehicles braking when approaching the roundabout.
He accepted that this type of glazed
surface was likely to be an area where
water might stand. Mr Bailey's point was that the photographs showing the area
of the roundabout
where the plaintiff had been travelling did not appear to
exhibit the same shiny or glazed look. As to this, however, her Honour
said (at
paragraph 49):-
The road within the roundabout was resurfaced within one week of the crash.
The undertaking of such major roadworks within such a
short period suggested
that they were not carried out as a reaction to the crash. Rather, it suggested
that the road surface was
sufficiently poor to warrant resurfacing. It lends
consistency to the descriptions of Mr Halls and Ms Harmer of the road surface
within the roundabout as shiny and glassy.
- In
addition to these observations, her Honour noted the evidence of local witnesses
that, on balance, suggested to her that the roundabout
was "smooth and easy to
slide out on" when wet (Red, 103).
- Her
Honour then set herself the task of making an overall evaluation of the
differences between the two experts. This, in turn, required
her to revisit
certain evidence of the defendant and Ms Harmer, evidence which she had already
indicated she would reject. It also
required her to re-examine the evidence of
Detective Inspector Barr and Senior Constable Roesler. Before doing this,
however, the
primary judge returned to the expert evidence. Part of her Honour's
reasoning focussed upon areas in which Mr Bailey had appeared
to change his
original position, or at least in which he had not been consistent, or in which
had failed to examine possibilities
which would have been relevant to the
reliability of the opinions he expressed. For example, he did not consider the
possibility
that the road surface might be worn down, but not reduced to the
point where it had the characteristics of smooth concrete. Secondly,
he had
given an initial definition of standing water as "water... to the level of the
aggregate/stones on the road surface", but
subsequently stated that the water
should "stand above the level of the asperities". These were not major
inconsistencies but they
had the capacity to undermine the reliability of the
expert's opinions.
- It
is fair to say that her Honour did not altogether base her ultimate preference
for Mr Griffiths' evidence on these changes of position
or inconsistencies.
Rather, she appeared to regard them as matters that were not particularly
helpful to the final decision she had
to make. There is no need for me to set
out each of the areas where her Honour noted areas of inconsistency in Mr
Bailey's approach.
It is clear, however, that her Honour thought that Mr
Griffiths' opinions were the more helpful, precisely because they were based
upon assumptions that were borne out by the evidence from local witnesses who
either saw the roundabout that evening, or were familiar
with it. On the points
of difference between the experts, the primary judge noted that there was common
ground between them that
tyre traction was affected by the degree of wetness, by
water covering the road, and the nature of the surface itself. Her Honour
then
said (at paragraph 58):-
Mr Griffiths did not agree that it was essential to have standing water to
cause a loss of traction. Nor did he agree that the presence
of asperities and
the absence of standing water would result in minimal behavioural differences
between smooth and minimally treaded
tyres. He said that the situation was not
that straightforward, and much depended upon the condition of the road surface
and the
extent to which it was worn.
- Her
Honour thought that this approach had much to commend it "from a practical
common sense point of view" (Red, 106). She said that,
"taking into account the
changes in position and inflexibility demonstrated by Mr Bailey, she preferred
the approach taken by Mr
Griffiths". In this regard, she concluded (at paragraph
60):-
1. The capacity of a tyre to maintain its grip both through adhesion and
hysteresis on a road surface was significantly and noticeably
reduced when the
tyre was smooth and further reduced when the road surface was wet and worn.
2. The road was wet at the time of the accident.
3. Its glazed or shiny appearance indicated that water covered the asperities
in the road surface.
4. The descriptions of witnesses of slippery conditions within the roundabout
when wet and evidence indicating that the road surface
was substandard
established the probability that sufficient water was present within the
roundabout to reduce the frictional capacity
of the tyres on a motor vehicle.
- Her
Honour concluded, therefore, that Mr Griffiths was correct to assume that the
road surface was wet enough to behave as a wet road
surface.
- Her
Honour then examined Mr Griffiths' second assumption, namely that the plaintiff
had entered the roundabout at a normal speed for
wet road conditions with tyres
with good tread depth. Her Honour repeated that the experts had agreed that the
plaintiffs travelled
"at less than the critical speed within the roundabout".
This indicated, as she had said in her first decision, that speed had not
been
the cause of the crash, and that accordingly there was evidence to establish the
second of the assumptions relied upon by Mr
Griffiths.
- Having
made this finding, her Honour then identified the situation as follows
(paragraph 64):-
It left open two possibilities as to the cause of the crash:
(1) As contended by the plaintiff, the combination of smooth tyres and a wet
and worn road surface and water leading to a loss of
traction; or
(2) As contended by the defendant, heavy acceleration applied to the vehicle
on entry to the roundabout causing the wheels of the
vehicle to spin to the
point where traction was lost.
- It
examining these two possibilities, the primary judge, as I have said, revisited
the evidence of Ms Harmer. It will be recalled
that this witness had said the
plaintiff "accelerated into the roundabout" ahead of a vehicle approaching from
a road to his right,
and continued to accelerate heavily whilst in the
roundabout. Her Honour noted that Senior Constable Roesler's evidence (based on
evidence from a nearby resident) that the vehicle's engine was heard to rev
shortly, followed by the sound of the impact, was equally
consistent with the
assertion made on the plaintiff's behalf, that he had accelerated in an effort
to power out of the initiating
slide, and not as claimed by Ms Harmer.
- Her
Honour examined the contents of the various statements made by Ms Harmer in some
detail. This examination, together with the earlier
findings of "significant
animosity towards the plaintiff", persuaded her Honour that she should not
accept Ms Harmer's statement
of excessive acceleration by the plaintiff as he
entered the roundabout "in the absence of evidence that supported it" (Red,
109).
Similarly, the evidence of the defendant, in which he had said the car
started to slide from the left "as it entered the roundabout",
was not accepted
by her Honour. The defendant had said nothing to this effect when providing his
2002 statement. Without support,
her Honour said that this aspect of the
defendant's evidence simply could not be accepted (Red, 110). In addition, Mr
Bailey's report
had dealt with the improbability that the vehicle slid to the
left as it entered the roundabout. The topography and likely lateral
forces did
not support that probability.
- The
examination of the evidence to this point brought her Honour once again to the
evidence of Detective Inspector Barr. Mr Bailey,
it will be recalled, had relied
on his interpretation of Detective Inspector Barr's evidence to support the
proposition that there
were burn marks on the road at the half way point (or 9
o'clock position) within the roundabout. This led Mr Bailey to conclude that
the
stimulus for the response represented by the heavy acceleration must have
occurred much earlier in the roundabout. This was the
basis for Mr Bailey's
opinion that the slide could not have been the stimulus that initiated the burn
marks. Rather, it was acceleration
at an earlier point in the roundabout that
led to the loss of control then represented by the spinning wheels which in turn
caused
the burn marks. It is necessary to quote at some length from her Honour's
decision to fully understand her response to the argument
based on this
interpretation of Detective Inspector Barr's evidence. The particular passages
occur between paragraphs 72 to 82 of
the decision:-
72. I was not persuaded by this further material to depart from my initial
conclusion that the sliding of the rear of the vehicle
preceded the spinning of
the wheels under the heavy acceleration.
73. Mr Halls and Mrs Harmer both spoke of a slide of the rear of the vehicle
to the left towards the exit point of the roundabout.
Both said that the
plaintiff accelerated in response to the slide. The defendant agreed that his
warning to the plaintiff not to plant it was given after the rear of the
car began to slide and after the wheels started to spin.
74. Significantly, I did not understand Detective Inspector Barr to state
that he observed burn marks commencing at the 9 o'clock
position. Mr Bailey did
not set out in his report the entirety of Detective Inspector Barr's response to
the question of what he
meant by the term apex . He said (Black 229.15):
The apex - I would describe the apex as the centre of the roundabout, and
coming from the Kooringal Road end I'd say that the burn
marks commenced near
the apex of the roundabout, which is the top of the roundabout.
75. I did not consider that this statement could be interpreted as meaning
that the top of the roundabout was at the 9 o'clock position.
76. Senior Constable Roesler said she saw markings on the roadway that
indicated... as it's come out of the roundabout from markings on the roadway
the vehicle's travelled near to the gutter and then it's kicked back
180 degrees
into the pole. (Black 275.6). Further, accepting that the diagram prepared
by Senior Constable Roesler was crude , it provided no indication of the
tyre marks extending half way into the roundabout to the 9 o'clock point.
77. Mr Bailey's analysis did not explain the absence of yaw marks in the area
of the slide described by Mr Halls and Mrs Harmer if
that slide occurred after
the burn marks were initiated. Detective Inspector Barr described a yaw mark as
(Black 230.30):
A. A yaw mark is if - during a collision if the wheel - front wheels in
particular have been turned the wheels would actually slide
across the road and
put a yaw mark on the road. The same as if the rear of the vehicle had slid out
there is a different type of
mark on the road with a vehicle rotating. And the
width of the mark increases by the degree of slide of the vehicle. I saw no
evidence
of that. The marks on the road I saw that evening lead me to believe
that they were caused by the rear wheels spinning on the road,
not braking on
the road.
Q. No braking and not yawing?
A. No.
78. Mr Bailey, in evidence to the court on 1 September 2009, stated that the
sliding of the rear of a vehicle, so that there was forwards
and sideways
movement, was very likely to result in a yaw mark. He said no yaw mark would be
created if the cause of the sliding
of the vehicle was contamination by a
substance such as oil or by water resulting in aquaplaning.
79. As a result I rejected the contention that heavy acceleration by the
plaintiff from the time the vehicle entered the roundabout
was the cause of the
crash. There was evidence that supported the contention that the stimulus that
resulted in the application of
heavy and continued acceleration was the sliding
of the rear of the vehicle to the left. On Mr Bailey's analysis cross falls and
lateral forces were such that the vehicle would not slide in that direction at
the entry point to the roundabout.
80. The absence of a yaw mark resulting from this slide indicated that there
was no contact between the tyres on wheels that were
moving forwards and
sideways. There was no evidence that this lack of contact was the result of
contamination by a substance such
as oil. There was evidence that the road
surface was substandard and that it was wet, shiny in appearance and slippery.
81. There was evidence that the adhesive frictional capcity of any tyre was
substantially lost with minimal contamination by water
and of significant and
noticeable loss of friction through hysteresis when the tread depth of a tyre
was reduced to 1.5mm, greater
when the tyres were completely smooth.
- Her
Honour concluded (paragraph 82) that, on the balance of probabilities, the
stimulus to the application of the acceleration that
led to the crash was "the
sliding or aquaplaning of the tyres on the wet, substandard surface of the road
within the roundabout and
that bald tyres on the vehicle were a substantial
contributing factor in the loss of contact between the tyres and the road in
those
conditions". This finding resulted in the rejection of the case the
defendant had sought to make based on the various approaches
argued by Mr
Bailey. It was an acceptance of the case that had been consistently urged on the
plaintiff's behalf.
- Her
Honour then turned to address the next important question required by the Court
of Appeal's decision. This was whether the plaintiff
did or did not know that
the tyres on the defendant's vehicle were bald. It will be recalled that her
Honour's original error had
been that she had misunderstood a remark made by the
plaintiff when he had given his evidence at the first hearing. This error had
been identified by Sackville AJA at paragraph 57 of the Court of Appeal's first
decision in these terms:-
The error removed one of the two planks relied on by her Honour for the
finding that the appellant was aware of the state of the tyres.
The other plank
is not determinative of the factual issue because her Honour made no finding as
to the appellant's understanding
of the purpose of collecting the two additional
tyres and, in particular, whether he knew that the purpose was to obtain tyres
with
some tread to replace tyres on the vehicle that had no tread.
- The
primary judge examined this important issue at paragraphs 83 to 96 of her second
decision. Her Honour began this analysis by acknowledging
that, contrary to her
initial findings, there was no reliable evidence from the plaintiff himself
about his knowledge of the condition
of the tyres on the vehicle. While there
was evidence that the plaintiff was familiar with the vehicle, and had driven
it, there
was evidence that it had been off the road for a month prior to the
crash and that, during this period, it had been kept at Ms Harmer's
home. The
defendant had worked on the vehicle to prepare it for registration. But the
plaintiff did not work on the vehicle during
this period, and in any event, it
was registered until 11 th November 1999. There was evidence that the defendant
had purchased new
tyres for the vehicle some 8 months prior to the crash. Her
Honour noted that, in ordinary circumstances, it would not be expected
that they
would be worn to the point where they were completely smooth within those 8
months, notwithstanding that the defendant
travelled long distances in the
course of his work as a roofer (Red, 115).
- Her
Honour next examined the inferences that might arise from the fact that Mr Halls
had given evidence that the tyres collected from
his grandfather's home had some
tread on them, and that the plaintiff and his companions intended to "burn off
this tread" in the
course of their proposed expedition to the area near the
airport. This was the "other plank" referred to by Sackville AJA. The primary
judge said that this evidence, if accepted, did not lead her to draw an
inference adverse to the plaintiff that the tyres were to
be exchanged because
those on the defendant's vehicle had no tread that could be burned off. Her
Honour correctly noted that the
evidence was equally consistent with an
inference that the purpose of the tyre exchange was to preserve the tread on the
defendant's
tyres.
- In
relation to the defendant's evidence that he had told the plaintiff that the
tyres on his vehicle were "no good", her Honour positively
rejected this
evidence as an invention (Red, 117). That was her view at the first hearing, and
it remained her position at the second
hearing.
- Similarly,
her Honour once again rejected the evidence as to the alleged conversion at Ms
Harmer's home. She reaffirmed her rejection
of this evidence and gave detailed
reasons why this was so. These related to the inconsistencies of evidence given
by Ms Harmer,
the fact that she made no mention of these conversations in her
statements, and that, in any event, there were inconsistencies in
the evidence
provided by Ms Harmer and the defendant in this regard. So far as the
defendant's evidence on this point was concerned,
she rejected it for similar
reasons. One important matter of inconsistency was the fact that Ms Harmer said
that, after she had addressed
the plaintiff in no uncertain terms about the
condition of the tyres on the car, he had then taken the keys and started the
car.
The defendant, to like effect, had said that his argument with Ms Harmer
continued after the plaintiff took the keys and went outside
to reverse the car
onto the road. However, the clear evidence was that Ms Harmer actually moved her
car to allow the plaintiff to
drive the defendant's vehicle out on to the
roadway. This fact was entirely inconsistent with the evidence of both the
defendant
and his wife.
- In
the final section of her analysis on the issue of the plaintiff's knowledge, the
primary judge said (paragraph 95):-
I took into account the evidence that the car was off the road for one month
prior to the crash and that the plaintiff did not work
on it during that period.
The purpose for having it off the road was to prepare it for registration within
five days of the crash.
There was no evidence, apart from that of the
conversation of Ms Harmer that was rejected, that the plaintiff was warned that
the
tyres were not roadworthy. There was no evidence that the plaintiff was told
that the tyres on the vehicle, even had he been aware
of their condition before
it was taken off the road, had not been replaced.
In the light of these factors, I find that the plaintiff did not know at the
time of the crash that the tyres were bald.
- In
the final two sections of her decision, the primary judge examined the
responsibility of both plaintiff and defendant for the crash.
It will be
necessary to consider in detail these sections of her Honour's decision when I
come to examine the grounds of appeal.
As to the defendant's situation, her
Honour noted that he did not seek to deny that he was aware that at least the
rear tyres on
the vehicle were bald. His response to the risk that the condition
the tyres presented had to be judged, her Honour thought, by reference
to
section 5B of the Civil Liability Act 2002 . In this regard, her Honour
said that the defendant's conduct "must be measured against what might
reasonably be expected of a reasonable
person in the position of the defendant"
(Red, 121). Reasons were given as to why the defendant could not escape
liability by claiming
that the risk was so obvious that he was not required to
warn the plaintiff against driving a vehicle with bald tyres on a wet road.
Her
Honour said (paragraph 101):-
I find the defendant was in breach of his duty of care to the plaintiff in
failing to prevent him from driving his vehicle when it
was not roadworthy and
in failing to warn him of the risk of harm involved driving the vehicle with
bald tyres on a wet road.
- As
to the plaintiff's responsibility, her Honour acknowledged that the plaintiff
submitted that there should not be a finding of contributory
negligence on the
basis that he was not aware that the tyres were bald. Her Honour said (paragraph
103):-
However, he must have known that the vehicle had been off the road for some
time and that work was necessary to secure its registration.
I consider
therefore that there was negligence on his part in failing to inquire of the
defendant concerning the vehicle's condition,
or, if the defendant was too
intoxicated to provide a sensible answer, to undertake an independent check of
its condition... Having
regard to his failure to do so, I assessed his
contributory negligence at 25 percent.
Damages and leave to re-open
- I
turn then to the next chapter in this lengthy litigation. Her Honour, it will be
recalled, had adjourned the proceedings for final
clarification of the figures
on damages. The defendant, displaying perhaps the resolute quality that appears
to have permeated its
approach to the case, sought leave to reopen so that it
might lead further evidence from Detective Inspector Barr on the "apex" issue.
The motion included a letter and diagram from the police witness. The letter to
the defendant's solicitor (omitting formal parts)
was as follows (Red, 147):-
George, have sent the required docs by fax a short time ago... I hope the
docs assist. As I said last night, the apex of the roundabout
is directly
related to direction of travel through the roundabout, as the 360 degree traffic
control using the direction of travel,
in my opinion, is really the only way to
identify the correct apex.
- The
copy document annexed to the letter showed the diagram of the roundabout
containing a directional arrow and "clock face" (see
Appendix " D "). The
note written on it (presumably by the witness) stated (Red, 150):-
I identify the apex of the roundabout as number 9. I base this opinion on the
direction of travel as Mr Hare's vehicle went through
the roundabout... In my
opinion the apex of the roundabout (being a 360 degree circle) is directly
related to direction of travel.
- Her
Honour's judgment (in refusing leave to reopen) repeated the history of the
proceedings. In particular, there was reference to
the fact that the defendant
had been allowed to lead further evidence from Mr Bailey after the matter had
come back from the Court
of Appeal. Her Honour noted that the further evidence
of Mr Bailey had been based on evidence given in the initial hearing by
Detective
Inspector Barr. It concerned the point at which the latter claimed to
have observed tyre marks on the road when he inspected it after
the crash. Her
Honour acknowledged that, in her April 2010 decision, she did not accept that
Detective Inspector Barr's reference
to the apex of the roundabout was intended,
as assumed by Mr Bailey, to refer to the position nominated as the 9 o'clock
position
on the circle comprising the roundabout. (This observation was
consistent with the discussion during argument with counsel that I
have earlier
mentioned).
- Her
Honour then accurately identified the fact that the leave application was
designed to allow Detective Inspector Barr "to state
that he had been referring
to the 9 o'clock position when he spoke of the apex at the roundabout" (Red,
154). Her Honour identified
the principles of law that were relevant to the
outcome of the application.
- Applying
those principles to the application, her Honour firstly noted the late stage at
which the application had been made. She
noted "there had been two hearings and
one appeal to date in the proceedings". Moreover, she said that the application
was made to
deal with evidence that had been "ambiguous" (Red, 156). Her Honour
said that the defendant "had chosen the interpretation that favoured
his
position, without considering whether, given that Mr Bailey's opinion depended
on it, leave to lead the evidence now proposed
should have been applied for at
the time that application was made in respect of the further evidence of Mr
Bailey" (Red, 156). Her
Honour noted that the plaintiff had been seriously
disabled by the injuries he sustained in the crash, and that litigation
concerning
his claim had already extended over a number of years. She was
conscious of the fact that further delay and expense would be incurred
if
Detective Inspector Barr were allowed to be called to give the proposed
evidence, and to be cross-examined.
- Her
Honour said that, most significant for her decision to refuse leave to reopen,
were the reasons she had given on 14 th April 2010
for rejecting the further
opinion evidence of Mr Bailey, that the point at which the vehicle initially
commenced the slide preceded
the 9 o'clock position within the roundabout. In
this regard, her Honour said that Mr Bailey's opinion (and Detective Inspector
Barr's
evidence to support it) was inconsistent with the evidence of Mr Halls
and Ms Harmer that the slide to the left commenced towards
the exit point of the
roundabout. In addition, Ms Harmer had said that the plaintiff accelerated after
the slide had occurred. In
addition, the defendant himself had said that he had
warned the plaintiff not to accelerate "after the slide occurred" (Red, 157).
- Moreover,
her Honour placed reliance on the diagram of Senior Constable Roesler. Although
it had been acknowledged to be "crude",
it nevertheless indicated that the tyre
marks on the road were "some distance from the 9 o'clock position in the
roundabout" (Red,
157). Finally, her Honour made reference to the fact that
there were no yaw marks at the point where, on the Bailey hypothesis, the
slide
commenced. For that hypothesis to have value, her Honour noted that yaw marks
would have been expected to be present in that
position and they were not.
- A
combination of these matters led her Honour to make this final statement
(paragraph 15):-
In the light of these features, I considered it unlikely that I would accept
that Detective Inspector Barr was accurate in his recollection
that tyre marks
commenced at the 9 o'clock position. I considered it unlikely that his further
evidence would have a significant
impact on the issues in the proceedings.
- The
application for leave was, as I have mentioned earlier, dismissed.
Two preliminary matters
- Before
addressing the specific grounds of appeal, it is necessary to mention two other
matters that arose during the hearing of the
appeal. The first was an
application made by the appellant seeking leave on the hearing of the appeal to
amend his Notice of Appeal
by adding a further ground. The second related to a
motion filed in the appeal on 1 st September 2010, asking for permission to call
evidence pursuant to the provisions of section 75A(7) and (8) of the Supreme
Court Act 1970 . The court heard submissions on both these applications
during the hearing of the appeal, and declined to grant either of them. I
shall
state my reasons for joining in the orders made by the court.
Application to add a further ground of appeal
- The
appeal was listed for hearing on 4 th and 5 th April 2011. On 31 st March 2011,
an addendum to the appellant's submission was
prepared, which attached a
proposed Amended Notice of Appeal. The new ground of appeal was ground 4A, set
out in the document as
follows:-
4A. The learned trial judge erred in finding the appellant negligent:
(a) When her Honour failed to find that the appellant's breach (if the
findings in relation to the breach stand), caused the respondent's
personal
injury;
(b) In circumstances where there was no evidence that the appellant's breach
(if the findings in relation to the breach stand), caused
the respondent's
personal injury; and
(c) By failing to ask whether the provisions of s.5D Civil Liability Act 2002
were satisfied in the circumstances.
- Although
the further submissions in support of the proposed amended ground are stated to
relate to "causation", it is clear that they
are directed (as is the ground) to
a number of specific aspects of the issue of causation. The central proposition
is that, if the
defendant in fact owed the plaintiff a duty of care, and if the
need for reasonable care had required a warning that the tyres were
bald, then a
determination of negligence based on the failure to warn would require a finding
that the omission caused the particular
harm. The complaint is that there is no
finding to that effect in the primary judge's decision. It is submitted that
this absence
is crucial: Neal v Ambulance Service of New South Wales
[2008] NSWCA 346 at [33] - [40] per Basten JA (Tobias JA and Handley AJA
agreeing). Moreover, the written submissions continue by asserting that there
was
no evidence before the primary judge to demonstrate that the absence of a
warning was causative. Further, it is submitted that the
plaintiff did not
establish, on the balance of probabilities, that the absence of a warning from
the defendant was a necessary condition
of the occurrence of the harm (ie
factual causation - section 5D(1)(a)). Finally, there is an argument based upon
the scope of the defendant's liability. In this regard, the defendant submitted
that there
was no evidence that any warning would have caused the plaintiff not
to drive the car, nor to drive it in any different manner. In
these
circumstances, it was alleged that "the harm suffered is beyond the appropriate
scope of liability".
- The
first matter I would refer to is the extreme lateness of the application to
amend the grounds of appeal. Mr Campbell SC (with
Mr Hull) argued the case on
appeal. He endeavoured to persuade the court that the causation issue raised in
the March 2011 application
to amend was, in fact, traversed in the submissions
during the first trial, in 2009. A reading of the transcript, however, does not
bear out the proposition that the precise matters sought to be raised by way of
amendment were, in fact, argued. It is true that
a causation issue related to
contributory negligence was raised, but this was in the context of the
defendant's submission that the
plaintiff's method of driving the motor vehicle
was the sole cause of the ultimate collision with the power pole. It involved
the
related submission that the plaintiff knew that the tyres were bald when he
embarked on the journey. Essentially, what was argued
was that there was no
causal relationship of the kind asserted in the pleadings, because the accident
had been caused solely by the
careless driving of the plaintiff, unrelated to
the bald tyres. This was a very different argument from that sought to be
advanced
in the proposed amendment. As the submissions I have summarised
demonstrate, the new argument is that, assuming there was a breach
of duty on
the part of the defendant as alleged, causation has not been established,
because the plaintiff would not have acted in
any different way than he did. The
defendant had never accepted at trial a possibility that the plaintiff would
succeed on the issue
of breach as he alleged it to be. Consequently, the
argument was never framed in this way.
- I
am not satisfied that, at either the first or the second trial, this precise
issue was raised either directly or indirectly. I am
not satisfied that it was
ever enunciated in such a way as to require the primary judge to make a finding
about it. The fact that
there is no such finding in either of her Honour's
judgments is, in the present matter, simply an indication of the fact that the
issue was not raised before her. Moreover, the issue was not raised in this
court when the defendant was first allowed to ventilate
his Notice of Contention
back in April 2009. A fair overall assessment is that none of the matters sought
to be relied on in the
amended grounds of appeal were raised and put in issue at
either of the two trials. Nor were they raised in the first appeal in this
court.
- The
question which arose was whether they should be permitted to be raised in this
appeal. The general proposition is that a party
is bound by the conduct of his
or her case at trial ( University of Wollongong v Metwally (No. 2) (1985)
60 ALR 68, at 71). I acknowledge, however, that a point may be raised for the
first time on appeal. This may occur where the point could not
possibly have
been met by evidence led at the trial below ( Suttor v Gundowda Pty Ltd
[1950] HCA 35; (1950) 81 CLR 418, at 438; Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1, at 6
- 7), or where it is in the interests of justice and would not cause prejudice
to the respondent ( Water Board v Moustakas [1988] HCA 12; (1988) 180 CLR 491, at 498).
The present application is in a very different category than this, in my
opinion. This issue was raised for the first time
only a matter of days before
the second appeal, when, if it had been raised at the first appeal, it may have
been determinative of
the appeal, if correct. Moreover, it was not a matter that
had been raised in either of the two hearings, extending back over a period
of
many years. It did not directly arise on the pleadings. Had it been raised at
trial, there may well have been evidence called
to address it.
- Mr
Campbell SC stated from the bar table that it had always been the defendant's
intention to raise this causation issue, but that,
for reasons that could not be
satisfactorily explained, this part of the argument simply "dropped" out of the
appeal document. Senior
counsel accepted, I think, that this was scarcely an
adequate explanation. This is particularly so in light of the full court's
remarks
in University of Wollongong v Metwally (No. 2) (at 71):-
Except in the most exceptional circumstances, it would be contrary to all
principle to allow a party, after a case had been decided
against him, to raise
a new argument which, whether deliberately or by inadvertence, he failed to put
during the hearing when he
had an opportunity to do so.
- For
all these reasons, I did not consider it in the interests of justice that the
proposed amendment be allowed. The need for finality
of these extensive and
costly proceedings overshadows any suggested litigious disadvantage sustained by
the defendant by reason of
the court's refusal of the amendment.
Application to hear evidence of the witness
- The
defendant sought to adduce evidence before this court pursuant to the provisions
of section 75A of the Supreme Court Act 1970 . The section is in the
following terms:-
75A Appeal
...
(7) The Court may receive further evidence.
(8) Notwithstanding subsection (7), where the appeal is from a judgment after
a trial or hearing on the merits, the Court shall not
receive further evidence
except on special grounds.
(9) Subsection (8) does not apply to evidence concerning matters occurring
after the trial or hearing.
- In
considering whether 'special grounds' exist, the court generally starts with the
test formulated by Clarke JA (with whom Sheller
JA agreed) in Akins v
National Australia Bank (1994) 34 NSWLR 155 at 160, where his Honour said:-
Although it is not possible to formulate a test which should be applied in
every case to determine whether or not special grounds
exist there are well
understood general principles upon which a determination is made. These
principles require that, in general,
three conditions need be met before fresh
evidence can be admitted. These are: (1) It must be shown that the evidence
could not have
been obtained with reasonable diligence for use at the trial; (2)
The evidence must be such that there must be a high degree of probability
that
there would be a different verdict; (3) The evidence must be credible.
- It
is, however, now accepted that failure to satisfy one of these grounds is not
fatal ( Nowlan v Marson Transport Pty Ltd [2001] NSWCA 346; (2001) 53
NSWLR 116 per Heydon JA at [14] (with whom Mason P and Young CJ in Eq agreed);
Hampson v Hampson [2010] NSWCA 359 per Campbell JA (with whom Giles JA
and Handley AJA agreed)). Spigelman CJ in Phoenix Commercial Enterprises Pty
Ltd v City of Canada Bay Council [2010] NSWCA 64 at [10] summarised the
position thus:-
Clarke JA's reference to "in general" expresses an understanding that, even
if one or other of the "conditions" is not met in a particular
case,
nevertheless "special grounds" may be capable of being shown, by reason of the
fact that other considerations overwhelm the
failure of one or other of the
"conditions" in the particular circumstances.
- And
later, the Chief Justice said (at [27]):
... It is the duty of the Court to apply the statutory formulation whilst
acknowledging that the case law has identified the facts
and matters that are
often required to be taken into account in formulating the judgment for which
the statute expressly provides.
- The
further evidence sought to be adduced was that of Detective Inspector Barr. The
purpose of the evidence was to make it clear where,
according to his
recollection, the tyre burn marks he observed on the roadway on the night of the
accident commenced. In his affidavit,
he said, "they started near the point
numbered 9 o'clock on the diagram" annexed to his affidavit. This evidence was
designed to
throw light upon what the witness meant when he described that point
as "the apex of the roundabout" in his evidence at the trial.
He had described
the apex, it will be recalled, as located "at the top of the roundabout". The
defendant submitted that this evidence
was important because of the trial
judge's finding that the apex of the roundabout is "at the head of the
roundabout on its northern
side". This finding is challenged elsewhere in the
appeal. It is, for example, one of the factual findings challenged under grounds
1 and 2. The defendant pointed out that in its written submissions, if the
challenge were made good, it would be unnecessary for
the court to consider
whether the further evidence should be received.
- There
was some discussion before this court as to whether the determination of the
application to adduce further evidence should be
heard before or after the
court's determination as to whether the appeal ground relating to the challenge
to the "apex" finding has
been made good. There were actually two grounds of
challenge, the first being a challenge to the factual finding by her Honour as
to the point at which the apex was understood to relate. The second, and
probably the more important one, was that her Honour erred
in not allowing
Detective Barr to be called, following the delivery of her second decision. As
will be seen later, I do not accept
that her Honour erred in respect of the
second matter, even if she were mistaken on the ambiguity point. In my opinion,
this is itself
a significant reason warranting the refusal of this application,
because it highlights the correctness of her Honour's finding that
Detective
Inspector Barr's evidence was not as significant as the defendant had argued.
- There
are, however, further reasons why the discretion should not be exercised in
favour of the defendant. First, it is clear that
Detective Barr could have been
called as a witness in this second hearing. It was the defendant's choice to
provide this evidence
indirectly through the expert witness it called. That, it
seems to me, was a tactical decision to which the defendant should be held.
Secondly, I agree, for the reasons given by the primary judge, that the evidence
to be given by Detective Inspector Barr would be
unlikely to result in a
different verdict. Detective Inspector Barr's recollection of the point at which
the marks started was not
based on anything other than his unaided memory. Many
years had passed since his observation of the accident scene, and he had not
made any note or diagram at the time. Secondly, his evidence at trial was
clearly ambiguous. The "top of the roundabout" meant, on
its ordinary meaning, a
point on or close to the exit on the northern side, at least for a car
travelling in a northerly direction
along Kooringal Road. Thirdly, his proposed
evidence, were he called in this court, remained ambiguous. Although, in his
later statement,
he claimed the burn marks started near point "9" on the
diagram, he added:-
I base this on the direction of travel... in my opinion, the apex of the
roundabout (being a 360 degree circle) is directly related
to direction of
travel.
This is a puzzling statement. On one reading of it, it suggested
that, for a car travelling along Kooringal Road in a northerly direction,
the
apex would be at point "12" on the diagram, rather than at point "9". Fourthly,
there was other evidence that was not, in my
opinion, consistent with his recall
of the particular matter.
- Given
these matters, the overall public interest in finality of litigation favoured
the rejection of the evidence. In my opinion,
the rejection of the evidence did
not result in any miscarriage of justice. The dictates of justice pointed
powerfully in the opposite
direction.
Grounds 1 and 2: challenged findings
- The
defendant argues that some 23 of the primary judge's findings were unsupported
by the evidence, and should be reversed to enable
findings to be made supportive
of its case. These challenged findings relate, first, to the condition of the
road at the time of
the accident, its degree of wetness and the degree to which
the asperities in the roadway were or may have been covered. Secondly,
they
relate to a number of aspects of the dispute between the experts, including the
overall rejection of Mr Bailey's hypothesis,
having regard to the evidence of
lay observers. Thirdly, they relate to the manner and method of the plaintiff's
entry into the roundabout.
Fourthly, they relate to the critical evidence as to
where the slide of the vehicle first manifested itself. Fifthly, they address
the evidence of Detective Inspector Barr (and other witnesses) as to the point
of heavy acceleration in the roundabout. Finally,
there are the findings
relating to the central question as to whether the plaintiff knew or did not
know whether the tyres were bald.
- It
will be apparent that the failure of many of these multiple challenges is likely
to have a significant bearing on the outcome of
this appeal. The remaining
grounds of appeal will need to be considered, of course, but the ambit of the
dispute on appeal may well
be necessarily narrowed. Equally, as Mr Campbell SC
argued, a number of the challenges, if successful, may lead to the appeal being
upheld. This is particularly so in relation to challenges 13 and 15, relating
essentially to the evidence of Detective Inspector
Barr.
- These
proceedings involved essentially the resolution of a number of straightforward
factual questions. In many respects, the case
was a simple one. It was
complicated, however, by two features. The first was the plaintiff's extensive
brain damage, which rendered
him unable to recall anything about the accident or
the events which preceded it. This clearly made the case a difficult one for
the
plaintiff, but it also meant that the task confronting the trial judge was a
difficult one. The plaintiff carried the onus of
proving matters which were
simply beyond his recall. The second factor that made the case more complex was
the defendant's continued
reliance on expert evidence to support its position.
Each party relied on expert evidence, of course, but it can be safely said that
the defendant's case was dominated by the continued attention of Mr Bailey to
aspects of the plaintiff's case. I do not wish to be
overly critical of Mr
Bailey, but her Honour was justified, in my opinion, in regarding some of his
attitudes and his position in
the trial as inflexible. Moreover, although her
Honour did not make this finding, there was some substance in the plaintiff's
senior
counsel's submissions during address, that Mr Bailey appeared to have
entered the field, in some respects, as an advocate.
- In
these somewhat complicated circumstances, the primary judge was confronted
nonetheless with relatively simple factual questions
to determine. Did the
plaintiff know that the tyres were bald? How intoxicated were the various
participants in the journey? How
accurate were the observations of bystanders,
witnesses and police officers, who inspected the scene of the accident, or who
were
nearby when the accident occurred? What actually caused the vehicle's loss
of control? These were, the circumstances, troubling questions,
and it was
necessary, no doubt, for the primary judge to carefully consider the competing
inferences very carefully, having regard
to the disparities in the evidence.
Apart from the initial mistake in the first trial, it must be said that the two
decisions to
which I have made extended reference demonstrate a careful
application of judicial technique to the resolution of the factual complexities
in order to arrive at available findings, based on the probabilities.
- I
am not persuaded that any of the challenges to the factual findings have been
made good. This court has the obligation to reverse
primary findings of facts
where those findings are not supported by the evidence, or where the inferences
drawn by the primary judge
are not available (see Devries v Australian
National Railways Commission (1993) 177 CLR 472, at 479 per Brennan, Gaudron
and McHugh JJ) . It is not, however, the task of the court to reverse findings
of
fact where those findings were open on the evidence, or where equally
available inferences are available as to the probabilities
of the occurrences
found. In particular, where findings have been made regarding the credibility or
reliability of witnesses based
on their demeanour (and this extends to experts
as well as lay witnesses), the court will be reluctant to intervene unless the
findings
are glaringly improbable.
- The
first complaint related to the finding that none of the witnesses examined the
road within the roundabout at the point where the
plaintiff alleged the rear of
the vehicle slid to the left. An examination of the evidence of the witnesses
shows that literally
this was a correct observation. Her Honour, in my view, was
simply making the point that the argument concerning the presence of
standing
water, even though everybody agreed the road was wet, could not be precisely
determined by reliance upon specific observations
of any of the witnesses who
were present at the scene after the crash. Senior Constable Roesler's evidence,
for example, did not
contain the necessary level of precision in that regard.
Detective Inspector Barr's evidence was that he did not make any "great
observations as to the depth and quantity and volume of water on the roadway".
But there was a general body of evidence from which
inferences could be drawn.
The defendant's complaint is that no witness specifically said there was any
"standing water" in the roundabout,
albeit it had been raining and the road was
wet. This complaint highlights the fact that the defendant still does not accept
the
trial judge's finding, based on the inferences to be drawn from local
witnesses' evidence, and her acceptance of Mr Griffith's evidence,
that the need
for large amounts of "standing water" did not have to be established. The road
had to be sufficiently wet to act as
a wet road surface, and whether this was so
or not turned on, not merely the presence of rain water, but also the extent to
which
the road surface may have been worn and the asperities covered. These were
questions which were carefully addressed by the primary
judge.
- As
to the challenge to the findings regarding the condition of the road surface
itself, I am satisfied that it was open to the primary
judge to make the finding
she did. This issue was very much a matter of inference. Her Honour had the
evidence of witnesses as to
the appearance of the road surface, and the degree
of wetness on the night in question. She had evidence of other witnesses who had
driven on the roundabout in circumstances where it was affected by rainwater. In
those situations, it was described as "slippery".
Importantly, her Honour had
evidence of the resurfacing of the roundabout within days of the accident.
Moreover, Mr Bailey's rather
inflexible opinion about the road surface was based
on nothing more certain than the photographs he examined. He had not visited
the
scene prior to the resurfacing. As all parties agreed at trial, the photographs
could not provide anything beyond a general indication.
They could hardly be
regarded as reliable or determinative. Mr Griffiths was quite clear during his
re-examination, that the description
given to the road surface of the roundabout
by witnesses supported the proposition urged by the plaintiff, and ultimately
accepted
by the primary judge, that there was sufficient water on the road, and
that the surface was sufficiently worn to act as a wet road
surface.
- This
brings me to the dispute between the experts. As I have said above, the
submissions now made on this point appear to be a repetition
of the arguments
put before the trial judge. Her Honour was faced with the task, as this Court
had specifically required of her,
of resolving the dispute between the experts.
In one sense, her Honour thought that the expert evidence, although of
assistance,
could not carry the day. She was clearly right on that point. By
this I mean, as Mr Griffiths accepted, that, while he was able to
advance
reasons that might support the plaintiff's case on causation, the ultimate
decision depended on the primary judge's acceptance
or otherwise of the
witnesses who were there at the time. It depended on the inferences that might
reliably be drawn from that body
of evidence. This was also the view taken by
the primary judge.
- Mr
Bailey's opinions, as they were originally formulated, relied heavily on the
evidence of the later statement by Ms Harmer. In the
end, her evidence was
discounted, or regarded as of relatively little value by the primary judge,
unless it were supported by other
testimony. Moreover, her later statements
introduced material not mentioned at an earlier point of time. Mr Bailey,
however, never
acknowledged this fact, or altered his initial opinion. Indeed,
he sought other ways of challenging Mr Griffiths' opinions, attacking
his
methodology and the material upon which he had placed reliance. Later, Mr Bailey
seized on the evidence of Detective Inspector
Barr as supporting his position.
Once again, the primary judge thought that Detective Inspector Barr's evidence
was not consistent
with the evidence of other witnesses, even if it were not
regarded as ambiguous. Mr Bailey never acknowledged this possibility.
- In
my opinion, moreover, the primary judge was entitled to find that Mr Bailey had
altered his position in a number of respects. She
was entitled to find that he
had been inflexible. In the end, however, Mr Bailey's rather intransigent
position had to yield to the
fact that he simply did not know the condition of
the roundabout, the condition of its surface and the degree of wetness or
slipperiness,
on the evening in question. The challenge he made to Mr Griffiths,
that the latter's opinion had not been based on proper scientific
materials, had
to yield in the face of the evidence of the local witnesses. That was the view
taken by the primary judge and it was
on the basis of the facts stated by those
witnesses that Mr Griffiths had expressed his opinions. The challenge to the
primary judge's
preference for the evidence of Mr Griffiths must be rejected.
- The
defendant next argued that Mr Griffiths had in his evidence made no assumption
that "the plaintiff had entered the roundabout
at a normal speed for wet road
conditions, with tyres with good tread". In my opinion, this conclusion was
open, because Mr Griffiths'
understanding was that the vehicle following the
plaintiff had been travelling at a similar speed and that it had no difficulty
in
negotiating the roundabout. This was the very assumption made by Mr Griffiths
in his first report. It was made, he said, "as a consequence
of information
supplied to him by his instructing solicitors". Similarly, in relation to the
finding that speed was not the cause
of the crash, this was a finding open to
the primary judge on the basis of the evidence of both experts. While it is true
that Mr
Bailey always maintained that the plaintiff accelerated and drove too
quickly in the roundabout, the plaintiff's case was that the
acceleration came
on only after the plaintiff had lost control of the vehicle because of the bald
tyres losing traction on the wet
road. Mr Bailey painted himself into something
of a corner on this point. This was because, to support his theory, he had to
maintain
that the vehicle was not travelling at a speed fast enough to make the
bald tyres lose traction on a dry road. He could not have
it both ways, and the
consequence was that he also agreed that the plaintiff travelled "at less than
the critical speed" within the
roundabout. Secondly, Mr Bailey's argument that
the heavy acceleration within the roundabout caused the loss of control, was
based,
initially, as I have said, on his assessment of Ms Harmer's evidence that
the plaintiff had sped into the roundabout to avoid another
motor vehicle. As I
have said, the primary judge categorically rejected her later statement in this
regard. Mr Bailey made no mention
of this in his final report.
- There
are lengthy submissions by the defendant, suggesting that the primary judge was
not entitled to find, as she did, that Ms Harmer
and Mr Halls' evidence
supported the proposition that, contrary to Mr Bailey's opinion, the slide
commenced towards the exit point
of the roundabout. This was a finding that was
plainly open to her Honour. Equally, it was open to her Honour to reject the
arguments
advanced by the defendant at trial as to the construction she should
place on this evidence, as she clearly did.
- This
brings me to points 13, 14 and 15 in the challenges to the factual findings. The
main point here was summarised by the defendant
in its written submissions
(Orange, 41):-
The defendant wishes to supplement the references provided for item 13 (the
initiation of the loss of traction and therefore control)
and item 15 (would
Detective Inspector Barr's further evidence have had a significant impact?) by
adding the material set out in
paragraph 4 of the affidavit of George John
Mallos of 31 st August 2010... if the defendant makes good the finding of fact
for which
he contends, the case... decides itself because findings to the
following effect necessarily follow:-
...
(e) ... in the event the condition of the tyres played no part in causing the
accident. Nor could they have, for at the point at which
the loss of control
occurred... the road surface asperities were not eliminated by standing water
and the speed of the falcon did
not exceed 50km per hour;
(f) The accident happened because the plaintiff applied hard acceleration
upon entering the roundabout;
(g) This caused the wheels to spin at the 9 o'clock location on the
roundabout as evinced by the burn marks laid down at that location;
(h) The wheel spin initiated the loss of traction causing the car to slide to
the left;
(i) In the attempt to regain control the plaintiff continued to accelerate
and tried to steer out of the slide;
(j) The plaintiff's attempts were unsuccessful and the car continued out of
control until it collided with the power pole;
(k) These latter findings concerning the physical cause of the collision are
applicable whether or not the plaintiff was aware of
the condition of the tyres.
- Her
Honour did not accept this argument because Detective Inspector Barr's evidence
of burn marks commencing at the 9 o'clock position
was inconsistent with the
evidence of Mr Halls and Mrs Harmer. It was also inconsistent with the
defendant's evidence to the extent
that his warning to the plaintiff "not to
plant it" was given after the rear of the car began to slide, and after the
wheels started
to spin. If, as her Honour thought (and correctly so), Detective
Inspector Barr's evidence had an element of ambiguity, it could
be, for that
reason, set to one side as supporting Mr Bailey's hypothesis. On the other hand,
as her Honour acknowledged in her final
decision (relating to the refusal to
allow Detective Inspector Barr to be called), Senior Constable Roesler's
evidence and the diagram
she prepared (crude though it was) provided no
indication of the tyre marks extending half way into the roundabout to the 9
o'clock
point. It is clear from an examination of Senior Constable Roesler's
evidence that, in preparing the diagram, although it was by
no means exact, she
had set out to demonstrate the path the car took "by reference to the marks that
were on the road". She had said
that she could "see tyres marks on the roadway
near the gutter" and then she "could actually see the path the vehicle's taken".
The
witness acknowledged that the diagram was "a very rough diagram, just to
show the path which the car had taken". She acknowledged
that it did not
indicate the actual skid marks, rather "it just shows the path that the vehicle
took".
- By
contrast, Detective Inspector Barr made no diagram or note of his observations
at all. He had simply formed an impression on the
evening and some eight years
later drew on his recollection to recall where it was the burn marks had been.
He had made no record
of the location of the burn marks. He said, "from memory
they started near the apex of the roundabout and continued through the
roundabout
onto Kooringal road". He agreed that Senior Constable Roesler's
diagram was "an indication". He agreed with the plaintiff's counsel
that:-
If one applied power suddenly to the wheels causing them to spin and lose
traction that's where you're going to find the beginning
of the skid marks.
He was unable to say whether the burn marks on the road were
attributable to an attempt to arrest the skid of the vehicle, or whether
they
represented simply "extreme acceleration" followed by a loss of control. He
confirmed that there were "no skid marks, only the
burn marks".
- The
primary judge thought the absence of yaw marks was significant. As Mr Bailey had
said, no yaw mark would be created if the cause
of the sliding of the vehicle
was contamination by water, resulting in aquaplaning. It was a combination of
this, together with the
other evidence to which I have referred, that led her
Honour to conclude that the stimulus that resulted in the application of heavy
acceleration was the sliding of the rear of the vehicle to the left, while it
was in the roundabout. The absence of any yaw marks
was persuasive that the bald
tyres had lost traction on a wet substandard road surface and that, on the
balance of probabilities,
it was the sliding or aquaplaning of the bald tyres on
the road which caused the accident. By contrast, the acceleration was an
emergency
response which, unfortunately, did not stop the car from continuing to
spin out of control. It was not the cause of the loss of control.
In my opinion,
these findings were clearly open to the primary judge.
- The
defendant maintained in this court that Detective Inspector Barr's evidence as
to the meaning of the term "apex" was crucial to
the defendant's case. That may
be so from the defendant's perspective, but her Honour thought it was not a
matter of significance,
in view of the other evidence that suggested that
Detective Inspector Barr's recollection was not correct. Accordingly, I would
find
that each of the findings made by her Honour which are challenged in 13 -
15 were open and should not be rejected.
- I
turn now to the final section of the challenges to the factual findings. This is
the topic as to whether the plaintiff knew or did
not know the tyres were bald.
Her Honour's unequivocal finding was that the plaintiff did not know at the time
of the crash that
the tyres were bald. This was the principal matter that had
been referred back to her Honour by this court in 2009. It was a matter
she
attended to with some care. I have earlier, when analysing her Honour's
decision, outlined the sequence of reasoning that led
her to the conclusion that
the plaintiff did not know the tyres were bald. There is nothing in any of the
submissions that persuades
me that this finding was not open to her Honour. Nor
am I persuaded this court should intervene to overturn the finding. Her Honour
rejected the defendant's evidence that may have suggested to the contrary. She
rejected the evidence of Ms Harmer (and the defendant)
which may have suggested
to the contrary, arising out of alleged conversations at the house prior to the
car being collected.
- In
the written submissions, the defendant makes much of the evidence that may have
been available to have been given by the man, 'Tim'.
It will be recalled that he
drove the plaintiff to Mr Halls' grandfather's place at 9 Wilson Street. They
went there to pick up two
tyres. The written submissions speculated about what
it was Tim had done after he had dropped the other men at the defendant's home.
For example, did he go back to the house? Did he have the tyres in his car and
did he return them to the plaintiff's house? Interesting
though these
suppositions may be, the fact is that the defendant did not call the man, Tim,
to give evidence of any of these matters
of supposition. Alternatively, if Tim
were unavailable, an explanation could have been given by the defendant as to
why he could
not be called.
- The
unusual feature of this case, as I have said, was the fact that the plaintiff
had no memory of the day in question. He was not
able to give direct evidence of
his own knowledge as to the condition of the tyres. The manner in which the
trial unfolded was that
other witnesses were called to give evidence, which, on
one view of it, might have suggested, if accepted, that the plaintiff had
actual
knowledge of the bald tyres. The content of that evidence had been put to him in
cross-examination but his loss of memory
meant he could say nothing of value on
the issue. All of this adverse material was rejected. There was evidence that
demonstrated
the animosity of Ms Harmer towards the plaintiff. Equally, there
was the relationship between herself and the defendant, which allowed
for the
primary judge's finding that portions of Mr Harmer's evidence were an invention.
These findings were not prohibited because
of alleged deficiencies in the
cross-examination by the plaintiff's counsel. It was clearly put to the
defendant and his wife that
they were wrong about those matters.
- It
was the defendant's case that the plaintiff knew, or ought to have known, that
the tyres on the vehicle were bald. They could not
make out actual knowledge,
according to the findings made by her Honour. As to whether the plaintiff ought
to have known, the factual
matrix included the undisputed fact that the vehicle
had been parked down the side of the house. It was parked behind another car,
and it was a dark and rainy night. The defendant did not call any evidence to
suggest otherwise, or to suggest that, in those circumstances,
the condition of
the tyres would have been readily available for observation by the plaintiff had
he been minded to inspect them.
- It
is true that the vehicle had been off the road for about a month, but the
evidence positively established that the plaintiff had
been told no more than
that it was "being fixed up for rego". He was not told the nature of the work.
Nor was he told that the nature
of the work included a replacement of the tyres.
He had no involvement with any of the work being done on the car during this
time.
And, of course, the car remained registered at the time the accident
occurred. Although the defendant was intoxicated on the night
in question, it is
clear that he himself was perfectly prepared to drive the vehicle to the
plaintiff's house. This would have suggested
to the plaintiff that there was no
reason why the vehicle could not be driven safely. The defendant argued that,
pursuant to section
5G of the Civil Liability Act 2002 , there arose, in
the present matter, a presumption against the plaintiff, namely, that he was
aware of the risk of harm, unless he
could prove on the balance of probabilities
that he was not so aware. This presumption arose, it was argued, because the
risk was
an obvious one. I shall return to consider the issue of obvious risk in
the context of the other grounds of appeal sought to be relied
on by the
defendant. Leaving that matter to one side, however, I am satisfied that it was
open to the primary judge to find that
the plaintiff did not know the tyres were
bald. As to whether he ought to have known, I shall further consider this in the
context
of breach, scope of duty and contributory negligence when considering
the remaining grounds of appeal.
- In
my opinion, grounds 1 and 2 should be rejected.
Ground 3: duty and breach
- The
claim here is, first, that the primary judge failed to determine the existence
and scope of the relevant duty of care before considering
questions of breach.
Secondly, in determining whether the defendant had been negligent, the primary
judge should have recognised
that the risk in question was an obvious one, and
that it was necessary for the plaintiff in that regard to displace the
presumption
that he was aware of the risk, a task in which he had failed.
Thirdly, insofar as the plaintiff's case relied on a failure to warn
concerning
the state of the tyres, there was no duty to do so, because the relevant risk
was an obvious one. Fourthly, the primary
judge had determined the scope of the
duty and hence liability, by reference to an obligation to prevent harm
occurring, rather than
by an obligation to exercise reasonable care.
- It
will be necessary to deal with these four aspects of ground 3 separately,
although they were, during argument, synthesised to some
degree.
- The
first matter, existence and scope of duty of care, was refined by Mr Campbell SC
during debate. Senior counsel submitted that
there was no duty to warn the
plaintiff about the defective tyres, and no duty not to allow the plaintiff to
drive a vehicle with
defective tyres, because:-
(a) A duty of care did not arise in a situation where the owner was in such
an obvious state of intoxication that no reliance could
be placed on anything he
might say about the state of the vehicle;
(b) A duty of care did not arise in a situation where the owner of the
vehicle and the person he permits to drive the defective vehicle
are engaged in
a joint enterprise of "burning off" rubber in that vehicle; and
(c) A duty of care did not arise because the driver/plaintiff knew about the
condition of the tyres.
- Mr
Campbell SC argued that a fact-intensive inquiry was necessary before a finding
could be made that a duty of care existed.
- The
second argument, concerning the scope of any duty of care, was reflected in each
of the other aspects of ground 3. Mr Campbell
SC submitted that there was no
duty to warn, because the risk was an obvious one. There was no duty to prevent
the plaintiff from
driving the car (or to prevent injury or harm to him) but the
duty, if it existed at all, was confined to one of exercising reasonable
care.
- In
relation to the issue of obvious risk, there were three propositions advanced.
These were, first, that the condition of the tyres
was obvious, even by virtue
of a cursory inspection. Secondly, given the proposal to go out to the airport
to "burn rubber", the
plaintiff ought to have checked the tyres before leaving
Ms Harmer's home. If the plaintiff, contrary to the primary judge's finding,
did
know (or ought to have known) about the tyres, the risk of harm by driving on
them would have been plainly obvious to the plaintiff,
thus negating any duty to
warn. In that regard, Mr Campbell SC said that the primary judge's finding on
contributory negligence (that
the plaintiff should have inquired, or made an
inspection for himself) went some way to establishing, in terms of the objective
test
in section 5F(1) of the Civil Liability Act 2002 , that the risk had
been an obvious one.
- In
relation to the issue of obvious risk, affecting both liability and contributory
negligence, Mr Campbell SC argued that, as the
plaintiff knew the vehicle had
been off the road for some weeks for registration purposes, he ought to have
known that there was
a real possibility that the vehicle was not safe to drive,
or, at the least, it was not roadworthy. In that situation, and given
the
defendant's state of inebriation, a reasonable person in the position of the
plaintiff would have inspected the vehicle for himself
or made further inquiries
of the defendant. In that sense, there was a high degree of obviousness. As the
primary judge found, Mr
Campbell SC observed, the plaintiff had done neither of
these things.
- Now
it must be recognised at the outset that the arguments relied upon by the
defendant at trial (to suggest that no duty of care
arose between the plaintiff
and the defendant), were primarily based on the contention that the accident was
not caused by the bald
tyres, but by the plaintiff's heavy acceleration within
the roundabout. It did, however, as an alternative (by virtue of the pleading)
include an assertion that the duty did not extend to "an accident caused or
contributed to by the bald tyres on a wet road and/or
the plaintiff's alcohol
consumption". The aspect of the amount of alcohol the plaintiff had consumed,
however, rather fell by the
wayside during the trial, and was effectively
sidelined as a causative factor of any great weight.
- The
pleading further asserted that the duty the defendant owed to the plaintiff as
owner of the vehicle "was not breached in the plaintiff's
driving the vehicle at
a speed which was too fast in the circumstances when the plaintiff knew, or
ought to have known as a reasonable
man, that the tyres were bald and the road
was wet, and knew that he, the plaintiff, had consumed alcohol". Once again, the
primary
argument on breach was that the real cause of the accident was the speed
at which the plaintiff had accelerated within the roundabout,
rather than that
the tyres were bald and the road was wet. The pleading was confusing, as can be
seen, but there is no doubt that
that is the way in which the principal issue
was argued. Unfortunately, for the defendant's case, the primary judge did not
agree
that the accident had been caused by the plaintiff's driving the vehicle
at a speed which was too fast in the circumstances. Rather,
she found that the
accident was caused by the bald tyres losing their grip on the roadway,
resulting in the vehicle swerving towards
the gutter and then spinning out of
control as the plaintiff accelerated in an endeavour to reagin control. The
second problem for
the defendant was the primary judge's finding, after the
second trial, that the plaintiff did not know that the tyres were bald.
- These
findings (each of which I have found was open to the primary judge) necessarily
posed considerable problems for the defendant
in relation to the arguments
advanced on appeal, relating to the existence of a duty of care, and the scope
of such a duty.
- The
proceedings were governed by the Civil Liability Act 2002 . Section 5B of
the Act has been described as "misleading", in that it is headed "Duty of Care"
(see Adeel's Palace Pty Ltd v Moubarak [2009] HCA 48; (2009) 239 CLR 420 at [13]).
Clearly the section deals with breach, rather than duty. The Ipp Report
1did not recommend any alteration to
the common law concepts governing questions as to when and in what circumstances
a duty of care
arose. The Report simply stated:-
7.4 So far as concerns the duty of care in the tort of negligence, the basic
principle is that a person owes a duty of care to another
if the person can
reasonably be expected to have foreseen that if they did not take care, the
other would suffer personal injury
or death. Foreseeability is also relevant to
standard of care (that is, to the question of whether a duty of care has been
breached)
and to remoteness of damage.
- It
is a commonly accepted proposition that, in general terms, the driver of a motor
vehicle owes a duty to other road users to take
reasonable care. In Imbree v
McNeilly [2008] HCA 40; (2008) 236 CLR 510, the plurality at [49] said:-
There have been various statements in this court to the effect that in many
well-settled areas of the law of negligence the existence
of a duty of care and
its content present no difficulty and that one such example concerns the
responsibilities of a motorist on
the highway to avoid causing injury to the
person or property of another.
There is no reason why, in general terms,
this proposition should not also extend to a situation where the owner of a
motor vehicle
provides his car for the use of another on the highway, knowing
that it is defective. For example, it has been held that an employer
who
provides a car to his employee has a duty to take reasonable steps to ensure
that it is provided and maintained with serviceable
tyres ( Wingrove & Co
Pty Ltd v Sheehy (1961) 35 ALJR 313). However, the existence, and more
importantly, the scope of any such duty may depend upon the circumstances of the
relationship in
question. As Gummow J said in RTA v Dederer (2007) 234
CLR 330 at 345 [45]:-
Although the existence of a duty of care owed by the RTA to Mr Dederer was
not in dispute, two points must be made about the nature
and extent of that
obligation. First, duties of care are not owed in the abstract. Rather, they are
obligations of a particular scope,
and that scope may be more or less expansive
depending on the relationship in question. Secondly, whatever their scope, all
duties of care are to be discharged by the exercise of reasonable care. They
do not impose a more stringent or onerous burden.
- In
determining the existence of a duty of care (even in a novel situation), the key
consideration remains reasonable foreseeability.
It is now accepted that the
requirement of reasonable foreseeability is a condition essential to, though not
necessarily sufficient
for, the establishment of a duty of care 2. In Sydney Water Corporation v Turano
[2009] HCA 42; (2009) 239 CLR 51, the court said at [45] (references omitted):-
Reasonable foreseeability of the class of injury is an essential condition of
the existence of a legal obligation to take care for
the benefit of another. The
concept is relevant at each of the three, related, stages of the analysis of
liability in negligence:
the existence and scope of a duty of care, breach of
the duty, and remoteness of damage. At the first stage, the inquiry has been
said to involve the assessment of foreseeability conducted at "a higher level of
abstraction" than at the subsequent stages. However,
to speak of a higher level
of abstraction in dealing with that first stage does not support a formulation
of duty in terms devoid
of meaningful content. It remains, as Gleeson CJ
observed in Tame v New South Wales , that the concept is to be understood
and applied with due regard to the consideration that, in the context of the
issue as to duty
of care, it is bound up with the question of whether it is
reasonable to require a person to have in contemplation the risk of injury
that
has eventuated.
- The
arguments advanced by Mr Campbell SC in relation to the existence and scope of
any duty of care in the present matter found their
essential provenance in the
decision of Gummow, Hayne and Kiefel JJ in Imbree v McNeilly at [82]:-
The conclusion that a defendant owed the plaintiff no duty of care is
open in a case like Joyce if, as Latham CJ said ((1948) [1948] HCA 17; 77 CLR 39 at 46),
"[i]n the case of the drunken driver, all standards of care are ignored
[because the] drunken driver cannot even be expected to act sensibly" (emphasis
added). And as indicated
earlier in these reasons, it is that same idea which
would underpin a conclusion that the plaintiff voluntarily assumed the risk
of
being driven by a drunken driver.
- In
Imbree , the majority (Heydon J expressing no opinion), held that the
standard of care which the inexperienced driver in that case owed the
supervising passenger was the same as that owed by any other person driving a
motor vehicle, that is to take reasonable care to avoid
injury to others. It was
not to be qualified by the driver's inexperience or unlicensed status. It was in
the context of this issue
that the judgment examined Insurance Commissioner v
Joyce . In the latter case, the plaintiff had agreed to travel as a
passenger in a car driven by a person who, two hours after a collision
in which
the plaintiff passenger was seriously injured, was found very drunk and asleep
under a bush near the scene of the accident.
The court, in Joyce , had
divided in holding that the passenger must fail in his action. Of particular
relevance, however, was the analysis by Dixon J
of the three different bases
upon which the claim of a gratuitous passenger who accepted carriage in a
vehicle driven by a person
known to be drunk, would then have been held to fail.
The three bases were: first, no breach of duty; secondly, voluntary assumption
of risk; thirdly, contributory negligence (then a complete defence). Of the
first of these bases, no breach of duty, Dixon J said
(at 56 - 57):-
[The position of the voluntary passenger] has been regarded as depending upon
a relation which by accepting a place in the conveyance
he sets up between
himself and the person responsible for its management. For those who believe
that negligence is not a general
tort but depends on a duty arising from
relations, juxtapositions, situations or conduct or activities, the duty of care
thus arises...
the principle applied to the case of the drunken driver's
passenger is that the care he may expect corresponds with the relation
he
establishes. If he knowingly accepts the voluntary services of a driver affected
by drink, he cannot complain of improper driving
caused by his condition,
because it involves no breach of duty.
- Reference
is also made to the observation of Latham CJ in that case (at 46):-
In the case of the drunken driver, all standards of care are ignored. The
drunken driver cannot even be expected to act sensibly.
The other person simply
"chances it."
- More
recently, in Miller v Miller [2011] HCA 9; 275 ALR 611, the High Court
examined these authorities in a somewhat different context. In that case, the
plaintiff had been involved in a joint
criminal enterprise involving the
stealing of a car. The vehicle was driven by the defendant who was intoxicated
and driving negligently.
The plaintiff, who was a passenger, had been badly
injured in an accident in the course of the enterprise, although she was
ultimately
saved from defeat in the litigation by virtue of the fact that she
had on two occasions "begged" the defendant to let her out of
the vehicle.
- The
majority (French, CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ) examined, in
the course of their analysis, the demise of the
concept of proximity, and
confirmed that it was no longer a useful informing principle in the area of the
establishment of duty of
care (at [59]). Secondly, the majority referred to the
fact that in Imbree v McNeilly , the court had overruled the decision in
Cook v Cook [2008] HCA 40; (2008) 236 CLR 510 at 526. Thirdly, the majority noted that
the immediate question in Imbree concerned the content of the duty of
care, not whether any duty was owed. The majority decision approved the notion
that "in determining
the content of a duty of care, primacy must be given to
identifying the relationship between the parties" (at [63]), and described
it as
"a principle of long standing in the law of Australia, stemming as it did from
the dissenting reasons of Dixon J in Insurance Commissioner v Joyce ".
The majority said at [64]:-
... as is implicit in what was said in all three cases ( Joyce ,
Smith and Imbree ) the question whether A owes B a duty to take
reasonable care is not to be answered by reference only to whether A was the
driver
of and B a passenger in a motor vehicle. A duty of care arises from the
"relations, juxtapositions, situations or conduct or activities"
( Joyce
at 57 ) in question. All aspects of the relations between the parties
must be considered.
- Mr
Campbell SC's reliance on these cases was, as I understood his argument,
threefold: first, he argued it was not possible to spell
out the existence of a
relevant duty of care simply from the fact that, in the present matter, the
defendant was the owner of a car
and the passenger in that car, while it was
being driven by the plaintiff. In other words, Mr Campbell SC said that all of
the facts
and circumstances had to be examined, not merely the proximity of the
parties, one to the other. That, I think may be readily accepted.
Secondly, Mr
Campbell SC submitted that one aspect of their relationship that was relevant to
the existence and scope of duty of
care was that the young men were intending to
travel to an area near the airport that evening in the vehicle (after fitting it
with
two near-bald tyres) to do "burn outs". Mr Campbell SC hinted that this
activity would be likely to be dangerous and perhaps illegal.
Thirdly, senior
counsel argued that the plaintiff's knowledge that the defendant was
substantially intoxicated meant that, so far
as any reliance for anything at all
upon the defendant, the plaintiff was simply "chancing it". This meant that,
knowing the drunken
owner could not be expected "to act sensibly", no duty
arose.
- As
I have said, I agree with Mr Campbell SC's first proposition. I am unable, with
respect, to accept the second and third propositions
he enunciated. I shall
briefly explain why.
- It
is true that the evidence allows for the proposition that both the plaintiff and
the defendant (and Mr Halls) had in contemplation
later that evening that they
would travel together to the airport to do "burn outs". It is also true that
they had in mind to put
two well-worn tyres on the car, and then, using the
defendant's vehicle, burn the rubber off those tyres. Just how far that proposal
or matter in contemplation would have gone is impossible to say. But, to my
mind, all this is beside the point: the fact is that
the plaintiff, the
defendant and Mr Halls were on a separate and distinct journey to travel from Ms
Harmer's residence to the plaintiff's
home. That is the journey they were
undertaking when the accident happened. There was nothing dangerous in that
enterprise. There
was nothing illegal about that journey or its content. Indeed,
it might be thought that one of the reasons the plaintiff had insisted
that the
defendant should not drive was to avoid the illegality likely to be involved in
the resulting situation, had he been permitted
to drive in his state of
intoxication. I do not see any parallel between cases involving an injury caused
to a participant in a joint
criminal enterprise, and the situation that was
involved here.
- In
relation to the third proposition, it appears to me to be a very different
situation from Joyce's case and other authorities where a passenger has
voluntarily agreed to be driven by an intoxicated person, knowing that the
driver was
intoxicated. As Dixon J noted in Joyce's case, there was no breach
because the improper driving was caused by the driver's condition,
and the
plaintiff knew that when he determined to travel in the car as a passenger. If
it be correct to analyse the existence and
content of a duty of care by having
regard to the "relations juxtapositions, situations or conduct or activities" in
question, the
position in the present matter is very different. The plaintiff
had been drinking himself. His blood alcohol reading was 0.1, so
it was not
insignificant. However, the evidence indicated that the plaintiff was relatively
sober, and showed no signs of intoxication.
On the other hand, the defendant
was, to use Mr Hull's colourful phrase at trial, "falling down drunk". At Ms
Harmer's house, it
was clear that the defendant was initially determined to
drive his own car, with the others in it, to the plaintiff's house. No matter
that he was intoxicated, it is clear that he was capable of making decisions.
While his motor skills may have been badly affected,
there is no suggestion in
the evidence that he was unable to function cognitively.
- The
point is that the defendant well knew that the tyres were bald. Despite his
consumption of alcohol, he would have been well aware
of the fact that it had
been raining and that the roads were wet. The plaintiff did not know the tyres
were bald. He was offering
to drive the car in what must have been obvious to
the defendant to have been a dangerous and risky situation. In my view, the
circumstances
I have described clearly permitted a finding of a duty of care
arising as between the plaintiff and the defendant, the scope of which
was to
take reasonable steps to avoid the risk occurring. At the very least, the
exercise of reasonable care required the defendant
to warn the plaintiff that
the car had bald tyres, and remind him that, in that situation, there would
likely to be a real risk of
an accident by driving the car in wet conditions and
on a slippery road. In the circumstances that had arisen, however, the exercise
of reasonable care to avoid the risk materialising required the defendant to go
further and to refuse permission to the plaintiff
to drive the car. The
defendant was in a position to refuse that permission, as he himself
acknowledged when he was cross-examined.
The vehicle took some minutes to
"warm-up" after the plaintiff started it, as the evidence disclosed. There was
ample time for the
defendant to assess the serious risk involved and to take
action to avert it.
- For
these reasons, I would reject the arguments based on an asserted absence of duty
of care, and the arguments based on scope of
duty.
- I
turn now to examine the arguments on breach and "obvious risk". Breach is
covered by section 5B of the Civil Liability Act 2002 :-
5B General principles
(1) A person is not negligent in failing to take precautions against a risk
of harm unless:
(a) the risk was foreseeable (that is, it is a risk of which the person knew
or ought to have known), and
(b) the risk was not insignificant, and
(c) in the circumstances, a reasonable person in the person's position would
have taken those precautions.
(2) In determining whether a reasonable person would have taken precautions
against a risk of harm, the court is to consider the following
(amongst other
relevant things):
(a) the probability that the harm would occur if care were not taken,
(b) the likely seriousness of the harm,
(c) the burden of taking precautions to avoid the risk of harm,
(d) the social utility of the activity that creates the risk of harm.
- This
provision embodies Mason J's formulation in Wyong Shire Council v Shirt
[1980] HCA 12; (1980) 146 CLR 40 at 47 - 48:-
In deciding whether there has been a breach of the duty of care the tribunal
of fact must first ask itself whether a reasonable man
in the defendant's
position would have foreseen that his conduct involved a risk of injury to the
plaintiff or to a class of persons
including the plaintiff. If the answer be in
the affirmative, it is then for the tribunal of fact to determine what a
reasonable
man would do by way of response to the risk. The perception of the
reasonable man's response calls for a consideration of the magnitude
of the risk
and the degree of the probability of its occurrence, along with the expense,
difficulty and inconvenience of taking alleviating
action and any other
conflicting responsibilities which the defendant may have. It is only when these
matters are balanced out that
the tribunal of fact can confidently assert what
is the standard of response to be ascribed to the reasonable man placed in the
defendant's
position.
- While
there are differences in wording, it has been said that section 5B(2) is a
reiteration of Mason J's analysis ( Waverley Council v Ferreira [2005]
NSWCA 418; Aust Torts Reports 81-818 at [45], Ipp JA (with whom Spigelman CJ and
Tobias JA agreed); and see subsequent cases such as Roads and Traffic
Authority (NSW) v Refrigerated Roadways [2009] NSWCA 263; 53 MVR 502; at
[178]-[179], per Campbell JA).
- There
are of course limits to this foreseeability, as Callinan J said in Koehler v
Cerebos (Australia) Ltd [2005] HCA 15; (2005) 222 CLR 44 at [54] - [55]:-
Three Justices of this Court in Wyong Shire Council v Shirt held that any
risk, however remote or even extremely unlikely its realisation
may be, that is
not far-fetched or fanciful, is foreseeable. I suppose that it is true that
there is nothing new under the sun. With
enough imagination and pessimism it is
possible to foresee that practically any misadventure, from mishap to
catastrophe is just
around the corner. After all, Malthus in 1798 famously
predicted that the population of the world would inevitably outstrip the
capacity
of the Earth to sustain it. The line between a risk that is remote or
extremely unlikely to be realised, and one that is far-fetched
or fanciful is a
very difficult one to draw. The propounding of the rule relating to
foreseeability in the terms that their Honours
did in Wyong requires everyone to
be a Jeremiah, and has produced the result that undue emphasis has come to be
placed upon the next
element for the establishment of tortious liability, the
sorts of measures that a reasonable person should be expected or required
to
take to guard against the risk. Wyong has however been constantly applied
throughout this country and in this Court since it was
decided, and neither
party sought to challenge it here. I am therefore bound to apply it.
Even on the application of it however, the appellant must fail at the
threshold, that is on the issue of foreseeability. In my opinion,
it was
far-fetched and not foreseeable that the appellant, a competent, seemingly well
woman would suffer within six months of taking
up a part-time position, a
disabling psychiatric injury, or indeed, any psychiatric injury by reason of the
work that the position
entailed.
- In
terms of the scope of section 5B, in Roads and Traffic Authority of NSW v
Refrigerated Roadways Pty Limited Campbell JA (McColl JA and Sackville AJA
agreeing), stated, at [173]:-
Section 5B is not a self-contained statement of the circumstances in which a
liability for negligence will arise. Rather, subsection 1 sets out three
preconditions that must co-exist before a liability in negligence arises, when
the type of negligence alleged is failure
to take precautions against a risk of
harm arising. As to whether such cases cover the entire field of negligence
cases, see Drinkwater v Howarth [2006] NSWCA 222 at [11] - [13], [24].
Subsection 2 provides a non-exhaustive list of factors the court is required to
take into account in deciding whether the third of those preconditions
exists.
Section 5B presupposes the existence of the law of negligence, and operates
against its background.
- Similarly,
in Waverley Council v Ferreira at [47], Ipp JA (Spigelman CJ and Tobias
JA agreeing) said:-
The explanation for the enactment of s 5B(2) appears from paras 7.5 to 7.18
of the Negligence Review. The Negligence Review expressed the opinion that the
factors now set out
in s 5B(2) should be given statutory force so that courts
would focus more directly on the issue "whether it would be reasonable to
require
precautions to be taken against a particular risk" and to avoid
conflation of the concept of foreseeability of risk with the conclusion
that a
reasonable person would have taken precautions against it.
- The
question in the present matter is, did the defendant, who plainly owed a duty of
care to the plaintiff (and other road users)
to keep his car in roadworthy
condition and not to allow it to be driven while it was unsafe, breach this duty
in failing to warn
the plaintiff about the dangers of driving the car with its
bald tyres, or in not taking reasonable steps so as to not allow the
plaintiff
to drive the car in that situation.
- For
my part, I would have thought that the plaintiff had clearly met the onus of
proving each of the matters required to be considered
under section 5B of the
Civil Liability Act 2002 . For the defendant to allow this car to be
driven with its bald tyres on a wet night in slippery road conditions clearly
raised a
risk which, as he knew or ought to have known, was likely to arise.
Moreover, the risk was a very significant one, given the weather
and road
conditions. A reasonable person (and that person is deemed to be a sober person)
would have taken precautions against the
risk of harm likely to be encountered,
not only by the driver of the car, but by passengers in it, and perhaps other
people using
the highway. The exercise of reasonable care required the defendant
simply to say to the plaintiff, "I will not let you drive this
vehicle" with
tyres in such poor condition.
- Although
the duty was couched equally in a duty to warn, the real burden of the
responsibility to exercise reasonable care, in my
view, required the defendant
to refuse categorically to let the car be driven in that condition. It was his
right to do that, as
he acknowledged. It would have been apparent to a
reasonable person in the position of the defendant that there was a high risk
that
the harm would occur if the car were driven in its unroadworthy state in
the conditions that prevailed and that risk could materialise
even if a warning
had been given. The harm that might occur if the car crashed or hit another
vehicle or ran off the road was of
a serious nature. There was no other relevant
matter that needed to be considered before liability could be found.
Obvious risk
- Mr
Campbell's argument on this point is based on the provisions of Division 4 of
Part 1A of the Civil Liability Act 2002 , in particular, the provisions
of sections 5F, 5G and 5H. These sections are well known, but I will set them
out:-
5F Meaning of "obvious risk"
(1) For the purposes of this Division, an obvious risk to a person who
suffers harm is a risk that, in the circumstances, would have been obvious to a
reasonable person in the position
of that person.
(2) Obvious risks include risks that are patent or a matter of common
knowledge.
(3) A risk of something occurring can be an obvious risk even though it has a
low probability of occurring.
(4) A risk can be an obvious risk even if the risk (or a condition or
circumstance that gives rise to the risk) is not prominent,
conspicuous or
physically observable.
5G Injured persons presumed to be aware of obvious risks
(1) In determining liability for negligence, a person who suffers harm is
presumed to have been aware of the risk of harm if it was
an obvious risk,
unless the person proves on the balance of probabilities that he or she was not
aware of the risk.
(2) For the purposes of this section, a person is aware of a risk if the
person is aware of the type or kind of risk, even if the
person is not aware of
the precise nature, extent or manner of occurrence of the risk.
5H No proactive duty to warn of obvious risk
(1) A person ( the defendant ) does not owe a duty of care to another
person ( the plaintiff ) to warn of an obvious risk to the plaintiff.
(2) This section does not apply if:
(a) the plaintiff has requested advice or information about the risk from the
defendant, or
(b) the defendant is required by a written law to warn the plaintiff of the
risk, or
(c) the defendant is a professional and the risk is a risk of the death of or
personal injury to the plaintiff from the provision
of a professional service by
the defendant.
(3) Subsection (2) does not give rise to a presumption of a duty to warn of a
risk in the circumstances referred to in that subsection.
- The
duty to exercise reasonable care in this case obliged the defendant not to allow
the plaintiff to drive the vehicle with tyres
in such poor condition. That was
something that could be achieved quite easily, simply by not letting him have
the keys or taking
them from him, or by simply refusing him permission to drive
the car. In addition, the defendant did not tell the plaintiff that
the tyres
were bald. Merely giving the plaintiff a warning about the state of the tyres,
bearing in mind that their condition rendered
the vehicle unroadworthy for the
conditions, would not have discharged the defendant's duty to exercise
reasonable care to prevent
the risk of injury materialising. Mr Campbell SC, I
think, recognised the difficulty he faced in this regard. Senior counsel
accepted
that the provisions of Division 4 of Part 1A have only limited work to
do in determining the question of breach of duty: Angel v Hawkesbury City
Council [2008] NSWCA 130 at [82] - [87] per Beazley and Tobias JJA (with
whom Spigelman CJ, Giles and Campbell JJA agreed). This recognition had, in
forensic terms,
two consequences. First, Mr Campbell SC focussed very much on
the "failure to warn" allegation in the context of "obvious risk".
If it were an
obvious risk, he argued, there was no duty to warn. Secondly, he endeavoured to
argue that the trial judge had fallen
into error by expressing the duty, indeed
the primary duty, as a duty to "prevent the plaintiff from driving". Mr Campbell
SC argued
that this manner of description of the duty had led the primary judge
into the error identified by Gummow J in Dederer's case . I shall
identify this alleged error and comment upon it before returning to the issue of
"obvious risk".
- Dederer's
case involved a tragic accident in which a teenage boy had suffered partial
paraplegia as a result of diving headfirst from a bridge into
an estuary bed in
Forster. Diving from the bridge had been a widespread and long standing practice
which, remarkably, had not previously
caused injury. The Roads and Traffic
Authority, together with Great Lakes Shire Council, exercised powers of
construction, maintenance
and control over the bridge. The Authority and council
had erected signs prohibiting diving from the bridge.
- It
was held by Gummow, Callinan and Heydon JJ (Gleeson CJ and Kirby J dissenting)
that the Authority had discharged its duty of care.
Its obligation was not to
prevent harm, but only to exercise reasonable care to make the bridge safe for
users exercising reasonable
care for their own safety. The erection of the signs
was held to be a reasonable response to the foreseeable risk.
- The
majority decision was critical of the approach taken both by the trial judge and
the majority of the Court of Appeal, whose decision
was eventually overturned.
Each of the majority members of the Court of Appeal had referred to "the failure
of the signs", in the
sense that they had not prevented children from jumping
off the bridges in considerable numbers. At 349 [54]), Gummow J said:-
The error in that approach lies in confusing the question of whether the RTA
failed to prevent the risk-taking conduct with the separate
question of whether
it exercised reasonable care. If the RTA exercised reasonable care, it would not
be liable even if the risk-taking
conduct continued.
- Gummow
J (at 348 [51]) noted that an obligation to exercise reasonable care must be
contrasted with an obligation to prevent harm
occurring to others. The former,
he said, not the latter, is the requirement of the law.
- Mr
Campbell SC's complaint is that, at paragraph 101 (Red, 122), her Honour had
said, "I find that defendant was in breach of his
duty of care to the plaintiff
in failing to prevent him from driving the vehicle when it was not roadworthy
and in failing to warn
him of the risk of harm involved in driving the vehicle
with bald tyres on a wet road".
- I
do not consider that the primary judge has been guilty of disobeying the
stricture enunciated by Gummow J in Dederer . The plaintiff's particulars
of negligence are set out in the Statement of Claim (Red, 3). They include a
failure to warn the plaintiff
of the danger in driving the motor vehicle and a
failure to ensure that the vehicle being driven by the plaintiff was fitted with
safe and roadworthy tyres. They next assert that the defendant was negligent, in
that he:-
Allowed the plaintiff to drive his vehicle which was not roadworthy and which
was not safe to be driven.
- The
plaintiff's case at trial was that a precaution that would have been taken by a
reasonable person in the position of the defendant,
in the circumstances, was to
refuse to allow the plaintiff to drive the vehicle. I do not consider that her
Honour was saying any
more than this in the findings she made that I have set
out above. It is true that she used the word, "prevent", but she was not
asserting that there was an absolute obligation to prevent the plaintiff from
coming to harm. Her Honour was merely saying that,
in the circumstances of the
case, the exercise of reasonable care required the defendant to take the simple
step of refusing the
defendant permission to drive the unroadworthy vehicle. I
do not consider, when the decision is read fairly, that her Honour fell
into
error in the manner claimed by the defendant.
- I
return now to the central argument based on "obvious risk". Once it is accepted
that the defendant's duty of care went beyond giving
a warning, it is not clear
that Div 4 of Part 1A of the Civil Liability Act 2002 had any critical
role to play. In any event, I do not think that the defendant has shown any
error in the finding that the risk was
not "obvious" within the meaning of s 5F.
- The
gravamen of the defendant's complaint arises from paragraph 99 (Red, 121) of the
primary judge's decision:-
Nor could he escape liability by claiming that the risk was so obvious that
he was not required to warn the plaintiff against driving
a vehicle with bald
tyres on a wet road. The defendant himself intended to drive the vehicle until
the plaintiff prevented him from
doing so. In those circumstances I did not
accept that the plaintiff should have been aware of any obvious risk involved in
driving
the vehicle.
The defendant submitted that the issue was not
whether the defendant could avoid liability on this basis. Rather, it was
whether the
plaintiff had displaced the presumption created by section 5G.
- What
the primary judge was saying was, first, that the plaintiff himself did not know
that the tyres were bald. Secondly, there was
no evidence to suggest that he had
made any observation on the night in question concerning the state of the tyres.
Given that it
was a dark night, that the car was parked down the side of the
house, and that it had been raining shortly before the car was driven
away from
the house, there was no real opportunity for the plaintiff to have made any such
inspection. Moreover, there was no reason
why he should have done so. Thirdly,
the plaintiff had observed the defendant's insistent and firm intention to drive
the vehicle.
That was why he intervened and offered to drive the car. The
defendant's attitude would not have raised any doubt in his mind as
to the
condition of the vehicle.
- The
defendant had argued at trial that the plaintiff at least knew that the vehicle
had been off the road and that some work was being
done on it for registration,
even though he had not been told what that work was. Given the exigencies of the
situation, where the
plaintiff had been endeavouring to persuade his friend not
to drive the car because of his state of inebriation, and all the other
circumstances surrounding the decision he made to drive the car himself, rather
than let his friend drive, it is, with all due respect,
somewhat unrealistic to
suggest that the plaintiff did or should have made an inspection of the tyres.
Obviously, the plaintiff would
have appreciated that driving with bald tyres on
a wet and rainy night on a slippery road carried a risk, but the plain fact here
was that he did not know that the tyres were bald, and he was not told that they
were by the defendant, as he should have been. This
situation was not an obvious
risk of harm at all. He was permitted to drive a car with bald tyres when he
should not have been allowed
to do so.
- In
my opinion, all the arguments about "obvious risk" are misconceived. Moreover, I
do not think that the primary judge fell into
the error ascribed to her. All
that she was saying was that Division 4 of Part 1A ('Assumption of Risk') had no
application to the situation. This was not because the plaintiff carried an onus
to prove something
under section 5G, it was simply because, for all the factual
reasons underlying the finding, the risk was not an obvious one in circumstances
where
the plaintiff simply had no idea that the tyres were bald. Consequently,
section 5F had no application to this situation.
- Mr
Campbell SC, in his final submission on this point, pointed to the apparent
inconsistency between this finding in relation to breach,
and the finding when
her Honour came to consider the plaintiff's responsibility for the crash, on the
issue of contributory negligence.
I agree that this inconsistency is puzzling,
but I would prefer to deal with it separately when I address the defendant's
arguments
on contributory negligence, and the plaintiff's cross-appeal.
- In
my view, ground 3 has not been made out.
Ground 4: reversal of onus of proof and associated matters
- The
defendant's submissions on this ground claim that, in concluding that the
plaintiff was not aware that the tyres on the vehicle
were bald, the primary
judge made important errors of principle relating to where the onus of proof
lay. Further, it is claimed her
Honour erred in relation to the use that could
be made of the rejection by her of the separate evidence of the defendant and
his
wife, suggesting that the plaintiff did know that the tyres were bald. The
argument commences with an undoubtedly correct proposition,
namely that in the
case of negligence, the burden of proving all the essential facts, whether
affirmative or negative, lies upon
the plaintiff. The obligation extends to a
requirement that the plaintiff prove that the defendant's conduct materially
caused the
injury ( Roads and Traffic Authority v Royal [2008] HCA 19; (2008) 82 ALJR
870 at 897).
- Mr
Campbell SC argued that the primary judge's findings favourable to the plaintiff
on the topic of his awareness or otherwise of
the condition of the tyres was
explicable only on the basis that she had not been satisfied that the defendant
had proved knowledge.
If that were so, Mr Campbell SC argued, this was an error
of law. It effectively reversed the onus.
- I
am not satisfied that this ground has been established. The argument advanced
does not adequately have regard to the way in which
the case proceeded before
the primary judge. It was obvious that the plaintiff was unable to give evidence
on the topic, and this
was a fundamental problem that made this trial a rather
unusual one. I do not agree, as Mr Campbell SC argued, that the absence of
evidence from the plaintiff on the topic weighed not for him, but against him.
Upon correct analysis, it was simply a neutral position
entirely explained by
the situation that had developed as a consequence of the plaintiff's injuries.
- Moreover,
the fact he had no recall did not prevent the defendant's counsel from putting
to the plaintiff, in great detail, the sequence
that the defendant would later
urge upon the trial judge. It was very clear what the issues were. For the most
part, the plaintiff
simply could not recall. The defendant had sought to
demonstrate that the plaintiff had known about the condition of the tyres. He
called evidence that, if accepted, would have established that this was so.
However, the primary judge rejected this evidence, and
gave detailed reasons for
the rejection. Upon its rejection, there was simply no evidence before the court
that could sustain any
suggestion that the plaintiff had known about the
condition of the tyres. It followed fairly, as a matter of logic, that the
plaintiff
had established that he did not know the tyres were bald, and this was
the finding made. Mr Campbell SC was critical of the fact
that (at Red, 120),
her Honour had used the phrase, "no evidence" twice. Read fairly, however, I
think it is clear that the primary
judge simply meant to convey that there was
no other evidence than that which had been rejected.
- Her
Honour fairly weighed up and evaluated a number of inferences that pulled in one
direction or perhaps the other on the issue of
the plaintiff's knowledge. For
example, she referred to the fact that that plaintiff was familiar with the
vehicle, and that he had,
in the past, worked on it with the defendant, and that
it was usually kept at the defendant's home, near to the plaintiff's home.
These
facts were apt to suggest on the plaintiff's part some knowledge of the vehicle.
On the other hand, she recognised the force
of the defendant's own
evidence-in-chief, that he had not told the plaintiff what work was being done
on the vehicle while it had
been off the road. Nor had the plaintiff been
involved in doing any work on the vehicle during the relevant period. These
facts would
have favoured the plaintiff's case and sustained an inference that
he did not know the tyres were bald. There was also evidence the
defendant had
purchased new tyres on the vehicle, eight months prior to the crash, although
there was no direct evidence that the
plaintiff knew this was so. Her Honour
considered the inferences that might properly arise from the evidence of Mr
Halls that the
tyres that had been collected from his grandfather's home had
some actual tread on them, and that the plaintiff and his companions
had
intended to "burn off" this tread in the course of their proposed visit to the
area near the airport. Her Honour accepted that
there were competing inferences
available from this evidence. But she positively rejected drawing an inference
unfavourable to the
plaintiff that the tyres were to be exchanged because, to
the knowledge of the plaintiff, those on the vehicle had no tread that
could be
"burnt off". The rejection of this unfavourable inference, and the acceptance of
a competing inference favourable to the
plaintiff, was open to the primary judge
and should not be disturbed by this court. Her Honour was entitled to bring this
finding,
together with the other facts, to bear on the questions where the
plaintiff carried the onus.
- The
primary judge positively rejected the evidence of the defendant and his wife,
and found, indeed, that the defendant's evidence
was "an invention". The primary
judge considered every aspect of the evidence that might have allowed for a
finding that the plaintiff
had known of the condition of the tyres. This was so
whether it arose from inferences, from direct evidence in the plaintiff's case,
or whether it arose from the direct evidence of other people. It should not be
overlooked that her Honour is a very experienced trial
judge, and it would be a
very unlikely situation she had misunderstood any aspect of the onus that
confronted the plaintiff. I do
not think that a fair reading of her decision
shows that she did.
- I
would reject ground 4.
Ground 5: contributory negligence
- The
defendant claims that, given the findings of the primary judge that the
plaintiff was guilty of contributory negligence, a proper
appreciation of the
entirety of the circumstances should have led to a finding that it was just and
equitable to reduce the damages
by 100%, so that the plaintiff's claim was
defeated entirely. The basis of the argument is that, by proper application of
the provisions
in the Civil Liability Act 2002 , a reasonable person in
the position of the plaintiff either knew or ought to have known that the only
precaution against the risk
in the present matter was not to drive the vehicle.
Moreover, a reasonable person would have taken that precaution because there
was
a high degree of probability that serious injury would occur if the vehicle was
driven with bald tyres on the wet road.
- The
plaintiff, in his cross-appeal, seeks to reverse the finding that he had been
guilty of contributory negligence. His argument
is that this finding was simply
not open to the primary judge, and that a reading of her Honour's reasons shows
this to be so.
- The
primary judge's dealings with the issue of contributory negligence are, by
comparison with the comprehensive and extensive nature
of other aspects of her
decision, extremely brief. They were mentioned earlier in these reasons.
However, for present purposes, I
will repeat them:
102. The plaintiff argued against any finding of contributory negligence on
the basis that there was no evidence that he was aware
that the tyres were bald.
103. However, he must have known that the vehicle had been off the road for
some time and that work was necessary to secure its re-registration.
104. I considered therefore that there was negligence on his part in failing
to inquire of the defendant concerning the vehicle's
condition, or, if the
defendant was too intoxicated to provide a sensible answer, to undertake an
independent check of its condition.
105. Having regard to his failure to do so, I assessed his contributory
negligence at 25%.
- In
cases governed by the Civil Liability Act 2002 , the question as to
whether a person is or is not guilty of contributory negligence is governed,
relevantly, by sections 5R and 5S:-
5R Standard of contributory negligence
(1) The principles that are applicable in determining whether a person has
been negligent also apply in determining whether the person
who suffered harm
has been contributorily negligent in failing to take precautions against the
risk of that harm.
(2) For that purpose:
(a) the standard of care required of the person who suffered harm is that of
a reasonable person in the position of that person, and
(b) the matter is to be determined on the basis of what that person knew or
ought to have known at the time.
5S Contributory negligence can defeat claim
In determining the extent of a reduction in damages by reason of contributory
negligence, a court may determine a reduction of 100%
if the court thinks it
just and equitable to do so, with the result that the claim for damages is
defeated.
- In
Consolidated Broken Hill Ltd v Edwards [2005] NSWCA 380; Aust Torts Reports
81-815 at [67] and [68], Ipp JA (Giles JA and Hunt AJA agreeing) stated that in
determining whether a plaintiff
has been contributorily negligent it is
necessary to have regard to the plaintiff's personal responsibility for his or
her own safety.
As Callinan and Heydon JJ remarked in Vairy v Wyong Shire
Council [2005] HCA 62; (2005) 223 CLR 422, at 483 [220], a person owes a duty:-
... not just to look out for himself, but not to act in a way which may put
him at risk, in the knowledge that society may come under
obligations of various
kinds to him if the risk is realized.
- These
remarks are consistent with the provisions of the Civil Liability Act 2002
, section 5R(1): Consolidated Broken Hill per Ipp JA at 558-559 [67].
Contributory negligence is determined objectively from the facts and
circumstances of a case, which includes
what the plaintiff knew or ought to have
known at the time: section 5R(2)(b); Joslyn v Berryman [2003] HCA 34; (2003) 214 CLR 552
at 558 [16].
- Kirby
J in Roads and Traffic Authority (NSW) v Dederer (2007) 234 CLR 330 at
168 - 169 provided an analysis of appellate review of contributory negligence:-
This Court has said many times that appellate courts must show restraint in
disturbing the apportionment ordered for contributory
negligence as between a
plaintiff and a defendant, having regard to their respective shares of
responsibility for the damage. The
point is self-evident. Involved in such an
apportionment is a comparative examination of the whole conduct of each
negligent party
in relation to the circumstances of the accident and an
evaluation of the comparative importance of the respective acts and omissions
of
the parties in causing the damage. Such decisions are evaluative and
multi-factorial. Generally speaking, a trial judge, who has
full knowledge of
all of the evidence, will be in a better position to make such an apportionment
correctly. An appellate court,
even if it would have reached a different
conclusion, will usually be hard pressed to identify an error that warrants
disturbance
of the primary judge's conclusion on such an issue. Tinkering with
apportionments is to be discouraged.
On the other hand, an intermediate appellate court is required by its statute
to discharge its own functions of appellate review.
If error is shown in the
apportionment, it is not only entitled but obliged to set the apportionment
aside and to substitute its
own decision. In a proper case, this Court will
uphold the intermediate court's determination in that regard, although sometimes
it will be divided over where the correct line is to be drawn.
- The
defendant's argument is based essentially on her Honour's finding at paragraph
104 set out above. From this, the defendant makes
the submission that, first,
the condition of the tyres was apparent and, secondly, a cursory check would
have made known their baldness.
The argument asserts that the dangerous
combination of the condition of the tyres and the circumstances of the wetness
of the road
ought to have been known by a reasonable person in the position of
the plaintiff before he commenced to drive the vehicle. Moreover,
the
defendant's submissions contended that the drunken condition of the defendant,
and therefore his unreliability as a source of
information, would have been
known to a reasonable person in the position of the plaintiff before he
commenced to drive the car.
- The
dangerous combination of the condition of the tyres and the weather conditions
was known to the defendant. A reasonable person
in his position would have
immediately realised the danger in allowing the plaintiff to drive the vehicle.
This observation is highly
significant on the issue of the defendant's
liability, but is not relevant to the question of contributory negligence. The
primary
judge's principal findings established clearly that the plaintiff simply
did not know of the conditions of the tyres. This finding,
however, does point
to a marked degree of inconsistency with the findings in paragraphs [102] -
[104].
- The
question is: how is this inconsistency to be resolved? In my opinion, it must be
resolved by a rejection of the defendant's ground
of appeal, and the upholding
of the plaintiff's cross-appeal.
- The
finding at paragraph 103 (he must have known that the vehicle had been off the
road for some time, etc) is really a non sequitur
in the light of her Honour's
findings that the plaintiff did not know that the tyres were bald. I do not
consider, in the light of
this finding, that it was open to her Honour to find
that there was negligence on his part in failing to make inquiry of the
defendant
"concerning the vehicle's condition". There was no reason for him to
do so. A reasonable person in his position would not have done
so. More
importantly, the allegations of contributory negligence contained in the Amended
Defence were expressed as follows:-
Any breach by the defendant of any duty of care owed to the plaintiff (the
existence of which and the breach of which is denied) was
far outweighed or even
overwhelmed by the plaintiff's own contributory negligence in driving the
vehicle after drinking and knowing
that the road was wet and the tyres were
bald, and driving at a speed that was too fast in all the circumstances.
- Thus,
it will be seen that there is no allegation by the defendant in its pleading
that the plaintiff was guilty of contributory negligence
in failing to inquire
of the defendant "concerning the vehicle's condition". The relevant assertion is
that he knew that the tyres
were bald, an allegation that was flatly rejected.
There was consequently no justification (as the primary judge did) in equating
a
possible but unproved awareness of the baldness of the tyre with a need to
enquire as to "the vehicle's condition". If the plaintiff
did not know the tyres
were bald (contrary to the pleading) there was no reason for him to enquire as
to the vehicle's condition.
In my view, her Honour's finding that the plaintiff
did not know the tyres were bald, having regard to the case that was pleaded
before her, did not permit of a finding of contributory negligence on the basis
she ultimately did.
- Secondly,
there were no findings made by the primary judge to suggest that the plaintiff's
level of intoxication, or the speed at
which he had driven (in the
circumstances) was a contributing factor to the accident. Those aspects of the
pleading were not sustained.
Finally, her Honour's statement:-
If the defendant was too intoxicated to provide a sensible answer ... [a
need] to undertake an independent check of its condition
was purely
speculative and did not allow for a finding of contributory negligence. It was,
indeed, a purely hypothetical question,
and there is no finding made by her
Honour that the defendant was intoxicated to such an extent that he could not
provide "a sensible
answer". The need to undertake an independent check of the
vehicle's condition did not, based on the circumstances her Honour found
elsewhere in the decision, warrant the conclusion reached.
- For
these reasons, I would reject ground 5 of the Grounds of Appeal, but would
uphold the plaintiff's cross-appeal.
Ground 6: the discretion to permit the defendant to re-open miscarried
- I
have set out at considerable length the reasoning of her Honour in relation to
the decision of 11 th June 2010, in which the application
for leave to re-open
was refused. In my opinion, her Honour's decision stated the relevant principles
simply and directly. None of
the matters considered by her Honour were
irrelevant. Further, I do not consider that her Honour took into account any
considerations
which were irrelevant.
- The
primary judge's decision was essentially a discretionary one. In my opinion, no
error has been demonstrated, nor was the result
so unreasonable as to warrant
interference ( House v The King [1936] HCA 40; (1936) 55 CLR 499 at 504, 505).
- The
defendant argues that her Honour's finding (at paragraph 15 of her decision) was
an irrelevant consideration. Her Honour had said
(after discussion of the
reasons she had given on 14 th April for rejecting the further opinion of Mr
Bailey):-
In light of these features, I considered it unlikely that I would accept that
Detective Inspector Barr was accurate in his recollection
that tyre marks
commenced at the 9 o'clock position. I considered it unlikely that his further
evidence would have a significant
impact on the proceedings.
I do not
agree that this was an irrelevant consideration. It was clearly a very important
part of her Honour's reasoning in the second
decision she had given, and her
Honour's reference to it in the re-opening application was not only
understandable, but highly relevant
to the outcome of the application. Her
Honour had accepted that Detective Inspector Barr's additional evidence (as
reflected in Mr
Bailey's final report) was relevant on the issue, but in the
end, she did not think it warranted the disturbance of her critical
findings, or
that it would have a significant impact on the outcome of the case. There was no
element of pre-judgment in this finding,
as her Honour clearly proceeded on the
basis that the evidence of Detective Inspector Barr, for what it was worth,
could be accepted
as evidence of his recollection. It was where that piece of
evidence stood in relation to other evidence in the case that was important.
- In
my opinion, no basis has been shown for disturbing the discretion exercised
against the defendant on this point.
- The
orders that I would propose are:
1) Appeal dismissed;
2) Cross-appeal allowed;
3) Set aside the order of Sidis DCJ
made on 11 th June 2010 entering judgment for the plaintiff in the sum of
$1,301, 437.94 and in
lieu thereof order that judgment be entered for the
plaintiff in the sum of $1,735,250.59;
4) The order as to costs made by
Sidis DCJ on 11 th June 2010 is to stand;
5) The defendant is to pay the
costs of the appeal and cross-appeal.
- SACKVILLE
AJA: I agree with Whealy JA.
**********
APPENDIX A

APPENDIX B

APPENDIX C

APPENDIX D

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