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Administrative Decisions Tribunal of New South Wales |
Last Updated: 28 October 2009
NEW SOUTH WALES ADMINISTRATIVE DECISIONS TRIBUNAL
CITATION:
People with Disability Australia Inc v Minister for Disability Australia
Incorporated [2009] NSWADT 259
DIVISION:
COMMUNITY SERVICES
DIVISION
PARTIES:
APPLICANT
People with Disability Australia
Incorporated
RESPONDENT
Minister for Disability
Services
FILE NUMBERS:
094003
HEARING DATES:
26
August 2009
SUBMISSIONS CLOSED:
26 August 2009
DATE OF
DECISION:
2 October 2009
BEFORE:
Britton A - Deputy
President
LEGISLATION CITED:
Administrative Decisions
Tribunal Act 1997
Community Services (Complaints, Appeals and Monitoring) Act
1993
Disability Services Act 1993
CASES CITED:
People with
Disabilities (NSW) Inc and the NSW Council on Intellectual Disability v Minister
for Disability Services (Unrepd 12 February
1998)
TEXTS CITED:
APPLICATION:
Standing; application out of time
MATTER
FOR DECISION:
REPRESENTATION:
APPLICANT
R Francois,
barrister
RESPONDENT
P Singleton, barrister
ORDERS:
1.Leave is granted for the application for review of the Minister’s
decision deemed to have been made on 5 June 2008 to be made
out of
time.
2.PWD has standing to bring the application for review of the
Minister’s decision deemed to have been made on 5 June
2008.
Reasons for Decision:
REASONS FOR
DECISION
1 People with Disability Australia Incorporated is an
organisation whose major aims are the ‘empowerment and promotion of the
rights of people with disability and the creation of a society in which people
with disability can fully participate’ (PWD
Constitution [3]). It has
received recognition and funding from both Commonwealth and State governments as
a ‘peak’ body representing
the interests of people with
disabilities. Among other ways, it seeks to achieve these aims by acting as an
advocate on behalf of
disabled people, ‘particularly where their rights
have been infringed’ (PWD Constitution [4]).
2 It is as an
advocate for people with disabilities that PWD brings this application for
review of a decision or decisions of the
Minister.
3 Among the
Minister’s many responsibilities is the provision of what are known as
‘designated services’ under the
Disability Services Act
1993. For the purposes of the application, the services in question are two
residential institutions operated by the NSW Department of
Ageing and Disability
and Home Care -- the Lachlan and Peat Island Centres.
4 PWD asserts
that the institutions are not being managed in conformity with the objects of
the Disability Services Act and that this situation has been ongoing since 1993.
It seeks review of what it describes as the Minister’s decision(s) to
continue to run the two centres in that way (the subject decision).
5 On
10 August 2009, the Tribunal (differently constituted) held that the
Administrative Decisions Tribunal had jurisdiction to review
the subject
decision(s). The Tribunal held that the subject decision was deemed to have
been made on 5 June 2008.
6 These reasons address two further
preliminary issues -- should leave be granted for the application to proceed out
of time and does
PWD have standing to bring the application for review of the
subject decision.
Leave to proceed out of time
7 It is not in
issue that the application is out of time. The application for review was
required to be lodged with the Tribunal
on or about 24 July 2008
(Administrative Decisions Tribunal Act 1997 (Tribunal Act)), ss 55(1)(d)
& 55(2)(a)). The application, which was not lodged until February 2009, was
therefore about seven
months out of time.
8 The Tribunal has a
discretionary power to accept an application for review of a reviewable
decision, which is made out of time.
The power is conferred by s 57 of the
Tribunal Act, which provides:
57 Late applications to Tribunal(1) Despite section 55 (1)(d), the Tribunal may, on application by an interested person seeking to make a late application to the Tribunal, extend the time for the making by that person of an application if the Tribunal is of the opinion that the person has provided a reasonable explanation for the delay in making the application.
9 While not raised by
either party, in my view the power to grant leave for this application to
proceed out of time in this matter
is conferred by the Community Services
(Complaints, Reviews and Monitoring) Act 1993 ‘the Community Services
Act’, not the Tribunal Act. Section 29(3) of the Community Services Act
gives the Tribunal an
unfettered discretion to grant leave to ‘any person
who was entitled to, but did not, apply for a review of the decision within
the
time allowed for an application’. See also s 29(6) of the Community
Services Act. In my view nothing turns on which of
the two provisions apply as
in this matter the reasons for the delay are relevant to the decision to grant
leave for the application
to proceed out of time.
10 PWD contends that
the power to accept the application out of time should be exercised, as a
reasonable explanation has been given
for the delay in making the application.
It contends that a combination of circumstances -- its attempts to reach a
negotiated outcome,
the delay in securing a grant of Legal Aid and the
intervention of the Christmas break -- resulted in the application being
delayed.
The Minister contends that PWD has not provided a reasonable
explanation for the length of delay and on that basis leave to proceed
out of
time should be refused.
11 Tendered in these proceedings was an
affidavit prepared by the solicitor acting for PWD in which she outlined the
history to the
making of the application.
12 Discussions between the
parties From June to late November 2008 there was an exchange of
correspondence between PWD’s solicitors and the Minister about the
subject
decision. On 5 June 2008, PWD wrote to the Minister seeking reasons for her
decision to continue to provide designated services
in a manner that it alleged
did not conform to the objects of the Disability Services Act and also an
internal review of the Minister’s decision to continue to operate the
Services. The Minister responded on 3 July
2008 that she could not identify
any relevant reviewable decision but nonetheless was willing to meet with PWD.
PWD responded on
30 July asking the Minister to reconsider her position;
providing further arguments in support of its position and seeking further
information for the meeting scheduled for 8 August 2008. The Minister responded
on 5 August. The parties met on 8 August. Agreement
was not reached. On 16
October 2008 PWD’s solicitors wrote to the newly appointed Minster, gave a
history of the discussions
between his predecessor’s office and the PWD
and sought a meeting to progress the issue. The Minister responded on 5
November
2008 stating that he remained willing to meet with PWD despite some
apparent obfuscation on the part of PWD’s officers about
the proposed
meeting. PWD’s solicitors responded two weeks later apologising for
‘any confusion’ and pressing
the request for a meeting to discuss
the subject decision.
13 Legal Aid On 15 December 2008,
PWD’s solicitors were notified that the application for legal aid made
three months earlier had been
granted.
14 Leave arrangements
PWD’s Executive Director was on leave between 19 December and mid-January
2009. On 23 December 2009 PWD’s solicitors
instructed counsel, to
finalise the application to the Tribunal. Counsel was then on leave and did not
return until the end of
January.
15 The application was lodged on 10
February 2009.
16 Counsel for the Minister, Mr Singleton contends that
the explanation provided by PWD does not constitute a reasonable explanation
for
what he characterises as an excessive delay. He argues that an assessment of
whether the delay was reasonable must have regard
to the whole of the period.
He points to, for example, the further delay of some two months, after
notification of the grant of
legal aid.
17 I accept Mr Singleton’s
argument that it was possible for PWD to have lodged the application prior to
February 2009. It
was not essential for example for counsel to draft the
initiating application. Nor was PWD prevented from making the application
while
it endeavoured to negotiate an agreed outcome with the Minister.
18 However the issue to be determined is not whether it was possible for
PWD to have lodged the application within time or at least
at some earlier date
but whether a reasonable explanation for the delay has been provided.
19 In determining this issue, as a starting point it is necessary to
have regard to the mandatory time rules imposed by the Tribunal
Act for the
making of applications for review of reviewable decisions. It is against that
framework that the reasonableness or otherwise
of the explanation provided by
PWD must be assessed.
20 It is understandable that PWD would have been
eager to avoid commencing proceedings involving the Minister while alternative
dispute
resolution options were being pursued. The combination of a change in
Minister and difficulties in arranging meetings explains why
some five months
elapsed before it was decided that those efforts had been exhausted. That in my
view constitutes a reasonable explanation
for the delay at least up until about
late November.
21 PWD is a not for profit organisation funded by the
State and Federal Governments. Given the many calls on its limited resources
it
is understandable that its Board would have been reluctant to commence
proceedings until such time as a grant of Legal Aid was
confirmed. It is also
understandable given the nature of these proceedings and their inevitable
complexity that it was considered
prudent to retain counsel to finalise the
drafting of the initiating application.
22 After notification of the
grant of legal aid and before counsel and PWD’s Executive Director took
leave, there was a narrow
window of opportunity when the application could have
been lodged. Given that this fell immediately before Christmas in my view
it is
understandable that the application was not finalised in that period.
23 While it was possible for PWD to have made the application within
time or at least before it did, having regard to all circumstances
I am
satisfied that a reasonable explanation has been provided for the delay.
Therefore I have decided to exercise the power to
extend the making of the
application to 10 February 2009.
Does PWD have standing to bring the
application?
24 Two issues fall to be determined first, does PWD have
standing to bring the application? If so, is it necessary to consider if
PWD is
‘unjustifiably interfering’ in the subject-matter of the decision?
Does PWD have a genuine concern?
25 Section 28 of the
Community Services Act sets out various categories of decisions by the
Minister and public servants that are reviewable under the Act. Section 29(1) of
the
Act then outlines the threshold test for standing to apply for a review by
this Tribunal of one of those decisions. Applications
may be made by ‘any
person who demonstrates to the satisfaction of the Tribunal that he or she
has a genuine concern in the subject matter of the decision
concerned’ (emphasis added).
26 Section 29 provides in
full:
29 Who may apply to the Tribunal?
(1) An application may be made to the Tribunal by any person who demonstrates to the satisfaction of the Tribunal that he or she has a genuine concern in the subject-matter of the decision concerned.
(2) Without limiting the generality of subsection (1), an application may be made by any person who is responsible for, is a next friend of or is appointed by the Tribunal to represent the person to whom the application relates.
(3) The Tribunal may, on application, grant leave to apply for a review of a decision to any person who was entitled to, but did not, apply for a review of the decision within the time allowed for an application.
(4) A person found by the Tribunal to be unjustifiably interfering in a matter is not entitled to apply to the Tribunal for a review in relation to the matter.
(5) In determining whether a person is unjustifiably interfering in a matter, the Tribunal is to take into account, to the extent that it is practicable to do so, the wishes and interests of any other persons who have an interest in the matter.
(6) This section applies despite any contrary provisions of the Administrative Decisions Tribunal Act 1997.
27 The question to
be resolved is, whether PWD has a ‘genuine concern’ in the
subject-matter of the subject decision.
Mr Singleton, contends that PWD has not
provided satisfactory evidence of a ‘genuine concern’ and has
mounted a variety
of arguments in support of his contention.
28 First, Mr
Singleton argues that the proper construction of the test is that an applicant
must satisfy the Tribunal that it has
a ‘real (true, proper, material, not
theoretical) interest in or connection with (e.g., because it is affected by)
the subject-matter
of the challenged decision. Emotional, philosophical or
political commitment is not sufficient’.
29 He argues that the
interpretation of the term ‘genuine concern’, adopted by the
Community Services Appeals Tribunal
in People with Disabilities (NSW) Inc and
the NSW Council on Intellectual Disability v Minister for Disability
Services (Unrepd 12 February 1998; ‘the Dunrossil Case’), was
incorrect and ought not be followed by this Tribunal in the present
case.
30 The Minister does not dispute that the question of the meaning
of ‘genuine concern’ was thoroughly canvassed by the
Tribunal. After
reviewing:
the constitutions of the two peak bodies involved in that case,the evidence concerning their activities on behalf of their constituents or clients,
their funding arrangements and relationship with government,
the common law principles in relation to standing and the effect of those principles on the interpretation of the equivalent of s 29(1),
a number of Australian and English authorities,
the scope and objects of the legislation,
the available extrinsic materials, including the Second Reading Speech (Hansard, 31 March 1993) and the 1992 report of the Working Party on Appeals and Complaints Mechanisms for Community Services, and
the ordinary meanings of the words used in the legislation itself
the Tribunal concluded (at [4.13]) that ‘the legislation is beneficial
and ... that the standing provisions ought be interpreted
widely’
31 Among the materials the Tribunal relied on in coming to
that conclusion was the Second Reading Speech in which the then Minister
told
Parliament ‘an advocate, not a legal advocate but an advocate in the more
general sense will be able to lodge a complaint’:
Dunrossil
[4.10.1].
32 After this process of consideration and refinement of
argument, the Tribunal reached the conclusion that a person had standing
if the
subject-matter engaged the person’s sincere attention or affected them in
some way provided that the concern was ‘something
more than that which an
ordinary member of the public possesses’: see [4.8].
33 This
definition, if taken in the abstract, is wide and flexible to the point of
ambiguity. Counsel for the Minister noted however,
that in Dunrossil the
Tribunal had called attention to the fact that, when standing is an issue, much
would depend on context.
34 Counsel for the Minister does not challenge
the view of the Community Services Appeals Tribunal (CSA) that the words
‘genuine
concern’ must be given a broad and beneficial definition.
It follows that if a new definition is to be adopted, as he contends
it ought
be, it must be equally wide and beneficial if it is to do the work Parliament
intended it to do. The Dunrossil definition
was not the subject of an appeal to
the Supreme Court and, as far as I am able to tell, has not been challenged
until now.
35 In our view, Mr Singleton’s proposed redefinition of
the term ‘genuine concern’, if adopted, would not fundamentally
alter the position reached by the CSA Tribunal in Dunrossil. It is
evident from a close reading of that case that the CSA Tribunal regarded the two
applicants as having a ‘real (true,
proper, material, not theoretical)
interest in or connection with the subject-matter of the challenged
decision’ going beyond
a merely ‘emotional, philosophical or
political commitment’.
36 In that case, PWD brought the
proceedings not out of idle curiosity, or because it wished to advance some sort
of political or
philosophical agenda, but because it sought, in the interests of
a group of 54 people with intellectual disabilities, to correct
what it
perceived to be a poor decision by the then Minister in relation to the services
those 54 people were to receive under new
funding arrangements.
37 The
Tribunal recognised that while PWD did not directly represent the consumer of
the Dunrossil services, or their parents, they represented ‘the
wider disability community and those associated with them, in putting forward
their view of what is in the wider public interest’: [4.13].
Nevertheless, the Tribunal concluded, it was important for an
applicant to
identify the nature of the interest or concern said to justify standing, the
importance of the concern to the applicant
and the closeness of the
applicant’s relationship with the particular subject-matter.
38 Mr
Singleton argues that the facts in Dunrossil and the present case are
significantly different. In Dunrossil, the challenge was to a decision
to do something new, the effects of which were prospective. In this case, he
says, the subject
decision(s) relate to decision(s) to maintain operations at
the two centres. Moreover, he reveals that the Government has made decisions
to
close both Services at some time in the future.
39 It seems to me that
the factual distinction upon which Mr Singleton places so much reliance, is a
distinction without a difference.
In each case, PWD seeks to make an argument
on behalf of users of services provided by the Minister. Whether they are
brand-new
or about to be retired does not alter the fact that the Minister is
responsible for providing them and that the users or consumers
are people with
disabilities. It is this fact that is significant, not the immaterial
distinction fastened on by counsel for the
Minister.
40 Mr Singleton also
argues that PWD has not satisfactorily demonstrated any specific connection with
the relevant subject-matter,
namely the facilities themselves or the people
living within them. He says, ‘So far as the Minister knows ... the
applicant’s
concern is a general and philosophical
one’.
41 It is difficult to accept this as a serious proposition.
Tendered in these proceedings is a letter from Ms Michelle Pitt, Business
Analyst, Contract Management Unit in the NSW Department of Ageing, Disability
and Home Care to the Chief Executive Officer of PWD
dated 16 July 2008 in which
Ms Pitt tells Mr Bowden that ‘approval has been received for an extension
of funding for your organisation
to 30 June 2009 for the provision of
disability peak activities’ (emphasis added). The NSW Government
provided almost $365,000 to PWD for those activities. The activities funded
included
‘policy and advocacy’: see Schedule 1, Pt B of the Service
Description Schedule attached to the funding agreement signed
by officers of the
Department and PWD.
42 Governments rely on peak bodies and other
representative bodies to develop policy initiatives, to assist in refining
government
policy and to seek support from their constituents for government
policy and legislation. One of the most important functions of
peak
organisations is to act as advocates in the interests of their constituents. In
the welfare field, advocacy is conducted in
multiple forums, including courts
and tribunals. It is a mistake to dismiss this form of activity or interest as
merely ‘general’
or ‘philosophical’.
43 The
funding agreement is powerful evidence that the Minister or, if not the
Minister, senior officers in his Department are well
aware that PWD has more
than general or philosophical concern with the operation of the institutions for
people with disabilities.
The Departmental officers obviously know that one of
the key activities in which PWD is involved is advocacy on behalf of people
with
disabilities. The Department also knows from previous cases that PWD has taken
to the Community Services Appeals Tribunal and
to the Administrative Decisions
Tribunal that one of its advocacy techniques is, in what it regards as
appropriate cases, to bring
proceedings to review government decisions affecting
the conditions or rights of disabled people living in institutions.
44 Because of the vulnerability of people with disabilities, and because
of the inequality of power and resources between government
and individual
family members or carers, it seems to me, as a general proposition, entirely
appropriate that bodies such as PWD,
with their specialist knowledge and their
resources, take on the task of advocacy in the interests of their members and
their wider
constituencies. This might be especially so for people with
intellectual disabilities.
45 What is the concern or interest that PWD
represents in this case? PWD asserts that its interest is in ensuring that
the Services conform with the objects of the Disabilities Services Act. The
Minister
contends that because PWD has neither articulated in what way the
services are non-compliant or particularised the orders sought,
the Tribunal
could not be satisfied at this stage at least, that PWD has ‘a genuine
interest in the subject matter of the decision
concerned’.
46 In
my view PWD has a clear interest in ensuring that persons residing at Peat
Island and the Lachlan centres have the benefit of
residing in an institution
which is administered in accordance with the principles contained in schedule 1
of the Disability Services Act. That it has brought this application virtually
speaks for itself in that regard. The subject-matter, the decisions said to
have
been made by the Minister, which affect the living conditions of residents
at Peat Island and the Lachlan centre, also has a demonstrably
close connection
with PWD’s constitutional aims. PWD’s concern with philosophy and
policy only has significance if it
ultimately has an effect on the real lives of
people with disabilities.
47 PWD has a history of engagements of this
nature with government ministers over a considerable period. That lends support
to the
view that it is not an officious bystander with a merely passing or
insubstantial interest in these types of matters but a representative
body
genuinely engaged in pursuing what it understands to be the interests of its
constituency and the wider public interest.
48 It may ultimately be as I
understand the Minister to suggest, that PWD’s concerns are misplaced.
This does not mean that
PWD does not have a ‘genuine concern’ in the
relevant subject-matter. Nor in my view does PWD’s failure to articulate
at this stage of the proceedings in what ways the services are non-compliant
mean that it is premature to assess whether a ‘genuine
concern’ has
been established.
49 For these reasons, I consider that PWD has a
‘genuine concern’ in the relevant subject-matter under review in
this
case.
Unjustifiable interference?
50 The Minster
contends that a finding that PWD has a ‘genuine interest’ does not
finalise the issue of standing as the
Tribunal must consider whether PWD
is ‘unjustifiably interfering’ with the subject decision (s 29(4) of
the Community Services Act).
He contends by the operation of s 29(5) the
Tribunal cannot proceed to consider that question until such time as the wishes
and
interests of any other persons who have an interest in the matter has been
taken into account. In this matter, this includes the
residents of the Centres
and their families.
51 As I understand it the Minister argues that a
number of ‘intersecting factors’ demand that the Tribunal consider
whether
PWD’s involvement amounts to ‘unjustifiable
interference’. These include first, the contention that PWD is either
engaged in a futile academic exercise about the correctness of a decision made
more than a year ago, which has been executed or it
is pursuing an ideological
agenda which, if successful, will render vulnerable people homeless. Second,
the announcement of the
decision to close both Centres. Third, PWD’s
failure to particularise the relief sought.
52 I agree with the argument
put by counsel for PWD that as a matter of statutory construction, a party
seeking standing does not
need to satisfy ss 29(1) and 29(4) of the
Community Services Act. The language of the provision is not conjunctive. Once
a finding has been made that s 29(1)
has been satisfied it is for the party
claiming that a person is ‘unjustifiable interfering’ to discharge
the onus of
proof on the balance of probabilities. The Minister bears that onus
here.
53 In my view whether or not PWD’s strategy is
misconceived, as Mr Singleton suggests, it is self-evident that PWD’s
intentions
are neither to engage in an arid debate about an old decision nor to
throw intellectually disabled people to the wolves. As PWD sees
it, the current
proceedings are a means to an end, namely to ensure that for as long as they
continue in operation the Services operate
in accordance with the objects of the
Disability Services Act.
54 That the Minster has announced that the
Centres will close does not in my view indicate that PWD is ‘unjustifiably
interfering’.
No evidence has been adduced about when the Centres are
likely to close and/or the arrangements proposed for current residents.
55 Nor in my view is the failure of the PWD to particularise the relief
sought, evidence of ‘unjustifiable interference’.
There is no
statutory requirement that an applicant in proceedings of this nature specify
the orders they believe the Tribunal should
make on review.
56 The
Tribunal is not required to determine whether a party is ‘unjustifiably
interfering’ in the subject matter of the
decision merely on the basis of
an assertion made by another party. There must be some cogent evidence or
compelling submission
to warrant the exploration of that issue. I am not
persuaded that that has occurred.
57 Mr Singleton correctly points out
that other interested parties may wish to be joined in these proceedings. If
so, and they have
standing, they may have points of view different from both
those of PWD and the Minister. Or they may support one or other of those
parties. Even if established that the residents and their families disagree
with the position taken by PWD this does not establish
that PWD is
‘unjustifiably interfering’.
58 For these reasons I am not
satisfied that it is necessary to consider whether PWD is ‘unjustifiably
interfering’ in
the subject decision.
Orders
1. Leave is granted for the application for review
of the Minister’s decision deemed to have been made on 5 June 2008 to be
made out of time.
2. PWD has standing to bring the application for review of
the Minister’s decision deemed to have been made on 5 June 2008.
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