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Stuart v Kirkland-Veenstra [2009] HCA 15 (22 April 2009)
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Stuart v Kirkland-Veenstra [2009] HCA 15 (22 April 2009)
Last Updated: 22 April 2009
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN AND KIEFEL JJ
DAVID STUART & ANOR APPELLANTS
AND
TANIA KIRKLAND-VEENSTRA & ANOR RESPONDENTS
Stuart v Kirkland-Veenstra [2009] HCA 15
22 April 2009
M39/2008
ORDER
1. Appeal allowed.
- Set
aside the orders of the Court of Appeal of the Supreme Court of Victoria made on
29 February 2008, except insofar as
they deal in paragraph 4 with the
costs of the appeal to that Court, and in their place order that:
(a) each party bear its own costs of the proceedings at first instance;
and
(b) the appeal to the Court of Appeal be otherwise
dismissed.
- Appellants
to pay first respondent's costs of the appeal to this Court.
On appeal from the Supreme Court of Victoria
Representation
J Ruskin QC with R J Orr for the appellants (instructed by Victorian Government
Solicitor)
J H Kennan SC with P Halley and P T Vout for the first respondent (instructed by
Slater & Gordon)
M F Wheelahan SC with M D Rush for the second respondent (instructed by Deacons
Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Stuart v Kirkland-Veenstra
Torts – Negligence – Duty of care – Where Mental Health Act
1986 (Vic), s 10 empowered police to apprehend person who "appears to
be mentally ill" if reasonable grounds for believing that person had recently
attempted suicide or likely to do so – Where police came upon man who
appeared to have been contemplating suicide but showed
no sign of mental illness
– Interaction of common law and relationship established by s 10
– Whether duty of care to prevent foreseeable harm to man at own hand
– Relevance of conditions engaging exercise of
statutory power –
Relevance of fact that duty alleged is duty to protect person from self-harm
– Relevance of general
rule against duty to rescue – Relevance of
vulnerability of particular class of persons – Relevance of control over
source
of risk to persons.
Torts – Negligence – Duty of care – Where duty alleged to
arise in context of power conferred by Mental Health Act 1986, s 10
– Whether preconditions to existence of power established on facts –
Whether common law duty could exist in absence of
relevant
power.
Torts – Breach of statutory duty – Relevance as alternative to
action alleging breach of common law duty of care –
Principles relevant to
determining legislative intention that cause of action be available –
Relevance of legislative provision
for special measures to protect identifiable
class of persons or property – Whether existence of discretion to
exercise
power inconsistent with existence of statutory duty.
Statutes – Interpretation – Whether person who has attempted suicide
to be equated with person "mentally ill" –
Relationship between attempted
suicide and mental illness – Understanding at common law of relationship
between suicide and
mental illness.
Words and phrases – "mentally ill".
Crimes Act 1958 (Vic), ss 457, 463B.
Mental Health Act 1986 (Vic), ss 3, 8, 10.
Wrongs Act 1958 (Vic), Pt III.
FRENCH CJ.
Introduction
- Between
mid-morning and 2.30 pm on 22 August 1999, Ronald Hendrik Veenstra committed
suicide at his home in Somerville, Victoria
by sitting in his car with the
engine running. A hose connected the exhaust pipe to the interior of the
vehicle.
- Earlier
that day, at about 5.40 am, two police officers had observed Mr Veenstra in
his vehicle in a car park on the Mornington
Peninsula with a hose leading from
the exhaust pipe to the interior of his vehicle. The engine was not running.
Upon being questioned,
Mr Veenstra persuaded the officers that although he had
been about to do something stupid he had changed his mind and was going home
to
talk to his wife. He sounded rational and was responsive to their questions.
He declined their various offers of assistance.
He removed the hose from the
exhaust. The officers let him proceed from the car park.
- Mr
Veenstra's widow, Mrs Kirkland-Veenstra, sued the officers and the State of
Victoria before a judge and jury in the County Court
alleging that the officers
had breached their duty of care towards her husband and herself by failing,
inter alia, to apprehend him
under s 10 of the Mental Health Act
1986 (Vic) ("the 1986 Act"). At the close of the evidence the trial
judge ruled that there was no duty of care and gave judgment for the defendants.
Mrs Kirkland-Veenstra
appealed to the Court of Appeal which, by majority,
allowed the appeal, set aside the trial judge's decision and remitted the matter
for retrial[1].
The officers were granted special leave to appeal to this Court.
- This
is not a case about moral or ethical obligations or what commonsense might or
might not have dictated as an appropriate course
of action for the officers.
Those questions may be open to debate and there may be different views about
what more the officers
could have done in the situation in which they found
themselves. Their power to apprehend Mr Veenstra was limited and conditional.
The case is about whether they owed a legal duty to Mr Veenstra and his
wife, breach of which could expose them and the State
of Victoria to liability
for damages for negligence. Mr Veenstra's death was a tragedy for him and
his wife. That sad fact
does not answer the legal question for decision.
- In
my opinion the trial judge was correct, there was no legal duty of care and the
appeal should be allowed. The existence of a
power to apprehend
Mr Veenstra under s 10 of the 1986 Act was critical to the reasoning of the
Court of Appeal and to the case as presented in this Court. However, it was a
power which was
never enlivened. The officers said, and the trial judge held,
that they did not think Mr Veenstra was mentally ill. Although findings
by the
trial judge that Mr Veenstra showed no signs of mental illness were under
challenge in the Court of Appeal, the finding as
to the officers' opinions about
him was not the subject of any ground of appeal. There was no suggestion that
the officers' opinions
were not held in good faith. While attempted suicide may
be indicative of mental illness, it is not necessarily so. Moreover, it
seems
clear that while Mr Veenstra had taken preliminary steps in contemplation of
suicide, he had not "attempted" suicide within
the meaning of s 10. The
officers, after talking with him, did not believe that he was going to take his
own life. In the circumstances they could not
have apprehended him unless they
believed him to be mentally ill and likely to attempt suicide. The case for a
duty of care depended
upon the existence of the power to apprehend. That power
did not exist in this case.
Factual history as found by the trial judge
- At
about 5.40 am on 22 August 1999, Ronald Hendrik Veenstra was observed by two
members of Victoria Police to be sitting in a car
at the Sunnyside Beach public
car park on the Mornington Peninsula. The two officers were Acting Senior
Sergeant Stuart and Detective
Senior Constable Woolcock. Both were experienced
officers, both held the rank of Detective Senior Constable. DSC Stuart had been
a police officer for 17 years and DSC Woolcock for 12 years.
- DSC
Stuart saw Mr Veenstra in the driver's seat. He also saw a light-coloured
corrugated tube running from the rear of the vehicle
to its left side. He
inferred that the driver was contemplating suicide. He told DSC Woolcock what
he had noticed and what he thought.
Both officers approached the driver's side
of the vehicle. The window was fully open. The engine was not running. As
they approached
the car they saw Mr Veenstra put a notepad into a briefcase
inside the car.
- Mr
Veenstra gave the officers his name and address. He told them that he had been
in the car park for about two hours before they
had arrived. The officers asked
him about the tube secured to the exhaust of his car. He said he had been
contemplating doing something
stupid but had changed his mind. He said he was
in a loveless marriage. He had been writing down some thoughts for his mother
and
was about to leave the scene when they arrived. He was going to go home and
discuss things with his wife. He said that he was an
intelligent person and
that there were other options open to him. He did not use the word "suicide",
nor expressly state that he
had been thinking about killing himself.
- The
officers felt the bonnet and radiator of the vehicle, both of which were cold.
They asked Mr Veenstra about his employment and
asked whether he had prior
dealings with the police. They asked whether he wanted them to contact his wife
or to take him to see
a doctor or to drive him home. He declined their offers
of assistance. He said he would see his own doctor later on. Mr Veenstra
told DSC Stuart that he wanted to go home and speak to his wife about his
marital problems. The two officers had observed a vacuum
cleaner in the rear of
the car. There were no exhaust fumes in the car. They checked, through police
radio, on the vehicle, the
licence and Mr Veenstra's personal history. Neither
the vehicle nor the driver had been recorded as missing. It was the fact that
arrangements had been made with Mr Veenstra through his solicitor for police to
serve him, on the afternoon of that day, with papers
relating to fraud charges
arising out of his former employment as financial manager of a car dealership.
There is no suggestion
that either of the two officers was aware of those
arrangements or of the fact that there were charges pending against Mr
Veenstra.
- Both
officers were of the opinion that Mr Veenstra showed no signs of mental illness.
He appeared to them to be rational, cooperative
and very responsible the entire
time. During their conversation he removed the hose from the exhaust and placed
it in the vehicle.
He did this of his own initiative and not as a result of any
suggestion made to him by the officers.
- The
two officers were aware that they had a power under s 10 of the 1986 Act to
apprehend a person who appeared to have a mental illness and to have attempted
or to be likely to attempt suicide. They did not
exercise that power. They
allowed Mr Veenstra to leave the car park. In a patrol log which they
wrote up at the end of the
shift they recorded that Mr Veenstra was depressed
and had contemplated suicide but would seek help and return home. They recorded
also that he did not want police intervention and did not want his family
informed. The trial judge found:
"When interrupted, the objective evidence was consistent with voluntary
withdrawal by Mr Veenstra from his plan."
- All
told, the officers were at Sunnyside Beach car park for about 15 minutes. It
was 6 am when Mr Veenstra left to return to his
home. The officers left shortly
after him and returned to the police station.
- Mrs
Kirkland-Veenstra saw her husband at about 9 am that morning when she awoke.
She said he was "a little bit quiet". She was
planning to go out to a dog show.
Mr Veenstra said he would not come with her as he didn't feel well. She offered
to stay home.
He told her that she had to give a message to a colleague about a
forthcoming meeting of dog breeders. She went off by herself.
- At
some time between mid-morning and 2.30 pm Mr Veenstra committed suicide by
asphyxiation outside his home by connecting a hose
to the exhaust of his
vehicle, putting the other end into his car and starting the engine. He had
left a suicide note. His father-in-law
found him at about 2.30 pm and tried
unsuccessfully to revive him. His wife returned home very shortly afterwards.
She also tried
to revive Mr Veenstra but was unsuccessful.
The proceedings in the County Court of Victoria
- On
2 May 2003, Mrs Kirkland-Veenstra issued a writ out of the County Court of
Victoria naming the two officers and the State of Victoria
as defendants. She
claimed to have suffered injury, loss and damage including nervous shock arising
from learning of her husband's
suicide. She alleged that the two officers had
owed her and her late husband a duty of care, which they had breached.
- In
her amended statement of claim Mrs Kirkland-Veenstra alleged that:
. At the time of speaking to her husband at Sunnyside Beach the two
officers knew or ought to have known that he was:
(a) mentally ill;
(b) in the process of committing suicide; and
(c) likely to attempt suicide or to cause serious bodily harm to
himself.
. At all material times they owed him and her a duty to take reasonable
care to protect his and her health and safety. This duty was
said to arise
pursuant to:
(a) common law;
(b) the effect and operation of s 10 of the 1986 Act; and
(c) the operation of the Victoria Police
Manual.
She also alleged that the two officers owed her a duty to prevent foreseeable
psychiatric injuries to her resulting from breach of
the duty of care they owed
to the deceased.
- The
pleaded breaches of the duty of care, which were various, included the failure
by the two officers to arrest the deceased and
arrange for him to be examined by
a medical practitioner pursuant to s 10 of the 1986 Act.
- Mrs
Kirkland-Veenstra also pleaded the existence of a "statutory duty" by the two
officers and that they breached that duty. There
was, however, no relevant
statutory duty and that contention was not pressed on the appeal to this
Court.
- Mrs
Kirkland-Veenstra alleged that as a consequence of the breaches of duty by the
two officers she had suffered injury, loss and
damage, particularised as
depression, post-traumatic stress disorder, nervous shock, and pain, shock and
suffering. Section 23 of the Crown Proceedings Act 1958 (Vic) was relied
upon to establish the liability of the State of Victoria for the alleged
breaches of duty by the two officers.
The proceedings were brought by Mrs
Kirkland-Veenstra for her own benefit, at common law and pursuant to the
provisions of Pt III of the Wrongs Act 1958 (Vic).
The trial judge's decision
- The
trial of the action was heard in the Victorian County Court before a judge and a
six person jury. After the close of the evidence
and following submissions by
counsel, the trial judge held that:
"the plaintiff is not owed a duty of care either under the Wrongs Act by the
defendants or for her personal injuries in the form of nervous shock and
post-traumatic stress disorder which she alleges
she suffered by reason of the
negligence of the defendants".
In his reasons for judgment, the trial judge proceeded on findings of fact which
he himself made. They form the basis of the factual
outline set out earlier in
these reasons.
- The
trial judge held that s 10 of the 1986 Act confers a statutory power but imposes
no duty. There was no relevant statutory duty imposed upon the officers which
would assist
in formulating a common law duty of care. He said:
"In the knowledge of the provision of s 10 of the [1986 Act] and the Victoria
Police manual, [the officers] made a considered judgment; that is, that Mr
Veenstra did not manifest
signs that he had a mental illness such as to justify
his detention and conveyance to a doctor for examination. The temptation to
reason that Mr Veenstra subsequently suicided by the same method that he set in
train at Sunnyside [Beach] carpark at his home about
six hours later and that,
applying the but for test of causation, had the officers detained him he may not
or would not have suicided
later is an argument based not on foreseeability of
harm, but on hindsight. Equally, it may be said Mr Veenstra did as he said he
would do. He went home and spoke with his wife. He tricked her and committed
suicide in her absence."
His Honour said:
"For these reasons I am of the opinion that neither a common law duty of care
nor a statutory duty of care in favour of Mr Veenstra
was owed by the
[officers]. Consequently, no liability can attach to the [State of Victoria] in
such circumstances."
His Honour also found that there was no duty of care owed by the officers to Mrs
Kirkland-Veenstra.
- On
21 July 2006, the trial judge made an order giving judgment for the defendants
and consequential costs orders. His Honour's decision
was appealed to the Court
of Appeal of Victoria. On 29 February 2008, the Court ordered that the appeal
be allowed, the decision
of the trial judge be set aside and that the proceeding
be remitted to the County Court constituted by a different judge for retrial.
Orders were made that the two officers and the State pay Mrs Kirkland-Veenstra's
costs of the appeal and that the costs of the first
trial should abide the
result of the retrial.
Reasons for judgment in the Court of Appeal
- Warren
CJ and Maxwell P were both of the opinion that the appeal should be allowed.
Chernov JA dissented.
- Key
elements of the Chief Justice's reasoning were:
(i) The case concerned "a specific power vested in a special category of persons
to prevent self-harm of the gravest kind". These
persons have the authority and
the capacity to
intervene[2].
(ii) Whether a duty of care exists in a novel case is to be decided according to
a multi-factorial or "salient features"
approach[3].
(iii) The officers were aware of the danger faced by Mr Veenstra. They had the
power, under s 10 of the 1986 Act, to apprehend him and take him to
hospital or to call for medical
assistance[4].
(iv) The officers owed a duty of care at common law to Mr Veenstra. It arose
independently of statute. There were no supervening
policy reasons to deny it
on the facts[5].
It was enlivened at the time that the officers realised that Mr Veenstra was
contemplating
suicide[6].
(v) The duty of care required the officers to exercise their statutory power
reasonably to protect those whom the Act sought to
protect[7].
(vi) The class of persons to whom the duty was owed consisted of those in clear
and obvious contemplation of suicide. The scope
of the duty extended to
assessment of the situation and possibly the provision of assistance as provided
for in the
Act[8].
(vii) It was reasonably foreseeable that a failure to apprehend Mr Veenstra and
take him to hospital or arrange for medical assistance
might result in his
suicide. The officers had noticed that he was depressed and had observed all
facets of his preparations to commit
suicide, including the hose, its connection
to the car exhaust and the making of a
note[9].
(viii) It was also reasonably foreseeable that if the officers failed to
exercise reasonable care in their dealings with Mr Veenstra,
Mrs
Kirkland-Veenstra would suffer the kind of injury which she did. It was
reasonable to expect the officers to have had Mrs Kirkland-Veenstra
in
contemplation as a person "closely and directly affected" by their acts and
omissions in relation to her
husband[10].
- Maxwell
P agreed with the Chief Justice and also made the following key points:
(i) Emphasis was to be placed on the degree of danger to which Mr Veenstra was
exposed, the limited opportunity he had to protect
himself given his mental
state and the absence of any cost or inconvenience to the officers in exercising
the
power[11].
(ii) The officers had legal authority to exercise direct, immediate and complete
control over the risk that Mr Veenstra might commit
suicide. They were able,
under s 10, to do what no other person could do without risking civil liability
for assault or false imprisonment, namely apprehend Mr Veenstra
and use "such
force as may be reasonably
necessary"[12].
(iii) The imposition of a duty of care would not "significantly and
impermissibly" constrain the discharge by police officers of
their duty to
consider whether or not the power under s 10 was exercisable and should be
exercised[13].
(iv) The policy of the Act was that there should be intervention to prevent
suicide when there was an identified risk that it might
occur. A precautionary
approach responsive to, rather than dismissive of, indicia of risk must be seen
as conducive to the achievement
of the statutory
purpose[14].
- Both
the Chief Justice and Maxwell P were of the view that the case was not about the
exercise of policing powers. It was more closely
analogous to cases about the
exercise of powers vested in statutory authorities
generally[15].
Both of their Honours proceeded on the basis that the two officers had the power
to apprehend Mr Veenstra in the car park. That
was, with respect, a conclusion
which could not be supported having regard to the necessary pre-conditions for
the exercise of the
power that Mr Veenstra should appear to the officers to be
mentally ill and that they should have reasonable grounds for believing
that he
was likely to attempt suicide. The non-satisfaction of those conditions is
addressed later in these reasons.
- Chernov
JA dissented. His Honour held that there was no duty of care of the kind
propounded by the majority. The essential reason
for his conclusion was that
the imposition of the claimed duty of care was incompatible with the framework
of the 1986
Act[16]. In
reaching that conclusion his Honour held:
(i) In deciding whether to exercise the discretion under the Act, the relevant
officer was subject to a number of constraints.
They required a "fine line"
decision not only determining whether the requirements of s 10(1) were made out,
but also taking into account competing policy considerations expressed in the
Act. The officer was to exercise the
discretion in the context of a duty to
maintain public order, a duty owed to the public generally and not to individual
members[17].
(ii) The imposition of a common law duty on such an officer would amount to a
"distorting" influence on the discretionary power and
be inconsistent with the
legislative
scheme[18].
(iii) The control and vulnerability which might give rise to a duty of care did
not exist in the present case. The control able
to be exercised by the officers
was of a limited nature. It was not apparent that the exercise of the power
could have removed the
risk to the deceased. There was no relevant
vulnerability or dependence by the deceased on the
officers[19].
- A
number of the trial judge's findings of fact were challenged in the amended
notice of appeal in the Court of Appeal, including
the finding that
Mr Veenstra did not manifest signs that he had a mental illness such as to
justify his detention and conveyance
to a doctor for examination. There was no
challenge to the finding as to the officers' opinions about Mr Veenstra's mental
condition.
The grounds challenging the trial judge's findings of fact were not
dealt with by the Court of Appeal. Her Honour, the Chief Justice,
said[20]:
"Mostly, the matters were properly matters to be determined by the jury in any
event, as was acknowledged by counsel for the [officers].
Doubtless his Honour
proceeded to determine these matters as part of his decision on the duty
point."
Grounds of appeal
- The
grounds of appeal in this Court involved one proposition variously
justified, namely that the majority in the Court of Appeal erred in holding that
the officers owed
a duty of care to Mr Veenstra.
Statutory history and framework
- From
the 19th century until 1943, a series of statutes known as Lunacy Acts
made provision for the apprehension, examination, commitment and treatment of
mentally ill persons in
Victoria[21].
In 1943 the Lunacy Acts still in force were renamed Mental Hygiene
Acts[22].
The Mental Hygiene Acts and an unproclaimed Mental Deficiency Act
1939 (Vic) were consolidated into the Mental Health Act 1959 (Vic) ("the
1959 Act"). It provided for the involuntary admission to institutions of
"mentally ill or intellectually
defective"[23]
persons. The process of commitment involved bringing such persons before
justices, their examination by medical practitioners and
their commitment where
various conditions were
met[24]. That
process, in one form or another, had been in place for many years.
- Section
45 of the 1959 Act empowered a justice to make orders requiring police officers
to apprehend, and bring before two justices,
persons who appeared to be mentally
ill or intellectually defective, without sufficient means of support or
wandering at large, or
thought to be contemplating the commission of an offence.
Section 45(2) was the closest equivalent to the present s 10. It
provided:
"Any member of the police force finding any such person so wandering or under
such circumstances as aforesaid may without any such
order apprehend him and
take him before two justices."
- The
Mental Health Bill, introduced into the Parliament in May 1985, was based upon
recommendations contained in the report, published
in December 1981, of a
Consultative Council established by the Minister for Health to review mental
health legislation in Victoria
("the Myers
Report")[25].
The Consultative Council proposed a new statute to replace the 1959
Act[26]. The
recommended aim of the new legislation was to
minimise[27]:
"(a) restrictions upon the liberty of any person with mental illness, and
(b) interference with his civil rights, privacy, dignity, self-respect, and
cultural, moral or religious beliefs,
so far as is consistent with his proper protection and care and, in the case of
his mental illness constituting a threat to the public
safety, with the
protection of the public".
The recommendation was reflected in the Second Reading Speech in May 1985, in
which the Bill was said to be based on the "fundamental
principle" of the "least
restrictive
alternative"[28].
The recommended aim of the new Act and the fundamental principle referred to in
the Second Reading Speech were embodied in cl 4(2)(b)
of the Bill in
relation to the care and treatment of persons who are mentally
ill.
- The
Bill was described in the Second Reading Speech as concentrating on involuntary
patients[29].
In the Explanatory Memorandum it was said that the Bill recognised that the
classification of a person as an involuntary patient
involved a curtailment of
civil
liberties[30].
It took the approach that such action should only be contemplated if absolutely
necessary for the safety and wellbeing of the person,
or for the protection of
the community.
- Under
the heading "APPREHENSION BY POLICE", the Minister acknowledged the school of
thought that police should not have a role to
play in the admission of
apparently ill persons. He
said[31]:
"Nevertheless, it is a fact of life that the police are usually the first to be
summoned to some antisocial incident, and no one
else is better trained or
equipped to provide the assistance which may be required to deal with a
difficult situation."
After referring to the existing "archaic" provisions requiring an inquiry by two
justices, he
said[32]:
"In an emergency situation where, for example, an apparently mentally ill
person has gone berserk, or is about to commit suicide,
the police will have the
power to enter any premises without the need for a warrant, and to use such
force as may be reasonably necessary
to apprehend the person for the purpose of
immediately bringing him or her before a medical
practitioner."
Clause 10, as it appeared in the Bill at that time, conferred a power upon
police to apprehend persons apparently mentally ill in
a wider range of
circumstances than those set out in the section as enacted. These included
circumstances in which the police had
reasonable grounds to believe that the
person was "likely to commit an offence against the
law"[33].
- The
Bill was withdrawn and public comment invited. It was re-presented with
amendments as the Mental Health Bill (No 2) in November
1985. The Minister, in
his Second Reading Speech for the revised Bill, said its objectives and
fundamental principles were the same
as those embodied in the earlier
version[34].
The Minister made specific comment about cl
10[35]:
"Some concern was expressed by several organizations at the powers to be vested
in the police in clause 10 of the earlier Bill.
The aim of this clause is to
give the police a capacity to take an apparently mentally ill person into
custody in an emergency situation.
The Government accepts that the earlier
clause may have been too broadly worded, especially to the extent that it would
give police
more powers to apprehend apparently mentally ill persons than they
currently have under the criminal law. The revised clause 10
will limit police
powers of entry without warrant to those situations where an apparently mentally
ill person is in danger of suiciding,
or doing serious harm to
himself."
- The
Mental Health (Amendment) Act 1995 (Vic) ("the 1995 Amending Act")
amended the 1986 Act. As appears from the Second Reading Speech, the 1995
amendments to the Act followed upon recommendations incorporated into a
Discussion
Paper prepared by the Psychiatric Services Division of the Victorian
Department of Health and Community Services in February
1995[36]. The
amendments were also informed by the report of a consultancy commissioned by the
Australian Health Ministers Advisory Council
(AHMAC) Working Group on Mental
Health Policy in 1994 to draft model clauses for the use of States and
Territories in the development
of nationally consistent mental health
legislation[37].
- Section
11 of the 1995 Amending Act introduced a new sub-s (1A) into s 8 of
the 1986 Act. That sub-section provided a definition of "mental illness".
Section 8 sets out the criteria for admission and detention of persons as
involuntary patients. The definition in s 8(1A) was also incorporated by
reference in the list of definitions of general application to the Act which are
set out in s 3. The definition
is in the following terms:
"Subject to sub-section (2), a person is mentally ill if he or she has a mental
illness, being a medical condition that is characterised
by a significant
disturbance of thought, mood, perception or
memory."
Section 8(2) excludes a number of classes of behaviour as reasons for
considering a person to be mentally ill. None of these is,
or was, said to be
material for present purposes.
- According
to the Second Reading Speech for the Mental Health (Amendment) Bill in 1995, the
definition of "mental illness" would "provide
guidance to consumers,
practitioners and the broader community about the grounds for
detention"[38].
- Section
10, itself, was the subject of amendments in 1990 and 1994, as well as in the
1995 Amending Act. The 1990 amendment inserted
sub-s (4) in its relevant form
save for the word "registered" before "medical practitioner" which was
introduced in
1994[39]. The
1995 amendments introduced sub-s (1A) into s 10. It made clear that a
police officer forming an opinion about whether
a person was mentally ill was
not required to exercise a clinical judgment. This amendment coincided with the
introduction of the
definition of "mental illness" by the enactment of s 8(1A).
In 1999, at the time of Mr Veenstra's death, s 10 provided:
"Apprehension of mentally ill persons in certain circumstances
(1) A member of the police force may apprehend a person who appears to be
mentally ill if the member of the police force has reasonable
grounds for
believing that –
(a) the person has recently attempted suicide or attempted to cause serious
bodily harm to herself or himself or to some other person;
or
(b) the person is likely by act or neglect to attempt suicide or to cause
serious bodily harm to herself or himself or to some other
person.
(1A) A member of the police force is not required for the purposes of
sub-section (1) to exercise any clinical judgment as to whether
a person is
mentally ill but may exercise the powers conferred by this section if, having
regard to the behaviour and appearance
of the person, the person appears to the
member of the police force to be mentally ill.
(2) For the purpose of apprehending a person under sub-section (1) a member of
the police force may with such assistance as is required –
(a) enter any premises; and
(b) use such force as may be reasonably necessary.
(3) A member of the police force exercising the powers conferred by this section
may be accompanied by a registered medical practitioner.
(4) A member of the police force must as soon as practicable after apprehending
a person under sub-section (1) arrange an examination
of the person by a
registered medical practitioner.
(5) The registered medical practitioner may examine the person for the purposes
of this Act."
- Section
10 appears in Div 2 of Pt 3 of the 1986 Act. The other provisions of that
Division form the statutory scheme of which s 10 is part. As they stood at the
time of Mr Veenstra's death those other provisions included:
. Section 8 setting out the criteria for admission and detention as an
involuntary patient.
. Section 9 providing for involuntary admission of persons upon a
recommendation in the prescribed form by a registered medical
practitioner.
. Section 11 providing for the issue by a magistrate of a special warrant
authorising and directing a member of the police with a registered medical
practitioner to visit and examine a person appearing to be mentally ill and
incapable of caring for herself or himself.
. Section 12 providing for the admission and detention of involuntary
patients upon a request and recommendation by a medical practitioner pursuant
to
s 9.
Other provisions of Div 2 are not material for present
purposes.
- The
apprehension of a person under s 10 does not necessarily lead to that person's
admission or detention as an involuntary patient. The 1986 Act, as it stood in
1999, required a person apprehended by police officers under s 10 to be brought
to a registered medical practitioner for
examination[40].
A person so examined could only be admitted and detained as an involuntary
patient according to the criteria and procedures set
down in the other
provisions of Div 2 of Pt 3 of the 1986 Act. Unless the person met the criteria
set out in s 8, including that of mental illness, there was no basis for
further coercive action following upon examination by the practitioner.
These
provisions of the Act give nobody the legal power to prevent a person from
taking his or her own life. That is not to say
that timely interventions and
counselling will not avert suicide or serious self-harm. There was evidence
about the effects of intervention
on short term and long term survival given at
trial by Mr Jeffrey Cummins, a clinical and forensic psychologist called as an
expert
witness on behalf of Mrs Kirkland-Veenstra. But those questions are not
before this Court which is concerned, in this appeal, only
with the existence of
a legal duty of care, breach of which gives rise to liability for damages.
- Section
122 of the 1986 Act provides immunity from suit in the following
terms:
"No civil or criminal proceedings lies [sic] against any person for anything
done in good faith and with reasonable care in reliance
on any authority or
document apparently given or made in accordance with the requirements of this
Act."
This immunity has no application to action taken by police officers under
s 10. The authority to act under s 10 is given by
that provision. The
trial judge noted that although s 122 was initially relied upon, it was not
pressed at trial and was eventually
formally abandoned.
- It
should also be noted that any person may use reasonable force to prevent a
person from committing suicide. Section 463B of the Crimes Act 1958
(Vic) states:
"Every person is justified in using such force as may reasonably be necessary to
prevent the commission of suicide or of any act
which he believes on reasonable
grounds would, if permitted, amount to
suicide."
This provision confers legal immunity on a person committing what might
otherwise be an assault, in order to prevent somebody from
committing suicide.
Its full scope was not debated on the appeal. It was not suggested that it had
any part to play in determining
whether officers Stuart and Woolcock owed a
legal duty of care to the deceased and his wife.
Mental illness and suicide
- Section
10 does not assume a necessary linkage between mental illness and attempted
suicide. This accords with the long-standing
resistance of the common law to
the proposition that such a connection necessarily
exists[41].
That resistance no doubt has its origins in the historical treatment of suicide
as a crime designated "felo de se". The requirements of criminal
responsibility for the commission of such an offence assumed a mind capable of
choosing to do or
not to do the prohibited act. Blackstone, writing in the 18th
century, described suicide as "self-murder" and said "[t]he party
must be of
years of discretion, and in his senses, else it is no
crime"[42].
But he criticised the merciful tendency of coronial juries to find that suicide
was itself evidence of insanity. Such findings
avoided the harsh legal
consequences that followed for the family of the deceased of forfeiture of his
property to the
Crown[43].
- Suicide
and attempted suicide are no longer criminal offences. This has been the case
since 1961 in England and 1967 in
Victoria[44].
Suicide and attempted suicide are seen as reflective of psychological or
psychiatric issues which may or may not involve "mental
illness" according to
established diagnostic conventions. State intervention to prevent suicide may
now be seen, at least in part,
as the exercise of a parens patriae role
and the interest of the State in protecting the life of its own
citizens[45].
- The
common law does not even support the general proposition that attempted suicide
or suicide gives rise to a presumption of mental
illness, at least not to the
extent that would amount to testamentary incapacity. A testator's suicide,
following shortly upon the
making of a will, does not raise a presumption of
testamentary
incapacity[46].
The Supreme Court of New South Wales came to that conclusion in 1988 in a case
involving the suicide of a young testator who shot
himself apparently within
hours of making a form of
will[47]. Not
having been referred to, and unable to discover, any English or Australian
authority on the point, Powell J accepted a number
of propositions based on case
law from the United States. Those propositions were that post-testamentary
suicide "does not give
rise to a presumption of testamentary incapacity", is not
"at all conclusive on the issue" and "is not judicially regarded as proof
per se
of
insanity"[48].
As noted earlier, there was in fact at least one old English authority on the
point[49]. The
test of testamentary incapacity which his Honour applied was drawn from the 19th
century judgment of Cockburn CJ in Banks v
Goodfellow[50].
It was considerably narrower than the definition of mental illness in
s 8(1A). Nevertheless, the construction of s 10, which would not treat
attempted suicide as necessarily reflecting mental illness, is consistent
with
the long-standing caution of the common law about that proposition. Given the
complexity and variety of factors which may lead
to suicidal behaviour, it would
be a bold legislative step indeed to sweep it all under the rubric of mental
illness, however widely
defined[51].
That step has not been taken in the 1986 Act.
The statute and the common law
- This
case is about alleged actionable negligence on the part of officers Stuart and
Woolcock. It therefore requires consideration
of whether they owed a duty of
care to Mr Veenstra and his wife in circumstances in which there was a
reasonably foreseeable risk
of harm to them in the event of a breach of that
duty. If such a duty existed, it would then require consideration of whether
the
officers breached that duty and whether harm resulted.
- The
claim that the officers were repositories of a statutory power and that the
scope of the asserted duty of care related to the
discretion whether or not to
exercise that power does not place the case into a distinct field of actionable
tort. It is a claim
for damages for injury caused by negligence. That is so,
and remains so, notwithstanding the considerable body of jurisprudence
on the
tortious liability arising out of the exercise or non-exercise of statutory
powers. The Court at all times is concerned with the application of
"private law notions of duty", albeit they are applied in the field of
the
exercise of powers under public
statutes[52].
As Gaudron J said in Crimmins v Stevedoring Industry Finance
Committee[53]:
"In the case of discretionary powers vested in a statutory body, it is not
strictly accurate to speak, as is sometimes done, of
a common law duty
superimposed upon statutory powers. Rather, the statute pursuant to which the
body is created and its powers conferred
operates 'in the milieu of the common
law'." (footnotes omitted)
- A
claim for damages for breach of a duty of care may be made against the
repository of a statutory power in circumstances in which:
(i) a decision has been made not to exercise the power; or
(ii) a decision has been made to exercise the power and the claim relates to the
manner of its exercise.
Bennion puts it thus at s 14 of his Code of statutory
interpretation[54]:
"(16) It constitutes the tort of negligence if a person purporting to perform
a statutory requirement, or exercise a statutory
authority, contravenes a duty
of care which arises at common law, and is not intended to be overridden by the
statute, and damage
results. The case is similar with other torts such as
nuisance. The reason is that the statutory power, duty or authority is then
taken not to excuse malfeasance or misfeasance in its purported exercise.
...
(17) Liability under the tort of negligence (as opposed to the breach tort) may
arise where a statutory power is conferred on a person
and that person
carelessly fails to exercise the power, or exercises it in a careless manner,
and damage results."
- There
are classes of case in which the statute conferring a power also imposes,
expressly or by necessary implication, a duty to
exercise the power. In that
case the duty is statutory and a failure to exercise it may give rise to an
action in tort for breach
of statutory duty. That is not this case. It is not
now suggested that s 10 or any other part of the 1986 Act conferred a
statutory duty on the officers to exercise the power of apprehension in any
circumstances, however pressing. Nor, therefore,
can it be suggested that it
gives rise to a cause of action for breach of statutory duty. But to say of a
statute that it does not
"create" a cause of action for breach of duty does not
necessarily mean "that there is no room for the operation of the principles
of
negligence"[55].
- The
duty asserted in this case was a common law duty of care. It was said, in the
Court of Appeal, to be supported by a number of
connected circumstances,
including the foreseeable risk of suicide, the officers' awareness of
circumstances indicating that risk,
the existence of the statutory power and the
claimed capacity of the officers, by using that power, to do something to
prevent Mr
Veenstra's suicide. The existence of the statutory power was central
to the argument put on behalf of Mrs Kirkland-Veenstra.
- Gummow
J pointed, in Pyrenees Shire Council v
Day[56], to
criteria by which the courts in Australia and England were said to have applied
principles of negligence to local authorities
with respect to the discharge of
their statutory functions. They involved distinctions between decisions taken
at a policy level
and decisions of an operational character, between misfeasance
and non-feasance and between statutory powers and statutory duties.
But as his
Honour
said[57]:
"Some of these distinctions and doctrines are entrenched in the common law of
Australia, others are not. All of them ... tend to
distract attention from the
primary requirement of analysis of any legislation which is in point and of the
positions occupied by
the parties on the facts as found at trial. This analysis
is of particular importance where ... the facts do not fall into one of
the
classes ... already recognised by the authorities as attracting a duty of care,
the scope of which is settled."
It is the statutory provision in question, s 10 of the 1986 Act, that requires
first consideration.
The operation of s 10
- In
considering whether, having regard to s 10, the officers, Stuart and Woolcock,
owed the propounded duty of care to Mrs Kirkland-Veenstra and her late husband,
it is necessary
to examine the operation of the section and the statutory scheme
of which it is a part. The power which the section confers on police
officers
is subject to two necessary conditions. The first requires that a person
"appears to be mentally ill". This is the language
which was used in
s 45(1) of the 1959 Act and might be taken as requiring that the person to
be apprehended exhibit objectively
ascertainable indicia of mental illness.
However, in the context in which the term is used in s 10, before a person can
be apprehended
it is clear that he or she must appear to the apprehending
officer to be mentally ill. That is to say, the officer must form the
opinion that the person is mentally ill. This requires a subjective
opinion by
the
officer[58].
- The
preceding construction is reinforced by the language of s 10(1A) and
the definition of "mentally ill" in s 8(1A). The requisite opinion is an
opinion formed, having regard to the behaviour and appearance of the person,
that the person has a mental
condition characterised by a significant
disturbance of thought, mood, perception or memory. This does not require
"clinical judgment"
by the officers. A layman's opinion conforming with the
broad definition of "mentally ill" in s 8(1A) would suffice. As is
apparent from the structure of s 10, and consistently with the common law
history discussed earlier, the fact that a person
has attempted suicide or
prepared to attempt suicide is not of itself sufficient to support an inference
that the person is mentally
ill.
- Given
its proper construction and the emergency situations with which s 10 is
concerned, there is no scope for argument, in
deciding whether the power to
apprehend was enlivened, that, contrary to the opinion formed by the officer,
there were indicia of
mental illness which should have been apparent to him or
her. The power is not enlivened by objective circumstances but by the opinion
of the officer.
- The
second condition relevant to the present case that must be satisfied, before the
power to apprehend a person under s 10
is enlivened, is that the officer
has reasonable grounds for believing that the person is likely, by act or
neglect, to attempt suicide.
The term "has reasonable grounds for believing",
when conditioning the exercise of a statutory power by reference to the person
upon whom the power is conferred, is generally construed as meaning that the
person must form the requisite belief and the belief
must be based on reasonable
grounds[59].
The term may sometimes be used in a statutory setting which does not require the
requisite belief to be held so long as reasonable
grounds for such a belief
exist. This Court so held in George v
Rockett[60]
in relation to the power of justices to issue a search warrant under
s 679 of the Criminal Code (Q). But that construction appears
to have turned upon the particular structure of that section and the place in it
of the words
"reasonable grounds for believing" not linked directly to the state
of mind of the justices. They were there used as part of an
attribute of things
which might be seized under the warrant.
- In
my opinion, the power of apprehension conferred by s 10, in the
circumstances of this case, required the officers, before
exercising that power,
to form a subjective belief, albeit it had to be based upon reasonable
grounds, that Mr Veenstra was likely to attempt suicide. What had occurred
prior to the intervention of
the officers, while indicative of preparations to
commit suicide, did not indicate that an attempt had been undertaken. That is
to say, the alternative necessary condition under s 10(1)(a) for the exercise of
the power had not been satisfied. The section does
not state the time interval
over which the likelihood of an attempt is to be assessed. It is
apparent from the Second Reading Speech of May 1985, however, that the
section was intended to enable a response to what the Minister described as "an
emergency situation".
This suggests that the relevant likelihood is that the
person is about to or will shortly attempt suicide unless apprehended.
- In
the present case it is clear from the findings of fact by the primary judge,
accepting the testimony of the officers, that they
did not think
Mr Veenstra was mentally ill. That was an opinion they were entitled to
form. The fact that a person has decided
to commit suicide may indicate deep
unhappiness or despair. It does not mean that the person is mentally ill within
the meaning
of s 8(1A). Mr Veenstra's rational and cooperative
responses observed by the officers supported their opinion. The facts
as found
exclude the possibility that the officers had formed a belief, after their
conversation with Mr Veenstra, that he was likely,
shortly, to attempt suicide.
On this basis neither of the conditions necessary for the exercise of the power
of apprehension was
satisfied.
The duty of care
- The
primary duty said to be owed to Mr Veenstra and Mrs Kirkland-Veenstra by the two
officers was pleaded in the widest terms as
"a duty to take reasonable care to
protect his and her health and safety".
- The
duty of care identified by the Chief Justice in the Court of Appeal was a duty
"to exercise reasonably the statutory power for
the purpose of protecting those
whom the Act seeks to
protect"[61].
The scope of that duty was said to be "comparatively
narrow"[62].
Her Honour went on to support her finding that the duty of care existed by
saying
that[63]:
"By the conferral of powers by the [1986 Act], the purpose of which was to
protect the mentally ill from situations such as this,
they had control over the
situation."
The scope of the duty as her Honour found it "extended to the assessment of the
situation and possibly the provision of assistance
as provided for in the
Act"[64].
- Maxwell
P diverged from the Chief Justice in his formulation of the duty of care. His
Honour formulated it in the terms pleaded
in the amended statement of claim as a
duty to take reasonable care to protect Mr Veenstra and
Mrs Kirkland-Veenstra against
reasonably foreseeable risks of
harm[65].
Whether the discharge of the duty required the exercise of the power under s 10
was said to be a matter for the jury. His Honour
placed emphasis on the "issues
of control and knowledge", which he regarded as "particularly significant in
this case"[66].
Like the Chief Justice, however, he proceeded on the basis that the power under
s 10 was
enlivened[67]:
"In the present case, the [officers] had the legal authority to exercise
direct, immediate and complete control over the risk that
Mr Veenstra
might, in his current frame of mind, commit suicide. Clothed with the authority
of s 10, they were in a position
to do what no other person could do without
risking civil liability for assault or false imprisonment, namely, to apprehend
Mr Veenstra
and, for that purpose, to 'use such force as may be reasonably
necessary'." (footnotes omitted)
- The
judgments of both the Chief Justice and the President turned upon the
availability to the officers of the power to apprehend
persons under s 10.
On the unchallenged fact as found by the trial judge, that they believed that Mr
Veenstra was not mentally
ill, the power to apprehend him was never enlivened.
And on the facts they did not believe, when they decided to let him drive home,
that he would be likely, shortly afterwards, to attempt to take his own life.
Absent that belief, the power could not be enlivened.
- The
duty of care which the majority in the Court of Appeal found to exist could not
have existed because the critical statutory power
conferred by s 10, which
was in the end the foundation of the duty of care in the circumstances of the
case, did not exist.
Conclusion
- For
the preceding reasons, in my opinion, this appeal should be allowed. I agree
with the orders proposed in the plurality judgment
of Gummow, Hayne and
Heydon JJ.
- GUMMOW,
HAYNE AND HEYDON JJ. At about 5.40 on the morning of 22 August 1999
two police officers saw a motor car parked
in a beachside car park on the
Mornington Peninsula. One of the officers saw a tube leading from the exhaust
into a rear window
of the car and concluded that someone in the car was
"contemplating suicide". The officers spoke to the occupant of the car, Ronald
Hendrik Veenstra. Mr Veenstra told the officers that he had been sitting
in the car park for two hours and when the officers
asked Mr Veenstra about
the tube into the car, he said that he had contemplated doing "something
stupid".
- The
officers checked the car and its contents. No medication, alcohol or drugs were
in the car; the engine was not running and was
cold. The officers spoke to
Mr Veenstra for about 15 minutes. He told them he had put his thoughts on
paper but he would not
show them what he had written. One of the officers later
said that Mr Veenstra "had a mindset that he wanted to go home and
speak to
his wife about his marital problems".
- The
officers offered to contact a doctor, to contact Mr Veenstra's family, or
to contact the psychiatric Crisis Assessment and
Treatment service ("the CAT
service"), but Mr Veenstra refused all these offers, saying that he would
see his own doctor. The
officers concluded that Mr Veenstra showed no sign
of mental illness; that he was rational, co-operative and responsible. The
officers allowed Mr Veenstra to leave. Later that same day
Mr Veenstra took his own life by securing a hose from the exhaust
of his
car and starting the engine.
- Mr Veenstra's
widow (the plaintiff) brought proceedings in the County Court of Victoria
against the two officers and against
the State of Victoria (which it is alleged
would be responsible for any damages awarded against the
officers[68]).
She claimed damages under Pt III of the Wrongs Act 1958 (Vic) for
the wrongful death of her husband, and damages for personal injuries in the form
of nervous shock and post-traumatic stress
disorder that she alleged she had
sustained by reason of the alleged negligence of the officers.
- In
her amended statement of claim, the plaintiff alleged that the officers owed her
late husband and her a duty to take reasonable
care to protect his and her
health and safety. The duties were alleged to have arisen pursuant to "common
law ... the effect and
operation of section 10 of the Mental Health Act
[1986 (Vic)] ... [and] the operation of the Victoria Police Manual". The
plaintiff alleged her late husband's suicide was caused
or contributed to by the
officers' breach of those duties. Many particulars were given of the alleged
breach. At trial, however,
chief weight was put upon two allegations. First,
it was alleged that the officers breached their duty of care by failing to
apprehend
Mr Veenstra and arrange for him to be examined by a medical
practitioner pursuant to s 10 of the Mental Health Act. Secondly,
it was alleged that, contrary to procedures laid down in the Victoria Police
Manual, the officers did not contact the
nearest CAT service and stay with
Mr Veenstra until he was assessed by that service. (This second way of
putting the case was
not pressed in this Court. It may be put aside from
further consideration.)
- In
her amended statement of claim, the plaintiff also made an alternative claim for
breach of statutory duty. It was alleged that
the police officers were under a
statutory duty to "arrest [Mr Veenstra] and arrange for him to be examined
by a medical practitioner
pursuant to section 10 of the Mental Health
Act" or to follow procedures laid down in the Victoria Police Manual about
contacting the CAT service. This alternative claim for breach
of statutory duty
was not pressed at trial.
- The
action was tried in the County Court before a judge and a jury of six. At the
conclusion of the evidence, the trial judge (Judge
Wood) entered judgment for
the defendants, holding that the officers did not owe either the plaintiff or
her late husband a duty
of care.
- On
appeal to the Court of Appeal of the Supreme Court of Victoria that Court
(Warren CJ and Maxwell P; Chernov JA
dissenting)
held[69] that
the police officers owed both Mr Veenstra and his wife a duty of care. The
Court set aside the judgment entered for the
defendants and remitted the
proceeding for retrial.
- By
special leave, the police officers now appeal to this Court. The State of
Victoria was joined as the second respondent to the
appeal but made submissions
in support of the officers' appeal.
- The
appeal should be allowed and the judgment entered at trial in favour of the
defendants restored.
The statutory framework
- All
parties to the appeal in this Court recognised the need to begin examination of
the issues by reference to the relevant statutory
framework. Although closest
attention must be given to the relevant provisions of the Mental Health Act
(and s 10 in particular) it is necessary to notice not only some other
statutory provisions, but also some matters of history
that lie behind them.
- The
proposition that, at common law, suicide was a "felony equivalent to
murder"[70] has
been seen[71]
as requiring some amplification or qualification. But the proposition was
generally accepted in Australia for many years and it
is not necessary to
consider whether it is complete or accurate. By the time of the events giving
rise to this proceeding, suicide
was no longer a crime in any State or Territory
but it was a
crime[72] to
incite, aid, abet, counsel or procure commission of suicide.
- Suicide
was not a crime under the Criminal Codes of Queensland, Western Australia
or Tasmania. In 1967, the Victorian Parliament enacted that "[t]he rule of law
whereby it is a crime
for a person to commit or to attempt to commit suicide is
hereby
abrogated"[73].
Inciting or counselling suicide, or aiding or abetting suicide or attempted
suicide, were
made[74]
offences and special provision was
made[75] in
respect of suicide pacts. And in the same
Act[76], a new
section, s 463B, was inserted in the Crimes Act 1958 (Vic) ("the
Victorian Crimes Act") providing that:
"Every person is justified in using such force as may reasonably be necessary to
prevent the commission of suicide or of any act
which he believes on reasonable
grounds would, if committed, amount to
suicide."
In 1983 legislation was enacted in New South
Wales[77] and
South
Australia[78]
abolishing the rule of law that it is a crime to commit or attempt to commit
suicide. And by the same legislation, provision was
made in both New South
Wales and South Australia justifying the use of force to prevent suicide. Like
provisions were made in the
Australian Capital Territory in
1990[79] and in
the Northern Territory in
1996[80].
- It
is to be noted that provisions like s 463B of the Victorian Crimes Act did
not permit apprehension or arrest of a person who had threatened or was
threatening suicide. The provisions authorised the application
of force to
prevent suicide.
- That
s 463B of the Victorian Crimes Act did not authorise apprehension or arrest
was apparent from its text. If reinforcement for this construction was
necessary (and it
most likely was not) it was provided, in Victoria, by
s 457 of the Victorian Crimes
Act[81] which
since 1972 has provided (in effect) that no person may be arrested without
warrant except pursuant to the provisions of that
Act or some other Act
expressly giving power to arrest without warrant.
- It
is against this background that, in 1986, provision was made in Victoria, by
s 10 of the Mental Health Act, for a police officer to have power if
certain conditions are met to apprehend a person who appears to be mentally ill.
Section 10
of the Mental Health Act (as in force in August 1999)
provided:
"10. Apprehension of mentally ill persons in certain
circumstances
(1) A member of the police force may apprehend a person who appears to be
mentally ill if the member of the police force has reasonable
grounds for
believing that—
(a) the person has recently attempted suicide or attempted to cause serious
bodily harm to herself or himself or to some other
person; or
(b) the person is likely by act or neglect to attempt suicide or to cause
serious bodily harm to herself or himself or to some
other person.
(1A) A member of the police force is not required for the purposes of
sub-section (1) to exercise any clinical judgment as
to whether a person is
mentally ill but may exercise the powers conferred by this section if, having
regard to the behaviour and
appearance of the person, the person appears to the
member of the police force to be mentally ill.
(2) For the purpose of apprehending a person under sub-section (1) a
member of the police force may with such assistance as
is required—
(a) enter any premises; and
(b) use such force as may be reasonably necessary.
(3) A member of the police force exercising the powers conferred by this
section may be accompanied by a registered medical practitioner.
(4) A member of the police force must as soon as practicable after apprehending
a person under sub-section (1) arrange an examination
of the person by a
registered medical practitioner.
(5) The registered medical practitioner may examine the person for the purposes
of this Act."
Some aspects of s 10 should be noticed.
- First,
s 10(1) gives a member of the police force the power to apprehend a person
"who appears to be mentally ill" if the member
has reasonable grounds for
believing one or more matters. What is meant by "appears to be mentally ill" is
explained in s 10(1A),
a sub-section that directs attention to the
behaviour and appearance of the person, and the definition of mental illness in
s 8(1A).
Section 8(1A) provides that, subject to s 8(2) (which
gives a long list of what is not sufficient to demonstrate mental
illness), mental illness is "a medical condition that is characterised by a
significant disturbance of thought, mood, perception
or memory".
- For
present purposes, however, the critical observation that must be made about
s 10(1) is that it gives power to police officers: "[a] member of
the police force may apprehend ..." (emphasis added). The sub-section
does not in terms impose on police officers an obligation to exercise that power
of apprehension if a person appears mentally ill and there are reasonable
grounds for the officer to believe that the person has
recently attempted or is
likely to attempt suicide or to cause serious bodily harm to that person or to
some other person. And there
may very well be circumstances in which a police
officer acting reasonably would not exercise the power even if the conditions
for
its exercise were met.
Framing the duty of care
- As
noted earlier, the case which the plaintiff pleaded and sought to make at trial
was that the officers owed both her late husband
and her a duty which was
identified as a duty to take reasonable care to protect his and her health and
safety. Argument in this
Court focused upon whether the officers owed
Mr Veenstra a duty of care. It was accepted in this Court (as it had been
in the
Court of Appeal) that if no duty was owed to Mr Veenstra, the
officers owed no duty to the plaintiff. And it was further accepted
in this
Court that if a duty was owed to Mr Veenstra, and if it was breached and
that breach was a cause of psychiatric injury
to the plaintiff, the plaintiff
would also have an action for damages for that
injury[82].
- The
duty which was allegedly owed to Mr Veenstra was defined in oral argument
in this Court in slightly different terms from
those found in the pleading.
Nothing turns on those differences. In this Court, the duty was said to be to
take reasonable steps
to prevent foreseeable harm to Mr Veenstra at his own
hand. The scope of the duty was described as including apprehension and
taking
him to a medical practitioner for assessment. But it was accepted that the duty
was not absolute. That is, it was accepted
that there may be cases in which it
would be reasonable to do nothing, or to take some step short of
apprehension.
- The
framing of the case in this way tended to obscure the distinction between the
existence of a duty of care and the considerations
which arise in a
determination of what a reasonable man would do by way of response to the risk
of injury to the
plaintiff[83].
In part, this reflects the special nature of the posited duty as a duty to
prevent harm to the deceased at his own hand, not at
the hand of another.
- The
duty thus posited is novel. It has two particular features which require more
detailed examination. First, although framed
as a duty to take reasonable steps
to prevent foreseeable harm, the particular kind of harm to be prevented is harm
at the hand of
the person to whom the duty is owed. Secondly, although the duty
is framed in general terms (to take reasonable steps to prevent
foreseeable
harm) it is evident that central to the concept of "reasonable steps" is
exercise of an identified statutory power.
A duty to prevent self-harm?
- The
duty which the plaintiff alleged the police officers owed her late husband was a
duty to control his actions, not in this case to prevent harm to a
stranger, but to prevent him harming himself. On its face, the proposed duty
would
mark a significant departure from an underlying value of the common law
which gives primacy to personal autonomy, for its performance
would have the
officers control conduct of Mr Veenstra deliberately directed at
himself.
- Personal
autonomy is a value that informs much of the common law. It is a value that is
reflected in the law of negligence. The
co-existence of a knowledge of a risk
of harm and power to avert or minimise that harm does not, without more, give
rise to a duty
of care at common
law[84]. As
Dixon J said in Smith v
Leurs[85],
"[t]he general rule is that one man is under no duty of controlling another man
to prevent his doing damage to a
third"[86]. It
is, therefore, "exceptional to find in the law a duty to control another's
actions to prevent harm to
strangers"[87].
And there is no general duty to rescue. In this respect, the common law differs
sharply from civil law. The common law has been
described as "individualistic",
the civil law as "more socially
impregnated"[88].
- It
may be said that the notion of personal autonomy is imprecise, if only because
it will often imply some notion of voluntary action
or freedom of choice. And,
as Windeyer J pointed out in Ryan v The
Queen[89],
albeit in a different context, words like "voluntary" are ambiguous. But
expressed in the most general way, the value described
as personal autonomy
leaves it to the individual to decide whether to engage in conduct that may
cause that individual
harm[90]. As
Lord Hope of Craighead put it in Reeves v Commissioner of Police of the
Metropolis[91],
"[o]n the whole people are entitled to act as they please, even if this will
inevitably lead to their own death or
injury"[92].
- When
a duty to control the actions of another is found it will usually be because the
person to be controlled is not autonomous.
Thus, the duty of care which a
gaoler owes a
prisoner[93] is
owed because the prisoner is deprived of personal liberty and the gaoler has
assumed control of the prisoner's person. The prisoner
does not have
autonomy.
- Is
the duty postulated in this case to be justified on the basis that the person to
whom the duty is owed is not capable of exercising
personal autonomy? The
majority in the Court of Appeal
concluded[94]
that it was to be inferred from s 10 of the Mental Health Act that
it was the legislative view "that to attempt suicide is to be mentally ill". If
that were right, it may be said that finding
the alleged duty of care would not
encroach upon the autonomy of the individual because autonomy presupposes full
capacity to make
choices. But the inference which the Court of Appeal drew is
not open. Section 10 does not reveal any legislative view that
to attempt
suicide is to be mentally ill. Nor, as explained below, has that been the
unqualified position of the common law.
- That
s 10 does not reveal that legislative view is demonstrated by the
requirement of s 10 that two conditions be met in
order to enliven the
power of apprehension: first, that the person appear to be mentally ill and
second, that the person has recently
attempted or is likely to attempt suicide,
or has recently caused or is likely to attempt to cause serious bodily harm,
whether to
that person or to another. Perhaps an inference of the kind drawn by
the majority might have been available if there were no separate
requirement
that the person concerned appear to be mentally ill, but even then it would be a
bold inference to draw that the Victorian
legislature assumed that threatening
serious harm to oneself or another will in every case suggest mental
illness.
- It
is nonetheless important to acknowledge that suicide is often associated with
disturbance of "the balance of the mind" or with
being of "unsound mind". This
was not always so.
- Bracton,
writing in the 13th century, recognised the complexity of suicide. Bracton
contrasted[95]
the case of "a man [who] slays himself in weariness of life or because he is
unwilling to endure further bodily pain" from one who
"lays violent hands upon
himself without justification, through anger and ill-will, as where wishing to
injure another but unable
to accomplish his intention he kills himself". The
former might have "a successor, but his movable goods are confiscated. He does
not lose his inheritance, only his movable goods". On the other hand, the
latter "is to be punished and shall have no
successor"[96].
But by the 16th century distinctions of this kind were lost in the general
condemnation[97]
of suicide as "an offence against nature, against God, and against the King.
Against nature, because it is contrary to the rules
of self-preservation ...
Against God, in that it is a breach of His commandment, thou shalt not kill
... Against the King in that hereby he has lost a subject, and ... he being
the head [of the body politic] has lost one of his mystical
members."[98]
And of these three causes for condemnation, it was the religious that may be
seen as having had chief influence on the later development
of the law.
- A
suicide was buried at night, at a crossroads, and the corpse was defiled. The
last recorded instance of this being done in England
was in
1823[99]. In
Victoria, the Coroners Act 1896, in a provision drawing upon English
statutory
sources[100],
provided that upon a coroner's finding of a verdict of suicide (felo de
se) it was not necessary that the interment of the body "take place between
the hours of nine and twelve at night" and that the coroner
could not forbid the
performance of any of the rites of Christian burial.
- The
performance of the rites of Christian burial was not authorised on the interment
of the remains of a person who had committed
suicide, unless, significantly, the
deceased was shown to have been non compos mentis at the
time[101].
During the 20th century, perhaps even earlier, coroners or juries would often
add to a verdict that the deceased had killed himself
or herself, words to the
effect "whilst of unsound mind" or "whilst the balance of [his or her] mind was
disturbed". Riders to this
effect were added even where there was no medical
evidence to support the
conclusion[102].
- In
these circumstances, the association that may have developed in the past between
suicide and mental illness provides no certain
foundation for a conclusion that
a person threatening suicide will in every case lack the capacity to decide what
to do. That is,
the historical association between suicide and mental illness
provides no sufficient basis upon which to impose a duty of care which
denies
the personal autonomy of the person to whom it is owed. And the provisions of
the Mental Health Act not only do not provide such a basis, they
reinforce the need to give effect to personal autonomy.
- Contrary
to the inference drawn by the majority in the Court of Appeal in this case, the
premise for the provisions that now appear
in s 10 of the Mental Health
Act is that a person threatening suicide may or may not be suffering mental
illness. Moreover, the central premises for the Mental Health Act are
that its provisions are directed to "the care, treatment and protection of
mentally ill people who do not or cannot consent to
that care, treatment or
protection"[103]
and that "every function, power, authority, discretion, jurisdiction and duty
conferred or imposed by [that] Act is to be exercised
or performed" so that
those suffering a mental disorder are given the best possible care and treatment
in the "least possible intrusive
manner" and so that restrictions on liberty and
interference with rights, privacy, dignity and self-respect are kept "to the
minimum
necessary in the
circumstances"[104].
That is, the Mental Health Act reinforces the importance of that value of
personal autonomy which must inform the development of the common law.
- The
duty which is postulated in the present case is expressed in terms which, on
their face, would require every person who knows
(perhaps every person who
ought to know) that another is threatening self-harm to take reasonable
steps to prevent that harm. Presumably, performance of a duty described
in
those terms would require the person, in an appropriate case, to exercise the
power given by s 463B of the Victorian Crimes
Act (or equivalent
provisions) and use reasonable force to prevent the commission of suicide or "of
any act which he believes on
reasonable grounds would, if committed, amount to
suicide". Presumably it is a duty which would require the person to call for
police
so that they could exercise powers under s 10. And all this
regardless of whether the person threatening self-harm is in fact
mentally ill,
or appears to be so. So expressed the duty would be a particular species of a
general duty to rescue. The common
law of Australia has not recognised, and
should not now recognise, such a general duty of care.
- No
doubt it was with that in mind that, despite the general terms in which the
postulated duty was described, the plaintiff submitted
that the duty was one
which should be understood as arising from the "peculiar relationship" created
by s 10 of the Mental Health Act. That is, although the plaintiff
submitted that the relevant scope of the duty in this case included but was not
limited to exercising
the powers given by s 10 of the Mental Health
Act, the duty of care which the plaintiff alleged the police officers owed
her late husband was a duty that they were alleged to owe
because they
were members of the police force. Thus, although expressed in general terms (as
a duty owed to Mr Veenstra to take reasonable
steps to prevent foreseeable
harm to him at his own hand) it was not submitted that the duty was owed by
anyone and everyone who
came upon the scene in the car park and observed a tube
leading into the car. Rather, the premise for the plaintiff's argument was
that
the officers owed the asserted duty because they, as members of the police
force, had a particular power to intervene.
- Understood
in this way, the duty alleged is revealed as being a duty to exercise a
statutory power. This aspect of the matter merits
separate consideration.
A duty to exercise a statutory power?
- The
duty which it is said should be found is a duty to be expressed as part of the
single and unified common law of
Australia[105].
Yet it is a duty that is said to be owed only by those who have a specific
statutory power, and it is a duty that is said to arise
out of the
"relationship" created by the existence of that power.
- Whether
the asserted duty exists is not determined by whether the conditions for
exercise of the statutory power are shown to have
existed in a particular case.
The existence of facts satisfying those conditions would be a central part of
the inquiry about breach.
Rather, in deciding whether the officers owed the
asserted duty it is necessary to consider what is the duty which it is said is
owed by those who have a specific statutory power, and how is that duty said to
arise out of the "relationship" created by the existence
of that power. Both
the specificity of the duty and the nature of the alleged "relationship" require
further examination.
- Argument
of the present matter proceeded with little reference to the statute law of
other Australian jurisdictions. Yet if the
plaintiff is right to say that the
police officers owed Mr Veenstra a common law duty of care, it is
presumably a duty that
finds at least some reflection and operation outside
Victoria[106].
- State
and Territory legislation concerning mental health is not uniform. At the times
relevant to this matter, however, all jurisdictions
made some
provision[107]
permitting police officers to apprehend persons who appeared to be mentally ill
and who appeared to present danger to themselves
or others. Those provisions
can be said to be generally similar to s 10 of the Mental Health Act
but they were not identical to s 10.
- Although
the duty asserted was, for the reasons given earlier, a duty to take reasonable
care to protect from harm by exercising
a statutory power, it was a duty to take
care by exercising an available statutory power. So understood, it is
apparent that the duty could not be confined to the particular power given by
s 10 of
the Mental Health Act.
- First,
the duty must be one that would require exercise of the powers given by
equivalent provisions in other jurisdictions. Secondly,
and more importantly,
the duty of care alleged by the plaintiff could not be confined to a duty to
take reasonable care to protect
a person from self-harm by exercising statutory
powers under applicable mental health legislation. The duty alleged could not
be
confined to cases of self-harm and could not be confined to cases in which
powers under mental health legislation may be engaged.
Rather, the duty alleged
in this case would necessarily be a particular example of a more general duty of
care owed by those who
have statutory power to take action in exercise of that
power, whenever two conditions are satisfied: it is reasonable to do so
and
acting will be likely to protect another from physical harm. And although the
duty alleged in this case is said to have been
owed to Mr Veenstra to take
reasonable care to protect him from harm at his own hand, there is no
basis upon which the relevant duty of care could be confined to cases of
self-harm. If owed, the duty must extend
to preventing harm to at least some
others. For the reasons given earlier, no such general duty should be found to
have been owed
by the police officers.
- Even
if the duty could be confined to a more particular class of cases, of which this
is an example, no such duty should be held
to exist. The duty alleged in this
case was said to arise out of the relationship created by the existence of the
power given to
police officers by s 10 of the Mental Health Act.
Though not explored in any detail in either written or oral argument the
"relationship" said to be created by the existence of
the power must be
understood as a reference to a relationship between Mr Veenstra and the
police officers that followed from,
or was created by, the existence of facts
and circumstances which enlivened consideration of whether the statutory power
was to be
exercised. That is, the statutory power is said to be coupled with a
common law duty of care that would require not only consideration
of the
exercise of the power but also its exercise whenever reasonable to do so.
- The
immediate answer to this proposition may be thought to be that this is not what
s 10 of the Mental Health Act provides, and no other statutory
source of such obligations was identified. But it is necessary to explain why
s 10 itself does
not found the plaintiff's action and to examine further
why the common law does not impose a duty of care.
- As
noted earlier, the plaintiff had pleaded a claim for breach of statutory duty
but that claim was not pressed at trial. Because
s 10 of the Mental
Health Act confers power but does not impose a duty to exercise the power,
the abandonment of the claim for breach of statutory duty derived
from that Act
was inevitable and
right[108].
That is, the existence of such a cause of action is not to be inferred from "a
balance of considerations, from the nature, scope
and terms of the statute,
including the nature of the evil against which it is directed, the nature of the
conduct prescribed [or
in this case authorised], the pre-existing state of the
law, and, generally, the whole range of circumstances relevant upon a question
of statutory
interpretation"[109].
- Why,
then, does the common law not impose a duty of care?
- There
can be no duty to act in a particular way unless there is authority to do so.
Power is therefore a necessary condition of
liability but it is not a sufficient
condition. Statutory power to act in a particular way, coupled with the fact
that, if action
is not taken, it is reasonably foreseeable that harm will ensue,
is not sufficient to establish a duty to take that action. Rather,
as was
pointed out in Graham Barclay Oysters Pty Ltd v
Ryan[110],
the existence or otherwise of a common law duty of care owed by a statutory
authority (or in this case the holder of statutory power)
"turns on a close
examination of the terms, scope and purpose of the relevant statutory regime".
Does that regime erect or facilitate
"a relationship between the authority [here
the holder of statutory power] and a class of persons that, in all the
circumstances,
displays sufficient characteristics answering the criteria for
intervention by the tort of
negligence"[111]?
- Evaluation
of the relationship between the holder of the power and the person or persons to
whom it is said that a duty of care is
owed will require examination of the
degree and nature of control exercised over the risk of harm that has
eventuated[112],
the degree of vulnerability of those who depend on the proper exercise of the
relevant
power[113],
and the consistency or otherwise of the asserted duty of care with the terms,
scope and purpose of the relevant
statute[114].
Other considerations may be
relevant[115].
- In
the present matter, as in a number of cases about the exercise of statutory
power[116],
it is the factor of control that is of critical significance. It was not the
officers who controlled the source of the risk of
harm to Mr Veenstra; it
was Mr Veenstra alone who was the source of that risk. For the reasons
that have been expressed
in connection with consideration of the value of
personal autonomy, this factor is of predominant importance.
- The
present case stands in sharp contrast to Crimmins v Stevedoring Industry
Finance
Committee[117].
In that case the Court held that the Australian Stevedoring Industry Authority
owed a waterside worker a common law duty to take
reasonable care to protect him
from reasonably foreseeable risks of injury arising from his employment by
registered stevedores.
The conclusion reached by the majority of the Court was
founded on considerations that were identified as finding close analogy
with
those which lead to an employer being responsible for providing a safe system of
work and a safe place of work. The Authority
had or should have had knowledge
of the special risks to which the workers were subject and could control (or at
least minimise)
those risks by the exercise of its statutory powers. And it was
the Authority that put the workers at risk of harm because it was
the Authority
that assigned the workers to particular stevedores. The Authority was held to
control the source of the risk of harm
to the workers.
- No
similar analogy with existing relationships giving rise to a duty of care can be
drawn in the present case. More particularly,
the police officers did not
control the source of the risk to Mr Veenstra as would have been the case
if he had been a prisoner
in
custody[118].
No doubt it can be said that the police officers knew of the particular risk to
Mr Veenstra. They had, after all, observed
the preparations
Mr Veenstra had made at the car park. No doubt it can also be said that
they were in a position to control
or minimise the occurrence of the observed
risk (in this case because they had the power given by s 10 of the
Mental Health Act). But considerations of the same kind will almost
always be present when a passer-by observes a person in danger. The passer-by
can see there is danger; the passer-by can almost always do something that would
reduce the risk of harm. Yet there is no general
duty to rescue. And unlike
the case in Crimmins, it was not the officers who put Mr Veenstra in
harm's way. They came upon the scene which Mr Veenstra had created. Were
they to intervene to prevent his conduct? That question is not answered
by pointing to what was decided in Crimmins.
- Contrary
to the plaintiff's submissions, this was not a case in which principles of the
kind examined in Pyrenees Shire Council v
Day[119]
are engaged. In that case, a public authority had entered
upon[120] the
exercise of its statutory powers with respect to a particular subject-matter
(fire prevention). The authority was held to have
owed a duty to take
reasonable care in exercising those powers. But the case was a particular
example of the general
proposition[121]
that "when statutory powers are conferred they must be exercised with reasonable
care, so that if those who exercise them could by
reasonable precaution have
prevented an injury which has been occasioned, and was likely to be occasioned,
by their exercise, damages
for negligence may be recovered".
- In
the present matter, the complaint is not about the care with which a statutory
power was exercised; it is a complaint that the
power was not exercised.
That is, the submission in the present case is that the existence of the
statutory power, coupled with proof of the existence
of facts that would have
warranted its exercise, should be held to give the plaintiff a cause of action
for the damage occasioned
as a result of the power not being exercised. For the
reasons that have been given, the characteristics of the relationship between
the police officers (as holders of the power given by s 10 of the Mental
Health Act) and Mr Veenstra (as the person against whom the power would
be exercised) do not answer the criteria for intervention by the
tort of
negligence[122].
- Whether
the police officers acted reasonably in allowing Mr Veenstra to go home has
never been decided in this litigation.
The decisions in the courts below, and
in this Court, turn only on the question of duty of care. We are therefore not
to be taken
as expressing a view about any question of breach, or whether the
facts found at first instance demonstrated that s 10 of the
Mental
Health Act could have been engaged.
- It
is not necessary to consider the more general questions addressed in argument
about the tortious liability of
police[123]
in other circumstances.
Conclusions and orders
- For
these reasons, the trial judge was right to hold that the police officers did
not owe Mr Veenstra the duty of care upon
which the plaintiff's claim under
the Wrongs Act depended. It was not disputed that it follows that the
officers did not owe the plaintiff the duty of care upon which her action
for
damages for psychiatric injury depended.
- The
appeal should be allowed. The orders of the Court of Appeal (except in so far
as they deal in par 4 with the costs of the
appeal to that Court) should be
set aside and in their place there should be orders that each party should bear
its own costs of
the proceedings at first instance, but that otherwise the
appeal to the Court of Appeal is dismissed. Consistent with the terms
on which
special leave to appeal to this Court was granted, the appellants should pay the
first respondent's costs of the appeal
to this Court. The second respondent
should bear its own costs.
- CRENNAN
AND KIEFEL JJ. The facts relevant to this appeal are set out in the reasons of
French CJ and in the reasons of Gummow,
Hayne and Heydon JJ. We agree
that the appeal should be allowed. We have taken a different view from others
of the essential
reasoning of the majority in the Court of Appeal to the
conclusion that the police officers came under a duty to exercise a common
law
duty of care consonant with the statutory power in question. It is evident from
that reasoning, which the plaintiff sought to
uphold, that the obligation to
exercise the power derives entirely from the statute and is therefore apposite
to an action for breach
of statutory duty, which the plaintiff disclaimed. Such
a cause of action has some features in common with the action upon which
the
plaintiff relied, which depended upon the existence of a duty of care at common
law. Regardless of the true nature of the plaintiff's
cause of action, we
consider that the conditions necessary to engage the statutory power in question
were not present.
- The
action brought by Mrs Kirkland-Veenstra ("the plaintiff") was based upon
the existence of a common law duty of care which
required the two police
officers, who spoke to her husband on the morning of 22 August 1999, to
take steps which would prevent
him from taking his own life. The common law
does not recognise a duty to rescue another person. The plaintiff's case
therefore
relied upon the power of apprehension contained in s 10(1) of the
Mental Health Act 1986 (Vic) ("the Act"). It was alleged that the common
law would consider the police officers to have been obliged to utilise that
power.
- Section 10(1)
of the Act provides that a member of the police force "may apprehend a person
who appears to be mentally ill" if they have reasonable grounds
for believing
that the person has recently attempted suicide or to cause serious bodily harm
to herself or himself or some other
person, or is likely to do so. The police
officer is not required to exercise any clinical judgment as to whether a person
is mentally
ill, but "may exercise the powers conferred by this section if,
having regard to the behaviour and appearance of the person, the
person appears
to the member of the police force to be mentally
ill."[124]
"Mental illness" is
defined[125]
as a "medical condition that is characterised by a significant disturbance of
thought, mood, perception or memory."
- The
majority in the Court of Appeal discussed cases concerned with whether public
authorities might come under a duty of care and
the factors which have been
identified as relevant to that inquiry. The control of the risk to the
plaintiff's husband, provided
by the power in s 10(1), together with the
police officers' knowledge of that risk was regarded as being of particular
importance[126].
The duty was found to exist because of the police officers' awareness that the
plaintiff's husband had taken steps preparatory to
suicide and because they were
considered to have a power which had as its purpose the protection of a class of
persons of which the
plaintiff's husband was a
member[127].
That class was identified as persons who a police officer believes, on
reasonable grounds, have recently attempted or are likely
to attempt
suicide[128].
In their Honours' view, "the necessary facts were present for the exercise of
the
power."[129]
- The
common law generally does not impose a duty upon a person to take affirmative
action to protect another from
harm[130].
Such an approach is regarded as fundamental to the common law and has as its
foundation concepts of causation. The law draws a
distinction between the
creation of, or the material increase of, a risk of harm to another person and
the failure to prevent something
one has not brought about. The distinction may
be seen as reflected in notions of misfeasance and
non-feasance[131].
So far as concerns situations brought about by the action of the person at risk,
it is the general view of the common law that such
persons should take
responsibility for their own
actions[132].
In this, English law has been seen to have an affinity with Roman law, in its
reluctance to interfere or to encourage interference
with the freedom of the
individual[133].
The common law does recognise that some special relationships may require
affirmative action to be taken by one
party[134]
and are therefore to be excepted from the general rule. Examples of such
relationships are employer and employee, teacher and pupil,
carrier and
passenger, shipmaster and crew.
- The
refusal of the English common law to impose a general duty to act has been
criticised[135].
Civil law countries impose criminal sanctions where a person fails to
assist[136].
German law imposes such an obligation in circumstances where there is imminent
peril and a person can act without danger to themselves.
Even so, that
obligation does not arise in the case of a person attempting suicide because the
peril is viewed as an act of will,
at least in cases where the person is not
insane[137].
- In
principle a public authority exercising statutory powers should not be regarded
by the common law any differently from a citizen.
It should not be considered
to have an obligation to
act[138].
But the position of a public authority is not the same as that of a citizen and
the rule of equality is not regarded as wholly
applicable[139].
It has public functions and it has statutory powers which the citizen does not.
Some powers might be effective to avert or minimise
a risk of harm to particular
persons or their property, but the statute might not oblige their use. The
relevant concern of the
common law is whether a public authority might
nevertheless be considered to be under a duty of care which obliges it to
exercise
its powers in a particular
way[140].
- The
common law duty in question is to be distinguished from one arising under the
statute which provides the public authority's powers.
The action for breach of
statutory duty, although itself a tort, is regarded as distinct from the tort of
negligence. It will be
necessary to return to the elements of this action in
more detail later in these reasons. In a case where a general duty of care
is
alleged, it is said that the statute cannot itself be regarded as the source of
the duty; rather it is the foundation or setting
for
it[141]. The
duty of care is said to arise independently of the
statute[142].
The existence of statutory powers is necessary, but not sufficient, to give rise
to a duty of
care[143].
- No
guiding principle, by which an authority might be considered to be obliged to
exercise its powers at common law, has been identified;
the search
continues[144].
There is agreement that the statutory powers in question must be directed
towards some identifiable class or individual, or their
property, as distinct
from the public at
large[145].
- Different
factors have been identified, from time to time, as relevant to the existence of
a duty of care. Not all have continued
to be regarded as useful. Notions of
proximity and general reliance are no longer considered to provide the answer to
the question
of whether an authority should be considered to have been obliged
to exercise its powers. In this case the majority in the Court
of Appeal
identified as of particular relevance the vulnerability of the plaintiff's
husband and the control that the officers had
over the risk of harm which
eventuated, because of the powers given by s 10. The majority emphasised
that the Act intended those powers to be used to protect a person such as
him.
- The
vulnerability of a plaintiff was referred to in Pyrenees Shire Council v
Day[146]
as an aspect of the plaintiff's supposed reliance upon an authority to use its
powers[147].
A focus on vulnerability may in part explain the decision in Crimmins v
Stevedoring Industry Finance
Committee[148].
It has not been universally accepted as a useful analytical
tool[149].
In Graham Barclay Oysters Pty Ltd v Ryan, Gummow and Hayne JJ
treated the degree of a plaintiff's vulnerability as part only of an evaluation
as to whether a relationship
may be seen to exist between a statutory authority
and the class of persons in
question[150].
Establishing the existence of a relationship between a plaintiff and a public
authority has the advantage of coherence with the
exceptions, already recognised
by the common law, to the general rule that there is no duty of affirmative
action.
- Reference
was made in the judgment of Warren CJ in the Court of Appeal to a class of
persons, which included the plaintiff's
husband, who might be described as
"especially
vulnerable"[151].
But her Honour did not connect that vulnerability to a concept such as reliance
or to the existence of a relationship. The point
made by her Honour was that
the Act had a specific class in contemplation as the object of the power
provided for in s 10, which is an exercise in statutory interpretation.
- A
relationship might be seen to arise when an authority has commenced exercising
its powers towards a class of individuals. In Pyrenees Shire Council v
Day[152]
McHugh J referred to the Council's "entry into the field of inspection" as
connected with the reliance of persons upon the Council
to protect them from
danger[153].
Warren CJ referred to the police officers in this case as having "entered
the
field"[154].
This overlooks the fact that the allegation and the evidence in this case were
that the power in question was not used at all.
- The
measure of control which may be provided by a statute, with respect to the
safety of persons or property, has been considered
to be indicative of a duty of
care[155].
It was influential to the reasoning of both Warren CJ and Maxwell P in
the Court of Appeal. Maxwell P in particular
emphasised that the police
officers had legal authority to exercise control over the risk that the
plaintiff's husband might commit
suicide and could do that which no other person
could, without exposure to civil liability, namely apprehend a person, using
such
force as was
necessary[156].
- In
Pyrenees Shire Council v
Day[157]
Gummow J considered that the measure of control which the Council had with
respect to the prevention of fire, and which included
its knowledge of the risk
to the plaintiff's property, was the touchstone of its
liability[158].
In Brodie v Singleton Shire
Council[159]
it was said that, whatever be the significance now of the distinction between
misfeasance and non-feasance, powers may give a public
authority such a
significant and special measure of control regarding the safety of persons as to
impose a duty on the authority
to exercise
them[160].
The importance of control as a basis for the existence of a duty of care was
adverted to by Gleeson CJ in Graham Barclay Oysters Pty Ltd v
Ryan[161]
and was referred to by Gummow and Hayne JJ as a factor of fundamental
importance in discerning a duty of care on the part of
a public
authority[162].
- Questions
about the degree of a public authority's control over the risks to which a
plaintiff was exposed will usually be answered
by reference to the statute
providing for those measures. Where a statute provides significant and special
measures, which may be
seen to be directed towards the risk of harm to a class
of persons or property, attention is directed to the purpose for which the
measures have been provided. If part of the rationale for excepting a public
authority from the general rule of the common law,
that no affirmative action is
required, is the availability of statutory powers, their purpose must
necessarily be considered. In
the present case the majority in the Court of
Appeal clearly considered it to be a matter of importance. The issue, as stated
by
Warren CJ, was whether a duty of care exists to exercise the statutory
power for the purpose of protecting those whom the Act seeks to
protect[163].
Maxwell P described the Act as one which contained health and safety powers
to safeguard mentally ill people against the gravest of
risks[164].
- The
evident purpose of statutory provisions, which might be utilised to prevent or
minimise harm, has been identified as relevant
to the existence of a duty of
care in cases in this Court. The powers given to the Council in Pyrenees
Shire Council v Day were considered by Gummow J to have been
provided to further the legislative purpose of fire
prevention[165].
In Crimmins v Stevedoring Industry Finance Committee and again in
Graham Barclay Oysters Pty Ltd v Ryan, McHugh J observed that
some powers are clearly enough conferred because the legislature intends that
the power will be exercised,
in appropriate circumstances, to protect the
specific class of persons or
property[166].
His Honour considered that the judgment of Lord Hoffmann in
Stovin v
Wise[167]
should be understood in this
way[168].
- The
duty alleged to arise in this case can be seen as referable entirely to the Act.
In such a case factors such as control are neither independent of, nor external
to, the statute. They are features of the statutory
scheme itself. Putting to
one side, for the moment, any distinction between power and duty, as the
subjects of the two different
causes of action, it may be observed that this
case is analogous to one for breach of statutory duty. In particular, on the
view
taken by the Court of Appeal, the act to be performed is directed by the
statute towards an identifiable class of persons which the
Act intends to
protect. The action for breach of statutory duty was described in
Byrne v Australian Airlines
Ltd[169]
in these terms:
"A cause of action for damages for breach of statutory duty arises where a
statute which imposes an obligation for the protection
or benefit of a
particular class of persons is, upon its proper construction, intended to
provide a ground of civil liability when
the breach of the obligation causes
injury or damage of a kind against which the statute was designed to afford
protection."
- A
comparison may be drawn between this action and that arising under German law.
There a duty to take affirmative action, on the
part of a public official or
body, may arise from the protective purpose of a legislative rule which was
created to prevent the mischief
that
occurred[170].
The focus of the German courts is accordingly on the relevance and meaning of
the official duty and the purpose it is to
serve[171].
The principal control of actionability lies in the requirement that the duty be
owed to an individual, as a member of a protected
group. It is explained that
this requirement is viewed much more strictly than in English
law[172].
- The
requirement of legislative intention concerning the availability of a cause of
action has been regarded as the defining feature
of the action for breach of
statutory duty. The difficulty, in most cases, of discerning an intention on
the part of the legislature,
that a remedy be provided to the persons to whom
the statute might be seen as directed, was referred to by Dixon J in
O'Connor v S P Bray
Ltd[173].
His Honour observed that the legislature will rarely express such an intention.
Resort has therefore often been had to presumptions
or policy to supply the
intention[174].
- In
cases where a statute provides significant and special measures for the
protection of classes of persons or of property, the difficulty
with
ascertaining legislative intention may not be so acute, at least where it may be
discerned that the legislature would have expected
the powers to have been
exercised in the circumstances which prevailed. Cases such as R v
Deputy Governor of Parkhurst Prison; Ex parte
Hague[175]
which state that an intention to protect individuals is not of itself sufficient
to support an action for breach of statutory duty
might be distinguished on this
basis. The provisions in Pyrenees Shire Council v Day provide an
example of a case where a legislative intent may have been inferred, although it
was not necessary to resort to it in
that case. There the plaintiffs did not
rely upon breach of statutory duty to uphold the finding of liability, on the
part of the
Council, on the appeal to this Court, although they had pleaded that
cause of action, in the
alternative[176].
- The
existence of a power coupled with a discretion may not suffice for an action for
breach of statutory duty. The statute must
oblige the exercise of those powers
in the circumstances which prevail. In Sutherland Shire Council v
Heyman[177]
Gibbs CJ observed that the relevant statutory provisions conferred powers
on the Council but did not place it under a statutory
duty which was required to
be performed. The power given by s 10(1) of the Act is not expressed to
oblige a police officer to apprehend a person who fulfils the description there
provided – a mentally
ill person who has recently attempted to
suicide or to harm themselves or some other person or is likely to do so. There
may be
circumstances where those indicia are present but an officer is
nevertheless justified in not apprehending a
person[178].
This may account for the choice implied by the word "may" in the sub-section.
The common law may not interfere with the exercise
of a
discretion[179].
No factors relevant to the exercise of such a discretion were said to be present
in this case, if the power was enlivened.
- In
Pyrenees Shire Council v
Day[180]
Brennan CJ said that the existence of a discretion to exercise a power is
not necessarily inconsistent with a duty to exercise
it[181]. The
case to which his Honour referred, Julius v Lord Bishop of
Oxford[182],
whilst concerned with a matter of public law, the issue of a writ of mandamus,
also involved the construction of a statutory provision
which included the words
"it shall be lawful" in connection with the exercise of power. The nature and
object of a power, and the
persons for whose benefit it is intended to be
exercised, were matters which Earl Cairns LC considered might "couple the
power
with a duty" so as to oblige its
exercise[183].
- The
discussion to this point may not suggest as inappropriate the cause of action
for breach of statutory duty where a statute contains
special measures directed
towards a class of persons, where its evident purpose is their protection and
when it may be inferred that
the legislature expects that the powers will be
used in particular circumstances, although exercise of a discretion may impact
upon
the lastmentioned feature. The reasoning of the majority in the Court of
Appeal may be seen as directed to the majority of these
considerations. It is
not necessary to determine whether all such features were present in this case,
but not for the reason that
the plaintiff eschewed reliance upon such an action.
Regardless of which cause of action was appropriate to this case both required
the power in s 10(1) to have been available for the police officers' use.
A consideration of that sub-section, which was not undertaken by the majority,
reveals that the power of apprehension was not enlivened.
- The
power of apprehension in s 10(1) required, critically, that there be an
opinion, held by a police officer, that the plaintiff's husband was mentally ill
when he was
observed. Depending on the circumstances, a person who has
attempted, or is likely to attempt, suicide may or may not satisfy the
criteria
of mental illness in s 8. The majority were not correct to hold that
s 10 is to be read as equating a person who has attempted or may attempt
suicide with a person who is mentally
ill[184].
The terms of s 10 and the definition of mental illness suggest to the
contrary. It is not a sufficient condition that an officer be aware that the
plaintiff's husband had recently contemplated suicide. The purpose of
s 10(1) is to allow officers lawfully to apprehend a person who appears to
be mentally ill and is also at risk of harm. Its purpose is not
to prevent
suicide. In this regard the Act does not deviate from the common law view of
autonomy.
- The
plaintiff's case was that the police officers should have formed the view that
her husband was mentally ill, because it was apparent
to them that he had taken
steps towards suicide. An inquiry as to what the officers should have done may
be relevant to whether
there was a breach of a common law duty of care which has
been found to exist. We are concerned with the anterior inquiry, whether
a duty
arose. From that point consideration may be given as to its content and to its
breach. The latter issue, logically, does
not answer those before it.
- The
question of whether there was a duty at common law in this case requires, as a
minimum, a power given by the statute. This is
because it is the existence of a
power, to avert the risk of harm, which would set the police officers apart from
persons generally
and the common law rule that no action is required to protect
others. It is the availability of such a power which may inform considerations
as to the existence of a relationship and the ability to control the risk of
harm which may be relevant to the existence of a duty.
However, it is not the
common law which determines whether the power is enlivened. It is the Mental
Health Act which is the sole source of the power. That Act, by s 10,
requires that a police officer hold an opinion that a person is mentally ill
before the power of apprehension is available to the
officer. In the present
case neither officer held such an opinion. There was no issue raised as to the
fact that such opinions
were
held[185].
It is difficult to see what such an issue might be, on the facts of this case.
The opinions held by the police officers were considered
and reasoned. The
statute requires no more.
- Absent
the holding of an opinion that the plaintiff's husband was mentally ill, the
power to apprehend was not available. A condition
necessary to the power did
not exist in
law[186]. It
follows that, in the circumstances of this case, the statutory provisions
supplied no relevant statutory power to which a common
law duty could
attach[187].
- We
agree with the orders proposed in the reasons of Gummow, Hayne and
Heydon JJ.
[1] Kirkland-Veenstra v Stuart
(2008) Aust Torts Reports ¶81-936.
[2] (2008) Aust Torts Reports
¶81-936 at 61,304 [39].
[3] (2008) Aust Torts Reports
¶81-936 at 61,307 [56].
[4] (2008) Aust Torts Reports
¶81-936 at 61,305 [44].
[5] (2008) Aust Torts Reports
¶81-936 at 61,307 [56] and 61,309 [69].
[6] (2008) Aust Torts Reports
¶81-936 at 61,309-61,310 [72].
[7] (2008) Aust Torts Reports
¶81-936 at 61,307 [54].
[8] (2008) Aust Torts Reports
¶81-936 at 61,310 [76].
[9] (2008) Aust Torts Reports
¶81-936 at 61,308 [61].
[10] (2008) Aust Torts Reports
¶81-936 at 61,313 [90].
[11] (2008) Aust Torts Reports
¶81-936 at 61,314 [100].
[12] (2008) Aust Torts Reports
¶81-936 at 61,315 [103].
[13] (2008) Aust Torts Reports
¶81-936 at 61,316 [110].
[14] (2008) Aust Torts Reports
¶81-936 at 61,317 [116].
[15] (2008) Aust Torts Reports
¶81-936 at 61,302 [29] per Warren CJ, 61,316 [112] and 61,317 [115]
per Maxwell P.
[16] (2008) Aust Torts Reports
¶81-936 at 61,318 [120].
[17] (2008) Aust Torts Reports
¶81-936 at 61,319 [126].
[18] (2008) Aust Torts Reports
¶81-936 at 61,319 [127].
[19] (2008) Aust Torts Reports
¶81-936 at 61,321 [131].
[20] (2008) Aust Torts Reports
¶81-936 at 61,313 [94].
[21] Lunacy Act 1890 (Vic),
Lunacy Act 1903 (Vic), Lunacy Act 1915 (Vic), Lunacy Act
1928 (Vic), Lunacy Act 1941 (Vic) and Lunacy Act 1943
(Vic).
[22] Mental Hygiene (Mode of
Citation) Act 1943 (Vic), ss 1(2) and 2(1)(a)-(c).
[23] 1959 Act, s 45(1).
[24] 1959 Act, ss 45-51.
[25] Victoria, Consultative Council
on Review of Mental Health Legislation, Report of the Consultative Council on
Review of Mental Health Legislation, December 1981, known as the Myers
Report after the Chairman, Dr D M Myers. See Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 30 May 1985 at 71.
[26] Victoria, Consultative Council
on Review of Mental Health Legislation, Report of the Consultative Council on
Review of Mental Health Legislation, December 1981 at 13 (Recommendation 26)
and 147 [13.3(i)].
[27] Victoria, Consultative Council
on Review of Mental Health Legislation, Report of the Consultative Council on
Review of Mental Health Legislation, December 1981 at 147-148
[13.3(vi)].
[28] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 30 May 1985 at 71.
[29] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 30 May 1985 at 73-74.
[30] Victoria, Legislative Assembly,
Mental Health Bill 1985, Explanatory Memorandum at 1; see also Victoria,
Legislative Assembly, Parliamentary Debates (Hansard), 30 May 1985 at
74.
[31] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 30 May 1985 at 76.
[32] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 30 May 1985 at 77.
[33] Mental Health Bill 1985, cl
10(1)(d).
[34] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 28 November 1985 at 2611.
[35] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 28 November 1985 at 2612.
[36] Victoria, Department of Health
and Community Services, Psychiatric Services Division, Victoria's Mental
Health Services: Proposed Amendments to the Mental Health Act 1986,
Discussion Paper, (1995).
[37] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 5 October 1995 at 424.
[38] Victoria, Legislative Assembly,
Parliamentary Debates (Hansard), 5 October 1995 at 425.
[39] Mental Health (General
Amendment) Act 1990 (Vic), s 5; Medical Practice Act 1994 (Vic),
Sched 1, Item 38.4.
[40] 1986 Act, s 10(4).
[41] Ray, A Treatise on the
Medical Jurisprudence of Insanity, (1838) at 383 [286].
[42] Blackstone, Commentaries on
the Laws of England, (1769), bk 4 at 189, and see generally Bloch,
"The Role of Law in Suicide Prevention: Beyond Civil Commitment – A
Bystander Duty to
Report Suicide Threats", (1987) 39 Stanford Law Review
929 at 930-931.
[43] Bloch, "The Role of Law in
Suicide Prevention: Beyond Civil Commitment – A Bystander Duty to Report
Suicide Threats", (1987)
39 Stanford Law Review 929 at 931-932. See also
the discussion and references in the plurality judgment of Gummow, Hayne and
Heydon JJ at [94]-[97].
[44] Suicide Act 1961 (UK),
ss 1-2; Crimes Act 1967 (Vic), s 2.
[45] Bloch, "The Role of Law in
Suicide Prevention: Beyond Civil Commitment – A Bystander Duty to Report
Suicide Threats", (1987)
39 Stanford Law Review 929 at 935-936.
[46] Burrows v Burrows [1827] EngR 28; (1827)
1 Hagg Ecc 109 at 113 [162 ER 524 at 525-526]; Brooks v Barrett 24 Mass
94 at 97 (1828).
[47] Re Estate of Paul Francis
Hodges Deceased; Shorter v Hodges (1988) 14 NSWLR 698.
[48] (1988) 14 NSWLR 698 at 707.
[49] Burrows v Burrows [1827] EngR 28; (1827)
1 Hagg Ecc 109 [162 ER 524].
[50] (1870) LR 5 QB 549 at 565; see
(1988) 14 NSWLR 698 at 705.
[51] There was evidence at trial
from Professor Diego De Leo characterising suicide as "a behaviour" and not "a
mental disease".
[52] Crimmins v Stevedoring
Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 35 [82] per McHugh J (Gleeson
CJ agreeing), 78-79 [218] per Kirby J, 96 [270] per Hayne J (Gummow J
relevantly agreeing at 56 [149],
see also at 59 [159] and following); [1999] HCA
59.
[53] [1999] HCA 59; (1999) 200 CLR 1 at 18 [26],
citing Western Australia v The Commonwealth (Native Title Act
Case) [1995] HCA 47; (1995) 183 CLR 373 at 487; [1995] HCA 47.
[54] Bennion on Statutory
Interpretation, 5th ed (2008) at 82 and 84.
[55] Brodie v Singleton Shire
Council [2001] HCA 29; (2001) 206 CLR 512 at 541 [58] per Gaudron, McHugh and Gummow JJ;
[2001] HCA 29.
[56] [1998] HCA 3; (1998) 192 CLR 330 at 376-377
[125]; [1998] HCA 3, see also his Honour's observations on the significance of
the relevant statutory scheme in Crimmins v Stevedoring Industry Finance
Committee [1999] HCA 59; (1999) 200 CLR 1 at 59 [159].
[57] [1998] HCA 3; (1998) 192 CLR 330 at 377
[126].
[58] Robinson v Sunderland
Corporation [1899] 1 QB 751 at 757 per Channell J; St James's Hall
Company v London County Council [1901] 2 KB 250 at 255 per Channell J and
see Australian Securities Commission v Deloitte Touche Tohmatsu (1996) 70
FCR 93 at 120-123 and authorities there cited; George v Rockett [1990] HCA 26; (1990)
170 CLR 104 at 111-113; [1990] HCA 26 considering the term "if it appears
to a justice" in s 679 of the Criminal Code (Q).
[59] Lloyd v Wallach [1915] HCA 60; (1915)
20 CLR 299 at 304 per Griffith CJ (Powers J agreeing at 314), 308-309 per Isaacs
J, 312-313 per Higgins J; [1915] HCA 60; Moreau v Federal Commissioner of
Taxation [1926] HCA 28; (1926) 39 CLR 65 at 68 per Isaacs J; [1926] HCA 28; Boucaut Bay
Co Ltd (In liq) v The Commonwealth [1927] HCA 59; (1927) 40 CLR 98 at 106 per Isaacs ACJ
(Gavan Duffy, Powers and Rich JJ agreeing at 108); [1927] HCA 59; W A Pines
Pty Ltd v Bannerman [1980] FCA 79; (1980) 30 ALR 559 at 566-567 per Brennan J, 569-572 per
Lockhart J (Bowen CJ agreeing at 562).
[60] [1990] HCA 26; (1990) 170 CLR 104 at 112.
[61] (2008) Aust Torts Reports
¶81-936 at 61,305 [39] and 61,307 [54].
[62] (2008) Aust Torts Reports
¶81-936 at 61,307 [54].
[63] (2008) Aust Torts Reports
¶81-936 at 61,310 [76].
[64] (2008) Aust Torts Reports
¶81-936 at 61,310 [76].
[65] (2008) Aust Torts Reports
¶81-936 at 61,314 [99].
[66] (2008) Aust Torts Reports
¶81-936 at 61,314 [102].
[67] (2008) Aust Torts Reports
¶81-936 at 61,315 [103], referring to s 10(2)(b).
[68] This was said to follow from
the application of either s 23 of the Crown Proceedings Act 1958
(Vic) or s 123 of the Police Regulation Act 1958 (Vic). It is not
necessary, however, to examine this question further.
[69] Kirkland-Veenstra v Stuart
(2008) Aust Torts Reports ¶81-936 at 61,297.
[70] Howard, Australian Criminal
Law, 2nd ed (1970) at 123.
[71] Barry, "Suicide and the Law",
(1965) 5 Melbourne University Law Review 1; Mikell, "Is Suicide Murder?",
(1903) 3 Columbia Law Review 379.
[72] Crimes Act 1900 (NSW),
s 31C; Crimes Act 1958 (Vic), s 6B(2); Criminal Law
Consolidation Act 1935 (SA), ss 13A(5), 13A(7); Criminal Code
(Q), s 311; The Criminal Code (WA), s 288; Criminal
Code (Tas), s 163; Criminal Code (NT), s 168; Crimes Act
1900 (ACT), s 17.
[73] Crimes Act 1967 (Vic),
s 2, inserting s 6A in the Crimes Act 1958 (Vic).
[74] Crimes Act 1958,
s 6B(2) as inserted by the Crimes Act 1967, s 2.
[75] Crimes Act 1958,
s 6B.
[76] Crimes Act 1967,
s 3.
[77] Crimes (Mental Disorder)
Amendment Act 1983 (NSW).
[78] Criminal Law Consolidation
Act Amendment Act 1983 (SA).
[79] Crimes (Amendment) Ordinance
(No 2) 1990 (ACT).
[80] Criminal Code Amendment Act
1996 (NT).
[81] As amended by the Crimes
(Powers of Arrest) Act 1972 (Vic).
[82] Gifford v Strang Patrick
Stevedoring Pty Ltd (2003) 214 CLR 269; [2003] HCA 33.
[83] Wyong Shire Council v Shirt
[1980] HCA 12; (1980) 146 CLR 40 at 47-48; [1980] HCA 12.
[84] Graham Barclay Oysters Pty
Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 596 [145]; [2002] HCA 54.
[85] [1945] HCA 27; (1945) 70 CLR 256 at 262;
[1945] HCA 27.
[86] See also Modbury Triangle
Shopping Centre Pty Ltd v Anzil (2000) 205 CLR 254; [2000] HCA 61.
[87] Smith v Leurs [1945] HCA 27; (1945) 70
CLR 256 at 262.
[88] Markesinis and Unberath, The
German Law of Torts: A Comparative Treatise, 4th ed (2002) at 90.
[89] [1967] HCA 2; (1967) 121 CLR 205 at 244;
[1967] HCA 2. See also Tofilau v The Queen [2007] HCA 39; (2007) 231 CLR 396 at 404-405
[6], 417-418 [49]-[52]; [2007] HCA 39.
[90] Agar v Hyde (2000) 201
CLR 552 at 583-584 [88]-[90]; [2000] HCA 41.
[91] [1999] UKHL 35; [2000] 1 AC 360 at 379-380.
[92] See also Cole v South Tweed
Heads Rugby League Football Club Ltd [2004] HCA 29; (2004) 217 CLR 469 at 477 [14]; [2004]
HCA 29; Tomlinson v Congleton Borough Council [2003] UKHL 47; [2004] 1 AC 46; R (L) v
Home Secretary [2008] UKHL 68; [2008] 3 WLR 1325 at 1338 [39], 1342 [53].
[93] Howard v Jarvis [1958] HCA 19; (1958)
98 CLR 177 at 183; [1958] HCA 19; New South Wales v Bujdoso (2005) 227
CLR 1; [2005] HCA 76.
[94] (2008) Aust Torts Reports
¶81-936 at 61,308 [64].
[95] Bracton, De Legibus et
Consuetudinibus Angliae (Woodbine ed, Thorne trans, 1968) ("Bracton"),
vol 2, f 150 at 424.
[96] Bracton, vol 2, f 150
at 424.
[97] Hales v Petit (1562) 1
Plowden 253 at 261 [75 ER 387 at 400].
[98] This reflected the notion of
the "body politic" current at the time Hales v Petit was decided:
Thomas v Mowbray [2007] HCA 33; (2007) 233 CLR 307 at 362 [142]; [2007] HCA 33.
[99] Barry, "Suicide and the Law",
(1965) 5 Melbourne University Law Review 1 at 6.
[100] 4 Geo IV c 52;
Interments (felo de se) Act 1882 (UK).
[101] Halsbury's Laws of
England, 1st ed, vol 9 at 592-593, par 1198.
[102] Jervis on The Office and
Duties of Coroners, 9th ed (1957) at 180, 484.
[103] s 4(1)(a).
[104] s 4(2).
[105] Lipohar v The Queen
(1999) 200 CLR 485; [1999] HCA 65.
[106] See Esso Australia
Resources Ltd v Federal Commissioner of Taxation [1999] HCA 67; (1999) 201 CLR 49 at 61-63
[23]- [25], 83 [91]; [1999] HCA 67.
[107] See Mental Health Act
1990 (NSW), s 24; Mental Health Act 1993 (SA), s 23; Mental
Health Act 1974 (Q), s 26; Mental Health Act 1996 (WA),
s 195; Mental Health Act 1963 (Tas), s 100; Mental Health
Act (NT), s 9; Mental Health (Treatment and Care) Act 1994
(ACT), s 37.
[108] Sovar v Henry Lane Pty
Ltd [1967] HCA 31; (1967) 116 CLR 397 at 404-405; [1967] HCA 31; Byrne v Australian
Airlines Ltd [1995] HCA 24; (1995) 185 CLR 410 at 457-461; [1995] HCA 24; Slivak v Lurgi
(Australia) Pty Ltd [2001] HCA 6; (2001) 205 CLR 304 at 315-316 [27]- [29]; [2001] HCA
6.
[109] Sovar v Henry Lane Pty
Ltd [1967] HCA 31; (1967) 116 CLR 397 at 405.
[110] [2002] HCA 54; (2002) 211 CLR 540 at
596-597 [146].
[111] [2002] HCA 54; (2002) 211 CLR 540 at
596-597 [146].
[112] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 597 [149]. See also Howard v Jarvis
[1958] HCA 19; (1958) 98 CLR 177 at 183; Burnie Port Authority v General Jones Pty Ltd
[1994] HCA 13; (1994) 179 CLR 520 at 550-552, 556-557; [1994] HCA 13.
[113] Graham Barclay Oysters
[2002] HCA 54; (2002) 211 CLR 540 at 597 [149]. See also Burnie Port Authority
[1994] HCA 13; (1994) 179 CLR 520 at 551; Crimmins v Stevedoring Industry Finance
Committee [1999] HCA 59; (1999) 200 CLR 1 at 24-25 [44]- [46], 38-39 [91]-[93], 40-41 [100];
[1999] HCA 59.
[114] Graham Barclay Oysters
[2002] HCA 54; (2002) 211 CLR 540 at 597-598 [149]; Sullivan v Moody [2001] HCA 59; (2001) 207 CLR
562 at 581-582 [55]- [62]; [2001] HCA 59.
[115] Graham Barclay Oysters
[2002] HCA 54; (2002) 211 CLR 540 at 598 [149]; Tepko Pty Ltd v Water Board [2001] HCA 19; (2001)
206 CLR 1 at 16-17 [47], 23-24 [76]; [2001] HCA 19.
[116] Crimmins [1999] HCA 59; (1999) 200
CLR 1 at 24-25 [43]- [46], 42-43 [104], 61 [166], 82 [227], 104 [304], 116 [357];
Brodie v Singleton Shire Council [2001] HCA 29; (2001) 206 CLR 512 at 558-559 [102];
[2001] HCA 29; Graham Barclay Oysters [2002] HCA 54; (2002) 211 CLR 540 at 598-599
[150]- [152]. See also Burnie Port Authority [1994] HCA 13; (1994) 179 CLR 520 at
551-552; Agar v Hyde (2000) 201 CLR 552 at 562 [16], 564 [21], 581-582
[81]-[83].
[117] [1999] HCA 59; (1999) 200 CLR 1.
[118] cf Reeves v Commissioner
of Police of the Metropolis [2000] 1 AC 360; Savage v South Essex
Partnership NHS Foundation Trust [2009] 2 WLR 115; [2009]
1 All ER 1053. As Lord Rodger of Earlsferry pointed out in Savage
[2009] 2 WLR 115 at 125 [25]; [2009] 1 All ER 1053 at 1064,
"under the domestic law of the United Kingdom there is
no general legal duty on
the state to prevent everyone within its jurisdiction from committing suicide".
And the obligation of the
State, under Art 2 of the European Convention for
the Protection of Human Rights and Fundamental Freedoms, incorporated into
United Kingdom domestic law by the Human Rights Act 1998 (UK), to protect
everyone's right to life, requires steps to prevent suicide by prisoners,
military conscripts, and hospital
patients, not the population at large: [2009]
2 WLR 115 at 123-133 [18]-[50]; [2009] 1 All ER 1053 at
1062-1072.
[119] (1998) 192 CLR 330; [1998]
HCA 3.
[120] Pyrenees Shire Council v
Day [1998] HCA 3; (1998) 192 CLR 330 at 391 [177].
[121] Caledonian Collieries Ltd
v Speirs [1957] HCA 14; (1957) 97 CLR 202 at 220; [1957] HCA 14.
[122] Graham Barclay Oysters
[2002] HCA 54; (2002) 211 CLR 540 at 596-597 [146], 597-598 [149].
[123] cf Hill v Chief Constable
of West Yorkshire [1989] AC 53; Brooks v Commissioner of Police of the
Metropolis [2005] 1 WLR 1495; [2005] 2 All ER 489; Smith v
Chief Constable of Sussex Police [2008] UKHL 50; [2008] 3 WLR 593; [2008] 3 All ER 977;
Hill v Hamilton-Wentworth Regional Police Services Board [2007]
3 SCR 129; Zalewski v Turcarolo [1995] 2 VR 562.
[124] Mental Health Act
1986 (Vic), s 10(1A).
[125] Mental Health Act
1986, s 8(1A).
[126] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,310 [76] per
Warren CJ, 61,314-61,315 [101]-[103] per Maxwell P.
[127] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,308 [63], 61,309-61,310
[72], 61,310 [75] and 61,310 [76] per Warren CJ, Maxwell P
agreeing.
[128] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,308 [63] per
Warren CJ, Maxwell P agreeing.
[129] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,305 [39] per
Warren CJ, Maxwell P agreeing.
[130] Smith v Leurs
[1945] HCA 27; (1945) 70 CLR 256 at 262 per Dixon J; [1945] HCA 27; Hargrave v
Goldman [1963] HCA 56; (1963) 110 CLR 40 at 66 per Windeyer J; [1963] HCA 56;
Sutherland Shire Council v Heyman [1985] HCA 41; (1985) 157 CLR 424 at 444 per
Gibbs CJ; [1985] HCA 41; Stovin v Wise [1996] UKHL 15; [1996] AC 923 at 943 per
Lord Hoffmann.
[131] The significance of which in
this sphere was questioned in Brodie v Singleton Shire Council
(2001) 206 CLR 512; [2001] HCA 29; cf Sutherland Shire Council v
Heyman [1985] HCA 41; (1985) 157 CLR 424 at 479 per Brennan J.
[132] Reeves v
Commissioner of Police of the Metropolis [1999] UKHL 35; [2000] 1 AC 360 at 368 per
Lord Hoffmann; Weinrib, "The Case for a Duty to Rescue", (1980) 90 Yale
Law Journal 247 at 268.
[133] Zimmermann, The Law of
Obligations, (1996) at 1044.
[134] As Gummow J observed in
Crimmins v Stevedoring Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1
at 61 [165]; [1999] HCA 59.
[135] See Weinrib, "The Case for a
Duty to Rescue", (1980) 90 Yale Law Journal 247 at 250.
[136] See Feldbrugge, "Good and
Bad Samaritans: A Comparative Survey of Criminal Law Provisions Concerning
Failure to Rescue", (1966)
14 American Journal of Comparative Law
630.
[137] Gordley and von Mehren,
An Introduction to the Comparative Study of Private Law, (2006) at
369-370.
[138] Sutherland Shire
Council v Heyman [1985] HCA 41; (1985) 157 CLR 424 at 459-460 per Mason J;
Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 580 [91]
per McHugh J; [2002] HCA 54.
[139] See Allars, "Tort and Equity
Claims Against the State", in Finn (ed), Essays on Law and Government:
Volume 2, The Citizen and the State in the Courts, (1996) 49 at 49.
[140] Crimmins v Stevedoring
Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 60 [162] per
Gummow J.
[141] Sutherland Shire Council
v Heyman [1985] HCA 41; (1985) 157 CLR 424 at 434 per Gibbs CJ, 459-460 per
Mason J; and see Crimmins v Stevedoring Industry Finance Committee
[1999] HCA 59; (1999) 200 CLR 1 at 60 [163] per Gummow J.
[142] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 575 [80] per McHugh J.
[143] Sutherland Shire
Council v Heyman [1985] HCA 41; (1985) 157 CLR 424 at 434 per Gibbs CJ;
Brodie v Singleton Shire Council [2001] HCA 29; (2001) 206 CLR 512 at 622 [289] per
Hayne J; Graham Barclay Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR
540 at 575-576 [80]- [81] per McHugh J.
[144] Brodie v Singleton Shire
Council [2001] HCA 29; (2001) 206 CLR 512 at 630 [316] per Hayne J.
[145] Crimmins v
Stevedoring Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 40 [99] per
McHugh J; Brodie v Singleton Shire Council [2001] HCA 29; (2001) 206 CLR 512
at 633 [326] per Hayne J; Graham Barclay Oysters Pty Ltd v Ryan
[2002] HCA 54; (2002) 211 CLR 540 at 562 [32] per Gleeson CJ, 575 [79] per
McHugh J.
[146] (1998) 192 CLR 330; [1998]
HCA 3.
[147] See Pyrenees Shire
Council v Day [1998] HCA 3; (1998) 192 CLR 330 at 361 [77] per Toohey J, 372-373
[116] per McHugh J. And see also Crimmins v Stevedoring Industry
Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 24 [43] per Gaudron J and the cases
therein cited, in particular Burnie Port Authority v General Jones Pty
Ltd [1994] HCA 13; (1994) 179 CLR 520 at 551 per Mason CJ, Deane, Dawson, Toohey and
Gaudron JJ; [1994] HCA 13; Hill v Van Erp (1997) 188 CLR 159 at
186 per Dawson J, 216 per McHugh J; [1997] HCA 9; Perre v
Apand Pty Ltd (1999) 198 CLR 180 at 194 [11] and 195 [13] per
Gleeson CJ, 202 [41]-[42] per Gaudron J, 236 [149]-[151] per
McHugh J, 259 [216] per
Gummow J, 289 [296] per Kirby J and 328
[416] per Callinan J; [1999] HCA 36. See also Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 577 [84] per McHugh J,
631-632 [254] per Kirby J and 664 [321] per Callinan J.
[148] [1999] HCA 59; (1999) 200 CLR 1 at 24-25
[43]- [44] per Gaudron J, 40-41 [100] per McHugh J, 85 [233] per
Kirby J.
[149] Brodie v Singleton Shire
Council [2001] HCA 29; (2001) 206 CLR 512 at 627 [308] per Hayne J.
[150] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 597-598 [149].
[151] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,309 [64].
[152] [1998] HCA 3; (1998) 192 CLR 330.
[153] Pyrenees Shire
Council v Day [1998] HCA 3; (1998) 192 CLR 330 at 372 [115].
[154] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,305 [44].
[155] Pyrenees Shire
Council v Day [1998] HCA 3; (1998) 192 CLR 330 at 389 [168] per Gummow J;
Crimmins v Stevedoring Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 61
[166] per Gummow J.
[156] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,315 [103].
[157] [1998] HCA 3; (1998) 192 CLR 330.
[158] Pyrenees Shire Council v
Day [1998] HCA 3; (1998) 192 CLR 330 at 389 [168].
[159] [2001] HCA 29; (2001) 206 CLR 512.
[160] Brodie v Singleton Shire
Council [2001] HCA 29; (2001) 206 CLR 512 at 559 [102] per Gaudron, McHugh and
Gummow JJ.
[161] [2002] HCA 54; (2002) 211 CLR 540 at 558
[20].
[162] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 598 [150].
[163] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,305 [39].
[164] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,317 [115].
[165] Pyrenees Shire Council v
Day [1998] HCA 3; (1998) 192 CLR 330 at 391 [175].
[166] Crimmins v Stevedoring
Industry Finance Committee [1999] HCA 59; (1999) 200 CLR 1 at 40 [99]; Graham Barclay
Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 576 [82].
[167] [1996] UKHL 15; [1996] AC 923.
[168] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 576 [82].
[169] [1995] HCA 24; (1995) 185 CLR 410 at 424
per Brennan CJ, Dawson and Toohey JJ; [1995] HCA 24.
[170] Markesinis, Always on the
Same Path: Essays on Foreign Law and Comparative Methodology,
(2001), vol 2 at 262.
[171] Markesinis and Unberath,
The German Law of Torts, 4th ed (2002) at 895; and see case note 132 at
953-956.
[172] Markesinis, Always on the
Same Path: Essays on Foreign Law and Comparative Methodology, (2001),
vol 2 at 234, 235.
[173] [1937] HCA 18; (1937) 56 CLR 464 at
477-478; [1937] HCA 18; and see Sovar v Henry Lane Pty Ltd [1967] HCA 31; (1967)
116 CLR 397 at 405 per Kitto J; [1967] HCA 31.
[174] O'Connor v S P Bray
Ltd [1937] HCA 18; (1937) 56 CLR 464 at 478; and see Sovar v Henry Lane Pty Ltd
[1967] HCA 31; (1967) 116 CLR 397 at 405 per Kitto J.
[175] [1992] 1 AC 58 at 170-171
per Lord Jauncey of Tullichettle.
[176] See Pyrenees Shire
Council v Day [1998] HCA 3; (1998) 192 CLR 330 at 350 [40] per Toohey J.
[177] [1985] HCA 41; (1985) 157 CLR 424 at
447.
[178] As the reasons of Gummow,
Hayne and Heydon JJ observe at [82].
[179] See Graham Barclay
Oysters Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 575 [80] per McHugh J.
[180] [1998] HCA 3; (1998) 192 CLR 330.
[181] Pyrenees Shire Council v
Day [1998] HCA 3; (1998) 192 CLR 330 at 346 [23].
[182] (1880) 5 App Cas 214.
[183] Julius v Lord Bishop of
Oxford (1880) 5 App Cas 214 at 222-223 and see also at 225 and 227, 229-230
per Lord Penzance and 235 per Lord Selborne.
[184] Kirkland-Veenstra v
Stuart (2008) Aust Torts Reports ¶81-936 at 61,308 [64] per
Warren CJ, Maxwell P agreeing.
[185] As French CJ observes
at [5].
[186] Re Minister for
Immigration and Multicultural Affairs; Ex parte Applicant S20/2002 [2003] HCA 30; (2003) 77
ALJR 1165 at 1179 [73] per McHugh and Gummow JJ; 198 ALR 59 at 76; [2003]
HCA 30.
[187] Graham Barclay Oysters
Pty Ltd v Ryan [2002] HCA 54; (2002) 211 CLR 540 at 609 [183] per Gummow and
Hayne JJ.
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