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Administrative Decisions Tribunal of New South Wales |
Last Updated: 17 February 2010
NEW SOUTH WALES ADMINISTRATIVE DECISIONS TRIBUNAL
CITATION:
Collins v Department of Corrective Services [2010] NSWADT
39
DIVISION:
GENERAL DIVISION
PARTIES:
APPLICANT
Elizabeth Kate Collins
RESPONDENT
Department of
Corrective Services
FILE NUMBERS:
093119
HEARING
DATES:
On the papers
SUBMISSIONS CLOSED:
17 November
2009
DATE OF DECISION:
8 February 2010
BEFORE:
Montgomery S - Judicial Member
LEGISLATION CITED:
Administrative Decisions Tribunal Act 1997
Freedom of Information Act
1989
CASES CITED:
Cianfrano v Director General, Premier’s
Department [2007] NSWADT 216
Colakovski v Australian Telecommunications Corp
[1991] FCA 152; (1991) 29 FCR 429; 100 ALR 111
Commissioner of Police v District Court of NSW
(1993) 31 NSWLR 606
CY v Northern Sydney Central Coast Area Health Service
[2008] NSWADT 315
Re Chandra and Minister for Immigration and Ethnic Affairs
[1984] AATA 437; (1984) 6 ALN N257
Department of Education & Training v Mullet and
Randazzo (No 2) [2002] NSWADTAP
Department of Education and Training v GJ
(GD) [2009] NSWADTAP 33
Fulham & Mohamed v NSW Department of Health
[2008] NSWADT 227
Gilling v Hawkesbury City Council (1999) NSWADT 43 at
paragraph [33]
GJ v NSW Department of Education and Training [2008] NSWADT
310
McGuirk v University Of New South Wales; University Of New South Wales v
McGuirk [2009] NSWCA 321
McGuirk v UNSW [2007] NSWADT 204
Victoria Police
v Marke [2008] VSCA 218
Young v Wicks [1986] FCA 169; (1986) 13 FCR 85
TEXTS CITED:
APPLICATION:
Freedom of Information - exempt document -
documents affecting personal affairs
MATTER FOR DECISION:
REPRESENTATION:
APPLICANT
Elizabeth Kate
Collins
RESPONDENT
Department of Corrective Services
ORDERS:
The decision is affirmed.
Reasons for Decision:
REASONS FOR DECISION
1 The Applicant made an application
to the Department of Corrective Services ("The Respondent") pursuant to the
Freedom of Information Act 1989 ("the FOI Act") in which she requested
access to
The report prepared by Departmental employee Kathleen Crilly (Acting
Director, Professional Standards and Administrative Law Branch)
of the meeting
with me held at Coffs Harbour District Office (COS) on 7/3/08 in relation to
allegations of bullying and harassment
by [two named officers].
2 The
Respondent’s Freedom of Information and Privacy Officer, Ms Mandy Beadle
determined the request. Ms Beadle identified
three documents that fell within
the scope of the request and determined that parts of the documents contained
information which
was considered exempt pursuant to clause 6(1) and clause
16(a)(iii) of Schedule 1 to the FOI Act. She determined to grant the Applicant
partial access to those documents. The withheld matter relates to the persons
who were the
subject of the allegations of bullying and harassment ("the named
officers").
3 The Applicant made an application for internal review of Ms
Beadle’s determination. Manager of the Respondent's Freedom of
Information
and Privacy Unit, Ms Margaret Fulford, determined the internal review
application. Ms Fulford affirmed Ms Beadle’s
determination.
4 The
Applicant filed an application to the Tribunal requesting external review of the
Respondent's decision.
5 The Respondent subsequently decided to release
parts of the documents where it had claimed exemption under clause 6(1) of the
Act.
This information relates to the named officers. The Respondent provided the
Applicant with copies of the documents with that previously
exempt material.
Therefore, only two of the three documents are still in contention. The
Respondent maintains that parts of the documents
are exempt under clause 6(1) of
the Act and clause 16(a)(iii) of Schedule 1 to the FOI Act.
6 At a
planning meeting held on 25 August 2009 it was decided that the matter would be
determined on the papers without the need for
a hearing. I set a timetable for
each of the parties to file material on which they proposed to rely. I
subsequently invited the
parties to provide written submissions in regard to the
question of whether the Tribunal has the power to order the release of the
document if it is found to be exempt in light of the Court of Appeal decision in
the matter of McGuirk v University Of New South Wales; University Of New
South Wales v McGuirk [2009] NSWCA 321.
7 This decision is based on
the material filed by the parties.
Applicable
legislation
8 Section 16 of the FOI Act provides that a person has a
legally enforceable right to be given access to an agency's documents in
accordance with that Act.
9 Section 25(1) of the FOI Act provides, in
part, that an agency may refuse access to a document if it is an exempt
document. Section 25(l)(a) of the FOI Act provides that an agency may refuse
access to a document if it is an exempt document in accordance with one or more
of the grounds
of exemptions referred to in Schedule 1.
10 The onus is
on the agency to satisfy the Tribunal that its decision was justified: section
61 of the FOI Act.
11 Clause 6(1) of Schedule 1 to the FOI Act (Documents
affecting personal affairs) provides that a document is an exempt document
if it
contains matter the disclosure of which would involve the unreasonable
disclosure of information concerning the personal affairs
of any person. Clause
6 relevantly provides:
6 Documents affecting personal affairs
(1) A document is an exempt document if it contains matter the disclosure of which would involve the unreasonable disclosure of information concerning the personal affairs of any person (whether living or deceased).
(2) A document is not an exempt document by virtue of this clause merely
because it contains information concerning the person by
or on whose behalf an
application for access to the document is being made.
12 Clause 16 of
Schedule 1 to the FOI Act relevantly provides:
16 Documents concerning operations of agencies
A document is an exempt document if it contains matter the disclosure of which:
(a) could reasonably be expected:
(i) to prejudice the effectiveness of any method or procedure for the conduct of tests, examinations or audits by an agency, or
(ii) to prejudice the attainment of the objects of any test, examination or audit conducted by an agency, or
(iii) to have a substantial adverse effect on the management or assessment by an agency of the agency’s personnel, or
(iv) to have a substantial adverse effect on the effective performance by an agency of the agency’s functions, or
(v) to have a substantial adverse effect on the conduct of industrial relations by an agency, and
(b) would, on balance, be contrary to the public interest.
The Respondent's case
13 The Respondent relies on open and
confidential written submissions by Ms Katrib and open and confidential
affidavits of Mr Richard
Irving, the Department’s Assistant Commissioner
Probity and Staff Development and Chief Ethical Strategist. The confidential
material annexes material that has not been provided to the Applicant.
The Clause 6 exemption
14 The Respondent has an onus to establish
that the documents contain material that concerns the "personal affairs" of a
person: see
GJ v NSW Department of Education and Training [2008] NSWADT
310.
15 In Young v Wicks [1986] FCA 169; (1986) 13 FCR 85, the term personal
affairs was found to mean "matters of private concern". Further in the decision
of Commissioner of Police v District Court of NSW (1993) 31 NSWLR 606
("Perrin's Case") Kirby P stated that
"in its context, the words 'personal affairs' mean the composite collection
of activities personal to the individual concerned".
16 In Perrin's
case, Kirby P stated that whilst disclosing the names of police officers and
employees involved in preparing police
reports would not be considered
disclosure of information concerning their personal affairs,
"it would be quite different if personnel records, private relationships or
(perhaps) private addresses would be disclosed. Such information
would attract
the exemption"
17 The NSW FOI Manual published in August 2007 by the NSW
Department of Premier and Cabinet and NSW Ombudsman ("the FOI Manual") states
at
paragraph 12.3.19:
"Without attempting to set out a comprehensive list of relevant matters, in assessing FOI applications it can be assumed that, in the absence of special circumstances to the contrary, information concerning the following matters could constitute the 'personal affairs ' of a person in terms of the first part of the test in clause 6:
...
(19) Disciplinary investigations or proceedings, particularly where
disciplinary action was taken."
18 In CY v Northern Sydney Central
Coast Area Health Service [2008] NSWADT 315, the Tribunal found that an
investigation report into the conduct of an employee concerned the personal
affairs of the employee involved
particularly in circumstances where the report
formed the basis of disciplinary action being taken against the employee in
question.
The Tribunal declined to release the report on that basis.
19 The information contained in the documents under review relates to
action taken against the named officers pursuant to the provisions
of the
Public Sector Employment Management Act 2002. The Respondent submits that
this information is clearly the personal affairs of the named officers and falls
within the scope
of the personal affairs exemption in clause 6(1) of Schedule 1
to the FOI Act.
20 The limb of clause 6(1) requires consideration of
whether the disclosure of the information would constitute unreasonable
disclosure
of information concerning the personal affairs of the person. In
GJ v NSW Department of Education and Training the Tribunal stated at
paragraph [40]:
40 Whether a disclosure is ‘unreasonable’ requires consideration
of matters such as the nature of the information, the
circumstances in which it
was obtained, the likelihood of the information being information that the
person does not wish to have
disclosed without consent, and whether the
information has any current relevance: see Re Chandra and Minister for
Immigration and
Ethnic Affairs [1984] AATA 437; (1984) 6 ALN N257 at [51].
21 The named
officers do not consent to the information being released to the Applicant.
22 The Respondent says that the information is considered confidential
information relating to action taken against the named officers.
It submits that
as the Department still currently employs one of the named officers, the release
of the information would be an unreasonable
disclosure of that officer's
personal affairs and has the potential to affect the ability of the officer to
perform their duties.
23 The Respondent is of the view that there are no
public interest considerations which would outweigh the importance of
maintaining
the personal affairs of the named officers.
The Clause 16
(a)(iii) exemption
24 Clause 16(a)(iii) of Schedule 1 to the FOI Act
provides that a document is an exempt document if it would reasonably be
expected that disclosure of matter in that document would
have a substantial
adverse effect on the management or assessment by an agency of the agency's
personnel and disclosure would, on
balance, be contrary to the public interest.
The Respondent submits that if the exempt material is released, it could be
reasonably
expected to have a substantial adverse effect on the management of
the Respondent's personnel.
25 The Respondent relies on the decision in
Department of Education & Training v Mullet and Randazzo (No 2)
[2002] NSWADTAP 29 at paragraph [80] as support for the submissions that 16 that
a three step analysis is involved in determining the application of clause
16(a)(iii),
namely:
· one, does the administrative practice in issue fall within the description of the administrative practice to which protection is given;
· two, has the degree of prejudice specified been demonstrated; and,
· three, ‘would [disclosure], on balance, be contrary to the
public interest.’
26 In Mullet and Randazzo (No 2) the
Appeal Panel considered the definition of "substantial adverse effect" as
outlined in clause 16(a)(iii) and stated:
97 It will be seen that, again, the exemption in cl 16(a)(iii) focuses on systemic considerations. ‘Substantial adverse effect’ involves a higher test than, for example, mere ‘prejudice’ as referred to in (a)(i) and (ii): see Re James and Australian National University (1984) 6 ALD 687. The effect must be sufficiently serious to cause concern to a properly informed reasonable person: Re Thies and Dept of Aviation (1986) 9 ALD 454; it must not be irrational or absurd: see Attorney General (Comm) v Cockcroft (1986) 64 ALR 97. We agree with the following comments in Australian Administrative Law (Butterworths, Australian Administrative Law Library, June 2002) at [741]:
‘Prejudice or substantial adverse effect must arise from the disclosure of the particular information in the particular documents but also from the disclosure of documents of a particular kind. The vice of such disclosure lies in the breach of confidential properties, a breach which can for that reason lead to the cessation or diminution of the future flow of information to the agency in question: Department of Social Security v Dyrenfurth [1988] FCA 148; (1988) 15 ALD 232; 80 ALR 533; Re Fryar and Australian Federal Police (1988) 17 ALD 25.’
27 The Appeal Panel also noted that
clause 16(a)(iii) focuses on systemic considerations and that the protection of
confidentiality
is merely one important aspect of what is involved in the
preservation of good personnel management practices.
28 The Respondent
relies on Mr Irving’s evidence. As the officer responsible to the
Commissioner for Professional Conduct within
the Department, Mr Irving considers
that the release of the withheld information could adversely affect the manner
in which the Department
manages its personnel. He says that the exempt material
relates to the decision of the Commissioner with respect to an assessment
into
allegations of bullying and harassment. Decisions of the Commissioner with
respect to conduct issues of employees are made in
confidence and only
communicated to the employee subject to investigation or an assessment process.
29 The Respondent submits that the disclosure of the information could
negatively impact on the role of the Commissioner as decision
maker with respect
to the conduct of employees. It would have a negative impact on workplace
relationships and could also affect
in a negative manner the expectation that
departmental officers have regarding the confidentiality of and privacy of their
personnel
information.
30 The Respondent further submits that the
disclosure could also create further disputes in the workplace where the initial
complaint
originated, creating difficulty for the frontline manager and the
Department as a whole in managing its personnel. Any difficulty
in managing the
Department's personnel would also affect the Department's ability to carry out
its main role in managing offenders.
31 In Mullet and Randazzo (No
2) the Appeal Panel held that the disclosure of confidential statements made
by a selection panel could have a substantial adverse effect
on the conduct of
future selection panels and was satisfied that disclosure of the statements
could give rise to a substantial adverse
effect on the management and on the
assessment of personnel. The Appeal Panel found that selection panel processes
are surrounded
by strict requirements of confidence and that any report into the
processes should reflect the same standards of confidentiality.
32 The
Respondent submits that this reasoning can be applied to this matter. It says
that the decision of the Commissioner is made
in confidence and only
communicated to the employee the subject of the decision. Therefore the
requirements of confidentiality of
any documentation relating to the decision
should also be maintained.
33 The Respondent says that the Applicant has
been advised of the outcome of her complaint. The Respondent is of the view that
no
greater good could come from disclosing the exempt material.
34 With
respect to the public interest component of clause 16 (a)(iii) the Respondent
relies on the decision in Fulham & Mohamed v NSW Department of Health
[2008] NSWADT 227 in which Deputy President Handley noted at paragraph [69]:
69 Deciding whether or not disclosure is contrary to the public interest
requires a balancing of competing interests, including the
public interest in
the applicant’s right to know and the public interest in the proper
working of the Government and its agencies:
Forgie DP in Toomer and
Department of Agriculture, Fisheries and Forestry [2003] AATA 1301, at
paragraphs 115 to 119, cited with approval by O’Connor DCJ, President, in
Cianfrano v Director General, NSW Treasury [2005] NSWADT 7, at paragraph
83.
35 The Respondent says that as the exempt material relates to a decision
of the Commissioner to take action against his employees,
there is a greater
public interest in ensuring that the Department is able to manage its staff
effectively by not disclosing this
sensitive personnel information to third
parties and to the world at large. It is in the public interest that the
Department is able
to manage offenders efficiently and any personnel issues that
may arise would affect the Department's ability to carry out its role.
It
submits that in circumstances where the Applicant has already been provided with
large parts of the documents and has been advised
of the outcome of her
complaint there is no public interest argument to support the release of the
exempt material which outweighs
the need to protect the information contained in
the documents and the Department's ability to manage its personnel.
36 The Respondent further submits that there is no reason for the
Tribunal to exercise any residual discretion in this matter. The
Respondent is
of the view that there is no special, strong or overriding reason to displace
the assumption that the exemptions are
required to protect the personal affairs
of the employee's involved, the Department's ability to manage its personnel and
for the
proper administration of Government.
The Applicant's case
37 The Applicant asserts that all she has
requested is the information that was verbally conveyed to her in a meeting held
to inform
the complainants of the outcome of the investigation in February 2008.
She says that her requests have been refused or ignored, and
she feels that she
has been misled.
38 She provided detailed submissions in support of her
application. However, much of the content of those submissions and their
annexures
deal with matters that are not in issue in these proceedings. She
seems to be seeking a response in regard to queries as to why one
of the named
officers was promoted while under investigation for bullying and harassment. Her
submissions suggest that she holds
the belief that release of the withheld
material will assist her in pursuing that matter.
39 She contends that
the Respondent has gone to great lengths to avoid putting to paper what was she
says was verbally conveyed to
her at the February 2008 meeting. She provided a
considerable number of documents that she says support her assertion. She has
lost
faith in the Respondent ever providing a definitive answer to her queries
and is therefore seeking to have the issue put to rest
with the release of the
documents.
The Clause 6 exemption
40 The Applicant asserts that when making a
decision regarding release of the withheld information the Tribunal should take
account
of what she refers to as "the DCS evasive responses" into
account.
41 She submits that the withheld information is not exempt
pursuant to Clause 6 as the investigation involved allegations of bullying
and
harassment at work and involving work colleagues and does not therefore involve
private affairs. She argues that this matter
concerns the public duties of the
named officers.
42 She says that the fact that the information relates to
a decision made by the Commissioner does not justify its classification
as
personal information.
43 The Applicant asserts that there were improper
motives attached to the promotion of one of the named officers and that this
would
be revealed by the release of the withheld information. She says that the
promotion was not made solely on merit. She further says
that any embarrassment
that might be caused by the publication the information is no justification for
the withholding of information.
She says that the FOI Act was put in place to
facilitate the freedom of information and not to cover up dubious decisions that
could be seen to embarrass the
Government or the Commissioner.
44 The
Applicant concedes that, as she is unaware of what information is contained
within the exempted material, she is unable to
contend whether or not this
information falls under what could be described as personal information.
45 However, she says that if the exempted material only contains
personal information then, pursuant to section 25(4)(a) of the FOI Act, the
Tribunal should order release of the a copy of the documents from which the
exempt matter has been deleted. She says that she
is not seeking to know the
personal addresses or private relationships of the individuals concerned. She
says that any information
other than the exceptions identified by Kirby P in
Perrin’s case should be released.
46 She says that if the exempted
information reveals no more than the fact that the named officers were
performing their public duties,
however badly, then this is not the named
officers' personal affairs and is therefore not exempt under clause 6(1).
47 The Applicant points to paragraph 12.3.42 of the FOI Manual which
states:
In considering what might amount to an ‘unreasonable disclosure’ of ‘personal affairs’ in the context of disciplinary proceedings, the following matters may be relevant:
- the extent to which the behaviour being investigated was public knowledge;
- the applicant's interest in the matter - was the applicant involved in some way (an informant, the subject of alleged disciplinary breaches, etc);
- whether the investigation is complete; and
- the outcome of the investigation - no disciplinary action taken or
disciplinary action taken, the results of which would be widely
known within the
agency or otherwise made public.
48 The Applicant states that the
investigation involved at least eight complainants and therefore their
respective friends and family
would obviously have known of it. She says that
the Respondent has gone to great lengths to avoid any other party being made
aware
of this investigation. She says that she was one of the complainants and
despite repeated requests concerning the outcome she has
been met with evasive,
misleading responses or silence.
49 The Applicant also states that the
investigation is complete and therefore release of the information will not
prejudice the outcome.
She states that on a number of occasions the Respondent
has stated that no disciplinary action was taken against one of the named
officers. She says that despite this assertion, she has at no time been
corrected when she maintained that the officer had been found
guilty of bullying
and harassment. She asserts that this omission is quite obviously able to
confuse either unintentionally or intentionally.
50 She says that this
information is very relevant to her and also to any current employees of the
Respondent. She is still unsure
as to the outcome of the investigation. Also,
any current employees of the Respondent who experience a situation where there
are
allegations of bullying and harassment should be made to feel that any
allegations made are taken seriously and that outcomes are
not hidden away. She
submits that the Act was not intended to protect the traditional anonymity of
public servants.
51 The Applicant accepts that the named officers do not
wish to have the exempted information released. However, she submits that
it is
the reasons why they do not want this information released that is at issue. She
submits that a document is not exempt because
it may cause embarrassment. She
says that release of the information will temper any future inclinations that
the named officers
may have to harass or bully any employees of the Respondent.
She says that this would surely be in the interest of the Respondent
if it is
serious about stamping out future incidents of bullying and
harassment.
The Clause 16 (a)(iii) exemption
52 The Applicant
states that the Respondent has continued to maintain that there were no adverse
findings against one of the named
officers. She says that had this person done
nothing wrong, it would seem highly unlikely that release of this information
would
have any adverse affect on that the Respondent’s personnel. However,
she submits that if this information concludes that one
of the named officers
was promoted while under investigation for bullying and harassment and this
person was the subject of adverse
findings, then she assumes that the only
reason why this information has been exempted is to avoid the embarrassment that
would result
on this materials release. She submits that under section 59A of
the FOI Act a document is not exempt because it may cause embarrassment to the
Government.
53 She submits that to suggest that just because the
Commissioner makes the decision, that decision is therefore beyond the reach
of
the FOI Act is absurd. She further says that the one of the named officers who
is still employed by the Respondent no longer works at the original
location and
so it would seem unlikely that release of this information would have any impact
on the location where the original
complaint originated. It could not therefore
have any affect whatsoever on the Respondent’s ability to manage offenders
at
that location.
54 The Applicant submits that the Respondent’s
reliance on reasoning that disclosure of confidential statements by a selection
panel could have substantial adverse affect on future selection panels cannot be
compared against an investigation of bullying and
harassment by eight staff
members by two officers at one office location. She contends that completely the
opposite is true. She
says that if this information was released it would have a
beneficial effect on the Respondent’s employees. Exposure of bullying
and
harassment could only act as a future deterrent to any would be bullies, thereby
reducing the frequency of such acts.
55 She argues that protection and
promotion of one of the named officers has had a detrimental effect. She says
that the secrecy surrounding
this investigation could render any future
investigations into bullying and harassment ineffective and of no deterrent to
future
bullies.
56 The Applicant disputes the Respondent’s claim
that release of this information is contrary to the public interest. She submits
that one of the named officers is now employed in a senior position within the
Respondent and is therefore responsible for a great
many of the
Respondent’s employees. It is therefore in the greater public interest to
be aware of this person's previous employment
history. She says that the release
of this information would only affect the management of staff if it were seen by
subordinate employees
that this person was not of a fit nature to hold such
office or that this person’s promotion was of a questionable
nature.
57 She says that the release of this information is in the public
interest because it is relevant to at least the eight complainants
who were
personally involved in the investigation but also to all employees of the
Respondent.
58 The Applicant submits that the Tribunal has the residual
discretion to order release of exempt documents. She asks that the Tribunal
take
into account the misleading responses she has received from the Respondent on
this matter. She says that taking into account
the responses from the Respondent
she remains unsure of the outcome of this investigation and that due to this
lack of a conclusion
she has been denied justice.
Consideration
59 The Respondent has asserted that the documents are
exempt pursuant to clauses 6 and 16 of Schedule 1 to the FOI Act. For the
reasons argued by the Respondent, it is my view that the documents are exempt
pursuant to clauses 6.
60 In relation to clause 6, Justice Kirby stated
in Perrin's case that:
"The general object of the clause is to protect private information of third
parties who may be referred to in agency documents but
who may be unaware that
their private affairs stand subject to exposure by a claim for access made under
the Act"
61 Deputy President Hennessey commented in Gilling v Hawkesbury
City Council (1999) NSWADT 43 at paragraph [33]:
"The purpose of the personal affairs exemption is to allow the public
interest in personal privacy to be balanced against the public
interest in
people having open access to information held by government.
62 The
following two criteria must be fulfilled to fall within this exemption:
(1) the documents must contain information concerning a person's ‘personal affairs’, and
(2) the disclosure of that information must involve
‘unreasonable’ disclosure of that information.
63 The term
‘personal affairs’ cannot be precisely or exhaustively defined. In
Colakovski v Australian Telecommunications Corp [1991] FCA 152; (1991) 29 FCR 429; 100
ALR 111, the Court held that ‘personal affairs’ connotes information
that concerns or affects the person as an individual. In
Perrin’s case
Kirby P held that,
"[i]n its context, ‘personal affairs’ means the composite
collection of activities personal to the individual
concerned’
64 Whether information will constitute "personal
affairs" depends on the context in which it appears.
65 Having regard to
the context in which the information appears in these proceedings, for the
reasons argued by the Respondent, I
am satisfied that the withheld information
constitutes the "personal affairs" of the named officers.
66 I must
therefore consider whether the disclosure of that information would be
‘unreasonable’. It is well established
that the question of whether
or not disclosure of documents containing information concerning the personal
affairs of another person
would be 'unreasonable' is a question of fact that
involves an examination of all the circumstances related to the document in
question
and then weighing up the public interest in protecting personal privacy
against the public interest in the release of the documents.
An applicant's
motive may be relevant to the assessment of whether the release of a document
would be unreasonable: see Department of Education and Training v GJ (GD)
[2009] NSWADTAP 33; Victoria Police v Marke [2008] VSCA 218.
67 I
note that the named officers do not consent to its disclosure.
68 As
noted at paragraph 12.3.43 of the NSW FOI Manual:
It would generally be open to the subject of a disciplinary investigation to
argue that the release of disciplinary material would
constitute
‘unreasonable disclosure of his/her personal affairs’, particularly
if no action had been taken against him/her.
69 I agree with that view.
It is particularly relevant to the circumstances of this matter. For this reason
and the reasons argued
by the Respondent, I am satisfied that the release of the
withheld information would be unreasonable.
70 There is some debate as to
whether the Tribunal has discretion to release a document that is found to be
exempt. If there is such
a power, it is my view that once a respondent has made
out an exemption, the onus of proof shifts and the Applicant must persuade
the
Tribunal to exercise the discretion to release the documents: see my decision in
McGuirk v UNSW [2007] NSWADT 204 at [29] and [39] in which I rejected the
Applicant's submission that the onus of proof in relation to the residual
discretion is on the Respondent
pursuant to section 61 of the FOI Act. It has
been authoritatively said that there should be strong grounds justifying the
overriding of the exemption: Cianfrano v Director General, Premier’s
Department [2007] NSWADT 216.
71 I have weighed the arguments that
the Applicant has presented in favour of release of the exempt material against
those argued
by the Respondent. For the reasons argued by the Respondent, it is
my view that on balance, it would be contrary to the public interest
to release
the documents. There is no special, strong or overriding reason to displace the
assumption that the exemptions are required
to protect the personal affairs of
the employee's involved.
72 In light of these findings, it is unnecessary
that I consider the other exemption asserted by the Respondent. It is also
unnecessary
that I consider arguments regarding whether or not the Court of
Appeal decision in the matter of McGuirk v University Of New South Wales;
University Of New South Wales v McGuirk [2009] NSWCA 321 affects the
Tribunal’s power to order release of a document found exempt under either
clause 6 or 16 of Schedule 1 to the FOI Act.
73 In my view, the correct
and preferable decision is that the documents should not be released.
Order
The decision is
affirmed.
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