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Supreme Court of New South Wales - Court of Appeal |
Last Updated: 20 June 2008
NEW SOUTH WALES COURT OF APPEAL
CITATION:
Westfield Shoppingtown
Liverpool v Jevtich [2008] NSWCA 139
FILE NUMBER(S):
40487/07
HEARING DATE(S):
23/5/08
JUDGMENT DATE:
18
June 2008
PARTIES:
Westfield Shoppingtown Liverpool (First
Appellant)
Green Flower Pty Limited previusly known as P & H Property
Services Pty Limited (Second Appellant)
Benjamin Jevtich
(Respondent)
JUDGMENT OF:
Hodgson JA Tobias JA Bell JA
LOWER COURT JURISDICTION:
District Court
LOWER COURT FILE
NUMBER(S):
3256/05
LOWER COURT JUDICIAL OFFICER:
Balla
DCJ
LOWER COURT DATE OF DECISION:
29/6/07
COUNSEL:
Mr
J Sexton SC (Appellants)
Ms S Norton SC / Mr P Khandhar
(Respondent)
SOLICITORS:
McCabe Terrill Lawyers Pty Ltd
(Appellants)
Brydens Law Office (Respondent)
CATCHWORDS:
TORTS
– NEGLIGENCE
DAMAGES – gratuitous attendant care services
pre-existing condition requirements of s 15(2) Civil Liability
Act
LEGISLATION CITED:
Civil Liability Act 2002
(NSW)
CASES CITED:
Coleman v Barrat [2004] NSWCA 27
Elite
Protective Personnel Pty Ltd v Salmon [2007] NSWCA 322
Johnston v Cowra
Shire Council [2000] NSWCA 117
Moran v McMahon (1985) 3 NSWLR 700
Purkess
v Crittenden [1965] HCA 34; (1965) 114 CLR 164
Reece v Reece (1994) 19 MVR 103
The
Owners – Strata Plan 156 v Gray [2004] NSWCA 304
Woolworths Ltd v
Lawlor [2004] NSWCA 209
TEXTS CITED:
DECISION:
Appeal
dismissed with costs
JUDGMENT:
IN THE SUPREME COURT
OF NEW SOUTH WALES
COURT OF
APPEAL
CA 40487/07
DC 3256/05
HODGSON JA
TOBIAS JA
BELL JA
Wednesday 18 June 2008
Westfield Shoppingtown Liverpool v Benjamin Jevtich
Judgment
1 HODGSON JA: I agree with Bell JA.
2 TOBIAS JA: I agree with Bell JA.
3 BELL JA: The respondent suffered neck, jaw and leg injuries as
the result of a fall at Westfield Shopping Centre, Liverpool (the injury).
He
brought proceedings in the District Court in negligence against the appellants,
Westfield Shoppingtown Liverpool and Green Flower
Pty Limited, its cleaning
contractor. Both were held liable and the respondent was awarded $410,279 in
damages. The appeal is confined
to the assessment of damages.
4 The respondent was 62 years old at the date of the injury and he had a
history of health difficulties, including that he suffers
from Parkinson’s
disease.
5 The primary judge assessed the respondent’s non-economic loss as
30 percent of a most extreme case and awarded $90,000 on
this account. She
allowed $304,696 for gratuitous attendant care services, of which $123,760 was
for the past and $180,936 was for
the future.
6 The appellants challenge the assessment with respect to the amount of
the award for non-economic loss and as to the provision of
any sum for
gratuitous attendant care services.
7 The appellants submitted that the primary judge failed to determine the
claim for gratuitous attendant care services in accordance
with the provisions
of s 15(2) of the Civil Liability Act 2002 (NSW) (the CLA), which
precludes the award of damages for such services unless the court is satisfied
that:
(a) there is (or was) a reasonable need for the services to be provided, and
(b) the need has arisen (or arose) solely because of the injury to which the damages relate, and
(c) the services would not be (or would not have been) provided to the claimant but for the injury.
8 The medical
evidence in support of the claim for services was limited and did not address
the means by which the need created by
the injury was to be distinguished from
any need created by the respondent’s Parkinson’s condition. There
was no other
expert evidence to support the claim. The appellants’
submission before the primary judge and on appeal was that the court
could not
be satisfied of the requirements of subsection (2)(b) and (c) in the absence of
expert evidence.
The evidence
9 The evidence in support of the claim for services came principally from
the respondent and his wife. Before returning to the grounds
of challenge, I
will outline this evidence.
10 The respondent had worked for 27 years as a fitter and turner. In 1993
he suffered an injury to his lumbar spine while lifting
an object at work. He
had not worked since that time. At the date of trial he was still suffering from
low back pain associated with
this injury. He had a history of hypertension
that is controlled by medication. Some time before the accident he had been
diagnosed
with prostate cancer. Radiotherapy had been effective in treating this
condition and at the date of trial it was understood to be
under
control.
11 The respondent first developed symptoms of Parkinson’s
disease in 1991, while he was still employed. The condition was diagnosed
in
1995. Between then and the date of the accident, in March 2003, he required some
domestic assistance, which was provided by his
wife. At the date of the trial,
in June 2007, the symptoms caused by the Parkinson’s disease included
opening and closing of
the mouth quickly, some affectation of the
respondent’s speech and a tremor in the hands. These symptoms fluctuated.
During
a bad episode the respondent’s mobility was significantly
restricted. However, medication had proved effective in controlling
the
symptoms and the respondent was able to lead a relatively independent life. He
had not noticed any deterioration in his Parkinson’s
condition in the
period between the injury and the trial, although in cross-examination he
accepted the proposition that the condition
seemed to be getting worse with age.
He had experienced his first Parkinson’s seizure not long before the trial
and had been
immobilised for a time until his medication took effect. It
appears that he had a further episode in the course of the trial.
12 The principal injury caused by the fall was the neck injury. The
respondent experienced severe neck pain, which radiated into
the left upper
body. This injury contributed to the development of a disc protrusion at C7/T1.
In October 2003 he underwent a left
C7/T1 foraminotomy and posterior discectomy,
which resolved most of the symptoms on the left side of his body. However, after
a short
time he developed severe pain in the right side of the neck, which
radiated into the right upper body. He continues to suffer ongoing
neck symptoms
and pain in the upper body. This is unlikely to improve in the future. The
injury to the jaw causes the respondent
difficulty in eating certain solid
foods.
13 The respondent said that after the diagnosis of his
Parkinson’s disease he had started to get help from his wife with some
domestic tasks: making the bed, shopping and preparing food. He had been able
to wash himself and perform household duties such
as vacuuming, sweeping and
dusting. The housecleaning had been shared between the respondent and his wife,
although cleaning the
bathroom had been her sole responsibility. He had done the
household shopping before his injury and now his wife and his sons do
it. He and
his wife shared the lawn mowing. The tremor in his hands (a symptom of his
Parkinson’s disease) now prevents him
from lawn mowing. He said that
since the injury he does not vacuum often, although he is still does it about
once a fortnight. Since
the injury he has required assistance with showering,
and his wife helps him to shave. Before the injury, providing his
Parkinson’s
disease was not causing him problems, he had been able to
dress himself. Since his injury he needs help with dressing. He estimated
that
his wife spent half an hour a day preparing a heat pack for his neck.
14 Evidence about meal preparation was significant to the
appellants’ case on appeal. I will set out the respondent’s
evidence
on this topic in chief:
“Q. I want to take the period just before the accident, you understand?A. Yeah.
Q. Did you do any of the cooking at home?A. Yes.
Q. What did you cook?A. Roast.
Q. How often did you do it?A. About once a week.
Q. The other meals – did your wife cook those or did you cook some of them?A. Some of them I cooked.
Q. Some of them she cooked, I take it.A. Yeah.” (Black 13. Q-X)
...
Q. Before the accident did you make your own breakfast?A. Some simple things.
Q. I’m sorry.A. Simple things.
Q. Simple things, do you make it these days since the accident?A. I can like – I can do simply things like fix cereals.
Q. Has the accident affected breakfast making or has it not affected breakfast making?A. Not really.
Q. What about lunch, has it affected that?A. It depends what’s for – what’s for lunch.
Q. Yes, give me some examples.A. Usually we have sandwiches for lunch.
Q. So you can do that alright, can you?A. Yeah, I have trouble slicing salami.
Q. This is to do with your Parkinson’s Disease?A. It’s got to do a little bit with the tremor.
Q. What about dinner? Aside from that from that roast, do you do any of the dinners anymore?A. A lot – a lot ... (not transcribable) ... one, every now and then.
Q. Put the roast to one side, do you cook any other dinners anymore since the accident?A. No, no, but sometimes I finish – finish up what my wife starts if we run out of time, it’s only if she is making a casserole or a stew like in the shop.
Q. What does that mean Mr Jevtich, what do you actually do?A. I – she has to go to work, and you were preparing a meal. We only the time I take on, because it’s almost there. What I try to avoid is using my hands and my body to hurt my neck.” (Black 32.V-33.P)
15 Mrs Jevtich is 15 years younger
than her husband. She holds a community aged-care Certificate in assistant
nursing. At the date
of the respondent’s accident she was working around
70 hours each week in two jobs. The first was with the Parramatta Nursing
Home,
an aged care facility, at which she worked 38 hours a week. The second was with
Mannix Disability, a service for handicapped
children in the Liverpool area.
She worked on night shift Monday to Friday at the Parramatta Nursing Home,
starting at 11 pm and
finishing at 7 am. She worked on the afternoon shift from
2 pm till 10 pm, at the Mannix Disability Service four days per week.
16 Mrs Jevtich said that the respondent had been independent prior to the
accident and that he had lost his independence and confidence
after the
accident. She had helped him with personal care such as shaving and showering
once or twice a week in the period before
the injury. After the accident she
had given up her job at the nursing home in order to assist him at home. She
assists him daily
with showering and with dressing. He is no longer able to do
washing or ironing. Mrs Jevtich said that does all the meal preparation
and
that he helps sometimes when he is feeling good. She massages his neck in the
mornings and afternoons and prepares a hot pack
for him in the evening.
17 Mrs Jevtich kept a diary for a two-week period in which she recorded
the extra tasks that she performed for the respondent following
his injury. She
recorded an average of five hours per day which were devoted to these services.
In the period covered by the diary,
ten hours were taken up with accompanying
the respondent to the doctor, physiotherapist and chemist. Some entries related
to time
taken accompanying the respondent on walks.
18 The only medical
evidence supporting the need for attendant care services was the opinion of Dr
Ellis. In a report dated 8 August
2004 Dr Ellis commented on the
respondent’s jaw injury, noting that he had difficulty eating solid foods.
Dr Ellis described
the respondent’s lifestyle as degraded as a result of
the injury. He reported that the respondent cannot care for the home
and garden
as he previously had done, and that he has difficulty dressing and relies on his
wife for assistance. He noted that the
respondent was in need of constant daily
pain relieving medication. In his second report, dated 2 May 2006, Dr Ellis
commented that
the respondent still had difficulty dressing and depended on his
wife for assistance. He noted the ongoing pain in the temporo-mandibular
joint
and the respondent’s continued difficulty with solid foods. Dr Ellis
explained that the neck pain prevents the respondent
from extending his head and
neck and that shaving is performed with great difficulty. Dr Ellis repeated his
observation of the respondent’s
degraded lifestyle and his continued need
for assistance from his wife with dressing and shaving.
The primary judge’s reasons
19 On the hearing of the
appeal, senior counsel for the appellants submitted that, if, contrary to his
principal submission, there
was evidence sufficient to permit the Court to be
satisfied of the requirements of s 15(2), her Honour’s reasons were
inadequate to explain the conclusion both that four hours per day was a need
solely referable to
the injury and that the services would not have been
provided but for the injury. A further complaint was of her Honour’s
failure to explain how she reconciled the inconsistencies in the evidence
between the respondent and his wife as to the extent of
the need for assistance.
20 It is to be noted that the primary judge commented that there were
some inconsistencies between the evidence of the respondent
and Mrs Jevtich and
in these respects she preferred the evidence of the respondent. This was not a
finding adverse to the credit
of Mrs Jevtich since her Honour said that the
inconsistencies were not significant and appeared to have been occasioned by Mrs
Jevtich’s
difficulties with English. (Red 39.H)
21 The challenge
to the assessment for attendant care services is articulated in grounds one to
six of the notice of appeal. None
raise insufficiency of reasons as a ground. I
will nonetheless set out her Honour’s reasons for this part of the
assessment
in full.
“Griffiths v Kerkemeyer
While the plaintiff did have Parkinson’s disease at the time of his fall he maintained a relatively independent life. He lived (and still lives) with his wife and son. His wife is an aged care worker.
The level of his independence at the time of his fall was illustrated by his wife’s being able to work in two jobs for a total of 70 hours a week.
She did help the plaintiff with some personal care once or twice a week when he asked for help. She would help with shaving and to finish his shower. This is consistent with the fluctuating nature of his Parkinson’s disease.
Before the accident the plaintiff had been able to do the vacuuming and cook his own meals. He helped with the washing and the ironing. His wife did the heavy cleaning. He went out shopping and did the lawn mowing.
I accept that this level of independence and his confidence have been severely impaired by the disability caused by his neck condition.
Counsel for the defendant suggested that no allowance should be made for domestic assistance as it was not the subject of expert evidence. I do not accept this submission and am satisfied that there is sufficient evidence for such an award to be made.
Past
Since the accident the plaintiff is limited to light duties including helping with meal preparation. However he needs a significant level of assistance from his wife including help with shaving, showering and dressing himself. He cannot do the heavy shopping, push the lawn mower or do any job involving heavy lifting.
His wife kept a diary for a short period which showed that she helped him for about five hours more a day. Clearly the amount of assistance he needs will depend on his activities such as whether he needs to be taken to a doctor. It will also depend on the severity of his Parkinson’s disease at the time. The amount claimed by the plaintiff – four hours a day is reasonable.
I allow 28 hours a week at $20 per hour from the date of accident. This has been calculated by counsel for the plaintiff as $123,760.00.
Future
Counsel for the plaintiff conceded that the plaintiff is likely to need increasing care as his Parkinson’s disease progresses. He submitted that it would be appropriate to address this by applying a 50 % reduction to the amount allowed.
I accept that this approach is appropriate. The level of care for the past is to be continued into the future subject to that reduction. I allow the amount calculated by counsel for the plaintiff which is $180,936.00.”
The submissions – gratuitous attendant care services
22 The
appellants did not submit that the requirement of subsection (2)(b) that the
court be satisfied the need has arisen (or arose)
solely because of the
injury precluded an award because the respondent’s pre-existing condition
created the need for some services.
Senior Counsel for the appellants accepted
that it was open to the Court to award damages for the increment in the need for
services
occasioned by the injury. This is consistent with the views expressed
by Beazley JA (with whom Hodgson and Tobias JJA agreed) in
Woolworths Ltd v
Lawlor [2004] NSWCA 209 at [28] – [30].
23 Senior Counsel for the appellants submitted that s 15(2)(b) effects a
“reversal of a Watts v Rake type onus”. (T’cpt 2.8)
In his submission, it was incumbent on the respondent to adduce medical evidence
to permit
the Court to differentiate between the needs created by the
Parkinson’s disease and those arising as the result of the injury.
24 In Purkess v Crittenden [1965] HCA 34; (1965) 114 CLR 164 at 168 Barwick CJ,
Kitto and Taylor JJ explained that Watts v Rake was concerned with the
character and quality of the evidence required to displace a plaintiff’s
prima facie case. In Johnston v Cowra Shire Council [2000] NSWCA 117
Heydon JA (with whom Stein JA agreed), after referring to the joint reasons in
Purkess at 168, observed (at [35]):
“The Court was saying that no reduction in damages can be made on the mere submission of the defendant based on an alleged pre-existing incapacity, unless that submission meets an evidential burden. If the defendant does that, the legal burden remains with the plaintiff to satisfy the trier of fact on the whole of the evidence as to the extent of the injury. Here the defendant had to tender evidence capable of establishing a pre-existing condition and its effects. If it did this it was for the plaintiff to prove the extent to which his injury was caused by the defendant's negligence.”
25 In this case there was no
question as to the existence of the pre-existing condition, nor that it
occasioned the need for some
attendant care services. Section 15(2) precluded
the court from awarding damages for attendant care services unless it was
satisfied, inter alia, that the need had arisen
(or arose) solely because
of the compensable injury and that the services would not be (or would not have
been) provided but for the compensable injury.
Subsection (2) is directed to
satisfaction with respect to “these services”. It was necessary for
the respondent to
satisfy the court of the increment in the need for services
caused by the injury. It does not follow that his claim was to be rejected
in
the absence of expert evidence.
26 The respondent and his wife gave evidence of the relatively limited
attendant care services that she provided because of his Parkinson’s
condition in the period prior to the injury. It was possible to quantify the
increment in the need for services occasioned by the
injury in the period
between the accident and the trial. The primary judge considered that the fact
that Mrs Jevtich had been able
to maintain two jobs prior to the accident
provided support for acceptance of the evidence that, notwithstanding the
respondent’s
Parkinson’s disease, he had been leading a largely
independent life before the injury.
27 The respondent’s evidence of the need for services as the result
of the injury was of a most general kind. No attempt was
made to adduce from
him evidence identifying the time taken in the provision of the services (save
for his estimate with respect
to the daily preparation of the heat pack).
However, Mrs Jevtich’s evidence did provide a more precise basis for
determining
the amount of services referable to the injury. She said the diary
was an accurate record of the additional services provided as
a result of the
injury.
28 The fact that Mrs Jevtich gave up her principal employment
after the injury did not establish the reasonable need for the attendant
care
services that she described. However, it was a significant item of evidence,
which had relevance to the resolution of the claimed
inconsistencies between the
respondent and Mrs Jevtich on matters such as the extent to which she had
assumed responsibility for
meal preparation for him. The respondent’s
evidence was that he had cooked for himself before the injury and that he was
still
able to do so. Mrs Jevtich recorded at least 1 ¼ hours per day as
referable to meal preparation for the respondent occasioned
by his injury. Both
she and the respondent acknowledged that she had done some meal preparation
before the injury. The primary judge’s
reasons were expressed with brevity
and her Honour did not address this inconsistency in terms. However, as noted,
she commented
on Mrs Jevtich’s extraordinary work hours in the period
prior to the injury. As a matter of practical reality the opportunity
for Mrs
Jevtich to be attending to meal preparation or providing other care services to
the respondent at a time when she was working
70 hours per week was limited.
29 Her Honour’s finding with respect to pre-injury services was
that Mrs Jevtich helped the respondent with personal care once
or twice a week.
When he asked for help, she helped him with shaving and to finish his shower.
(Red 48.E-F) These attendant care
services, which were referable to the need
created by the Parkinson’s disease, would not have accounted for one hour
per day.
It would appear that the allowance of four hours per day, and not the
five hours which are recorded in the diary, involves some discount.
Her Honour
commented that the level of services would depend on matters including whether
the respondent needed to attend the doctor.
30 In my opinion, the evidence was sufficient to permit the primary judge
to differentiate the past reasonable need for attendant
care services arising
from the injury from the need created by his pre-existing condition. Given her
Honour’s acceptance of
Mrs Jevtich and the diary as a representative
record of the post-injury services, the assessment of four hours per day was
open.
31 Counsel for the appellants submitted that her Honour’s approach
to the assessment of the need for future services was flawed.
Instead of
determining the extent of the need for services referable to the injury, the
judge had merely projected the continued
need for four hours services referable
to the injury and then made a 50 percent reduction for the greater than usual
vicissitudes
to reflect the pre-existing Parkinson’s disease. The
challenge to the sufficiency of the evidence in the absence of medical
opinion
was squarely raised by the claim for future services.
32 Dr O’Neill, a neurologist qualified by the appellant, was the
only expert witness to give an account of the prognosis of
Parkinson’s
disease. He described it as a slowly progressive disorder for which the
respondent would require increasingly
greater support from his wife. He said
that patients with Parkinson’s disease are usually severely disabled from
their condition
by about 15 years after onset.
33 The
appellants’ challenge to the sufficiency of the primary judge’s
reasons with respect to the award for future services
was based on her
Honour’s failure to explain how she reconciled Dr O’Neill’s
evidence with her finding of the need
for services for the remainder of the
respondent’s expected life arising from the neck injury. Her Honour did
not overlook
Dr O’Neill’s evidence. She summarised it in dealing
with the respondent’s Parkinson’s condition. (Red 47.3-7)
On Dr
O’Neill’s prognosis, the respondent should have been severely
disabled by the date of the trial. Her Honour found
that his condition was in
fact well controlled.
34 Her Honour did not, in terms, refer to the requirements of s 15(2), in
dealing with the assessment as to the past or the future. However, it is clear
that she approached the task recognising that
it was necessary for the
respondent to establish the need for services arising solely because of the
injury, and that the services
would not have been provided but for the injury.
In my opinion, the absence of medical evidence was not fatal to the claim for
future
attendant care services. It was open to find that the respondent’s
Parkinson’s condition was not following the course
predicted by Dr
O’Neill. At the date of trial, 16 years after symptoms first developed,
the respondent continued to be well
controlled on medication. At the date of
trial, her Honour was satisfied as to the respondent’s continuing need for
four hours
of services referable to the injury. She approached the assessment
on the basis that the existing need for four hours services should
be reduced to
two hours per day, not because the respondent would not continue to require four
hours of domestic assistance each
day as the result of his injury, but to take
into account that over time the Parkinson’s symptoms were likely to become
more
intrusive and generate the same need for services.
35 The future is necessarily uncertain. It may be beyond the ability of
medical science to provide a precise means of predicting
future needs referable
to the injury, as distinct from the pre-existing condition. It does not follow
that an award cannot be made
for future attendant care services in a case in
which the plaintiff has a pre-existing condition. Given the severity of the
symptoms
caused by the injury and the need they had occasioned for assistance,
in my opinion it was open to the judge to be satisfied that
for the balance of
the respondent’s expected life two hours per day of attendant care
services would be referable to the injury.
Non-economic loss
36 The appellants submitted that taking into
account the respondent’s age, his pre-existing conditions (particularly
the Parkinson’s
disease) and the nature of the injuries suffered in the
fall, the assessment that the severity of the injury was at least 30 per
cent of
a most extreme case was wrong: Reece v Reece (1994) 19 MVR 103;
Coleman v Barrat [2004] NSWCA 27 at [63]- [69]; Elite Protective
Personnel Pty Ltd v Salmon [2007] NSWCA 322 at [72].
37 In the appellants’ submission, an appropriate award would be
based on not more than 25 per cent of a most extreme case.
38 At trial, counsel for the appellants submitted that non-economic loss
should be assessed as a “23 to 25 per cent case”.
(Black 125.I)
This was in the context of the appellants’ contention that the
respondent’s right side neck pain was
not occasioned by the fall. The
primary judge found that it was. The respondent suffers significant daily pain
as the result of
his injury. The level of his symptoms is unlikely to improve
in the future. The jaw injury interferes with his ability to eat.
Generally,
the respondent’s ability to carry out the normal activities of daily life
have been significantly compromised as
the result of his injury.
39 The principles governing a challenge to the assessment of non-economic
loss are set out by McColl JA in Elite Protective Personnel at [70]
– [72]. The determination involves an evaluative judgment.
Notwithstanding the respondent’s age in light of
the primary judge’s
findings, I do not consider that the determination of the respondent’s
economic loss can be said
to be a wholly erroneous estimate or so unreasonable
and plainly unjust that it must be inferred that in some way her Honour failed
to properly exercise her discretion: Moran v McMahon (1985) 3 NSWLR 700;
The Owners – Strata Plan 156 v Gray [2004] NSWCA 304 at [41].
40 For these reasons I propose that the appeal be dismissed with costs.
**********
LAST UPDATED:
18 June 2008
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