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South Australia v Totani [2010] HCA 39 (11 November 2010)
Last Updated: 11 November 2010
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
THE STATE OF SOUTH AUSTRALIA APPELLANT
AND
SANDRO PETER TOTANI & ANOR RESPONDENTS
South Australia v Totani [2010] HCA 39
11 November 2010
A1/2010
ORDER
- Grant
of special leave expanded to include, within the orders appealed from, the order
of Bleby J made on 28 September 2009.
- Proposed
further amended notice of appeal treated as filed in the appeal.
3. Appeal dismissed with costs.
On appeal from the Supreme Court of South Australia
Representation
M G Hinton QC, Solicitor-General for the State of South Australia with
G J Parker for the appellant (instructed by Crown
Solicitor (South
Australia))
B W Walker SC with S J Doyle for the respondents (instructed by Caldicott
and Co Barristers and Solicitors)
Interveners
S J Gageler SC, Solicitor-General of the Commonwealth with A M Dinelli
intervening on behalf of the Attorney-General of the Commonwealth
(instructed by
Australian Government Solicitor)
R J Meadows QC, Solicitor-General for the State of Western Australia and
R M Mitchell SC intervening on behalf of the Attorney-General
for the
State of Western Australia (instructed by State Solicitor (WA))
M G Sexton SC, Solicitor-General for the State of New South Wales with
J G Renwick intervening on behalf of the Attorney-General
for the
State of New South Wales (instructed by Crown Solicitor (NSW)) at the hearing on
20 and 21 April 2010
J G Renwick intervening on behalf of the Attorney-General for the
State of New South Wales (instructed by Crown Solicitor
(NSW)) at the hearing on
17 June 2010
P M Tate SC, Solicitor-General for the State of Victoria with K L Walker
intervening on behalf of the Attorney-General for the State
of Victoria
(instructed by Victorian Government Solicitor)
W Sofronoff QC, Solicitor-General of the State of Queensland with
G J D del Villar and A D Keyes intervening
on behalf of the
Attorney-General of the State of Queensland (instructed by Crown Solicitor
(Qld)) at the hearing on 20 and 21 April
2010
P J Davis SC with G J D del Villar and A D Keyes intervening on
behalf of the Attorney-General of the State of Queensland
(instructed by Crown
Solicitor (Qld)) at the hearing on 17 June 2010
M P Grant QC, Solicitor-General for the Northern Territory with
S L Brownhill intervening on behalf of the Attorney-General
for the
Northern Territory (instructed by Solicitor for the Northern
Territory)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
South Australia v Totani
Constitutional law (Cth) – Judicial power of Commonwealth –
Constitution, Ch III – Vesting of federal jurisdiction in State
courts – Serious and Organised Crime (Control) Act 2008 (SA)
("Act") – Section 10(1) of Act permits Attorney-General to make
declaration in respect of organisation, if satisfied members associate for
purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal activity, and organisation represents risk to public safety and
order
– Section 14(1) of Act provides Magistrates Court of South Australia
("Court") must, on application by Commissioner of Police, make control order
(contravention
of which is a crime) imposing restrictions on freedom of
association of defendant if satisfied defendant is member of declared
organisation
under s 10(1) – Section 35(1) of Act creates offence of
associating with member of declared organisation or person the subject of
control order on not less than six occasions
during 12 month period –
Whether making control order requires determination by Court of what defendant
has done or may do,
or any determination of criminal guilt – Effect of
Attorney-General's declaration on adjudicative process – Whether Court
enlisted to implement legislative and executive policy – Whether task
given to Court repugnant to, or incompatible with, institutional
integrity.
Words and phrases – "control order", "institutional integrity", "judicial
power", "member of declared organisation", "serious
criminal activity".
Constitution, Ch III.
Serious and Organised Crime (Control) Act 2008 (SA), ss 10(1),
14(1), 17, 19, 22, 35, 41.
FRENCH CJ.
Introduction
- Courts
and judges decide cases independently of the executive government. That is part
of Australia's common law heritage, which
is antecedent to the Constitution and
supplies principles for its interpretation and
operation[1].
Judicial independence is an assumption which underlies Ch III of the
Constitution, concerning the exercise of the judicial power of the Commonwealth.
It is an assumption which long predates Federation. Sir Francis
Forbes, the
first Chief Justice of New South Wales, stated the principle in uncompromising
terms in 1827 in a letter to the Under-Secretary
of State for War and the
Colonies[2]:
"His Majesty may remove the judges here, and so may the two Houses of Parliament
at home; but the judicial office itself stands uncontrolled
and independent, and
bowing to no power but the supremacy of the
law."
It is a requirement of the Constitution that judicial independence be maintained
in reality and appearance for the courts created by the Commonwealth and for the
courts
of the States and
Territories[3].
Observance of that requirement is never more important than when decisions
affecting personal liberty and liability to criminal
penalties are to be made.
Its application is in issue in this appeal, which concerns the validity of a
provision of the Serious and Organised Crime (Control) Act 2008 (SA)
("the SOCC Act"). The objects of the SOCC Act include the disruption and
restriction of the activities of organisations involved in serious crime and of
the activities of their
members and associates and the protection of the public
from violence associated with such
organisations[4].
- The
Attorney-General for the State of South Australia is given power by s 10 of
the SOCC Act to make a declaration in respect of an organisation on the basis
that its members are involved in "serious criminal
activity"[5] and
that it represents a risk to public safety and order in South Australia. Such a
declaration is administrative in character.
It has no text or content but does
have legal consequences.
- One
of the legal consequences of a declaration is to be found in s 14(1) of the SOCC
Act, which imposes on the Magistrates Court of South Australia an obligation, on
application by the Commissioner of Police ("the Commissioner"),
to make a
control order against a member of a declared organisation. Such an order
places, and results in, restrictions upon the
freedom of association and
communication of the person to whom it applies and others who might wish to
associate or communicate with
him or her. The Full Court of the Supreme Court
of South Australia, by majority, held the sub-section, and a control order made
under it, to be
invalid[6].
- The
decision of the Full Court was correct. Section 14(1) requires the Magistrates
Court to make a decision largely pre-ordained by an executive declaration for
which no reasons need be given,
the merits of which cannot be questioned in that
Court and which is based on executive determinations of criminal conduct
committed
by persons who may not be before the Court. The SOCC Act thereby
requires the Magistrates Court to carry out a function which is inconsistent
with fundamental assumptions, upon which Ch III
of the Constitution is
based, about the rule of law and the independence of courts and judges. In that
sense it distorts that institutional integrity
which is guaranteed for all State
courts by Ch III of the Constitution so that they may take their place in
the integrated national judicial system of which they are part. This appeal, by
the State of
South Australia against the decision of the Full Court, should be
dismissed with costs.
Procedural history
- On
14 May 2009, the Attorney-General for South Australia published in the South
Australian Government Gazette ("the Gazette") a declaration pursuant to s 10
of the SOCC Act. The declaration was "about the Finks Motorcycle Club operating
in South Australia (including but not limited to: the Finks MC,
Finks M.C.
Incorporated, Finks M.C. INC and the Finks)" ("the Club").
- On
25 May and 4 June 2009, the Commissioner applied to the Magistrates Court (Civil
Division) in Adelaide under s 14 of the SOCC Act for control orders against
Donald Brian Hudson and Sandro Totani, alleging each was a member of a declared
organisation, namely the
Club.
- On
25 May 2009, the Magistrates Court made a control order against Mr Hudson
prohibiting him, inter alia, from "[a]ssociating
with other persons who are
members of declared organisations" and from "[p]ossessing a dangerous article or
a prohibited weapon (within
the meaning of section 15 of the Summary Offences
Act 1953)". The prohibition was subject to an exception relating to
political party meetings which is not material for present purposes.
The order
contained a statement that the ground upon which it had been issued was
that:
"The defendant is a member of a declared organisation, namely the Finks
Motorcycle Club operating in South Australia (including but
not limited to: the
Finks MC, Finks M.C. Incorporated, Finks M.C. INC and the
Finks)."[7]
No control order has yet been made against Mr
Totani.
- On
26 May 2009, Messrs Hudson and Totani commenced their proceedings in the Supreme
Court of South Australia. On 3 June 2009,
Mr Hudson filed, in the
Magistrates Court, a notice of objection under s 17 of the SOCC Act seeking
an order, inter alia, that the control order be revoked as unconstitutional.
- On
3 July 2009, Bleby J in the Supreme Court proceedings reserved four questions
for consideration by the Full Court. The questions
and the answers, delivered
by majority judgment of the Full Court (Bleby and Kelly JJ, White J dissenting)
on 25 September 2009,
are set out in the judgment of Hayne
J[8]. The effect
of the answers was that the Full Court found s 14(1) not to be a valid law
of the State of South Australia and the control order in respect of Mr Hudson to
be "void and of no effect".
The Full Court ordered that the costs of the
reference be costs in the cause.
- On
the same day that the Full Court delivered its judgment, the Magistrates Court,
in light of the judgment, made an order revoking
the control order it had made
against Mr Hudson. This rather anticipated the finalisation of the Supreme
Court proceedings by Bleby
J. On 28 September 2009, Bleby J made declarations
as to the invalidity of s 14(1) and of the control order against Mr Hudson
and ordered that the State pay his and Mr Totani's costs of the action.
- On
12 February 2010, special leave was granted to the State of South Australia to
appeal to this Court from the whole of the judgment
and order of the Full Court
given and made on 25 September 2009.
SOCC Act
- The
Commissioner may apply to the Attorney-General, under s 8 of the SOCC Act,
for a declaration under Pt 2 in relation to an
organisation[9].
Section 10(1) empowers the Attorney-General, on the application of the
Commissioner, to make such a declaration if the Attorney-General is satisfied
that:
"(a) members of the organisation associate for the purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal
activity[[10]];
and
(b) the organisation represents a risk to public safety and order in this
State".
It is sufficient for the purposes of s 10(1) that the Attorney-General be
satisfied that the members of an organisation who are associating for purposes
related to serious criminal
activity constitute a significant group within the
organisation numerically or in terms of their
influence[11].
Such purposes need not be the only purposes for which members of the
organisation
associate[12].
- Matters
to which the Attorney-General may have regard in considering whether or not to
make a declaration include information suggesting
that a link exists between the
organisation and serious criminal activity. He may also have regard to the
criminal convictions of
its current or former members and of persons who
associate or have associated with its
members[13].
Submissions received from members of the
public[14] and
any other matter the Attorney-General considers relevant may be taken into
account[15].
If the Attorney-General is provided with information classified by the
Commissioner as "criminal intelligence", it may not be disclosed
to any person
except to a person conducting a review of the operation of the Act under
Pt 6 or a person to whom the Commissioner authorises its
disclosure[16].
- In
answer to questions from this Court, the State of South Australia accepted that,
before making a declaration, the Attorney-General
would have to be satisfied
that a significant group of members of the organisation had committed or
conspired to commit one or more
indictable offences or prescribed summary
offences or committed accessorial offences. In the alternative, it acknowledged
the practical
reality that almost invariably the Attorney-General would have to
be satisfied that a member or members of the organisation had committed
one or
more identified crimes.
- The
Attorney-General is not required to provide any grounds or reasons for making a
declaration other than to a person conducting
a review under Pt 6 if that
person so
requests[17].
- A
declaration has an immediate legal effect upon members of the public and members
of the declared organisation. Section 35 makes it an offence for a person
to associate, on not less than six occasions during a period of 12 months, with
a person who is
a member of a declared
organisation[18].
A maximum penalty of imprisonment for five years is imposed for the
offence[19].
The verb "associate" is widely defined in s 35(11)(a) to include "communicating
... by letter, telephone or facsimile or by email or other electronic means".
Importantly, the offence
provision also applies in relation to association with
a person the subject of a control
order[20]. The
generality of the provision means that it also applies to association between
members of a declared organisation. Certain
classes of association are to be
disregarded for the purposes of s 35 unless the prosecution proves that the
association was not reasonable in the
circumstances[21].
These include associations between close family
members[22].
- Part
3 of the Act provides for control orders to be made by the Magistrates Court of
South
Australia[23].
The critical provision of Pt 3 is s 14, which provides in sub-s (1):
"The Court must, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied that
the defendant is a member of a declared
organisation."
The grounds of an application under s 14(1) must be verified by
affidavit[24].
In such an application the affidavit need not establish more than the existence
of a declaration about an organisation and the
defendant's membership of that
organisation. As appears below, the statutory concept of membership is very
broad. Section 14(2) provides for discretionary control orders to be made
in circumstances other than those covered by s
14(1)[25].
- Section
14(5)(b) defines the minimum content of a control order against a member of a
declared organisation. It requires that, except as specified
in the control
order, the Court must prohibit him or her from associating with other persons
who are members of declared organisations
and from possessing a dangerous
article or a prohibited
weapon[26]. In
addition, pursuant to s 14(5)(a), the control order may prohibit the defendant
from associating or communicating with specified persons or persons of a
specified
class or from entering or being in the vicinity of specified premises
or premises of a specified class. I agree with Hayne
J[27] that the
Court's power to make exceptions to the minimum content of a control order
required by s 14(5)(b) could not be used to make a control order without
content. I agree also with Kiefel J that the discretion conferred on the Court
does not significantly enlarge its function under s 14(1) and s
14(5)(b)[28].
- The
making of a control order enlivens the prohibition in s 35 against others
associating with the
defendant[29].
That prohibition is congruent with the prohibition which applies because the
defendant is a member of a declared
organisation[30].
Under s 22, it is also an offence, punishable by a term of imprisonment not
exceeding five years, to contravene or fail to comply with a control
order.
- In
s 6 of the Act it is said to be "the intention of the Parliament that this
Act apply within the State and outside the State to the full extent of the
extra-territorial legislative capacity of the Parliament".
While the effect of
this provision was not explored on the hearing of the appeal, it indicates a
legislative intention that the
offence provisions, including s 35, should
apply to persons anywhere in Australia communicating or associating with a
member of a declared organisation or with a person
the subject of a control
order[31].
- A
control order may be issued on an application made without notice to any
person[32].
The State of South Australia correctly disclaimed any suggestion that the
Magistrates Court was obliged to hear such an application
without notice to the
affected party.
- In
the making and application of a control order the concept of membership of an
organisation has particular significance. The definition
of "member" in
s 3 of the SOCC Act is
non-exhaustive[33].
It includes "an associate member or prospective
member"[34], "a
person who identifies himself or herself, in some way, as belonging to the
organisation"[35]
and "a person who is treated by the organisation or persons who belong to the
organisation, in some way, as if he or she belongs
to the
organisation"[36].
- The
obligation imposed upon the Magistrates Court to make a control order is not
conditional upon proof of any involvement by the
defendant in any criminal
conduct. Nor is the Court's obligation conditional upon proof of any past or
prospective association between
the defendant and any person who has engaged in
criminal conduct. It is not necessary that the defendant regards himself or
herself
as a member of the declared organisation so long as the organisation
treats him or her as a member.
- Section
14(6) specifies matters to which the Court must have regard in considering the
prohibitions that may be included in a control order under
s 14(1)[37].
Section 14(7) confers power to make consequential or ancillary orders. The verb
"associate" is defined non-exhaustively in s 14(8):
"For the purposes of this section, a person may associate with
another person by any means including communicating with that person by letter,
telephone or facsimile or by email or other
electronic
means."
- A
person served with a control
order[38] may
lodge a notice of objection with the Magistrates
Court[39]. The
Magistrates Court must consider whether, in the light of the evidence presented
by both the Commissioner and the objector,
"sufficient grounds existed for the
making of the control
order"[40]. It
may confirm, vary or revoke the control
order[41]. It
may specify, subject to such conditions as it thinks fit, that the defendant is
not prohibited from associating with a particular
member or members of a
declared
organisation[42].
In their application to a control order against a member of a declared
organisation, the words "sufficient grounds" suggest a wider
basis for objection
than actually exists. In such a case the debate at the objection hearing is
likely to be confined to those aspects
of the control order which are in the
discretion of the Court under s 14. The Commissioner or an objector may
appeal to the Supreme Court against a decision of the Magistrates Court on a
notice of
objection[43].
Such an appeal lies as of right on a question of law and with permission on a
question of
fact[44].
- There
is a wide-ranging privative provision, s 41. Section 41(1) precludes
proceedings for judicial review, declaratory or injunctive relief, writs, orders
or other remedies in respect of various
things done under, or purportedly done
under, the SOCC Act including decisions and declarations. As the State of South
Australia accepted, the application of s 41(1) to decisions or declarations
"purportedly" under the Act must be read in light of what was said in Kirk v
Industrial Court
(NSW)[45].
State legislative power does not extend to depriving a State Supreme Court of
its supervisory jurisdiction in respect of jurisdictional
error by the executive
government of the State, its Ministers or
authorities[46].
It may be accepted, therefore, that s 41(1) would not prevent review for
jurisdictional error of the Attorney-General's decision to declare an
organisation.
- Section
41(2) precludes a challenge in any proceedings to the "validity and legality of
a declaration under Part 2". The State of South Australia submitted that
this sub-section would not preclude collateral challenge, in proceedings for a
control
order, to the declaration upon which the application for the control
order was based. A challenge to the validity of the declaration
would lie, it
was said, because an invalid declaration would not have been made "under
Part 2". Accepting that self-serving concession, the practical scope of
challenge to the declaration would be limited. It would be limited
because the
Commissioner, in applying for a control order, has to do no more to prove the
declaration than to produce the relevant
entry in the Gazette. The
Attorney-General in making the declaration is under no obligation to give
reasons, although in this case
he chose to do so. Short of what might be
characterised as a "fishing" subpoena, the materials on which the declaration
was based
would not be before the Magistrates Court. To the extent that they
included information classified by the Commissioner as "criminal
intelligence",
access to them would be constrained by the provisions of s 21 of the SOCC
Act[47]. I
agree also with the observations of Gummow and Hayne JJ in relation to the
availability of judicial review of declarations made
under
s 10[48].
- The
limited and difficult avenues for challenge to the making of the declaration do
not materially alter the nature of the conditions
which enliven the obligation
to make a control order imposed on the Magistrates Court by s 14(1). The
dominance of the executive declaration in the outcome of a control order
application is what was intended by the proponents
of the SOCC Act and is what,
subject to its validity, it achieved.
Historical and contemporary analogues
- The
Attorney-General in his Second Reading Speech stated the general effect of the
SOCC Act when he
said[49]:
"This legislation grants unprecedented powers to the police and the
Attorney-General to combat serious and organised
crime."
- The
SOCC Act, in effect, empowers the executive government to restrict the exercise
of the common law freedoms of expression and
assembly[50] by
members of declared organisations, persons the subject of control orders and
members of the public who might wish to communicate
or meet with them. It
authorises the imposition of restrictions regardless of whether the persons
affected by them have ever engaged
in, or are ever likely to engage in, criminal
conduct of any kind or have actively associated with, or are likely to associate
with,
persons who have engaged or might at some time in the future engage in
criminal
conduct[51].
- The
effect of the SOCC Act on personal freedoms was a matter for consideration by
the South Australian Parliament which enacted it. Its merit as a legislative
measure is not a matter for this Court to
judge[52].
Applying the "principle of legality", courts will, of course, construe statutes,
where constructional choices are open, so as to
minimise their impact upon
common law rights and
freedoms[53].
That principle, well known to the drafters of legislation, seeks to give effect
to the presumed intention of the enacting Parliament
not to interfere with such
rights and freedoms except by clear and unequivocal language for which the
Parliament may be accountable
to the electorate. Save to the extent that it
imposes something approaching a formal requirement of clear statutory language,
the
principle of legality does not constrain legislative power. Whether, beyond
that imposition, State legislative power is constrained
by rights deeply rooted
in the democratic system of government and the common
law[54] was a
question referred to but not explored in Union Steamship Co of Australia Pty
Ltd v
King[55].
Whatever the answer to the unexplored question, it is self-evidently beyond the
power of the courts to maintain unimpaired common
law freedoms which the
Commonwealth Parliament or a State Parliament, acting within its constitutional
powers, has, by clear statutory
language, abrogated, restricted or
qualified[56].
That having been said, a constitutionally supported freedom of association has
been suggested in dicta in this Court as an incident
of the implied freedom of
political
communication[57].
That suggestion may draw some support from the historical connection between
freedom of association and the right to petition Parliament
under s 5 of
the Bill of
Rights[58].
No issue arose in this appeal concerning any implied constitutional freedom of
association. Nor did any issue arise in relation
to the interaction between
s 92 of the Constitution and the restrictions on communication imposed by
reason of the extended definition of
"associate"[59].
On the other hand, the extent of the intrusions upon personal freedom effected
by a control order is relevant to the characterisation
of the duty imposed upon
the Magistrates Court under s 14(1) of the Act and to whether, contrary to
assumptions reflected in Ch III of the Constitution, s 14(1) removes or
impairs that independence from the executive that is a defining characteristic
of courts of law in Australia.
- The
SOCC Act is not without historical analogues. It takes its place in a long
history of laws concerned to prevent or impede criminal conduct
by imposing
restrictions on certain classes or groups of persons and on their freedom of
association. Some such laws have been described
generically as vagrancy and
consorting laws. Vagrancy laws, which can be traced back to the 14th century in
England, were concerned
to identify inchoate criminality and prevent criminal
conduct by the regulation of persons defined by such terms as "rogues",
"vagabonds"
and "sturdy
beggars"[60].
A 19th-century consolidating statute, the Vagrancy Act 1824
(UK)[61], was
the model for vagrancy laws in Australia and New Zealand.
- There
have also been examples in the history of English law of statutes restricting
freedom of association of persons or members
of organisations deemed socially
undesirable or thought to pose a threat to social
order[62].
However, direct inspiration for consorting laws in the Australian States came
from the Police Offences Amendment Act 1901 (NZ), which created the
offence of habitually consorting with reputed thieves, prostitutes or persons
without visible means of
support[63].
The offence was described by Mason J in Johanson v
Dixon[64]
as "an Australasian contribution to the criminal law". South Australia, in
1928, was the first Australian jurisdiction to introduce
an habitual consorting
offence that depended upon the idea of guilt by
association[65].
The other States for the most part followed suit over the next
decade[66]. In
each of the States, when consorting laws were enacted they were justified as a
mechanism for the reduction of crime and for
dealing with criminal
gangs[67].
Concerns that they might impinge on innocent members of the community were
expressed in opposition to such
laws[68].
Consorting did extend to innocent association with proscribed classes of persons
such as reputed thieves or known prostitutes or
persons who had been convicted
of having no visible lawful means of
support[69].
However, unlike the provisions of the SOCC Act providing for ministerial
declarations and judicial control orders, the vagrancy and consorting laws
created offences, based upon
norms of conduct, which did not depend upon the
prior existence of an executive or judicial order.
- A
conceptual ancestor of the modern control order, referred to by Gleeson CJ
in Thomas v Mowbray under the general rubric of Blackstone's "preventive
justice", was the "ancient power of justices and judges to bind persons over
to
keep the
peace"[70].
Gummow and Crennan JJ pointed out that the jurisdiction to bind over could be
exercised in respect of a risk or threat of criminal
conduct against the public
at large and was not dependent upon a
conviction[71].
As their Honours
said[72]:
"The matters of legal history ... do support a notion of protection of public
peace by preventative measures imposed by court order,
but falling short of
detention in the custody of the State."
- The
State of South Australia relied upon the analogy between the control order and
orders binding persons by recognisance to keep
the peace. It referred to the
Summary Procedure Act 1921 (SA), which confers power upon courts to make
restraining orders against persons where there is "a reasonable apprehension"
that
the person may behave in an intimidating or offensive manner or cause
personal injury or damage to
property[73].
An important feature of such orders, which distinguishes them from the control
order under the SOCC Act, is that they depend upon judgments to be made by
the court about the conduct and apprehended conduct of the defendant. No such
judgment conditions the obligation to make a control order under s 14(1) of
the SOCC Act even though it may have a part to play in relation to the
conditions which are imposed. On this matter I agree also with the observations
of Kiefel
J[74].
- Commonwealth
legislation directed at certain classes of organisation regarded as seditious,
subversive or revolutionary has included
the Unlawful Associations Act
1916 (Cth)[75],
provisions of the Immigration Act 1901 (Cth) relating to the deportation
of members of revolutionary
organisations[76]
and Pt IIA of the Crimes Act 1914 (Cth). The provisions of Pt IIA
declare associations which advocate or encourage the overthrow, by revolution,
sabotage, force or violence, of the Constitution or the established government
of the Commonwealth or a State to be unlawful
associations[77].
Part IIA also provides for the Attorney-General to make an application to
the Federal Court for a declaration that a body is an unlawful
association[78].
These provisions have been little
used[79].
- In
recent years a range of statutory mechanisms have been adopted in Australia and
in other countries to meet the wider challenge
of organised crime, which
sometimes operates at a national and international level. Two such mechanisms
are civil and criminal assets
forfeiture. Civil assets forfeiture was
considered in International Finance Trust Co Ltd v New South Wales Crime
Commission[80].
The mechanism under consideration in this case is intended to be preventative.
It strikes at the freedom of association of members
of criminal organisations
and at participation in the activities of such organisations. A longstanding
example of legislation directed
at participation in organised criminal activity
in the United States is Ch 96 of Title 18 of the United States Code,
entitled
"Racketeer Influenced and Corrupt
Organizations"[81].
International support for domestic laws directed at criminal organisations is
reflected in Art 5 of the United Nations Convention
against Transnational
Organized Crime
(2000)[82],
which provides for the criminalisation of active participation in an "organized
criminal group". Examples of legislation directed
to participation and
membership are to be found, inter alia, in the United
Kingdom[83],
Canada[84] and
New
Zealand[85].
- A
number of Australian States and Territories have enacted legislation
specifically directed against participation in criminal
organisations[86].
A meeting of the Standing Committee of Attorneys-General in April 2009 agreed
that States and Territories should consider introducing
legislative measures
including "consorting or similar provisions that prevent a person associating
with another person who is involved
in organised criminal activity as an
individual or through an
organisation"[87].
In 2010, the Parliament of the Commonwealth enacted Pt 9.9 of the Criminal
Code (Cth) ("the Code"), which creates offences relating to association in
respect of serious criminal activity and support for "criminal
organisations"[88].
There is no provision for declarations and control orders in Pt 9.9.
- The
Code makes provision for the executive listing of "terrorist organisations" by
regulation and for the making, by courts, of control
orders against participants
in such organisations or for the prevention of terrorist
acts[89]. The
nature of the power conferred upon the Federal Magistrates Court to make such
orders was considered in Thomas v Mowbray. The regime created by the
Code is significantly different from that created by s 14(1) of the
SOCC Act[90].
Importantly, the Code does not purport to impose any obligation upon a court to
make a control order upon the basis of an executive
determination or otherwise.
Whether a control order is made or not is in the discretion of the
court[91]. The
court cannot make such an order unless it is satisfied, on the balance of
probabilities, that to do so would substantially
assist in preventing a
terrorist act or that the person in question has provided training to, or
received training from, a listed
terrorist organisation. The issues in
Thomas v Mowbray were not the issues before this Court in this appeal.
They were whether the power conferred on a court by Div 104 of the Code
was
judicial power, whether the Code authorised its exercise in a manner contrary to
Ch III and whether there was a head of
legislative power to support it.
- There
are differences between the provisions of the SOCC Act relating to declarations
and control orders and analogous provisions in other State and Territory
jurisdictions. In New South Wales
and the Northern Territory declarations of
organisations are made on the application of the Commissioner of Police by a
judge declared
by the Attorney-General, with the judge's consent, to be an
"eligible
Judge"[92].
Beyond drawing attention to these provisions, it is not necessary for present
purposes to express any view on whether eligible
judges act as personae
designatae or discharge an administrative rather than judicial function in
making such
declarations[93].
The Commissioner of Police may also apply to the Supreme Court in both of those
jurisdictions for interim control orders or control
orders which that Court has
a discretion to grant or
refuse[94].
The Criminal Organisation Act 2009 (Q) provides for the Supreme
Court, on the application of the Commissioner of Police and in its discretion,
to declare organisations
and to make control
orders[95].
- As
appears from the preceding, the SOCC Act does not introduce novel or unique
concepts into the law in so far as it is directed to the prevention of criminal
conduct by providing
for restrictions on the freedom of association of persons
connected with organisations which are or have been engaged in serious
criminal
activity. The area of constitutional scrutiny in this appeal is the interaction
between the Attorney-General's executive
declaration of an organisation and the
conditional obligation imposed upon the Magistrates Court to make a control
order on the application
of the Commissioner. It was the constitutional
propriety of that interaction which concerned the Full Court of the Supreme
Court
of South Australia.
The decision of the Full Court
- In
the Full Court, Bleby J, with whom Kelly J
agreed[96],
summed up his opinion of the operation of s 14(1) of the SOCC Act as
follows[97]:
"Thus it can be seen that the process of depriving a person of their right to
and freedom of association on pain of imprisonment
for up to five years,
although formally performed by a State court which exercises federal
jurisdiction, is in fact performed to
a large extent by a member of the
Executive Government in a manner which gives the appearance of being done by the
court. But the
process is devoid of the fundamental protections which the law
affords in the making of such an order, namely, the right to have
significant
and possibly disputed factual issues determined by an independent and impartial
judicial officer and the right to be
informed of and to answer the case put
against the person."
His Honour characterised s 14(1) of the SOCC Act as requiring the
Magistrates Court to "act without question on a declaration which represents the
finding of the Attorney-General
on matters critical to the making of the control
order, and without the right to a fair
hearing"[98].
He held that the "unacceptable grafting of non-judicial powers onto the judicial
process in such a way that the outcome is controlled,
to a significant and
unacceptable extent, by an arm of the Executive Government ... destroys the
court's integrity as a repository
of federal
jurisdiction"[99].
- Bleby J
attached weight to the requirement of the SOCC Act that the most complex factual
matters to be established before a control order could be made were to be
determined by the
Attorney-General[100].
I agree with Hayne J that the question whether the Magistrates Court is required
by s 14(1), in appearance or reality, to act as an instrument of the executive
is not determined by a comparison of the respective size or complexity
of the
tasks undertaken by the executive and the judicial branches of government.
Rather it depends upon the nature of the relationship
that the SOCC Act
establishes between those two
branches[101].
The proposition embodied in the second ground of appeal raised by the State of
South Australia and set out below is correct but
does not lead to a
determination of the appeal in favour of the State.
- Bleby
J also placed reliance on the fact that the Attorney-General, in making a
declaration, could act upon information classified
by the Commissioner as
"criminal intelligence", which information could not be disclosed to anyone,
including a defendant to a s 14(1) application, without the authority of
the
Commissioner[102].
His Honour drew a distinction between these matters and the criminal
intelligence provisions considered in K-Generation Pty Ltd v Liquor Licensing
Court[103],
holding that the protections which preserved the legislation in that case were
absent from the SOCC
Act[104]. I
agree, however, with Gummow J that the distinction drawn by Bleby J
between s 21(2) of the SOCC Act and the like provisions in question in
K-Generation Pty Ltd should be
rejected[105].
- In
dissent, White J held that the jurisdiction of the Magistrates Court was
not so subordinated to the decision-making power
of the executive, and its
manner of exercise not so directed, that the Court's independence and capacity
to act impartially was
impaired[106].
His Honour had regard to the matters upon which the Magistrates Court had to
adjudicate in an application under s 14(1), including the fact of the
defendant's membership of the
organisation[107],
the content of the control
order[108]
and the matters listed in
s 14(6)[109].
His Honour also had regard to the need for the Magistrates Court to take into
account the freedoms protected in s 4(2) relating to advocacy, protest,
dissent and industrial
action[110].
His Honour concluded that it could not reasonably be said that s 14(1)
directed the Magistrates Court in an impermissible way as to the manner and
outcome of the exercise of its jurisdiction. The obligation
to make a control
order with a specified minimum outcome was not in context sufficient to warrant
that
conclusion[111].
Grounds of appeal
- In
its proposed further amended notice of appeal the State of South Australia
asserted that the Full Court misapplied the principle
recognised in Kable v
Director of Public Prosecutions
(NSW)[112]
and erred by:
- having
regard to the process by which the legislature chose to select a particular fact
(the declaration of the Club), proof of which,
to the satisfaction of the
Magistrates Court to the required standard, along with other facts, served as
the trigger for a legislatively
prescribed consequence;
- drawing
a comparison between the significance and complexity of the functions conferred
by the SOCC Act on the Magistrates Court and those conferred by the Act on the
Attorney-General; and
- having
regard to whether the functions conferred by the Act on the Attorney-General, as
opposed to those conferred on the Magistrates
Court, might offend the Kable
doctrine.
- It
is useful, before turning to the merits of the appeal, to review the way in
which Ch III of the Constitution rests upon assumptions about the continuing
existence and essential characteristics of State courts as part of a national
judicial
system and the implications that this Court has drawn from those
assumptions. The assumptions are historical realities and not the
product of
judicial implication.
State courts exercising federal jurisdiction – an economical
proposal
- Early
drafts of the Australian Constitution prepared by Andrew Inglis Clark and
Charles Kingston proposed distinct State and federal judicatures. In that
respect, they followed
the United States model subject to Inglis Clark's
"innovation", which provided that the Federal Supreme Court should hear appeals
from all final judgments of the Supreme Courts of the
States[113].
- The
proposal that the Parliament should be able to invest State courts with federal
jurisdiction did not emerge until the 1897 session
of the Australasian Federal
Convention in Adelaide. It appears to have been inspired by concerns raised in
the Judiciary Committee
of the Convention about the cost of establishing federal
courts. A telegram exchange ensued between Josiah Symon, the chairman of
the
Committee, James Walker, a member of the Committee, and Sir Samuel
Griffith, who was in Brisbane in April 1897 when the
proposal was raised.
Griffith gave it his blessing by
telegram[114].
- In
his written critique of the 1897 draft Constitution, Griffith described the
proposed power to invest State courts with federal jurisdiction as "[a]n
important and valuable alteration
in substance", one which would "obviate the
immediate necessity of establishing Federal Circuit
Courts"[115].
An emphasis on economy was apparent from Symon's explanation, to the 1898
session of the Convention at Melbourne, of the rationale
for using State
courts[116]:
"The method adopted in the United States of having circuit courts, and so on,
all over the country has been wiped out here, so that
the Federal Parliament may
save that expense, and the Parliament has been given power to vest the judicial
control of matters not
to be dealt with by the High Court in the state
courts."
As La Nauze
observed[117]:
"Thus was born, out of practical considerations rather than high constitutional
theory, what a famous Chief Justice of the High Court
of Australia was to
describe in characteristic language as the 'autochthonous expedient of
conferring federal jurisdiction on State
courts'."
One does not look first to overarching principles of constitutionalism as a
source of the limitations on State legislative power
which have been expounded
under the general rubric of the "Kable doctrine". Rather, it is
necessary to focus upon the text and structure of Ch III and the underlying
historically based assumptions
about the courts, federal and State, upon which
the judicial power of the Commonwealth can be conferred. It is in the need for
consistency
with those assumptions that the implied limitations find their
source.
- The
linkage between assumptions about courts at the time of Federation and the
national character of the Australian judiciary was
foreshadowed in the
commentary offered by Quick and Garran on s 77 in
1901[118]:
"It is noteworthy that in this section, as elsewhere in the Constitution, the
judicial department of the Commonwealth is more national, and less distinctively
federal, in character, than either the legislative
or the executive departments.
The High Court, as has already been pointed out ..., is not only a federal, but
a national court of
appeal; it has appellate jurisdiction in matters of the most
purely provincial character as well as in matters of federal concern.
Confidence in the integrity and impartiality of the Bench prevents any jealousy
or distrust of this wide federal jurisdiction; and the same confidence makes
it possible to contemplate without misgiving the exercise of federal
jurisdiction by State courts – subject, of course, to the controlling
power of the Federal Parliament." (emphasis
added)
- It
is appropriate in this context to refer to the status of the Magistrates Court
of South Australia as a court of the State.
The Magistrates Court of South Australia
- At
the time of the Convention Debates in 1891 and 1897-1898 each of the Australian
colonies had a two- or three-tiered judicial system
with a Supreme Court at its
apex. Each of the colonies had an active magistracy as part of that system.
After 1850 the paid magistracy
began to be regarded in most jurisdictions as
made up of "officials who were basically judicial-style
functionaries"[119].
Nevertheless persons could be appointed as magistrates who were not qualified
lawyers and not all magistrates were independent of
administrative control by
heads of department of the executive government. As Gummow, Hayne and Crennan
JJ pointed out in Forge v Australian Securities and Investments
Commission, Justices of the Peace and stipendiary magistrates formed part of
the colonial and State public services and were subject to disciplinary
and like
procedures applicable to public servants
generally[120].
This was perhaps an example of the general proposition that their Honours
advanced
that[121]:
"History reveals that judicial independence and impartiality may be ensured by
a number of different mechanisms, not all of which
are seen, or need to be seen,
to be applied to every kind of court ... The independence and impartiality of
inferior courts, particularly
the courts of summary jurisdiction, was for many
years sought to be achieved and enforced chiefly by the availability and
application
of the Supreme Court's supervisory and appellate jurisdictions and
the application of the apprehension of bias principle in particular
cases."
- From
1985 all appointments of magistrates were made from the ranks of qualified
practitioners[122].
Justice Thomas accurately characterised the Australian magistracy when he wrote
in
1991[123]:
"Clearly the Magistrates' Courts are simply the courts of first instance in the
judicial structure throughout Australia."
As a general proposition magistrates courts are courts of the States for the
purpose of receiving federal
jurisdiction[124].
This is true of the Magistrates Court of South Australia.
- The
history of the magistracy in South Australia dates back to
1837[125].
In 1982, King CJ said of the
magistracy[126]:
"Every consideration which renders a judiciary independent of the government,
essential to the proper functioning of society under
the rule of law, is as
valid in relation to the magistracy as to the other two tiers of the
judiciary."
- The
Magistrates Court of South Australia was established by the Magistrates Court
Act 1991
(SA)[127].
It is a court of
record[128],
divided into criminal and petty sessions divisions and three civil
divisions[129].
The three civil divisions are "General Claims", "Consumer and Business" and
"Minor Claims". The Court has defined civil, criminal
and petty sessions
jurisdictions[130]
and "any jurisdiction conferred on it by
statute"[131].
The rules of the Court may assign particular statutory jurisdictions conferred
by or under another Act either to the Civil (General
Claims) Division or to the
Criminal Division of the
Court[132].
There is provision for appeals from the Court to the Supreme Court of South
Australia[133]
and for reservation of questions of law arising in a civil action (except a
minor civil action) for determination by the Supreme
Court[134].
- The
Magistrates Court participates in the State Courts Administration Council
pursuant to the Courts Administration Act 1993 (SA). The members of
the Court are not members of the Public
Service[135].
White J said in Frederick v South
Australia[136]:
"The effect of the regime arising from the Magistrates Act, the
Magistrates Court Act, and the [Courts Administration Act] is that
magistrates are judicial officers who, as one would expect, exercise their
judicial functions independently of the
Executive."
His Honour's remarks and the legislative framework which he considered are to be
understood against an historical background in which
magistrates in South
Australia, like magistrates in the other States of Australia, had been members
of the Public Service and often
subject, in administrative matters, to the same
heads of department as prosecuting counsel appearing before
them[137].
- There
is no doubt, and it was not contended otherwise, that the Magistrates Court of
South Australia is a court in which the Parliament
of the Commonwealth can
invest federal jurisdiction under s 71 of the Constitution. Nor is there
any doubt, and it was not contended otherwise, that a member of the Magistrates
Court is a judge for the purposes
of s 79 of the Constitution, which provides
that "[t]he federal jurisdiction of any court may be exercised by such number of
judges as the Parliament
prescribes"[138].
In 2008 there were no fewer than 72 Commonwealth statutes which conferred
jurisdiction on the Magistrates Court of South
Australia[139].
Established as a court by the State, the Magistrates Court cannot be deprived by
the State "of those minimum characteristics of
the institutional independence
and impartiality identified in the decisions of this
Court"[140].
For, as appears below, the continuing existence of those characteristics is an
assumption which underlies Ch III of the Constitution.
Constitutional assumptions about courts
- The
essentials of the British justice system travelled to and settled in the
Australian colonies long before the Federation movement
began. The courts of
Britain's colonies, including the Australian
colonies[141]:
"in exercising their power to hear and determine, ... did so in the manner of
their judicial counterparts in the place of the law's
origin".
As Windeyer J said in Kotsis v
Kotsis[142]:
"The nature of a court and the functions of court officers were matters that
were well known in England long before the Australian
colonies began. The
meaning of the word 'court' has thus come to us through a long history; and it
is by the light of that that
it is to be understood in ss 71, 72 and 73 of the
Constitution."
- The
19th-century understanding of a "court of justice", extant at the time of the
drafting of the Constitution, was explained in part in the frequently cited
judgment of Fry LJ in Royal Aquarium and Summer and Winter Garden Society Ltd
v
Parkinson[143].
His Lordship spoke of "the fairness and impartiality which characterize
proceedings in Courts of justice, and are proper to the
functions of a
judge"[144].
He described courts as "for the most part, controlled and presided over by some
person selected as specially qualified for the
purpose" and said "they have
generally a fixed and dignified course of procedure, which tends to minimise the
risks that might flow
from [their] absolute
immunity"[145].
The application of that concept to courts contemplated as repositories of the
judicial power of the Commonwealth was accepted by
Isaacs and Rich JJ in
Waterside Workers' Federation of Australia v J W Alexander Ltd, citing
Fry LJ in connection with the proposition
that[146]:
"the Federal Constitution is specific that judicial power shall be vested in
Courts, that is, Courts of law in the strict
sense".
The understanding of what constitutes "Courts of law" may be expressed in terms
of assumptions underlying ss 71 and 77(iii) in relation to the courts of the
States.
- There
are three overlapping assumptions which, as a matter of history and as a matter
of inference from the text and structure of
Ch III, underlie the adoption of the
mechanism reflected in s 77(iii) of the Constitution. The first is the
universal application throughout the Commonwealth of the rule of law, an
assumption "upon which the Constitution depends for its
efficacy"[147].
The second is that the courts of the States are fit, in the sense of competent,
to be entrusted with the exercise of federal jurisdiction.
As
Professor Sawer
observed[148]:
"The State Supreme Courts were of a very high and uniform calibre – a
situation in marked contrast with that which obtained
in the United States
shortly after its establishment – and there was no substantial ground for
fearing that they would be biased
or parochial in their approach to federal
questions."
The generality of the wording of ss 71 and 77(iii) indicates that the assumption
of competence extends to all courts of the States, albeit the supervisory role
of the Supreme
Courts, as was submitted by the Solicitor-General of the
Commonwealth, reinforces the independence and impartiality of inferior State
courts and contributes to the fulfilment of the constitutional imperative
recognised in
Kable[149].
- The
third assumption is that the courts of the States continue to bear the defining
characteristics of courts and, in particular,
the characteristics of
independence, impartiality, fairness and adherence to the open-court principle.
This formulation is deliberately
non-exhaustive. In considering the attributes
of courts contemplated by Ch III of the Constitution it is necessary to bear in
mind the cautionary observation of Gummow, Hayne and Crennan JJ in Forge
that[150]:
"It is neither possible nor profitable to attempt to make some single
all-embracing statement of the defining characteristics of
a
court."
Nevertheless, as their Honours
added[151]:
"An important element, however, in the institutional characteristics of courts
in Australia is their capacity to administer the common
law system of
adversarial trial. Essential to that system is the conduct of trial by an
independent and impartial tribunal."
At the heart of judicial independence, although not exhaustive of the concept,
is decisional independence from influences external
to proceedings in the court,
including, but not limited to, the influence of the executive government and its
authorities[152].
Decisional independence is a necessary condition of impartiality. Procedural
fairness effected by impartiality and the natural
justice hearing rule lies at
the heart of the judicial
process[153].
The open-court principle, which provides, among other things, a visible
assurance of independence and impartiality, is also an "essential
aspect" of the
characteristics of all courts, including the courts of the
States[154].
- The
Convention Debates reveal implicit reflection on the principle of separation of
powers in the context of a provision, later omitted,
which would have barred any
person holding judicial office from being appointed to or holding any executive
office[155].
The limited record of consideration of judicial independence by delegates to the
Convention otherwise centred around debate about
the mechanism for the removal
of federal judges. A leading contributor in this respect was the South
Australian Charles Kingston.
He spoke of his desire "to preserve intact the
absolute independence of the judges, both in relation to the Federal Executive
and
the Federal Parliament; that they may have nothing to hope for, and nothing
to fear either; and that in doing their duty they may
feel secure in their
office"[156].
The absence of any recorded debate about the principle of independence
enunciated by Kingston indicates that it was uncontroversial.
The historical
record does not indicate that the members of the Convention expressly adverted
to the broader concept of the separation
of judicial power in their
debates[157].
However, that does not detract from the conclusion that the Constitution was
framed on the basis of common assumptions, at least among lawyers of the day,
about the nature of courts and their independence
in the discharge of judicial
functions.
- The
assumption of the continuity of the defining characteristics of the courts of
the States as courts of law is supported by ss 106 and 108 of the
Constitution, which, by continuing the constitutions and laws of the former
colonies subject to the Constitution of the Commonwealth, continued, inter alia,
the courts of the colonies and their various jurisdictions. That continuity
could accommodate
the extension, diminution or modification of the organisation
and jurisdiction of courts existing at Federation, the creation of
new courts
and the abolition of existing courts (other than the Supreme Courts). Those
powers in State legislatures are derived
from the constitutions of the States.
Until 1986, they were also derived from s 5 of the Colonial Laws Validity
Act 1865
(Imp)[158].
Since 1986, they can be derived from s 2(2) of the Australia
Acts[159].
- The
assumption that all Australian courts would retain the defining characteristics
of courts of law after Federation is also implicit
in covering cl 5 of the
Constitution[160],
which provides that "[t]his Act, and all laws made by the Parliament of the
Commonwealth under the Constitution, shall be binding on the courts, judges, and
people of every State and of every part of the Commonwealth". Those words
represent
what Quick and Garran called "a distinctly national feature of the
Constitution"[161].
Within their jurisdictions the courts of the States had, by operation of
covering cl 5, "jurisdiction to declare and apply the laws
of the Commonwealth
in all cases in which the judicial power of the Commonwealth is not necessarily
exclusive of the judicial power
of the
States"[162].
Whether covering cl 5 also provides a source of authority for judicial review of
the validity of legislation need not be explored
here[163].
- There
was at Federation no doctrine of separation of powers entrenched in the
constitutions of the States. Unsuccessful attempts
to persuade courts of the
existence of such a
doctrine[164]
were made in New South
Wales[165],
Western
Australia[166]
and South
Australia[167]
in the 1960s and 1970s, and
Victoria[168]
in 1993, relying, inter alia, upon the decision of the Privy Council in
Liyanage v The
Queen[169].
The absence of an entrenched doctrine of separation of powers under the
constitutions of the States at Federation and thereafter
does not detract from
the acceptance at Federation and the continuation today of independence,
impartiality, fairness and openness
as essential characteristics of the courts
of the States. Nor does the undoubted power of State Parliaments to determine
the constitution
and organisation of State courts detract from the continuation
of those essential characteristics. It is possible to have organisational
diversity across the Federation without compromising the fundamental
requirements of a judicial system.
The diversity of State courts
- Griffith CJ
said in Federated Sawmill, Timberyard and General Woodworkers' Employes'
Association (Adelaide Branch) v Alexander ("the Sawmillers' Case")
that "when the Federal Parliament confers a new jurisdiction upon an existing
State Court it takes the Court as it finds it, with
all its limitations as to
jurisdiction, unless otherwise expressly
declared"[170].
The proposition in the Sawmillers' Case, as developed in later decisions
of this Court including Le Mesurier v
Connor[171],
recognised that the Parliaments of the States retain the legislative power to
determine the constitution of their courts and the
organisational arrangements
through which they will exercise their jurisdiction and
powers[172].
As Gummow, Hayne and Crennan JJ said in
Forge[173]:
"The provisions of Ch III do not give power to the federal Parliament to affect
or alter the constitution or organisation of State
courts."
- The
statement made by Griffith CJ in the Sawmillers' Case should not be
over-generalised. As Gaudron J explained in Kable, it was "a
vastly different statement from the unqualified proposition that the
Commonwealth must take a State court as it finds
it"[174].
The Parliament of a State does not have authority to enact a law which deprives
a court of the State of one of its defining characteristics
as a court, or
impairs one or more of those characteristics. The statement in The
Commonwealth v Hospital Contribution Fund about the unrestricted legislative
competency of the States in relation to the composition, structure and
organisation of their courts
"as appropriate vehicles for the exercise of
invested federal
jurisdiction"[175]
must be read in the light of Kable and those decisions which further
explain the principles which it enunciated. The point was made by Gummow J in
Kable[176],
commenting on the decision in Le Mesurier:
"But this decision did not determine that a State legislature has power to
impose upon the Supreme Court of that State functions
which are incompatible
with the discharge of obligations to exercise federal jurisdiction, pursuant to
an investment by the Parliament
of the Commonwealth under s 77(iii) of the
Constitution."
That limitation on State legislative power nevertheless makes ample allowance
for diversity in the constitution and organisation
of courts.
Application of the principles
- The
text and structure of Ch III of the Constitution postulate an integrated
Australian court system for the exercise of the judicial power of the
Commonwealth with this Court at its
apex[177].
There is no distinction, so far as concerns the judicial power of the
Commonwealth, between State courts and federal courts created
by the
Parliament[178].
The consequences of the constitutional placement of State courts in the
integrated system include the following:
- A
State legislature cannot confer upon a court of a State a function which
substantially impairs its institutional integrity and which
is therefore
incompatible with its role as a repository of federal
jurisdiction[179].
- State
legislation impairs the institutional integrity of a court if it confers upon it
a function which is repugnant to or incompatible
with the exercise of the
judicial power of the
Commonwealth[180].
- The
institutional integrity of a court requires both the reality and appearance of
independence and
impartiality[181].
- The
principles underlying the majority judgments in Kable and further
expounded in the decisions of this Court which have followed after Kable
do not constitute a codification of the limits of State legislative power with
respect to State courts. Each case in which the Kable doctrine is
invoked will require consideration of the impugned legislation
because[182]:
"the critical notions of repugnancy and incompatibility are insusceptible of
further definition in terms which necessarily dictate
future
outcomes".
For legislators this may require a prudential approach to the enactment of laws
directing courts on how judicial power is to be exercised,
particularly in areas
central to the judicial function such as the provision of procedural
fairness[183]
and the conduct of proceedings in open court. It may also require a prudential
approach to the enactment of laws authorising the
executive government or its
authorities effectively to dictate the process or outcome of judicial
proceedings.
- The
risk of a finding that a law is inconsistent with the limitations imposed by Ch
III, protective of the institutional integrity
of the courts, is particularly
significant where the law impairs the reality or appearance of the decisional
independence of the
court.
The validity of s 14(1) of the SOCC Act falls for consideration against
that background.
- The
Solicitor-General for South Australia submitted that the true question in
determining whether legislation "impairs" or "detracts
from" the institutional
integrity of a State court is whether that court no longer satisfies the
constitutional description "court
of a State". He reformulated the question as:
"[D]oes a State Court exercising the impugned function nevertheless bear
sufficient
relation to a court of a state within the meaning of the
Constitution?"[184]
However, the true question is not whether a court of a State, subject to
impugned legislation, can still be called a court of a State
nor whether it
bears a sufficient relation to a court of a State. The question indicated by
the use of the term "integrity" is whether
the court is required or empowered by
the impugned legislation to do something which is substantially inconsistent or
incompatible
with the continuing subsistence, in every aspect of its judicial
role, of its defining characteristics as a court. So much is implicit
in the
constitutional mandate of continuing institutional integrity. By way of
example, a law which requires that a court give effect
to a decision of an
executive authority, as if it were a judicial decision of the court, would be
inconsistent with the subsistence
of judicial decisional
independence[185].
- It
has been accepted by this Court that the Parliament of the Commonwealth may pass
a law which requires a court exercising federal
jurisdiction to make specified
orders if some conditions are met even if satisfaction of such conditions
depends upon a decision
or decisions of the executive government or one of its
authorities[186].
The Parliament of a State may enact a law of a similar kind in relation to the
exercise of jurisdiction under State law. It is
also the case that "in general,
a legislature can select whatever factum it wishes as the 'trigger' of a
particular legislative
consequence"[187].
But these powers in both the Commonwealth and the State spheres are subject to
the qualification that they will not authorise a
law which subjects a court in
reality or appearance to direction from the executive as to the content of
judicial decisions. In
International Finance Trust Co Ltd this Court
held invalid a law of the State of New South Wales which imposed upon the
Supreme Court of New South Wales a process which,
at the option of the
executive, in substance
required[188]:
"the mandatory ex parte sequestration of property upon suspicion of wrong doing,
for an indeterminate period, with no effective curial
enforcement of the duty of
full disclosure on ex parte applications".
- It
follows from what has already been said in these reasons, and is reflected in
the decisions of this Court, that one of the characteristics
required of all
courts capable of exercising the judicial power of the Commonwealth (including
the courts of the Territories) is
that they be, and appear to be, independent
and impartial
tribunals[189].
Forms of external control of courts "appropriate to the exercise of authority by
public officials and administrators" are inconsistent
with that
requirement[190].
The requirement is not a judicially generated imposition. It derives from
historically based assumptions about courts which were
extant at the time of
Federation.
- It
is not necessary, in this case or any other, to mediate the constitutional
assumption of actual and apparent independence and
impartiality through its
effect upon "public confidence" in the courts. That is a criterion which is
hard to define, let alone apply
by reference to any useful methodology. It may
be the case from time to time that a law which trespasses upon the independence
and
impartiality of a court will have substantial popular support. That is not
the measure of its compliance with the requirements of
the Constitution. Were
it otherwise, the strength of the protections for which the Constitution
provides could fluctuate according to public opinion polls. The rule of law,
upon which the Constitution is based, does not vary in its application to any
individual or group according to the measure of public or official condemnation,
however justified, of that individual or that group. The requirements of
judicial independence and impartiality are no less rigorous
in the case of the
criminal or anti-social defendant than they are in the case of the law-abiding
person of impeccable character.
In any event, as has been pointed out, the
effect of the control order under challenge in this case reaches beyond Mr
Hudson. It
potentially touches members of the public at large and well beyond
the boundaries of South Australia.
- The
question in the present case is whether s 14(1) of the SOCC Act requires the
Magistrates Court of South Australia to do something which is not consistent
with the assumption of independence and
impartiality of courts underlying Ch III
of the Constitution. As Gummow J observes in his reasons, the question directs
attention to the practical operation of s 14(1) and the significance for that
practical operation of the Attorney-General's declaration under
s 10(1)[191].
- Section
14(1) of the SOCC Act confers upon the Magistrates Court the obligation, upon
application by the Commissioner, to make a control order in respect of a
person
by reason of that person's membership of an organisation declared by the
Attorney-General. The declaration rests upon a number
of findings including, in
every case, a determination by the Attorney-General that members of the
organisation, who need not be specified,
have committed criminal offences, for
which they may never have been charged or convicted. The findings, of which the
Magistrates
Court may be for the most part unaware and which in any event it
cannot effectively or readily question, enliven, through the declaration
which
they support, the duty of the Court to make control orders against any member of
the organisation in respect of whom the Commissioner
makes an application. That
is so whether or not that member has committed or is ever likely to commit a
criminal offence. Membership
of a declared organisation is not made an offence
by the SOCC Act.
- The
control order involves a serious imposition upon the personal liberty of the
individual who is the subject of the control order
and subjects him or her to
criminal penalties for breach of the order. It enlivens restrictions upon
members of the public limiting
their capacity to communicate with the person the
subject of the control order. Breaches of those restrictions are criminal
offences.
A person exposed to such a restriction and to criminal liability for
its breach may be an entirely law-abiding citizen unlikely,
on any view, to
engage in contravention of the law. The control order is an order of the kind
which, in its effect upon personal
liberty, is ordinarily within the domain of
judicial power. I should add that I agree with the reasons of Gummow J for
rejecting
the submission by the State of Western Australia that the validity of
s 14(1) is supported by the proposition that the State of South Australia
could have vested the power to make a control order in the Attorney-General
himself[192].
- Submissions
made by the State of South Australia identified findings which the Magistrates
Court would have to make before issuing
a control order under s 14(1).
Those submissions sought to effect a kind of forensic inflation of the function
of the Court under s 14(1) in aid of the characterisation of that function
as "a genuine adjudicative process". The following points were made:
- Section
14(1) of the SOCC Act directs the Magistrates Court to make a control order
only when satisfied of specified matters, namely, that there has been a
declaration with respect to the organisation in question pursuant
to
s 10(1) and that the defendant is a member of that organisation.
- The
defendant may collaterally challenge the Attorney-General's declaration.
- The
Court is required to satisfy itself that the person is a member of a declared
organisation. It must consider affidavit material
presented by the Commissioner
and choose whether or not to act on the basis of that evidence, applying the
civil standard of proof.
That material is testable and the defendant may adduce
evidence to the contrary.
- To
the extent that the Commissioner relies upon criminal intelligence to prove
membership, the Court and the defendant are entitled
to insist upon strict proof
that the material has been properly so classified. The admission of such
material and the weight to
be given to it is a matter for the Court.
- The
Court has discretion to compose the content of a control order and make
ancillary or consequential orders pursuant to s 14(5).
It was submitted, having regard to the above matters, that the Court, exercising
its power under s 14(1), undertakes a genuine adjudicative process free
from any interference from the executive. Reliance was also placed upon the
availability
of the objection procedure and the Court's discretion in framing a
control order in that context.
- The
fact that the impugned legislation provides for an adjudicative process does not
determine the question whether it impairs the
institutional integrity of the
Magistrates Court by impairing the reality or appearance of judicial decisional
independence. The
laws held invalid in Kable and International
Finance Trust Co Ltd both allowed for an adjudicative process by the court
to which they applied.
- The
submission of the State of South Australia rightly identified the question of
membership of a declared organisation as "[t]he
central issue raised by an
application for a control order". Although it was acknowledged that membership
may be easy to prove with
the practical result that the making of a control
order would be inevitable, it was said not to follow that this would always be
the case. It could not be said, so the argument went, that the outcome of the
Commissioner's application would be directed.
- In
submissions made on behalf of Messrs Totani and Hudson, emphasis was placed on
the standard of proof in an application for a control
order, which, by virtue of
s 5 of the SOCC Act, is the balance of probabilities. But that is not
determinative or even more than marginally relevant to any consideration of the
relationship between the executive declaration and the making of a control
order, which is under scrutiny in the present case.
- The
submissions made on behalf of the State of South Australia did not, with
respect, diminish the dominance of the executive act
of declaration of an
organisation and the findings of fact behind it in determining for all practical
purposes the outcome of the
control order application. While it is true that
membership can be contested, the breadth of the definition of "member" is such
that, given any evidential basis for the contention that the defendant is a
member, the practical burden of disproof is likely to
fall upon the
defendant.
- Section
14(1) represents a substantial recruitment of the judicial function of the
Magistrates Court to an essentially executive process. It gives
the neutral
colour of a judicial decision to what will be, for the most part in most cases,
the result of executive action. That
executive action involves findings about a
number of factual matters including the commission of criminal offences. None
of those
matters is required by the SOCC Act to be disclosed to the Court, nor
is the evidence upon which such findings were based. In some cases the
evidence, if properly classified
as "criminal intelligence", would not be
disclosable. Section 14(1) impairs the decisional independence of the
Magistrates Court from the executive in substance and in appearance in areas
going to
personal liberty and the liability to criminal sanctions which lie at
the heart of the judicial function. I agree with the conclusion
of
Gummow J[193],
Crennan and
Bell JJ[194]
and
Kiefel J[195]
that s 14(1) authorises the executive to enlist the Magistrates Court to
implement decisions of the executive in a manner incompatible with that
Court's
institutional integrity. I agree also with the conclusion reached by
Hayne J about the operation of s 14(1) in permitting the executive to
enlist the Magistrates Court for the purpose of applying special restraints to
particular individuals
identified by the executive as meriting application for a
control
order[196]
and the repugnancy of that function to the institutional integrity of the
Court.
- In
the exercise of the function conferred on it by s 14(1), the Magistrates
Court loses one of its essential characteristics as a court, namely, the
appearance of independence and impartiality.
In my opinion, s 14(1) is
invalid.
Conclusion
- The
grant of special leave should be expanded to include the order of Bleby J made
on 28 September 2009. The appeal should be dismissed
with costs.
- GUMMOW J.
The objects of the Serious and Organised Crime (Control) Act 2008 (SA)
("the Act") as stated in s 4 are as follows:
"(1) The objects of this Act are –
(a) to disrupt and restrict the activities of –
(i) organisations involved in serious crime; and
(ii) the members and associates of such organisations; and
(b) to protect members of the public from violence associated with such
criminal organisations.
(2) Without derogating from subsection (1), it is not the intention of the
Parliament that the powers in this Act be used in a manner that would diminish
the freedom of persons in this State to participate in advocacy, protest,
dissent or industrial
action."
- The
Act will expire on 4 September 2013 (s 39). It is the intention of
the Parliament that the Act apply within South Australia and beyond it to the
full extent of the extra-territorial legislative capacity of the Parliament
(s 6). The legislative power of the Parliament extends to the making of
laws that have extra-territorial operation: Australia Act 1986 (Cth),
s 2(1).
- Both
respondents appear to be residents of South Australia and not to be residents of
any other State. But it should be noted that
were they residents of another
State, any proceeding between them and South Australia in the courts of that
State would, if the proceeding
answered the constitutional criterion of a
"matter", have engaged federal jurisdiction pursuant to s 75(iv) and
s 77(iii) of the Constitution and s 39 of the Judiciary Act
1903 (Cth).
The course of the litigation
- There
is before this Court an appeal by the State of South Australia ("the State")
from a decision of the Full Court of the Supreme
Court of South Australia
delivered on 25 September
2009[197].
By majority (Bleby and Kelly JJ; White J dissenting) the Full Court
answered in the negative the reserved question "Is
s 14(1) of the Act a
valid law of the State of South Australia?" The reasons of the majority were
given by Bleby J.
- The
Full Court answered in the affirmative the further reserved question whether the
"control order" purportedly made by the Magistrates
Court of South Australia
("the Magistrates Court" or "the Court") under s 14(1) of the Act on
25 May 2009 in respect of the second respondent (Mr Hudson) was void
and of no effect. The Magistrates Court has since
revoked that control order in
light of the Full Court's decision. However, the second respondent takes no
point that the appeal
by the State to this Court in the Supreme Court proceeding
is moot[198].
An application to the Magistrates Court for a control order in respect of the
first respondent (Mr Totani) had been made on
4 June 2009 but was
adjourned by reason of the Supreme Court proceeding and has not been dealt with
by the Magistrates Court.
- The
proceedings in the Magistrates Court, as noted above, did not involve the
exercise of federal jurisdiction. But the separate
proceeding in the Supreme
Court which challenged the validity of s 14(1) was a matter arising under
the Constitution or involving its
interpretation[199].
- On
28 September 2009, Bleby J made final orders which disposed of the
proceeding in the Supreme Court in accordance with
the answers which had been
given to the questions of law reserved for consideration by the Full Court. The
State should have special
leave to appeal also (upon the same grounds of appeal)
against the orders of Bleby J made on 28 September 2009. The initial
grant of special leave should be expanded accordingly.
- It
will be apparent from the statement of objects in s 4 that the legislature
took the view that the disruption and restriction of freedom of association
between members and associates of
bodies involved in serious crime was in the
public interest. There is some, but not
general[200],
support in this Court for the proposition that the Constitution necessarily
implies freedom from laws which prevent association between persons for the
purposes of communication with respect to
government and political
matters[201].
However, even if the Act did operate to burden such freedom, the question would
arise whether its provisions were reasonably appropriate and adapted to serve
the legitimate legislative end of protecting members of the public from violence
associated with such
organisations[202].
- The
successful attack on validity was put on another and quite distinct basis which
has a surer footing in the decisions of this
Court. The majority of the Full
Court held that the jurisdiction conferred on the Magistrates Court by
s 14(1) of the Act required that Court to act in a fashion incompatible
with the proper discharge of its judicial responsibilities and its institutional
integrity[203].
The foundation of the dissenting reasons of White J was that the area of
decision making entrusted by s 14(1) was not so subordinate to that of the
executive and the manner of its exercise was not so directed that there was
impairment of the
independence of the Magistrates Court and its capacity to act
impartially[204].
- The
case put in this Court by the State for validity of s 14(1) of the Act was
supported by interventions by the Attorneys-General of New South Wales,
Victoria, Queensland, Western Australia and the Northern
Territory and by a
limited intervention by the Attorney-General of the Commonwealth.
- For
the reasons which follow, which are not co-extensive with those of the Full
Court, the appeal should be dismissed.
Control orders
- Part 3
(ss 14-22) of the Act is headed "Control orders". The central provisions
are found in s 14. It is important for what follows in these reasons to
compare and contrast s 14(1) and s 14(2). Both provisions confer
jurisdiction on "the Court" (defined as "the Magistrates Court" in s 3) to
make orders on application by the Commissioner of Police ("the Commissioner").
- However,
the nature of the jurisdiction conferred by s 14(1) differs in several
significant respects from that conferred by s 14(2). First, on a
s 14(1) application the Court "must" make an order if satisfied of one
matter, namely, that the defendant is a member of an organisation
which has been
declared by the Attorney-General under s 10(1). On the other hand, not
only does s 14(2) require satisfaction of more complex criteria, it uses
the term "may" to confer a discretion rather than a power with a duty to
exercise
it if the requisite satisfaction is attained by the
Court[205].
- Secondly,
the factum upon which the sub-sections operate, the Court's satisfaction,
differs significantly between s 14(1) and s 14(2).
- The
satisfaction required for the operation of s 14(2)(b) is that the defendant
"engages, or has engaged, in serious criminal activity" and regularly associates
with other such persons.
Section 14(2)(a)(ii) stipulates satisfaction of
engagement in serious criminal activity and regular association with members of
a declared organisation.
That requirement of past or present engagement by the
defendant in serious criminal activity is not repeated in s 14(1).
(Section 14(2)(a)(i) differs from the balance of s 14(2) by fixing
upon membership of a declared organisation and is closer to s 14(1),
although it also requires regular association with members.) There is no
challenge to the validity of s 14(2).
- In
what follows in these reasons, much turns upon the imperative direction to the
Court by use of the term "must" coupled with the
absence in s 14(1) of a
requirement respecting criminal activity by the defendant and the focus of
s 14(1) merely upon membership by the defendant of a body which the
Attorney-General has classified as a "declared organisation". The respondents
submit that it is the anterior classification by the executive branch,
represented by the Attorney-General, which drives the curial
process under
s 14(1).
- It
is the validity only of s 14(1) which is in contention. Section 14(1)
states:
"The Court must, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied that
the defendant is a member of a declared
organisation."
A member may be an "associate member" or "prospective member", or a person who
identifies himself or herself, in some way, as belonging
to the organisation in
question, or a person who is treated by the organisation or its members, in some
way, as if belonging to the
organisation (s 3). Of this membership the
Court must be satisfied to engage s 14(1). But it attains such
satisfaction upon the prior determination by the Attorney-General that the
organisation is a declared organisation.
- The
Commissioner may apply for a control order, and a control order may be issued,
without notice to any person (s 14(3)). Any question of fact arising in a
s 14(1) proceeding is to be decided on the balance of probabilities
(s 5). A control order is not binding on the defendant until served on the
defendant in accordance with s 16 of the Act (s 16(4)).
- Section
14(5)(b) requires that if the defendant is a member of a declared organisation,
the control order must prohibit the defendant, except as may be specified
in the order, from "associating with other persons who are members of declared
organisations" and from possessing a dangerous article or a prohibited weapon
within the meaning of s 15 of the Summary Offences Act 1953
(SA).
- A
control order may prohibit the defendant from associating or
communicating with specified persons or persons of a specified class, from
entering or
being in the vicinity of specified premises or premises of a
specified class, or from possessing specified articles or articles of
a
specified class (s 14(5)(a)). In considering the imposition of these
prohibitions the Court must have regard to, inter alia,
whether the defendant's
behaviour or history of behaviour suggests a risk of engagement in serious
criminal activity, and the assistance
the order might give in preventing such
engagement by the defendant (s 14(6)(a), (b)). For the purposes of
s 14, the defendant
may "associate" by any means, including any electronic
means (s 14(8)).
- A
person who contravenes or fails to comply with a control order is guilty of an
offence, the maximum penalty for which is imprisonment
for five years
(s 22(1)). It also is an offence for a person, on not less than six
occasions during a period of 12 months, to associate with a person who
is the
subject of a control order (s 35(1)(b)), if the first person knew or was
reckless as to the fact that the second person was so subject (s 35(2)).
Some forms of association, including those between "close family members", are
to be disregarded unless the prosecution proves that
the association was not
reasonable in the circumstances (s 35(6)).
Declared organisations
- Several
points should be noted here. First, the Act does not make membership of a
declared organisation an offence. Secondly, the existence of the declared
organisation itself is not
proscribed by the Act as, for example, was sought to
be achieved by ss 4, 6 and 7 of the Communist Party Dissolution
Act 1950
(Cth)[206].
Thirdly, a control order must be made under s 14(1) against a member
regardless of whether that person engages or has engaged
in serious criminal
activity or is likely to do so. Fourthly, as Crennan and Bell JJ emphasise
in their reasons, the requirement
that the Court have regard to the matters
listed in pars (a)-(e) of s 14(6) is attached to s 14(1) only in a
limited sense;
the requirement does not qualify the obligation to make a control
order and operates at the next stage when the Court is considering
the
particular prohibitions to be included in that order.
- As
already remarked, the organisation, of which membership by the defendant is
found by the Court under s 14(1), must be a declared
organisation, and the
Court is required to act upon a declaration made by the Attorney-General under
Pt 2 (ss 8-13) of
the Act. An organisation may be an incorporated
body or an unincorporated group and may be part of a larger organisation; it may
be based outside the State or consist of persons not ordinarily resident in the
State (s 3).
- Part 2
of the Act is headed "Declared organisations". Section 10(1) is an
important provision. It empowers the Attorney-General
to make a declaration as
follows:
"If, on the making of an application by the Commissioner under this Part in
relation to an organisation, the Attorney-General is
satisfied
that –
(a) members of the organisation associate for the purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal activity;
and
(b) the organisation represents a risk to public safety and order in this
State,
the Attorney-General may make a declaration under this section in respect of the
organisation."
The phrase "serious criminal activity" means "the commission of serious criminal
offences", which may, however, include summary offences
prescribed by regulation
(s 3)[207].
- The
satisfaction of the Attorney-General requires the formation of an opinion formed
reasonably upon the material before the
Attorney-General[208].
However, the State accepts that it would be enough for the Attorney-General to
be satisfied that a member or members of the organisation,
but not necessarily
the member against whom the Commissioner later seeks a control order under
s 14(1), has or have committed
a criminal offence.
- The
result is that in such a case s 14(1) then would oblige the Court to impose
significant restraints upon the defendant, under
pain of criminal sanction, and
upon criteria which do not require past or threatened contraventions by the
defendant of any anterior
legal norm.
- It
may be noted that, as Bleby J recognised in his
reasons[209],
had the Act been a federal law then the making of a declaration by the
Attorney-General under s 10(1), taken together with
the requirement that
the Magistrates Court make a control order under s 14(1) if satisfied of
the defendant's membership of
a declared organisation, may have involved the
exercise of judicial power by the Attorney-General. The presence of
s 14(1),
like the presence of the provisions in Brandy v Human Rights
and Equal Opportunity
Commission[210]
providing for the registration and enforcement of the Human Rights and Equal
Opportunity Commission's determinations in the Federal
Court, would give to the
Attorney-General's declaration the necessary binding and enforceable effect so
as to involve the exercise
of judicial power by the Attorney-General. If the
Attorney-General's task had involved the exercise of the judicial power of the
Commonwealth questions would have arisen of the validity of any federal law to
the effect of s 10(1) and s 14(1) of the
Act. But the Act is a State
law.
- The
issues on this appeal, as refined in argument emphasising the driving force for
the curial process in s 14(1) as the anterior
classification by the
Attorney-General, do, however, bear some relationship to those in Brandy.
The registration and review procedures by the Federal Court, for which
Pt III of the Racial Discrimination Act 1975 (Cth) provided, were
said by the defendants to require an independent exercise of judicial power for
effect to be given to determinations
by the Human Rights and Equal Opportunity
Commission. But it was held in Brandy that the presence of the review
provisions did not save the legislative scheme from
invalidity[211].
- Before
returning to consider the respondents' submissions something first should be
said respecting the facts, the provisions made
by the Act for objections and
appeals, and the reasons of the majority in the Full Court.
The Finks Motorcycle Club
- On
14 May 2009 the then Attorney-General of the State, acting upon application
made by the Commissioner, made a declaration
under s 10(1) of the Act with
respect to the Finks Motorcycle Club. The Act imposes upon the Attorney-General
no requirement
to give reasons but the declaration was preceded by detailed
reasons contained in 204 paragraphs. They included reference to "criminal
intelligence" provided by the Commissioner and upon which the Attorney-General
relied.
- The
control order subsequently made in respect of Mr Hudson declared the
satisfaction of the Magistrates Court that he was a
member of a declared
organisation, namely the Finks Motorcycle Club. The order went on to impose
upon Mr Hudson prohibitions
expressed as follows:
"1. Associating with other persons who are members of declared
organisations;
UNLESS
. the association occurs between members of a registered political party
(within the meaning of the Electoral Act 1985 or the Commonwealth
Electoral Act 1918 of the Commonwealth (as the case requires)) at an
official meeting of the party, or a branch of the party, and you have provided
the Officer in Charge of the State Intelligence Branch of the South Australia
Police with notice in writing of the time, date and
place of the association, to
be received at 60 Wakefield Street Adelaide, SA, 5000 no less than
48 hours before such association.
AND
- Possessing
a dangerous article or a prohibited weapon (within the meaning of
section 15 of the Summary Offences Act 1953)."
Objections and appeals
- Section 17
of the Act confers a right of objection upon a person upon whom a control order
was served. Within 14 days
of service of the order or such longer period
as the Magistrates Court allows, a notice of objection may be lodged with that
Court
and it is then to be served upon the Commissioner. Section 18(1)
states:
"The [Magistrates] Court must, when determining a notice of objection, consider
whether, in the light of the evidence presented by
both the Commissioner and the
objector, sufficient grounds existed for the making of the control
order."
On hearing the objection the Magistrates Court is empowered by s 18(2) to
confirm, vary or revoke the control order and to make
any other orders of a kind
which could have been made by it when making the control order.
- Section 19
provides for an appeal to the Supreme Court against a decision of the
Magistrates Court on a notice of objection.
An appeal might be brought as of
right by the Commissioner or the objector on a question of law, but only with
the permission of
the Supreme Court on a question of fact (s 19(2)). On
appeal the Supreme Court is empowered by s 19(5) to confirm, vary
or
reverse the decision under appeal and to make any consequential or ancillary
order.
- On
application by the Commissioner or the defendant, the Magistrates Court may vary
or revoke a control order (s 20(1)). However,
an application by the
defendant requires the permission of the Court; this is to be granted only if
the Court is satisfied that there
has been a substantial change in the relevant
circumstances since the order was made or last varied (s 20(2)). Further,
an
application by the defendant must be supported by oral evidence given on oath
(s 20(4)).
- Part 6
(ss 37-39) provides in s 37 for an annual review by a retired judicial
officer appointed by the Attorney-General,
to determine whether powers under the
Act have been exercised "in an appropriate manner, having regard to the objects
of [the Act]".
The reasoning of the majority of the Full Court
- Bleby J
(with whom Kelly J agreed) identified four matters or elements to be
established before an order might be made
by the Magistrates Court under
s 14(1)[212].
These were: first, that members of the organisation, of which the defendant is
alleged to be a member, associate for the purpose
of organising, planning,
facilitating, supporting or engaging in serious criminal activity; secondly,
that this organisation represents
a risk to public safety and order in the
State; thirdly, the making of a declaration by the Attorney-General; and
fourthly, membership
by the defendant of the organisation the subject of that
declaration. The first two matters were relatively more significant and
factually complex, but they needed only to be established to the satisfaction of
the Attorney-General for a declaration to have been
made under s 10(1).
The Magistrates Court was required to address the last two matters for itself,
but as to the first two
matters was obliged to act upon what had been the
satisfaction of the Attorney-General.
- Bleby
and Kelly JJ based their decision respecting the invalidity of s 14(1)
upon three considerations. These were
that[213]:
(i) the most significant and essential findings of fact to be established
to obtain a control order against a particular individual
were made not by a
judicial officer but by the Attorney-General; (ii) the findings of the
Attorney-General about these matters
were not reviewable; and (iii) it was
open to the Attorney-General to have regard to "criminal intelligence" without
the protections
which saved from invalidity the legislation considered in
Gypsy Jokers Motorcycle Club Inc v Commissioner of
Police[214]
and K-Generation Pty Ltd v Liquor Licensing
Court[215].
- Proposition (i)
may be accepted and requires further consideration. The State challenges
propositions (ii) and (iii).
I begin with
proposition (iii). This fixes attention upon s 21(2) of the Act.
- Section 21(2)
is directed to the courts determining the proceedings it describes. It
reads:
"In any proceedings relating to the making, variation or revocation of a control
order, the court determining the proceedings –
(a) must, on the application of the Commissioner, take steps to maintain the
confidentiality of information properly classified by
the Commissioner as
criminal intelligence, including steps to receive evidence and hear argument
about the information in private
in the absence of the parties to the
proceedings and their representatives; and
(b) may take evidence consisting of, or relating to, information that is so
classified by the Commissioner by way of affidavit of
a police officer of or
above the rank of superintendent."
- Section 21(2)
is drawn in terms which resemble s 28A(5) of the Liquor Licensing Act
1997 (SA), a provision construed in K-Generation. The reasoning
which in that case led to the conclusion that s 28A(5) did not operate to
deny to the Licensing Court the constitutional character of an independent and
impartial
tribunal[216]
applies to s 21(2). It does so with the added force supplied by the use in
s 21(2) of the phrase "properly classified", not found in the earlier
legislation considered in K-Generation.
- I
conclude that proposition (iii) in the reasoning of the Full Court, with
respect to "criminal intelligence", should not be
accepted. I turn then to
consider proposition (ii), respecting the absence of judicial review.
- Reference
first should be made to s 41(2). This is directed specifically to
s 10(1) declarations, stating:
"The validity and legality of a declaration under Part 2 cannot be
challenged or questioned in any
proceedings."
The State submitted that on an application to the Magistrates Court under
s 14(1) for a control order, the tender of a s 10(1) declaration could
be challenged by analogy to the challenge to the validity of a warrant. But the
authorities establish that validity
of a warrant depends on the regularity of
its issue, not the sufficiency of the material which supported the application
for its
issue[217].
- Further,
counsel for the respondents submitted that s 41(2) prevents the Magistrates
Court on a s 14(1) application from canvassing in any way the validity of a
s 10(1) declaration. Counsel contended that to read the phrase "a
declaration under Part 2" as excluding "a purported declaration" would
render the sub-section otiose and self-defeating. That submission should be
accepted.
But there remains scope for judicial review by the Supreme Court.
- Section 41(1)
is a broadly drawn privative clause which would apply to a declaration by the
Attorney-General under s 10(1) and a control order made by the Magistrates
Court under s 14(1). However, in its application to a s 10(1)
declaration, it is now clear that s 41(1) is ineffective to deny the
supervisory jurisdiction of the Supreme Court in respect of jurisdictional error
by the
Attorney-General[218].
Further, as was emphasised in Kirk v Industrial Court
(NSW)[219],
in the present state of authority in this Court it is not possible to attempt to
mark the metes and bounds of jurisdictional error.
The statement by the Full
Court majority of proposition (ii) thus is too wide. Further, with respect
to control orders, s 41(1) is subject to the express provision for review
and appeal made by ss 17 and 19 of the Act, to which reference has
been
made above.
- In
addition, the respondents emphasise their submission that s 14(1) is
invalid whatever the measure of review of control orders;
their primary
submission is that a control order regularly made in accordance with the Act
lacks legal efficacy because s 14(1)
is invalid and confers no authority
whatsoever. Indeed the respondents' case is that it is precisely the operation
of s 14(1)
according to its terms which crosses the line of legislative
validity.
The involvement of the Attorney-General
- It
is convenient now to return to proposition (i) in the reasoning of the Full
Court majority. This fixes upon the fact finding
and determination of the
Attorney-General as providing the significant integer for the decision the Court
must make if satisfied
as to the membership of the defendant.
- In
Thomas v
Mowbray[220]
Gummow and Crennan JJ said of Ch III of the Constitution that it gives
practical effect to the assumption of the rule of law in the development of a
free and confident society, an assumption
upon which the Constitution depends
for its efficacy. Also in Thomas v
Mowbray[221]
in a passage repeated by French CJ in International Finance Trust Co Ltd
v New South Wales Crime
Commission[222],
Gummow and Crennan JJ accepted that legislation which requires a court
exercising federal jurisdiction to depart in a significant
degree from the
methods and standards which have characterised the exercise of judicial power in
the past may be repugnant to Ch III.
The unique and essential function of
the judicial power is the quelling of controversies between individuals, between
government
and individuals, and between governments, and whether relating to
life, liberty or property, "by ascertainment of the facts, by application
of the
law and by exercise, where appropriate, of judicial
discretion"[223].
- Further,
in Gypsy
Jokers[224],
Gummow, Hayne, Heydon and Kiefel JJ accepted as a general proposition that
legislation which purports to direct the courts
as to the manner and outcome of
the exercise of their jurisdiction is apt impermissibly to impair the character
of the courts as
independent and impartial tribunals. This reasoning was
applied in International Finance Trust Co
Ltd[225].
- There
is, however, a distinction between a legislative grant of jurisdiction and a
legislative direction to the courts as to the
manner and outcome of the exercise
of the jurisdiction. This point was made by Brennan, Deane and Dawson JJ,
with the concurrence
of Gaudron J, in Chu Kheng Lim v Minister for
Immigration[226].
It is true also that a law such as s 14(1) of the Act, which confers upon a
court a power with a duty to exercise it if the
court decides that the
conditions attached to the power are met, on that ground alone is not to be
classified as a legislative attempt
to direct the outcome of the exercise of
jurisdiction[227].
- However,
questions of this nature, to adapt the words of Windeyer J in R v Trade
Practices Tribunal; Ex parte Tasmanian Breweries Pty
Ltd[228],
inevitably attract consideration of predominant characteristics together with
comparison with the historic functions and processes
of courts of law.
Consideration of the predominant characteristics of a law involves attention not
only to its form but also to
its practical operation and, as it has been
said[229], to
its "pith and substance". Hence, perhaps, the later statement by Mason J
that the notion of the usurpation of judicial
power is not susceptible of
precise and comprehensive
definition[230].
- Mason J
also indicated that the mere circumstance that a statute affects rights in issue
in pending litigation does not involve
any invasion of the judicial
power[231].
The dispute in the present appeal concerning s 14(1) does not concern the
operation of legislation upon pre-existing rights
and liabilities to be enforced
in pending litigation. Nor does s 14(1) itself merely alter what otherwise
would be the rules
of evidence by which the facts in issue are to be determined.
The validity of a law of that description was upheld in Nicholas v The
Queen[232].
- Under
various laws of the Commonwealth there arise "matters" within the meaning of
s 76(ii) of the Constitution in which the significant element is some
anterior decision or determination not made in the exercise of the federal
judicial power.
Examples are the enforcement in the State and Territory courts
of foreign arbitral
awards[233],
the registration in the Federal Court and State and Territory Supreme Courts of
foreign
judgments[234],
and the curial effect given to determinations of the Superannuation Complaints
Tribunal established by the legislation upheld in
Attorney-General (Cth) v
Breckler[235].
The State legislation, the validity of which was upheld in Re Macks; Ex parte
Saint[236],
created new rights and liabilities by reference to earlier ineffective judgments
of federal courts, but did not change the character
of those judgments and did
not impermissibly interfere with the anterior judicial process.
- The
factum, upon which turned the operation of the State legislation upheld in
Fardon v Attorney-General
(Qld)[237],
was the status of the respondent to the Attorney-General's application as a
prisoner presently detained upon conviction for an offence
of a certain nature.
But I noted that validity may well have been imperilled by the legislative
choice of a factum of some other
character[238].
- Moreover,
in
Nicholas[239]
I left for subsequent consideration the validity of a law deeming to exist any
ultimate fact (including a state of affairs or vital
circumstance) which is an
element of the offence charged. This invites closer attention to the practical
operation of s 14(1)
of the Act and the significance of the
Attorney-General's anterior determination under s 10(1).
Section 14(1) is invalid
- The
making of a control order under s 14(1) against a defendant is not an
adjudication of the criminal guilt of that person.
But the order is made in aid
of the important legislative objective spelled out in s 4(1) of protecting
members of the public
from violence associated with organisations involved in
"serious crime", and the order creates a norm of conduct breach of which
is
attended by the criminal sanction in s 22. Further, it is the executive
branch which not only initiates the process of the
Magistrates Court, by the
Commissioner making the application, but also has by its own processes under
Pt 2 already achieved
the result that there exists a vital circumstance,
the existence of a declaration by the Attorney-General, upon which the Court now
must act. The Court must be satisfied of the membership of the defendant, but,
as already explained in these reasons, the defendant
need not have engaged or be
likely to engage in criminal activity.
- The
operation of s 14(1) may be contrasted with that of the legislation the
validity of which was upheld in Thomas v Mowbray. Section 104.4 of
the Criminal Code (Cth) required, among other matters, that the court be
satisfied on the balance of probabilities that the making of the interim control
order "would substantially assist in preventing a terrorist act" or that the
person in question had "provided training to, or received
training from, a
listed terrorist organisation", these being offences under ss 101.1
and 102.5 of the Criminal Code. There was no anterior determination
by the executive branch which was an essential element in the curial decision.
The same is
true of s 18 of the Criminal Organisation Act 2009 (Q),
to which the Solicitor-General of that State referred. It conditions the power
of the court upon its satisfaction that
the respondent engages in, or has
engaged in, serious criminal activity.
- The
respondents submit that s 14(1) presents a case for invalidity stronger
than that which succeeded in Kable v Director of Public Prosecutions
(NSW)[240].
In
Kable[241]
McHugh J said of the jurisdiction conferred on the Supreme Court of New
South Wales by the Community Protection Act 1994 (NSW) that it was:
"hardly distinguishable from those powers and functions, concerning the liberty
of the subject, that the traditions of the common
law countries have placed in
Ministers of the Crown so that they can be answerable to Parliament for their
decisions".
His Honour added that the Supreme Court was not called upon to determine any
contest as to whether the defendant had breached any
law or other legal
obligation; that being "the benchmark of an exercise of judicial
power"[242].
- The
place of s 14(1) in the scheme of the Act is that it supplements the
exercise by the Attorney-General of the politically accountable function
conferred
by Pt 2 with respect to the declaration of organisations. But
that supplementation involves the conscription of the Magistrates
Court to
effectuate that political function. This is achieved by obliging the
Magistrates Court to act upon the declaration by the
executive, by making a
control order in respect of the defendant selected by the Commissioner, subject
only to the satisfaction of
the Magistrates Court that the defendant is a member
of the declared organisation. It is the declaration by the executive which
provides the vital circumstance and essential foundation for the making by the
Magistrates Court of the control order.
- The
Solicitor-General for South Australia relied upon the range of matters to which
the Magistrates Court was to have regard in considering
the scope of the
prohibitions imposed in each particular case by the control order
(s 14(6)). But the primary requirement is
that there must be a prohibition
upon association with other members, except as may be specified in the order
(s 14(5)).
- For
these reasons, which develop proposition (i) upon which the Full Court
majority founded their decision, s 14(1) of
the Act requires the
Magistrates Court to depart in a significant degree from the methods and
standards which characterise the exercise
of judicial power. A federal law in
these terms would be repugnant to Ch III of the Constitution.
- But
the Act is State legislation. As Callinan and Heydon JJ explained in
Fardon[243]:
"Although the test, whether, if the State enactment were a federal enactment, it
would infringe Ch III of the Constitution, is a useful one, it is not the
exclusive test of validity. It is possible that a State legislative conferral
of power which, if
it were federal legislation, would infringe Ch III of
the Constitution, may nonetheless be valid. Not everything by way of
decision-making denied to a federal judge is denied to a judge of a State.
So
long as the State court, in applying legislation, is not called upon to act and
decide, effectively as the alter ego of the legislature
or the executive, so
long as it is to undertake a genuine adjudicative process and so long as its
integrity and independence as a
court are not compromised, then the legislation
in question will not infringe Ch III of the
Constitution."
- Counsel
for Western Australia submitted that the respondents could have had no complaint
if the Act had vested in the executive of
South Australia both the function of
declaring organisations under Pt 2 and that of making control orders under
Pt 3.
This was said to follow from the proposition that it is open to a
State legislature to authorise a body other than a court to exercise
judicial
power. A corollary was said to be that a State law may authorise a body other
than a court to punish criminal guilt by
ordering the detention of the
person[244].
- These
are large propositions for an intervener to advance and appear to go outside the
contest between the immediate
parties[245].
It is sufficient here to make two observations. As a general proposition, State
legislatures may confer judicial powers on a body
that is not a "court of a
State" within the meaning of s 77(iii) of the
Constitution[246].
But that does not involve acceptance of the corollary respecting enforcement of
the criminal law.
- The
submissions by Western Australia appeared to be directed to support an argument
that because South Australia could have legislated
in terms which did not seek
to conscript any court of that State, but had not done so, there was a
diminished case for the application
of what was called the Kable
doctrine. With some cogency, the respondents countered that consideration of
what may or may not be the greater liberty of legislative
action at the State
rather than federal level serves to strengthen, not weaken, the constitutional
rationale for the Kable doctrine.
- This
Court should accept the submission by the respondents that the practical
operation of s 14(1) of the Act is to enlist a
court of a State, within the
meaning of s 77(iii) of the Constitution, in the implementation of the
legislative policy stated in s 4 by an adjudicative process in which the
Magistrates Court is called upon effectively to act at the behest of the
Attorney-General
to an impermissible degree, and thereby to act in a fashion
incompatible with the proper discharge of its federal judicial responsibilities
and with its institutional integrity. Section 14(1) is invalid.
Orders
- There
should be an expanded grant of special leave to include within the orders
appealed from the orders of Bleby J made on
28 September 2009. The
entire appeal should be dismissed with costs.
- HAYNE J.
Section 10(1) of the Serious and Organised Crime (Control) Act 2008
(SA) ("SOCCA") provides that:
"If, on the making of an application by the Commissioner [of Police for South
Australia] under [Pt 2 of SOCCA] in relation to
an organisation, the
Attorney-General is satisfied that—
(a) members of the organisation associate for the purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal activity;
and
(b) the organisation represents a risk to public safety and order in this
State,
the Attorney-General may make a declaration under this section in respect of the
organisation."
Section 14(1) of SOCCA provides that:
"The [Magistrates Court of South Australia] must, on application by the
Commissioner, make a control order against a person (the
defendant) if the Court is satisfied that the defendant is a
member of a declared organisation."
On 14 May 2009, the Attorney-General for South Australia made a declaration
about "the Finks Motorcycle Club operating in South
Australia (including but not
limited to: the Finks MC, Finks M.C. Incorporated, Finks M.C. INC and the
Finks)" under Pt 2 of SOCCA.
- The
Attorney-General published reasons for making the declaration. Those reasons
described the application made by the Commissioner
and the steps that the
Attorney-General had taken after the application was received. Those steps
included sending letters, by registered
post, to the individuals who were
thought to be members of the organisation. The letters stated that the
application had been made,
and invited the recipients to instruct a solicitor to
look at the application and so much of the supporting statutory declaration
as
was not classified as criminal intelligence or would not ground a claim for
public interest immunity. Not every letter that was
sent reached the intended
recipient.
153 After the declaration was made, the Commissioner of Police applied to the
Magistrates Court for a control order under s 14(1) of SOCCA directed to
the second respondent in this appeal, Mr Hudson. The application was not
served on Mr Hudson. The
magistrate, being satisfied, on the balance of
probabilities[247],
that Mr Hudson was a member of a declared organisation (the Finks
Motorcycle Club operating in South Australia), made a control
order. By that
order (made on 25 May 2009), Mr Hudson was prohibited from associating
with other persons who are members
of declared organisations (unless, in effect,
the association occurred between members of a registered political party and not
less
than 48 hours prior notice was given to police). The order also prohibited
Mr Hudson from possessing a dangerous article or
a prohibited weapon within
the meaning of s 15 of the Summary Offences Act 1953 (SA). Shortly
after being served with the order, Mr Hudson gave notice of objection. A
control order was also sought against
the first respondent, Mr Totani, but the
application for that control order was stayed pending the determination of these
proceedings.
Following the determination of the proceedings in the Supreme
Court, to which reference will next be made, the Magistrates Court
revoked the
control order against Mr Hudson.
- Mr Hudson
and Mr Totani instituted a proceeding in the Supreme Court of South
Australia claiming a declaration that Pts 2 and 3 of SOCCA are, or in the
alternative, s 14(1) of that Act is, "invalid and inoperative". In their
statement of claim, each of
Mr Hudson and Mr Totani described himself
as "a member of the Finks Motorcycle Club Incorporated operating in South
Australia".
- Pursuant
to s 49 of the Supreme Court Act 1935 (SA) and r 294 of the
Supreme Court Civil Rules 2006 (SA), Bleby J reserved for consideration of
the Full Court four questions:
"(1) Is section 10(1) of [SOCCA] a valid law of the State of South
Australia?
(2) Is the declaration by the Attorney-General referred to in paragraph 6 of the
Statement of Claim void and of no effect?
(3) Is section 14(1) of [SOCCA] a valid law of the State of South
Australia?
(4) Is the control order in respect of Hudson made on 25 May 2009 void and
of no effect?"
By majority (Bleby and Kelly JJ, White J dissenting), the Full Court
determined[248]
that it was not necessary to answer either question (1) (about the validity
of s 10(1)) or question (2) (about the
validity of the declaration
made by the Attorney-General), but answered the other two questions.
Question (3) (Is section 14(1)
of the Act a valid law of the State of
South Australia?) was answered "No". Question (4) (Is the control order in
respect of
Hudson made on 25 May 2009 void and of no effect?) was answered
"Yes".
- The
Full Court having answered in this way the questions reserved, Bleby J made
final orders disposing of the proceedings instituted
by Mr Totani and
Mr Hudson by declaring that s 14(1) of SOCCA is invalid and
inoperative, and that the control order
against Mr Hudson made on
25 May 2009 is invalid and of no effect. The State was ordered to pay the
plaintiffs' costs
of the action.
- By
special leave, the State appeals to this Court against the orders of the Full
Court answering the questions reserved. Attention
being drawn in argument to
the fact that Bleby J had made orders finally disposing of the action, the
State sought special leave
to appeal against those orders. That leave should be
granted, and the initial grant of special leave enlarged accordingly. The
control order against Mr Hudson having been revoked, the only relief which
the State seeks in this Court concerns the answer
given by the Full Court to
question (3), about the validity of s 14(1) of SOCCA, and the
declaration made by Bleby J
in consequence of that answer.
- The
determinative issue in the appeal is whether s 14(1) of SOCCA is beyond the
legislative power of the State of South Australia,
on the ground that it
infringes the limitation on State legislative power identified in Kable v
Director of Public Prosecutions
(NSW)[249].
That issue should be determined in favour of the respondents.
Section 14(1) of SOCCA is invalid.
- To
identify the particular issues that arise in this matter, it is necessary to say
something more about the provisions of SOCCA.
Relevant provisions of SOCCA
- Although
ss 10(1) and 14(1) of SOCCA were the central focus of argument in the
proceedings in the Supreme Court and in the appeal
to this Court, account must
be taken of a number of other provisions of the Act. First, s 4 provides
the objects of the Act.
It provides that:
"(1) The objects of this Act are—
(a) to disrupt and restrict the activities of—
(i) organisations involved in serious crime; and
(ii) the members and associates of such organisations; and
(b) to protect members of the public from violence associated with such criminal
organisations.
(2) Without derogating from subsection (1), it is not the intention of the
Parliament that the powers in this Act be used in
a manner that would diminish
the freedom of persons in this State to participate in advocacy, protest,
dissent or industrial action."
- Both
the terms "organisation" and "member" (in relation to an organisation) are given
extended meanings by s 3 of the Act.
"[O]rganisation" is defined as:
"any incorporated body or unincorporated group (however structured), whether or
not the body or group is based outside South Australia,
consists of persons who
are not ordinarily resident in South Australia or is part of a larger
organisation".
Section 3 provides that "member", in relation to an
organisation:
"includes—
(a) in the case of an organisation that is a body corporate—a director or
an officer of the body corporate; and
(b) in any case—
(i) an associate member or prospective member (however described) of the
organisation; and
(ii) a person who identifies himself or herself, in some way, as belonging to
the organisation; and
(iii) a person who is treated by the organisation or persons who belong to the
organisation, in some way, as if he or she belongs
to the
organisation".
- It
will be observed that the definition of "organisation" extends to bodies or
groups "based outside South Australia", and to bodies
or groups consisting of
persons who are not ordinarily resident in South Australia. Section 6 of
SOCCA reinforces what may
otherwise follow from these extraterritorial features
of the definition of "organisation" by providing that it "is the intention
of
the Parliament that this Act apply within the State and outside the State to the
full extent of the extra-territorial legislative
capacity of the
Parliament".
- Part 2
of SOCCA (ss 8 - 13) deals with "declared organisations". Section 3
defines a "declared organisation" as "an
organisation subject to a declaration
by the Attorney-General under section 10". Section 8(1) permits the
Commissioner
of Police to apply to the Attorney-General for a declaration in
respect of an organisation. Section 8(2) specifies the form
and content of
such an application. The application must be in
writing[250],
identify the organisation in respect of which the declaration is
sought[251],
set out the grounds on which the declaration is
sought[252],
set out the information supporting the grounds on which the declaration is
sought[253],
set out details of any previous application for a declaration in respect of the
organisation and the outcome of that
application[254],
and be supported by a statutory declaration from the Commissioner, or statutory
declarations from other senior police
officers[255],
verifying the contents of the
application[256].
- If
the Commissioner makes an application for a declaration, the Attorney-General
must publish a notice in the Gazette and in a newspaper
circulating throughout
the State, specifying that an application has been made, and inviting members of
the public to make submissions
to the Attorney-General in relation to the
application within 28 days of the date of publication of the
notice[257].
Section 10(2) forbids the making of a declaration before the period for
making submissions in relation to it has expired.
Section 10(3) identifies
a number of different matters to which the Attorney-General may have regard in
considering whether
or not to make a declaration.
- It
will be recalled that s 10(1) permits the Attorney-General to make a
declaration under s 10 if satisfied of two matters.
The matters of which the
Attorney-General is to be satisfied are first, that "members of the organisation
associate for the purpose
of organising, planning, facilitating, supporting or
engaging in serious criminal activity" and second, that "the organisation
represents
a risk to public safety and order in this State". Further content is
given to the first matter by s 10(4). That provides,
in effect, that the
Attorney-General may be satisfied of the first matter, whether or not all
of the organisation's members associate for that purpose; whether or not members
associate for the purpose of organising, planning,
facilitating, supporting or
engaging in the same serious criminal activities; and whether or not the
members also associate for other purposes. If the Attorney-General is
not satisfied that all members associate for the purpose identified in
s 10(1), the Attorney must be satisfied that those members who do associate
for that purpose "constitute a significant group within the organisation, either
in terms of their numbers or in terms of their capacity
to influence the
organisation or its
members"[258].
- If
the Attorney-General makes a declaration under s 10, s 13(1) provides
that the Attorney is not required to provide any
grounds or reasons for the
declaration other than on the request of a person conducting a review in
accordance with the provisions
of Pt 6. (That Part provides for annual
review and report as to the exercise of powers under the
Act[259], for
a review of the operation and effectiveness of the Act as soon as practicable
after the fourth anniversary of its
commencement[260]
and for the Act to expire five years after the date of its
commencement[261].)
The Attorney-General was not bound to give any reasons for declaring the Finks
to be a declared organisation, let alone the comprehensive
reasons that were in
fact given.
- Two
consequences follow from declaring an organisation to be a declared
organisation. First, the provisions of Pt 3 of SOCCA,
concerning control
orders, may be engaged, and the Commissioner of Police may apply for a control
order against a member of the organisation.
Secondly, provisions of Pt 5
of SOCCA, dealing with offences, will also be engaged. But making a declaration
has no consequence
for the organisation itself. If incorporated, the
organisation continues in existence. If it owns or uses property, the use and
ownership of that property is unaffected.
- It
is necessary to say something more about both the provisions relating to control
orders and the provisions creating offences under
SOCCA.
Control orders
- As
is apparent from what has already been said in these reasons, if the Magistrates
Court is satisfied that a person against whom
the Commissioner of Police seeks a
control order is a member of a declared organisation, s 14(1) of SOCCA
requires that the
Court make a control order against that person.
Section 14(2) provides that a control order may also be made in certain
other
circumstances. Those
include[262]
where the defendant has been a member of a declared organisation, or engages, or
has engaged, in serious criminal activity, and (in
either case) "regularly
associates with members of a declared organisation"
or[263] where
the defendant engages, or has engaged, in serious criminal activity and
regularly associates with other persons who engage,
or have engaged, in serious
criminal activity. It will not be necessary to explore in any detail all of the
circumstances in which
a control order may be made. It is enough to focus
principal attention upon those which applied in the case of Mr Hudson:
the
Magistrates Court being satisfied that he is a member of a declared
organisation. The only challenge to validity that is presently
under
consideration is to the validity of s 14(1).
- Section 14(3)
provides that a control order may be issued on an application made without
notice to any person. As noted earlier,
the order made against Mr Hudson
was obtained without notice to him. The grounds of an application for a control
order must
be verified by
affidavit[264].
- Section 14(5)
deals with what may, and what must, be the content of a control order. In the
case of a defendant who is a member
of a declared organisation, s 14(5)(b)
provides that a control order:
"must prohibit the defendant from—
(i) associating with other persons who are members of declared organisations;
and
(ii) possessing—
(A) a dangerous article; or
(B) a prohibited weapon,
(within the meaning of section 15 of the Summary Offences Act
1953),
except as may be specified in the order".
- The
operation of the exception provided by the last eight words of s 14(5)(b)
was discussed in the course of argument. It was
rightly accepted by the
Solicitor-General for South Australia that the exception could not be engaged so
as to negate the command
of s 14(5)(b) by giving it an operation that would
permit the Magistrates Court to make a control order without content. There
must be, so the Solicitor-General for South Australia submitted, a minimum
content in a control order. But that minimum content
was not identified. In
the end, argument proceeded on the footing that s 14(5)(b) required the
Magistrates Court to frame a
control order against a person found to be a member
of a declared organisation in a way that prohibited the defendant from
associating
with any person who is a member of any declared organisation unless
the person was specifically identified in the control order as
excepted from its
operation.
- Section 14(8)
identifies what is meant by a person "associating" with another. It provides
that:
"For the purposes of this section, a person may associate with
another person by any means including communicating with that person by letter,
telephone or facsimile or by email or other
electronic
means."
- Section 16(1)
provides that, subject to some limited exceptions, a control order must be
served on the defendant personally. Section 16(4) provides that:
"A control order is not binding on the defendant until it has been served on the
defendant in accordance with this section."
- A
person on whom a control order has been served may, within a limited time, lodge
a notice of objection with the Magistrates
Court[265].
Section 18 regulates the determination of an objection. The central task
of the Court is identified by s 18(1) as being to "consider whether, in the
light of the evidence presented by both the Commissioner and the objector,
sufficient grounds
existed for the making of the control order". In the case of
a control order made under s 14(1), the focus of attention in
an objection
hearing would be whether the Magistrates Court had sufficient grounds to
conclude that "the defendant is a member of
a declared organisation". As will
later be explained, the Solicitor-General for South Australia accepted that, in
objection proceedings,
a defendant could mount a collateral challenge to the
validity of the Attorney-General's declaration of the organisation as well
as
challenge the finding of membership.
- The
objection procedure constitutes the gateway to an appeal to the Supreme Court.
Section 19(1) provides that the Commissioner
or an objector may appeal to
the Supreme Court against a decision of the Magistrates Court on a notice of
objection. An appeal lies
as of right on a question of law, and with permission
on a question of
fact[266].
Offences
- Contravention
of, or failure to comply with, a control order is an offence punishable by
imprisonment for up to five
years[267].
What amounts to contravention or failure is to be determined in accordance with
s 22(2), which provides that:
"A person does not commit an offence against this section in respect of an act
or omission unless the person knew that the act or
omission constituted a
contravention of, or failure to comply with, the order or was reckless as to
that fact."
- Part 5
of SOCCA (ss 35 - 36) deals with offences. Section 35 creates
offences of a kind identified by the heading to the section as "[c]riminal
associations". A person who associates, on not
less than six occasions during a
period of 12 months, with a person who is either a member of a declared
organisation, or the subject
of a control order, is guilty of an offence
punishable by imprisonment for up to five
years[268].
A person does not commit that offence
unless[269]:
"on each occasion on which it is alleged that the person associated with
another, the person knew that the other was—
(a) a member of a declared organisation; or
(b) a person the subject of a control order,
or was reckless as to that fact".
- Section 35(6)
identifies a number of forms of association that are to be disregarded for the
purposes of s 35, unless the prosecution proves that the association was
not reasonable in the circumstances. The associations to be disregarded
include
associations between close family members, and associations occurring in the
course of a lawful occupation, business or profession.
In addition, a court
hearing a charge of an offence against s 35 may determine that an
association is to be disregarded if the defendant proves that he or she had a
reasonable excuse for the
association[270].
But the provision permitting courts to take this step does not apply to an
association if, at the time of the association, the defendant
was a member of a
declared organisation, was subject to a control order, or had a criminal
conviction (whether against the law of
South Australia or of another
jurisdiction) of a kind prescribed for the purposes of s 35(3).
- There
are several observations to make about these offence provisions. First, it is
important to recognise that the control order
itself imposes a number of
disadvantages upon the person who is subject to it. Describing the
disadvantages imposed by a control
order as "penal" or "punitive" may distract
attention from what it is that the order does, by obliging debate about the
definition
of terms like "penal" or "punitive". That debate need not be
explored. What matters for present purposes is that a control order
affects a
defendant by limiting that defendant's freedom. The offence which is created by
s 22, of contravening or failing to comply with a control order, is an
offence which, upon proof, will lead to punishment of the offender.
But the
punishment thus imposed by a court is for failure to comply with the curially
determined and imposed restrictions on freedom
that are set out in the control
order.
- Secondly,
it is important to recognise that the operation of ss 22 and 35 overlaps.
Both sections operate to proscribe association with members of a declared
organisation. Both could apply to the conduct
of a person who is a member of a
declared organisation.
- Section 14(5)(b)(i)
requires the Magistrates Court to prohibit a defendant who is a member of a
declared organisation from associating
with other persons who are members of
declared organisations. It follows that s 22, in effect, makes it an
offence for a member of a declared organisation who is the subject of a control
order to associate with any
member of any declared organisation. An offence is
committed under s 22 every time a person subject to a control order
associates with a member of a declared organisation.
- Section 35
is directed more generally. Sub-sections (1) and (2) deal with association
with a person who is a member of a declared organisation
and association with a
person who is the subject of a control order. Those sub-sections provide, in
effect, that it is an offence
for any person to associate with a member
of a declared organisation, or a person who is the subject of a control order,
on not less than
six occasions during a period of 12 months, if that person
knew, on each occasion, that the other was a member of a declared organisation
or the subject of a control order, or was reckless as to that fact.
- Section 35
can thus be seen to create an offence that is very like consorting offences of
the kind considered in Johanson v
Dixon[271].
Section 35 makes repeated association with members of a declared
organisation a crime. By contrast, s 22 makes any association in
breach of a control order a crime, but applies only to a person in respect of
whom the Magistrates Court has made
a control order.
- The
third feature to notice about the offence provisions of SOCCA is that s 35
makes a very wide range of conduct criminal. Section 35(6) provides that
some forms of association will be disregarded for the purposes of the section,
"unless the prosecution proves that
the association was not reasonable in the
circumstances". Those forms of association include associations between close
family members,
and associations "occurring in the course of a lawful
occupation, business or profession". But noticeably absent from the exceptions
is any that would cover everyday forms of association that would be constituted
by communications between friends outside immediate
family and work.
- The
fourth, and final, point to make about the offence provisions is that, because
the only provision which is challenged in these
proceedings is s 14(1), the
only aspects of the offence provisions which are brought into question are those
which are engaged
by the making of a control order under s 14(1). Thus, to
take only one example, the operation of s 35(1)(a) (prohibiting association
with a member of a declared organisation on not less than six occasions) is not
challenged in, or affected
by the outcome of, this litigation.
- Before
further identifying the issues that arise in the appeal, it is convenient to
deal with the Full Court's decision.
The Full Court's decision
- A
critical step in the reasoning of Bleby J, with whose reasons Kelly J
agreed[272],
depended upon comparing the nature and extent of the roles performed first by
the Attorney-General, and then by the Magistrates
Court, that would culminate in
the making of a control order. Bleby J
concluded[273]
that four elements had to be established to obtain a control order:
(a) members of the organisation of which the defendant to the application for a
control order is alleged to be a member associate
for the purpose of organising,
planning, facilitating, supporting or engaging in serious criminal
activity;
(b) the organisation in question represents a risk to public safety and order in
South Australia;
(c) the making of the declaration; and
(d) membership by the defendant of the organisation the subject of the
declaration.
As Bleby J pointed
out[274], the
third and fourth elements must be established to the satisfaction of the Court,
but the first two elements are to be
established[275]
to the satisfaction of the Attorney-General. Bleby J
described[276]
the first two elements as "the most factually complex matters that have to be
established". Thus, his Honour
continued[277]:
"[t]he relatively much more significant and complex factual inquiry is removed
from the court to the Attorney-General. The Attorney-General
is not subject to
or bound by the rules of evidence or any standard of proof. He can act on
whatever information he pleases and
give it whatever weight he
pleases."
- The
second important element in the reasoning of Bleby J was, as he put
it[278]:
"[t]he Attorney-General's findings are
unreviewable[279].
They are, in effect, binding on the court." What Bleby J
characterised[280]
as the requirement of SOCCA for the Magistrates Court "to act on what is, in
effect, the certificate of the Attorney-General that
elements 1 and 2 are
proved, with no ability to go behind that certificate"
was[281]
"sufficient to undermine the institutional integrity of the court, as the most
significant and essential findings of fact are made
not by a judicial officer
but by a Minister of the Crown". The Act required, in his Honour's
opinion[282],
"the integration of the administrative function with the judicial function to an
unacceptable degree which compromises the institutional
integrity of the court"
with the result that the outcome of the judicial process "is controlled, to a
significant and unacceptable
extent, by an arm of the Executive Government which
destroys the court's integrity as a repository of federal jurisdiction".
- Two
elements of the reasoning of Bleby J require separate consideration:
first, the conclusion that the decision of the Attorney-General,
to make a
declaration under s 10, is not reviewable, and secondly, that a comparison
of the "size" or "complexity" of the task
of the Attorney-General under
s 10 and the task of the Magistrates Court under s 14(1) is
useful.
Declaration reviewable?
- The
conclusion that the decision of the Attorney-General to declare an organisation
to be a "declared organisation" is unreviewable
should not be accepted. To
explain why that is so, it is necessary to consider the meaning and operation of
s 41 of SOCCA.
That section provides:
"(1) Except as otherwise provided in this Act, no proceeding for judicial review
or for a declaration, injunction, writ, order or
other remedy may be brought to
challenge or question—
(a) a decision, determination, declaration or order under this Act or
purportedly under this Act; or
(b) proceedings or procedures under this Act or purportedly under this Act;
or
(c) an act or omission made in the exercise, or purported exercise, of powers or
functions under this Act; or
(d) an act, omission, matter or thing incidental or relating to the operation of
this Act.
(2) The validity and legality of a declaration under Part 2 cannot be
challenged or questioned in any proceedings.
(3) The validity and legality of a control order or a public safety order cannot
be challenged or questioned in proceedings for an
offence against this
Act."
- In
this Court, the Solicitor-General for South Australia
submitted[283]
that a defendant to an application for a control order may collaterally
challenge the Attorney-General's declaration. He also accepted
that the Supreme
Court of South Australia had jurisdiction to grant relief in the nature of
certiorari to quash any declaration purportedly
made under s 10 which was
made in excess of jurisdiction.
- The
first of these submissions, about collateral challenge, treated s 41(2) of
SOCCA as controlling any challenge to the validity
or legality of a declaration
made under Pt 2. Although not expressed in these terms, the submission
appeared to proceed from
the premise that the specific provisions of
s 41(2), dealing with the validity and legality of a declaration under
Pt 2,
should be treated as applicable even if the more generally expressed
prohibitions in s 41(1) might otherwise be capable of
application[284].
It is not necessary, however, to examine whether that construction of s 41
should be adopted. It is sufficient, for present
purposes, to observe that,
whether or not the Attorney-General's declaration can be the subject of
collateral challenge in objection
proceedings in the Magistrates Court, judicial
review of the Attorney-General's decision will be available in the Supreme
Court[285].
- Because
the power given to the Attorney-General by s 10 of SOCCA depends upon the
Attorney-General being satisfied of certain
matters, judicial review of the
Attorney-General's decision, on grounds other than want of procedural fairness,
would be governed
by the principles described by Dixon J in Avon Downs
Pty Ltd v Federal Commissioner of
Taxation[286].
As Dixon J said in Avon Downs, with particular reference to a
question depending upon the satisfaction of the Commissioner of
Taxation[287]:
"If he does not address himself to the question which the sub-section
formulates, if his conclusion is affected by some mistake of
law, if he takes
some extraneous reason into consideration or excludes from consideration some
factor which should affect his determination,
on any of these grounds his
conclusion is liable to review. Moreover, the fact that he has not made known
the reasons why he was
not satisfied will not prevent the review of his
decision. The conclusion he has reached may, on a full consideration of the
material
that was before him, be found to be capable of explanation only on the
ground of some such misconception. If the result appears
to be unreasonable on
the supposition that he addressed himself to the right question, correctly
applied the rules of law and took
into account all the relevant considerations
and no irrelevant considerations, then it may be a proper inference that it is a
false
supposition. It is not necessary that you should be sure of the precise
particular in which he has gone wrong. It is enough that
you can see that in
some way he must have failed in the discharge of his exact function according to
law."
195 The forensic difficulties of mounting such a challenge to the decision of
the Attorney-General to make a declaration under s 10
of SOCCA would be
very large. Those difficulties would be compounded if, as may well be the case,
not all of the information before
the Attorney-General could be inspected by the
party seeking judicial review. To the extent to which the Attorney-General
acted
upon criminal intelligence,
s 21[288]
of SOCCA would appear, on its face, to preclude a court from making that
material available to the applicant for judicial review.
In addition, the
Attorney-General may act upon information in respect of which it would be proper
for the Attorney to claim public
interest immunity from production. In such
circumstances, for an applicant for judicial review to show that the
Attorney-General's
decision was affected by some mistake of law, or that the
Attorney-General took some extraneous reason into consideration, or excluded
from consideration a factor which should affect the determination, would be very
difficult. But the decision is not unexaminable
for jurisdictional error. And,
as the Solicitor-General for South Australia also accepted, it could be
challenged for want of procedural
fairness.
- These
conclusions, about the availability of judicial review of the validity of a
declaration made under s 10, do not decide
the inquiry about the validity
of s 14(1). One reason that the availability of judicial review does not
conclude the inquiry
is exposed by considering the relationship between the two
steps of making a declaration under s 10 and making an order under
s 14(1).
- The
first step, of making a declaration under s 10, directs attention to the
activities of individuals. It then requires a
conclusion about the organisation
of which those individuals are members. The second step, of making an order
under s 14(1),
directs attention to membership of a declared organisation.
It does not direct any attention to any past or future activity of any
person,
be it a person whose activities were examined when considering whether to make a
declaration under s 10, or any other
person. The second step, of making an
order under s 14(1), does not direct attention to any feature of the
organisation other
than its being a declared organisation. The subject of
inquiry at the second step, of making an order under s 14(1), can thus
be
seen to be different, and disconnected, from the subject of inquiry at the
earlier step of making an order under s 10. The
only link between the two
steps (under s 10 and s 14(1)) is provided by the identification of
the defendant to an application
for a control order as a member of a declared
organisation. That the declaration relied on as founding the application has
been
properly made does not bear upon the issue of membership which the
Magistrates Court is required to determine.
- In
these circumstances, the validity of s 14(1) is best examined on the
assumption that the relevant declaration of an organisation
has been properly
made.
Comparison of the "size" or "complexity" of the tasks
- One
other matter, taken up in the reasons of Bleby J, may also be put aside
from consideration. It may be right, in the present
case, to say that the task
which the Attorney-General undertook in determining whether to declare the Finks
to be a declared organisation
was much more factually complex than the inquiry
which the Magistrates Court had to undertake in determining whether
Mr Hudson
was a member of that organisation. It may very well be that a
similar comparison could be made in most, if not all, cases in which
there has
been, first, a decision by the Attorney-General to declare an organisation, and
secondly, a decision by the Magistrates
Court whether a person is a member of a
declared organisation. It is greatly to be doubted, however, that comparison of
the size
or complexity of the respective tasks is useful in determining whether
the relevant provisions of SOCCA are valid.
- The
conclusion reached by
Bleby J[289]
that "[i]n a very real sense the court is required to '[act] as an instrument of
the
Executive'[290]"
depends, for its force, not upon comparison of the respective size or complexity
of the tasks undertaken by the executive and the
judicial branches of
government, but upon the nature of the relationship that the legislation
establishes between the two branches
of government.
The principle in Kable
- Section 106
of the Constitution provides that "[t]he Constitution of each State of the
Commonwealth shall, subject to this Constitution, continue as at the
establishment of the Commonwealth, or as at the admission or establishment of
the State, as the case may be,
until altered in accordance with the Constitution
of the State" (emphasis added). The reference in s 106 to "subject to this
Constitution" is important. Kable dealt with one respect in which the
Constitutions of the States are affected by the federal Constitution: the
legislative powers of the States are not unlimited. The relevant limitation is
not one which follows from any separation of
judicial and legislative functions
under the Constitutions of the
States[291].
Rather, it is a consequence that follows from Ch III establishing, in
Australia, "an integrated Australian legal system, with,
at its apex, the
exercise by this Court of the judicial power of the
Commonwealth"[292].
- The
immediate focus in Kable was upon State legislation which sought to
impose, on a State court, powers or functions repugnant to, or incompatible
with, the exercise
by State courts of the judicial power of the
Commonwealth[293].
The jurisdiction to be exercised under the Act in question in Kable was,
by its "very nature ... incompatible with the exercise of judicial
power"[294].
The incompatibility with, or repugnancy to, judicial process lay in the
procedures laid down by the legislation for the further
incarceration of
Mr Kable. Those procedures were incompatible with, or repugnant to, the
exercise of judicial power because,
apart from certain well-recognised
exceptions[295],
"the involuntary detention of a citizen in custody by the State is penal or
punitive in character and, under our system of government,
exists only as an
incident of the exclusively judicial function of adjudging and punishing
criminal
guilt"[296].
In Kable, the Act in question drew in "the Supreme Court of a State as an
essential and determinative integer of a scheme whereby, by its
order, an
individual is incarcerated ... otherwise than for breach of the criminal
law"[297].
It thereby "sapped to an impermissible degree" the Supreme Court's appearance of
institutional
impartiality[298].
- In
Fardon v Attorney-General
(Qld)[299],
the Court considered the application of these principles to State legislation
providing more generally for a system of preventive
detention: the Dangerous
Prisoners (Sexual Offenders) Act 2003 (Q). The Court distinguished Kable
and held the Act to be valid.
- In
Fardon, Gummow J
made[300] a
number of points about the principle for which Kable is authority. They
serve to identify a number of issues that fall for consideration in this matter.
First, it was a particular combination
of features of the New South Wales Act in
issue in Kable that led to its invalidity: "[t]hese included the
apparent legislative plan to conscript the Supreme Court of New South Wales to
procure the imprisonment of the appellant by a process which departed in serious
respects from the usual judicial
process"[301].
- Secondly,
the essential notion about which the principle in Kable hinges "is that
of repugnancy to or incompatibility with that institutional integrity of the
State courts which bespeaks their constitutionally
mandated position in the
Australian legal
system"[302].
- Thirdly,
an important indication that a particular law is repugnant to, or incompatible
with, that institutional integrity is "that
the exercise of the power or
function in question is calculated, in the sense of apt or likely, to undermine
public confidence in
the courts exercising that power or
function"[303].
But perception as to the undermining of public confidence "is an indicator, but
not the touchstone, of invalidity; the touchstone
concerns institutional
integrity"[304].
- Finally,
as is the case in other areas of constitutional
doctrine[305],
"the critical notions of repugnancy and incompatibility are insusceptible of
further definition in terms which necessarily dictate
future
outcomes"[306].
- As
Gummow J also pointed out in
Fardon[307],
the proposition stated by Brennan, Deane and Dawson JJ in Chu Kheng Lim
v Minister for
Immigration[308],
that "the involuntary detention of a citizen in custody by the State is penal or
punitive in character and, under our system of
government, exists only as an
incident of the exclusively judicial function of adjudging and punishing
criminal guilt", was applied
as a step in the reasoning in Kable of
Toohey J[309]
and
Gummow J[310],
and was reflected in the reasoning of
Gaudron J[311]
and
McHugh J[312].
But as Gummow J also pointed out in
Fardon[313],
the expression of a constitutional principle in this form has a number of
indeterminacies. First, there is the difficulty of identifying
the beneficiary
of the principle as "a citizen". Secondly, there are difficulties associated
with the phrase "criminal guilt".
As was pointed out in Chief Executive
Officer of Customs v Labrador Liquor Wholesale Pty
Ltd[314],
the litigious world cannot be neatly divided into only two parts: one civil,
the other criminal.
- Having
regard to these matters, Gummow J
proffered[315],
as a formulation of the relevant principle derived from Ch III, "that, the
'exceptional cases' aside, the involuntary detention
of a citizen in custody by
the State is permissible only as a consequential step in the adjudication of
criminal guilt of that citizen
for past acts".
- The
reference, in this formulation of principle, to adjudication of criminal guilt
"for past acts" takes account of what was held
in Polyukhovich v The
Commonwealth (War Crimes Act
Case)[316].
It is a formulation which omits reference to detention being "penal or punitive
in
character"[317].
Instead, by describing the relevant principle by reference to involuntary
detention, attention is directed to what has happened,
rather than to any
attempted characterisation of the effect of, or the purpose that may lie behind,
the detention.
- It
is to be observed, however, that all of the circumstances considered in Chu
Kheng Lim and Fardon, in which there can be the involuntary detention
of a citizen, whether within or without the class of "exceptional cases", depend
for their engagement upon one or more factors specific to the person who is to
be detained.
- Section 14(1)
of SOCCA does not provide for involuntary detention of any person. It provides
for other restrictions on the
freedom of the person who is the subject of a
control order. But, as the decision in International Finance Trust Co Ltd v
New South Wales Crime
Commission[318]
demonstrates, the limitation on State legislative power that was identified
in Kable is not confined to legislation imposing or resulting in
involuntary detention. It is a limitation whose roots lie deeper than
particular
issues presented by questions of involuntary detention. Those roots
lie in the Constitution's establishment of an integrated legal
system. And the
principle which is supported by those roots directs attention to repugnancy to,
or incompatibility with, the constitutional
integrity of State courts.
Questions of repugnancy or incompatibility are not necessarily confined to cases
where there is involuntary
detention. And in the end, no party or intervener in
this appeal submitted to the contrary.
- Section 14(1)
of SOCCA requires the Magistrates Court, if it is satisfied that the defendant
is a member of a declared organisation,
to order other, lesser restrictions of
the defendant's freedom than involuntary detention. One of those restrictions
may be largely
dismissed from further consideration: the requirement that a
control order prohibit the defendant from possessing articles of a
kind whose
possession, without lawful excuse, is an offence under s 15 of the
Summary Offences Act 1953. That aspect of the control order does no more
than require the defendant to obey the law. Rather, in considering the validity
of s 14(1), attention must focus upon the requirement that a control order
limit the defendant's freedom of association by prohibiting
the defendant from
associating with any member of any declared organisation, apart,
perhaps, from a person specifically excepted from the reach of the order by
exercise of the power under
s 14(5)(b). The possibility of exercise of the
power to make an exception under s 14(5)(b) may be put aside from further
consideration. The validity of the legislation is to be determined by reference
to its intended legal and practical operation.
And although the focus of
attention will necessarily fall upon the limitations that a control order
imposes on the freedom of the
person who is subject to the order, the nature and
effect of those limitations must be understood in the light of the offence
provisions
of s 35. More particularly, it is important to recall that it
is a crime for anyone who knows of a control order to associate with the subject
of that order six or more times in 12 months, unless their association falls
within one of the specified exceptions mentioned in
s 35(6).
- As
the statement of objects of SOCCA, set out in s 4, makes plain, one of the
principal objects of the Act is "to disrupt and restrict" the activities of
organisations involved in serious
crime. Section 14(1) evidently seeks to
contribute to that object by restricting the freedom of association of members
of declared
organisations. It does that, however, by requiring the Magistrates
Court to make an order that prohibits a defendant associating
with any
member of any declared organisation.
- Several
aspects of the prohibition contemplated by s 14(1) are important. First,
and foremost, the prohibition is to be imposed
by reason of membership of a
declared organisation, regardless of whether the Attorney-General has found that
the defendant is one
of those members of the organisation who associate for the
purpose of organising, planning, facilitating, supporting or engaging
in serious
criminal activity. And, of course, that question is not asked in the
proceedings in the Magistrates Court. It follows
that the freedom of
association of a defendant may be restricted where neither the executive nor the
judicial branch has made any
determination about what he or she has done,
intends to do, or is likely to do in connection with "serious criminal
activity". That
is, the disadvantages imposed by an order are imposed
regardless of what the person disadvantaged has done, intends to do, or may
do.
- Secondly,
the restriction on association that is to be imposed under s 14(1) is a
restriction on association, not only with
other members of the organisation of
which the defendant is a member, but also with the members of any other declared
organisation.
When regard is had to the fact that "member" includes not only
those who see themselves as members of a particular organisation,
but also those
whom the organisation treats as members, the reach of the prohibition effected
by a control order made under s 14(1)
can be seen to extend well beyond any
disruption or prevention of anticipated conduct by the defendant which
would fall within the criterion which authorised the Attorney-General to make a
declaration under s 10.
- Next,
it is important to notice that the prohibition on association, which is effected
by a control order, prohibits association
between members of an organisation
whose continued existence is not made unlawful, whether by SOCCA or by any other
law. And a control
order prohibits association between a person who is a member
of a declared organisation and any member of any other declared organisation
although the continued existence of those other organisations is not made
unlawful.
- Although
s 14(1) of SOCCA requires the Magistrates Court to determine any
controversy about whether the defendant is a member
of a declared organisation,
it does not require the Court to ascertain, declare or enforce the rights or
liabilities of the parties
to the application for a control order as those
rights and liabilities exist at the time the proceedings are
instituted[319].
Rather, s 14(1) obliges the Magistrates Court to make an order which for
the most part creates new obligations. (The qualification,
"for the most part",
is made necessary by the requirement for the control order to prohibit
possession of offensive weapons.) It
is the new obligations created by the
order (including the obligation to refrain from associating with certain
persons) with which
s 22 engages to make the breach of the obligations a
crime.
- The
fact that a relevant obligation finds its immediate origin in a court order is
an unremarkable consequence of the exercise of
many forms of judicial power.
But the creation and imposition of that obligation depends, in every case, upon
the court's ascertainment
of rights or liabilities, or upon its determination
that the order will conduce to future conformity with rights and liabilities.
When a court awards judgment for damages, or other forms of final relief, it
does so as a remedy for a breach of rights. When a
court punishes a person
convicted of crime, it does so in consequence of adjudication of guilt for past
acts. When a court orders
an injunction, it does so to prevent future
contravention of existing rights. And, as will later be further explained, when
a court
makes an order to prevent future wrongdoing, it does so on its
assessment of the connection between the order proposed and past or future
conduct of the person to be restrained, or on its assessment
of the connection
between the order and a combination of past and possible future acts.
Section 14(1) of SOCCA does not operate
in any of these ways.
- It
is well-established that, in considering the judicial power of the Commonwealth,
the "concept [of judicial power] seems ... to
defy, perhaps it were better to
say transcend, purely abstract conceptual
analysis"[320].
And although this Court has identified factors to be taken into account in
assessing what is judicial power, "no single combination
of necessary or
sufficient factors identifies what is judicial
power"[321].
A distinction, often
offered[322]
in connection with the discussion of the judicial power of the Commonwealth,
seeks to differentiate between the determination of
rights and liabilities and
the creation of rights and liabilities, the former being identified as typical
of judicial power and the
latter as indicating that the power engaged is
non-judicial. But as decisions like R v
Davison[323]
show, the absence of any dispute about existing rights and liabilities does not,
of itself, entail the conclusion that there is no
exercise of the judicial power
of the Commonwealth. And as one writer has recently
suggested[324],
"[t]he guiding principle of rights-determination versus rights-creation has
proved to be imprecise and malleable". It is, none
the less, both right and
important to observe that the determination of rights and liabilities lies at
the heart of the judicial
function, and that the creation of rights and
liabilities lies at the heart of the legislative function.
- Of
course, it is also important to recognise that there can be no direct
translation of what has been said about issues that arise
directly under
Ch III to the present case. This case is concerned with a limitation on
State legislative power that does not
follow from any separation of judicial and
legislative functions under the Constitutions of the States; the limitation
follows from
Ch III establishing an integrated legal system with, at its
apex, this Court exercising the judicial power of the Commonwealth.
- Section 14(1)
of SOCCA exhibits three, connected, features that are critical to consideration
of its validity. First, the court
that makes an order under s 14(1) does
not ascertain, declare or enforce any right or liability that exists at the time
the
proceedings are instituted. Secondly, the court's order creates new and
particular restrictions on association. The restrictions
are particular in two
respects. They are particular in that they are directed only to the defendant
in question. They are also
particular in that they do not reflect, let alone
give effect to, any more general legislative proscription of any and every act
of association between or with members of a declared organisation. Thirdly, the
court must make the order against the particular
defendant, without the court
making any inquiry for itself about what the subject of the order has done, or
may do in the future,
or any inquiry about what the executive may have concluded
that the subject of the order has done, or may do in the future.
- Section 14(1)
of SOCCA thus stands in sharp contrast with the provisions of the Criminal
Code (Cth) that were in issue in Thomas v
Mowbray[325].
Provisions of Div 104 of Pt 5.3 of the Criminal Code permitted the
making of control orders in relation to a person in certain circumstances.
Those circumstances included the issuing
court being satisfied that "making the
order would substantially assist in preventing a terrorist act" or that the
person against
whom the order was to be made was a person who "has provided
training to, or received training from, a listed terrorist
organisation"[326].
Moreover, s 104.4(1)(d) of the Criminal Code provided that an
issuing court may make a control order of the kind in issue in Thomas v
Mowbray "only if ... satisfied ... that each of the obligations,
prohibitions and restrictions to be imposed on the person by the order is
reasonably
necessary, and reasonably appropriate and adapted, for the purpose of
protecting the public from a terrorist act" (emphasis added).
- Unlike
s 14(1) of SOCCA, the provisions of the Criminal Code in issue in
Thomas v Mowbray thus required the issuing court to be satisfied either
that the person against whom the order was to be made had engaged in
particular past conduct, or that the order would have an identified
consequence. The past conduct in issue under the Criminal Code
provisions was conduct which the Criminal Code made unlawful. The
relevant consequence (of protecting the public from a terrorist act) had to be
related directly to the defendant
(as did the fact of past conduct), because a
control order could be made only if each particular aspect of the proposed order
(as
it operated against the defendant) was both reasonably necessary and
reasonably appropriate and adapted for the purpose of protecting
the public from
a terrorist act. And, as explained in Thomas v
Mowbray[327],
other forms of preventive order, like apprehended violence orders, depend upon
inquiries no different in substance from those that
were required under the
provisions in issue in that case.
- In
summary, then, s 14(1) requires the Magistrates Court to perform functions
that have the following characteristics:
(a) upon application by the Executive, the Magistrates Court must make a control
order against a person who is shown to be a member
of a declared
organisation;
(b) a control order imposes significant restrictions on the defendant's freedom
of association, over and above the restrictions that
are generally applicable to
others dealing with members of declared organisations;
(c) a control order must be imposed without any judicial determination (and
without the need for any executive determination) that
the defendant has
engaged, or will or may engage, in criminal conduct;
(d) a control order will preclude the defendant's association with others in
respect of whom there has been no judicial determination
(and without the need
for any executive determination) that those others have engaged, or will or may
engage, in criminal conduct;
(e) a control order creates new norms of conduct, contravention of which is a
crime;
(f) making a control order neither depends upon, nor has the consequence of,
ascertaining, declaring or enforcing any existing right
or liability, whether of
the defendant, any other member of the subject organisation, the subject
organisation itself, or any other
organisation (declared or
not).
- All
of these features of the task that is given to the Magistrates Court are
important to the conclusion that performance of that
task is repugnant to, or
incompatible with, the institutional integrity of the Court. The task is
repugnant to, or incompatible
with, the institutional integrity of the Court
because the Court is enlisted, by the Executive, to make it a crime, for
particular
persons upon whom the Executive fixes, to associate together when,
but for the Court's order, the act of association (as distinct
from repeated and
persistent associations of the kind with which s 35 deals) would not be a
crime. Those whom the Executive
chooses, for the compulsory imposition of a
special regime by order of the Magistrates Court, must be drawn from a group
determined
by the Executive to be an organisation that "represents a risk to
public safety and order in [the]
State"[328].
But it is no part of the function of the Magistrates Court under SOCCA to
determine what the particular defendant has done, or
may do in the future. The
Court is required to act on the assumption that "membership" of a declared
organisation requires imposition
of limitations on the freedom of the defendant
which are not otherwise imposed, when the legislation does not make either the
fact
of membership of the organisation, or the continued existence of the
organisation, unlawful. That is, upon the motion of the Executive,
the Court is
required to create new norms of conduct, that apply to a particular member of a
class of persons who is chosen by the
Executive, on the footing that the
Executive has decided that some among the class (who may or may not include the
defendant) associate
for particular kinds of criminal purposes. It is not the
business of the courts, acting at the behest of the executive, to create
such
norms of conduct without inquiring about what the subject of that norm has done,
or may do in the future. To be required to
do so is repugnant to the
institutional integrity of the courts. It is desirable to amplify a number of
aspects of these points.
- In
considering the nature of the task that s 14(1) requires the Magistrates
Court to perform, it is important to recall that, as Kitto J said in R v
Trade Practices Tribunal; Ex parte Tasmanian Breweries Pty
Ltd[329]:
"[A] judicial power involves, as a general rule, a decision settling for the
future, as between defined persons or classes of persons,
a question as to
the existence of a right or obligation, so that an exercise of the power
creates a new charter by reference to which that question is in future to be
decided as between
those persons or classes of persons. In other words, the
process to be followed must generally be an inquiry concerning the law
as it is
and the facts as they are, followed by an application of the law as determined
to the facts as determined; and the end to
be reached must be an act which, so
long as it stands, entitles and obliges the persons between whom it intervenes,
to observance
of the rights and obligations that the application of law to facts
has shown to exist. It is right, I think, to conclude from the
cases on the
subject that a power which does not involve such a process and lead to such an
end needs to possess some special compelling
feature if its inclusion in the
category of judicial power is to be justified." (emphasis
added)
- Section 14(1)
of SOCCA does not permit or require the Magistrates Court to determine the
existence of any right or obligation. The Court is required
to make a control
order without enquiring how, if at all, that order will contribute to the
legislative object of disrupting the
criminal activities of identified groups,
or the criminal activities of any individual. The obligations which are created
by the
Court's order are not imposed on account of what the person against whom
the order is directed has done, will do, or may do.
- It
is next important to recognise that the Court must act at the behest of the
Executive. It is the Executive which chooses whether
to apply for an order, and
the Executive which chooses the members of a declared organisation that are to
be made subject to a control
order. So long as the person named as a defendant
falls within the definition of "member", the Court cannot refuse the Executive's
application; the Court must make a control order. That the Court must decide
whether the defendant falls within the definition of
"member" does not detract
from the conclusion that the Court is acting at the behest of the Executive. In
that regard, it is to
be recalled that, under the legislation considered in
Kable, and held to be beyond the legislative power of the State, the
Supreme Court of New South Wales had to be
satisfied[330]
that Mr Kable was "more likely than not to commit a serious act of violence",
and that it was "appropriate, for the protection of
a particular person or
persons or the community generally" that he be held in custody. Yet the
conclusion was
reached[331]
that, under the legislation in issue in Kable, "[t]he judiciary is apt to
be seen as but an arm of the executive which implements the will of the
legislature". The same observation
is to be made about s 14(1) of
SOCCA.
- The
courts are not to be used as an arm of the Executive to make unlawful the
association between individuals when their associating
together is not otherwise
a crime, where such prohibition is to be imposed without any determination that
the association of the
particular individuals has been, will be, or even
may be, for criminal purposes.
The significance of "membership"
- Membership
of an organisation, affiliation with that organisation, or association with one
or more of its members does not in every
case demonstrate support for all of the
aims or purposes of the group, or all of the methods that it uses to achieve its
aims or
purposes. It may, perhaps it often does, at least if membership of the
group is sought out and maintained. But the conclusion is
not inevitable, and
is all the harder to draw as the premise for it varies from active membership,
through affiliation, to mere association
with members. And it is to be recalled
that the definition of "member" in s 3 of SOCCA is so wide that it would
readily embrace many cases beyond those in which a person actively seeks out and
maintains formal
membership of the relevant organisation. It is not to be
assumed that the organisations that are intended to be the subject of
declarations
under SOCCA will be ordered according to the standards applicable
to a listed public company, or that membership of the relevant
body can be
determined with the certainty that might be possible under corporations
legislation. The extended definition of "member"
given in SOCCA reflects that
fact. But by doing so, it brings persons within the reach of s 14(1) in
respect of whom a finding of membership will do no more than show that the
defendant has associated with persons who, in turn,
associate with persons who
the Attorney-General has concluded associate with each other for criminal
purposes.
- A
central and informing principle of criminal liability in Australia, as
elsewhere[332],
is that guilt is personal and individual. The debates about the ambit of
doctrines of complicity and joint
enterprise[333]
demonstrate the continued vitality and importance of the principle by seeking to
chart one boundary to it. That guilt is personal
and individual is intrinsic in
the notion of the rule of law. As Dixon J said in Australian Communist
Party v The
Commonwealth[334],
one of the assumptions in accordance with which the Constitution is framed is
the rule of law. It was on that footing ("[i]n such a system") that he
concluded[335]
that:
"it would be impossible to say of a law of the character [then in issue], which
depends for its supposed connection with the power
upon the conclusion of the
legislature concerning the doings and the designs of the bodies or person to be
affected and affords no
objective test of the applicability of the power, that
it is a law upon a matter incidental to the execution and maintenance of the
Constitution and the laws of the
Commonwealth".
That is, the legislative determination, recorded in the recitals to the
Communist Party Dissolution Act 1950 (Cth), that the Communist Party
"also engages in activities or operations designed to bring about the overthrow
or dislocation
of the established system of government of Australia", did not
conclude the issue about engagement of the defence power.
- As
has later been observed, by reference to this aspect of the decision of
Dixon J in the Communist Party Case, "Ch III gives practical
effect to the assumption of the rule of law upon which the Constitution depends
for its
efficacy"[336].
And the implication which was drawn from Ch III in Kable, about the
legislative power of the States, is also to be seen as giving practical effect
to the same assumption. But that then
invites attention to what the rule of law
requires.
- The
legislature has not chosen to make the fact of membership of a declared
organisation a crime. It has not made that kind of legislative
judgment, spoken
of in decisions of the Supreme Court of the United States concerning legislation
directed against the Communist
Party or its
members[337],
that seeks to bridge the gap that may exist between membership of an
organisation and personal possession of particular purposes
or characteristics.
And although the legislature may be said to have acted on the footing that the
gap between identifying the purposes
and conduct of some members of a group, and
attributing those purposes to all the group's members, should be ignored, it has
not
attributed, and could not attribute, guilt of specific crime (past or
future) to any, let alone all, members of an organisation that
is declared under
s 10. As was said in one of the United States
cases[338],
dealing with the activities of those identified as Communists, "[t]he
designation of Communists as those persons likely to cause
political strikes is
not the substitution of a semantically equivalent phrase". So too here, the
identification of an organisation
as including, even being constituted by,
persons who "associate for the purpose of organising, planning, facilitating,
supporting
or engaging in serious criminal
activity"[339]
does not entail that every individual who falls within the extended definition
of "member" in relation to that organisation necessarily
has those purposes or
characteristics. And it does not entail that every individual who falls within
the definition of "member"
has committed, or will commit, any crime. Yet the
Magistrates Court is required, by s 14(1), to impose disadvantageous
consequences upon any person who falls within that extended definition of
"member", regardless of what
the person has or has not done, and regardless of
what purposes that person has had, or may now or later harbour, for having a
connection
with the organisation.
- History,
including recent history, provides many examples of legislative attempts to
suppress associations thought, at the time,
to pose some danger to the common
good. In the late 18th century, 39 Geo III c 79 was enacted, as its
long title said,
"for the more effectual Suppression of Societies established
for Seditious and Treasonable Purposes; and for better preventing Treasonable
and Seditious Practices". Less than 20 years later, 57 Geo III c 19 was
enacted "for the more effectually preventing Seditious
Meetings and Assemblies"
and to suppress and prohibit "certain Societies or Clubs calling themselves
Spenceans or Spencean
Philanthropists"[340].
A century and a half later, in Australia and elsewhere, legislation was enacted,
and existing legislation administered, to bring
an end to the existence of the
Communist Party, and to disadvantage those who were identified as its
supporters[341].
- The
legislation now in issue does not go down the path of seeking to outlaw
particular organisations, or kinds of organisation.
SOCCA does not make
membership of any organisation (declared or not) a crime. It does not dissolve
any organisation, or seek to
forfeit or deal with any property that an
organisation may own, use or occupy. What s 14(1) does is permit the
Executive to enlist the Magistrates Court to create new norms of behaviour for
those particular members who are
identified by the Executive as meriting
application for a control order. They are to be subjected to special restraint,
over and
above the limitations that the Act imposes on the public at large, not
for what they have done or may do, and not for what any identified
person with
whom they would associate has done or may do, but because the Executive has
chosen them. That function is repugnant
to the institutional integrity of the
Court that is required to perform it.
- Section 14(1)
is invalid. The appeal should be dismissed with costs.
- HEYDON
J. I dissent.
The mischief and its solution
- In
2007, at least according to the then Attorney-General for the State of South
Australia[342]:
"outlaw motorcycle gangs remain prominent within the criminal class of South
Australia and continue to expand. [Police] intelligence
indicates that outlaw
motorcycle gang members are involved in many and continuing criminal activities
including murder; drug manufacture,
importation and distribution; fraud; vice;
blackmail; intimidation of witnesses; serious assaults; the organised theft and
re-identification
of motor vehicles and motorcycles; public disorder offences;
firearms offences; and money laundering."
But it was not just the seriousness of the crimes that troubled the
Attorney-General. He went
on[343]:
"Although comprising a small proportion of the state's population, outlaw
motorcycle gang members and associates commit a disproportionate
number of
serious crimes. Outlaw motorcycle gang crime affects all levels of society. It
is varied in scope, expertise, sophistication
and influence. Incidents in which
outlaw motorcycle gang members and their associates are suspected of involvement
... pose a risk
to public safety. Outlaw motorcycle gangs are increasingly
infiltrating legitimate industries and using professionals to insulate
their
criminal activity from law enforcement."
On 14 May 2009 the Attorney-General laid before the House of Assembly a document
giving his reasons for making a s 10 declaration
in relation to the motorcycle
club of which the respondents allegedly are members. In it he stressed the
club's capacity to instil
fear into the public and to induce the withdrawal of
criminal allegations against its
members[344].
240 South Australia aspires to government by the rule of law. A government
seeking to foster the rule of law has a primary duty
to preserve the safety of
persons within the Queen's peace, and to preserve the government itself, from
criminal violence and other
criminal activities. It is a legitimate expectation
of the governed that their government will fulfil that duty. The legislation
under challenge in this case is the Serious and Organised Crime (Control)
Act 2008 (SA) ("the impugned Act"). The impugned Act was enacted on the
initiative of an executive which believed that it was not enough
merely to
respond to crime after it had occurred, by seeking to attribute fault and
dispense punishment or order reparation. That
executive thought that measures
were necessary to forestall what it saw as very serious and socially damaging
crimes. It thought
that failure to implement those measures would be an
abdication from duty. Like Coke, it thought that "preventing justice excelleth
punishing
justice."[345]
It sought to combine established techniques to meet modern problems. The
measures employed in the impugned Act had the object of
protecting the public
from violence at the hands of organisations involved in serious crime by
disrupting and restricting the activities
of those organisations (s
4(1))[346].
That object was to be accomplished by rendering it difficult for the members to
associate with other members or certain non-members.
- McHugh
J has said that "there is no reason to doubt the authority of [a] State to make
general laws for preventive detention when
those laws operate in accordance with
the ordinary judicial processes of the State
courts."[347]
The preventive techniques of the impugned Act are much milder than preventive
detention. The question of their constitutional validity
is a very significant
one.
The significance of the case
- Most
crime in Australia is, so far as it can be, investigated, prosecuted and
punished by the States. Many of their officials are
responsible for preserving
public order. Some of them pursue that responsibility by keeping legislation
relating to crime under
constant review. Of course in a federal system it is
the unhappy fate of legislatures, federal or State, and the electors who elected
them, sometimes to have their desires thwarted when it becomes necessary for a
court to hold that legislation reflecting those desires
is constitutionally
invalid. But if officials and legislators see it as their duty to procure
legislation to prevent crime, to obstruct
those endeavours by invalidating it is
a serious step.
- It
is a serious step partly because there are very limited respects in which the
Constitution explicitly prohibits a State from enacting legislation.
Section 107 of the Constitution preserves "[e]very power of the Parliament
of a Colony" which has become a State, unless that power is exclusively vested
in the
Parliament of the Commonwealth or withdrawn from the Parliament of the
State by the Constitution. Thus s 52(i) gives the Commonwealth exclusive power
to legislate with respect to the seat of government of the Commonwealth, and all
places acquired
by the Commonwealth for public purposes. Section 52(ii) gives
the Commonwealth exclusive power to legislate with respect to public service
departments, the control of which was transferred
to the Executive Government of
the Commonwealth pursuant to s 69. Section 52(iii) gives the Commonwealth
exclusive power to legislate with respect to other matters declared by the
Constitution to be within the exclusive power of the Parliament. Of these other
matters there are well-known examples. Section 90 deprives the States of power
to impose duties of customs and excise, and to grant bounties on the production
or export of goods.
Section 92 prevents the States from making laws protective
of their trade. Section 111 provides that if a State surrenders part of its
territory to the Commonwealth, upon acceptance by the Commonwealth, that part
becomes
subject to the exclusive jurisdiction of the Commonwealth. Section 114
prevents the States from raising or maintaining naval or military forces or
imposing any tax on Commonwealth property without the
consent of the
Commonwealth. Section 115 prevents the States from coining money and from
making anything but gold or silver coin legal tender in payment of debts.
Section 117 prevents a State from discriminating against residents of other
States. Section 109 does not prevent a State from enacting legislation, but it
renders State legislation inoperative to the extent of its inconsistency
with
valid Commonwealth legislation for so long as the inconsistency continues.
- To
that list of express limitations on State legislative power must be added
various limitations arising out of constitutional implications,
some rather
recently perceived. One of these concerns the freedom of political
communication – for 90 years unrecognised,
then the subject of wide
claims[348],
now much reduced in
scope[349].
Another concerns "due process", which at one stage showed a little
vigour[350]
but is apparently dormant, at least under that name, though perhaps only for a
time. Another is the "Kable
doctrine"[351],
invoked in this case.
- Lawyers
commonly think that the Kable doctrine has had a beneficial effect on
some legislation. But it is a doctrine which intermediate appellate courts have
found difficult
to
understand[352].
Many constitutional scholars have welcomed it. But not
all[353]. No
counsel has ever sought leave to argue that Kable's case be overruled.
Hence it must be faithfully applied, whatever its meaning. That meaning remains
controversial. Some aspects
of its reasoning are now given less significance
than formerly, others more. For example, the decision itself turned on the
legislative
requirement of detention without proof of criminal guilt. That
requirement is not sufficient for
invalidity[354].
There are statements in Kable's case indicating that the jurisdiction
conferred on State courts must not damage "public confidence" in
them[355].
But that damage is not now seen as a criterion of invalidity, merely an
indication of
it[356].
- Speaking
very generally, the meaning of the Kable doctrine and other
constitutional implications affecting the States must in part be limited by the
lack of restrictions on State legislative
power to be found in the express terms
of the Constitution. The Constitution must be read as a whole. It would be
surprising if the quite wide field left for State legislatures by the relatively
precise express
prohibitions were to be radically constricted by somewhat
general implications. It would also be surprising if the role of the States
as
jurisdictions in which experiment may be conducted and variety may be observed
were to be significantly reduced by doctrines resting
on opinions – which
are very likely to be divergent – about the fitness of a State court to
exercise federal jurisdiction.
- Government
seeks to achieve its goals by many non-coercive techniques. But if they fail,
in the end, at least in many fields, government
depends on the exercise of
coercive power. The States have routinely adopted the practice of resting their
coercive power in important
matters on the procurement of court orders. An
implication like the Kable doctrine, which centres on the structure and
functions of State courts, is therefore capable of being peculiarly damaging to
the
States. That is one reason why this is an extremely important appeal.
Another is that its dismissal is likely to tempt the States
into legislating to
exert their coercive power through means other than their
courts[357].
If legislation of that kind is valid, the outcomes it generates are less likely
to be congenial to civil liberties than legislation
employing the
courts[358].
If legislation of that kind is not valid, the capacity of the States to fulfil
their obligations to protect their residents is
severely impaired. Either way
the rule of law is significantly diminished.
- It
is understandable that the respondents, and indeed many other people, find the
policy of the impugned Act unsatisfactory. But
it is trite to say that neither
the unsatisfactoriness nor the unpopularity of legislative policy is a ground of
legislative invalidity.
If it were, "the judiciary's collective reputation for
impartiality would quickly
disappear."[359]
In Fardon v Attorney-General (Qld) McHugh J
said[360]:
"That which judges regard as repugnant to the judicial process may be no more
than a reflection of their personal dislike of legislation
that they think
unjustifiably affects long recognised rights, freedoms and judicial procedures.
State legislation that requires
State courts to act in ways inconsistent with
the traditional judicial process will be invalid only when it leads to the
conclusion
that reasonable persons might think that the legislation compromises
the capacity of State courts to administer invested federal
jurisdiction
impartially according to federal law. That conclusion is likely to be reached
only when other provisions of the legislation
or the surrounding circumstances
as well as the departure from the traditional judicial process indicate
that the State court might not be an impartial tribunal that is independent
of
the legislative and the executive arms of
government."
In this case that conclusion should not be reached.
The respondents' argument in a nutshell
249 The respondents' argument centred on the Magistrates Court of South
Australia ("the Magistrates Court"). The argument was that
the independence of
the Magistrates Court from the Executive, and its impartiality towards the
Executive, had been used by the legislature
to cloak the fact that the real
decision underlying the making of a control order by the Magistrates Court under
s 14(1)[361]
of the impugned Act was the decision of the Executive to make a declaration in
respect of the organisation under s
10(1)[362].
The respondents contrasted the role of the Magistrates Court, which "issues the
control order with the draconian consequences that
follow from it", with the
traditional role of a criminal court, which "adjudges guilt and punishes." The
respondents submitted that
while the Magistrates Court makes an order, and
breach of that order is rendered a crime by s 22, it does not adjudge
guilt.
The respondents then said that the issuing of the control order stemmed
from nothing which the Magistrates Court did beyond finding
membership and
dealing with the supposedly minor matters involved in s 14(5)(b) and
(6)[363].
The respondents said that the "real bulk of the reason why somebody should be
the subject of a control order is supplied entirely
by the Executive
determination [under s 10] in which nothing that passes muster as real
procedural fairness contributes, [and] in
which nothing which passes as
practicable or worthwhile judicial review is available".
- Each
proposition in those submissions is flawed.
- In
part the flaws in the respondents' arguments stemmed from the respondents'
contention that the application of the Kable doctrine was a matter of
fine degree calling for a minute search of the legislation for the slightest
deviation from a pure model
of curial process. In this and other respects, the
respondents appealed to the rule of law, and would have shunned Lenin's system
of government, described by that statesman as "the government of force,
unrestrained by any laws". It was thus paradoxical that
they acted on another
of Lenin's pronouncements: "the worse things are, the better the
circumstances". They concentrated on a remorseless
attempt to demonstrate the
frightfulness of the legislation by construing it favourably to ease of
conviction and adversely to constitutional
validity. In this attempt they
persistently ignored the contrary principles of statutory
construction[364].
They invited the hearer again and again to shrink in civilised disgust and
loathing from each supposed disregard for orthodox judicial
procedures. The
problem is that there was very little departure from those procedures.
- In
part the flaws in the respondents' arguments lay in improbable assumptions about
the Kable doctrine which would invalidate not just the impugned Act, but
a large quantity of legislation which has never before been questioned.
That
would be a surprising outcome.
- In
part the flaws in the respondents' arguments arose because they exaggerated
freedom of association. That is a very important
freedom. It is reflected in,
for example, the existence of institutions and practices which are fundamental
to the day-to-day control
of excessive state and private power. A list of
examples would include political parties; ad hoc groups of people concerned
about
particular problems; deputations to legislatures, government officials and
business executives; trade unions; business and professional
associations;
churches; ex-soldiers' organisations; lodges; associations of former pupils;
clubs and societies of all kinds; meetings
(public and private); parades;
demonstrations; and indeed families. The list is not usually thought to include
institutions like
the price-fixing associations of cartelists, or associations
between trade union officials for the purpose of committing torts, or
criminal
gangs. As Barwick CJ
said[365]:
"To outlaw fraudulent or deceitful practices is but to secure freedom of trade
and commerce as that freedom is understood in organized
and civilized societies.
To prevent cornering, restriction of competition in a society based on free
competition in trade, or monopolization,
particularly where disproportionate
strength or advantage is the source of the power or ability to corner, restrict
or monopolize,
again ... is compatible with freedom of trade in such a society
and laws providing means of such prevention can be regarded as regulatory
in
nature, and dependent on the length of their reach and the nature of their
provisions, may well be regarded as compatible with
the guaranteed
freedom."
In the same way, prevention of criminal association secures freedom of
association. But however important freedom of association
is, as Gummow and
Hayne JJ pointed out in Mulholland v Australian Electoral
Commission[366],
while "freedom of association to some degree may be a corollary of the freedom
of communication formulated in Lange v Australian Broadcasting
Corporation[367]",
there "is no such 'free-standing' right to be implied from the Constitution."
At times the respondents' submissions seemed to assume that there is.
- The
majority of the court below (Bleby and Kelly JJ), whose reasoning the appellant
challenges in this appeal, will be referred to
as "the Full Court". The key
strands in the reasoning of the Full Court and the corresponding submissions of
the respondents were
numerous. They were detailed. In many respects they were
subtle. It therefore takes time to explain why, with unfeigned respect,
it is
necessary to disagree with them. As is customary in analysing the application
of the Kable doctrine to a particular piece of legislation, the strands
were combined and rearranged to form a variety of patterns. Those strands
can
be divided into six groups, several of which seek to demonstrate in detail a
considerable departure in the Magistrates Court
from what McHugh J called "the
traditional judicial
process"[368].
Before examining other aspects of them, it is desirable to consider generally
how far the impugned Act departed from that traditional
process.
Procedure in the Magistrates Court
- The
legislative conferral of jurisdiction on an established court brings with it the
usual incidents of that court's exercise of
jurisdiction, in the absence of
contrary
language[369].
The impugned Act contains no contrary language of any significance in relation
to the Magistrates Court.
- The
Magistrates Court is established by s 4 of the Magistrates Court Act 1991
(SA) ("the Magistrates Court Act"). By s 5 of that Act, it is a court of
record. By s 10(1) of that Act, the Magistrates Court has any jurisdiction
conferred on it by statute.
Section 14(1) of the impugned Act confers on the
Magistrates Court jurisdiction to hear and determine an application for a
control
order. Subject to contrary legislation, s 49(1) of the Magistrates
Court Act provides for the making of rules, inter alia, regulating the practice
and procedure of the Court (s 49(1)(c)), imposing on the parties mutual
obligations of pre-trial disclosure of evidence (s 49(1)(ca)) and regulating the
form in which evidence is taken or received by the Court (s 49(1)(d)). Pursuant
to s 49(1), both the Magistrates Court of South Australia Rules 1992 (SA) ("the
Criminal Rules") and the Magistrates Court (Civil) Rules 1992
(SA) ("the Civil
Rules") have been made. By s 10(2) of the Magistrates Court Act, the rules may
assign a particular statutory jurisdiction to the Civil (General Claims)
Division of the Court. The s 14 jurisdiction has been so assigned by r
4.06 of the Criminal Rules. Section 11(2) of the Magistrates Court Act
makes the Chief Magistrate responsible for the administration of the Court.
Hence it makes the Chief Magistrate responsible for
determining which
magistrates sit in the Civil (General Claims) Division, and which of these are
to hear applications under the impugned
Act.
- Applications
under s 14 of the impugned Act are made in accordance with the Civil Rules.
Section 14(4) adopts a conventional procedure
– verification of the
grounds of an application for a control order by affidavit. Rule 37A(1)
provides for an application
to be filed using Form 38. It must contain the
grounds on which the application is made. By r 37A(2), the affidavit
accompanying
the application must, if the applicant seeks leave to have it heard
ex parte, set out the reasons for that course. Section 14(1)
is conventional in
placing the legal burden of proof on the Commissioner of Police ("the
Commissioner"). There is nothing in the
legislation to suggest that that burden
shifts in any sense at all. Applications under s 14 are civil proceedings.
The legislation
adopts a conventional standard of proof for civil proceedings
– satisfaction on the balance of probabilities (s 5(1)). As
the Full
Court rightly
held[370],
the protective principles discussed in Briginshaw v
Briginshaw[371]
apply. The respondents suggested that the filing of an affidavit verifying
the grounds, as distinct from simply filing an affidavit,
was sinister. There
is no reason to suppose that it is. It is permissible for the Commissioner to
file whatever other affidavits
are necessary to prove membership and other
relevant matters, and for the defendant to file affidavits to the contrary.
Both parties
can call oral evidence.
- In
International Finance Trust Co Ltd v New South Wales Crime
Commission[372],
legislation was struck down because it compelled a court to proceed ex parte and
provided no practical means by which an ex parte
order could be dissolved. That
is a state of affairs which is completely antithetical to the nature of a court.
Section 14 of the
impugned Act does not compel the Magistrates Court to proceed
ex parte. Although it gives it power to do so (s 14(3)), two
factors
suggest that ex parte hearings will be relatively exceptional, and, as is usual
in courts, will take place only in special
circumstances such as urgency. One
factor is the requirement for reasons to be stated in an affidavit to support a
request for leave
to have a s 14 application heard ex parte. The other is the
serious indirect consequences of a control order both for the defendant
(s 22)
and for those who wish to associate with the defendant (s 35). In any case, the
power to proceed ex parte is a traditional
judicial power, and the grant of it
by s 14(3) is not antithetical to the exercise of judicial
power[373].
Section 14 does not relieve the Commissioner from the duty to make full
disclosure to the Magistrates Court if an ex parte application
is made.
- There
is power for a defendant to secure a further hearing by lodging a notice of
objection within 14 days of service of the control
order or such longer period
as the Magistrates Court may allow (s 17). At that hearing, the objector
may call further evidence
(s 18). The same standard procedural and
evidentiary provisions apply as apply in relation to s 14 hearings. Proceedings
after
a notice of objection must be inter partes (ss 17-18). An independent
assessment of the evidence and the issues is to take place.
The assessment is
not confined to matters within the discretion of the Magistrates Court, ie those
relating to the form of the order
(under s 14(5)(b) and (6)), and of
consequential or ancillary orders (under s 14(7)): it extends to the
non-discretionary
question whether the order should have been made at all
– that is, whether the defendant was a member of the declared
organisation.
It is likely that a notice of objection will be employed where
the Magistrates Court proceeds ex parte, or in a fashion so highly
expedited as
to cause the objector to believe that fuller evidence could be filed at the
objection hearing. It is also likely that
in those circumstances the
Magistrates Court will follow the practice of courts generally, namely to hear
and decide the objection
hearing expeditiously, for a control order, even though
it stands for only a short period, may operate adversely to the interests
of a
defendant and possible associates by reason of ss 22 and 35.
- From
the decision on a notice of objection an appeal to the Supreme Court lies as of
right on a question of law, and by leave on
a question of fact (s 19). It is
likely that that too will be heard expeditiously. A control order may also be
varied or revoked
if there has been a substantial change in the relevant
circumstances (s 20(2)). If made by the defendant, the application for
variation or revocation must be supported by oral evidence on oath (s 20(4)).
- Questions
of how evidence is to be adduced in proceedings under ss 14, 18 and 20 are left
to the Magistrates Court. It may be adduced
by both the Commissioner and the
defendant. It may be tested in cross-examination. The general rules of
evidence are applicable
in the Magistrates Court, and in s 14 proceedings in
particular: Evidence Act 1929 (SA), s 5. Rule 19 of the Civil Rules
establishes a conventional regime for the reception of affidavit evidence.
Subject to contrary order,
r 19(5) establishes as a general rule that a deponent
must speak from personal knowledge. One entirely standard exception to this
is
contained in r 19(4): in interlocutory proceedings statements on information
and belief may be received. The weight of evidence
received is for the
Magistrates Court to assess. Like all courts, it will conduct that assessment
aided by the rules of evidence
and its own institutional experience.
- The
parties before the Magistrates Court are entitled to legal representation. The
Magistrates Court is bound by the rules of natural
justice. Hence, unless the
proceedings are ex parte, it is obliged to hear what the parties or their
representatives wish to submit
about anything relevant to the making of a
decision about whether a control order should be made, and, subject to the
question of
"criminal
intelligence"[374],
it is obliged not to decide the proceedings on a point adverse to one party
without notice to that party.
- Do
ss 14-18 and 20-21 prevent the Magistrates Court from answering the description
of a "court" within the meaning of Ch III of the
Constitution on the ground that
it departs too far from ordinary judicial processes? No. Sections 14-18
and 20-21 do not require the Magistrates Court to depart from the methods which
have characterised judicial activities in the
past[375].
Subject to particular points made by the Full Court and by the respondents yet
to be considered, it must be concluded that the
Magistrates Court as such
– in its composition, structure and standard methods of operation
applicable to proceedings under
s 14 – possesses the defining
characteristics of a
court[376].
It will be seen that those particular points do not disturb that conclusion.
- It
is a conclusion which poses difficulties for the respondents. For in the case
of a body like the Magistrates Court, which otherwise
has the defining
characteristics of a court, it is wrong lightly to reach the conclusion that it
lacks the "minimum requirements
of independence and
impartiality."[377]
The legislative conferment on a court of a particular function is not invalid
unless that function "substantially impairs [the court's] institutional
integrity"[378].
The legislation struck down in Kable's case was
"extraordinary"[379]
and "almost
unique"[380].
So was the legislation in the only other case in this Court in which the
Kable doctrine was successfully
invoked[381].
The Kable doctrine is attracted "only in very limited
circumstances"[382]
and in "rare
situations"[383].
It is "of very limited
application."[384]
"State legislation must have a quite exceptional character" to contravene
it[385]. The
legislation must generate "repugnancy to or incompatibility with that
institutional integrity of the State courts which bespeaks
their
constitutionally mandated position in the Australian legal
system."[386]
It must be "repugnant to the judicial process in a fundamental
degree."[387]
Just as State legislation compelling a departure to a significant degree from
traditional methods and standards in carrying out judicial
functions may be
invalid, the absence of significant departure from those methods and standards
points to validity.
- The
respondents submitted that the minimum requirements of independence and
impartiality are not met if the court's power of decision
is so subordinate,
directed and circumscribed that it cannot be said to be acting impartially; and
that s 14(1) so compromised the Magistrates Court's appearance of independence
from the Executive as to render it unsuitable for the exercise
of federal
judicial power.
- What,
then, were the strands of reasoning which led the respondents to submit and the
Full Court to conclude that these unusual circumstances
were established?
First strand: section 10 findings unreviewable
- The
Full Court's first strand. The first strand in the Full Court's reasoning
ran along the following lines. The "Attorney-General's findings [in making a
declaration
under s 10] are unreviewable." There is "no ability to go behind
[the Attorney-General's]
certificate."[388]
It is "in effect ... binding on the [Magistrates
Court]."[389]
The interaction between s 10 and s 14 was seen as analogous to the referral by a
court of the task of making findings to a non-judicial officer whose decision
"would be
final, not reviewable and binding on the
court."[390]
The "[Magistrates Court] must act [on the declaration] without
question"[391].
The Full Court rested these propositions on s 41 of the impugned
Act[392].
Their correctness depends on what is meant by "unreviewable".
- Reviewable
for jurisdictional error? It is likely that by "unreviewable" the Full
Court meant "unreviewable for jurisdictional error". If so, those propositions
are incorrect
for the reasons explained in Kirk v Industrial Court
(NSW)[393].
Section 41 does not remove the supervisory jurisdiction of the Supreme Court for
jurisdictional error including breaches of the
obligation to give procedural
fairness. In this Court the respondents treated the Full Court's error about
judicial review as being
without significance. That contrasts with the approach
successfully urged on the Full Court, which saw the supposed lack of judicial
review as fatal.
- It
is true that invoking judicial review is not made easy: the Attorney-General is
not required to give reasons for the declaration
(s 13(1)), criminal
intelligence[394]
supplied by the Commissioner to the Attorney-General cannot be made available to
the claimant for review (s 13(2)), and public interest
immunity may be claimable
by the Attorney-General for other material. The absence of a duty on the
Attorney-General to give reasons
scarcely deprives the Magistrates Court of
institutional integrity: in this respect s 13(1) of the impugned Act simply
follows the
common
law[395].
The duty of the Attorney-General to preserve criminal intelligence may create
difficulties in relation to a subpoena seeking material
capable of being
tendered in evidence to demonstrate a lack of jurisdiction in the
Attorney-General. But the rule restricting access
to criminal intelligence
overlaps with similar common law rules of public interest
immunity[396].
The general problem exists in many fields in relation to documents for which
public interest immunity may be claimed without depriving
the court of capacity
to entertain administrative law
challenges[397].
Section 13(2), like s 21(1) and (2)(a), considered
below[398],
is simply an illustration of the difficulty created by the existence of
immunities or privileges from production. The form which
these immunities or
privileges take represents the result of legislative or judicial choices between
conflicting interests or principles.
This Court itself has gone so far as to
strike the balance between the public interest in clients being able to have
confidential
consultations with lawyers and the interests of accused persons in
seeking to raise a reasonable doubt about their guilt by holding
that there is
no common law right in an accused person to the production of, or access to,
documents protected by legal professional
privilege[399].
In some other jurisdictions, legislation came into force around that time which
took a different course (Evidence Act 1995 (Cth), s 123 and Evidence
Act 1995 (NSW), s 123). If the choice this Court made is open to a court
administering the common law, it is hard to see why the legislative choice
reflected
in ss 13(2) and 21 is a ground of constitutional invalidity.
- In
any event, a subpoena seeking production of documents which were before the
Attorney-General when consideration was being given
to the making of the
declaration would not be set aside if it had a legitimate forensic purpose.
While the party issuing the subpoena
could not look at criminal intelligence,
the court could examine the relevant material to see whether it was in fact
criminal intelligence,
for s 13(2) prohibits disclosure of it to "any
person", but not to a
court[400].
- The
respondents submitted that seeking review for jurisdictional error would be a
very difficult and unproductive enterprise. The
enterprise is difficult, but
not necessarily unproductive. It may be that strait is the gate, and narrow is
the way, and few there
be that find it. That is a common feature of attempts to
obtain judicial review of administrative action. But a person bringing
a claim
that the Attorney-General has acted beyond the power conferred by s 10 can do so
without hindrance from s 41. The Full Court's excessive discounting of
possible judicial review is revealed by its description of the
Attorney-General's declaration
as a "certificate". There is no statutory
warrant for this dismissive expression. Its use reveals an erroneous assumption
that
the Magistrates Court proceedings are no more than a mere formality.
- Is
an application for prerogative relief to the Supreme Court the only route to a
successful claim that the Attorney-General has
acted beyond power? Or is it
also possible to launch what was perhaps unhappily called a "collateral"
challenge in the s 14 proceedings in the Magistrates Court? It is not necessary
to answer the second question. Even if the only route to a challenge
is via the
Supreme Court, the first strand in the Full Court's reasoning is unsustainable.
- Merits
review? If by "unreviewable" the Full Court meant "incapable of examination
on the merits", it is true that a s 10 declaration is unreviewable. But that
cannot affect constitutional validity. Until quite recently the examination of
administrative
action on the merits was extremely rare, and even now it is a
creature of
statute[401].
Second strand: Attorney-General's freedom from the rules of
evidence
274 The Full Court's second strand. The second strand in the Full
Court's reasoning was that, unlike the Magistrates Court under s 14(1), the
Attorney-General under s 10 "is not subject to or bound by the rules of evidence
or any standard of proof. He can act on whatever information he pleases and
give it whatever weight he
pleases."[402]
To this the respondents added submissions resting on the vagueness of s 10(3),
turning on links with, involvement in, or association with, serious criminal
activity, as distinct from particular criminal
acts[403].
They pointed to the inherent unreliability of the material on which the
Attorney-General might rely – for it might be untested
material received
from informants, in circumstances where there was no-one to act as contradictor.
They noted that s 10(3)(f) permits the Attorney-General to have regard to any
other matter which the Attorney-General considers relevant.
- Errors
in the second strand. This reasoning is incorrect in several respects.
- First,
there is a legislative requirement that the Attorney-General be "satisfied".
That legislative requirement puts limits on
the information to which the
Attorney-General can have regard. It also prevents the Attorney-General from
whimsically attaching
weight, or lack of weight, to particular items of
information. It calls for actual persuasion of the existence of the state of
affairs
described in s 10(1), arrived at reasonably on the material before
the
Attorney-General[404].
- Secondly,
if the implications of the duty to be satisfied are left aside, and if it is
assumed (but not decided) that s 10 confers on the Attorney-General the capacity
to act on "any standard of proof" without being bound by the "rules of
evidence", then
the Attorney-General could place the burden of demonstrating
that the conditions referred to in s 10(1) do not exist on those against
whom the allegations are made. A legislative provision of that kind binding a
court is not constitutionally
invalid[405].
A provision of that kind in legislation applying not to a court, but to a member
of the executive, cannot on that ground alone be
invalid either. Section 10
does not create any conclusive
presumption[406].
It does not deem an element of the offence to be
proved[407].
It does not require findings on the basis of a legislative conclusion which is
unexaminable
judicially[408].
The impugned Act makes it an offence to associate on not less than six occasions
during a period of twelve months with a person
who is a member of a declared
organisation (s 35(1)(a)) or the subject of a control order (s 35(1)(b)).
But the existence of
a declared organisation – a necessary precondition
for guilt – is not something which is deemed. The question whether
the
organisation was validly declared is not unexaminable
judicially[409].
The existence of a declared organisation, and the facts on which the
jurisdiction to declare an organisation depends, are not facts
invented by the
legislature[410].
- Thirdly,
it is commonplace for legislation to give a court the power or the duty to make
an order on proof of a conclusion which
flows from findings by the court
and a decision by the executive or the
legislature[411].
In those instances, it is also commonplace for the decision of the executive or
the legislature to be arrived at without being subject
to the rules of evidence
and by reference to very general criteria on material possessing variable
standards of reliability.
- Fourthly,
it is no criticism of s 10(3)(f) that it permits the Attorney-General to take
into account any relevant matter. It would
be more surprising if that officer
could not do so.
Third strand: lack of access to "criminal intelligence"
- The
Full Court's third strand. The third strand in the Full Court's reasoning
is that the Attorney-General "may act on information classified by the
Commissioner
of Police as 'criminal intelligence' which information may not, in
effect, be disclosed to anyone, least of all to the defendant
to a s 14(1)
application, without the authority of the
Commissioner."[412]
That is true because of s 13(2). But the Full Court and the respondents went on
to say that whether information deemed by the Commissioner
to be "criminal
intelligence" is actually something which "properly amounts to criminal
intelligence cannot be determined by a
court."[413]
The Full Court considered that the protections which preserved the legislation
under consideration in Gypsy Jokers Motorcycle Club Inc v Commissioner of
Police[414]
and K-Generation Pty Ltd v Liquor Licensing
Court[415]
were "notably
absent."[416]
281 Difficulties in the third strand. This third strand in the Full
Court's reasoning, too, has difficulties. The definition of "criminal
intelligence" in s 3 of the impugned
Act is in substance identical to the
definition in s 4 of the Liquor Licensing Act 1997 (SA), which was under
consideration in the K-Generation
case[417].
The duty imposed by s 21(2)(a) of the impugned Act on courts in proceedings
relating to the making, variation or revocation of control orders is to maintain
the
confidentiality of information "properly classified by the Commissioner as
criminal
intelligence."[418]
The duty imposed by s 28A(5) of the legislation under consideration in the
K-Generation case was identical, except that the word "properly" was
absent. Despite that absence, this Court held that the definition of "criminal
intelligence" meant that it was necessary for the relevant court, in the face of
a challenge as to whether material answered the
definition, to be "satisfied
that facts existed sufficient to found the expectation of the prejudicial
consequences spelt out in
the definition; or, that the classification was
'objectively
correct'."[419]
The Court therefore held that the relevant court would not have been obliged to
accept that the information classified by the Commissioner
as criminal
intelligence in fact answered that description. The insertion into s 21(2)(a)
of the impugned Act of the word "properly"
means, a fortiori, that the
Magistrates Court would not have been obliged to accept that the information
classified by the Commissioner
as "criminal intelligence" in fact answered that
description.
- Section
13(2) of the impugned Act, like s 28A(5) of the legislation in the
K-Generation case, does not contain the word "properly". But by parity
with this Court's reasoning on s 28A(5), whether the Commissioner's decision
to
classify material as criminal intelligence was affected by jurisdictional error
could be tested in a court despite s
41[420]. It
was therefore not correct for the Full Court to have said that whether
information described as "criminal intelligence" in truth
"properly amounts to
criminal intelligence cannot be determined by a court." Nor was it correct to
say that the protections which
preserved the legislation in the
K-Generation case are "notably absent".
- In
the Gypsy Jokers case the relevant provision was s 76(2) of the
Corruption and Crime Commission Act 2003 (WA). It prevented disclosure
of information identified by the Commissioner of Police as confidential "if its
disclosure might prejudice
the operations of the Commissioner". The majority of
the Court construed s 76(2) as meaning that it was for the Supreme Court to
determine upon evidence provided to it whether the disclosure of the information
might have the prejudicial effect spoken
of[421].
Again, as the Magistrates Court here can determine whether information
classified as "criminal intelligence" meets that description,
it is not correct
to say that the protections which preserved the legislation in the Gypsy
Jokers case are "notably absent" either.
Fourth strand: no procedural fairness
- The
Full Court's fourth strand. The fourth strand in the Full Court's reasoning
rested on the contention that the process by which a s 14 control order was made
was "devoid of ... fundamental protections". These protections
were[422]:
"the right to have significant and possibly disputed factual issues determined
by an independent and impartial judicial officer and
the right to be informed of
and to answer the case put against the
person."
In short, it was said, there was no "right to a fair
hearing"[423].
The exclusion of the right rendered the Magistrates Court incapable of acting in
a manner compatible with the proper discharge of
judicial responsibility, and
severely impaired its institutional
integrity[424].
- "The
stuff of nightmares". The Full Court relied on the proposition that "a
denunciation on grounds that are not disclosed is the stuff of
nightmares."[425]
It quoted those words as used by Lord Hope of Craighead in Secretary of State
for the Home Department v AF (No
3)[426].
He attributed them to Lord Scott of Foscote in A v Secretary of State for the
Home
Department[427].
Lord Scott said:
"Indefinite imprisonment in consequence of a denunciation on grounds that are
not disclosed and made by a person whose identity cannot
be disclosed is the
stuff of nightmares, associated whether accurately or inaccurately with
France before and during the Revolution, with Soviet Russia in the Stalinist era
and now associated ... with the United Kingdom."
(emphasis added)
Lord Scott's proposition, notable for its cautious unwillingness to prejudge the
French and Soviet dictators, was much more specific
than Lord Hope's. It is
important to preserve a sense of proportion. Perhaps the present state of
affairs in South Australia has
its dolorous aspects. But life in the Athens of
the South now is very different from life in the Athens of the North when
delations
were common while Tiberius ruled the Roman Empire. And it is very
different from life in the Union of Soviet Socialist Republics
in the days when
"the wonderful Georgian" was responsible for administering the bill of rights
provisions contained in the 1936 Constitution, and Harold Laski was "lecturing
about the beauties of the Russian
system"[428].
- Procedural
fairness in relation to the Attorney-General: before the declaration. One
idea underlying the Full Court's reasoning was that even if in the s 14 control
order proceedings there was a right to a fair hearing on the issue of whether
the defendant was a member of a declared organisation
(either when the order was
made or after objection pursuant to ss 17-18), in the process by which the
Attorney-General decided to make a s 10 declaration there was not.
- The
respondents submitted that there was no right in an organisation or a member to
be heard at all. They submitted that there was
no requirement on the
Commissioner to rely only on admissible evidence. They also submitted that
there was no provision requiring
that the persons likely to be affected by the
declaration should have any useful material served on them. This was so despite
the
fact that s 35(1)(a) caused serious consequences to flow even without
control orders being made.
- The
Solicitor-General for the State of South Australia correctly contended that the
rules of procedural fairness applied in relation
to the making of a declaration;
that the Attorney-General was obliged to provide to the organisation the adverse
material on which
the Commissioner was inviting reliance (apart from criminal
intelligence); and that if the application relied on the activity of
particular
individuals, they had a right to be notified of that fact and a right to answer
material adverse to them.
- Because
the making of a declaration under s 10 has the potential to affect the interests
of relevant organisations and their members, there is a duty of procedural
fairness to
the organisation and its members unless the legislation excludes
it[429]. The
legislation does not exclude it. Section 8 provides that an application by the
Commissioner to the Attorney-General for a declaration under s 10 must, inter
alia, identify the organisation against which the declaration is sought (s
8(2)(b)), the grounds on which it is sought (s 8(2)(c)), and the
information supporting those grounds (s 8(2)(d)). Section 9 provides that the
Attorney-General must then publish a notice in the Gazette and in a newspaper
circulating throughout the State
specifying that the application had been made
(s 9(a)) and inviting the public to make submissions to the
Attorney-General within 28 days of the publication of the notice (s 9(b)).
- While
it may be that not all organisations in relation to which the Commissioner seeks
a declaration have members who associate for
the purpose of engaging in serious
criminal activity, it is likely that some do. It is also likely that the
Commissioner will believe
in the existence of reasonable grounds for suspecting
that all do: for a Commissioner who seeks a declaration without having that
belief would be committing a grave abuse of office, which cannot be presumed.
It is not easy to effect formal service on organisations
of those kinds, let
alone on all their members. Section 9(a) offers a reasonably realistic
practical alternative, for it gives those who wish to know an opportunity to
find out what is going
on.
- Section
10(3)(e) provides that in considering whether to make a declaration, the
Attorney-General "may" have regard to any submissions received from
members of
the public in relation to the s 9 notice. The respondents stressed the
word "may". But in context that word does not negate a duty. It follows from
the right under
s 9(b) to make submissions before the declaration is made, and
the duty under s 10(2) not to make a declaration before the period for making
submissions provided in s 9(b) has expired, that there is a duty to take
them into account. Otherwise the grant of the s 9(b) right and the imposition
of the s 10(2) duty would be pointless.
- The
respondents also stressed the absence of a requirement for the s 9(a) notice to
specify the s 8(2)(c) grounds and the s 8(2)(d) information. But there is
nothing to stop that material being requested. The right to make submissions
entails a right to make
properly informed submissions. A duty to supply the
material, if requested, may be inferred from the fact that its refusal would
deprive members of the public of their s 9(b) right to make properly informed
submissions. There is also a duty on the Attorney-General to inform, so far as
possible, both the
organisation and persons named adversely in the material
relied on by the Commissioner (unless it constitutes criminal
intelligence)[430].
The interests of those persons would be affected if their conduct caused the
Attorney-General to make a declaration in relation
to the organisation of which
they were members.
- The
respondents submitted that there were no obligations of procedural fairness in
relation to s 10 because if they existed the process would be unworkable: many
people would have the capacity to have declarations set aside as beyond
jurisdiction if they were not consulted. This is a curious and mercurial
submission. For the purposes of the first strand in the
Full Court's reasoning,
the respondents said powers of administrative challenge were very narrow; for
the present purpose they said
they were broad. On the one hand they said s 10
excluded procedural fairness; on the other hand they said if procedural fairness
were given, its operation was impractical. The
respondents' submission was that
the absence of procedural fairness – either because it is excluded or
because practical opportunities
were not given – was fatal to
constitutional validity. In assessing the submission it would have been of
interest to hear
the respondents' contention on what scheme could have overcome
this flaw. There was no contention of this kind.
- Procedural
fairness in relation to the Attorney-General: after the declaration. The
respondents criticised s 11. Although it requires the Attorney-General to
publish notice of any declaration under s 10 in the Gazette and in a newspaper
circulating throughout the State, there was no obligation to notify the
organisation or any of
its members about the declaration. In reality, the
organisation is likely to find out quickly. Its capacity to notify its own
members
is much greater than that of the Attorney-General.
- Procedural
fairness in relation to the Attorney-General: an alternative answer.
Contrary to what has just been said, even if the Attorney-General has no
duty to tell the organisation or affected members what is
put against it or them
when the declaration is applied for, even if it has no right to answer, and even
if it has no right for any
answer it gives to be considered, s 14 would not be
invalid. If the Full Court's reasoning were sound, it would affect the validity
of a great deal of legislation which
lacks any of the safeguards to be found in
ss 8-13. That is because, as White J
said[431], it
is not uncommon for statutes to permit the executive to decide one ingredient in
prohibited conduct, leaving it to the courts
to decide others. The effect is to
narrow the area of decision-making otherwise open to the courts by withdrawing
that ingredient
from their consideration and to deprive affected persons of the
right to consideration by an independent and impartial judicial officer
of that
ingredient. Yet these statutes are not usually thought to be constitutionally
invalid[432].
- Procedural
fairness in the Magistrates Court: access to materials before the
Attorney-General. So far as procedural fairness in the Magistrates Court is
concerned, the Full Court said that when the Commissioner makes an application
for a control order under s 14(1), there is no duty on the Commissioner to
provide to the defendant the materials which were before the Attorney-General
when the Attorney-General
made the declaration. The Solicitor-General for the
State of South Australia did not dispute that. As discussed
above[433],
it would, however, be open to the defendant to obtain the relevant materials
(apart from criminal intelligence) in the ordinary
way by subpoena in the course
of a challenge on the grounds of jurisdictional error, and in the course of an
endeavour to negate
membership of the declared organisation. In an ex parte
application under s 14 the Commissioner would be obliged to reveal materials
relevant to membership to the Magistrates Court, and this would result in them
becoming available to the defendant at the notice of objection hearing.
- Procedural
fairness in the Magistrates Court: access to "criminal intelligence". In
the Magistrates Court, criminal intelligence might be relevant to the question
whether a person is a member of a declared organisation.
The effect of s 21(1)
and (2)(a) is that criminal intelligence might be employed without the defendant
or the defendant's representatives being made aware
of what it is. There are
three answers to this difficulty. First, as noted
earlier[434],
in the K-Generation
case[435]
this Court upheld the validity of s 28A(1) and (5)(a) of the relevant South
Australian legislation, which were in the same terms
as s 21(1) and (2)(a), save
that "properly" appears before "classified" in each of the latter provisions.
The Court pointed to the possibility
of a challenge to the Police Commissioner's
classification of material as "criminal intelligence", to the absence of
legislative
direction of a particular outcome and to the capacity of parties
other than the Commissioner to put submissions. Each of those considerations
applies here. Secondly, to modify something said in the K-Generation
case[436],
the potential that the s 21(2) procedure has for serious effects is reduced by
the fact that a decision by the Commissioner to make a s 21(2)(a)
application itself may greatly reduce the chance of "criminal intelligence"
being decisive, because, in at least some cases, the
Magistrates Court may feel
disinclined to place weight on material which the Commissioner's application has
prevented the defendant
being able to test, or even see. Thirdly, as noted
above in relation to s 13(2), the difficulty created by s 21 is inherent in any
regime, common law or statutory, for striking a balance between interests in
confidentiality and other
interests[437].
- General
fairness of initial Magistrates Court proceedings: the respondents' arguments.
It is convenient to deal with some submissions of the respondents about the
general fairness of proceedings in the Magistrates Court
and the Supreme Court.
- First,
the respondents complained that, as with all other questions of fact to be
decided by the Magistrates Court under the impugned
Act, s 14 questions are to
be decided on the civil standard (the balance of probabilities), not the
criminal standard (beyond reasonable
doubt). This is not significant. It was a
factor against validity in Kable's case, but it may be doubted very
strongly whether the outcome would have been different if the criminal standard
had applied there.
As McHugh J said
later[438]:
"State legislation may alter the burden of proof and the rules of evidence and
procedure in civil and criminal courts in ways that
are repugnant to the
traditional judicial process without compromising the institutional integrity of
the courts that must administer
that
legislation."
And changes to the conventional burden and standard of proof do not usually
affect constitutional
validity[439].
- The
respondents submitted that applications for a control order will perhaps often
proceed ex parte. That means that offences against
s 35 could be committed
before service of the control order and that a defendant against whom the
control order was made could commit a criminal offence under s 22 after
service and before being able to have a notice of objection under ss 17-18
heard.
The submission exaggerates the likely frequency of ex parte applications
for control
orders[440].
The submission that offences against s 35 could be committed even before the
control order was served does not take into account
s 35(2), requiring the
prosecution to establish that the accused had knowledge that the person
associated with was the subject
of a control order. And it does not take
account of the fact that s 16(4) provides that a control order is "not binding"
on the
defendant until served, and that it is not until then that the defendant
is "a person ... the subject of a control order" under s
35(1). The submission
that offences under s 22 could be committed from the moment of service and
before ss 17-18 proceedings
could be constituted and heard is only sound in
relation to defendants who contravene or fail to comply with the control order
knowing
that their act or omission constitutes a contravention of, or a failure
to comply with, it or reckless as to that fact (s 22(2)).
Yet there is no
injustice in contempt proceedings against persons for breach of an ex parte
injunction which took place before there
was time to have the injunction
dissolved, and those persons cannot avail themselves of anything as beneficent
as s 22(2).
- The
respondents submitted that there is no requirement that the defendant be
provided with a copy of the s 14(4) affidavit verifying
the grounds of an
application for a control order. But the legislation takes the Magistrates
Court as it finds it. Rule 37A(3)
of the Civil Rules provides: "On the filing
of an application to commence an action under the [impugned Act], the Registrar
must
list it for a directions hearing at the earliest possible time." Rule
37A(4) provides: "The Court may give directions as to service
and as to any
other matter." There is no reason to suppose that, except in ex parte
applications or where criminal intelligence
is concerned, any affidavit intended
to be relied on will not ordinarily be served in advance, whether pursuant to
directions or
not. Any other notion is antithetical to the idea of inter partes
proceedings.
- The
respondents complained that s 21(2)(b) compelled the Magistrates Court to
receive inadmissible evidence in the form of "criminal
intelligence"[441].
This is not so. If criminal intelligence does not contain inadmissible hearsay,
and it is otherwise admissible, it may be received.
If it does contain
inadmissible hearsay, or material inadmissible by reason of other rules of the
law of evidence, that part of
the material is not to be received. In the court
below, the respondents relied on s 21(2)(b) for a contrary conclusion, and both
the Full Court and White J
agreed[442].
As the respondents pointed out, the appellant did not challenge that conclusion.
Despite that concession, the conclusion does not
follow from s 21(2)(b).
That provision is permissive in allowing proof of criminal intelligence by
affidavit rather than oral
evidence. But it does not create an exception to the
rule against hearsay not known to the general law.
- The
respondents relied on the possibility, unresolved in the court below and not the
subject of full argument either there or in
this Court, that s 14 proceedings
are interlocutory, thus permitting affidavit evidence based on information and
belief. Even if
they are, the Magistrates Court is less likely to place weight
on evidence given on information and belief where better was
available[443].
- General
fairness of Magistrates Court proceedings under ss 17-20: the respondents'
arguments. The respondents then turned to ss 17-18 (providing a defendant
with the means of objecting to control orders already made), s 19 (giving
powers
of appeal to the Supreme Court against a decision of the Magistrates Court on a
notice of objection), and s 20 (giving the
Magistrates Court power to vary or
revoke a control order on proof of a substantial change in the relevant
circumstances). The respondents
put four submissions about these provisions.
- The
first submission was that they were no substitute for an opportunity to be heard
by and to place material before the Attorney-General
before a declaration was
made. But there is an opportunity for affected persons to be heard by and to
place material before the
Attorney-General before a declaration is made. There
is also a duty on that officer to consider what is
put[444].
- The
second submission was that these provisions were no substitute for an
opportunity to be heard by and to place material before
the Magistrates Court
before a control order was made. That opportunity exists as well, except in
what is likely to be the relatively
rare cases of ex parte applications.
- The
third submission was that ss 17-18 did not alter the unsatisfactory nature of s
14(1) proceedings because the objection procedure
under ss 17-18 placed the
legal burden of proving a basis for varying or revoking the control order on the
objector, and that an
order could only be revoked if one of the matters required
to be established under s 14(1) is disproved. But ss 17-18 do not
place
the burden of proof on the objector. Section 14(1) makes it plain that the
burden of proving that the defendant is a member
of a declared organisation
rests on the Commissioner. And s 18(1) provides:
"The Court must, when determining a notice of objection, consider whether, in
the light of the evidence presented by both the Commissioner
and the objector,
sufficient grounds existed for the making of the control
order."
As has been held in relation to similar legislation, that does not relieve the
Commissioner of the burden of showing that sufficient
grounds did exist for the
making of the control
order[445].
It is true that s 18(3)(b) imposes on the defendant a burden of satisfying the
Magistrates Court that there is good reason why
he or she should be allowed to
associate with a particular member or members of a declared organisation. But
that only goes to the
question of what form the order should take, not to the
question whether it should have been made at all.
- The
fourth submission was that appeals and applications to vary or revoke the
control order were defective because there could be
no full examination and no
"full judicial review" of whether the s 10 declaration should have been made.
There is much legislation
analogous to s 10 of which that is true without its
affecting
validity[446].
Fifth strand: significant, complex, major role for the Attorney-General but
not the Court
- The
Full Court's fifth strand. The fifth strand in the Full Court's reasoning
and the corresponding submissions of the respondents contrasted the complexity
of the
Attorney-General's role in deciding whether to declare an organisation
under s 10(1) with the role of the Magistrates Court in deciding
whether a
person was a member of a declared organisation under s 14(1). The Full Court
said that the Attorney-General, not the Magistrates
Court, conducts the
"relatively much more significant and complex factual
inquiry"[447].
The "most significant and
essential findings of fact are made not by
a judicial officer but by a Minister of the
Crown."[448]
They were "the major
elements"[449].
This meant that the:
"process of depriving a person of their [sic] right to and freedom of
association on pain of imprisonment for up to five years [under
ss 22 and 35],
although formally performed by a State court which exercises federal
jurisdiction, is in fact performed to a large
extent by a member of the
Executive Government in a manner which gives the appearance of being done by the
court."[450]
The effect of s 14(1) was "that the court must act without question on a
declaration which represents the finding of the Attorney-General
on matters
critical to the making of the control
order"[451].
- The
respondents submitted that the Magistrates Court's task is "relatively limited
or formal", and "peripheral or incidental". They
submitted that control orders
"will generally flow almost as a matter of course". They submitted that the
Magistrates Court had
to do little more than satisfy itself of the defendant's
membership of the declared organisation, that this led "readily to the
appearance,
if not the reality, of the Court's role being confined to the
implementation of the Attorney-General's decision rather than any independent
decision of its own", and that it gave "rise to an appearance of the Court
acting as an instrument of the political arm of government
(and in particular,
the Executive determination manifest in the [s] 10(1) declaration)." These
submissions must be rejected.
- Declaration
and membership are equally important. These passages wrongly suggest that
it is only the declaration which is important. This is not so. The declaration
is no more important
or essential in the making of the control order than the
finding of membership. The distinction between the question whether the
declaration should be made and the question whether a person is a member is not
analogous to the distinction between the major premise
and the minor premise in
a syllogism. Even if it were, like the major and the minor premise, both the
fact of the declaration and
the existence of membership are necessary to the
conclusion to which they lead. Neither is sufficient. Neither has
predominating
significance. It is true, as the Full Court said, that the
matters underlying the declaration are "critical to the making of the
control
order"[452].
But so are the matters underlying proof of membership of the declared
organisation.
- Membership
may not be a simple issue. The fifth strand exaggerates the
Attorney-General's role in another way. The Full Court saw four elements as
necessary for a control
order: first, satisfaction of the criterion in s
10(1)(a); secondly, satisfaction of the criterion in s 10(1)(b); thirdly, proof
of the making of the declaration about the organisation; fourthly, proof of
membership of the declared organisation. The Full Court
saw the first two
elements as being complex and significant. It saw the third as generally
formal. That leaves only the fourth
for the Magistrates Court. This
oversimplifies the matter in several respects.
313 For one thing, the Full Court's last question – membership – is
not necessarily simple or brief. It is true that
the matters relevant to the
making of a declaration may often be more complex than the matters relevant to
finding membership. The
legislative scheme may contemplate that this potential
for complexity makes the Attorney-General a more rational person to select
as
decision-maker on s 10(1) issues than the members of the Magistrates Court.
That is because the Attorney-General provides
a single answer to the threshold
question posed by s 10, rather than a series of potentially conflicting
decisions by individual
magistrates; is perhaps more capable of assessing risks
to "public safety and order in the State"; and is perhaps more capable of
handling criminal intelligence. But whether or not the circumstances make the
Attorney-General a more rational person to select
as a decision-maker on s 10(1)
issues, it does not follow that resolution of those issues is invariably more
important, essential,
significant, complex or major than s 14 issues. This is
partly because membership may be a very informal matter in relation to some
organisations. It is partly because of the extreme and ill-defined width of the
definition of "member" in s 3 to include an "associate"
member, a "prospective"
member, a person who "identifies himself or herself, in some way, as belonging
to the organisation" and "a
person who is treated by the organisation or persons
who belong to the organisation, in some way, as if he or she belongs to the
organisation"[453].
There is considerable room for debate on the application of the statutory
definition. There is also room for extensive factual
inquiry. Often membership
will be incapable of proof by simple means like tendering a membership roll or a
document evidencing payment
of a subscription. The structure of serious
criminal gangs may exhibit considerable variety. Membership may be both fluid
and clandestine.
Proof of membership is thus a task which may be neither easy
nor simple.
- Complicating
effect of the discretions and orders. For another thing, although under s
14 the Magistrates Court has a duty, not a discretion, to make the control
order, and although
under s 14(5)(b) the control order must prohibit the
defendant from associating with other persons who are members of declared
organisations and from possessing a dangerous article or a prohibited weapon,
there is a discretion to omit or modify those prohibitions
by reason of the
tailpiece to the paragraph – "except as may be specified in the
order"[454].
In exercising the discretion under s 14(5)(b), the Magistrates Court must
take into account four specific matters under s
14(6)(a)-(d), as well as any
other relevant matter
(s 14(6)(e))[455].
The Magistrates Court also has a discretion in relation to the making of
consequential or ancillary orders (s 14(7)). These discretions
add to the
potential complexity of its task. And the precise form of the orders is of
considerable significance to each particular
defendant.
- Finally,
s 15 requires the Magistrates Court to specify the grounds on which the control
order has been made (s 15(1)(d)) without
including criminal intelligence (s
15(2)). Section 15 thus creates another source of complexity in the Magistrates
Court's task.
- To
treat most of the work involved in deciding whether to grant a control order as
being done by the Attorney-General, with the Magistrates
Court having only a
formal and subsidiary role, is completely unrealistic. The discretionary
decisions which the Magistrates Court
must make under s 14(5)(b), (6) and (7),
and its duty under s 15(1)(d), call for the specific attention of the
Magistrates Court
and no-one else. Not one of the various possible outcomes
will have been dictated by the Executive.
- In
relation to the s 14(5)(b) discretion, by reason of the factors to which the
Magistrates Court is required by s 14(6) to have
regard, it is relevant for the
Magistrates Court to consider the many circumstances in the personal life of the
defendant and in
the personal lives of those in the defendant's circle –
the educational needs of the defendant or the defendant's family, the
need to
obtain health services, the defendant's employment position, the defendant's
habits in relation to communicating with family
members and friends, the
defendant's practices in relation to social, religious, political and
recreational affairs – all the
many ways in which and the purposes for
which human beings associate so far as they may relate to the defendant. It is
also relevant
under s 14(5)(b) to consider the extent to which the members of
the declared organisation associate for the purpose of organising,
planning,
facilitating or engaging in serious criminal activity, and the extent to which
it represents a risk to public safety and
order in South Australia. The
Magistrates Court is bound to act on a valid declaration in the sense that if
membership is proved
the control order must be made, but it is not bound to
accept the Attorney-General's estimate of the preconditions which led to the
declaration being made. The reasons for the s 10 declaration may relate to a
condition of affairs which significantly predates the
time when the s 14(1)
application for a control order is made to the Magistrates Court, and they will
not necessarily be focused
on the particular position of the defendant
(s 14(6)(a)-(b)) and the defendant's associates, whether regular (s
14(6)(c)) or
potential (s 14(6)(d)). As White J said, the Attorney-General's
declaration is not the equivalent of a court order. It founds no
res judicata.
It creates no issue estoppel. While the Magistrates Court cannot disagree with
an intra vires decision of the Attorney-General
to make a s 10(1) declaration,
it can, for s 14(5)(b) purposes, reach a different assessment of the
strength and nature of the
factors referred to in
s 10(1)[456].
- The
s 10(1) declaration can be made even though organising, planning, facilitating,
supporting or engaging in serious criminal activity
is not the organisation's
sole purpose. The declaration can be made even though many of the members may
not be involved in serious
criminal activity. It can be made even though many
members present no risk to public safety or order at all. The Magistrates Court
has to assess the extent of the risk that the particular defendant will engage
in serious criminal activity and the risk that the
particular persons who are
regular associates of the defendant will do so. These are tasks which are in no
way foreclosed by the
Attorney-General's conclusion that other persons have
behaved or threatened to behave in a fashion which justified the
Attorney-General's
finding that the s 10(1) conditions were satisfied.
- The
Attorney-General's declaration is a necessary but not sufficient condition for
the grant of a control order. Apart from s 35(1)(a),
it is the control
orders which will effectuate the statutory object of disrupting the activities
of declared organisations, their
members and associates, and in effectuating
that object the precise form of each order will be vitally important. Some
defendants
may be small fry, and narrow control orders will suffice for them.
The circumstances of others may call for much more extensive
control orders.
And the interests in free association of both defendants and the many people
with whom they may associate have to
be taken into account.
- An
inter partes hearing under s 14 or s 18 is likely to involve controversy in
relation to both evidence and argument. The serious
consequences of a control
order both for the defendant (s 22) and for those who wish to associate
with the defendant (s 35)
would suggest that the Magistrates Court is obliged to
search for cogent evidence about all aspects of the order sought, to undertake
a
genuinely evaluative and adjudicative exercise, and not to act nonchalantly,
lightly or without careful consideration of the significance
of what is being
done[457].
Those conclusions also flow from the difficulties that lie in the path of a
defendant who wishes to apply for a variation or revocation
of a control order.
That application cannot be made without the Magistrates Court's leave, and leave
is only to be granted if the
Magistrates Court is "satisfied there has been a
substantial change in the relevant circumstances since the order was made or
last
varied" (s 20(2)). In short, the Court does not operate as a rubber
stamp for the Attorney-General's opinion. It is engaged
in a sensitive,
difficult and potentially complex task of great importance for civil liberty.
That is a task at the heart of the
judicial function, not at or beyond its
periphery.
- Lack
of authority. There is a further matter which casts doubt on the fifth
strand of the Full Court's reasoning. Even if, in the process which leads
to a
control order, the Executive is given a larger or more complicated job to
perform than the Magistrates Court, neither the Full
Court nor the respondents
pointed to any part of the Kable line of authorities which saw that
circumstance as bringing State legislation within the Kable doctrine.
Sixth strand: grafting of administrative functions onto judicial
functions
- The
Full Court's sixth strand. The sixth strand in the Full Court's reasoning
characterised the Attorney-General's role in deciding to make a declaration as
administrative,
and the Magistrates Court's role in deciding to make a control
order as judicial.
"It is the integration of the administrative function with the judicial
function to an unacceptable degree which compromises the institutional
integrity of the [Magistrates Court]. ... It is the unacceptable
grafting of non-judicial powers onto the judicial process in such a way that the
outcome is controlled, to a significant and unacceptable extent, by an
arm of the Executive Government which destroys the [Magistrates Court's]
integrity as a repository of federal
jurisdiction."[458]
The Full Court said that the making of the control order by the Magistrates
Court was a process "in fact performed to a large extent
by a member of the
Executive Government in a manner which gives the appearance of being done by the
[Magistrates
Court]."[459]
The Full Court said that:
"the judicial function actually performed by the Magistrates Court is
significantly impaired in a manner which is incompatible with
its institutional
integrity. The difficulty is not removed by providing a right of appeal to this
Court. The Attorney-General's
certificate is equally binding on this
Court which has its own institutional integrity impaired in the same
way."[460]
- Questions
about the Full Court's reasoning. Why does s 10 "significantly" impair the
judicial function of the courts, and why does it do so to the point of being
"incompatible"
with their "institutional integrity"? Because, according to the
Full Court, s 10 entails an "unacceptable grafting" of non-judicial
powers onto
the judicial process. Why is that unacceptable? Because it controls the
outcome to a "significant and unacceptable
extent". To say that the control
exists to an "unacceptable extent" or to an "unacceptable degree" implies that
control to a less
significant extent or a less extreme degree would be
acceptable. What is the test for dividing one "extent" or "degree" from
another?
And how is the court's integrity as a repository of federal (as
distinct from non-federal) jurisdiction affected?
- Another
series of questions arises from the fact that within quite broad limits
legislatures can validly determine whether a particular
power is to be exercised
by the legislature, the executive or the judiciary. In Thomas v Mowbray,
Gleeson CJ gave examples of how allocations of power made at one time and one
place have been made differently at later times or
other
places[461].
Why then is it not possible for judicial powers affecting a particular problem
to be exercisable after a process divided between
the judiciary and one of the
other organs of government? In particular, why is that not possible in relation
to State institutions,
which are not subject to the strict federal separation of
powers doctrine?
- No
false appearances. The Full Court said that the making of the control order
by the Magistrates Court was a process "in fact performed to a large extent
by a
member of the Executive Government in a manner which gives the appearance of
being done by the [Magistrates
Court]"[462].
This pays no attention to the clear division of function between what the
Attorney-General does and what the Magistrates Court does.
Attention to that
division negates any misleading appearance that the Magistrates Court makes the
s 10 declaration. The impugned
Act is not a "legislative decree" by which the
Attorney-General's acts are "passed off" as a judgment of the Magistrates
Court[463].
The impugned Act does not "deem" the Attorney-General's s 10 declaration to have
been made by the Magistrates Court and it does
not "confer validity" on
it[464].
- Duty
of court to act on finding by executive coupled with finding of its own. A
circumstance relevant not only to the sixth strand in the Full Court's
reasoning, but to some
others[465],
is as follows. There are many examples of statutes, Commonwealth and State,
which resemble the impugned Act. They are statutes
which provide for a
non-curial decision made by the executive which, when taken with other matters
found by a court in proceedings
initiated by the executive, obliges the court to
make orders. The maker of the non-curial decision might be the executive when
it
makes regulations under a statute, or when it acts under some power conferred
by statute or regulation. This type of legislation
confers on the executive the
power to assign a particular legal status or character to persons, substances,
places or other things
and it confers on the court a duty to make a decision,
after arriving at additional factual conclusions, as to the commission, for
example, of a crime.
- Controlled
Substances Act. White J gave an illustration: the Controlled Substances
Act 1984 (SA) ("the Controlled Substances Act"). Section 32 creates
offences concerning trafficking in a "controlled drug". That expression is not
defined by reference to specified characteristics,
the evidence of which in
relation to a particular substance is considered by the court from case to case.
Instead, it is defined
in s 4 to mean "a drug of dependence" or any other
"substance declared by the regulations to be a controlled drug for the purposes
of" that
Act. And "drug of dependence" is defined to be "a poison declared by
the regulations to be a drug of
dependence"[466].
- Environment
Act. The Solicitor-General of the State of Queensland gave an example
depending not on regulations, but on Ministerial instruments. Section 178(1) of
the Environment Protection and Biodiversity Conservation Act 1999 (Cth)
("the Environment Act") imposes on the Minister a duty, by instrument published
in the Gazette, to establish a list of threatened species divided into
six
categories: extinct, extinct in the wild, critically endangered, endangered,
vulnerable and conservation dependent. Those categories
are defined in s 179.
Thus a "native species" may be listed as "vulnerable" only if it is not
"critically endangered" or "endangered" and is "facing a
high risk of extinction
in the wild in the medium-term future, as determined in accordance with the
prescribed criteria": s 179(5). Regulation 7.01 of the Environment Protection
and Biodiversity Conservation Regulations 2000 prescribes five criteria,
satisfaction of any of which would justify listing. The first is that the
native species has undergone,
is suspected to have undergone, or is likely to
undergo in the immediate future, a substantial reduction in numbers. The second
is that its geographic distribution is precarious for the survival of the
species and is limited. The third is that the estimated
total number of mature
individuals is limited and either evidence suggests that the number will
continue to decline at a substantial
rate, or the number is likely to continue
to decline and its geographic distribution is precarious for its survival. The
fourth
is that the estimated total number of mature individuals is low. The
fifth is that the probability of its extinction in the wild
is at least 10
percent in the medium-term future. Assessment of whether any of the criteria
are satisfied would obviously require
expert analysis and receipt by the
Minister of expert advice. The Environment Act envisages a complicated listing
process, involving the formal obtaining of scientific advice from a Threatened
Species Scientific
Committee established under s 502 of the Environment Act
before a native species can be listed as a "threatened species" because it is
"vulnerable": Pt 13, Div 1, subdiv AA. Section 196(1) provides that a person
is guilty of an offence if the person "takes an action" and the action results
in the death of a "member"
of a listed threatened species. In relation to
whether the dead thing is a member of a listed threatened species, the offence
is
one of strict liability: s 196(2).
- The
Solicitor-General of the State of Queensland submitted that this legislation
divided the relevant tasks between the Minister
and the criminal court. He
submitted that the task of deciding whether something should be listed as a
threatened native species
is, to borrow the language of the Full Court, "removed
from the court to the
[Minister]"[467].
All that the criminal court has to determine is whether an "action" of the
accused resulted in the death of something which was
on the list in a
Commonwealth area: s 196(1). Once the criminal court makes positive findings
on these topics, it is obliged to find the accused guilty of the offence. Yet
it
could not be suggested that for that reason the imposition of the s 196 duty
on the court involves "the unacceptable grafting of non-judicial powers onto the
judicial process in such a way that the outcome
is controlled ... which destroys
the court's integrity as a repository of federal
jurisdiction."[468]
Nor could it be suggested that "the legislation provided for the required
elements to be proved on application to the court, but
that the court was to
refer the findings on the major elements to a non-judicial officer, acting
without any judicial
safeguards"[469].
- Customs
Act. The Solicitor-General of the State of Queensland gave another example
of an executive decision which furnished the basis for a criminal
conviction.
Section 233(1)(b) of the Customs Act 1901 (Cth) ("the Customs Act")
renders it an offence to import "prohibited imports". The offence is one of
strict liability: s 233(1AB). The Customs Act itself does not describe
what goods are "prohibited imports". That is a matter left to the Executive
acting by regulation pursuant
to s 50 of the Customs Act. The sole role of the
court is to determine whether the accused has imported the goods. Yet it could
not be said, the Solicitor-General
of the State of Queensland rightly submitted,
that a law requiring a finding of guilt if a court makes a finding of
importation of
prohibited goods is invalid because the task of deciding which
goods will be prohibited from being imported is left to the executive.
- Drugs
Misuse Act. Yet another example given by the Solicitor-General of the State
of Queensland was the Drugs Misuse Act 1986 (Q) ("the Drugs Misuse Act").
Section 5 provides that a person who carries on the business of unlawfully
trafficking in a dangerous drug is guilty of a crime. Section 6(1) provides
that a person who unlawfully supplies a dangerous drug to another, whether or
not such other person is in Queensland, is
guilty of a crime. Section 8
provides that a person who unlawfully produces a dangerous drug is guilty of a
crime. Section 9 provides that a person who unlawfully has possession of a
dangerous drug is guilty of a crime. In each case "unlawfully" means without
authorisation, justification or excuse by law (s 4). Section 4 defines
"dangerous drug" as, inter alia, a thing specified in the Drugs Misuse
Regulation 1987 or something derived from or similar to it.
- The
Full Court's distinction between s 14 and the Controlled Substances Act.
The Full Court dealt with White J's example by stating that a s 10
declaration was not equivalent to the prescription by regulation of a particular
drug as a "controlled drug" for the purpose of s 32 of the Controlled Substances
Act. The Full Court said: "That involves the prescription by regulation of
certain identified substances and quantities for the purpose
of that section.
The Attorney-General's role under s 10 ... involves the assessment of and making
a judgment about human behaviour and its
effects."[470]
- By
those words the Full Court probably had in mind s 10(1)(b), which refers to
an organisation representing "a risk to public safety and order". The Full
Court may also have been referring to
s 10(1)(a), which refers to assessing both
an action and a purpose – the action of associating for the purpose of
organising, planning,
facilitating, supporting or engaging in serious criminal
activity.
- The
Solicitor-General of the State of Queensland correctly submitted that it is not
possible to discern differences between the Controlled Substances Act and the
impugned Act. Under one Act a drug is proscribed by regulation because of an
executive judgment about the actions of a drug
and the predicted effect of those
actions upon people. Under the other Act an organisation is declared by the
Attorney-General because
of an executive judgment about the actions of the
members of that organisation, which can only act through or by its members, and
the predicted effect of their actions upon people. Each decision may involve
elaborate technical inquiries of experts. Each may
require the detailed
examination of complicated facts and the need to draw inferences from them.
Each may involve reliance on information
that would not be admissible as
evidence. Each is ultimately concerned with the safety of human beings.
- In
any event, as the Solicitor-General for the Northern Territory submitted,
"assessments of and judgment about human behaviour and
its effects" are not
within the exclusive province of the judiciary. An executive or legislative
determination that a particular
crime should attract a particular maximum
penalty involves assessing and making a judgment about human behaviour and its
effects
as much as a decision by a sentencing judge in a particular case.
- The
respondents' distinction between s 14 and other legislation. How did the
respondents deal with the examples posed by the Solicitor-General of the State
of Queensland? They submitted that:
"there is a greater risk of impairment of the requisite appearance of
institutional separation and independence between the Executive
and the Court
where the Court's role is essentially one of determining whether a person fits
within a class of persons which the
Executive has determined meets the statutory
criteria (and is thus worthy of the consequences that follow), than there is
where the
Court's role is to determine whether a particular person has engaged
in proscribed conduct (even if the Executive has a role in determining
what that
proscribed conduct is)."
This reasoning rests on a false distinction. It wrongly assumes that proof of
membership is merely proof of a particular status
and involves no conduct. It
is true that a person can be a member of an organisation without doing anything.
Many clubs have passive
members who do nothing but pay the subscriptions (if
any) and leave their name on the books (if any). But the organisations with
which s 10 is concerned are likely to have many members whose membership is
evidenced by their engaging in a great deal of conduct.
Paragraph (b) of the
definition of "member" contemplates
this[471],
for when persons identify themselves as belonging to an organisation they engage
in conduct. And treatment of persons by the organisation
or its members as if
they belong to the organisation involves conduct. The role of the Magistrates
Court under s 14 thus involves
determination of whether a particular person has
engaged in conduct.
- The
respondents submitted that s 196 of the Environment Act and s 233 of the Customs
Act were distinguishable from the impugned Act. The former two items of
legislation left it to the court to decide whether persons had
engaged in
conduct deserving of consequences (taking an action resulting in the death of a
species determined by the Executive, or
importing goods determined by the
Executive). This, according to the respondents, meant that the legislation was
less apt to be
perceived as requiring the relevant court merely to give effect
to an executive determination in respect of a particular person or
classes of
person, and hence less likely to give rise to an appearance of impaired
independence. Why? As the respondents would
frame it, the issue is whether
there is an appearance of impaired independence. If that appearance exists,
does it matter whether
the court's independence appears to be impaired in
relation to one issue rather than another? The respondents' submission seizes
on an apparent difference between the subject to which s 10 is directed and the
subjects to which the other legislation is directed,
and erects that difference
into a touchstone of constitutional validity. If legislation is to be
invalidated because, in allocating
decisions about some elements in a crime to
the executive and some to the courts, it appears to impair judicial
independence, why
does it matter which elements are committed to the executive?
The alleged appearance of impaired judicial independence remains.
- If
the Full Court's reasoning were sound, the South Australian, Commonwealth and
Queensland legislation just discussed would be invalid.
Now it is not true that
everything is for the best in the best of all possible worlds. And the mere
existence of legislation does
not automatically make it valid. But if a legal
doctrine supposedly invalidates such common types of legislation as those just
described,
widely thought to be within the range of legitimate legislative
choice, a significant question mark arises over the reasoning by
which it was
applied. The doctrine in question here is the Full Court's suggestion that
there is something novel and impermissible
about legislation like s 14, which
provides, if the Magistrates Court makes particular findings of fact in
combination with earlier
conclusions by the Executive, for orders to be made
that can lead to the commission of criminal offences against s 22 and s 35.
But
ss 10, 22 and 35(1)(b) are analogous to the provisions in the South Australian,
Commonwealth and Queensland legislation described
above so far as they create
crimes. In each instance, as with s 14, a court was given a duty –
not a discretion – to make an order if a non-curial decision has been made
and the court finds that a particular fact
exists. The relevant provisions in
those pieces of legislation are not invalid. Nor is s 14.
- The
Kable doctrine is not infringed by legislation requiring the court to
make an order if certain conditions are
met[472].
Nor is it infringed if among those conditions is a particular decision by the
executive. As the Solicitor-General for the State
of New South Wales pointed
out, this Court has held that a Commonwealth legislative requirement that a Ch
III court act on the basis
of a state of affairs determined by a person who is
not a court, for example a member of the executive, does not offend Ch
III[473]. A
fortiori, a State legislative requirement that a State court act on the basis of
a state of affairs determined by the executive
cannot offend the Kable
doctrine, which rests on Ch
III[474].
Impact of the legislative examples on other strands
- Complex
executive decision/simple curial decision. Thus these legislative examples
have demonstrated fallacy in the sixth strand of the Full Court's reasoning.
They also demonstrate
fallacies in elements of other strands as well. One
element in the fifth strand concentrated on the supposed contrast between the
"relatively much more ... complex factual
inquiry"[475]
under s 10, involving "possibly disputed factual
issues"[476],
on the one hand, and the simpler task under s
14[477].
Similar contrasts can exist between the role of the Executive in making
regulations under the Controlled Substances Act and the role of a criminal court
under s 32. They can exist between the role of the Ministerial instrument made
under s 178(1) of the Environment Act and the role of a criminal
court under s 196. They can exist between the role of the Executive in
making regulations under s 50 of the Customs Act to identify prohibited imports
and the role of the criminal court under s 233. They can exist between the
role of the Executive in making regulations for the purpose of the definition of
"dangerous drug" in
s 4 of the Drugs Misuse Act and the role of the
criminal court under ss 5, 6, 8 and 9.
- Significant
executive decision/insignificant curial decision. Another element in the
fifth strand also concerned the balance between the Attorney-General's decision
under s 10 and the Magistrates Court's decision under s
14[478]. The
Full Court saw the s 10 inquiry as a "relatively much more significant ...
factual
inquiry"[479],
as one which caused the s 14 outcome to be "controlled ... to a significant ...
extent"[480],
and as one which caused the Magistrates Court's function under s 14 to be "in
fact performed to a large extent by a member of the
Executive
Government"[481].
Depending on the circumstances of a particular case, these characterisations can
be true. And depending on the circumstances of
a particular case, they can be
true of the other items of legislation just identified. That does not make any
of the legislation
unconstitutional.
- Appearance
of the court being the executive. An element of the sixth strand was that
the s 14 function was one which gave only "the appearance of being done by the
court."[482]
Again, if that is true in any sense, it could be said to exist in relation to
the other pieces of legislation. But they are not
invalid, and it is not true.
Assuming that a central vice to which the Kable doctrine is directed is
conscripting or recruiting the court so as to give the appearance that the
judicial process is merely an
extension of the executive's function, it is not a
vice to be found in s 14. The Magistrates Court does not sanction the merits
of
the Attorney-General's decision to make a declaration, any more than the courts
that apply drug legislation sanction the merits
of the decision by the executive
or the legislature that a particular drug is dangerous – a topic on which
opinions can differ
widely. The courts must act on the relevant decision unless
it is set aside as being beyond jurisdiction, but that does not mean
they give
the decision their imprimatur.
- Procedural
fairness. The fourth strand was the Full Court's contention that both s 10
and s 14 are inconsistent with duties of procedural fairness. But a person
charged with trafficking in a controlled drug contrary
to s 32 of the Controlled
Substances Act is not able to challenge the conclusions of fact which underlay
the decision of the Executive to make a regulation declaring a particular
substance to be a controlled drug, to have those issues heard before an
independent and impartial judicial officer, to be informed
of the "case" and to
answer the "case". The same is true of a person charged with taking an action
resulting in the death of a member
of a listed threatened species contrary to
s 196(1) of the Environment Act in relation to the question of whether the
species should have been listed. It is true of a person charged with importing
a prohibited
import contrary to s 233 of the Customs Act on the question whether
the import should have been prohibited. It is true of a person charged with
criminal offences against the
Drugs Misuse Act in relation to dangerous drugs on
the question whether the drugs should have been declared dangerous.
- Section
10 of the impugned Act is actually much less inimical to procedural fairness
than the other legislation described. While defendants
to s 14 proceedings for
a control order cannot challenge the declaration (save for jurisdictional
error), they can, if they keep
their eyes open, learn that the Attorney-General
is considering a declaration, seek the material before the Attorney-General,
make
submissions to the Attorney-General before the declaration is made, and
expect the Attorney-General to take their submissions into
account. None of the
other Acts described have these beneficial characteristics. This invalidates
the respondents' submission that
s 14 obliged the Magistrates Court to
enforce as if it were its own judgment an executive determination under s 10
which was
at odds with the fundamentals of the judicial process. It is true
that the s 10 process is not a judicial process. But it is far
from wholly
lacking in the safeguards which characterise the judicial process. More
importantly, the Magistrates Court was not compelled
to enforce the s 10
declaration: it was compelled to make a control order, but only if it made a
finding of membership, and the
form of the control order rested on various
discretionary
considerations[483].
- Unreviewability.
The second strand was the Full Court's reliance on the unreviewability of
the Attorney-General's decision to declare an organisation.
It can be
"reviewed" in a strict sense of that word for jurisdictional
error[484].
But in a looser sense it cannot be "reviewed" by appeal or "merits review". The
same is true of the executive decisions in the
legislation which has been
analysed above. They can be challenged if they are beyond the power conferred
by the legislation under
which they are made. But appeals and merits review are
not available. Most executive decisions are "unreviewable" in that sense,
unless they fall within relatively recent Commonwealth or State legislation of
the type exemplified by the Administrative Appeals Tribunal Act 1975
(Cth). That circumstance does not make the legislation invalid under the
Kable line of cases.
Is this appeal on all fours with Kable's case?
- It
is now necessary to deal with certain arguments of the respondents which extend
beyond the Full Court's six strands.
- The
Kable reasoning. The respondents submitted that the impugned Act was
analogous to the legislation in Kable's case, particularly as analysed by
McHugh J[485].
His Honour held that that legislation compromised the institutional impartiality
of the Supreme Court of New South Wales for the
following reasons. It was ad
hominem legislation: it had the object of keeping Gregory Wayne Kable in gaol,
not because of the
manslaughter for which he had been convicted but because of
another serious act of violence which the Executive Government and the
legislature feared he might carry out in the future (see ss 3 and 5). It
sought:
"to ensure, so far as legislation can do it, that the appellant will be
imprisoned by the Supreme Court when his [current sentence]
expires. It makes
the Supreme Court the instrument of a legislative plan, initiated by the
executive government, to imprison the
appellant by a process that is far removed
from the judicial process that is ordinarily invoked when a court is asked to
imprison
a
person."[486]
The devisers of the plan must have seen as minimal the risk of the plan failing.
Section 5 of the relevant Act gave the Supreme Court
"power" to detain Gregory
Wayne Kable if satisfied on reasonable grounds that he was more likely than not
to commit a serious act
of violence and that it was appropriate, for the
protection of a particular person or persons or the community generally, that he
be held in custody. In substantial respects the Supreme Court was compelled to
receive material whether it complied with the rules
of evidence or not (s 17).
Section 7 gave the Supreme Court power to make interim detention orders for a
period not exceeding three
months pending the making of a s 5 order of detention
for six months – without the need to satisfy the s 5 criteria and
without granting any capacity to appeal. The relevant Act declared the
proceedings to be civil proceedings even though the Supreme
Court was not asked
to determine the existing rights and liabilities of any party or parties.
Proceedings under the relevant Act
bore very little resemblance to the ordinary
processes and proceedings of the Supreme Court. The jurisdiction of the Supreme
Court
was purely executive in nature. The relevant Act asked the Supreme Court
to "speculate whether, on the balance of probabilities,
it is more likely than
not [that Gregory Wayne Kable] will commit a serious act of
violence."[487]
In view of the notorious difficulty in predicting dangerousness, the Supreme
Court could make only "an informed
guess"[488].
McHugh J quoted the observation of a commentator on similar Victorian
legislation: "It would take a brave Supreme Court judge
to find that the case
for placing [the defendant] in preventive detention had not been made out." It
brought the process and the
courts which administered it into public disrepute
because it gave the impression that the judiciary was ratifying a political
decision
that one man should be incarcerated without findings of criminal
conduct, and this created the impression in the public mind that
the judiciary
was simply an arm or an instrument of the Executive implementing the will of the
legislature[489].
- The
writer whom McHugh J quoted seemed to doubt the existence of any brave Supreme
Court judges in Victoria. Experience does not
support that doubt. In any event
it was unfortunate and inconvenient for this reasoning that after the initial s
5 order was made
against Gregory Wayne Kable, and after an appeal to the Court
of Appeal failed, "a brave Supreme Court judge" in the person of Grove
J
declined to make another s 5
order[490].
Thus the risk of the Supreme Court thwarting the intention of the officials and
legislators to keep Gregory Wayne Kable locked
up turned out to be much greater
than minimal.
- The
Kable reasoning distinguished. But putting these considerations on one
side, how does the Kable reasoning apply to the impugned Act? The
impugned Act is not ad hominem, and that was a crucial factor for all the
majority Justices
in Kable's
case[491]. A
law of general application which provided for restrictions on liberty for
preventive purposes and which, unlike the legislation
in Kable's case,
did not dictate the outcome in particular cases, could not have had an impact on
the actual or perceived impartiality or independence
of the Supreme Court of New
South Wales. Section 14 is a law of general application which provides for
restrictions on association
for preventive purposes and does not dictate the
outcome in particular cases. Unlike the Kable legislation, s 14 is "a
carefully calculated legislative response to a general social problem"; it was
the absence of that feature
in the Kable legislation that highlighted its
ad hominem
nature[492].
The respondents submitted that the impugned Act did have an "ad hominem ...
flavour" because the s 10 declaration narrowed
the class of persons to be
subjected to s 14(1) orders: but the potential number and width of the
classes was great –
as great as the number and width of the organisations
capable of answering the description in s 10(1).
- Although
the Kable doctrine has not been limited to
incarceration[493],
the present legislation is not concerned with total restraints on liberty of
that kind, but with a control order restraining freedom
of association. As
Gummow and Crennan JJ said in Thomas v
Mowbray[494]:
"Detention in the custody of the State differs significantly in degree and
quality from what may be entailed by observance of an
interim control order."
The control order in that case contained restrictions on communicating or
associating with specified
individuals[495],
and s 14(5)(a)(i) of the impugned Act contemplates the same types of
restriction.
- The
respondents submitted that there was an analogy with Kable's case in that
imprisonment was a possible, though non-immediate, consequence of the control
order. In the case of s 22 violations,
however, the outcome of imprisonment is
a matter within the defendant's control, and in the case of s 35(1)(b)
violations it
is within the control of the defendant and the associate. The
outcome of imprisonment was not within the control of Gregory Wayne
Kable.
- Although
the civil standard of proof applies under both regimes, in contrast to
Kable's case the conventional rules of evidence apply to s 14 proceedings
in every other respect. Unlike the proceedings before the Supreme
Court under
the Kable legislation, proceedings under the impugned Act are almost
identical to the ordinary processes and proceedings of the Magistrates
Court[496].
- Although
s 5 of the Kable legislation called for predictions about the future in
relation to dangerousness, s 10 of the impugned Act deals largely with present
and past facts: it asks "for what purpose do members associate?" and
"does the organisation represent a risk to the public?" And s 14 deals
with present facts – "is the defendant a member?" It is true that
in considering the form of the control order, the Magistrates Court must
consider at least
two future matters pursuant to s 14(6)(a) and (b). But it
could not fairly be said that the Magistrates Court is asked merely to
speculate, or to act only on an "informed guess". It is a common function of
courts to reach a predictive conclusion about risk
– for example, in
relation to the protection of
children[497],
the assessment of damages for personal
injury[498]
and the assessment of damages for loss of a chance in commercial
cases[499].
The processes of assessing risk and predicting how far something will prevent a
future outcome have not invalidated legislation
in cases subsequent to
Kable's
case[500].
In Kable's case reference was made to the fact that the process did not
involve adjudication of guilt for a criminal
offence[501],
but this is not a sufficient condition of invalidity, because the process in
Fardon v Attorney-General
(Qld)[502]
did not involve the adjudication of guilt for a criminal offence either.
- The
commonplace stipulation as one condition for the Magistrates Court's s 14(1)
order of the making of a declaration about a state
of affairs by the Executive
does not mean that the Magistrates Court is doing the Executive's
bidding[503].
The impugned Act does not reflect a legislative or executive plan to secure a
pre-determined result, because the Magistrates Court
exercises an independent
function in determining whether the criteria for a control order are made out,
and exercises discretions
in determining the content of a control order. The
Executive has no control over it in those crucial respects.
- The
respondents submitted that s 14(1) of the impugned Act is a stronger candidate
for invalidity than s 5 of the Kable legislation in two respects. The
first is that while s 14 is mandatory once the conditions for a control order
are satisfied, s
5 "required the Court to exercise its judgment" – it
"bestowed a discretion upon the court by evaluation of matters that had
to do
with prediction of future criminal conduct." That distinction is questionable:
this Court's view that the legislative scheme
reflected a plan to ensure that
Gregory Wayne Kable remained imprisoned must rest on the construction of the
words "may order" in
s 5(1) as "must order". The second reason submitted
by the respondents was that s 14 did not require any past criminal conduct
on
the part of the defendant, while in Kable's case s 5 "was predicated
only upon the past and future conduct of the defendant." That is not
significant, because the purpose
of the impugned Act is to disrupt and restrict
the activities of organisations involved in serious crimes, as well as their
members
and associates, and this depends on breaking up connections between
potentially wide classes of members and associates who might
be involved in
criminal activity in future – whether or not they have been in the past.
On the other hand, the Kable legislation was of an entirely different
kind, having the narrow purpose of stopping one man committing crimes.
- Section
14, far from being indistinguishable from the State legislation struck down in
Kable's case, is very close to the Commonwealth legislation upheld in
Thomas v
Mowbray[504].
Section 104.4(1)(c) of the Criminal Code (Cth) permitted an interim
control order to be obtained against a person ex parte if, among other things,
the court was satisfied
on the balance of probabilities that (i) making the
order would substantially assist in preventing a terrorist act (a future
state
of affairs) or (ii) the person had provided training to or received
training from a listed terrorist organisation (a past event). The legislation
also required the court to be satisfied that the order was reasonably necessary,
adapted and appropriate for the purpose of protecting
the public from a
terrorist act (s 104.4(1)(d)). A list of terrorist organisations was set
out in the Criminal Code Regulations 2002 (Cth) made under the Criminal
Code. The identification of terrorist organisations was thus a decision
made by the Governor-General on the advice of the Executive –
with many
fewer safeguards than those which exist in ss 8-13 of the impugned Act. As is
the case with s 21 of the impugned Act in relation to criminal intelligence,
information provided in
support of the application for an interim control order
could be withheld from the person against whom the order was made in the
interests of national security (s 104.5(2A)). If an interim control order
were made, a hearing could subsequently take place
at which the court could
confirm, vary or revoke the order (s 104.14). The majority held that this
regime did not offend Ch
III.
- In
both that case and this, an anterior determination by the Executive is part of
the scheme (s 10(1)/reg 4A). In both cases past
events are involved (becoming a
member and the matters listed in s 14(6)(a) and (c)/providing or receiving
training pursuant
to s 104.4(1)(c)(ii)). In both cases an assessment of
future conduct is involved (s 14(6)(a) and (b)/s 104.4(1)(c)(i)).
In both
cases the order is to be adapted to the particular circumstances (s 14(5)(b) and
(6)/s 104.4(1)(d)). In both cases
the process involves no adjudication of
criminal guilt. It may be said that the primary difference between s 14(1)
and s 104.4
is that s 14(1) creates a duty on the Magistrates Court to make a
control order if satisfied of proof of the elements referred to
in s 14(1),
while s 104.4(1) (commencing: "The ... court may") creates only a discretion;
the s 104.4(1)(d) factors go to the
question of whether an order should be
made at all, while the s 14(6) factors go only to the form of the order.
However, this
alone is not repugnant to Ch
III[505].
Why, then, is s 104.4 valid but not s 14(1)? The supposed distinction
between mandatory s 14(1) orders and discretionary
s 104.4 orders is
insubstantial. First, as noted
earlier[506],
though s 14(1) is mandatory, the operation of s 14(6) can make particular
orders quite narrow. Secondly, there is only a limited
sense in which interim
control orders can be called discretionary. They cannot be refused on a whim.
Provided the conditions referred
to in s 104.4(1) are satisfied and the
considerations referred to in s 104.4(2) and (3) are taken into account, an
interim control
order should flow as of course unless some special reason to the
contrary exists. Thus it is not true to say that the court always
has a
discretion to grant the order, because in certain circumstances it will have a
duty to do so. When that duty arises, the court
will be required to act on an
anterior determination by the Executive. It is true that the arguments advanced
by the respondents
in the present case were not advanced in Thomas v
Mowbray. Yet if the court's function in relation to an anterior
determination of the Executive is fatal to validity on the ground that it
removes one of the essential characteristics of a Ch III court, it is surprising
that this striking phenomenon was not observed by
any of the 15 barristers
involved in Thomas v Mowbray or their instructing solicitors.
The respondents' remaining submissions
- The
argument. Finally, the respondents pointed out that the focus of s 10
is on the organisation – the purposes of the organisation (which
need not
be the dominant purposes) and the risks it presented to public safety and order
– not the wrongdoing of individuals.
But the effect of the impugned Act
is to curtail significantly the freedom of association enjoyed by individuals.
It does so only
by reference to future harm, not to whether or not a particular
member or associate had engaged in any criminal conduct before the
making of the
control order. The respondents then submitted that it was repugnant to the
institutional integrity of the Magistrates
Court for it to grant a control order
forbidding a defendant who is a member of a declared organisation from
associating with a member
of that or another declared organisation, when that
conduct was not in breach of an antecedently existing legal norm, when
membership
of the declared organisation or organisations was not of itself
unlawful, when there was no existing controversy or dispute requiring
resolution, and when the Magistrates Court made no inquiry into what the
defendant had done in the past or might do in the future,
with the result that
the association between individuals is made criminal where it would not
otherwise be a crime. The argument
must be rejected for the reasons advanced by
the Solicitor-General of the State of Queensland. Those reasons were
substantially
to the following effect.
- Past
criminal conduct of members before s 10 declaration. The respondents
submitted that it was possible for a control order to be made without any
particular member of the declared organisation
or associate of a member having
engaged in any criminal conduct. That submission is incorrect. It is extremely
unlikely that an
organisation could be declared unless the Attorney-General was
satisfied that at least one member of the organisation had committed
a crime.
In view of the definition of "serious criminal activity" (which means the
commission of serious criminal offences) and
"criminal intelligence" (which
means information relating to "actual or suspected criminal activity"), it would
be difficult to conclude
that the "purpose" and the "risk" referred to in s
10(1) existed without reaching that state of satisfaction.
- If
members associate for the purpose of organising, planning or engaging in serious
criminal activity, it is not hard to infer that
they are guilty of conspiracy to
commit offences. If members associate for the purpose of facilitating or
supporting serious criminal
activity, it is not hard to infer that they are
guilty of aiding, abetting, counselling or procuring the commission of offences.
Even if for some reason in isolated instances this is not so, the
Attorney-General's satisfaction could only be achieved if inferences
could be
drawn from the commission of crimes by a member or members. In each case the
members in the above categories must be sufficiently
numerous or otherwise
significant to make the organisation a risk to public safety and order. And
since "serious criminal activity"
is defined in s 3 as "the commission of
serious criminal offences", in the plural, it is not enough that there be a
single conspiracy
or act of secondary participation. The Attorney-General is
entitled to take into account that best evidence of past criminal activity
– convictions of current or former members of the organisations and
convictions of persons who associate, or have associated,
with members (s
10(3)(b)). Of course the satisfaction of criminality may be based upon the
Attorney-General's own view of the facts:
it does not depend upon there having
been any conviction by a court.
- Magistrates
Court's duty to restrict defendant's freedom of association without any duty to
inquire into defendant's past conduct?
The next flaw in the respondents'
submission is the contention that the Magistrates Court is required to issue the
control order without inquiring into what the defendant has done.
The contention takes no account of the fact that the Magistrates Court is
obliged to inquire into one thing the defendant has done
– become a member
of a declared organisation. A declared organisation is, to put it shortly, a
criminal gang. Although it
is possible to be a member of a declared
organisation without having committed any crimes, it is not, depending on what
the member
knew, creditable to be a member of such an organisation.
- There
is a further flaw. It is true that the Magistrates Court is under a duty to
make a control order against a member even if
the member has not committed any
crimes. The form of that order is another matter. Although s 14(5)(b)(i)
provides that where the
defendant is a member of a declared organisation, the
control order "must prohibit" the defendant from "associating with other persons
who are members of declared organisations", that duty is subject to the
concluding words of s 14(5)(b) – "except as may be
specified in the
order." The discretionary judicial power conferred on the Magistrates Court by
s 14(5) is to be construed without
making implications or imposing limitations
not found in the express
words[507].
And Parliament is not to be taken by s 14(5)(b)(i) to have deprived persons of
fundamental rights without using clear, unmistakable
and unambiguous
language[508].
There is no such language, and the last eight words are the opposite of that
language. The Magistrates Court's power to leave out
the terms described in
s 14(5)(b)(i) negates any duty to impose them.
- Various
matters of fact in s 14(6) are relevant to whether there should be a
specification in the order to the contrary of s 14(5)(b)(i).
It is not the
case, contrary to the respondents' submission, that the Magistrates Court is
forbidden to inquire into these various
matters of fact. On the contrary, it is
required to do so. Section 14(6)(a) obliges the Magistrates Court, in
considering the prohibitions
"that may be included" in a control order, to have
regard to whether the defendant's behaviour, or history of
behaviour, suggests that there is a risk that the defendant will engage in
serious criminal activity. Section 14(6)(b) obliges the Magistrates
Court to
have regard to the extent to which the order might assist in preventing the
defendant from engaging in serious criminal
activity. And s 14(6)(c) obliges
the Magistrates Court to have regard to the prior criminal record (if any) of
the defendant and
any persons specified in the application as persons with whom
the defendant regularly
associates[509].
- In
view of these provisions, it is open to the Magistrates Court to conclude that
no prohibition on a defendant's freedom of association,
whether of the
s 14(5)(b)(i) kind or any other kind, is warranted given the negligible
risk that the defendant will engage in
serious criminal activity by reason of
the past record of the defendant and the defendant's regular associates. One
object of the
impugned Act is to protect members of the public from violence
associated with criminal organisations. It would not advance that
object to
make a prohibition under s 14(5)(b)(i) if any association between the
defendant and others carries no risk of violence
to the public. It follows that
the Magistrates Court is not required to grant a control order without inquiry
into what the defendant
has done or may do. The opposite is the case: the
Magistrates Court cannot grant a control order without making that inquiry.
- The
respondents submitted that it was not possible to frame a control order which
had no prohibition on association without draining
the notion of "control order"
of content in defiance of the duty to make one created by s 14(1). The
Solicitor-General for the State
of South Australia accepted that it would not be
possible to make a "control order" having no content; but the respondents'
submission
goes too far. The principles of construction referred to
above[510]
mean that if there is a choice between a construction protecting liberty and a
construction by which it was obligatory for a control
order to prohibit
association, the former construction must be preferred so long as the control
order has some content. This difficulty
in the impugned Act can be palliated by
limiting the control order to the matters in s 14(5)(b)(ii) (thus creating
no problems
in relation to association under s 22).
- The
respondents otherwise offered no answer to the submissions of the
Solicitor-General of the State of Queensland, save to rely
on s 35. The
respondents submitted that even if the terms of the control order were:
"significantly confined under s 14(5)(b), other persons would be subject to
criminal sanctions if they were to associate with the
defendant contrary to the
terms of s 35 ... even if the defendant's control order had exceptions in
respect of certain other
members of the declared organisation".
This answer goes beyond the submission under consideration, which concentrated
on the criminalisation of the defendant's conduct,
not that of other people.
There is an imperfect meshing between s 14 and s 35. But the worst that can be
said of the s 35 problem
is that, like the problem of whether or not a control
order can have very limited content, it is the kind of legislative disharmony
which will very often be thrown up by an appeal like the present in which eight
teams of sharp-witted lawyers spend many days analysing
legislation in their
preparation and presentation of argument. Perhaps there was an oversight.
Perhaps there was a blunder. It
is difficult to imagine that the Executive will
prosecute a person for contravention of s 35(1)(b) by association with a
person
subject to a control order, being a control order which does not prevent
the latter person from associating with the former. A prosecution
of that kind
would be vulnerable to dismissal as an abuse of process. Difficulties of this
kind, like the problem concerning whether
a control order can have very limited
content, cannot support a conclusion of constitutional
invalidity.
- Magistrates
Court's duty to restrict defendant's right of association without any duty to
inquire into the defendant's future conduct?
Contrary to the relevant
submission, at least pars (a) and (b) of s 14(6) create a duty on the
Magistrates Court to inquire into the
defendant's future conduct. The
requirement in the legislation under consideration in Fardon v
Attorney-General
(Qld)[511]
that possibilities in relation to future conduct be considered before the
preventive detention could be terminated did not invalidate
it.
- No
breach of an existing norm and no existing controversy. If it were
essential to validity that the conduct forbidden by the control order be conduct
in breach of an existing norm, and that
the order be made in an existing
controversy, much legislation would be invalid. It is true that the absence of
any controversy
or dispute requiring resolution was pointed to in Kable's
case to demonstrate how little resemblance the proceedings contemplated by the
legislation there under consideration bore to the
ordinary processes and
proceedings of the Supreme Court of New South
Wales[512].
That conclusion will not hold for the s 14(1) proceedings in this case, which
are closely similar to the ordinary processes and
proceedings of the Magistrates
Court[513].
- In
general, "a legislature can select whatever factum it wishes as the 'trigger' of
a particular legislative
consequence"[514].
That is so even when the trigger is a finding by the executive that a state of
affairs exists which does not involve any actual
or threatened contravention by
the defendant of a legal norm of conduct. And it is so even when the trigger is
an order in legal
proceedings not involving any actual or threatened
contravention by the defendant of a legal norm of conduct. The respondents
attempted
to create a universal proposition out of what was said in Kable's
case. That universal proposition would render unconstitutional legislation
permitting or compelling orders to be made even though
this was not necessary to
resolve a controversy or dispute. The attempt encounters the difficulties
discussed by Dixon CJ and McTiernan
J in R v
Davison[515].
They were dealing with a contention that "judicial power" depended on certain
elements which included the existence of a controversy
between subjects or
between the Crown and a subject, and on the determination of existing rights as
distinct from the creation of
new ones. They said:
"It may be said of each of these various elements that it is entirely lacking
from many proceedings falling within the jurisdiction
of various courts of
justice in English law. In the administration of assets or of trusts the Court
of Chancery made many orders
involving no lis inter partes, no
adjudication of rights and sometimes self-executing. Orders relating to the
maintenance and guardianship of infants, the exercise
of a power of sale by way
of family arrangement and the consent to the marriage of a ward of court are all
conceived as forming part
of the exercise of judicial power as understood in the
tradition of English law. Recently courts have been called upon to administer
enemy property. In England declarations of legitimacy may be made. To wind up
companies may involve many orders that have none
of the elements upon which
these definitions insist. Yet all these things have long fallen to the courts
of justice. To grant probate
of a will or letters of administration is a
judicial function and could not be excluded from the judicial power of a country
governed
by English law."
- After
Kable's case, McHugh J wrote to the same effect in Fardon v
Attorney-General
(Qld)[516].
He said that even if legislation does not require the court to determine:
"an actual or potential controversy as to existing rights or
obligations[[517]]
... that does not mean that the Court is not exercising judicial power. The
exercise of judicial power often involves the making
of orders upon determining
that a particular fact or status exists. It does so, for example, in the cases
of matrimonial causes,
bankruptcy, probate and the winding up of
companies."
In those instances the courts change the legal rights of individuals: they do
not merely declare those rights.
- Far
from being alien to traditional curial functions, the form of preventive justice
found in a control order under s 14 has close
analogies with some traditional
forms of preventive justice which apply even where there is no adjudication of
past criminal guilt,
no breach of an existing norm, and no controversy about
those questions. It is convenient to list some examples, particularly examples
affecting freedom of association.
- One
example is an order by justices binding over a citizen to keep the peace even
though that citizen has not yet committed any
crime[518].
In Coke's words, it is "for prevention of ... offences before they be
done"[519].
The defendant can be bound over to keep the peace where the risk of violence
apprehended is not violence by the defendant, but
violence directed against the
defendant[520].
That is, it is not only that the defendant need not have committed a crime in
the past; it is not even necessary that there be apprehension
that the defendant
will commit a crime in future. These forms of preventive detention were well
known at the time of Federation,
both as part of English law and as part of the
law of the
colonies[521].
They were adopted in the Judiciary Act 1903 (Cth), s 81.
- Another
example is a condition restricting a person to whom bail is granted from
associating with others, for example, witnesses.
Thus the Bail Act 1982
(WA) provides that the discretion to grant or refuse bail depends, inter alia,
on whether an accused who is not kept in custody may
commit an offence, endanger
the safety, welfare or property of any person, interfere with witnesses or
obstruct the course of justice
(Sched 1 Pt C cl 1(a)(ii)-(iv)). It also grants
power to impose conditions to ensure that those things do not happen (Sched 1
Pt D cl 2(2)(b)-(d)). That is, it has the character of ensuring not only
that the accused is available to face trial and does not interfere
with that
trial, but also that the accused is prevented from committing various crimes,
whether or not that accused committed any
crime in the past.
- There
are numerous examples of legislation permitting the grant of injunctions in the
nature of an apprehended violence order which
may significantly restrict a
person's freedom of association with others and which do not necessarily require
prior criminal conduct
as a condition of their
grant[522].
The Family Law Act 1975 (Cth), s 68B, permits a court to grant
injunctions for the welfare of a child, the child's parents and other specified
people, including injunctions
restraining the defendant from entering or
remaining in a place of residence, employment or education of the child.
Section 114 contains similar powers in relation to certain proceedings between
the parties to a marriage. The Summary Procedure Act 1921 (SA), s 99,
gives the Magistrates Court power to make an order restraining the defendant as
the Magistrates Court considers necessary or desirable
in order to prevent the
defendant from causing personal injury or damage to property or behaving in an
intimidating or offensive
manner. Section 99AA of that Act gives the
Magistrates Court power to make an order restraining certain classes of
defendant from loitering near children,
using the internet or owning, possessing
or using a device capable of being used to gain access to the internet.
Sections 4 and 5(2)(a)-(e) of the Domestic Violence Act 1994 (SA) give
the Magistrates Court power to make a domestic violence restraining order
prohibiting the defendant from being in particular
premises and locations, from
approaching a family member and from contacting a family member or any other
person at a place where
a family member resides or works. Section 16 of the
Crimes (Domestic and Personal Violence) Act 2007 (NSW) gives power to
make an apprehended domestic violence order and s 18 gives power to make an
apprehended personal violence order. Section 35(2)(a)-(c) gives power to impose
in each order prohibitions or restrictions on the defendant's ability to
approach the protected person
and on access by the defendant to particular
places. The Domestic and Family Violence Act (NT) gives power to grant
domestic violence orders (s 18), which can include orders requiring the
defendant not to reside in or enter
premises occupied by a protected person (s
22). Sections 11A and 11B of the Restraining Orders Act 1997 (WA) give a
court power to make a violence restraining order in relation to acts of family
and domestic violence. Section 13(2)(a)-(d)
gives power to include in a
violence restraining order restraints on approaching certain premises or
persons, or communicating with
certain persons. Section 36(1) gives the court
power to make a misconduct restraining order against intimidatory or offensive
behaviour.
Section 36(2)(a)-(d) gives power to include in a misconduct
restraining order restraints of the same kind as are referred to in
s
13(2)(a)-(d). Sections 4, 4A and 5(1)(a)-(d) of the Crimes (Family Violence)
Act 1987 (Vic) give power to make an intervention order restricting access
by the defendant to the aggrieved family member or to particular
locations.
- Another
category consists of enactments criminalising association with persons who may
not have committed crimes. They have been
quite common. Their enforcement has
not been seen as compromising courts in any way, let alone in ways relevant to
the Kable doctrine. Although sometimes the legislation turned on
consorting with convicted persons, it often made or makes it an offence
habitually
to consort with reputed thieves or criminals or known
prostitutes[523].
A person can be a reputed thief or a reputed criminal without actually being a
thief or a criminal, and a person can be a known
prostitute without having
committed a criminal offence. In Johanson v
Dixon[524]
Mason J said that the gist of the offence in the Victorian legislation under
consideration was "habitual association with persons
who fall into the
designated classes, whether the association is for unlawful purposes or not."
Two of the three designated classes
were reputed thieves or known prostitutes.
The offence did not require any prior convictions or misconduct on the part of
the defendant.
Mason J went on to say that the policy of the legislation "was
designed to inhibit a person from habitually associating with persons
of the
three designated classes, because the association might expose that individual
to temptation or lead to his involvement in
criminal
activity"[525]
– even if the individual had never succumbed to temptation in the past, or
been involved in criminal activity in the past.
Section 35 of the impugned Act
replaced a provision of this kind – s 13 of the Summary Offences
Act 1953 (SA), which rendered it an offence habitually to consort with
reputed thieves, prostitutes or persons having no lawful visible means
of
support. It is a novel suggestion that legislation which attempts to forestall
and prevent crime before it is committed by persons
who might be likely to do so
if they associate together (whether or not those persons have committed crimes
in the past) is constitutionally
invalid.
- Then
there are examples of preventive justice where, although the conduct to be
prevented is in breach of an antecedently existing
legal norm and there is
controversy about whether it will take place, there is no need to prove any past
breach of that norm. They
include the following. The Trade Practices
Act 1974 (Cth) provides for the grant of an injunction if the court is
satisfied that a person is proposing to engage in conduct that would
constitute
a contravention of various provisions of that Act, whether or not the person has
previously engaged in conduct of that
kind: s 80(1) and (4)(b). Sections
475(1) and 479(1)(b) of the Environment Act give a similar power in relation to
persons who propose to engage in conduct consisting of an act or omission that
contravenes that
Act or the regulations made under it. In s 1324(1) and (6)(b)
of the Corporations Act 2001 (Cth) there is a similar power in relation
to contraventions of that Act.
- A
further category comprises rules of law which provide for the grant of warrants
to arrest debtors to prevent them leaving a
State[526] or
which restrain them from removing property situated in the
State[527],
whether or not any crime or civil wrong has been proven. A related example is s
1323(1)(j) and (k) of the Corporations Act 2001 (Cth). Those provisions
empower certain courts to make orders requiring a person to surrender his or her
passport and prohibiting
that person from leaving the jurisdiction while an
investigation is carried out in relation to a possible (but not proven)
contravention
of that Act by the person.
- Finally,
asset preservation orders in the nature of Mareva injunctions may be
granted against persons who are not alleged to have committed, or to be about to
commit, any crime or civil wrong,
like banks complying with the lawful
directions of customers. So far as these orders are based on statutes, the
constitutional validity
of these statutes has never been doubted. So far as
these orders rest on judge-made doctrines, those doctrines have never been
criticised
along the lines of the respondents' arguments.
- The
Solicitor-General for the State of South Australia was accordingly correct to
submit that Australian courts have exercised powers
restricting freedom of
association otherwise than as an incident of a finding of criminal guilt and
even though there is no adjudication
of existing rights and liabilities between
parties. They have done so in many circumstances, and for a long time. In
Thomas v
Mowbray[528]
Gleeson CJ said that restraints on liberty can be imposed, whether or not they
involve detention in custody, independently of adjudging
and punishing criminal
guilt. He pointed out that Fardon v Attorney-General
(Qld)[529]
was an example of State legislation validly providing for preventive detention
in custody pursuant to judicial order. The submission
of the plaintiff in
Thomas v Mowbray that legislation protecting the public peace by
preventive measures falling short of detention in the custody of the State but
imposed
by court order was repugnant to Ch III was
rejected[530].
The like submission by the respondents in the present appeal must be rejected
too.
- Unless
the Constitution renders all preventive (as distinct from punitive) measures
invalid, which is not a proposition for which any argument or authority
could be
or was advanced, it is not an objection that a particular defendant to control
order proceedings has not committed any crime.
This possibility is inherent in
the notion of preventive justice.
- The
making of a declaration under s 10 does not immediately result in any person
committing an offence. It does create the possibility of a control order being
made against
members, breach of which is criminal under s 22. They can avoid
that outcome by ceasing to be members. It also means that people who associate
with members of a declared organisation
in the manner described in
s 35(1)(a) may commit a crime. They can avoid that outcome by not doing
so, or availing themselves of the exceptions set out in s 35(6).
Interference with freedom of association is not a light matter, but it is
inevitable in legislation the purpose of which is to disrupt
and restrict the
activities of organisations involved in serious crime, their members and their
associates.
- Is
controlling freedom of association exclusively judicial in character?
Perhaps underlying the arguments of the respondents under consideration are
the dicta of Brennan, Deane and Dawson JJ in Chu Kheng Lim v Minister for
Immigration[531].
They said:
"There are some functions which, by reason of their nature or because of
historical considerations, have become established as essentially
and
exclusively judicial in character. The most important of them is the adjudgment
and punishment of criminal guilt under a law
of the Commonwealth. ...
[Chapter] III of the Constitution precludes the enactment ... of any law
purporting to vest any part of that function in the Commonwealth Executive.
... It would, for example, be beyond the legislative power of the Parliament to
invest the Executive with an arbitrary power to
detain citizens in custody
notwithstanding that the power was conferred in terms which sought to divorce
such detention in custody
from both punishment and criminal guilt. The reason
why that is so is that, putting to one side the exceptional cases to which
reference
is made below, the involuntary detention of a citizen in custody by
the State is penal or punitive in character and, under our system
of government,
exists only as an incident of the exclusively judicial function of adjudging and
punishing criminal guilt."
The exceptions referred to were the gaoling of accused persons pending trial,
detaining those suffering from mental or infectious
illnesses, punishment for
contempt of Parliament, punishment for breach of military discipline, and
detention of aliens in relation
to the determination of their immigration
status, pending possible removal. To this list may be added the detention of
persons against
whom extradition proceedings are pending without any prima facie
finding that the extradition offence alleged against that person
had been
committed[532].
- These
dicta in relation to involuntary detention in custody validly existing only as
an incident of judging and punishing criminal
guilt do not apply in terms to
restrictions on freedom of association falling short of detention. No extension
of the dicta was
made to anti-terrorist control
orders[533].
Nor was it made to the process of depriving professional persons of liberty to
carry on a profession without proof of any offence
– a deprivation which
can be more damaging than a restraint on
association[534].
The extension should not be made here, particularly in view of the unresolved
questions to which the dicta have given
rise[535].
Conclusion
- Taken
individually, the arguments of the respondents are inadequate to sustain the
orders made in the court below. Sometimes when
arguments, each of which in
isolation is inadequate to achieve a goal, are taken together, the goal is
achieved. That is not so
in this appeal.
Orders
- Question
3 of the questions reserved to the Supreme Court of South Australia should be
answered "Yes". The grant of special leave
to appeal should be extended. The
appeal should be allowed. The respondents should pay the appellant's costs in
this Court and
in the Supreme Court of South Australia.
- CRENNAN
AND BELL JJ. The Serious and Organised Crime (Control) Act 2008
(SA) ("the Act") provides for a control order to be made against a person by
a Magistrates
Court[536] if
the court is satisfied, on the balance of probabilities, that the defendant is a
member of a declared organisation. A declared
organisation is an organisation
which is the subject of a declaration by the Attorney-General. In this case,
the Attorney-General
made a declaration in relation to the organisation known
variously as the Finks Motorcycle Club, the Finks MC, Finks M.C. Incorporated,
Finks M.C. INC and the Finks ("the Finks").
- On
25 May 2009 the Magistrates Court of South Australia made a control order
on an ex parte application by the Commissioner
of Police in respect of the
second respondent, Donald Brian Hudson. The control order was made under
s 14(1) of the Act. The application for a control order was supported by
14 affidavits of police officers, some of whom deposed to both direct
observations
of and contact with Mr Hudson, and others of whom deposed to the
rules, structure, modus operandi and membership of the Finks and
the
identification of members of the Finks.
- The
control order prohibited Mr Hudson from associating with other persons who were
members of the declared organisation, the Finks
(unless the association occurred
between members of a registered political party at an official meeting of the
party, or a branch
of the party, and no less than 48 hours notice had been given
to the police). Mr Hudson was also prohibited from "[p]ossessing a
dangerous
article or a prohibited weapon (within the meaning of section 15 of the
Summary Offences Act 1953)."
- On
26 May 2009 the control order was served on Mr Hudson in accordance
with s 16(1) of the Act. On 26 May 2009, the respondents to the appeal
filed a summons and statement of claim commencing proceedings in the Supreme
Court of South Australia contending that s 14(1) of the Act "impairs the
institutional integrity of the Magistrates Court of South Australia, contrary to
the requirements of Chapter III of
the Constitution." Mr Hudson filed a notice
of objection under s 17 of the Act on 3 June 2009.
- On
3 July 2009, pursuant to s 49 of the Supreme Court Act 1935 (SA)
and r 294 of the Supreme Court Civil Rules 2006, Bleby J reserved
four questions, set out in the reasons of Hayne
J[537], for
the consideration of the Full Court of the Supreme Court of South Australia
("the Full Court") on the facts stated.
- At
the time of the reservation of the four questions for the consideration of the
Full Court, Mr Hudson's objection had not been
heard in the Magistrates Court.
Immediately after the determination of the reserved questions by the Full Court,
the Magistrates
Court revoked the control order against Mr Hudson.
- On
4 June 2009, the Commissioner of Police applied to the Magistrates Court for a
control order in respect of the first respondent,
Sandro Peter Totani. The
hearing of that application was adjourned on Mr Totani's motion. At the time
when the abovementioned questions
were reserved the Commissioner's application
had not been dealt with.
- It
is uncontested that both respondents are and have at all material times been
members of the Finks.
- The
course of the proceedings before the Full Court, the Full Court's answers to
reserved questions numbered (3) and (4), and the
orders made, have been
described in the reasons of
others[538].
The State of South Australia ("the State") appeals to this Court from the
decision of the Full Court made on 25 September
2009[539].
On 28 September 2009 Bleby J made final orders in the proceedings in
the Supreme Court in accordance with the orders
made in the Full Court. We
agree with French CJ, Gummow, Hayne and Kiefel JJ that the State
should have special leave
to appeal against the orders of Bleby J of
28 September 2009.
- The
only question before this Court is whether s 14(1) of the Act is valid.
The State contends that s 14(1) is within the legislative power of the
State, whereas the respondents contend that s 14(1) exceeds the legislative
power of the State by reference to the principles identified in Kable v
Director of Public Prosecutions
(NSW)[540].
For the reasons which follow we agree with the conclusions of French CJ,
Gummow, Hayne and Kiefel JJ that s 14(1) of the Act is invalid and that the
appeal should be dismissed.
Legislative scheme in respect of control orders
- In
the relevant Second Reading Speech, the Minister, the Hon Mr Atkinson, stated
that "outlaw motorcycle gang members are involved in many and continuing
criminal activities including murder; drug manufacture, importation and
distribution; fraud; vice;
blackmail; intimidation of witnesses; serious
assaults; the organised theft and re-identification of motor vehicles and
motorcycles;
public disorder offences; firearms offences; and money
laundering"[541]
(emphasis added).
- It
is important to note in relation to control orders that being a member of a
motorcycle gang is not "outlawed" – membership
is not made a criminal
offence. Further, motorcycle gangs which are "declared
organisations"[542]
under the Act (a process referred to below) are not "outlawed" under the
legislative scheme – no civil or criminal sanctions
are applied to them.
- The
objects of the Act are set out in s 4(1):
"(a) to disrupt and restrict the activities of –
(i) organisations involved in serious crime; and
(ii) the members and associates of such organisations; and
(b) to protect members of the public from violence associated with such criminal
organisations."
- It
is not necessary to set out all the details of the legislative scheme designed
to achieve those objects because this task has
been undertaken in the reasons of
others. The aspects of the legislation which we would wish to emphasise for the
purposes of these
reasons include the following.
- Section
10(1) (to be found in Pt 2 of the Act) permits the Attorney-General to make a
declaration under that section if the Attorney-General is satisfied that
"members of the
organisation associate for the purpose of organising, planning,
facilitating, supporting or engaging in serious criminal activity"
(s 10(1)(a)) and that "the organisation represents a risk to public safety
and order in this State" (s 10(1)(b)).
- In
considering whether or not to make a declaration under s 10(1) the
Attorney-General may have regard to a number of matters set out in
s 10(3)(a) to (f). Those matters include any information suggesting that a
link exists between the organisation and serious criminal activity;
any criminal
convictions recorded in relation to current or former members of the
organisation, or persons who associate, or have
associated, with members of the
organisation; or any information suggesting that current or former members of
the organisation, or
persons who associate, or have associated, with members of
the organisation, have been, or are, involved in serious criminal activity
(whether directly or indirectly and whether or not such involvement has resulted
in any criminal convictions) (s 10(3)(a), (b) and (c)).
- Section
10(4)(a) provides that the Attorney-General may be satisfied that members of an
organisation associate for the purpose of organising, planning,
facilitating,
supporting or engaging in serious criminal activity, whether or not all the
members associate for such purpose, provided
that the Attorney-General is
satisfied that such members as do associate for such purpose are a "significant
group" within the organisation,
"either in terms of their numbers or in terms of
their capacity to influence the organisation or its members". The
Attorney-General
is also entitled to take into account any information
suggesting that members of an interstate or overseas chapter or branch of the
organisation associate for the purpose of organising, planning, facilitating,
supporting or engaging in serious criminal activity
(s 10(3)(d)). The
number and range of matters which the Attorney-General may take into account
shows the extent of fact-finding undertaken by
the Attorney-General for the
purposes of the legislative scheme. The making of a declaration does not affect
the continuation, or
the activities, of a declared organisation.
- Section 14(1),
the key provision, provides:
"The Court must, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied that
the defendant is a member of a declared
organisation."
- Section
14(2) also provides for the making of a control order:
"The Court may, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied
that –
(a) the defendant –
(i) has been a member of an organisation which, at the time of the
application, is a declared organisation; or
(ii) engages, or has engaged, in serious criminal activity,
and regularly associates with members of a declared organisation; or
(b) the defendant engages, or has engaged, in serious criminal activity and
regularly associates with other persons who engage,
or have engaged, in serious
criminal activity,
and that the making of the order is appropriate in the
circumstances."
- It
will be noted that a control order "must" be made under s 14(1) if the
court is satisfied that the defendant is a member of a declared organisation,
whereas the court has a discretion under s 14(2). Secondly, the
adjudicative process under s 14(1) is confined to determining that the
defendant is a member of a declared organisation, whereas the adjudicative
process under s 14(2) may involve considerations of whether the defendant
engages in or has engaged in serious criminal activity. Thirdly, the
considerations
to which the court must have regard in respect of making a
control order under s 14(2) can only be taken into account under
s 14(1) when the court is considering the prohibitions to be included in a
control order (s 14(6)).
- Section
14(5)(b) sets the minimum conditions of a control order under s 14(1):
"(5) A control order –
(a) ...
(b) if the defendant is a member of a declared organisation, must prohibit the
defendant from –
(i) associating with other persons who are members of declared organisations;
and
(ii) possessing –
(A) a dangerous article; or
(B) a prohibited weapon,
(within the meaning of section 15 of the Summary Offences Act
1953),
except as may be specified in the
order."
Section 14(6) provides:
"In considering whether or not to make a control order under
subsection (2) or in considering the prohibitions that may be
included in a
control order under subsection (1) or (2), the Court must have regard to the
following:
(a) whether the defendant's behaviour, or history of behaviour, suggests that
there is a risk that the defendant will engage in
serious criminal activity;
(b) the extent to which the order might assist in preventing the defendant from
engaging in serious criminal activity;
(c) the prior criminal record (if any) of the defendant and any persons
specified in the application as persons with whom the defendant
regularly
associates;
..."
- In
relation to the requirement of s 14(1) that the court be satisfied that the
defendant is a member of a declared organisation,
s 3 defines member
widely:
"member, in relation to an organisation, includes –
(a) in the case of an organisation that is a body corporate – a director
or an officer of the body corporate; and
(b) in any case –
(i) an associate member or prospective member (however described) of the
organisation; and
(ii) a person who identifies himself or herself, in some way, as belonging to
the organisation; and
(iii) a person who is treated by the organisation or persons who belong to the
organisation, in some way, as if he or she belongs
to the
organisation".
- Legal
obligations flow from the making of a control order under s 14(1).
Contravention of, or a failure to comply with, a control
order is an offence
attracting a maximum penalty of five years imprisonment (s 22).
Section 35 deals with "Criminal associations" and, subject to limited
exceptions in s 35(6), provides for offences analogous to what were once
known as consorting
offences[543],
also punishable by up to five years imprisonment.
- Section
41 contains a privative clause.
The Full Court
- Bleby J
(with whom Kelly J
agreed[544])
concluded that the jurisdiction conferred on the Magistrates Court by
s 14(1) of the Act required the court to act in a manner incompatible with
its institutional
integrity[545].
Specifically, the court was required to act on findings made by the Executive on
matters which were critical to the making of a
control order. This constrained
the capacity of the court to act judicially with the result that the court did
not satisfy the constitutional
requirements of independence and
impartiality.
- In
considering the jurisdiction conferred on the court under s 14(1),
Bleby J said that four elements must be established in order to obtain a
control order under
s 14(1)[546]:
(1) Members of the organisation of which the defendant to a s 14(1)
application is alleged to be a member associate for the purpose of organising,
planning, facilitating, supporting or engaging in
serious criminal
activity.
(2) The organisation of which the defendant to a s 14(1) application is
alleged to be a member represents a risk to public safety and order in the
State.
(3) The making of a declaration under s 10(1).
(4) Membership by the defendant of the same organisation as is the subject of
the s 10(1) declaration.
- Bleby J
then
said[547]:
"The effect of [the Act] is therefore that the Magistrates Court is required by
the Act to act on what is, in effect, the certificate of the Attorney-General
that elements 1 and 2 are proved, with no ability to go behind
that certificate.
The relatively much more significant and complex factual inquiry is removed from
the court to the Attorney-General.
The Attorney-General is not subject to or
bound by the rules of evidence or any standard of proof. He can act on whatever
information
he pleases and give it whatever weight he pleases. ...
In a very real sense the court is required to '[act] as an instrument of the
Executive'."
- White
J, in dissent, found that the decision making entrusted to the court was not so
subordinate to that of the Executive, nor was
its manner of exercise so
directed, that the court's independence and capacity to act impartially is
impaired[548].
- The
reasoning of the majority on this aspect of the case is to be preferred.
- The
majority's conclusion was also based on the proposition that "[t]he
Attorney-General's findings are
unreviewable"[549]
under s 41 of the Act. It has been demonstrated by each of Gummow and
Hayne JJ that such a proposition is too widely stated, especially in the
light
of this Court's decision in Kirk v Industrial Court
(NSW)[550].
We agree with their Honours and have nothing to add.
- The
majority also identified a third basis in support of their conclusion that
s 14(1) was invalid. This was that the provisions of the Act concerning
"criminal intelligence" operated so as to impermissibly impair the court's
independence and
impartiality[551].
We agree with Gummow J's reasons for rejecting that proposition and
have nothing to add.
The Finks as a "declared organisation"
- It
was not contended by the parties that the Attorney-General had failed to comply
with any necessary procedural requirement under
the Act. Indeed, as recognised
by the Full Court, the Attorney-General went further than was required by the
Act, by publishing and tabling on 14 May 2009 in the House of Assembly some 53
pages of reasons for making the declaration. Those reasons
referred to criminal
intelligence, redacted pursuant to s 13(2), upon which the Attorney-General
had relied in making the declaration.
- The
reasons of the Attorney-General detailed the process of investigation and public
consultation which had been undertaken prior
to him making an assessment as to
whether the requirements of s 10 were satisfied. The Attorney-General was
satisfied on the balance of probabilities that the Finks was an organisation,
that the
members of the organisation associated for the purpose of organising,
planning, facilitating, supporting or engaging in serious criminal
activity, and
that the organisation represented a risk to public safety and order in the
State. The Attorney-General recorded that
the effect of s 10(3), described
above in these reasons, was that the rules of evidence did not apply to the
tasks he was required to undertake for the
purposes of making the declaration,
and that members of South Australia Police were entitled to rely upon hearsay,
and second- and
third-hand hearsay, in respect of the evidence put before him.
Submissions
- The
respondents submitted that in conferring judicial power to make a control order,
s 14(1) of the Act required the power to be exercised in a manner which is
incompatible with the exercise of federal judicial power and the institutional
integrity of the court. The respondents submitted that the control orders
authorised by s 14(1) are imposed after a process which requires the court
to act merely to implement executive policy decisions, contrary to the authority
of
Kable[552],
and that a control order so imposed operates to significantly interfere with a
person's ordinary right or freedom of association.
- It
was accepted that a State court may be required to act on the basis of a factum
determined by the Executive and that that, without
more, does not impermissibly
impair the institutional integrity of the
court[553].
A factum determined by the Executive may support the institutional integrity of
the court. However, Kable might apply if the court's adjudicative powers
are confined so as to merely implement an executive or legislative
determination[554].
It should also be noted that an exercise of judicial power may involve the
making of orders upon determining that a particular status
exists, as occurs in
proceedings in matrimonial causes, bankruptcy or probate, or concerning the
winding up of
companies[555].
- In
answer to the respondents' submission that s 14(1) required the court to
act merely to implement executive policy decisions, the appellant contended that
the legislation did not offend
against the principles established in
Kable. Section 14(1) was characterised as part of a preventative
legislative scheme, as identified in the objects set out in s 4 of the Act,
similar, it was said, to that which was upheld by this Court in Thomas v
Mowbray[556].
The appellant submitted that s 14(1) was a provision of a familiar kind and
that it is permissible for a State legislature to confer a power with a duty to
exercise it
if the court decides that the conditions attached to the power are
satisfied[557].
The appellant also contended that the adjudicative role under s 14(1) was
genuine and not merely formal. Rights to object to a control order (s 17),
a right of appeal (s 19) and a right to apply to vary or revoke a control
order (s 20) were also relied on. It was accepted by the respondents that
before making a control order, the court was not only required to determine
whether the defendant is a member of a declared organisation, but was also
required to determine the validity of the application
before it, and the
sufficiency of the grounds.
- The
appellant's case, that s 14(1) of the Act was valid, was supported by
interventions by the Attorneys-General of New South Wales, Victoria, Queensland,
Western Australia and
the Northern Territory, and by a limited intervention by
the Attorney-General of the Commonwealth.
The exercise of judicial power
- The
Constitution does not contain express guarantees of personal liberty which would
have placed limitations on State
legislatures[558].
Rather, the protection of personal liberty was left to the rule of
law[559],
described by Dixon J in Australian Communist Party v The Commonwealth
as an assumption, in accordance with which the Constitution is
framed[560].
In Al-Kateb v Godwin, which concerned a federal provision for
administrative detention of unlawful non-citizens, Gleeson CJ said "personal
liberty is
the most basic" human right or
freedom[561].
Whilst interference with the freedom to associate with others is distinguishable
from detention in custody, it nevertheless operates
as a significant restriction
on personal liberty. In the context of the judicial power of the Commonwealth,
the separation of judicial
functions from other functions of government has been
said to advance "two constitutional objectives: the guarantee of liberty and,
to that end, the independence of Ch III
judges."[562]
As explained by Gummow and Crennan JJ in Thomas v
Mowbray[563]:
"[Chapter] III gives practical effect to the assumption of the rule of law upon
which the Constitution depends for its efficacy."
- In
harmony with the Constitution, conclusions about whether legislation conflicts
with constitutional requirements, which turn on the nature of judicial power, or
its
usurpation[564],
or which are directed to the effect of legislation on the institutional
integrity of a
court[565],
commonly subsume consideration of the effect of the legislation on personal
liberty.
- In
Kable[566]
limitations on the powers of State legislatures were identified by reference to
the establishment by the Constitution of an integrated Australian court system,
which contemplates the exercise of federal jurisdiction by State courts and has,
at its
apex, this Court exercising the judicial power of the
Commonwealth[567].
There is a limit on State legislatures, derived from Ch III of the
Constitution, which concerns the conferral on State courts of powers or
functions repugnant to the exercise of the judicial power of the Commonwealth.
- Kable
concerned a power conferred on a State court by the legislature of New South
Wales[568] to
order preventative detention of a specified person in circumstances where no
breach of the law was alleged against the person
and there was no determination
of guilt. In finding that the legislation was incompatible with the
institutional integrity of the
court, because of the nature of the task which
the legislature required the court to perform, it was said that powers conferred
by
State legislatures on State courts must be compatible with the exercise of
the judicial power of the
Commonwealth[569].
Such powers should not lead to a conclusion that a State court was not
independent of the Executive Government of the
State[570]
and should not jeopardise the integrity of a court or sap the appearance of a
court's institutional
impartiality[571].
State courts depend for their integrity on acting in accordance with the
judicial
process[572].
These various statements underpin a conclusion that powers and functions
conferred on State courts must be compatible with a State
court's constitutional
position as a potential repository of federal judicial power. Of particular
importance to this case is the
recognition in Kable of the interests of
litigants in having issues determined by judges independent of the legislature
and the
Executive[573]
and in accordance with "ordinary judicial
processes"[574].
- Since
Kable, it has been said often that to answer the constitutional
description of "courts", in terms of Ch III, a court must satisfy minimum
requirements of independence and
impartiality[575].
It has also been accepted that "legislation which requires a court exercising
federal jurisdiction to depart to a significant degree
from the methods and
standards which have characterised judicial activities in the past may be
repugnant to
Ch III."[576]
- Legislation
which draws a court into the implementation of government policy, by confining
the court's adjudicative process so that
the court is directed or required to
implement legislative or executive determinations without following ordinary
judicial processes,
will deprive that court of the characteristics of an
independent and impartial tribunal – "those defining characteristics which
mark a court apart from other decision-making
bodies"[577].
Such legislation would render that court an unsuitable repository of federal
jurisdiction.
- In
seeking to resolve the question of the validity of s 14(1) of the Act, it
is instructive to consider Fardon v Attorney-General
(Qld)[578]
and Thomas v
Mowbray[579]
in a little detail. Fardon concerned a law of general application which
empowered a court to order continuing detention of a prisoner, in the interests
of community
protection, after the expiry of the prisoner's
sentence[580].
The power to make the order was conditioned on the court determining whether a
prisoner was a serious danger to the community in
that there was an unacceptable
risk that the prisoner would commit a serious sexual offence if released from
custody. As noted by
McHugh J[581]:
"the Court [was required] to adjudicate on the claim by the Executive that a
prisoner is 'a serious danger to the community' in accordance
with the rules of
evidence and 'to a high degree of
probability'."
The court had a substantial discretion as to whether or not to make the order,
or an alternative supervision order. The legislative
requirements, imposing
ordinary judicial processes on the court, supported the conclusion that in
exercising the power the court
was not acting as a mere instrument of government
policy[582].
The legislation was held to be compatible with the institutional integrity of
the court and its constitutional position as a potential
repository of federal
judicial power.
- Thomas
v
Mowbray[583]
concerned a power to make an interim control order for the prevention of a
terrorist
act[584].
Under the Criminal Code (Cth), membership of a terrorist organisation is
an offence punishable by a term of imprisonment of 10
years[585],
and training or receiving training from a terrorist organisation is an offence
punishable by a term of imprisonment of 25
years[586].
The court's power to make the control order was conditioned on it being
satisfied, on the balance of probabilities, that the making
of the order would
substantially assist in preventing a terrorist act, or that the person against
whom the order was sought has provided
training to, or received training from, a
listed terrorist
organisation[587].
In addition, the court was required to be satisfied, on the balance of
probabilities, "that each of the obligations, prohibitions
and restrictions to
be imposed on the person by the order is reasonably necessary, and reasonably
appropriate and adapted, for the
purpose of protecting the public from a
terrorist
act."[588]
There was a burden of proof on the applicant for a control order in respect of
these conditions. The court had a discretion whether
to revoke or vary or
confirm the interim order. The power to make an interim control order involved
following ordinary judicial
processes, which countered any suggestion that the
court making the order was to act as a mere instrument of government
policy[589].
The legislation was held not to be repugnant to Ch III.
- The
powers to make preventative orders in each of Fardon and Thomas v
Mowbray were conferred on the respective courts in a manner which was
compatible with an exercise of federal judicial power. Preventative
orders were
made in each of those cases following ordinary judicial processes, which gave
the persons to whom such orders were directed
the protections inherent in those
processes.
Section 14(1)
- The
Magistrates Court of South
Australia[590]
is a court of a State within the meaning of s 77(iii) of the Constitution.
- A
control order made under the Act has as its purposes disrupting and restricting
the activities of members of organisations involved in serious crime and
protecting
members of the public from the violence associated with such
organisations. The Executive, through the Commissioner of Police, is
the
applicant for a control
order[591].
The court's power to grant a control order under s 14(1) is conditioned
upon two matters, the existence of a declaration by another member of the
Executive, the Attorney-General, that the
declared organisation is a serious
criminal organisation, and the court's determination of the defendant's status
as a member of
the declared organisation.
- Making
the control order does not involve any finding of criminal guilt. The power to
make a control order is not conditioned on
any assessment by the court of
whether, by reason of the defendant's status or by reason of past or threatened
conduct of the defendant
(whether criminal or in breach of the peace), the
defendant poses a risk to public safety and order. The power to
make[592] a
control order is also not conditioned on any satisfaction of the court as to
whether the defendant engages in or has engaged in
serious criminal
activity[593]
or whether the defendant's past or threatened conduct poses a risk that the
defendant will engage in serious criminal activity or
whether, and to what
extent, the making of a control order may substantially assist in preventing the
defendant from engaging in
serious criminal activity. In these respects the
power to make a control order can be distinguished from the power to make a
control
order of the type considered in Thomas v Mowbray.
- By
reference to the past activities of members of the declared organisation (which
do not necessarily include the defendant), it
is the Attorney-General's
declaration which provides the essential foundation for the making of the
control order. The substantive
considerations relevant to whether the making of
a control order was reasonably necessary for, or reasonably adapted to,
achieving
the objects of the Act are matters set out in s 10(1)(a) and (b)
of the Act, which have been determined by the Attorney-General before the
Commissioner of Police makes an application to the court for a control
order.
No discretion is given to the
court[594].
In this context, the appellant relied on the court's discretion to vary or
revoke the order (s 20). However, a defendant may only apply to vary or revoke
the order with the permission of the court, which is conditional on the court's
satisfaction that there has been a "substantial change in the relevant
circumstances since the order was made". Upon the Attorney-General's
declaration and a determination by the court of the defendant's status as a
member of a declared organisation, the court must impose
a control order which
must, as a minimum, prohibit association with other members of declared
organisations, except as specified
in the
order[595].
The power to prohibit association with other members of declared organisations
is not conditioned on any satisfaction of the court
that such other members of
declared organisations engage in, or have engaged in, serious criminal
activity.
- These
considerations show that, in conferring a power on the court to make control
orders under s 14(1), the State requires the court to exercise judicial
power to make a control order after undertaking an adjudicative process that is
so confined, and so dependent on the Executive's determination in the
declaration, that it departs impermissibly from the ordinary
judicial processes
of an independent and impartial tribunal. Specifically, s 14(1) operates
to draw the court into the implementation of the legislative policy expressed in
the objects of the Act. The conditions upon which the court must make a control
order require the court to give effect to the determination of the Executive
in
the declaration (which implements the legislative policy), without undertaking
any independent curial determination, or adjudication,
of the claim or premise
of an application for a control order by the Commissioner of Police, that a
particular defendant poses risks
in terms of the objects of the Act. This has
the effect of rendering the court an instrument of the Executive, which
undermines its independence. Section 14(1) requires the Magistrates Court of
South Australia to act in a way which is incompatible with its constitutional
position and the
proper discharge of federal judicial responsibilities, and with
its institutional integrity.
Conclusion
- Section
14(1) is invalid. We agree with the orders proposed by Gummow J.
- KIEFEL
J. In our society it is assumed that, subject only to limitations which may be
imposed by the law, each person is free to
associate with another. The
Serious and Organised Crime (Control) Act 2008 (SA) ("the Act") contains
provisions which have as their purpose the restriction of the ability of certain
persons, identified by the Attorney-General,
to associate with others. The
question raised in these proceedings concerns the participation required, by
s 14(1) of the Act, of the Magistrates Court of South Australia ("the
Court") in achieving that objective. The question is whether the role and
function
given to the Court by that provision is incompatible with its role as a
court which may, from time to time, exercise federal jurisdiction
within the
integrated Australian court system provided for by the
Constitution[596].
It would be so incompatible if it compromises the institutional integrity of the
Court, as explained in Kable v Director of Public Prosecutions
(NSW)[597].
- A
majority of a Full Court of the Supreme Court of South Australia (Bleby and
Kelly JJ, White J dissenting) gave answers to questions
reserved to the effect
that s 14(1) of the Act was not valid and a control order made with respect to
the second respondent was void and of no
effect[598].
Bleby J subsequently made final orders, in the nature of declarations, in the
proceedings. The control order was later revoked
by the Magistrates Court. The
issue on the appeal therefore concerns the validity of s 14(1).
- The
State of South Australia appeals, by special leave, from the orders containing
the answers and seeks special leave to appeal
from the final orders made. In my
view, that leave should be granted and the initial grant expanded. The appeal
should be dismissed
with costs, for the reasons which follow.
The facts
- It
was not in dispute in the proceedings before the Full Court of the Supreme Court
of South Australia, by way of questions reserved,
that the respondents were
members of the Finks Motorcycle Club. The Club had been made the subject of a
declaration by the Attorney-General
for South Australia, on the application of
the Commissioner of Police, and was therefore a "declared organisation" for the
purpose
of the Act. The declaration was made under s 10(1) of the Act. The
Commissioner subsequently applied for and obtained a control order against the
second respondent from the
Court[599].
- The
control order was made under s 14(1) of the Act, which requires that:
"The Court must, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied that
the defendant is a member of a declared
organisation."
The order prohibited the second respondent from associating with other persons
who are members of declared organisations. Such a
prohibition is required by
s 14(5)(b)(i) of the Act. The order contained one exception to that
prohibition, namely an association occurring between members of a registered
political
party in particular circumstances and subject to certain conditions as
to notification. The making of the order had the further
consequence, by reason
of s 35(1)(b) of the Act, that it would be an offence for any other person to
associate with the second respondent on six or more occasions in a 12 month
period, subject to the exceptions listed in s 35(6).
A court's institutional integrity
- In
Forge v Australian Securities and Investments
Commission[600],
Gummow, Hayne and Crennan JJ explained that a court may be said to lack
institutional integrity when it no longer exhibits, in some
relevant respect,
those defining characteristics which set courts apart from other decision-making
bodies. Their Honours acknowledged
that it is not possible to make some
all-encompassing statement of the minimum defining characteristics of a
court[601].
Nevertheless, consideration might be given, in the first place, to what is
usually involved in a judicial process. Although it
is equally difficult to
state all the respects in which the institutional integrity of a court may be
seen to be compromised, perceptions
of a court as independent and impartial must
be taken as essential to its
integrity[602].
- In
general terms, courts are understood to have an adjudicative role, the essential
function of judicial power being the quelling
of
controversies[603]
and the ascertainment and determination of rights and
liabilities[604].
Controversies to be resolved may involve questions or issues arising under
statutes. The process involved, in the exercise of judicial
power, is as stated
in the often-quoted passage by Kitto J in R v Trade Practices Tribunal; Ex
parte Tasmanian Breweries Pty
Ltd[605]:
"the process to be followed must generally be an inquiry concerning the law as
it is and the facts as they are, followed by an application
of the law as
determined to the facts as determined; and the end to be reached must be an act
which, so long as it stands, entitles
and obliges the persons between whom it
intervenes, to observance of the rights and obligations that the application of
law to facts
has shown to exist."
- The
process usually undertaken by courts raises questions about the role given to
the Court by the Act. Its determination, of the fact of membership only, stands
in contrast with that of the Attorney-General. The Attorney-General
considers
the activities of members of an organisation and whether those activities
warrant the making of a declaration concerning
the organisation, thus exposing
its members to a control order and other restrictions imposed by the Act. The
Court's limited determination does not explain the need for a control order, yet
it was clearly considered to be important
that the Court be seen to participate
in the process of attaching adverse consequences to the fact of membership.
- The
making of the order raises a further question, about the law that the Court is
applying. It is a feature of this legislation
that it does not proscribe any
organisation and does not make membership of any organisation declared by the
Attorney-General unlawful.
It is in this context that the Court's control order
assumes some importance, in achieving the restriction of association of those
to
whom the declaration is directed. Consideration of these matters leads to the
more fundamental question about the role assigned
to the Court and its
relationship with legislative and executive aims.
The statutory scheme
Objects
- The
objects of the Act, as declared by s 4(1), are:
"(a) to disrupt and restrict the activities of –
(i) organisations involved in serious crime; and
(ii) the members and associates of such organisations; and
(b) to protect members of the public from violence associated with such criminal
organisations."
- It
may be observed that par (b) contains the more general object. It assumes some
importance in the submissions for South Australia,
which seek to explain the
control order made by the Court by reference to this object. Paragraph (a)
refers to the means to be adopted
in achieving the object in par (b). A control
order may be said to effect restrictions on the activities of members of such
organisations,
and therefore to disrupt the organisation's criminal activities,
assuming of course that the organisation is involved in criminal
activities and,
more particularly, assuming that the person the subject of the control order is
involved in such activities.
- It
was explained in the second reading
speech[606]
that the targets of the legislation are motorcycle gangs and their associates,
because these groups were considered to commit a disproportionate
number of
serious crimes. But the legislation is not expressed to refer to such groups.
The only limitation with respect to its
application is the expressed intention
that the Act not be used "in a manner that would diminish the freedom of persons
in this State to participate in advocacy, protest, dissent or
industrial
action."[607]
Otherwise the Act may extend to any organisation identified by the
Attorney-General as a declared organisation, upon application by the
Commissioner
of Police and upon the information provided by the Commissioner.
An organisation is defined to include both incorporated bodies
and
unincorporated
groups[608].
- As
will be explained, the only determination of fact concerning the possible
involvement of members of an organisation in criminal
activities is made by the
Attorney-General and it may have nothing to say about the defendant to an
application for a control order.
The Court is given no role to determine
whether that person has any connection with criminal activities before it makes
a control
order.
The declaration
- The
first step towards restricting association between the members of an
organisation and other persons is the declaration made by
the Attorney-General.
The Attorney-General may make a declaration with respect to an organisation if
the Attorney is satisfied,
in terms of s 10(1), that:
"(a) members of the organisation associate for the purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal activity;
and
(b) the organisation represents a risk to public safety and order in this
State".
In considering whether to make a declaration the Attorney-General is entitled to
have regard to information suggesting a link between
the organisation, or its
members, and serious criminal
activity[609].
Such information may extend to submissions from the
public[610].
The Attorney-General may be satisfied that members of the organisation associate
for the purpose of organising, planning, facilitating,
supporting or engaging in
serious criminal activity, whether or not only some of the members do so and
whether or not the members
also associate for other
purposes[611].
A declaration may therefore be made where the information provided by the
Commissioner of Police suggests that only some members
are associated with
criminal activity.
- By
itself, the Attorney-General's declaration carries no legal consequences for
either the organisation or its members. As earlier
mentioned, the Act does not
proscribe an organisation the subject of a declaration, nor is membership of
such an organisation made an offence. The
declaration serves the purpose of
identifying persons to whom other provisions of the Act will apply. It
identifies persons who may be the subject of an application for a control order
under s 14(1), on the basis of their membership of an organisation. A
"member" is widely defined. It includes an associate member or prospective
member; a person who identifies himself or herself, in some way, as belonging to
the organisation; and a person who is treated by
the organisation as if he or
she belongs to
it[612]. The
declaration also serves to identify persons with whom others may not associate,
on account of their membership of a declared
organisation, if membership is
proved. Section 35(1)(a) (as set out later in these reasons) makes it an
offence to associate with them. But it is the purpose of identifying persons as
possible subjects for a control order which is directly relevant in these
proceedings.
The s 14(1) control order
- It
is no part of the Court's function under s 14(1) to inquire into the
participation of the defendant to an application for a control order in any
criminal activities. It is obliged
to make a control order without any
determination other than whether that person's membership of a declared
organisation has been
proved.
- The
role of the Court under s 14(1) is to be distinguished from, and contrasted
with, that given to the Court by s 14(2). Pursuant to s 14(2) the Court is not
obliged to make a control order. It may do so when a person has been a member
of a declared organisation, or engages
or has engaged in serious criminal
activity, and regularly associates with members of a declared organisation. It
may also do so
where it is shown that the person engages or has engaged in
serious criminal activity and regularly associates with other persons
who engage
or have engaged in such activity. Moreover, the Court is entitled, under s
14(2), to consider the appropriateness of a control order in the circumstances
pertaining to the person.
- Section
14(6) requires the Court, when considering whether to issue a control order
under s 14(2) or the prohibitions to be included in an order, to have regard to
the following matters:
"(a) whether the defendant's behaviour, or history of behaviour, suggests that
there is a risk that the defendant will engage in
serious criminal activity;
(b) the extent to which the order might assist in preventing the defendant from
engaging in serious criminal activity;
(c) the prior criminal record (if any) of the defendant and any persons
specified in the application as persons with whom the defendant
regularly
associates;
(d) any legitimate reason the defendant may have for associating with any person
specified in the application;
(e) any other matter that, in the circumstances of the case, the Court considers
relevant."
- Section
14(6) is also expressed to apply to the prohibitions which may be included in a
control order under s 14(1). However, as will be explained, because of the
provisions of s 14(1) and (5)(b), s 14(6) only provides the Court with a basis
for adding further prohibitions to those which automatically follow upon the
making of a control
order under s 14(1). Section 14(6) does not permit the
Court to consider the above factors in connection with whether to make a control
order, nor does it permit the
Court to limit the order to prohibitions that are
necessary in the circumstances of the case.
- The
only matter which is the subject of a determination by the Court before a
control order is made under s 14(1), apart from the existence of the
declaration, is whether the defendant is a member of the organisation the
Attorney-General has identified
in the declaration. Where the Court finds that
the defendant is a member, as defined, s 14(5)(b) requires that a control order
must prohibit the defendant from associating with other persons who are
members of declared
organisations[613]
"except as may be specified in the order."
- The
Solicitor-General for South Australia submitted that the exception provided by s
14(5)(b) allows the Court to reach a conclusion as to the content of a control
order made under s 14(1), based upon what is reasonably required, appropriate
and adapted to achieve the object of the legislation. A provision such as that
described by the Solicitor-General, which incorporates aspects of the principle
of proportionality, was a feature of the legislation
in Thomas v
Mowbray[614],
but no such provision appears in this Act. Moreover, the Act does not allow the
Court to undertake such a process.
- Section
14(5)(b) forecloses the prospect of excepting any member of a declared
organisation from the operation of a control order made under s 14(1). These
persons must be made the subject of the prohibitions outlined in
s 14(5)(b). A possible use of the exception, one which would not negate
the prohibition in s 14(5)(b), may be to except some type of association. The
order made in the present case provides an example. It excepts associations for
political purposes. However, the exceptions which might be made cannot
significantly enlarge the function of the Court under s 14(1) and (5)(b). These
provisions do not permit the Court to consider the case at hand or the
involvement of the particular defendant
in criminal activities.
- The
Solicitor-General for South Australia submitted that s 14(6) could be used so
that, when a control order is made under s 14(1), the order could "be tailored
to meet the circumstances of the individual and the part they play within the
organisation that is
declared", thereby indicating a greater role for the Court
in its determinations. It is difficult to see how this can be so, given
that
s 14(5)(b) provides the minimum content for an order under s 14(1),
regardless of the matters listed under s 14(6).
- Clearly,
the matters referred to in s 14(6) may be considered and applied in the way
described by the Solicitor-General when an order is made under s 14(2).
But it does not seem possible that such considerations could be applied to
alter, or negate, the prohibition required by s 14(5)(b). In the context of an
order made under s 14(1), it would seem that s 14(6) could only apply to any
further prohibitions sought by the Commissioner of
Police[615].
- The
making of a control order under s 14(1) exposes the person subject to it to
punishment for any disobedience of its terms, either by way of contempt or by
reason of s 22(1), which renders it an offence to contravene or fail to comply
with such an order. This offence carries a maximum penalty of five
years
imprisonment[616].
However, a control order is productive of serious disadvantage for the person
subject to it from the moment it is made. The making
of a control order,
without more, prevents that person from associating with anyone who falls within
the definition of a "member"
of a declared organisation. It has the further
effect of preventing others from associating with that person, by reason of
s 35(1)(b). Section 35(1) provides:
"A person who associates, on not less than 6 occasions during a period of 12
months, with a person who is –
(a) a member of a declared organisation; or
(b) the subject of a control order,
is guilty of an offence." (emphasis
added)
This offence also carries a maximum penalty of imprisonment for five
years.
- A
person may be taken to "associate" with another person by any means of
communication[617].
Only certain associations, such as those between "close family
members"[618],
and those for professional, business, educational, rehabilitation and some other
purposes, are exempt from the operation of s
35[619].
Summary
- The
scheme of the Act may be summarised as follows. On the application of the
Commissioner of Police, the Attorney-General, if satisfied of a link between
some persons connected with an organisation and crime, may make a declaration
affecting the organisation as a whole. By that means,
each person coming within
the wide definition of a "member" of that organisation is liable, upon proof of
their membership by the
Commissioner of Police, to have a control order made
against them, prohibiting their association with other members of the
organisation
and severely curtailing the ability of other persons to associate
with them. The Court, although having determined nothing about
the activities
of members of the organisation and nothing about whether the defendant to the
application has had any connection with
criminal activities, is obliged by the
Act to make an order, containing the prohibition referred to, the making of
which has the effect of further restricting that person's
association with
others. The Court is obliged to do so although membership of the organisation,
declared or otherwise, is not made
unlawful by the Act. As was acknowledged in
the second reading speech, the legislation "grants unprecedented powers to the
police and the Attorney-General",
yet itself imposes "no direct punishment on an
organisation or its
members."[620]
It is the Court that might be seen to provide for some such effect upon the
members.
The role of the Court
- It
has already been observed that the determination made by the Court under s 14(1)
is very limited – to a factual finding about a defendant's membership of
an organisation identified by the Attorney-General
as a declared organisation.
The Solicitor-General of Queensland, which intervened in the proceedings,
pointed out that it is not
uncommon for legislation to involve antecedent
decision-making by the Executive, to which a court gives effect in later
proceedings.
In such cases the Executive's determination may be of a more
detailed and complex nature than that of a court.
- An
example provided of such legislation was the Customs Act 1901 (Cth),
under which it is an offence to import "prohibited
imports"[621].
The offence is one of strict
liability[622].
All goods which are the subject of the prohibition are identified by executive
determination[623].
The court's role is to determine whether such goods have been imported. Such a
determination may not always be a simple matter.
Nevertheless, the point is
made.
- It
may be accepted that a quantitative comparative assessment of a court's role
against another's may not be particularly useful
in resolving questions about
whether the court's institutional integrity is compromised. A court may have
regard to facts established
by others, and its role may be more limited, yet
that role may still be readily identifiable as involving an independent judicial
function, as is the case in the example given. But the example also invites a
comparison with the role given to the Court by s 14(1), a comparison which
highlights important features of that role. The Court, acting under s 14(1), is
not involved in a determination as to whether an offence has been committed.
There is no offence to which its processes are
directed; yet it is obliged to
make an order, the nature of which suggests that some such process has been
undertaken. Far from
explaining the role of the Court under s 14(1), this
comparison raises questions about it.
- Other
examples may be given of legislation whereunder courts may give effect to
anterior decision-making not involving a judicial
function[624],
but they are not apposite to the role assigned to the Court by s 14(1). The Act
does not go so far as to require the recognition of, or that effect be given to,
the Attorney-General's declaration by the Court.
More relevant is the discrete
task the Court is given, one which may be seen to involve something of a
traditional judicial function,
because it involves a determination of something
about a person prior to an order being made.
- An
order of a court may be understood as the end of the court's process, as was
explained by Kitto J in the Tasmanian Breweries Case, in which the law is
applied to the facts as found. But the limited process which precedes the
making of an order under s 14(1) does not disclose the basis for an order of a
kind which restricts a person's ability to associate. It is not obvious what
legal
criterion the Court can be said to be applying when making an order under
s 14(1). There is no offence to which it is directed, no "law" by which a rule
of conduct or the existence of a duty is
stated[625].
Absent any illegality attaching to membership of an organisation declared by the
Attorney-General, it is difficult to see how a
control order can be explained as
resulting from the Court's processes.
- Prior
to the making of the order under s 14(1), there was no restriction upon the
second respondent's ability to associate with others to which the Court could
give effect. It
was the Court's order which created the restriction, but not in
response to a breach, by the second respondent, of any law. The
Court effects
the restriction at the direction of the legislature and with respect to a person
who is identified by reference to
the Attorney-General's declaration. The
Court's order can only be accounted for by reference to the obligation cast upon
it by s 14(1). The fulfilment of that obligation fills the legislative gap
which exists because there is no offence. It gives effect to the outcome
sought
with respect to each member of the organisation the subject of the
Attorney-General's declaration.
Preventive orders
- The
Solicitor-General for South Australia submitted that it is not necessary that a
court deal with an offence when it makes an order
restricting freedom of
association. It was pointed out that, historically, courts have made orders in
the nature of involuntary
detention, without the person subject to the order
having committed any offence.
- In
Chu Kheng Lim v Minister for
Immigration[626]
it was said that the involuntary detention of a citizen is penal or punitive and
can occur only as an incident of the exclusively
judicial function of
adjudicating and punishing criminal
guilt[627].
The statements in Lim were made subject to certain exceptions, namely,
where a citizen is detained, involuntarily, in custody pending trial and in
cases
involving mental illness or infectious disease, but it may be that they
require the further qualifications suggested by Gummow J
in Fardon v
Attorney-General
(Qld)[628].
In particular, some difficulty may attend questions about whether an order
effects a punishment, but it is not necessary to consider
such questions in this
case.
- It
may be accepted that the courts have exercised powers to restrict the liberty of
persons, in certain circumstances, without an
offence having been committed and
without having made a determination about the person's past conduct. Orders by
which a person
is bound over to keep the peace provide an example. They are of
long standing and may be considered the origin of modern apprehended
violence
orders
("AVOs")[629].
Binding over orders were described by Blackstone as expressions of "preventive
justice"[630]
that look to the possible future conduct of a person. In Chu Shao Hung v The
Queen[631]
Kitto J explained that this ancient power of magistrates required for its
exercise some conduct which, although not actually contrary
to law, was
contra bonos mores. It was a power to oblige those persons, of whom
there was probable ground to suspect future misbehaviour, "to give full
assurance
to the public" that such offence as was apprehended would not
happen[632].
- It
may be observed that such orders differ from the orders made under s 14(1)
in at least two respects: the former orders were directed to an obligation, at
common law, to keep the peace in the interests of
and for the protection of
society; and they were the result of a process which might clearly be described
as a judicial function.
As was observed by Gummow and Crennan JJ in Thomas v
Mowbray[633],
it was necessary, in asking the Federal Magistrates Court to exercise that
preventive jurisdiction, to place before it material
which enabled it to
conclude that, in the absence of an order, there would be a breach of the peace.
The Act here in question contains no antecedent obligation to which the order
may be directed and allows no consideration by the Court of
the need for an
order. Binding over orders are therefore an imperfect analogy with control
orders under s 14(1).
- The
legislation in Fardon v Attorney-General (Qld) furnishes another example
of a preventive order made by a court, for the protection of the public, in
accordance with its statutory
objective. The question raised by the statute in
that case was whether there was "an unacceptable risk that the prisoner will
commit
a serious sexual offence" if he was released into the
community[634]
and it was a question to be answered by the Supreme Court of Queensland. The
Supreme Court could make an order only on the basis
of acceptable, cogent
evidence which satisfied it to a high degree of
probability[635].
Its role clearly involved a judicial process and its resulting order was
explicable on that basis. There was nothing to suggest
that the Supreme Court
was to act "as a mere instrument of government
policy"[636]
or "that the jurisdiction conferred is a disguised substitute for an ordinary
legislative or executive
function."[637]
The institutional integrity of the Supreme Court could not be said to have been
compromised by the legislation.
- The
legislation with which the Federal Magistrates Court was concerned in Thomas
v Mowbray involved the making of orders directed to the protection of
society. It may also be contrasted with the legislation here in question.
The
legislation in Thomas v Mowbray permitted the making of an interim
control order by a court if it was satisfied of certain matters, including that
the making of
the order would substantially assist in preventing a terrorist act
or that the person to be subjected to the order had provided training
to, or
received training from, a listed terrorist
organisation[638].
Under the Criminal Code (Cth) it was an offence to be a member of a
terrorist
organisation[639]
or to train or receive training from such an
organisation[640].
The Federal Magistrates Court determined matters necessary to these offences.
It was not obliged to make an interim control order
but, if it did so, it was
required to ensure that the restrictions, prohibitions and obligations to be
imposed upon the person by
the order were proportionate to the purpose of
protecting the public from a terrorist attack, as earlier
mentioned[641].
These are matters proper and usual to a judicial process. They may be
contrasted with the role assigned to the Court by s 14(1).
- The
submissions for South Australia sought to align the order made under s 14(1) and
the process in which the Court is involved,
by reference to the objects section
of the Act and its stated purpose of the protection of the public from violence
associated with criminal
organisations[642].
- It
is possible that a control order made against a member of a declared
organisation might assist in the achievement of this purpose,
but this does not
mean that it is correct to characterise the Court's role and the processes it
undertakes by reference to that purpose.
The Court's determinations under
s 14(1) have nothing to say about whether the purpose might be achieved in
a particular case. No regard may be had by the Court to a defendant's
history
or the prospect that he or she may have been, or might in the future be,
involved in criminal activities. Its order is not
explicable on this basis. It
can only be understood to proceed upon some unstated assumption concerning all
persons who are identified
by the Attorney-General's declaration and by
reference to the obligation cast upon the Court to make an order with respect to
a person
so identified.
Conclusion
- In
Fardon v Attorney-General
(Qld)[643],
Gummow J referred to a statement in Mistretta v United
States[644]
as relevant to the principle in Kable. It is apposite to this case. It
is that the reputation of the judicial branch may not be borrowed by the
legislative and executive
branches "to cloak their work in the neutral colors of
judicial action."
- It
is to be inferred from the Act that it is the aim of the Executive that all
persons identified by the declaration made by the Attorney-General are to have
their
liberty to associate restricted. This is the end which the declaration
serves but to which it cannot give effect. The Court is
directed to bring this
result about. Its action, in making the order, gives the appearance of its
participation in the pursuit of
the objects of the Act. Properly understood,
however, the making of the order serves to disguise an unstated premise and the
lack of any illegality attaching
to membership of a declared organisation.
- It
follows that s 14(1) involves the enlistment of the Court to give effect to
legislative and executive policy. It impinges upon the independence of the
Court and thereby undermines its institutional integrity. Section 14(1) is
invalid.
[1] Dixon, "Marshall and the
Australian Constitution", (1955) 29 Australian Law Journal 420 at
424-425.
[2] Bennett (ed), Some Papers of
Sir Francis Forbes, (1998) 134 at 143.
[3] North Australian Aboriginal
Legal Aid Service Inc v Bradley [2004] HCA 31; (2004) 218 CLR 146 at 163 [29] per McHugh,
Gummow, Kirby, Hayne, Callinan and Heydon JJ; [2004] HCA 31; Gypsy Jokers
Motorcycle Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 552-553
[10] per Gummow, Hayne, Heydon and Kiefel JJ; [2008] HCA 4; Ebner v
Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337 at 363 [81] per Gaudron J;
[2000] HCA 63.
[4] SOCC Act, s 4(1), the text of
which appears in the judgment of Hayne J at [160].
[5] A defined term: see n 10
below.
[6] Totani v South Australia
[2009] SASC 301; (2009) 105 SASR 244.
[7] This statement was said to exclude
information classified by the Commissioner as criminal intelligence.
[8] Judgment of Hayne J at [155].
[9] An "organisation" is defined in
s 3 as "any incorporated body or unincorporated group (however structured),
whether or not the body or group is based outside South Australia,
consists of
persons who are not ordinarily resident in South Australia or is part of a
larger organisation".
[10] The term "serious criminal
activity" is defined in s 3 as "the commission of serious criminal
offences". Such offences are defined in s 3 as "indictable offences (other
than indictable offences of a kind prescribed by regulation)" or "summary
offences of a kind prescribed
by regulation". Regulation 4 of the Serious
and Organised Crime (Control) Regulations 2008 (SA) prescribes offences under
the Controlled Substances Act 1984 (SA); the Criminal Law
Consolidation Act 1935 (SA); the Explosives Act 1936 (SA); the
Firearms Act 1977 (SA); the Lottery and Gaming Act 1936 (SA); the
Summary Offences Act 1953 (SA); the Explosives Regulations 1996 (SA); and
the Explosives (Fireworks) Regulations 2001 (SA).
[11] SOCC Act, s 10(4)(a).
[12] SOCC Act, s 10(4)(c).
[13] SOCC Act, s 10(3)(a) and
(b).
[14] The Attorney-General is
required by s 9(b) to invite submissions from members of the public in relation
to the application.
[15] SOCC Act, s 10(3)(e) and
(f).
[16] SOCC Act, s 13(2).
[17] SOCC Act, s 13(1).
[18] SOCC Act, s 35(1)(a).
[19] SOCC Act, s 35(1).
[20] SOCC Act, s 35(1)(b).
[21] SOCC Act, s 35(6).
[22] SOCC Act, s 35(6)(a) and
(11)(b). A "close family member" is defined to include a spouse or a former
spouse, a person who is or has been in a "close
personal relationship" (as
defined in s 11 of the Family Relationships Act 1975 (SA)), a parent
or a grandparent, a brother or a sister and a guardian or a carer.
[23] The relevant provisions of Pt 3
refer to "the Court", which is defined in s 3 as the Magistrates Court of
South Australia.
[24] SOCC Act, s 14(4).
[25] The text of s 14(2) appears in
the judgment of Crennan and Bell JJ at [404].
[26] Within the meaning of s 15 of
the Summary Offences Act 1953 (SA). The text of s 14(5)(b) appears
in the judgment of Hayne J at [171].
[27] Judgment of Hayne J at
[172].
[28] Judgment of Kiefel J at
[459].
[29] SOCC Act, s 35(1)(b).
[30] SOCC Act, s 35(1)(a).
[31] As to extraterritorial
legislative competence of State Parliaments see APLA Ltd v Legal Services
Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 354 [40] per Gleeson CJ and
Heydon J, 388-389 [154]-[159] per Gummow J (Hayne J agreeing at 449 [375]),
482-483 [465]-[466] per Callinan
J; [2005] HCA 44; Mobil Oil Australia Pty
Ltd v Victoria [2002] HCA 27; (2002) 211 CLR 1 at 22-26 [7]- [16] per Gleeson CJ; [2002] HCA
27; and see generally Carney, The Constitutional Systems of the Australian
States and Territories, (2006), Ch 7; Twomey, The Constitution of New
South Wales, (2004) at 53-56.
[32] SOCC Act, s 14(3).
[33] The full definition appears in
the judgment of Hayne J at [161].
[34] SOCC Act, s 3 (definition of
"member", par (b)(i)).
[35] SOCC Act, s 3 (definition of
"member", par (b)(ii)).
[36] SOCC Act, s 3 (definition of
"member", par (b)(iii)).
[37] The full text of s 14(6)
appears in the judgment of Kiefel J at [455].
[38] The control order is not
binding until served in one of the ways specified in s 16: see s 16(4).
[39] SOCC Act, s 17.
[40] SOCC Act, s 18(1).
[41] SOCC Act, s 18(2).
[42] SOCC Act, s 18(3).
[43] SOCC Act, s 19(1).
[44] SOCC Act, s 19(2).
[45] (2010) 239 CLR 531; [2010] HCA
1.
[46] Kirk [2010] HCA 1; (2010) 239 CLR 531
at 581 [99]- [100].
[47] The text of s 21 appears in the
judgment of Hayne J at n 288.
[48] Judgments of Gummow J at [128]
and Hayne J at [193]-[195].
[49] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at
1806.
[50] See R (Laporte) v Chief
Constable of Gloucestershire Constabulary [2006] UKHL 55; [2007] 2 AC 105 at 126-127 [34]
per Lord Bingham of Cornhill; Evans v New South Wales [2008] FCAFC 130; (2008) 168 FCR 576
at 594-596 [72]- [77]; Fellman, The Constitutional Right of Association,
(1963) at 87-101; Keith, Constitutional Law, 7th ed (1939) at 454-456;
Jarrett and Mund, "The Right of Assembly", (1931) 9 New York University Law
Quarterly Review 1 at 2-10; Jennings, "Current Comment – The
Right of Assembly in England", (1931) 9 New York University Law Quarterly
Review 217 at 218-221.
[51] Such matters may be relevant
and taken into account by the Commissioner in the exercise of the discretion to
seek a control order
and in the exercise by the Court of its discretion to
specify exceptions to the minimum conditions of the order pursuant to
s 14(5)(b).
[52] A restraint applicable to this
Court and to all courts: Ex parte Walsh and Johnson; In re Yates [1925] HCA 53; (1925)
37 CLR 36 at 126 per Rich J; [1925] HCA 53, citing Vacher & Sons Ltd v
London Society of Compositors [1912] UKHL 3; [1913] AC 107 at 118 per
Lord Macnaghten.
[53] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 17-18 per Mason CJ, Deane, Dawson, Toohey,
Gaudron and McHugh JJ; [1990] HCA 24; Coco v The Queen [1994] HCA 15; (1994) 179 CLR 427
at 436-437 per Mason CJ, Brennan, Gaudron and McHugh JJ; [1994] HCA 15;
Electrolux Home Products Pty Ltd v Australian Workers' Union [2004] HCA 40; (2004) 221
CLR 309 at 329 [21] per Gleeson CJ; [2004] HCA 40; K-Generation Pty
Ltd v Liquor Licensing Court [2009] HCA 4; (2009) 237 CLR 501 at 520 [47] per
French CJ; [2009] HCA 4.
[54] See the cautionary discussion
in Zines, The High Court and the Constitution, 5th ed (2008) at 592-595
and dicta in Polyukhovich v The Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 687
per Toohey J; [1991] HCA 32; Nationwide News Pty Ltd v Wills [1992] HCA 46; (1992) 177
CLR 1 at 69 per Deane and Toohey JJ; [1992] HCA 46.
[55] [1988] HCA 55; (1988) 166 CLR 1 at 10; [1988]
HCA 55. Without resolving the unexplored question, this Court held just-terms
compensation for the acquisition of property by a State not
to constitute such a
right in Durham Holdings Pty Ltd v New South Wales (2001) 205 CLR 399 at
410 [14] per Gaudron, McHugh, Gummow and Hayne JJ; [2001] HCA 7.
[56] Kable v Director of Public
Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 71-76 per Dawson J; [1996] HCA
24; Fardon v Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 590 [14] per
Gleeson CJ; [2004] HCA 46. The rejection of common law constraints upon
parliamentary supremacy in Pickin v British Railways Board [1974] UKHL 1; [1974] AC 765
does not resolve the question for Australia whether there are fundamental common
law rights and freedoms which inform
constitutional constraints.
[57] Kruger v The
Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at 91 per Toohey J, 116 per Gaudron J, 142 per
McHugh J; [1997] HCA 27; Mulholland v Australian Electoral Commission
[2004] HCA 41; (2004) 220 CLR 181 at 234 [148] per Gummow and Hayne JJ; [2004] HCA 41;
Australian Capital Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR
106 at 212 per Gaudron J, 231-232 per McHugh J; [1992] HCA 45; and see Gray,
"Due process, natural justice, Kable and organisational control legislation",
(2009) 20 Public Law Review 290 at 303-305. As to an implied freedom of
association and the Kable doctrine, see Lindell, "The Australian
Constitution: Growth, Adaptation and Conflict – Reflections About Some
Major Cases and Events"[1999] MonashULawRw 12; , (1999) 25 Monash University Law Review 257 at
278.
[58] 1 Wm & Mar Sess 2 c 2; see
Handley, "Public Order, Petitioning and Freedom of Assembly", (1986) 7
Journal of Legal History 123 at 138-141.
[59] SOCC Act, ss 14(8) and 35(11).
See, eg, in relation to a State law restricting the influx of criminals, R v
Smithers; Ex parte Benson (1912) 16 CLR 99; [1912] HCA 96. See also
Gratwick v Johnson [1945] HCA 7; (1945) 70 CLR 1 at 12-15 per Latham CJ, 17 per Starke
J, 19-20 per Dixon J; [1945] HCA 7; Buck v Bavone [1976] HCA 24; (1976) 135 CLR 110
at 136-137 per Murphy J; [1976] HCA 24; Miller v TCN Channel Nine Pty Ltd
(1986) 161 CLR 556 at 580-581 per Murphy J; [1986] HCA 60; Cole v
Whitfield [1988] HCA 18; (1988) 165 CLR 360 at 393; [1988] HCA 18; Nationwide News Pty
Ltd v Wills [1992] HCA 46; (1992) 177 CLR 1 at 81-83 per Deane and Toohey JJ; Australian
Capital Television Pty Ltd v The Commonwealth [1992] HCA 45; (1992) 177 CLR 106 at 192-195
per Dawson J; Cunliffe v The Commonwealth [1994] HCA 44; (1994) 182 CLR 272 at 307-308
per Mason CJ; [1994] HCA 44; AMS v AIF (1999) 199 CLR 160 at 179 [45] per
Gleeson CJ, McHugh and Gummow JJ, 211-217 [152]-[165] per Kirby J, 248-249
[276]-[277] per Callinan J; [1999] HCA 26.
[60] 39 Eliz c 4 (1597); 13 Geo II c
24 (1740); 17 Geo II c 5 (1744). See Holdsworth, A History of English
Law, 3rd ed (1945), vol 4 at 392-401. An abbreviated history of
English vagrancy laws is provided by Scott LJ in Ledwith v Roberts [1937]
1 KB 232 at 270-275.
[61] 5 Geo IV c 83.
[62] An early example was Statute 5
Eliz c 20 (1562), which punished those found in the company of gypsies. The
Public Order Act 1936 (UK) prohibited the wearing of political uniforms
and the formation of quasi-military organisations. It was directed at Sir
Oswald Mosley and the British Union of Fascists: see "Public Order and the
Right of Assembly in England and the United States:
A Comparative Study",
(1938) 47 Yale Law Journal 404 at 404-406. See also the examples given
by Hayne J at [235].
[63] Elements of vagrancy laws in
the United Kingdom and the Australian colonies and States foreshadowed
consorting laws by prohibiting
keepers of public houses from allowing common
prostitutes and reputed thieves to assemble at their premises: 13 & 14
Vict
c 33 (1850), s 103; General Police and Improvement (Scotland)
Act 1862 (25 & 26 Vict c 101), s 337; Habitual Criminals Act
1869 (Imp) (32 & 33 Vict c 99), s 10; Prevention of Crimes Act 1871
(Imp) (34 & 35 Vict c 112), s 10; Vagrancy Act 1835 (NSW), s 2;
Police Act 1863 (SA), s 56(7); Police Offences Statute 1865
(Vic), s 35(iv); Police Act 1892 (WA), s 65(7).
[64] [1979] HCA 23; (1979) 143 CLR 376 at 382-383;
[1979] HCA 23.
[65] Police Act Amendment Act
1928 (SA), s 5.
[66] Vagrancy (Amendment) Act
1929 (NSW), s 2(b); Police Offences (Consorting) Act 1931 (Vic), s 2;
Vagrants, Gaming, and Other Offences Act 1931 (Q), s 4(1)(v); Police
Offences Act 1935 (Tas), s 6; Police Act Amendment Act 1955 (WA),
s 2.
[67] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 22 October 1929 at 682;
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 10
November 1931 at 4092; Queensland, Legislative Assembly, Parliamentary
Debates (Hansard), 20 October 1931 at 1418; Western Australia, Legislative
Assembly, Parliamentary Debates (Hansard), 25 August 1955 at 328.
[68] New South Wales, Legislative
Assembly, Parliamentary Debates (Hansard), 22 October 1929 at 683;
Victoria, Legislative Assembly, Parliamentary Debates (Hansard), 10
November 1931 at 4097.
[69] Johanson [1979] HCA 23; (1979) 143 CLR
376.
[70] [2007] HCA 33; (2007) 233 CLR 307 at 329 [16];
[2007] HCA 33. See Devine v The Queen [1967] HCA 35; (1967) 119 CLR 506 at 513-514 per
Windeyer J; [1967] HCA 35.
[71] [2007] HCA 33; (2007) 233 CLR 307 at 357
[120].
[72] [2007] HCA 33; (2007) 233 CLR 307 at 357
[121].
[73] Summary Procedure Act
1921 (SA), s 99; see also s 99AA.
[74] Judgment of Kiefel J at
[473]-[474].
[75] Considered in Pankhurst v
Kiernan (1917) 24 CLR 120; [1917] HCA 63.
[76] Immigration Act 1901
(Cth), s 8AA (inserted by the Immigration Act 1925 (Cth)); as to the
validity of this provision see Ex parte Walsh and Johnson; In re Yates
[1925] HCA 53; (1925) 37 CLR 36.
[77] Crimes Act 1914 (Cth), s
30A(1)(a).
[78] Crimes Act 1914 (Cth), s
30AA.
[79] Douglas, "Keeping the
Revolution at Bay: The Unlawful Associations Provisions of the Commonwealth
Crimes Act", (2001) 22 Adelaide Law Review 259; Australian Law
Reform Commission, Fighting Words: A Review of Sedition Laws in
Australia, Report No 104, (2006) at 86-100. See also R v Hush; Ex parte
Devanny (1932) 48 CLR 487; [1932] HCA 64.
[80] [2009] HCA 49; (2009) 240 CLR 319 at 344-345
[25]- [29] per French CJ; [2009] HCA 49.
[81] 18 USC §§1961-1968
(2006), replicated in many States of the USA; see generally Mecone, Shapiro and
Martin, "Racketeer
Influenced and Corrupt Organizations", (2006) 43
American Criminal Law Review 869.
[82] 2225 UNTS 209 (opened for
signature 12 December 2000, entered into force 29 September 2003).
Australia signed the Convention
on 13 December 2000 and became a party to it on
27 May 2004.
[83] Serious Crime Act 2007
(UK), Pt 1. In s 5, provision is made for serious crime prevention orders
restricting, inter alia, the means by which a person
communicates or associates
with others.
[84] Criminal Code RSC 1985,
c C-46, s 467.11 (which creates the offence of participating in or
contributing to any activity of a criminal association).
[85] Crimes Act 1961 (NZ),
s 98A.
[86] Crimes (Criminal
Organisations Control) Act 2009 (NSW); Serious Crime Control Act 2009
(NT); Criminal Organisation Act 2009 (Q).
[87] Australia, Standing Committee
of Attorneys-General, Communiqué, 16-17 April 2009 at 8.
[88] Introduced into the Code by the
Crimes Legislation Amendment (Serious and Organised Crime) Act (No 2)
2010 (Cth).
[89] Code, Divs 102 and 104.
[90] The submission of the
Solicitor-General for New South Wales, that it was difficult to tell the
difference between the two regimes,
must be rejected.
[91] Code, s 104.4.
[92] Crimes (Criminal
Organisations Control) Act 2009 (NSW), ss 5, 6 and 9; Serious Crime
Control Act 2009 (NT), ss 12, 13 and 14.
[93] As to the use of federal judges
as personae designatae to exercise non-judicial functions compatible with their
judicial role, see
Hilton v Wells (1985) 157 CLR 57; [1985] HCA 16;
Grollo v Palmer (1995) 184 CLR 348; [1995] HCA 26. The application of
compatibility requirements to State judges acting persona designata was raised
by McHugh J in Kable v Director of Public Prosecutions (NSW) [1996] HCA 24; (1996) 189
CLR 51 at 117-118 and variously discussed in Campbell, "Constitutional
Protection of State Courts and Judges"[1997] MonashULawRw 24; , (1997) 23 Monash University Law
Review 397 at 413-415; Carney, "Wilson & Kable: The
Doctrine of Incompatibility – An Alternative to Separation of Powers?",
(1997) 13 Queensland University of Technology Law Journal 175 at 191;
Johnston and Hardcastle, "State Courts: The Limits of Kable"[1998] SydLawRw 10; , (1998) 20
Sydney Law Review 216 at 229-230.
[94] Crimes (Criminal
Organisations Control) Act 2009 (NSW), ss 14, 19 and 21; Serious
Crime Control Act 2009 (NT), s 25.
[95] Criminal Organisation
Act 2009 (Q), ss 10 and 18.
[96] [2009] SASC 301; (2009) 105 SASR 244 at 305
[277].
[97] [2009] SASC 301; (2009) 105 SASR 244 at 283
[166].
[98] [2009] SASC 301; (2009) 105 SASR 244 at 283
[167].
[99] [2009] SASC 301; (2009) 105 SASR 244 at 281
[157].
[100] [2009] SASC 301; (2009) 105 SASR 244 at 280
[154]- [155].
[101] Judgment of Hayne J at
[199]-[200].
[102] [2009] SASC 301; (2009) 105 SASR 244 at 282
[164].
[103] [2009] HCA 4; (2009) 237 CLR 501.
[104] [2009] SASC 301; (2009) 105 SASR 244 at 282
[163].
[105] Judgment of Gummow J at
[121]-[125].
[106] [2009] SASC 301; (2009) 105 SASR 244 at 305
[273].
[107] [2009] SASC 301; (2009) 105 SASR 244 at 287
[190].
[108] [2009] SASC 301; (2009) 105 SASR 244 at 288
[192]- [193].
[109] [2009] SASC 301; (2009) 105 SASR 244 at
288-289 [195].
[110] [2009] SASC 301; (2009) 105 SASR 244 at 289
[196].
[111] [2009] SASC 301; (2009) 105 SASR 244 at 291
[207].
[112] [1996] HCA 24; (1996) 189 CLR 51.
[113] Williams, The Australian
Constitution: A Documentary History, (2005) at 69.
[114] Joyce, Samuel Walker
Griffith, (1984) at 204-205; La Nauze, The Making of the Australian
Constitution, (1972) at 130-131.
[115] Williams, The Australian
Constitution: A Documentary History, (2005) at 622.
[116] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 31 January 1898
at 298.
[117] La Nauze, The Making of
the Australian Constitution, (1972) at 131. The "characteristic language"
of Sir Owen Dixon appeared in the joint judgment in R v Kirby; Ex parte
Boilermakers' Society of Australia [1956] HCA 10; (1956) 94 CLR 254 at 268 per Dixon CJ,
McTiernan, Fullagar and Kitto JJ; [1956] HCA 10; see also Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 110 per McHugh J, 139-140 per
Gummow J, and the references to the economic imperative of the autochthonous
expedient in Zines, Cowen and Zines's Federal Jurisdiction in Australia,
3rd ed (2002) at 195, citing The Commonwealth v Limerick Steamship Co Ltd
[1924] HCA 50; (1924) 35 CLR 69 at 90 per Isaacs and Rich JJ; [1924] HCA 50 and
Bailey, "The Federal Jurisdiction of State Courts", (1940) 2 Res
Judicatae 109.
[118] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 804.
[119] Castles, An Australian
Legal History, (1982) at 327.
[120] [2006] HCA 44; (2006) 228 CLR 45 at 82
[82]; [2006] HCA 44.
[121] [2006] HCA 44; (2006) 228 CLR 45 at 82-83
[84].
[122] Thomas, "The Ethics of
Magistrates", (1991) 65 Australian Law Journal 387 at 389.
[123] Thomas, "The Ethics of
Magistrates", (1991) 65 Australian Law Journal 387 at 389.
[124] As to the characterisation
of members of the Federal Magistrates Court as Justices of a court created by
the Parliament under s 72 of the Constitution, see Re Bryant;
Ex parte Guarino [2001] HCA 5; (2001) 75 ALJR 478 at 480 [13] per Hayne J; [2001] HCA 5; 178
ALR 57 at 60; [2001] HCA 5.
[125] The history of the
magistracy beginning in 1837 with the creation of Courts of General or Quarter
and Petty Sessions was set out
at length in R v Moss; Ex parte Mancini
(1982) 29 SASR 385 at 397-421 per Wells J. See also Lowndes, "The
Australian Magistracy: From Justices of the Peace to Judges and
Beyond",
74 Australian Law Journal 509 (Part I); 592 (Part II).
[126] R v Moss; Ex parte
Mancini (1982) 29 SASR 385 at 389.
[127] Magistrates Court Act
1991 (SA), s 4.
[128] Magistrates Court
Act, s 5. See Waterside Workers' Federation of Australia v
J W Alexander Ltd [1918] HCA 56; (1918) 25 CLR 434 at 454-456 per Barton J;
[1918] HCA 56.
[129] Magistrates Court
Act, s 7(1).
[130] Magistrates Court
Act, ss 8, 9 and 9A.
[131] Magistrates Court
Act, s 10(1).
[132] Magistrates Court
Act, s 10(2). Rules of the Court are made by the Chief Magistrate, the
Deputy Chief Magistrate and any two or more other magistrates:
s 49(2).
[133] Magistrates Court
Act, s 40.
[134] Magistrates Court
Act, s 41.
[135] See Public Sector Act
2009 (SA), s 24.
[136] [2006] SASC 165; (2006) 94 SASR 545 at 597
[222]. The Magistrates Act referred to was the Magistrates Act
1983 (SA).
[137] [2006] SASC 165; (2006) 94 SASR 545 at 597
[223].
[138] See Clark v Federal
Commissioner of Taxation [2008] FCAFC 51; (2008) 171 FCR 1 at 9 [35] per Branson and Sundberg
JJ.
[139] Clark v Federal
Commissioner of Taxation [2008] FCAFC 51; (2008) 171 FCR 1 at 3 [8] per Branson and Sundberg
JJ.
[140] K-Generation Pty Ltd
[2009] HCA 4; (2009) 237 CLR 501 at 544 [153] per Gummow, Hayne, Heydon, Crennan and
Kiefel JJ.
[141] McPherson, The Reception
of English Law Abroad, (2007) at 405.
[142] [1970] HCA 61; (1970) 122 CLR 69 at 91;
[1970] HCA 61.
[143] [1892] 1 QB 431.
[144] [1892] 1 QB 431 at 447.
[145] [1892] 1 QB 431 at 447.
[146] [1918] HCA 56; (1918) 25 CLR 434 at
467.
[147] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 342 [61] per Gummow and Crennan JJ; APLA Ltd v
Legal Services Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 351 [30] per
Gleeson CJ and Heydon J; [2005] HCA 44; Australian Communist Party
v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 193 per Dixon J; [1951] HCA
5.
[148] Sawer, Australian
Federalism in the Courts, (1967) at 20-21. And see The Federalist,
No 81 (attributed to Hamilton), in The Federalist, (1788), vol 2,
310 at 317.
[149] For example, Fingleton v
Christian Ivanoff Pty Ltd (1976) 14 SASR 530, in which the Full Court
of the Supreme Court of South Australia held a special magistrate disqualified
from
hearing a complaint because, after a departmental rearrangement, the
magistrate and the solicitor appearing on the complaint were
both in the same
department of the Public Service with the same departmental head.
[150] [2006] HCA 44; (2006) 228 CLR 45 at 76
[64].
[151] [2006] HCA 44; (2006) 228 CLR 45 at 76 [64]
(footnote omitted).
[152] As to the multiple location
of judicial decisional independence in separation-of-powers protections
providing for "judicial independence"
and within the rubric of "due process" and
"the rule of law", see Gerangelos, The Separation of Powers and Legislative
Interference in Judicial Process, (2009) at 8.
[153] For a recent discussion of
the natural justice hearing rule in this context, see International Finance
Trust Co Ltd [2009] HCA 49; (2009) 240 CLR 319 at 379-384 [139]- [150] per
Heydon J.
[154] Russell v Russell
[1976] HCA 23; (1976) 134 CLR 495 at 520 per Gibbs J; see also at 505 per Barwick CJ, 532
per Stephen J; [1976] HCA 23.
[155] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 1 February 1898
at 356, 358-359, 361, 363, 368, 371, 372.
[156] Official Record of the
Debates of the Australasian Federal Convention, (Adelaide), 20 April 1897 at
947; see also at 949 (Isaacs); Official Record of the Debates of the
Australasian Federal Convention, (Melbourne), 1 February 1898 at 361
(Downer).
[157] Wheeler, "Original Intent
and the Doctrine of the Separation of Powers in Australia", (1996) 7 Public
Law Review 96 at 99-103; Gerangelos, The Separation of Powers and
Legislative Interference in Judicial Process, (2009) at 59.
[158] 28 & 29 Vict c 63.
[159] Australia Act 1986
(Cth); Australia Act 1986 (UK); and the Australia Acts (Request) Act
1985 of each of the States.
[160] Section 5 of the
Commonwealth of Australia Constitution Act 1900 (Imp) (63 & 64 Vict c
12).
[161] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 353.
[162] MZXOT v Minister for
Immigration and Citizenship (2008) 233 CLR 601 at 620 [26] per Gleeson
CJ, Gummow and Hayne JJ; [2008] HCA 28, quoting Inglis Clark, Studies in
Australian Constitutional Law, (1901) at 177.
[163] Baxter v Commissioners of
Taxation (NSW) [1907] HCA 76; (1907) 4 CLR 1087 at 1125; [1907] HCA 76; Kingston v Gadd
(1901) 27 VLR 417 at 426 per Williams J, 428 per Holroyd J; Commissioner
of Taxes v Parks [1933] St R Qd 306; and see Dixon, "Marshall and the
Australian Constitution", (1955) 29 Australian Law Journal 420 at 425;
Sawer, Australian Federalism in the Courts, (1967) at 76; cf Lindell,
"Duty to Exercise Judicial Review", in Zines (ed), Commentaries on the
Australian Constitution, (1977) 150 at 185-186; Thomson,
"Constitutional Authority for Judicial Review: A Contribution from the
Framers of the Australian Constitution", in Craven (ed), The
Convention Debates 1891-1898: Commentaries, Indices and Guide, (1986) 173
at 188-192.
[164] See, generally, Carney,
The Constitutional Systems of the Australian States and Territories,
(2006) at 344-349, discussing the five cases next footnoted.
[165] Clyne v East (1967)
68 SR (NSW) 385; Building Construction Employees and Builders' Labourers
Federation of New South Wales v Minister for Industrial Relations (1986) 7
NSWLR 372.
[166] Nicholas v Western
Australia [1972] WAR 168.
[167] Gilbertson v South
Australia (1976) 15 SASR 66.
[168] Collingwood v
Victoria [No 2] [1994] 1 VR 652.
[169] [1967] 1 AC 259.
[170] (1912) 15 CLR 308 at
313; [1912] HCA 42.
[171] (1929) 42 CLR 481; [1929]
HCA 41.
[172] Le Mesurier [1929] HCA 41; (1929) 42
CLR 481 at 495-496 per Knox CJ, Rich and Dixon JJ; Adams v Chas S Watson
Pty Ltd [1938] HCA 37; (1938) 60 CLR 545 at 554-555 per Latham CJ; [1938] HCA 37;
Peacock v Newtown Marrickville and General Co-operative Building Society No 4
Ltd [1943] HCA 13; (1943) 67 CLR 25 at 37 per Latham CJ, McTiernan J agreeing; [1943]
HCA 13.
[173] [2006] HCA 44; (2006) 228 CLR 45 at 75 [61]
(footnote omitted).
[174] [1996] HCA 24; (1996) 189 CLR 51 at
102.
[175] [1982] HCA 13; (1982) 150 CLR 49 at 61 per
Mason J; [1982] HCA 13.
[176] [1996] HCA 24; (1996) 189 CLR 51 at
137.
[177] Kable [1996] HCA 24; (1996) 189 CLR
51 at 101 per Gaudron J, 114 per McHugh J, 138-143 per Gummow J.
[178] Kable [1996] HCA 24; (1996) 189 CLR
51 at 101 per Gaudron J, 115 per McHugh J, 143 per Gummow J.
[179] Kable [1996] HCA 24; (1996) 189 CLR
51 at 96 per Toohey J, 103 per Gaudron J, 116-119 per McHugh J,
127-128 per Gummow J; Fardon v Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR
575 at 591 [15] per Gleeson CJ.
[180] Kable [1996] HCA 24; (1996) 189 CLR
51 at 103 per Gaudron J, 134 per Gummow J; Fardon v
Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 617 [101] per Gummow J,
628 [141] per Kirby J.
[181] Forge [2006] HCA 44; (2006) 228 CLR
45 at 77 [66] per Gummow, Hayne and Crennan JJ, citing Ebner v Official
Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337 at 345 [7]- [8] per Gleeson CJ,
McHugh, Gummow and Hayne JJ.
[182] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 618 [104] per Gummow J.
[183] International Finance
Trust Co Ltd [2009] HCA 49; (2009) 240 CLR 319.
[184] Adopting the language in
R v Kirby; Ex parte Boilermakers' Society of Australia [1956] HCA 10; (1956) 94 CLR 254
at 278 per Dixon CJ, McTiernan, Fullagar and Kitto JJ.
[185] Re Macks; Ex parte
Saint [2000] HCA 62; (2000) 204 CLR 158 at 232-233 [208] per Gummow J; [2000] HCA 62. In
relation to a federal court, such a law would also offend constitutional
separation-of-powers principles applicable to courts
created by the
Commonwealth: see Brandy v Human Rights and Equal Opportunity Commission
[1995] HCA 10; (1995) 183 CLR 245 at 264 per Mason CJ, Brennan and Toohey JJ, 270-271
per Deane, Dawson, Gaudron and McHugh JJ;
[1995] HCA 10.
[186] Palling v Corfield
[1970] HCA 53; (1970) 123 CLR 52 at 58-59 per Barwick CJ, 62-63 per McTiernan J,
64-65 per Menzies J, 65 per Windeyer J, 66-67
per Owen J, 68-70
per Walsh J, 70 per Gibbs J; [1970] HCA 53; International Finance
Trust Co Ltd [2009] HCA 49; (2009) 240 CLR 319 at 352 [49] per French CJ.
[187] Baker v The Queen
[2004] HCA 45; (2004) 223 CLR 513 at 532 [43] per McHugh, Gummow, Hayne and Heydon JJ;
[2004] HCA 45.
[188] [2009] HCA 49; (2009) 240 CLR 319 at 366
[97] per Gummow and Bell JJ, French CJ agreeing at 356 [58]; see also
at 386 [159]-[160] per Heydon J.
[189] North Australian
Aboriginal Legal Aid Service Inc v Bradley [2004] HCA 31; (2004) 218 CLR 146 at 163 [29]
per McHugh, Gummow, Kirby, Hayne, Callinan and Heydon JJ; Gypsy Jokers
Motorcycle Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 552-553
[10] per Gummow, Hayne, Heydon and Kiefel JJ.
[190] Gypsy Jokers Motorcycle
Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 553 [10] per Gummow,
Hayne, Heydon and Kiefel JJ.
[191] Judgment of Gummow J at
[138].
[192] Judgment of Gummow J at
[146]-[148].
[193] Judgment of Gummow J at
[149].
[194] Judgment of Crennan and Bell
JJ at [436].
[195] Judgment of Kiefel J at
[481].
[196] Judgment of Hayne J at
[236].
[197] Totani v South
Australia (2009) 105 SASR 244.
[198] Cf Croome v Tasmania
(1997) 191 CLR 119 at 125-128, 136-138; [1997] HCA 5.
[199] Constitution, s 76(i);
Judiciary Act 1903 (Cth), s 39.
[200] Mulholland v Australian
Electoral Commission (2004) 220 CLR 181 at 234 [148] per
Gummow and Hayne JJ, 306 [364] per Heydon J; [2004]
HCA 41.
[201] Statements in earlier
authorities were collected by McHugh J in Mulholland v Australian
Electoral Commission (2004) 220 CLR 181 at 225 [114]; see
also at 278 [286] per Kirby J.
[202] See Mulholland v
Australian Electoral Commission (2004) 220 CLR 181 at 201
[42] per Gleeson CJ.
[203] [2009] SASC 301; (2009) 105 SASR 244
at 283 [167].
[204] (2009) 105 SASR 244
at 305 [273].
[205] Cf John Fairfax
Publications Pty Ltd v Gacic (2007) 230 CLR 291 at 302 [28];
[2007] HCA 28.
[206] See Australian Communist
Party v The Commonwealth (1951) 83 CLR 1 at 3-5; [1951]
HCA 5.
[207] See Serious and Organised
Crime (Control) Regulations 2008 (SA), reg 4.
[208] Enfield City Corporation
v Development Assessment Commission (2000) 199 CLR 135 at 150
[34]; [2000] HCA 5; Gypsy Jokers Motorcycle Club Inc v Commissioner of
Police (2008) 234 CLR 532 at 558 [33]; [2008] HCA 4.
[209] [2009] SASC 301; (2009) 105 SASR 244 at
280-281 [157].
[210] (1995) 183 CLR 245
at 259-260, 269; [1995] HCA 10.
[211] (1995) 183 CLR 245
at 261-264, 270-271.
[212] [2009] SASC 301; (2009) 105 SASR 244
at 279-280 [150]-[152].
[213] (2009) 105 SASR 244 at
280-281 [155]-[157], 282-283 [164]-[165].
[214] (2008) 234 CLR 532.
[215] (2009) 237 CLR 501;
[2009] HCA 4.
[216] (2009) 237 CLR 501
at 529-532 [87]-[99], 539-543 [135]-[149], 576-580 [257]-[259].
[217] McArthur v Williams
(1936) 55 CLR 324 at 365-366; [1936] HCA 10; Ousley v The Queen
(1997) 192 CLR 69 at 80, 87, 103, 126; [1997] HCA 49.
[218] Kirk v Industrial Court
(NSW) (2010) 239 CLR 531 at 581 [99], 585 [113]; [2010]
HCA 1.
[219] (2010) 239 CLR 531
at 573-574 [71]-[73].
[220] (2007) 233 CLR 307
at 342 [61]; [2007] HCA 33. See also the remarks of Gleeson CJ
and Heydon J in APLA Ltd v Legal Services Commissioner (NSW) (2005)
224 CLR 322 at 351-352 [30]; [2005] HCA 44.
[221] (2007) 233 CLR 307
at 355 [111].
[222] (2009) 240 CLR 319
at 353 [52]; [2009] HCA 49.
[223] Fencott v Muller
(1983) 152 CLR 570 at 608 per Mason, Murphy, Brennan and Deane JJ; [1983]
HCA 12.
[224] (2008) 234 CLR 532
at 560 [39]. See also Bodruddaza v Minister for Immigration and
Multicultural Affairs (2007) 228 CLR 651 at 669 [47]; [2007]
HCA 14.
[225] (2009) 240 CLR 319
at 360 [77].
[226] (1992) 176 CLR 1
at 36-37, 53; [1992] HCA 64.
[227] International Finance
Trust Co Ltd v New South Wales Crime Commission (2009) 240 CLR 319
at 360 [77].
[228] (1970) 123 CLR 361
at 394; [1970] HCA 8.
[229] Liyanage v The Queen
[1967] 1 AC 259 at 290.
[230] R v Humby; Ex parte
Rooney (1973) 129 CLR 231 at 249-250; [1973] HCA 63.
[231] R v Humby; Ex parte
Rooney (1973) 129 CLR 231 at 250. See also Australian Building
Construction Employees' and Builders Labourers' Federation v The
Commonwealth (1986) 161 CLR 88 at 96; [1986] HCA 47; H A Bachrach
Pty Ltd v Queensland (1998) 195 CLR 547 at 562-564 [17]-[20];
[1998] HCA 54.
[232] (1998) 193 CLR 173;
[1998] HCA 9.
[233] International Arbitration
Act 1974 (Cth), s 8.
[234] Foreign Judgments Act
1991 (Cth), s 6.
[235] (1999) 197 CLR 83
at 110-111 [42]-[45]; [1999] HCA 28.
[236] (2000) 204 CLR 158;
[2000] HCA 62.
[237] (2004) 223 CLR 575;
[2004] HCA 46.
[238] (2004) 223 CLR 575
at 619 [108].
[239] (1998) 193 CLR 173
at 236 [155]-[156].
[240] (1996) 189 CLR 51;
[1996] HCA 24.
[241] (1996) 189 CLR 51
at 122.
[242] (1996) 189 CLR 51
at 122.
[243] (2004) 223 CLR 575
at 655-656 [219].
[244] Cf Fardon v
Attorney-General (Qld) (2004) 223 CLR 575 at 600 [40].
[245] See K-Generation Pty Ltd
v Liquor Licensing Court (2009) 237 CLR 501 at 544 [155].
[246] K-Generation Pty Ltd v
Liquor Licensing Court (2009) 237 CLR 501 at 544 [153].
[247] Section 5 of the
Serious and Organised Crime (Control) Act 2008 (SA) ("SOCCA") provides
that:
"(1) Any question of fact to be decided by a court in proceedings under this
Act is to be decided on the balance of probabilities.
(2) This section does not apply in relation to proceedings for an offence
against this Act."
[248] Totani v South Australia
[2009] SASC 301; (2009) 105 SASR 244.
[249] (1996) 189 CLR 51; [1996]
HCA 24.
[250] s 8(2)(a).
[251] s 8(2)(b).
[252] s 8(2)(c).
[253] s 8(2)(d).
[254] s 8(2)(e).
[255] Defined in s 3 as
police officers of or above the rank of inspector.
[256] s 8(2)(f).
[257] s 9.
[258] s 10(4)(a).
[259] s 37.
[260] s 38.
[261] s 39.
[262] s 14(2)(a).
[263] s 14(2)(b).
[264] s 14(4).
[265] s 17(1).
[266] s 19(2).
[267] s 22(1).
[268] s 35(1).
[269] s 35(2).
[270] s 35(7).
[271] (1979) 143 CLR 376; [1979]
HCA 23.
[272] [2009] SASC 301; (2009) 105 SASR 244 at 305
[277].
[273] [2009] SASC 301; (2009) 105 SASR 244 at 280
[152].
[274] [2009] SASC 301; (2009) 105 SASR 244 at 280
[153].
[275] [2009] SASC 301; (2009) 105 SASR 244 at 280
[154].
[276] [2009] SASC 301; (2009) 105 SASR 244 at 280
[154].
[277] [2009] SASC 301; (2009) 105 SASR 244 at 280
[155].
[278] [2009] SASC 301; (2009) 105 SASR 244 at 280
[155].
[279] SOCCA, s 41.
[280] [2009] SASC 301; (2009) 105 SASR 244 at 280
[155].
[281] [2009] SASC 301; (2009) 105 SASR 244 at 280
[156].
[282] [2009] SASC 301; (2009) 105 SASR 244 at
280-281 [157].
[283] Referring in this connection
to Ousley v The Queen (1997) 192 CLR 69; [1997] HCA 49.
[284] cf Minister for
Immigration and Multicultural and Indigenous Affairs v Nystrom [2006] HCA 50; (2006) 228
CLR 566 at 583-590 [43]- [61]; [2006] HCA 50; Downey v Trans Waste Pty Ltd
(1991) 172 CLR 167; [1991] HCA 11; Leon Fink Holdings Pty Ltd v
Australian Film Commission (1979) 141 CLR 672; [1979] HCA 26; R v Wallis
("the Wool Stores Case") (1949) 78 CLR 529; [1949] HCA 30;
Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied Trades Union
of Australia [1932] HCA 9; (1932) 47 CLR 1 at 7; [1932] HCA 9.
[285] Kirk v Industrial Court
(NSW) (2010) 239 CLR 531; [2010] HCA 1.
[286] (1949) 78 CLR 353; [1949]
HCA 26.
[287] [1949] HCA 26; (1949) 78 CLR 353 at
360.
[288] Section 21
provides:
"(1) No information provided by the Commissioner to a court for the purposes
of proceedings relating to the making, variation or revocation
of a control
order may be disclosed to any person (except to the Attorney-General, a person
conducting a review under Part 6,
a court or a person to whom the
Commissioner authorises its disclosure) if the information is properly
classified by the Commissioner
as criminal intelligence.
(2) In any proceedings relating to the making, variation or revocation of a
control order, the court determining the proceedings—
(a) must, on the application of the Commissioner, take steps to maintain the
confidentiality of information properly classified by
the Commissioner as
criminal intelligence, including steps to receive evidence and hear argument
about the information in private
in the absence of the parties to the
proceedings and their representatives ...".
[289] [2009] SASC 301; (2009) 105 SASR 244 at 280
[156].
[290] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 76 [63]; [2006]
HCA 44.
[291] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 95 per Toohey J.
[292] [1996] HCA 24; (1996) 189 CLR 51 at 143 per
Gummow J.
[293] [1996] HCA 24; (1996) 189 CLR 51 at 104 per
Gaudron J.
[294] [1996] HCA 24; (1996) 189 CLR 51 at 95 per
Toohey J.
[295] Chu Kheng Lim v Minister
for Immigration [1992] HCA 64; (1992) 176 CLR 1 at 27-29; [1992] HCA 64.
[296] [1992] HCA 64; (1992) 176 CLR 1 at 27 per
Brennan, Deane and Dawson JJ.
[297] [1996] HCA 24; (1996) 189 CLR 51 at 133 per
Gummow J.
[298] [1996] HCA 24; (1996) 189 CLR 51 at 133-134
per Gummow J.
[299] (2004) 223 CLR 575; [2004]
HCA 46.
[300] [2004] HCA 46; (2004) 223 CLR 575 at
617-619 [100]- [105].
[301] [2004] HCA 46; (2004) 223 CLR 575 at 617
[100].
[302] [2004] HCA 46; (2004) 223 CLR 575 at 617
[101].
[303] [2004] HCA 46; (2004) 223 CLR 575 at 617
[102].
[304] [2004] HCA 46; (2004) 223 CLR 575 at 618
[102].
[305] [2004] HCA 46; (2004) 223 CLR 575 at 618
[103].
[306] [2004] HCA 46; (2004) 223 CLR 575 at 618
[104].
[307] [2004] HCA 46; (2004) 223 CLR 575 at 611
[77].
[308] [1992] HCA 64; (1992) 176 CLR 1 at 27.
[309] [1996] HCA 24; (1996) 189 CLR 51 at
97-98.
[310] [1996] HCA 24; (1996) 189 CLR 51 at
131-132.
[311] [1996] HCA 24; (1996) 189 CLR 51 at
106-107.
[312] [1996] HCA 24; (1996) 189 CLR 51 at
121-122.
[313] [2004] HCA 46; (2004) 223 CLR 575 at
611-613 [78]- [84].
[314] [2003] HCA 49; (2003) 216 CLR 161 at
198-199 [114]; see also at 172-173 [29]; [2003] HCA 49.
[315] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 612 [80].
[316] (1991) 172 CLR 501; [1991]
HCA 32.
[317] Fardon [2004] HCA 46; (2004) 223 CLR
575 at 612 [81].
[318] (2009) 240 CLR 319; [2009]
HCA 49.
[319] R v Kirby; Ex parte
Boilermakers' Society of Australia ("the Boilermakers' Case")
[1956] HCA 10; (1956) 94 CLR 254 at 281; [1956] HCA 10.
[320] R v Trade Practices
Tribunal; Ex parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970) 123 CLR 361 at 394 per
Windeyer J; [1970] HCA 8.
[321] Attorney-General (Cth) v
Alinta Ltd (2008) 233 CLR 542 at 577 [93]; [2008] HCA 2.
[322] Australian Boot Trade
Employés Federation v Whybrow & Co (1910) 10 CLR 266; [1910] HCA
8; Boilermakers' Case [1956] HCA 10; (1956) 94 CLR 254 at 281.
[323] (1954) 90 CLR 353; [1954]
HCA 46.
[324] Stellios, The Federal
Judicature: Chapter III of the Constitution (2010) at 207 [4.162].
[325] (2007) 233 CLR 307; [2007]
HCA 33.
[326] s 104.4(1)(c).
[327] [2007] HCA 33; (2007) 233 CLR 307 at
328-329 [16], 347-348 [79].
[328] s 10(1)(b).
[329] [1970] HCA 8; (1970) 123 CLR 361 at
374-375.
[330] Community Protection
Act 1994 (NSW), s 5(1).
[331] [1996] HCA 24; (1996) 189 CLR 51 at
134.
[332] Sayre, "Criminal
Responsibility for the Acts of Another", (1930) 43 Harvard Law Review 689
at 717; Schneiderman v United States [1943] USSC 144; 320 US 118 at 136 (1943); Knauer
v United States [1946] USSC 112; 328 US 654 at 669 (1946); Kotteakos v United States
328 US 750 at 772 (1946).
[333] McAuliffe v The Queen
(1995) 183 CLR 108; [1995] HCA 37; Gillard v The Queen (2003) 219 CLR
1; [2003] HCA 64.
[334] [1951] HCA 5; (1951) 83 CLR 1 at 193;
[1951] HCA 5.
[335] [1951] HCA 5; (1951) 83 CLR 1 at 193.
[336] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 342 [61]; see also APLA Ltd v Legal Services
Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 351-352 [30]; [2005] HCA 44.
[337] For example, American
Communications Association v Douds [1950] USSC 56; 339 US 382 at 391 (1950); United
States v Brown 381 US 437 at 455 (1965).
[338] United States v Brown
381 US 437 at 455 (1965).
[339] s 10(1)(a).
[340] s 24.
[341] Communist Party
Dissolution Act 1950 (Cth); Australian Communist Party v The Commonwealth
[1951] HCA 5; (1951) 83 CLR 1; Bridges v Wixon [1945] USSC 118; 326 US 135 (1945); United States
v Lovett [1946] USSC 104; 328 US 303 (1946).
[342] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at 1805.
[343] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at 1805.
[344] "Serious and Organised Crime
(Control) Act 2008: Application for Declaration Regarding the Finks M.C.
– Reasons of the Honourable M J Atkinson MP, Attorney-General", 14 May
2009 at [195]-[198]. The role of s 10 declarations in the legislative scheme is
discussed below at [249].
[345] The Second Part of the
Institutes of the Laws of England, (1797) at 299.
[346] Section 4(1) provides:
"The objects of this Act are –
(a) to disrupt and restrict the activities of –
(i) organisations involved in serious crime; and
(ii) the members and associates of such organisations; and
(b) to protect members of the public from violence associated with such
criminal organisations."
[347] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 121; [1996] HCA 24.
[348] Australian Capital
Television Pty Ltd v The Commonwealth (1992) 177 CLR 106; [1992] HCA 45.
[349] Lange v Australian
Broadcasting Corporation (1997) 189 CLR 520; [1997] HCA 25.
[350] Wheeler, "The Doctrine of
Separation of Powers and Constitutionally Entrenched Due Process in Australia"[1997] MonashULawRw 18; ,
(1997) 23 Monash University Law Review 248.
[351] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51.
[352] R v Moffatt [1998] 2
VR 229 at 237 and 249; John Fairfax Publications Pty Ltd v Attorney-General
(NSW) [2000] NSWCA 198; (2000) 181 ALR 694 at 724 [169].
[353] Twomey, The Constitution
of New South Wales, (2004) at 187 and 194; Winterton, "Justice Kirby's Coda
in Durham", (2002) 13 Public Law Review 165 at 167-168; Winterton,
"Australian States: Cinderellas No Longer?", in Winterton (ed), State
Constitutional Landmarks, (2006) 1 at 5 and 14-17.
[354] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 657 [225]; [2004] HCA 46; Thomas v
Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 331 [19]; [2007] HCA 33.
[355] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 98, 107-108, 117-119, 121 and
133. See also Ebner v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337
at 363 [81]; [2000] HCA 63; North Australian Aboriginal Legal Aid Service Inc
v Bradley [2004] HCA 31; (2004) 218 CLR 146 at 162 [27]; [2004] HCA 31.
[356] Nicholas v The Queen
[1998] HCA 9; (1998) 193 CLR 173 at 197 [37] and 275-276 [242]; [1998] HCA 9; Silbert v
Director of Public Prosecutions (WA) [2004] HCA 9; (2004) 217 CLR 181 at 191 [26]; [2004]
HCA 9; Fardon v Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 617-618
[102] (see also at 593 [23] and 629-630 [144] (3)); Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 122 [194] and 149
[274]; [2006] HCA 44. See also Handsley, "Public Confidence in the Judiciary:
A Red Herring for the Separation of Judicial Power", (1998) 20 Sydney Law
Review 183. The concept of "public confidence" is much talked of in legal
circles, and not only in relation to the present field, but its
merits may be
doubted. The great confidence which sections of the German public had in some
of their courts in the last decade of
the Third Reich was not creditable to
either the public or the courts.
[357] See Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 121; Fardon v
Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 586 [2] and 600 [40]; Thomas
v Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 329 [17].
[358] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 329 [17].
[359] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 593 [23] per Gleeson CJ.
[360] [2004] HCA 46; (2004) 223 CLR 575 at 601
[42] (emphasis in original).
[361] Section 14(1) provides:
"The Court must, on application by the Commissioner, make a control order
against a person (the defendant) if the Court is satisfied that
the defendant is a member of a declared organisation."
[362] Section 10(1) provides:
"If, on the making of an application by the Commissioner under this Part in
relation to an organisation, the Attorney-General is satisfied
that –
(a) members of the organisation associate for the purpose of organising,
planning, facilitating, supporting or engaging in serious
criminal activity;
and
(b) the organisation represents a risk to public safety and order in this
State,
the Attorney-General may make a declaration under this section in respect of
the organisation."
[363] Section 14(5) provides:
"A control order –
...
(b) if the defendant is a member of a declared organisation, must prohibit
the defendant from –
(i) associating with other persons who are members of declared
organisations; and
(ii) possessing –
(A) a dangerous article; or
(B) a prohibited weapon,
(within the meaning of section 15 of the Summary Offences Act
1953),
except as may be specified in the order."
Section 14(6) provides:
"In ... considering the prohibitions that may be included in a control order
under subsection (1) ... the Court must have regard to
the following:
(a) whether the defendant's behaviour, or history of behaviour, suggests that
there is a risk that the defendant will engage in serious
criminal activity;
(b) the extent to which the order might assist in preventing the defendant
from engaging in serious criminal activity;
(c) the prior criminal record (if any) of the defendant and any persons
specified in the application as persons with whom the defendant
regularly
associates;
(d) any legitimate reason the defendant may have for associating with any
person specified in the application;
(e) any other matter that, in the circumstances of the case, the Court
considers relevant."
[364] For the principles in
relation to ease of conviction, see Krakouer v The Queen [1998] HCA 43; (1998) 194 CLR
202 at 223 [63]; [1998] HCA 43. For the principles in relation to
constitutional validity, see New South Wales v The Commonwealth (Work
Choices Case) [2006] HCA 52; (2006) 229 CLR 1 at 161-162 [355]; [2006] HCA 52.
[365] Samuels v Readers' Digest
Association Pty Ltd [1969] HCA 6; (1969) 120 CLR 1 at 19-20; [1969] HCA 6.
[366] [2004] HCA 41; (2004) 220 CLR 181 at 234
[148]; [2004] HCA 41.
[367] (1997) 189 CLR 520.
[368] See above at [248].
[369] Electric Light and Power
Supply Corporation Ltd v Electricity Commission of NSW [1956] HCA 22; (1956) 94 CLR 554 at
560; [1956] HCA 22; Mansfield v Director of Public Prosecutions (WA)
[2006] HCA 38; (2006) 226 CLR 486 at 491 [7]; [2006] HCA 38; Gypsy Jokers Motorcycle Club
Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 555 [19]; [2008] HCA 4.
[370] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 252-253 [23].
[371] (1938) 60 CLR 336; [1938]
HCA 34.
[372] (2009) 240 CLR 319; [2009]
HCA 49.
[373] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 355 [112]; International Finance Trust Co Ltd v New
South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319 at 348 [39], 364 [89] and
385 [154].
[374] See below at [297].
[375] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 355 [111].
[376] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 76 [63].
[377] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 67 [41] per
Gleeson CJ; see also at 76 [64].
[378] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 591 [15] per Gleeson CJ (emphasis added).
[379] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 98 per Toohey J; see also at
134 per Gummow J.
[380] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 601 [43] per McHugh J.
[381] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319.
[382] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 598 [37] per McHugh J.
[383] Re Wakim; Ex parte
McNally [1999] HCA 27; (1999) 198 CLR 511 at 560 [63] per McHugh J; [1999] HCA 27.
[384] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 601 [43] per McHugh J.
[385] R v Whyte [2002] NSWCCA 343; (2002) 55
NSWLR 252 at 272 [133] per Spigelman CJ.
[386] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 617 [101] per Gummow J.
[387] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 132 per Gummow J. See also
International Finance Trust Co Ltd v New South Wales Crime Commission
[2009] HCA 49; (2009) 240 CLR 319 at 367 [98].
[388] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155].
[389] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155].
[390] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [156].
[391] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [167].
[392] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155] n 74. Section 41 is set out
above in the reasons of Hayne J at [191]. The Attorney-General's Second Reading
Speech said of it:
"A privative clause will try to protect the Attorney-General's decision
from the full rigour of judicial review.
I do not hold out much hope of this preventing all judges substituting
their own decisions on declared organisations for those of
the elected
Government." (South Australia, House of Assembly, Parliamentary Debates
(Hansard), 21 November 2007 at 1807.)
One can sympathise with the Attorney-General for having this thought, if not
with the decision to express it and the form in which
it was expressed. Think
of it always. Speak of it never.
[393] [2010] HCA 1; (2010) 239 CLR 531 at
580-581 [98]- [100] and 585 [113]; [2010] HCA 1. The Full Court's error in this
respect is of the most excusable kind; its decision was delivered more than four
months before Kirk's case was decided.
[394] The expression "criminal
intelligence" is defined in s 3 as meaning:
"information relating to actual or suspected criminal activity (whether in
this State or elsewhere) the disclosure of which could
reasonably be expected to
prejudice criminal investigations, to enable the discovery of the existence or
identity of a confidential
source of information relevant to law enforcement or
to endanger a person's life or physical safety".
[395] Public Service Board of
New South Wales v Osmond (1986) 159 CLR 656; [1986] HCA 7.
[396] Marks v Beyfus (1890)
25 QBD 494.
[397] Gypsy Jokers Motorcycle
Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 550-551 [5], 556
[24] and 595 [179]-[180].
[398] At [280]-[281].
[399] Carter v Northmore Hale
Davy & Leake (1995) 183 CLR 121, particularly at 132-142 per Deane J;
[1995] HCA 33.
[400] Canadian Pacific Tobacco
Co Ltd v Stapleton [1952] HCA 32; (1952) 86 CLR 1 at 6; [1952] HCA 32. See also
[280]-[283] below.
[401] See, eg, the
Administrative Appeals Tribunal Act 1975 (Cth).
[402] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155]; see also at 282 [164].
[403] Section 10(3) provides:
"In considering whether or not to make a declaration under this section, the
Attorney-General may have regard to any of the following:
(a) any information suggesting that a link exists between the organisation
and serious criminal activity;
(b) any criminal convictions recorded in relation to –
(i) current or former members of the organisation; or
(ii) persons who associate, or have associated, with members of the
organisation;
(c) any information suggesting that –
(i) current or former members of the organisation; or
(ii) persons who associate, or have associated, with members of the
organisation,
have been, or are, involved in serious criminal activity (whether directly
or indirectly and whether or not such involvement has
resulted in any criminal
convictions);
(d) any information suggesting that members of an interstate or overseas
chapter or branch of the organisation associate for the purpose
of organising,
planning, facilitating, supporting or engaging in serious criminal activity;
(e) any submissions received from members of the public in relation to the
application in accordance with section 9;
(f) any other matter the Attorney-General considers relevant."
[404] Enfield City Corporation
v Development Assessment Commission [2000] HCA 5; (2000) 199 CLR 135 at 150 [34]; [2000]
HCA 5.
[405] R and Attorney-General
(Commonwealth) v Associated Northern Collieries [1911] HCA 73; (1911) 14 CLR 387 at 404;
[1911] HCA 73; The Commonwealth v Melbourne Harbour Trust Commissioners
[1922] HCA 31; (1922) 31 CLR 1 at 12; [1922] HCA 31; Williamson v Ah On (1926) 39
CLR 95; [1926] HCA 46; Orient Steam Navigation Co Ltd v Gleeson [1931] HCA 2; (1931) 44
CLR 254 at 259-260, 262-263 and 264; [1931] HCA 2; Milicevic v Campbell
(1975) 132 CLR 307 at 316, 318-319 and 320-321; [1975] HCA 20; Nicholas v The
Queen [1998] HCA 9; (1998) 193 CLR 173 at 189-190 [24] and 235-236 [153]-[156]; Fardon
v Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 600-601 [41]; Thomas v
Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 356 [113].
[406] See Williamson v Ah
On [1926] HCA 46; (1926) 39 CLR 95 at 108 and 117; Polyukhovich v The Commonwealth
[1991] HCA 32; (1991) 172 CLR 501 at 704; [1991] HCA 32; Deputy Commissioner of Taxation v
Richard Walter Pty Ltd [1995] HCA 23; (1995) 183 CLR 168 at 185; [1995] HCA 23.
[407] Nicholas v The Queen
[1998] HCA 9; (1998) 193 CLR 173 at 236 [156] and 238 [162].
[408] Actors and Announcers
Equity Association of Australia v Fontana Films Pty Ltd [1982] HCA 23; (1982) 150 CLR 169
at 214; [1982] HCA 23.
[409] See above at
[267]-[272].
[410] Polyukhovich v The
Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 704.
[411] See below at
[326]-[339].
[412] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 282 [164].
[413] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 282-283 [165].
[414] [2008] HCA 4; (2008) 234 CLR 532.
[415] (2009) 237 CLR 501; [2009]
HCA 4.
[416] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [165].
[417] The definition in s 3 of the
impugned Act (see above at [269] n 394) added to the end of the definition
considered in the K-Generation case the words "or to endanger a
person's life or physical safety".
[418] Section 21(1) provides:
"No information provided by the Commissioner to a court for the purposes of
proceedings relating to the making, variation or revocation
of a control order
may be disclosed to any person (except to the Attorney-General, a person
conducting a review under Part 6, a court
or a person to whom the Commissioner
authorises its disclosure) if the information is properly classified by the
Commissioner as
criminal intelligence."
Section 21(2) provides:
"In any proceedings relating to the making, variation or revocation of a
control order, the court determining the proceedings –
(a) must, on the application of the Commissioner, take steps to maintain the
confidentiality of information properly classified by
the Commissioner as
criminal intelligence, including steps to receive evidence and hear argument
about the information in private
in the absence of the parties to the
proceedings and their representatives".
[419] K-Generation Pty Ltd v
Liquor Licensing Court [2009] HCA 4; (2009) 237 CLR 501 at 542 [143] per Gummow, Hayne,
Heydon, Crennan and Kiefel JJ. See also at 523-524 [58]-[63] per French CJ and
576 [257] per Kirby J.
[420] See above at
[267]-[272].
[421] Gypsy Jokers Motorcycle
Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 558 [33].
[422] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[423] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [167].
[424] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 282 [162].
[425] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 281 [160].
[426] [2009] UKHL 28; [2009] 3 WLR 74 at 105 [83];
[2009] UKHL 28; [2009] 3 All ER 643 at 673.
[427] [2004] UKHL 56; [2005] 2 AC 68 at 148-149
[155].
[428] Kresge and Wenar (eds),
Hayek on Hayek: An Autobiographical Dialogue, (1994) at 82.
[429] Annetts v McCann
[1990] HCA 57; (1990) 170 CLR 596 at 598; [1990] HCA 57.
[430] Applicant VEAL of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2005] HCA 72; (2005) 225
CLR 88 at 95-96 [15]- [17]; [2005] HCA 72.
[431] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 303-304 [268]- [270].
[432] See below at
[326]-[339].
[433] See [269].
[434] See above at
[280]-[283].
[435] [2009] HCA 4; (2009) 237 CLR 501 at
542-543 [144]- [149].
[436] [2009] HCA 4; (2009) 237 CLR 501 at 543
[148].
[437] See above at [269].
[438] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 601 [41].
[439] See above at [277].
[440] See above at [258].
[441] For the definition of
"criminal intelligence" see [269] n 394 above.
[442] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at, respectively, 286 [183], 271 [98] and 301
[256].
[443] See above at [297].
[444] See above at
[286]-[293].
[445] Osenkowski v Magistrates
Court of South Australia [2006] SASC 345; (2006) 96 SASR 456 at 467 [30] and 472 [55],
construing s 74BF(2) of the Summary Offences Act 1953 (SA): there is
close correspondence between s 74BF(2)-(3) and s 18(1)-(2). The respondents
drew attention to the word "existed" in s 18(1), in contrast to "exist" in s
74BF(2). The difference is insignificant.
[446] See below at
[327]-[338].
[447] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155]. See also at 280 [154].
[448] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [156].
[449] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [156].
[450] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[451] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [167].
[452] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [167].
[453] Section 3 provides that
"member" includes:
"(a) in the case of an organisation that is a body corporate – a
director or an officer of the body corporate; and
(b) in any case –
(i) an associate member or prospective member (however described) of the
organisation; and
(ii) a person who identifies himself or herself, in some way, as belonging
to the organisation; and
(iii) a person who is treated by the organisation or persons who belong to
the organisation, in some way, as if he or she belongs
to the organisation".
[454] See below at
[362]-[365].
[455] See above at [249] n
363.
[456] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 289-290 [198]- [199].
[457] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 290 [201] per White J.
[458] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280-281 [157] (emphasis added).
[459] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[460] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [167] (emphasis added).
[461] [2007] HCA 33; (2007) 233 CLR 307 at
326-327 [12].
[462] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[463] The quoted words are those
of Hayne and Callinan JJ in Re Macks; Ex parte Saint [2000] HCA 62; (2000) 204 CLR 158
at 285 [366]; [2000] HCA 62.
[464] The quoted words are those
of Stephen J in R v Humby; Ex parte Rooney [1973] HCA 63; (1973) 129 CLR 231 at 243;
[1973] HCA 63.
[465] See above at [278] and [295]
and below at [340]-[345].
[466] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 303-304 [269].
[467] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155].
[468] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 281 [157].
[469] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [156].
[470] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 281 [158].
[471] For the text see above at
[313] n 453.
[472] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319 at 352
[49], 360 [77], 372-373 [120]-[121] and 386 [157].
[473] Palling v Corfield
[1970] HCA 53; (1970) 123 CLR 52 at 58-59, 62, 64-65, 67 and 69-70; [1970] HCA 53. The
decision was not challenged by counsel for the appellant in Kable's case
nor overruled by the majority, though it was cited by Dawson J (dissenting):
[1996] HCA 24; (1996) 189 CLR 51 at 88, n 151. See also Ex parte Coorey (1944) 45 SR
(NSW) 287 at 298 per Jordan CJ: "[The Commonwealth] Parliament may provide that
the prior determination by [an administrative
person] of a matter of fact shall
be an essential ingredient of the coming into existence of a new right or
liability." This, too,
was not overruled in Kable's case. See also
Thomas v Mowbray [2007] HCA 33; (2007) 233 CLR 307, discussed below at [356]-[357].
[474] H A Bachrach Pty Ltd v
Queensland [1998] HCA 54; (1998) 195 CLR 547 at 561-562 [13]- [14]; [1998] HCA 54; Baker
v The Queen [2004] HCA 45; (2004) 223 CLR 513 at 526 [22]- [23]; [2004] HCA 45.
[475] South Australia v Totani
[2009] SASC 301; (2009) 105 SASR 244 at 280 [155].
[476] South Australia v Totani
[2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[477] Above at [249] n 361.
[478] Above at [249] n 362.
[479] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 280 [155].
[480] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 281 [157].
[481] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[482] Totani v South
Australia [2009] SASC 301; (2009) 105 SASR 244 at 283 [166].
[483] See above at [314]-[320] and
[362]-[366].
[484] See above at
[267]-[272].
[485] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 119-124.
[486] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 122 per McHugh J; see also at
99 per Toohey J, 106-108 per Gaudron J and 131-134 per Gummow J.
[487] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 122-123 per McHugh J.
[488] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 123.
[489] R v Moffatt [1998] 2
VR 229 at 237 per Winneke P, explaining the reasoning in Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 134. See also Forge v
Australian Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 76
[63].
[490] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 109. McHugh J also
specifically endorsed the independence and impartiality with which Levine J and
the Court
of Appeal conducted the proceedings which led to the High Court
appeal: at 123.
[491] [1996] HCA 24; (1996) 189 CLR 51 at 98-99
per Toohey J, 108 per Gaudron J, 121-122 per McHugh J and 125 per Gummow J.
That the ad hominem character
of the legislation was central to its invalidity
was stressed by all members of the majority in Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 591 [16], 595-596 [33], 601-602 [43], 617 [100],
647 [196] and 658 [233].
[492] The quoted words are those
of Sir Maurice Byers QC, counsel for the appellant in Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 62: see Fardon v
Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 at 614-615 [91].
[493] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319.
[494] [2007] HCA 33; (2007) 233 CLR 307 at 356
[116].
[495] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 339 [49]. For the relevant provision, s 104.5(3)(e)
of the Criminal Code (Cth), see at 501 [574], n 778, and for the relevant
part of the actual order see at 493-494 [554].
[496] See above at
[255]-[263].
[497] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 657 [225].
[498] Malec v J C Hutton Pty
Ltd (1990) 169 CLR 638; [1990] HCA 20.
[499] Sellars v Adelaide
Petroleum NL (1994) 179 CLR 332; [1994] HCA 4.
[500] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 657 [225]; Thomas v Mowbray [2007] HCA 33; (2007) 233
CLR 307 at 331 [19].
[501] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 97, 106-107, 120 and 132.
[502] [2004] HCA 46; (2004) 223 CLR 575.
[503] See [326]-[339].
[504] [2007] HCA 33; (2007) 233 CLR 307.
[505] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319 at 352
[49], 360 [77], 372-373 [120]-[121] and 386 [157].
[506] At [314]-[320]. See also
below at [361]-[365].
[507] Owners of the Ship "Shin
Kobe Maru" v Empire Shipping Co Inc [1994] HCA 54; (1994) 181 CLR 404 at 421; [1994] HCA
54; CDJ v VAJ [1998] HCA 67; (1998) 197 CLR 172 at 185-186 [53] and 201 [110]; [1998]
HCA 67.
[508] Bropho v Western
Australia [1990] HCA 24; (1990) 171 CLR 1 at 17-18; [1990] HCA 24; Coco v The Queen
[1994] HCA 15; (1994) 179 CLR 427 at 437-438; [1994] HCA 15.
[509] See above at [249] n
363.
[510] At [251] n 364 and [362] n
508.
[511] [2004] HCA 46; (2004) 223 CLR 575.
[512] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 122.
[513] See above at
[255]-[263].
[514] Baker v The Queen
[2004] HCA 45; (2004) 223 CLR 513 at 532 [43].
[515] [1954] HCA 46; (1954) 90 CLR 353 at 368;
[1954] HCA 46.
[516] [2004] HCA 46; (2004) 223 CLR 575 at
596-597 [34]. Cf Kable v Director of Public Prosecutions (NSW) [1996] HCA 24; (1996)
189 CLR 51 at 106, 122 and 142.
[517] R v Trade Practices
Tribunal; Ex parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970) 123 CLR 361 at 375 per
Kitto J; [1970] HCA 8.
[518] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 347-348 [79] and 356-357 [116]-[121]. See also R v
Sandbach; Ex parte Williams [1935] 2 KB 192 at 196 (quoting Blackstone:
"This preventive justice consists in obliging those persons, whom there is
probable
ground to suspect of future misbehaviour, to stipulate with and to give
full assurance to the public, that such offence as is apprehended
shall not
happen; by finding pledges or securities for keeping the peace, or for their
good behaviour"); R v County of London Quarter Sessions Appeals Committee; Ex
parte Metropolitan Police Commissioner [1948] 1 KB 670 at 673-676; Devine
v The Queen [1967] HCA 35; (1967) 119 CLR 506 at 513-514; [1967] HCA 35.
[519] Cited in R v County of
London Quarter Sessions Appeals Committee; Ex parte Metropolitan Police
Commissioner [1948] 1 KB 670 at 677.
[520] Percy v Director of
Public Prosecutions [1995] 1 WLR 1382 at 1391-1392; [1995] 3 All ER 124 at
130-131.
[521] See, for example, The
Justices Procedure Amendment Act 1883-4 (SA), ss 16 and 28.
[522] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 328-329 [16]- [17] and 347-348 [79].
[523] See Vagrants, Gaming and
Other Offences Act 1931 (Q), s 4(1)(b) and (e) (repealed); Police
Offences Act 1935 (Tas), s 6; Summary Offences Act (NT),
s 56(1)(i).
[524] [1979] HCA 23; (1979) 143 CLR 376 at 384;
[1979] HCA 23.
[525] [1979] HCA 23; (1979) 143 CLR 376 at 385.
[526] Restraint of Debtors
Act 1984 (WA), ss 5 and 6.
[527] Restraint of Debtors
Act 1984 (WA), ss 17 and 19.
[528] [2007] HCA 33; (2007) 233 CLR 307 at 330
[18].
[529] [2004] HCA 46; (2004) 223 CLR 575.
[530] [2007] HCA 33; (2007) 233 CLR 307 at 357
[121].
[531] [1992] HCA 64; (1992) 176 CLR 1 at 27;
[1992] HCA 64.
[532] Vasiljkovic v The
Commonwealth (2006) 227 CLR 614; [2006] HCA 40.
[533] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307.
[534] Albarran v Companies
Auditors and Liquidators Disciplinary Board [2007] HCA 23; (2007) 231 CLR 350 at 358-360
[17]- [21] and 378-379 [96]-[97]; [2007] HCA 23.
[535] For example, Chu Kheng
Lim v Minister for Immigration [1992] HCA 64; (1992) 176 CLR 1 at 55; Kruger v The
Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at 110; [1997] HCA 27; Al-Kateb v
Godwin [2004] HCA 37; (2004) 219 CLR 562 at 648-649 [258]; [2004] HCA 37; Re Woolley; Ex
parte Applicants M276/2003 [2004] HCA 49; (2004) 225 CLR 1 at 25 [59]; [2004] HCA 49. Cf
Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 at 612-614 [137]- [140]; Fardon v
Attorney-General (Qld) (2004) 223 CLR 575 at 608-614 [68]-[88].
[536] Section 3 of the Act states:
"Court means the Magistrates Court".
[537] Reasons of Hayne J at
[155].
[538] Reasons of French CJ at [9];
reasons of Gummow J at [88]-[89]; reasons of Hayne J at [155].
[539] Totani v South Australia
[2009] SASC 301; (2009) 105 SASR 244.
[540] (1996) 189 CLR 51; [1996]
HCA 24.
[541] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at
1805.
[542] Defined in s 3 of the
Act.
[543] Formerly in s 13 of the
Summary Offences Act 1953 (SA).
[544] [2009] SASC 301; (2009) 105 SASR 244 at 305
[277].
[545] [2009] SASC 301; (2009) 105 SASR 244 at
280-281 [155]- [157], 283 [166]-[167].
[546] [2009] SASC 301; (2009) 105 SASR 244 at 279
[150], 280 [152].
[547] [2009] SASC 301; (2009) 105 SASR 244 at 280
[155]- [156].
[548] [2009] SASC 301; (2009) 105 SASR 244 at 305
[273].
[549] [2009] SASC 301; (2009) 105 SASR 244 at 280
[155].
[550] (2010) 239 CLR 531; [2010]
HCA 1.
[551] [2009] SASC 301; (2009) 105 SASR 244 at
282-283 [164]- [165].
[552] [1996] HCA 24; (1996) 189 CLR 51.
[553] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319 at 352
[49] per French CJ; [2009] HCA 49.
[554] Re Macks; Ex parte Saint
[2000] HCA 62; (2000) 204 CLR 158 at 233 [208] per Gummow J; [2000] HCA 62.
[555] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 597 [34] per McHugh J; [2004] HCA 46.
[556] (2007) 233 CLR 307; [2007]
HCA 33.
[557] International Finance
Trust Co Ltd v New South Wales Crime Commission [2009] HCA 49; (2009) 240 CLR 319 at 360
[77] per Gummow and Bell JJ, 372-373 [120]-[121] per Hayne, Crennan and Kiefel
JJ.
[558] Kruger v The Commonwealth
[1997] HCA 27; (1997) 190 CLR 1 at 61 per Dawson J; [1997] HCA 27.
[559] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 8 February 1898
at 664-691.
[560] [1951] HCA 5; (1951) 83 CLR 1 at 193;
[1951] HCA 5; see also Dixon, "The Common Law as an Ultimate Constitutional
Foundation", in Jesting Pilate, (1965) 203. See, subsequently,
Plaintiff S157/2002 v The Commonwealth (2003) 211 CLR 476 at 492 [31] per
Gleeson CJ, 513 [103] per Gaudron, McHugh, Gummow, Kirby and Hayne JJ; [2003]
HCA 2.
[561] [2004] HCA 37; (2004) 219 CLR 562 at 577
[19]; [2004] HCA 37.
[562] Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1 at 11 per
Brennan CJ, Dawson, Toohey, McHugh and Gummow JJ; [1996] HCA 18; see also R v
Davison [1954] HCA 46; (1954) 90 CLR 353 at 380-381 per Kitto J; [1954] HCA 46; R v
Quinn; Ex parte Consolidated Food Corporation [1977] HCA 62; (1977) 138 CLR 1 at 11 per
Jacobs J; [1977] HCA 62; Attorney-General (Cth) v Breckler [1999] HCA 28; (1999) 197 CLR
83 at 109 [40] per Gleeson CJ, Gaudron, McHugh, Gummow, Hayne and
Callinan JJ; [1999] HCA 28; Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 at
612 [137] per Gummow J.
[563] [2007] HCA 33; (2007) 233 CLR 307 at 342
[61].
[564] Polyukhovich v The
Commonwealth (War Crimes Act Case) (1991) 172 CLR 501; [1991]
HCA 32; Chu Kheng Lim v Minister for Immigration (1992) 176 CLR 1; [1992]
HCA 64; Thomas v Mowbray [2007] HCA 33; (2007) 233 CLR 307.
[565] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51; Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575.
[566] [1996] HCA 24; (1996) 189 CLR 51.
[567] [1996] HCA 24; (1996) 189 CLR 51 at 101-103
per Gaudron J, 111, 114 per McHugh J, 138, 143 per Gummow J.
[568] Community Protection Act
1994 (NSW), ss 3, 5.
[569] [1996] HCA 24; (1996) 189 CLR 51 at 98 per
Toohey J, 103 per Gaudron J.
[570] [1996] HCA 24; (1996) 189 CLR 51 at 117,
121, 124 per McHugh J, 134 per Gummow J.
[571] [1996] HCA 24; (1996) 189 CLR 51 at 133-134
per Gummow J.
[572] [1996] HCA 24; (1996) 189 CLR 51 at 107 per
Gaudron J.
[573] [1996] HCA 24; (1996) 189 CLR 51 at 98 per
Toohey J.
[574] [1996] HCA 24; (1996) 189 CLR 51 at 121 per
McHugh J; see also Ebner v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR
337 at 362 [80] per Gaudron J; [2000] HCA 63; Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 655 [219] per Callinan and Heydon JJ.
[575] North Australian
Aboriginal Legal Aid Service Inc v Bradley [2004] HCA 31; (2004) 218 CLR 146 at 163 [29];
[2004] HCA 31; Forge v Australian Securities and Investments Commission
[2006] HCA 44; (2006) 228 CLR 45 at 67-68 [41] per Gleeson CJ; [2006] HCA 44; Gypsy
Jokers Motorcycle Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at
552 [10] per Gummow, Hayne, Heydon and Kiefel JJ; [2008] HCA 4.
[576] Thomas v Mowbray
[2007] HCA 33; (2007) 233 CLR 307 at 355 [111] per Gummow and Crennan JJ, repeated in
International Finance Trust Co Ltd v New South Wales Crime Commission
[2009] HCA 49; (2009) 240 CLR 319 at 353 [52] per French CJ. See also Polyukhovich v
The Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 607 per Deane J.
[577] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 76 [63], 78 [68]
per Gummow, Hayne and Crennan JJ. See also Gypsy Jokers Motorcycle Club Inc
v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 560 [39] per Gummow, Hayne,
Heydon and Kiefel JJ.
[578] [2004] HCA 46; (2004) 223 CLR 575.
[579] [2007] HCA 33; (2007) 233 CLR 307.
[580] Dangerous Prisoners
(Sexual Offenders) Act 2003 (Q), ss 5, 8, 13.
[581] [2004] HCA 46; (2004) 223 CLR 575 at 602
[44].
[582] [2004] HCA 46; (2004) 223 CLR 575 at
592 [19] per Gleeson CJ, 602 [44] per McHugh J, 614-617 [90], [93]-[99], 621
[116] per Gummow J, 655 [219], 657 [225] per Callinan and Heydon
JJ.
[583] [2007] HCA 33; (2007) 233 CLR 307.
[584] Criminal Code (Cth),
Ch 5, Pt 5.3, Div 100, Div 104 subdiv B, ss 101.1, 101.4.
[585] Defined in s 102.1(1);
offence set out in s 102.3(1).
[586] Defined in s 102.1(1);
offence set out in s 102.5(1) and (2).
[587] Section 104.4(1)(c).
[588] Section 104.4(1)(d).
[589] [2007] HCA 33; (2007) 233 CLR 307 at 335
[30] per Gleeson CJ, 355-356 [112]-[113] per Gummow and Crennan JJ.
[590] Established by the
Magistrates Court Act 1991 (SA), s 4.
[591] The application for the
order in respect of Mr Hudson was made ex parte.
[592] As distinguished from the
power to impose conditions under s 14(5) of the Act.
[593] Cf s 14(2).
[594] Cf Fardon v
Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575 and Thomas v Mowbray [2007] HCA 33; (2007)
233 CLR 307.
[595] Section 14(5)(b). Note that
such an order must also prohibit possession of a dangerous article or a
prohibited weapon, except as
specified in the order.
[596] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 102-103 per Gaudron J, 138,
143 per Gummow J; [1996] HCA 24.
[597] [1996] HCA 24; (1996) 189 CLR 51.
[598] Totani v South Australia
[2009] SASC 301; (2009) 105 SASR 244.
[599] The application for an order
against the first respondent was adjourned.
[600] [2006] HCA 44; (2006) 228 CLR 45 at 76
[63]; [2006] HCA 44.
[601] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 76 [64]; see also
North Australian Aboriginal Legal Aid Service Inc v Bradley [2004] HCA 31; (2004) 218
CLR 146 at 163 [30]; [2004] HCA 31; Gypsy Jokers Motorcycle Club Inc v
Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 552-553 [10] per Gummow, Hayne,
Heydon and Kiefel JJ; [2008] HCA 4.
[602] Forge v Australian
Securities and Investments Commission [2006] HCA 44; (2006) 228 CLR 45 at 67-68 [41] per
Gleeson CJ, 76 [64] per Gummow, Hayne and Crennan JJ; Gypsy Jokers Motorcycle
Club Inc v Commissioner of Police [2008] HCA 4; (2008) 234 CLR 532 at 552-553 [10] per
Gummow, Hayne, Heydon and Kiefel JJ.
[603] Fencott v Muller
(1983) 152 CLR 570 at 608; [1983] HCA 12.
[604] R v Kirby; Ex parte
Boilermakers' Society of Australia [1956] HCA 10; (1956) 94 CLR 254 at 281; [1956] HCA
10.
[605] [1970] HCA 8; (1970) 123 CLR 361 at 374;
[1970] HCA 8.
[606] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at
1805.
[607] Serious and Organised
Crime (Control) Act 2008 (SA), s 4(2).
[608] Serious and Organised
Crime (Control) Act 2008, s 3, definition of "organisation".
[609] Serious and Organised
Crime (Control) Act 2008, s 10(3).
[610] In response to a public
invitation under Serious and Organised Crime (Control) Act 2008, s 9.
[611] Serious and Organised
Crime (Control) Act 2008, s 10(4).
[612] Serious and Organised
Crime (Control) Act 2008, s 3, definition of "member".
[613] And from possessing a
dangerous article or a prohibited weapon: Serious and Organised Crime
(Control) Act 2008, s 14(5)(b)(ii).
[614] (2007) 233 CLR 307; [2007]
HCA 33; Criminal Code (Cth), s 104.4(1)(d).
[615] Which may be made under
Serious and Organised Crime (Control) Act 2008, s 14(5)(a).
[616] So long as the person knew
that the act or omission constituted a contravention of, or failure to comply
with, the order, or was
reckless as to that fact: Serious and Organised
Crime (Control) Act 2008, s 22(2).
[617] Serious and Organised
Crime (Control) Act 2008, s 35(11)(a).
[618] Defined by Serious and
Organised Crime (Control) Act 2008, s 35(11)(b).
[619] Serious and Organised
Crime (Control) Act 2008, s 35(6).
[620] South Australia, House of
Assembly, Parliamentary Debates (Hansard), 21 November 2007 at 1806,
1807.
[621] Customs Act 1901
(Cth), s 233.
[622] Customs Act 1901, s
233(1AB).
[623] By regulation, under
Customs Act 1901, s 50.
[624] See reasons of Gummow J at
[136].
[625] The Commonwealth v
Grunseit [1943] HCA 47; (1943) 67 CLR 58 at 82; [1943] HCA 47.
[626] (1992) 176 CLR 1; [1992] HCA
64.
[627] [1992] HCA 64; (1992) 176 CLR 1 at 27.
[628] [2004] HCA 46; (2004) 223 CLR 575 at
611-612 [78]- [80]; [2004] HCA 46.
[629] As Gleeson CJ observed in
Thomas v Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 328-329 [16].
[630] Blackstone, Commentaries
on the Laws of England, 15th ed (1809), bk 4, c 18 at 251.
[631] [1953] HCA 33; (1953) 87 CLR 575 at
589-590; [1953] HCA 33, referring to Blackstone, Commentaries on the Laws of
England, 15th ed (1809), bk 4, c 18 at 256 and R v Sandbach; Ex parte
Williams [1935] 2 KB 192 at 197 per Humphreys J.
[632] Blackstone, Commentaries
on the Laws of England, 15th ed (1809), bk 4, c 18 at 251.
[633] [2007] HCA 33; (2007) 233 CLR 307 at 357
[120].
[634] Dangerous Prisoners
(Sexual Offenders) Act 2003 (Q), s 13(2).
[635] Dangerous Prisoners
(Sexual Offenders) Act 2003, s 13(3).
[636] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 592 [19] per Gleeson CJ.
[637] Fardon v Attorney-General
(Qld) [2004] HCA 46; (2004) 223 CLR 575 at 597 [34] per McHugh J.
[638] Criminal Code, s
104.4(1)(c).
[639] Criminal Code, s
102.3(1).
[640] Criminal Code, s
102.5(1) and (2).
[641] Criminal Code, s
104.4(1)(d).
[642] Serious and Organised
Crime (Control) Act 2008, s 4(1)(b).
[643] [2004] HCA 46; (2004) 223 CLR 575 at 615
[91].
[644] [1989] USSC 9; 488 US 361 at 407
(1989).
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