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Minister for Immigration and Citizenship v SZKTI [2009] HCA 30 (26 August 2009)
Last Updated: 26 August 2009
HIGH COURT OF AUSTRALIA
FRENCH CJ,
HEYDON, CRENNAN, KIEFEL AND BELL JJ
MINISTER FOR IMMIGRATION AND CITIZENSHIP APPELLANT
AND
SZKTI & ANOR RESPONDENTS
Minister for Immigration and Citizenship v SZKTI [2009] HCA 30
26 August 2009
S515/2008
ORDER
1. Appeal allowed.
- Set
aside the orders made by the Full Court of the Federal Court of Australia on
28 May 2008, and in their place make the following
orders:
"(a) Appeal allowed in part.
(b) Set aside Order 3 of the orders made by the Federal Magistrates Court of
Australia on 22 October 2007, and in its place order
that the first respondent
to the application in that Court pay the applicant's costs, if
any.
(c) Appeal otherwise dismissed.
(d) First respondent to pay the appellant's costs of the
appeal."
- Appellant
to pay the first respondent's costs of the appeal to this Court.
On appeal from the Federal Court of Australia
Representation
S B Lloyd SC with L A Clegg for the appellant (instructed by Sparke Helmore
Lawyers)
R P L Lancaster with S J Free for the first respondent (instructed by Gilbert
& Tobin Lawyers)
Submitting appearance for the second respondent
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Minister for Immigration and Citizenship v SZKTI
Immigration – Refugees – Review by Refugee Review Tribunal ("RRT")
– Person telephoned, for purpose of obtaining
information from that
person, without procedures set out in ss 424(3) and 424B of Migration
Act 1958 (Cth) ("Act") being followed – Whether RRT breached ss 424(3)
and 424B of Act.
Immigration – Refugees – After hearing, RRT obtained further
information – Whether information raised new and additional
issues –
Whether RRT was obliged by s 425(1) of Act to invite first respondent to
further hearing.
Words and phrases – "get any information", "invite", "issues arising in
relation to the decision under review".
Migration Act 1958 (Cth), Pt 7 Div 4, ss 424, 424B,
425(1).
- FRENCH
CJ, HEYDON, CRENNAN, KIEFEL AND BELL JJ. This appeal, brought from the Full
Court of the Federal Court of Australia (Tamberlin,
Goldberg and Rares JJ) ("the
Full Court")[1],
and the appeal in Minister for Immigration and Citizenship v SZLFX
("SZLFX")[2]
were heard together. This is because a common issue of statutory construction
under the Migration Act 1958 (Cth) ("the
Act")[3] arises
in each appeal. What is said in these reasons on that issue applies also to
SZLFX. The submissions in SZLFX concerning the common issue have
been considered here.
- The
first respondent is a citizen of the People's Republic of China. A submitting
appearance was filed by the second respondent,
the Refugee Review Tribunal ("the
RRT"). For the reasons that follow, this appeal should be allowed.
Summary of applicable legislation
- It
is necessary to summarise the applicable legislation in order to understand the
issues of statutory construction, which are framed
by reference to a number of
provisions. A delegate of the Minister can decide whether to grant or refuse a
protection visa. Part 7 of the Act provides for administrative review of such
decisions by the RRT. Division 4 of Pt 7 (ss 422B-429A) is a code of
procedure[4] for
the conduct of that review (s 422B).
- In
conducting the review the RRT is given a general power to "get any information
that it considers relevant" under s 424(1) of the Act. Section 424(2)
provides that "[w]ithout limiting subsection (1), the Tribunal may invite a
person to give additional information." As pointed out
by Gleeson CJ in SAAP
v Minister for Immigration and Multicultural and Indigenous Affairs
("SAAP")[5],
this must be additional to information obtained under s 418, which provides
for the supply of the file of the Secretary to the Minister's department ("the
Secretary"), or under s 423, which provides for the supply of statutory
declarations and written arguments. On the facts of this case, "additional
information"
also includes information additional to that obtained or provided
during the course of a hearing under s 425. In this case nothing turns on
whether "additional information" could be read down to mean no more than
"additional" to that which
has already been given by the person from whom
additional information is
sought[6].
- Section
424(3)(a) relevantly provides that an invitation by the RRT to a person to give
additional information under s 424(2) must be given by one of the methods
specified in s 441A. That section specifies methods of service by which
the RRT "gives documents" to a person. Therefore, an invitation "to give
additional
information" under s 424(2) must be in a document to conform
with s 424(3).
- Section
424B lays down certain requirements for any invitation so as to specify the
methods and times by which a response to an invitation can
be given.
- Section
425 provides that, subject to certain exceptions which are not presently
relevant, the RRT must invite the applicant for review to appear
before it "to
give evidence and present arguments relating to the issues arising in relation
to the decision under review."
Issues
- The
central issue in this appeal, which is also the central issue in SZLFX,
is whether the RRT may telephone a person, for the purpose of obtaining
information from that person, without following the procedures
set out in
ss 424(3) and 424B, having regard to s 441A of the Act which is
incorporated by reference into s 424(3). It is common ground between the
parties in both matters that the relevant procedures in ss 424(3) and 424B
were not followed. The issue of whether the RRT was required to "get any
information" by an invitation in writing, turns essentially
upon the
construction of the relevant statutory provisions. There is also an issue
concerning the application of s 425 which arose only in this appeal.
The review by the RRT
- On
23 April 2006, the first respondent arrived in Australia and, on
23 May 2006, he applied for a Protection (Class XA)
visa.
- The
first respondent claims to fear persecution in China because he is a member of a
religious group that the Chinese Communist Party
refers to as the "Shouters" but
which its members call the "Local Church". He alleges that his religious
activities included spreading
the Gospel while he was in China. He claims to
fear that the Chinese authorities will arrest him if he returns to China because
of his membership of the Local Church.
- On
19 August 2006, a delegate of the Minister refused to grant a protection visa to
the first respondent. On 18 September 2006,
the first respondent applied to the
RRT for review of the delegate's decision and he attended an RRT hearing on 25
October 2006.
- At
the hearing, the first respondent said that he participated in a Local Church
group in Sydney. The first respondent gave the
name of the most senior person
of that Local Church group as "Tony" but he did not give any further details
about that person. Following
the hearing, on 24 January 2007, the RRT wrote two
letters to the first respondent. One of the letters, which was headed
"Invitation
to Provide Information", included the following:
"At your hearing, you gave some evidence about your religious practice in China.
You also gave some evidence about your connection
with the Local Church in
Australia. You mentioned the name of the suburbs where church members meet; you
described in general terms
some of the activities that you participated in; and
you named a few contact persons by first name, most prominent of whom was
'Tony'.
The information you gave was extremely vague, and you did not provide
details of witnesses or other material that might reasonably
be expected to
support your claims.
The Tribunal requests that you provide the following additional information.
...
. The names, positions and any further details of the persons with whom
you undertake religious activities, including 'Tony'. If any
of these persons
hold official positions within the church, you may also wish to provide
statements from them describing their knowledge
of and connection with you. You
may also wish, in any response to this letter, to provide any other evidence to
assist your case."
- By
letter dated 7 February 2007, the first respondent replied to both letters.
Attached to his letter was a second letter, which
bore the letterhead of "The
Local Church in Sydney". The second letter stated:
"This is to confirm that [the first respondent] has been meeting regularly with
the church for the past nine months.
Please do not hesitate to contact Tony Cheah on [mobile telephone number] should
you have any further enquiry."
The letter was signed by Mr Tony Cheah and Mr David Foley, whom the first
respondent referred to as "Elders" of the Local Church.
- On
4 April 2007, some five months after the hearing, the RRT telephoned Mr Cheah on
the mobile telephone number which was provided
in that letter. Following this
telephone conversation, the RRT wrote to the first respondent on 11 April 2007.
That letter set
out certain information and explained why, in the RRT's view, it
was relevant to the first respondent's application in the following
terms:
"The Tribunal spoke to Mr Tony Cheah on 4 April 2007, to follow up the letter
that he and Mr David Foley wrote on 5 February 2007,
in which they 'confirm[...
that you have] been meeting regularly with the church for the past nine months.'
Mr Cheah confirmed the
following:
- He knows you personally;
- He believes you come from Fuqing, Fujian;
- He 'understands' that you were a Christian in China;
- You attend the Local Church in Blacktown, and are involved in learning
scripture, 'training' to assist in services and in setting
up the meeting
place.
However, Mr Cheah said he did not know whether you were a member of any Local
Church in China; where you had lived and worked in
China; or whether you had
experienced any problems there.
This information is relevant for the following
reasons:
- It appears that Mr Cheah's knowledge of you is superficial. It is surprising
that you have not had occasion to inform him of any
association with the Local
Church in China and your alleged experiences there.
- This may in turn suggest that you have become involved in the Local Church
only in Australia (depending on the Tribunal's assessment
of your claims with
respect to China).
- Mr Cheah's statements that you are 'learning scripture', 'training' to assist
with services and helping set up meeting rooms may
also indicate that you are a
newcomer to the church and possibly Christianity, and not a longer-term
Christian as you claim.
- In assessing whether you have a well-founded fear of persecution in China, the
Tribunal is required by s 91R(3) of the Act to disregard conduct that you
have engaged in in Australia, unless it is satisfied that you have done so other
than for the purpose
of strengthening your claim to be a refugee. Factors that
may influence whether the Tribunal is satisfied may include the credibility
of
your claimed experiences in China, and the nature of your activities in
Australia."
The letter invited the first respondent to comment upon the
information.
- In
a statutory declaration dated 26 April 2007, which the first respondent's
migration agent provided to the RRT, the first respondent
commented on the
information. These comments included the following:
"The reason why I have not informed Mr Cheah of my association with the Local
Church in China as well as my sufferings and experiences
there is that I am
afraid of being misunderstood and I do not like being regarded as a person who
may intend to use the Local Church
as a vehicle for seeking protection in
Australia.
As a member of the Local Church, I am required to continue learning scripture
every day, because studying [the] Bible is particularly
important for a member
of the Local Church. Also, I am obligated to contribute to the Local Church;
and thus it is quite normal
that I have accepted training to assist with
services or helping set up meeting rooms."
- The
RRT affirmed the decision under review on 15 May 2007. The RRT concluded that
the first respondent was not a person to whom
Australia owed protection
obligations and, therefore, the first respondent was not entitled to a
Protection (Class XA) visa.
In reaching this decision, the RRT found that
the first respondent was not a practising Christian at the time of his departure
from
China. The RRT found that the first respondent did not have a genuine
commitment to Christianity and therefore would not engage
in, or need to refrain
from, religious conduct in China that might give rise to a real chance of
Convention-related[7]
persecution.
- In
making these findings, the RRT relied upon the telephone call which it had made
to Mr Cheah. In reasoning towards the conclusion
that the first respondent was
not a Christian when he left China, the RRT
stated[8]:
"The Tribunal finds that the applicant's documentary and witness evidence sheds
little light on his claimed Christian practice in
China. As noted in the
Tribunal's letter of 11 April 2007, Mr Cheah's (and Mr Foley's) written and oral
advice to the Tribunal revealed
only a superficial knowledge of the applicant's
profile in China, indicating an 'understanding' that he had been a Christian
there.
The absence of any reference to the applicant's activities in China, let
alone his claimed past harm and future concerns, amounts
to weak support for the
applicant's claims. The applicant commented that he did not wish the church to
view him as a person who
was using them to advance his refugee application.
This contrasts markedly with the applicant's reliance on the church in China,
for financial, logistic and other assistance, in circumstances where the church
itself faces considerable risks. Whatever the reason
for the Local Church in
Sydney knowing very little about the applicant, the Tribunal finds that it
provides scant support for the
applicant's claim to have been an active
Christian in China."
Later in the RRT's reasons, it was also observed that, among other things, it
was "the content and tenor of the superficial comments
from Mr Cheah" that
suggested that "the applicant's exposure to Christianity is recent, superficial
and
limited."[9]
The Federal Court proceedings
- The
first respondent sought judicial review in the Federal Magistrates Court of the
RRT's decision. He did not allege any breach
of s 424 of the Act. His
application was
dismissed[10].
An appeal by the first respondent to the Federal Court of Australia came before
Rares J on 4 March 2008. His Honour identified
the issue at the centre of this
appeal on his own motion and the matter was ultimately referred to the Full
Court. The Full Court
allowed the appeal on the basis that the RRT could not
obtain information by telephone from Mr Cheah without complying with
s 424(2) and (3) of the
Act[11].
The appeal to this Court
- The
appeal to this Court mainly requires a determination of whether the RRT breached
ss 424(3) and 424B and whether, if it did, that amounted to jurisdictional
error, in which case relief would be available despite s 474 of the Act,
which covers privative clause
decisions[12].
Those questions turn on the construction of the provisions in the wider
statutory
context[13],
particularly Div 4 of Pt 7, in order to determine both how
ss 424(3) and 424B apply and the effect of any failures to comply with
them.
- There
is also a Notice of Contention from the first respondent, asserting that the RRT
was obliged to, but did not, issue a second
invitation to the first respondent
to appear before the RRT to give evidence and present arguments regarding what
were said to be
additional issues arising from the RRT's telephone enquiries of
Mr Cheah. This was described as a failure to comply with s 425(1) of
the Act and was said to be a jurisdictional error by reference to SZBEL v
Minister for Immigration and Multicultural and Indigenous Affairs
("SZBEL")[14].
Applicable legislation
- It
is necessary to give more detailed consideration to some of the provisions which
are relevant to the task of construing s 424. Section
422B[15]
provides that Div 4 of Pt 7 "is taken to be an exhaustive statement of
the requirements of the natural justice hearing rule in relation to the matters
it deals
with" in respect of the RRT's conduct of its review. The general
nature of the RRT's "way of
operating"[16]
is described in
s 420(1)[17]
as "fair, just, economical, informal and quick." The RRT "is not bound by
technicalities, legal forms or rules of evidence" (s 420(2)(a)) and "must
act according to substantial justice and the merits of the case"
(s 420(2)(b)). Section 420 does not prescribe any particular
procedure[18].
- Section
424 relevantly states:
"(1) In conducting the review, the Tribunal may get any information that it
considers relevant. However, if the Tribunal gets such
information, the
Tribunal must have regard to that information in making the decision on the
review.
(2) Without limiting subsection (1), the Tribunal may invite a person to give
additional information.
(3) The invitation must be given to the person:
(a) except where paragraph (b) applies—by one of the methods specified in
section 441A; or
..."
Section 441A specifies the methods by which documents can be served. Documents
can be given "by hand" (s 441A(2)), or be provided by "[h]anding [them] to
a person at [the] last residential or business address" who appears to be at
least 16 (s 441A(3)), or be given by "[d]ispatch by prepaid post or by
other prepaid means" (s 441A(4)) or by "[t]ransmission by fax, e-mail or
other electronic means" (s 441A(5)).
- Section
424A(1) provides for the RRT to give to the applicant for review, in any way
that it considers appropriate, particulars of information that
the RRT considers
would be the reason, or part of the reason, for affirming the decision under
review, to ensure, so far as is reasonably
practicable, that the applicant
understands why it is relevant, and to invite the applicant to comment on it.
- Any
invitation under s 424(2) is subject, not only to the formal requirements
of s 424(3), but also to the formal requirements of s 424B, which is
headed "Invitation to give additional information or comments". Section 424B
relevantly provides:
"(1) If a person is:
(a) invited under section 424 to give additional information; or
...
the invitation is to specify the way in which the additional information ...
may be given, being the way the Tribunal considers
is appropriate in the
circumstances.
(2) If the invitation is to give additional information ... otherwise than at an
interview, the information ... [is] to be given
within a period specified in the
invitation, being a prescribed period or, if no period is prescribed, a
reasonable period.
(3) If the invitation is to give information ... at an interview, the interview
is to take place:
(a) at the place specified in the invitation; and
(b) at a time specified in the invitation, being a time within a prescribed
period or, if no period is prescribed, a reasonable
period.
..."
- Section
424C provides that the failure of any person to respond within time to a formal
invitation under s 424(2) does not prevent the RRT from proceeding to make
a decision. It is also relevant to note that the RRT has a power to summon a
person
to give evidence and/or produce documents under s 427(3). It is an
offence to fail to attend (s 432(1)) or to refuse to answer a question
which the RRT requires to be answered (s 433(1)). A person who is summoned
to appear before the RRT to give evidence is given the same protection as a
witness in proceedings in the
Administrative Appeals Tribunal (s 435(2)).
The RRT is empowered to take evidence on oath or affirmation (s 427(1)(a)).
- In
the context of s 429A(a), which provides that evidence can be given "by
telephone", the first respondent's complaint is not that the evidence of
Mr Cheah
was given by telephone; rather, the complaint is that the
telephone call contained an invitation to give additional information
which should have been in writing, and was not.
Submissions in this Court
- That
the review process followed by the RRT is inquisitorial has already been
remarked by this
Court[19]. In
that context the Minister submitted that there were three powers by which the
RRT could obtain information, with a descending
order of consequences for any
refusal to respond: first, by compulsory process (s 427(3)), a breach of
which constitutes an offence; secondly, by formal invitation (s 424(2)),
where a failure to respond to the invitation allows the RRT to proceed to make a
decision on the review without giving a hearing
(ss 424C(1) and 425(2)(c));
and thirdly, by an informal process seeking voluntary answers, where no
potential adverse consequences to the applicant for
review are engaged. Section
424(1) was construed by the Minister as a general facultative power in aid of
the inquisitorial functions of the RRT, distinguishable from
both the compulsory
process under the Act and the formal statutory process which could result in the
loss of a right to a hearing.
- By
way of comparison, the Minister construed s 424(2) as a special or
particular method (other than compulsory process) by which the RRT can obtain
additional information. Failure by
the applicant to respond to an invitation
under s 424(2) carries the consequence that the RRT may make a decision on
the review without inviting the applicant for review to appear at a hearing
(ss 424C(1) and 425(2)(c)). The applicant in those circumstances is not
entitled to a hearing (s 425(3)). That consequence distinguished this
method of obtaining information from the general informal power to get
information under s 424(1). Refusal to provide information under
s 424(1) carries no adverse consequences for the applicant in respect of
the right to a hearing under s 425. In support of his construction of
s 424, the Minister relied on the statutory context, some historical
matters, and the express language of relevant provisions. For the
reasons which
follow, these submissions of the Minister should be accepted despite an argument
from the first respondent that emphasised
procedural fairness and relied on the
authority of Anthony Hordern & Sons Ltd v Amalgamated Clothing and Allied
Trades Union of Australia ("Anthony
Hordern")[20].
That reliance will be discussed later in these reasons.
- Some
historical matters. Before the enactment of the Migration Legislation
Amendment Act (No 1) 1998 (Cth), which inserted ss 424, 424A, 424B,
424C and 425 as they were substantially in operation for this case, the former
s 424
contained a limit on what constitutes "the papers" in a review. As
explained by Gummow J in
SAAP[21]:
"that expression ['the papers'] comprised only the documents given to the
Registrar under s 418 (the file the Secretary to the
Minister's department
had supplied) and s 423 (statutory declarations and written arguments
provided by the Secretary of the
Minister's department and by the applicant in
relation to the decision under review) of the Act."
- The
amendments permitted expansion of the documentary evidence before the RRT and
linked an applicant's right to a hearing to compliance
with an invitation to
give additional information or comments on additional information.
- In
explaining the purpose of these changes in the Second Reading
Speech[22],
Senator Kemp said:
"This code [of procedure] includes such matters as the giving of a prescribed
notice of the timing for a hearing, and a requirement
that applicants be given
access, and time to comment, on adverse material relevant to
them."
- In
addition, he stated that the Bill contained a number of measures to allow for
more flexible processes in both the Migration Review
Tribunal and the RRT.
These included:
"enabling the Tribunals to use telephone or other media to conduct personal
hearings or to require other witnesses to appear before
them; and allowing
Tribunals to proceed to a decision without delay, if an applicant does not
respond to a notice to attend a hearing
or provide comment. Taken together,
these changes mean that people with bona fide review applications will be given
a decision more
quickly and a better decision if the initial decision is
wrong."[23]
- The
statutory context. Under s 415(1), the RRT is given all the powers and
discretions that are conferred by the Act on the person who made the decision.
These include the power to get information which is thought to be relevant
(s 56(1)) and the power to invite an applicant to give additional
information (s 56(2)). An invitation to provide information can be to
provide it over the telephone (s 58(1)(e)) and the procedures in s 58
do not prevent the Minister from obtaining information from an applicant by
telephone or in any other way (s 59(2)). The powers given under s 56
work simultaneously with the powers given under
s 424[24],
although there is no constraint similar to that found in s 424(2) because
under s 56(2) the Minister may "orally or in writing" invite an applicant
"to give additional information".
- Where
an application for review is made to the RRT, the Secretary is obliged to give
the Registrar of the RRT a statement about the
decision under review and copies
of the documents considered by the Secretary to be relevant to the review
(s 418).
- As
already mentioned, Div 3 of Pt 7 is concerned with the exercise of the RRT's
powers which are to be used in providing a review that is "fair, just,
economical, informal
and quick" (s 420(1)). Division 4 of Pt 7
is concerned with the conduct of the review. Division 5 of Pt 7
requires the RRT to prepare a written statement of reasons (s 430) and
provides for provision of those reasons to both the applicant for review and the
Secretary (ss 430A-430D). Division 6 of Pt 7 contains offences.
It is an offence for a person served with a summons to attend to fail to attend
(s 432(1)) or to refuse to answer a question that the RRT requires the
person appearing to answer (s 433(1)). Division 7 of Pt 7
contains miscellaneous provisions and Div 7A of Pt 7 provides for the
giving and receiving of review documents.
- As
to the conduct of the review, with which this case is concerned, an applicant
for review is entitled to give the RRT a statutory
declaration and written
arguments (s 423(1)). The Secretary may also provide written arguments
(s 423(2)). The RRT must invite an applicant for review to comment on
adverse material (ss 424A and 424B). The RRT is authorised by s 424C
to make a decision on the review if there is no response to an invitation to
comment within the time allowed. Section 425(1) obliges the RRT to invite
applicants to appear before it to give evidence and present arguments although
that obligation ceases if
an applicant fails to respond to an invitation
(s 425(2)(c)). It can also be noted that the RRT can require the Secretary
to arrange for the making of investigations and to report back to it
(s 427(1)(d)) and, as already noted, the RRT may allow for the giving of
evidence by telephone (s 429A).
Section 424
- Such
is the historical and statutory context in which s 424 falls to be
assessed. Section 424(1) confers a "general
power"[25] on
the RRT to "get any information that it considers relevant." The only
limitation on that power is that the RRT "must have regard"
to that information
in making its decision. As pointed out by the first respondent, the general
power is apt for the obtaining of
country information which might involve
research or utilisation of library resources or publicly available information
on the internet.
However, the language is plainly not confined so as to
preclude the obtaining of information from a person by telephone. That process
is consonant with the inquisitorial nature of the RRT and the statutory
obligation upon it to adopt procedures which are not only
"fair [and] just" but
are also "economical, informal and
quick."[26]
- It
is true, as was pointed out by the first respondent, that such a procedure does
not require a record of the questions asked of
Mr Cheah, a transcript or
note of his response, or any other way to assess whether or not the RRT's
summary of the conversation
was accurate and complete. However, so much follows
from the statutory silence in s 424(1) about how the RRT "may get any
information that it considers relevant." Further, s 429A, which permits
the giving of evidence by telephone, does not require any record of what is
asked or of any response. What is important
from the viewpoint of procedural
fairness is that the applicant for review is given an opportunity to comment on
the additional information.
That was given in this case by the letter
conforming with s 424A which was sent to the first respondent soon after
the telephone call to Mr Cheah.
- In
support of his position that s 424(1) should not be construed as
authorising the RRT to exercise the specific power in s 424(2) to "invite a
person to give additional information", otherwise than in accordance with the
mandatory language in ss 424(3) and 424B, the first respondent relied on
the principle of construction enunciated in the Anthony Hordern case.
Anthony Hordern concerned the Commonwealth Conciliation and
Arbitration Act 1904 (Cth) and two powers for the making of an award
relating to giving preference to unionists.
- In
Anthony
Hordern[27],
Gavan Duffy CJ and Dixon J said:
"When the Legislature explicitly gives a power by a particular provision which
prescribes the mode in which it shall be exercised
and the conditions and
restrictions which must be observed, it excludes the operation of general
expressions in the same instrument
which might otherwise have been relied upon
for the same power."
- In
Minister for Immigration and Multicultural and Indigenous Affairs v
Nystrom[28],
Gummow and Hayne JJ said:
"Anthony Hordern and the subsequent authorities have employed different
terms to identify the relevant general principle of construction. These have
included whether the two powers are the 'same power', or are with respect to the
same subject matter, or whether the general power
encroaches upon the subject
matter exhaustively governed by the special power. However, what the cases
reveal is that it must be
possible to say that the statute in question confers
only one power to take the relevant action, necessitating the confinement of
the
generality of another apparently applicable power by reference to the
restrictions in the former power." (footnotes
omitted)
- In
the context of the introductory wording of s 424(2), "[w]ithout limiting
subsection (1)", Leon Fink Holdings Pty Ltd v Australian Film Commission
("Leon
Fink")[29]
was relied on by the Minister. That case concerned the powers of the Australian
Film Development Corporation ("the Corporation")
to make loans.
Section 20(1) of the Australian Film Development Corporation Act
1970 (Cth) provided that "[t]he functions of the Corporation are to
encourage the making of Australian films and to encourage the
distribution of
Australian films both within and outside Australia." Section 21(1)(a)
provided that "without limiting the generality
of the foregoing" the Corporation
"has power ... to make loans ... to producers of Australian films". The
Corporation made loans
to borrowers in circumstances where neither the borrower,
nor the guarantor of the loan, was a producer of Australian films.
- After
referring to Anthony Hordern, Mason J
said[30]:
"In this case the words 'without limiting the generality of the foregoing'
evince an intention that the general power should be given
a construction that
accords with the width of the language in which it is expressed and that this
construction is not to be restricted
by reference to the more specific character
of that which follows. The clause therefore operates to negative the
restrictive implication
which might otherwise have been derived from the
presence of the specific power to lend contained in par (a) [of
s 21(1)]."
- The
first respondent countered the Minister's reliance on the reasoning of Mason J
in Leon Fink by pointing to Dainford Ltd v
Smith[31],
in which Brennan J held that similar words, namely, "[w]ithout limiting the
generality of any other provision of this section",
did not displace the
Anthony Hordern principle.
- The
first respondent's submission turns on the proposition that s 424(1) and
(2) cover the same powers, that s 424(2) is
encompassed within, or is a
subset of, the general power in s 424(1). There is a difficulty with that
submission. Section 424(1)
puts into statutory form a power to obtain
information by asking questions. This is an obvious power to give to an
inquisitorial
body. Subject to not interfering with the liberty of another,
making an enquiry with no power to compel an answer is not an unlawful
activity[32].
No adverse consequences flow against the applicant for review if the applicant,
or any other person questioned, fails to co-operate
or to give the information
sought. By comparison, the specific power in s 424(2) governed by ss
424(3) and 424B, to give an
invitation in writing to provide additional
information, results in the adverse consequence that an applicant who fails to
respond
to an invitation in writing is deprived of the entitlement to a hearing.
These critical distinctions emphasise the fact that the
powers in ss 424(1)
and 424(2) are, in law, significantly dissimilar.
- The
general power to "get" information and the specific power to "invite" in writing
the giving of additional information are capable
of co-existing without the
latter being repugnant to the former. Further, an oral request for information
would be authorised not
only by s 424(1) of the Act but also by
s 56(1), by reason of the operation of s 415 which has been explained
above.
- The
Full Court gave prominence and weight to the view that ss 424(2) and (3)
and 424B were important provisions in relation
to procedural fairness. So they
are. However, nothing in those sections detracts from the obvious purpose of
s 424(1), the
general terms of which permit the getting of information from
a person by telephone. It would be cumbersome to require the RRT to
telephone a
person for the purpose of getting information only after an invitation in
writing to give additional information is given
to that person. Such a
requirement would seem inimical to the RRT's way of operating as "economical,
informal and
quick."[33]
- Given
all the considerations described above, the phrase "[w]ithout limiting
subsection (1)", as it occurs in s 424(2), means
that the procedural
restrictions on the specific power to issue an invitation to give additional
information do not qualify the RRT's
general power in s 424(1) to "get any
information that it considers relevant". Accordingly the circumstances of this
case did
not involve a breach of either s 424(3) or s 424B.
Section 425
- A
further issue, and one which did not arise in SZLFX, arose in relation to
s 425(1) of the Act, which provides:
"The Tribunal must invite the applicant to appear before the Tribunal to give
evidence and present arguments relating to the issues arising in relation to
the decision under review." (emphasis
added)
It was contended by the first respondent in his written submissions that the
information given by Mr Cheah raised new and additional
issues and
accordingly the RRT was obliged to issue an invitation to a second hearing.
These were identified as (i) the alleged
failure of the first respondent to
inform Mr Cheah of his association with the Local Church in China, where he had
lived and worked
in China, and whether he had experienced any problems there;
(ii) the alleged fact that the first respondent was a newcomer to the
Local
Church and not a "longer-term
Christian"[34];
and (iii) that Mr Cheah's account of his relationship with the first respondent
suggested that the first respondent's religious
activity in Australia was done
only for the purpose of strengthening his claim to be a refugee. The Minister's
written submissions
responded that the issues were not new. The RRT had
specifically put in issue the first respondent's claim to be a committed
Christian,
to be a leader or organiser, and to have a fear of persecution by
reason of religious activities. In oral submissions, counsel for
the first
respondent offered a different characterisation of the new issue, identifying it
as being the first respondent's account
to Mr Cheah and Mr Cheah's knowledge of
the first respondent's past activities in China.
- During
the hearing, the RRT had questioned important aspects of the first respondent's
evidence and raised as an issue the truth
of his claim of an association with
the Local Church in China. For example, the RRT queried the first respondent's
membership of
a church about whose members and history he knew so little and
raised country information inconsistent with the first respondent's
evidence.
The RRT also queried whether church meetings could be secret as claimed by the
first respondent. The RRT drew attention
to inconsistencies in the first
respondent's claims, asked the first respondent to compare his practice of
religion in China with
his practice of religion in Australia and informed him
that his evidence regarding his religious practice had been "vague and lacking
detail". Finally, the RRT asked the first respondent whether he had told
Mr Cheah about his review application.
- Whether
an issue must be raised with an applicant for the purposes of a further hearing
under s 425(1) will depend on the circumstances
of each case. Matters may
arise requiring an invitation to a further hearing. However, that is not the
case in the present matter.
Here, Mr Cheah's evidence was additional
evidence about an extant issue; it did not constitute the raising of a new or
additional
issue such as to trigger the obligation to give another hearing.
This distinguishes the facts here from those considered in SZBEL. The
extant issue was whether the first respondent had been an active Christian in
China. Mr Cheah's knowledge of the first
respondent's past activities in
China deriving from any account given to him by the first respondent was
directly related to that
issue. Further, s 422B of the Act suggests that
there is no residual procedural fairness requirement to give another hearing
extraneous to Div 4 of Pt 7. If there were any extraneous right to procedural
fairness, as suggested by the first respondent, there
was no breach of the
obligation here. Importantly, the first respondent had an opportunity to deal
with Mr Cheah's information
by responding (as he did) to the letter from
the RRT conforming with s 424A.
Conclusions
- The
Full Court erred in applying the principle in Anthony Hordern and
construing s 424(2) of the Act as limiting the generality of s 424(1).
The RRT can lawfully obtain information by telephone
without following the
formal procedures set out in ss 424(3) and 424B. The first respondent also
fails in respect of his Notice
of Contention. The RRT was not obliged in the
circumstances to issue a invitation to the first respondent to again appear
before
it.
- For
the reasons given, no jurisdictional errors arose as a result of not following
the procedures laid down in ss 424(3) and
424B or because the RRT did not
give the first respondent an additional hearing under s 425.
Order
- The
appeal should be allowed. In accordance with an undertaking given on behalf of
the Minister, the Minister is to pay the first
respondent's costs and the orders
for costs given below in favour of the first respondent will not be
disturbed.
[1] SZKTI v Minister for
Immigration and Citizenship [2008] FCAFC 83; (2008) 168 FCR 256.
[2] [2009] HCA 31.
[3] Reprint No 10 is the applicable
version of the Act for both this case and SZLFX.
[4] See the Second Reading Speech on
the Migration Legislation Amendment Bill (No 1) 1998: Australia, Senate,
Parliamentary Debates (Hansard), 12 November 1998 at 214. See also
the Explanatory Memorandum to the Migration Legislation Amendment Bill (No 1)
1998
(Cth) at [117].
[5] [2005] HCA 24; (2005) 228 CLR 294 at 299 [4];
[2005] HCA 24.
[6] Cf SZLPO v Minister for
Immigration and Citizenship [2009] FCAFC 51.
[7] The Convention relating to the
Status of Refugees done at Geneva on 28 July 1951 as amended by the Protocol
relating to the Status
of Refugees done at New York on 31 January 1967.
[8] Refugee Review Tribunal, Statement
of Decision and Reasons, 15 May 2007 ("Reasons of the RRT") at 14-15.
[9] Reasons of the RRT at 16.
[10] SZKTI v Minister for
Immigration [2007] FMCA 1904.
[11] SZKTI v Minister for
Immigration and Citizenship [2008] FCAFC 83; (2008) 168 FCR 256 at 270 [54].
[12] Plaintiff S157/2002 v The
Commonwealth (2003) 211 CLR 476; [2003] HCA 2.
[13] Project Blue Sky Inc v
Australian Broadcasting Authority (1998) 194 CLR 355 at 381 [69] per McHugh,
Gummow, Kirby and Hayne JJ; [1998] HCA 28.
[14] (2006) 228 CLR 152; [2006] HCA
63.
[15] This section came into effect
on 4 July 2002 and was inserted into the Act by the Migration Legislation
Amendment (Procedural Fairness) Act 2002 (Cth).
[16] Heading to s 420; see
SAAP [2005] HCA 24; (2005) 228 CLR 294 at 298 [1] per Gleeson CJ.
[17] In Div 3 of Pt 7, headed
"Exercise of Refugee Review Tribunal's powers".
[18] Minister for Immigration and
Multicultural Affairs v Eshetu [1999] HCA 21; (1999) 197 CLR 611 at 635 [74]- [77] per
Gaudron and Kirby JJ, 664-668 [176]-[179] per Callinan J endorsing the
reasons for judgment of Lindgren J in Sun Zhan Qui v Minister for Immigration
and Ethnic Affairs unreported, Federal Court of Australia, 6 May 1997 at
40-47.
[19] For example, in SAAP
[2005] HCA 24; (2005) 228 CLR 294 at 300 [8] per Gleeson CJ, 313-314 [55] per McHugh
J, 330 [112] per Gummow J, 351 [197] per Hayne J. See also SZBEL [2006] HCA 63; (2006)
228 CLR 152 at 164 [40]; SZAYW v Minister for Immigration and Multicultural
and Indigenous Affairs [2006] HCA 49; (2006) 230 CLR 486 at 491 [4]; [2006] HCA 49;
Minister for Immigration and Multicultural and Indigenous Affairs v QAAH of
2004 [2006] HCA 53; (2006) 231 CLR 1 at 17 [40] per Gummow ACJ, Callinan, Heydon and
Crennan JJ, 46-47 [134]-[137] per Kirby J; [2006] HCA 53.
[20] [1932] HCA 9; (1932) 47 CLR 1 at 7 per Gavan
Duffy CJ and Dixon J, 20-21 per McTiernan J; [1932] HCA 9.
[21] [2005] HCA 24; (2005) 228 CLR 294 at 334
[128]. Gummow J was in dissent in the result but his Honour's observations
quoted above are not controversial.
[22] Australia, Senate,
Parliamentary Debates (Hansard), 12 November 1998 at 214.
[23] Australia, Senate,
Parliamentary Debates (Hansard), 12 November 1998 at 214.
[24] SAAP [2005] HCA 24; (2005) 228 CLR 294
at 333 [126] per Gummow J.
[25] SAAP [2005] HCA 24; (2005) 228 CLR 294
at 299 [4] per Gleeson CJ; see also at 312 [50] per McHugh J, 352 [199] per
Hayne J.
[26] Section 420(1).
[27] [1932] HCA 9; (1932) 47 CLR 1 at 7.
[28] [2006] HCA 50; (2006) 228 CLR 566 at 589 [59];
[2006] HCA 50.
[29] (1979) 141 CLR 672; [1979] HCA
26.
[30] (1979) 141 CLR 672 at 679.
[31] [1985] HCA 23; (1985) 155 CLR 342 at 361-362;
[1985] HCA 23.
[32] Clough v Leahy [1904] HCA 38; (1904) 2
CLR 139 at 157 per Griffith CJ; [1904] HCA 38.
[33] Section 420(1).
[34] Letter from the RRT to the
first respondent of 11 April 2007: see [14] above.
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