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Leighton Contractors Pty Ltd v Fox; Calliden Insurance Limited v Fox [2009] HCA 35 (2 September 2009)
Last Updated: 2 September 2009
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON AND BELL JJ
Matter No S528/2008
LEIGHTON CONTRACTORS PTY LTD APPELLANT
AND
BRIAN ALLAN FOX AND ORS RESPONDENTS
Matter No S534/2008
CALLIDEN INSURANCE LIMITED (ACN 004 125 268) APPELLANT
AND
BRIAN ALLAN FOX AND ORS RESPONDENTS
Leighton Contractors Pty Ltd v Fox
Calliden Insurance Limited v Fox
[2009] HCA 35
2 September 2009
S528/2008 & S534/2008
ORDER
In each matter, order:
- Appeal
allowed.
- Set
aside orders 1 and 5 of the orders of the Court of Appeal of the Supreme Court
of New South Wales made on 7 March 2008, and in
lieu thereof order that the
appeals to that Court be dismissed.
- Appellant
to pay the costs of the first respondent of the appeal to this Court.
On appeal from the Supreme Court of New South Wales
Representation
B W Walker SC with W S Reynolds for the appellant in S528/2008 and the second
respondent in S534/2008 (instructed by Moray &
Agnew
Solicitors)
J E Maconachie QC with R G Gambi for the appellant in S534/2008 and the second
respondent in S528/2008 (instructed by Wotton &
Kearney)
M J Cranitch SC with R C Tonner for the first respondent in both matters
(instructed by Walkom Lawyers)
No appearance for the third respondent in both matters
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Leighton Contractors Pty Ltd v Fox
Calliden Insurance Limited v Fox
Torts – Negligence – Duty of care – Independent subcontractor
suffered injury resulting from negligent conduct
of co-subcontractor –
Whether induction training in industry approved code of practice would have
avoided cause of injury –
Whether principal contractor for construction
work owes duty to provide, or be satisfied of the prior provision of, training
in safe
work methods to independent contractors working on construction site
– Whether contractor retained to carry out concreting
owes duty to provide
training in safe work methods to independent subcontractor engaged by it to
carry out concrete pumping –
Whether obligations imposed on principal
contractor and contractor under the Occupational Health and Safety Act
2000 (NSW) and the Occupational Health and Safety Regulation 2001 (NSW) give
rise to a common law duty requiring for its discharge the provision of
occupational health and safety induction training
in respect of safe work
methods of carrying out specialised tasks.
Occupational Health and Safety Act 2000 (NSW).
Occupational Health and Safety Regulation 2001 (NSW), Pt 8.2.
Code of Practice: Pumping Code (NSW).
Code of Practice: Occupational Health and Safety Induction Training for
Construction Work (NSW).
FRENCH CJ, GUMMOW, HAYNE, HEYDON AND BELL JJ.
Introduction
- Background
facts. On 7 March 2003 Brian Allan Fox, the first respondent in each
of these appeals, suffered severe injury in the course of working
at the
construction site of the Hilton hotel in Sydney. Leighton Contractors Pty Ltd
("Leighton"), the appellant in the first appeal,
was the principal contractor
for the project. By the "Works Contract", Leighton had contracted with Downview
Pty Ltd ("Downview")
to carry out the concreting, including the provision of
reinforcing and formwork, for certain works. Downview had subcontracted
the
concrete pumping to Quentin Still and Jason Cook. Mr Fox and Warren
Stewart were engaged by Mr Still and Mr Cook
in connection with the
concrete pumping for a pour that was scheduled to take place on 7 March.
- After
the concrete pour was completed Mr Still, Mr Stewart and Mr Fox
commenced to clean the concrete delivery pipes.
This involved blowing an object
through the pipes with compressed air. In the negligent manner in which this
was done the end pipe
swung around and struck Mr Fox on the head.
- The
trial. Mr Fox brought proceedings in the New South Wales District
Court in negligence against Leighton, Warren Stewart Pty Ltd, which
employed
Warren Stewart, and Downview. The trial judge (Gibb DCJ) found that the
accident was caused by the negligent conduct
of Mr Still and
Mr Stewart. She dismissed the claims against Leighton and Downview,
holding that there was no relevant
breach of duty by either of them. She gave
judgment for Mr Fox in the amount of $472,561.95 against Warren Stewart Pty
Ltd.
Warren Stewart Pty Ltd did not appeal against the judgment. Unfortunately
for Mr Fox, it has since been de-registered.
- The
appeal to the Court of Appeal. Mr Fox appealed against the dismissal
of his claims against Leighton and Downview. The Court of Appeal allowed the
appeal,
holding that Leighton and Downview were each subject to a common law
duty of care for the benefit of Mr Fox and that each was
in breach of that
duty. The primary judge's orders were set aside and judgment was given against
Leighton and Downview in the sum
of $472,562. The Court of Appeal upheld a
cross-appeal brought by Leighton against the dismissal of its cross-claim and
ordered
that Downview pay 80% of the judgment debt owed by Leighton to
Mr Fox.
- The
appeal to this Court. Leighton and Downview appealed by special leave from
the orders of the Court of Appeal. They contended that the imposition on
each
of them of a common law duty of care owed to Mr Fox, an independent
contractor, involves an unwarranted extension of the
liability of principals for
the negligent acts of other independent contractors engaged by
them[1]. Each
appeal should be allowed for the reasons that follow.
- On
16 April 2009, after the institution of the appeals, Downview was de-registered.
On the hearing of the appeals leave was given
to substitute Calliden Insurance
Limited as the second respondent in the first appeal, and as the appellant in
the second appeal,
pursuant to s 6(4) of the Law Reform (Miscellaneous
Provisions) Act 1946 (NSW). Calliden gave an undertaking as to costs in the
terms of the undertaking previously given by Downview as a condition of the
grant of special leave in the second appeal. This was an undertaking that
Downview would pay Mr Fox's costs of the appeal and
that it would not seek
to disturb any costs order in his favour made in the Court of Appeal. Leighton
gave an undertaking in the
same terms as a condition of the grant of special
leave in the first appeal.
- It
is convenient to continue to refer to the second respondent in the first appeal,
and the appellant in the second appeal, as "Downview".
The factual background
- The
relationships and experience of those present on 7 March. Downview had
dealings with Quentin Still, Jason Cook and Chris Gelle in connection with the
subcontract for the concrete pumping.
Each represented to Downview that he was
employed by Toro Constructions Pty Ltd ("Toro"). Downview understood that its
contract
was with that entity. Toro was joined to the proceedings as fourth
defendant. The proceedings were discontinued against Toro after
Mr Still
revealed that he was not in its employ.
- Despite
the confusion occasioned by the misrepresentation concerning Toro, Mr Still
and Mr Cook secured the subcontract
for the concrete pumping from Downview.
They supplied the pipes and other equipment required for the work. Neither were
joined to
the proceedings.
- Mr Still
had attended the site on several occasions before the date of the accident. On
these occasions he had engaged a man
named Jamie who supplied a concrete pump
truck together with his own labour and that of an offsider. The concrete pour
on 7 March
had originally been scheduled to take place on the following
day. One consequence of the re-scheduling was that Jamie was not available
to
supply his pump truck or to work on that day. Mr Still was informed of the
re-scheduling on 7 March and either he or
Mr Cook telephoned a man
named John Martin to arrange for another concrete pump truck and labour.
- Mr Martin
was one of the principals of a business, Shark Shire Pumping, which supplied
concrete pump trucks. He was also a
principal of Aggforce Concrete Pty Ltd,
which supplied labour to the concrete pumping industry. On 7 March
Mr Stewart
and Mr Fox attended the site in a pump truck supplied by
Shark Shire Pumping in response to the request made to Mr Martin.
Mr Stewart was the driver and Mr Fox was the offsider. Mr Fox
was a labourer who had worked in the industry on and
off for nearly a decade.
Even though he worked "virtually exclusively" for the businesses operated by
Mr Martin, he was an
independent contractor. Neither Aggforce nor
Mr Martin were joined to the proceedings.
- The
arrangement made by Mr Still or Mr Cook with Mr Martin was that
the pump truck was to go to the Hilton site and
that the driver and offsider
were to take directions from Mr Still. Mr Still had worked in the
concrete pumping industry
for 19 years. Mr Stewart had worked in this
industry for 11 years, but he did not have experience working on a major
multi-storey construction site such as this one. The largest job that he had
previously done was "probably a six storey block of
units". He and
Mr Still had known one another for some time and each considered the other
to be experienced in concrete pumping.
Mr Fox had previously worked as a
concrete linesman/pump truck offsider, but he had no experience of working on a
major construction
site. The biggest jobs that he had worked on involved the
construction of two storey houses or townhouses.
- The
accident. Mr Still met the pump truck on its arrival and directed it
to level 4, the access level to the site. The three men took
a number of
pipes from the pump truck up to level 12, where the concrete was to be
poured. They linked up the pipes on level 12
to the static line, a pipe
attached to one of the columns, which ran down to level 4. They then
returned to level 4 and
connected the line from the truck to the static
line. During the concrete pumping Mr Fox assisted Mr Still on
level 12
while Mr Stewart remained with the pump truck on
level 4. After the pour was completed, and the pump had been turned off,
Mr Still and Mr Fox went down to level 4 to assist
Mr Stewart to uncouple the pipes. Mr Stewart then reversed
the pump
truck out of the way and a forklift driver moved a waste bin into position at
Mr Still's direction. This was done
in readiness for the final phase of
the operation, which involved cleaning the static line and the pipes that were
connected to it
at either end ("line cleaning"). After the waste bin was moved
into position the forklift backed away. This left Mr Stewart,
Mr Still and Mr Fox as the only persons in the vicinity of the end
pipe on level 4.
- The
end pipe was moved by Mr Stewart, Mr Still and Mr Fox into a
position over the waste bin. It was not chained
or otherwise secured to the
bin. On previous occasions Jamie had secured the pipe to the waste bin with
chains, which he supplied.
Mr Still understood that proper practice
required that the pipe be attached to the bin, "just in case it blew back, or a
sponge
got stuck and it built up pressure and blew". The primary judge found
that, contrary to Mr Still's denial, before he returned
to level 12 to
commence the line cleaning he had been present on level 4 and had seen that
the pipe was not attached to
the waste bin.
- The
process ordinarily employed in line cleaning is to blow a purpose-built sponge
through the pipes. On this occasion a four-inch
sponge was blown through the
pipes without difficulty. Mr Still and Mr Stewart believed that a
four-inch sponge was an
ineffective means of cleaning these pipes, which
included pipes with a five-inch diameter. After the first phase of the
operation,
Mr Still substituted a hessian bag filled with dacron (a
composite material used as insulation) for the purpose-built cleaning
sponge.
Mr Still and Mr Stewart were in telephone contact throughout the line
cleaning. The dacron-filled bag became
blocked in the pipe. Mr Stewart
advised Mr Still of the blockage and they agreed that Mr Still would
increase the
air pressure in an effort to clear it. Before this was done
Mr Stewart directed Mr Fox to move away from the pipe. Mr Fox
moved to a position around 30 feet away from the pipe. The pressure was
increased and the dacron-filled bag was expelled with
force, causing the pipe to
"whiplash" away from the waste bin and strike Mr Fox.
- At
the time of the accident the only persons present on level 4, apart from
Mr Stewart and Mr Fox, were the forklift
driver and a labourer. Both
of these men were wearing Leighton safety wear and it appears that each was a
Leighton employee. The
primary judge found that Mr Still was in charge of
the concrete pumping operation and that Mr Stewart followed his directions.
No person associated with Leighton or Downview gave any directions in connection
with the operation.
Line cleaning, the Pumping Code and the general law
- Line
cleaning. Mr Stewart was familiar with the process of line cleaning.
On the smaller sites on which he had previously worked the sponge
had been blown
from the pump truck end of the line and expelled through the delivery pipe. A
different method, the "blow-back" method,
was employed on the Hilton site to
avoid the concrete residue being deposited on level 12. Mr Stewart
had not cleaned
pipes using this method. The primary judge considered that
Mr Stewart's lack of familiarity with the "blow-back" method was
immaterial, since the principles involved in line cleaning with compressed air
were similar. She found that Mr Stewart was
aware of the danger of
projectiles being expelled during the cleaning process and of the need to
monitor the process carefully.
- The
Pumping Code. Despite his experience in the concrete pumping industry,
Mr Stewart was not familiar with the approved industry code of practice
("the Pumping
Code")[2]. Among
its provisions the Pumping Code covered the topic of line cleaning.
Clause 3.18 provided:
"Line cleaning should only be carried out by experienced and trained pumping
personnel. Extreme care should be taken when using
compressed air to clean the
pipeline. Air pressure will cause anything inside the pipeline to act as a
high-velocity projectile.
The following safety precautions should be followed:
(a) There should always be a connection to atmosphere (air relief valve) as well
as the air entry point to the pipeline. This connection
is to allow the system
to be depressurised before removing any pipeline.
(b) Remove the rubber delivery hose at the end of the pipeline. If left on, the
hose can whip around dangerously as the line is
blown out.
(c) A positive catchment device should be attached to the discharge end of the
pipeline to safely catch the cleaning device but at
the same time allow the
concrete to flow.
(d) Keep all workers away from the discharge end while the concrete is under
pressure.
(e) Never attempt to take a line apart to clean out a blockage or to dismantle
it until after the pressure has been relieved."
- There
was no expert evidence concerning the proper practice with respect to line
cleaning. The primary judge found that there were
two causes of the accident:
use of the dacron-filled bag and the failure to tie the end of the pipe to the
waste bin. In the way
that the trial was conducted, the latter omission was the
relevant cause. Her Honour's conclusion, that Mr Stewart's conduct in
failing
to secure the end of the pipe was negligent, was based, at least in part, on her
view that the omission was contrary to the
Pumping Code.
- The
duty of principals to independent contractors. The common law does not
impose a duty of care on principals for the benefit of independent contractors
engaged by them of the kind
which they owe to their
employees[3].
However, it is recognised that in some circumstances a principal will come under
a duty to use reasonable care to ensure that a
system of work for one or more
independent contractors is safe. The principles were explained by
Brennan J in Stevens v Brodribb Sawmilling Co Pty
Ltd[4]:
"An entrepreneur who organises an activity involving a risk of injury to those
engaged in it is under a duty to use reasonable care
in organising the activity
to avoid or minimise that risk, and that duty is imposed whether or not the
entrepreneur is under a further
duty of care to servants employed by him to
carry out that activity. The entrepreneur's duty arises simply because he is
creating
the risk and his duty is more limited than the duty owed by an employer
to an employee. The duty to use reasonable care in organising
an activity does
not import a duty to avoid any risk of injury; it imports a duty to use
reasonable care to avoid unnecessary risks
of injury and to minimise other risks
of injury. It does not import a duty to retain control of working systems if it
is reasonable
to engage the services of independent contractors who are
competent themselves to control their system of work without supervision
by the
entrepreneur. The circumstances may make it necessary for the entrepreneur to
retain and exercise a supervisory power or
to prescribe the respective areas of
responsibility of independent contractors if confusion about those areas
involves a risk of
injury. But once the activity has been organised and its
operation is in the hands of independent contractors, liability for negligence
by them within the area of their responsibility is not borne vicariously by the
entrepreneur. If there is no failure to take reasonable
care in the employment
of independent contractors competent to control their own systems of work, or in
not retaining a supervisory
power or in leaving undefined the contractors'
respective areas of responsibility, the entrepreneur is not liable for damage
caused
merely by a negligent failure of an independent contractor to adopt or
follow a safe system of work either within his area of responsibility
or in an
area of shared responsibility."
- It
is common in the construction industry for the principal contractor to arrange
for the works to be carried out by subcontractors
rather than by employing its
own labour force. Among the advantages that accrue to the principal contractor
in adopting this model
for its undertaking is that it does not incur the
obligations that the law imposes on employers. An employer owes a personal,
non-delegable,
duty of care to its employees requiring that reasonable care is
taken. This is a more stringent obligation than a duty to take reasonable
care
to avoid foreseeable risk of injury to a person to whom a duty is owed. While
an employer is not vicariously liable for the
negligent conduct of an
independent contractor, it may incur liability where the negligent conduct
occasions injury to its employee.
This is because it will have failed to
discharge the special duty that it owes to its employees to ensure that
reasonable care be
taken, whether by itself, its employees or its independent
contractors, for the safety of its injured
employee[5]. In
this case, if the pipe had struck the forklift driver, an employee of Leighton,
there may be little doubt as to Leighton's liability
in respect of the injury to
him. The distinction that the common law draws between independent contractors
and employees has been
the subject of
criticism[6].
However, as five Justices of this Court observed in Sweeney v Boylan Nominees
Pty Ltd[7],
whatever the logical and doctrinal imperfections and difficulties in the origins
of the law relating to vicarious liability, the
concept of distinguishing
between independent contractors and employees is one too deeply rooted to be
pulled out[8].
- In
particular, and as was emphasised in
Sweeney[9],
the authorities in this Court do not support any principle that "A is
vicariously liable for the conduct of B if B 'represents'
A (in the sense of B
acting for the benefit or advantage of A)". Earlier, in Scott v
Davis[10]
the Court refused to recognise an "agent" in a non-technical sense as an
actor attracting principles of vicarious liability.
- Mr Fox
gave evidence that a Leighton foreman was present on level 4 at the time of
the accident. It was his case that
Leighton was required to supervise the line
cleaning because of the nature of the activities on the site and his
vulnerability[11].
The primary judge preferred the evidence of Mr Stewart to that of
Mr Fox on the question of the persons present at the
scene of the accident.
She did not find that a Leighton foreman had been present and she rejected the
claim that Leighton was subject
to a duty requiring that it supervise the
operation.
The Court of Appeal's reasons
- The
Court of Appeal (Giles, McColl and Basten JJA) considered that the primary
judge was correct to reject Mr Fox's case
that Leighton was subject to a
duty requiring that it supervise the concrete pumping and line
cleaning[12].
The Court rejected the submission that Leighton had a non-delegable duty of care
owed to persons coming onto the site to take care
for their
safety[13]. It
observed that to import a duty akin to that of an employer to retain a degree of
control over the work would be inconsistent
with the relationship between
principal and independent
contractor[14].
- The
Court of Appeal characterised Mr Fox's case at trial as having been
substantially based on Leighton's failure, through its
supervisor, the foreman
about whom Mr Fox testified, to ensure that safe work practices were
adopted[15].
The Court considered that the primary judge had been distracted by the factual
issue concerning the foreman, on which she found
against Mr Fox, and that
she had failed to deal with a broader case, which was that "Leighton ha[d] a
general law duty to ensure
safe work practices and to take reasonable steps to
ensure that those working on the site were properly
trained"[16].
The particulars of negligence in the case against Leighton included the failure
to ensure that Mr Fox and Mr Stewart
had undergone occupational health
and safety ("OHS") induction training at the site before commencing work in
accordance with the
Occupational Health and Safety Regulation 2001 (NSW) ("the
Regulation") and the failure to ensure that the operation was carried out in
accordance with cl 3.18 of the Pumping Code. The latter particular
was
repeated in the case against Downview and was directed to the case based on the
failure to supervise the line cleaning.
- The
Court of Appeal found that Leighton was subject to a general law duty of care to
subcontractors and others coming onto a construction
site within its control,
the scope of which included "training in matters of safety to
subcontractors"[17].
Discharge of the duty required that Leighton take reasonable steps to ensure
that persons coming onto the site to work had undergone
the relevant induction
training[18].
Leighton conducted site induction training for all persons working on the site.
The only evidence of the content of this training
was given by Mr Still.
He said that it was "just your average general site induction – tell you
all the safety procedures
and stuff like
that"[19].
- The
Court of Appeal inferred from the statutory scheme that it was probable that OHS
induction training for persons engaged in concrete
pumping would have included
training in relation to line cleaning and the matters addressed in cl 3.18
of the Pumping
Code[20]. In
this respect the Court's reasons were affected by an error, to which it will be
necessary to return. The Court found that Leighton
was negligent in its failure
to take steps to ensure that both Mr Stewart and Mr Fox undertook the
relevant induction
training[21].
The Court considered that the evidential basis for a finding of causation was
"sparse"[22].
However, given the evidence that Mr Stewart had taken the precaution of
directing Mr Fox to stand clear before attempting
to clear the blockage in
the line, the inference should be drawn that had he received training in the
need to tie the end of the
pipe to the waste bin he would have done
so[23]. The
failure to give instructions in this regard was a cause of the accident for
which Leighton was
liable[24].
- Leighton
complains that, notwithstanding the Court of Appeal's recognition of the
distinction that the common law draws between principals
in relation to the
independent contractors they engage and employers in relation to their
employees, the Court imposed on it a duty
in scope that is as ample as the duty
to which an employer is subject with respect to training its employees in
matters of work safety.
The statutory obligations with respect to health and safety
training
- Before
turning to the nature of the duty that the Court of Appeal formulated, it is
necessary to refer to the scheme of the Occupational Health and Safety
Act 2000 (NSW) ("the OHS Act") and the Regulation; to the obligations
imposed thereunder on Leighton; and to the contractual arrangements between
Leighton and Downview. These matters
are critical to understanding the Court of
Appeal's approach to the liability of Leighton and Downview.
- The
Court of Appeal's error as to the "Code of Practice" referred to in the
Regulation. Leighton acknowledged that, as the principal contractor for the
Hilton site, it had the legal authority to determine who was permitted
to come
onto the
site[25].
Duties are imposed on principal contractors in respect of construction work
under Ch 8 of the Regulation. Part 8.2 of the Regulation deals with
OHS induction training in respect of construction work. Clause 213(1) of
the Regulation provides
that a principal contractor for a construction project
must not direct or allow another person to carry out construction work on
the
project unless the principal contractor is satisfied that the person has
undergone OHS induction training. The Court of Appeal
referred to this
obligation on Leighton and went on to
say[26]:
"A similar obligation was imposed on each 'self-employed person':
reg 215. Further, such training was required to 'cover
the relevant health
and safety topics set out in the Code of Practice': reg 217(a). The
relevant code of practice for present
purposes was that for 'pumping concrete'
which included cl 3.18".
- The
conclusion, that for a person engaged to carry out concrete pumping the
reference in cl 217(a) of the Regulation to the
"Code of Practice" is to be
understood as a reference to the Pumping Code, was wrong. The definition in
cl 212 of the Regulation
of "Code of Practice" reveals that in truth the
reference in cl 217(a) to "the Code of Practice" is a reference to a
document
prepared by the WorkCover Authority of New South Wales titled "Code of
Practice: Occupational Health and Safety Induction Training
for Construction
Work" ("the Code of Practice") as in force on the date of the commencement of
the Regulation. The Code of Practice commenced on 1 April 1999. It was
prepared in association with the introduction of Pt 15 into the
Construction Safety Regulations 1950
(NSW)[27].
Part 15 made provision for OHS induction training and imposed on principal
contractors the obligation which is now found in
cl 213(1) of the
Regulation[28].
The OHS Act repealed the Construction Safety Regulations
1950[29]. The
Code of Practice was an approved industry code of practice under s 44A of
the Occupational Health and Safety Act 1983 (NSW) and, by force of the
transitional provisions, is an approved industry code of practice under
Pt 4 of the OHS
Act[30]. The
Code of Practice was in force at the date of the commencement of the Regulation.
- The
content of OHS induction training. OHS induction training referred to in
Pt 8.2 of the Regulation covers instruction on health and safety in three
areas: general training, work activity based training and site
specific
training[31].
The Code of Practice deals with the content of each type of training. General
training and work activity based training are to
be provided by way of a
documented training
course[32].
Training in each of these areas is required to be provided only once subject to
the proviso that a person re-entering the industry
after an absence of two
consecutive years or more requires
re-training[33].
It need not be site based. That is, a person working on a site can come to it
with training given earlier without any need for
further training on that site.
- The
Court of Appeal was correct in understanding that the content of OHS induction
training for a person in the concrete pumping
industry should include, inter
alia, training in the health and safety topics contained in the Pumping Code.
This formed part of
the course content for the work activity based OHS induction
training under cl 218 as specified in the Code of
Practice[34].
- The
objective of the site specific component of OHS induction training is the
provision of information about procedures, risks and
hazards that are specific
to a particular workplace or site. A documented training course is not required
for site specific OHS
induction
training[35].
Site specific OHS induction training must be provided to all persons carrying
out any construction work and must be provided for
every
site[36]. The
content of this training addresses site specific hazards, site orientation,
including the location of safe access amenities
and first aid, site specific
safety rules or procedures, accident, emergency and evacuation procedures, and
the equipment that is
available on
site[37].
- It
will be recalled that the Code of Practice commenced on 1 April 1999.
Under the Regulation, as it stood at the time of the accident, an employee or
self-employed person who had carried out construction work in the course
of
employment for any period within the two years immediately preceding
1 April 1999 was deemed to have undergone the general
health and safety and
work activity based health and safety components of OHS induction
training[38].
- It
appears that the Court of Appeal assumed that the site induction to be provided
by Leighton to a person engaged to carry out concrete
pumping was required to
include instruction in the health and safety topics contained in the Pumping
Code. In fact Leighton's obligation
under cl 213(1) of the Regulation,
reflected in its Works Contract with Downview, was to be satisfied that a person
carrying out construction work on the site had
undergone OHS induction training,
rather than providing that training itself. The relevant obligation of Leighton
would require
only that it be satisfied that the person had completed OHS
induction training in general health and safety topics and work activity
based
health and safety topics, or that the person had carried out relevant
construction work in the course of employment within
the period of two years
immediately preceding 1 April 1999, and completion of the site specific OHS
induction training.
- Other
statutory duties on Leighton and Downview. In addition to Leighton's
obligation under cl 213(1) of the Regulation, Leighton and Downview were
subject to statutory duties as employers and as persons in control of premises
used as a workplace under
Pt 2 of the OHS Act. These duties included
ensuring that all systems of work and the working environment of the employees
were safe and without risks
to
health[39] and
providing such information, instruction, training and supervision as may have
been necessary to ensure the employees' health
and safety at
work[40]. The
duties extended to ensuring that people other than employees were not exposed to
risks to their health or safety arising from
the conduct of the employer's
undertaking while such persons were at the
site[41].
These are comprehensive duties directed at securing favourable health and safety
outcomes. Breach of the obligations is attended
by criminal sanction. They are
obligations of strict liability subject only to the defences set out in
s 28 of the OHS Act, proof of which lies on the defendant.
- Duties
imposed on Leighton by the Regulation. Leighton was required by the
Regulation to ensure that each subcontractor provided it with a written safe
work method statement
in respect of the work to be carried
out[42]. It
was obliged to ensure that Downview was directed to comply with the safe work
method statement and with the requirements of
the OHS Act and the
Regulation[43],
and to ensure Downview's activities were monitored to the extent necessary to
determine whether it was complying with each of these
requirements[44].
These obligations were reflected in Leighton's Works Contract with Downview,
which required Downview to establish its own health
and safety plan. It
required Downview to supply safe work method statements detailing the processes
to be employed by Downview and
their related risks and hazards and describing
how Downview intended to control these risks and
hazards[45].
- Leighton's
obligations under the Works Contract. As noted, Leighton's obligations
under the OHS Act and the Regulation were reflected in the terms of the Works
Contract between it and Downview. Approval to subcontract was at Leighton's
discretion[46]
and any secondary subcontractor not approved in writing by Leighton would not be
permitted to enter the
site[47].
Leighton required all persons engaged on the site on work under the Works
Contract to attend a site induction prior to commencing
that
work[48]. The
Works Contract provided
that[49]:
"The Site Induction to be conducted by Leighton will outline general industry
and site specific procedures, occupational health and
safety issues and
environmental, industrial relations and quality system requirements. ...
The Site Induction to be conducted by Leighton is intended to outline procedures
and requirements that will generally apply to all
persons working on the Site
and does not relieve the Contractor of its responsibility to properly induct
persons engaged to perform
the work under the Works Contract as to particular
procedures and requirements relevant to that
work."
- The
first work method statement provided by Downview was rejected by Leighton as
inadequate. Downview was required to amend it to
take into account marked-up
comments. These directed Downview's attention to the applicable legislation,
regulations and codes of
practice, including the Pumping Code.
- The
revised work method statement prepared by Downview and submitted under cover of
a facsimile dated 8 January 2003 identified
the activity of "concrete
pumping" and listed the potential hazards of this activity. These included
being "struck by concrete or
a piece of pipe from weak joint or burst in pip[e]
– Blockage in line". Among the control measures identified to address
these
hazards was the provision of training "by owner of pump", tool box
meetings, site inductions and having "a competent person in charge
of the pump".
- No
claim for breach of statutory duty. The case against Leighton and Downview
was not pleaded as involving breach of statutory duty. No doubt this was
because the terms
of the OHS Act prevent the duties imposed by it on employers
and others giving rise to correlative private
rights[50].
The case against Leighton – the nature of the duty
- A
controversy about the Court of Appeal's reasoning. In this Court there was
an issue as to the extent of the duty that the Court of Appeal found that
Leighton owed to Mr Fox.
Leighton asserted that the Court of Appeal had
imposed on it a duty requiring it to train every worker coming onto the site
across
the spectrum of trades and professions in safe work practices. This, it
was said, is an unthinkable burden for the common law to
impose on a principal
who has contracted to construct a large building. Mr Fox submitted that
the duty that the Court of Appeal
formulated was informed by the statutory
obligations to which Leighton was subject and required no more than that
Leighton take steps
to ensure that each person working on the site provide
satisfactory evidence of having undertaken OHS induction training.
- The
controversy resolved. While each of these competing submissions finds some
support in the language of the Court of Appeal's reasons for judgment, as
this
controversy suggests the Court of Appeal did not in terms formulate the nature
of the duty which it found Leighton owed for
the benefit of Mr Fox. As a
starting point for ascertaining the nature and extent of the duty, the Court of
Appeal posed two
questions. The first question was "whether Leighton took all
reasonable care to ensure that persons coming onto the site did in
fact undergo
induction training". The Court of Appeal said that that "may be seen as an
element of maintaining a safe
workplace"[51].
The second question turned on "the extent to which Leighton was required to
exercise direct supervision over subcontractors to ensure
that the workplace was
reasonably safe, for all persons on the
site"[52].
- The
Court of Appeal saw the first question as arising from a particular of
negligence in the first amended statement of claim to
the effect that Leighton
failed to ensure that Mr Fox and Mr Stewart had undergone OHS
induction training at the site before
commencing work. The Court described the
broader case that Mr Fox had advanced at trial as "Leighton having a
general law duty
to ensure safe work practices and to take reasonable steps to
ensure that those working on the site were properly
trained"[53].
The Court noted Mr Fox's evidence, that he had been instructed to put on
his vest and hard hat by a Leighton foreman, and
said that, if this evidence
were accepted, it would at least provide a basis for an inference that Leighton
knew that two men had
come onto the site, perhaps for the first time, and had
"failed to ensure that they undertook induction
training"[54].
- The
Court of Appeal observed that while Leighton was not vicariously responsible for
the negligence of subcontractors it remained
"the principal contractor with
overall responsibility for the safety of the
site"[55]. The
Court referred to the "continuing obligations of a principal contractor" as
reflected in the Regulation and in the general
law[56]. The
reference to the general law was to the categories of case in which it is
recognised that a principal may incur liability:
for the tortious acts of
independent contractors that it has directly authorised; for failure to
co-ordinate the activities of independent
contractors[57];
and for breach of specific duties as an
occupier[58].
The Court[59]
went on to suggest that the operation of multiple subcontractors on a
construction site and the relative confinement of such sites
may give rise to a
different conclusion to that reached with respect to the liability of a road
authority for road works undertaken
by a subcontractor in Leichhardt
Municipal Council v
Montgomery[60].
- The
critical passage in the Court of Appeal's analysis of the issue of duty is set
out below[61]:
"The older case-law concerning accidents on construction sites does not
indicate that a general law obligation to provide training in matters of
safety to subcontractors working on a site was envisaged as falling within
the requirements of the duty of care of a principal contractor. It is also
clear
that construction sites were relatively dangerous workplaces in the past.
The obligation to ensure a reasonable level of safety is, however, now
well-recognised. The need for induction training is now a recognised
part of major construction works. So much was recognised by Leighton in its
contract with Downview; cl 32,
whilst imposing obligations on Downview,
acknowledged continuing obligations on the part of Leighton." (emphasis added)
The reference to cl 32 is a reference to the passage quoted
above[62]
referring to the site induction which Leighton was to provide. The critical
passage in the Court of Appeal's analysis
continued[63]:
"Those obligations should properly be seen as part of Leighton's general law
duty of care to subcontractors and others coming onto
a construction site within
its control. Although senior counsel for Leighton suggested that its
obligations of training and supervision
were delegated to Downview, the
contractual provisions did not support that conclusion, nor did the Regulation
provide support for
Leighton to delegate responsibility in that
manner."
- It
may be accepted that Leighton, as the occupier of the site, owed a duty to
persons coming onto it to use reasonable care to avoid
physical injury to them.
However, this says nothing about whether Leighton owed a duty to Mr Fox to
take reasonable care to
prevent him suffering injury on the site as the result
of the negligent conduct of Mr Stewart. The relationship between principal
and independent contractor is not one which, of itself, gives rise to a common
law duty of care, much less to the special duty resting
on employers to ensure
that care is taken. The factors that the Court of Appeal took into account in
concluding that the older case-law
had been supplanted and that the common law
now recognises a duty owed by a principal contractor to subcontractors and
others coming
onto a construction site "to provide training in matters of safety
to subcontractors working on [the]
site"[64] may
be summarised as follows. Leighton had the legal authority to control who was
admitted to the
site[65]; a
significant number of tradespeople and other workers were on the site at any one
time[66];
construction sites are relatively dangerous
workplaces[67];
and "induction training is now a recognised part of major construction
works"[68].
All, save the last, are matters which in the opening sentence of the first
critical passage quoted
above[69] the
Court of Appeal correctly recognised would not give rise to a duty of care owed
by a principal contractor to an independent contractor.
- The
obligation imposed on Leighton under the Regulation, while not founding an
action for breach of statutory duty, is central to the Court of Appeal's
conclusion that a common law duty
existed. While it is true that obligations
under statutory or other enactments have relevance to determining the existence
and scope
of a duty, it is necessary to exercise caution in translating the
obligations imposed on employers, principal contractors and others
under the OHS
Act and the Regulation into a duty of care at common law. This is because, as
Gummow J explained in Roads and Traffic Authority (NSW) v
Dederer[70],
"whatever their scope, all duties of care are to be discharged by the exercise
of reasonable care. They do not impose a more stringent
or onerous burden."
- The
Court of Appeal gave no consideration to whether Leighton had implemented a
reasonable system for ensuring that workers coming
onto the site were
identified, were required to undergo site induction and were required to show
evidence of completion of general
and work activity based OHS induction
training. The parts of the critical passage which were emphasised in the above
quotation indicate
that the liability that was imposed on Leighton was special
or strict – a duty to provide induction training. The conclusion
that the
Court intended to impose a special or strict duty is supported by its peremptory
treatment of breach. The Court simply
said that "the relevant omission was to
take steps to ensure that Messrs Stewart and Fox undertook the relevant
induction
training"[71].
It went on to
say[72]:
"Accordingly, the existence of a duty on the part of Leighton should be upheld
on the sole basis articulated [in the critical passage
quoted above]. If a duty
existed, it was clearly breached in the circumstances in that Leighton did not
provide any induction training
to the appellant or Mr Stewart."
- Thus
Leighton is correct in contending that the Court of Appeal imposed on it a duty
to provide induction training to Mr Fox
and Mr Stewart in the safe
method of line cleaning, a function that forms part of the activity of pumping
concrete.
- No
justification for recognising a duty to train. If Leighton owed a duty to
Mr Fox and Mr Stewart to provide induction training to them in the
safe method of line cleaning,
it owed a duty to provide training in the safe
method of carrying on every trade and conducting every specialised activity
carried
out on the site to every worker on the site. There is no reason in
principle to impose a duty having this scope on a principal contractor.
The
latter is unlikely to possess detailed knowledge of safe work methods across the
spectrum of trades involved in construction
work. And a duty to provide
training in the safe method of carrying out the contractor's specialised task is
inconsistent with maintenance
of the distinction that the common law draws
between the obligations of employers to their employees and of principals to
independent
contractors[73].
- A
narrow submission by Mr Fox. The statutory scheme contemplates that a
worker will undergo general and work activity based OHS induction training on
one occasion
(subject to the need for re-training in the event of re-entering
the industry) and that site specific OHS induction training will
be undertaken
at each site at which work is carried out. The obligation on the principal
contractor created by cl 213(1) of
the Regulation to be satisfied that a
worker coming onto the site has undergone general and work activity based OHS
induction training
would ordinarily be discharged by obtaining a copy of the
worker's statement of satisfactory completion of the general and work activity
based components of the
training[74].
In this Court, as noted, Mr Fox advanced a case narrower than that which
the Court of Appeal had favoured. Mr Fox submitted
that the relevant duty
on Leighton "merely requires it [Leighton] to ensure each person working on a
site it controls provides satisfactory
evidence of having completed induction
training". This, it was said, was not an unduly onerous, costly or
time-consuming obligation
to impose on a principal contractor. The contention
was that Leighton's negligence lay in its failure to ensure that Mr Fox
and
Mr Stewart had undergone OHS induction training and, whether the training
was provided on site or on an earlier occasion,
the Court of Appeal was correct
in holding that on the probabilities the training would have drawn attention to
the need to tie down
the pipe. The submission assumes a common law duty
requiring that a principal contractor be satisfied not only that workers coming
onto the site have been trained in matters of health and safety relating to the
site over which it has control but also that they
have undertaken training in
the safe conduct of their specialty. Even if Mr Fox could make this
proposition good, his submission
fails to overcome a number of further
obstacles.
- Obstacles
to accepting Mr Fox's narrow submission. First, any obligation on
Leighton not to allow workers who had not undertaken OHS induction training to
work on the site is one
that would have been discharged by the exercise of
reasonable care. The conduct of the trial, consistently with pleading of the
particulars of negligence, did not address the question of what measures
Leighton might have taken to confirm that workers coming
onto the site had
undergone OHS induction training. Leighton had no notice that Mr Stewart
and Mr Fox were coming onto
the site. The adequacy of its measures to
ascertain who was coming onto the site does not appear to have been an issue at
trial[75].
- Second,
the topic of health and safety in an approved industry code of practice is only
one of many topics to be covered in the work
activity based component of the OHS
induction
training[76].
That circumstance weakens the conclusion that OHS induction training would in
the case of Mr Stewart and Mr Fox have
included instruction in
cl 3.18 of the Pumping Code. In the absence of expert evidence that
conclusion should not have been
drawn.
- Third,
there was no evidence of whether or not Mr Stewart or Mr Fox had
undergone work activity based OHS induction training
for persons in the concrete
pumping industry before attending the Hilton site on 7 March. So much, in
so far as Mr Stewart
is concerned, is acknowledged in the written
submissions filed on Mr Fox's behalf. It was said that "[c]lause 32.1 [of
the
Works Contract], whatever it was intended to mean, was wide enough to ensure
that [Mr Fox] and Mr Stewart were made aware
of the Pumping Code
assuming that he had not been trained in that area previously". Since
Mr Stewart's evidence was that he
had been in the concrete pumping industry
for 11 years at the time of the accident it is not clear that he was
required to undergo
general or work activity based OHS
training[77].
- Conclusion.
The Court of Appeal's conclusion that Leighton was negligent by reason of an
assumed failure to provide OHS induction training to
Mr Fox and
Mr Stewart cannot be sustained. Nor is it possible to sustain the Court of
Appeal's finding of liability by
accepting the narrower case advanced by
Mr Fox, that Leighton was negligent by its failure to take reasonable steps
to ensure
that Mr Fox and Mr Stewart had completed OHS induction
training.
The case against Downview
- In
relation to the case against Downview, the Court of Appeal said
that[78]:
"[Downview] failed to take any steps to ensure that persons coming onto the site
on 7 March [2003] underwent induction training.
As a result,
Mr Stewart and Mr Fox did not undergo [induction] training. ...
Apart from any contractual obligation to
Leighton, Downview had a general law
obligation to those participating in carrying out its contracting work to
conduct operations
safely and to do that it was obliged to contract with
competent and properly trained operators. By leaving it to its own
subcontractors
to engage other labour and equipment, it effectively abandoned
its responsibilities in that respect."
- It
is not clear whether the Court of Appeal was stating a general law obligation to
which Downview was subject of a more extensive
kind than that recognised in
Stevens v Brodribb Sawmilling Co Pty
Ltd[79].
Had Downview failed to engage a competent contractor, it may not have avoided
liability for the negligent failure of the contractor
to take reasonable care to
adopt a safe system of
work[80].
However, provided that the contractor was competent, and provided that the
activity of concrete pumping was placed in the contractor's
hands, Downview was
not subject to an ongoing general law obligation with respect to the safety of
the work methods employed by the
contractor or those with whom the contractor
subcontracted[81].
- The
Court of Appeal elsewhere said that the duty owed by Downview to Mr Fox was
similar to the duty owed by Leighton to Mr Fox
and the analysis of
causation was the
same[82]. For
the reasons that have been given neither the Court of Appeal's conclusion about
the formulation of the duty owed by Leighton
nor the finding of causation can
stand. The Works Contract between Leighton and Downview, which recognised the
statutory duties
to which each was subject with respect to health and safety on
the construction site, did not impose on Downview a duty of care requiring
for
its discharge that Downview provide work activity based OHS induction training
to independent contractors coming onto the site.
- The
Court of Appeal criticised the contractual relationship between Downview and its
concrete pumping subcontractor as "extraordinarily
haphazard"[83].
The Court's criticisms in this respect may be relevant to the factual issue of
whether Downview had engaged the services of a competent
contractor. However,
the Court of Appeal did not overturn the primary judge's findings on this issue.
The fact that Downview was
mistaken as to the identity of its subcontractor
loses its significance in the light of those findings. Among those findings was
a finding that Downview had subcontracted the task of concrete pumping to
Mr Still and Mr Cook and that Mr Still,
who was in charge of the
operation on 7 March, was an experienced and competent contractor. The
primary judge accepted Downview's
submissions that Mr Cook and
Mr Still (and perhaps Mr Gelle) had attended the site on a number of
occasions before
the accident and that there was no evidence of any unsafe work
methods adopted by Toro, or at least none of which Leighton or Downview
were
aware.
- In
Stevens v Brodribb Sawmilling Co Pty
Ltd[84]
Mason J explained that if an entrepreneur engages independent contractors
to do work that might as readily be done by employees,
in circumstances in which
there is a risk to them of injury arising from the nature of the work and where
there is a need for direction
and co-ordination of the various activities being
undertaken, the entrepreneur will come under a duty to prescribe a safe system
of work. Mr Fox submitted that Downview's liability should be sustained
upon this basis. He pointed to the fact that this
was a busy building site with
many people in and about it. However, as the Court of Appeal observed, there is
nothing unreasonable
about subcontracting the work of concrete
pumping[85].
It is an activity that requires specialised equipment and which lends itself to
being carried out by independent contractors.
The primary judge's findings that
the line cleaning was a self-contained operation that did not require
co-ordination with other
activities on the site was not disturbed.
Mr Fox's submission cannot be sustained.
Orders
- For
these reasons, each appeal should be allowed and orders 1 and 5 made by the
Court of Appeal should be set aside. In light of
the undertaking given by
Leighton and Calliden with respect to Mr Fox's costs, order 2 made by the
Court of Appeal will stand.
- In
each matter, order:
1. Appeal allowed.
- Set
aside orders 1 and 5 of the orders of the Court of Appeal of the Supreme Court
of New South Wales made on 7 March 2008, and in
lieu thereof order that the
appeals to that Court be dismissed.
- Appellant
to pay the costs of the first respondent of the appeal to this Court.
[1] Stevens v Brodribb Sawmilling
Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16 at 31 per Mason J, 47-48 per
Brennan J; [1986] HCA 1.
[2] WorkCover Authority of New South
Wales, "Code of Practice: Pumping Concrete", gazetted 3 December 1993,
commenced 1 March
1994, approved as an industry code of practice under
s 44A of the Occupational Health and Safety Act 1983 (NSW), and
taken to be an approved industry code of practice for the purposes of Pt 4
of the Occupational Health and Safety Act 2000 (NSW) by operation of
cl 9 of Sched 3 to that Act.
[3] Stevens v Brodribb Sawmilling
Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16.
[4] [1986] HCA 1; (1986) 160 CLR 16 at 47-48
(citation omitted).
[5] Kondis v State Transport
Authority [1984] HCA 61; (1984) 154 CLR 672 at 686-687 per Mason J; [1984] HCA 61;
Burnie Port Authority v General Jones Pty Ltd (1994) 179 CLR 520; [1994]
HCA 13.
[6] Northern Sandblasting Pty Ltd v
Harris [1997] HCA 39; (1997) 188 CLR 313 at 366-367 per McHugh J; [1997] HCA 39. See
also the discussion in Hollis v Vabu Pty Ltd [2001] HCA 44; (2001) 207 CLR 21 at 36 [32]
per Gleeson CJ, Gaudron, Gummow, Kirby and Hayne JJ, 53-58 [84]-[93]
per McHugh J; [2001] HCA 44.
[7] (2006) 226 CLR 161; [2006] HCA 19.
[8] Sweeney v Boylan Nominees Pty
Ltd [2006] HCA 19; (2006) 226 CLR 161 at 173 [33] per Gleeson CJ, Gummow, Hayne,
Heydon and Crennan JJ.
[9] [2006] HCA 19; (2006) 226 CLR 161 at 172
[29].
[10] (2000) 204 CLR 333 at 342 [18],
422-424 [268]-[273], 440 [311], 459-460 [357]-[358]; [2000] HCA 52.
[11] Stevens v Brodribb
Sawmilling Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16 at 47 per Brennan J.
[12] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 446-447 [53].
[13] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 446 [51].
[14] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 447 [53].
[15] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [43].
[16] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [44].
[17] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[18] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [49].
[19] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 448 [61].
[20] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 447 [54].
[21] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 446 [49].
[22] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 448 [58].
[23] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 447-448 [57].
[24] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 448 [60].
[25] See Occupational Health and
Safety Regulation 2001 (NSW), cll 209, 210.
[26] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 441-442 [34].
[27] Construction Safety Amendment
(Amenities and Training) Regulation 1998 (NSW), Sched 1, Item 2.
[28] Construction Safety Regulations
1950 (NSW), reg 162A(1).
[29] Occupational Health and
Safety Act 2000 (NSW), cl 3 of Sched 3.
[30] Occupational Health and
Safety Act 2000 (NSW), cl 9 of Sched 3.
[31] Occupational Health and Safety
Regulation 2001 (NSW), cl 216(1).
[32] Occupational Health and Safety
Regulation 2001 (NSW), cll 217, 218; WorkCover Authority of New South
Wales, "Code of Practice: Occupational Health and Safety Induction Training
for
Construction Work", gazetted 27 November 1998, commenced 1 April 1999 ("the Code
of Practice"), pars 4.1.1, 4.2.1.
[33] Occupational Health and Safety
Regulation 2001 (NSW), cll 217, 218; the Code of Practice, pars 4.1.3,
4.2.3.
[34] Paragraph 4.2.4 of the
Code of Practice provides that work activity OHS induction training must include
at least the following
health and safety topics: (a) common hazards, risks
and control measures involved in carrying out the work activity;
(b) participation
in the hazard identification, risk assessment and control
process; (c) relevant OHS legislative responsibilities, codes of practice
and their application to the work activity; (d) an industry sector overview
of OHS work activity performance using data such
as workers compensation/injury
records, lost time etc to identify high risk activities or hazards;
(e) work methods to be used
including control measures being implemented to
prevent injury; (f) correct use, handling, storage and transport of plant
(including
tools, equipment and personal protective equipment) in accordance
with the manufacturer's recommendations; (g) correct use,
handling, storage
and transport of materials and hazardous substances, including the provision and
use of Material Safety Data Sheets;
and (h) electrical safety.
[35] The Code of Practice,
par 4.3.1.
[36] The Code of Practice,
par 4.3.3.
[37] Occupational Health and Safety
Regulation 2001 (NSW), cl 219; the Code of Practice, par 4.3.4.
[38] Occupational Health and Safety
Regulation 2001 (NSW), cl 221. Note that a person is only deemed to have
undergone the work activity based health and safety component in relation
to the
particular type of construction work the person had carried out within that two
year period.
[39] Occupational Health and
Safety Act 2000 (NSW), s 8(1)(c).
[40] Occupational Health and
Safety Act 2000 (NSW), s 8(1)(d).
[41] Occupational Health and
Safety Act 2000 (NSW), s 8(2).
[42] Occupational Health and Safety
Regulation 2001 (NSW), cl 227(2).
[43] Occupational Health and Safety
Regulation 2001 (NSW), cl 227(3)(a).
[44] Occupational Health and Safety
Regulation 2001 (NSW), cl 227(3)(b).
[45] The Works Contract, special
condition 6.
[46] The Works Contract,
cl 13.1.
[47] The Works Contract,
cl 13.2.
[48] The Works Contract,
cl 32.1.
[49] The Works Contract,
cl 32.1.
[50] Section 32(1) of the
Occupational Health and Safety Act 2000 (NSW) provides that nothing in
Pt 2 is to be construed as conferring a right of action in any civil
proceedings in respect of any contravention, whether by act or omission,
of any
provision of Pt 2; s 46(2) provides that a person is not liable to any
civil or criminal proceedings by reason only that the person has failed to
observe an
approved industry code of practice. Both the primary judge and the
Court of Appeal referred to s 39A of the Act which makes
provision for the
regulations to provide that nothing in a specified provision or provisions of
the regulations is to be construed
as conferring a right of action in any civil
proceedings in respect of any contravention, whether by act or omission, of the
provision
or provisions but that the failure of the regulations so to provide is
not to be construed as conferring a right of action. This
provision was
inserted into the Act by the Workers Compensation Legislation Amendment
Act 2003 (NSW), which commenced after the date of Mr Fox's injury.
However, nothing is said to turn on this. The Court of Appeal and
the primary
judge each correctly referred to ss 32(1) and 46(2) of the Occupational
Health and Safety Act 2000 (NSW).
[51] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [42].
[52] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [42].
[53] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [44].
[54] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [45].
[55] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [47].
[56] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [47].
[57] Stevens v Brodribb
Sawmilling Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16 at 31.
[58] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444-445 [47].
[59] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [47].
[60] (2007) 230 CLR 22; [2007] HCA
6.
[61] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[62] See [39].
[63] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[64] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[65] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445-446 [49].
[66] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [47].
[67] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[68] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [48].
[69] See [47].
[70] (2007) 234 CLR 330 at 345 [43];
[2007] HCA 42.
[71] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 445 [49].
[72] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 447 [54].
[73] Stevens v Brodribb
Sawmilling Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16; Hollis v Vabu Pty Ltd [2001] HCA 44; (2001)
207 CLR 21; Sweeney v Boylan Nominees Pty Ltd [2006] HCA 19; (2006) 226 CLR 161.
[74] Occupational Health and Safety
Regulation 2001 (NSW), cl 220.
[75] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 444 [45].
[76] See fn 34.
[77] Occupational Health and Safety
Regulation 2001 (NSW), cl 221.
[78] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 451 [70].
[79] [1986] HCA 1; (1986) 160 CLR 16.
[80] Stevens v Brodribb
Sawmilling Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16 at 47-48 per Brennan J.
[81] Stevens v Brodribb
Sawmilling Co Pty Ltd [1986] HCA 1; (1986) 160 CLR 16 at 47-48 per Brennan J.
[82] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 451 [71].
[83] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 449 [63].
[84] [1986] HCA 1; (1986) 160 CLR 16 at 31.
[85] Fox v Leighton Contractors
Pty Ltd [2008] NSWCA 23; (2008) 170 IR 433 at 446 [52].
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