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Logan v Baird [2011] NSWCA 19 (21 February 2011)
Last Updated: 25 May 2011
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Decision:
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(1) Strike out the Notice of Appeal filed 2 February
2011. (2) Strike out Notice of Motion filed 2 February 2011. [Note:
The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the
Court otherwise orders, a judgment or order is taken to be entered when it is
recorded in the Court's computerised
court record system. Setting aside and
variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and
36.18. Parties should in particular note the time limit of fourteen days in Rule
36.16.]
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Catchwords:
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APPEAL - Court of Appeal - notice of appeal -
requirements of notice of appeal
APPEAL - Court of Appeal - appeal out of time - application for extension
of time
PRACTICE - order for pro bono assistance - relevant considerations for
deciding that it is in the interests of justice to make the
order - prospects of
success of appeal
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Interlocutory applications
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Parties:
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Pamela Clare Logan (Appellant) Jennifer Joan Baird
(Respondent)
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Representation
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In person (Appellant) No Appearance
(Respondent)
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Judgment
- HIS
HONOUR : This is a matter has been referred to me by the registrar. It
arises in some proceedings that were purportedly commenced by a notice
of appeal
filed on 2 February 2011.
- The
appellant, Mrs Logan, was at one stage co-executrix with her sister, Mrs Baird,
of the estate of their deceased mother. Palmer
J decided, on 26 September 2008,
that Mrs Logan should be removed as executrix of the estate: Baird v Logan
[2008] NSWSC 1029. The ground of his Honour's decision was that Mrs Logan
had refused to join in the discharge of a mortgage, securing a debt of $13,100
owed to her mother's estate. Palmer J held at [16] that he could find no
rational reason why she refused to discharge the mortgage,
or what reasonable
suspicions she could have regarding the propriety of the mortgage, or the
correctness of the amount necessary
to discharge it. The judge found [at 17]
that "there is no way in which Mrs Logan will ever be satisfied that it is
proper to execute the discharge of mortgage." He found that there were
repeated instances of Mrs Logan refusing to accept legal advice, and found that
"she is completely unable to bring herself to co-operate with Mrs Baird in
the administration of this estate on any matter, large
or small."
- Because
of the delay, of nearly 2 years, in filing of the notice of appeal it was
possible under the rules for an appeal to be brought
from his Honour's judgment
only by leave. Because the Notice of Appeal was filed out of time and without
prior leave it was irregular,
though it was not a nullity.
- The
notice of appeal stated as its grounds: "Disadvantaged no legal
representation. Paperwork withheld under legal professional privilege. Other
grounds refer to affidavit &
contents".
- It
is a fundamental requirement of a notice of appeal that it identify the respects
in which the judgment for the orders appealed
from is contended to be wrong, and
the reasons why it is contended to be wrong, or the respect in which it is
contended the proceedings
below miscarried. The appeal grounds set out in the
notice of appeal do not meet those criteria. For that reason, I propose to
strike
out the notice of appeal.
- The
precise process that was referred to me by the registrar today was a notice of
motion that Mrs Logan filed. It has not been served
on anyone. The orders that
it seeks are:
"1. That the court grant right of late appeal.
2. That the court grant legal representation under the Supreme Court pro bono
scheme."
- The
striking out of the notice of appeal has the effect that the notice of motion
must fall with it. However, it is appropriate, as
Mrs Logan is a litigant in
person, that I make some remarks concerning it.
- As
to the application for extension of time, the lapse of time is in itself
significant. As I understand it, the executors contend
that the estate is now
fully administered. If that is right, then there would be no practical utility
in overturning Palmer J's order
removing Mrs Logan. She is concerned that the
judgment has impacted badly on her reputation. It is not appropriate for a court
to
hear an appeal, in circumstances where the sole practical benefit of
establishing that the judgment below was wrong would be to vindicate
the
reputation of someone.
- Mrs
Logan informed me orally of some reasons why the appeal was late in being
brought. As I understood it, they related to a long
process of assessment of an
order for costs that Palmer J made. I have difficulty in seeing how that in
itself provides a reason
for delay in instituting the appeal against the order
removing Mrs Logan from her position as executrix.
- The
second order sought by the notice of motion, namely that the court grant legal
representation under the Supreme Court pro bono
scheme, is one that would
require some consideration to be given to the grounds of appeal. In Kelly v
Mosman Municipal Council [2010] NSWCA 370 at [19] and following I explained
how UCPR 7.36 enables the court to refer a matter to the pro bono panel
for legal assistance only if the court had first come to the view that
it is in
the interests of the administration of justice to do so. Where an appeal is
involved, that can itself involve the court
in forming a view that the appeal
has some prospects of success. At present, if the administration of the estate
has indeed been
completed, there would be no practical utility in reversing the
order of Palmer J, and for that reason there would be significant
obstacles in
the way of the court satisfying itself that it was in the interests of justice
for Mrs Logan to be provided with legal
help to overturn the judgment below.
- As
well, the judgment of Palmer J, in the aspects that I have mentioned earlier, is
dependent upon conclusions of fact that depended
in part upon assessment of
matters of demeanour. There would be a particular hurdle involved in succeeding
in an appeal against any
such factual findings: Fox v Percy [2003] HCA 22; (2003) 214
CLR 118.
- In
the circumstances I have outlined the orders I make are:
1. Strike out the notice of appeal filed 2 February 2011.
2. Strike out notice of motion filed 2 February 2011.
- As
there is no appearance for any opposite party today, there is no occasion for
making any costs order.
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