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The Queen v Keenan [2009] HCA 1 (2 February 2009)
Last Updated: 26 May 2009
HIGH COURT OF AUSTRALIA
KIRBY, HAYNE, HEYDON, CRENNAN AND KIEFEL JJ
THE QUEEN
APPELLANT
AND
FRANCIS ROBERT KEENAN
RESPONDENT
The Queen v Keenan
[2009] HCA 1
2 February 2009
B23/2008
1. Appeal allowed.
- Set
aside the orders of the Court of Appeal of the Supreme Court of Queensland made
on 11 December 2007 and, in their place, order
that the appeal against
conviction to that Court be dismissed.
- Remit
the matter to the Court of Appeal of the Supreme Court of Queensland to
determine the application for leave to appeal against
sentence.
On appeal from the Supreme Court of Queensland
Representation
W Sofronoff QC, Solicitor-General of the State of Queensland with
R G Martin SC for the appellant (instructed by Director
of Public
Prosecutions (Qld))
B W Walker SC with A J Kimmins for the respondent (instructed by Potts
Lawyers)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
The Queen v Keenan
Criminal law – Criminal responsibility – Criminal Code (Q), s
8 provided that, where common intention to prosecute unlawful purpose, and in
prosecution of such purpose offence committed
of such a nature that commission
was a probable consequence of prosecution of unlawful purpose, each person
deemed to have committed
offence – Meaning of "offence ... of such a
nature" – Whether "offence ... of such a nature" limited to precise acts
committed.
Criminal law – Criminal responsibility – Nature of connection
between unlawful purpose and offence ultimately committed
– Determination
of unlawful purpose – Relevance of means by which offence committed
– Whether purpose may be infliction
of level of harm – "Probable
consequence" as objective test – Distinction between offence of such a
nature that commission
was probable consequence of prosecution of unlawful
purpose, and precise acts that parties to common intention foresaw might be
committed.
Criminal law – Practice and procedure – Directions to jury –
Directions required in connection with charge under
s 8 – Identification
of real question for jury – Relevance of R v Barlow [1997] HCA 19; (1997) 188 CLR
1 – Whether directions given gave rise to miscarriage of
justice.
Criminal law – Practice and procedure – Directions to jury –
Whether circumstances required direction that jury
can only find, by inference,
element of offence charged if no other inference favourable to accused
reasonably open on facts –
Standard of proof.
Criminal law – Practice and procedure – Directions to jury –
Whether circumstances required that alternative charge
of grievous bodily harm
simpliciter be put to jury – Whether failure to put alternative charge to
jury constituted miscarriage
of justice.
Criminal law – Practice and procedure – Where alleged miscarriage
arising from jury direction – Appropriate course
on appeal – Whether
Court of Appeal should have ordered new trial rather than entering verdict of
acquittal.
Words and phrases – "common intention", "common purpose", "offence of such
a nature", "probable consequence", "unlawful purpose".
Criminal Code (Q), ss 2, 7, 8, 10A.
- KIRBY
J. This appeal from unanimous orders of the Court of Appeal of the Supreme
Court of
Queensland[1]
once again[2]
requires this Court to consider the meaning and application of s 8 of the
Criminal
Code[3] (Qld)
("the Code"). That section defines the criminal liability of secondary offenders
who form an intention to prosecute an unlawful
purpose during the execution of
which a crime is committed by the primary offender.
- In
R v Rahman, Lord Bingham of Cornhill
observed[4]:
"Any coherent criminal law must develop a theory of accessory liability which
will embrace those whose responsibility merits conviction
and punishment even
though they are not the primary offenders.
English law has developed a small number of rules to address this problem,
usually grouped under the general heading of 'joint enterprise'.
These rules,
as Lord Steyn pointed out in R v Powell (Anthony); R v
Edwards[5],
are not applicable only to cases of murder but apply to most criminal
offences."
- As
the Privy Council said in Brown v The State (Trinidad and
Tobago)[6]:
"The simplest form of joint enterprise, in the context of murder, is when two or
more people plan to murder someone and do so. If
both participated in carrying
out the plan, both are liable. It does not matter who actually inflicted the
fatal injury. This might
be called the paradigm case of joint enterprise
liability ... [or] the plain vanilla version of joint
enterprise."
- Lord
Bingham of Cornhill in Rahman said that in R v Powell (Anthony),
the Privy Council had to consider a more difficult
question[7]:
"[T]he liability of a participant in a joint criminal enterprise when another
participant in that enterprise is guilty of a crime,
the commission of which was
not the purpose of the enterprise."
- The
reasons of this Court should not be needlessly encumbered with references to
dicta in cases of this kind that have arisen under the laws of the
several jurisdictions of Australia and overseas. The cases usually arise,
as
here, in the context of contested directions given to a jury at trial.
Ultimately, however, the question for decision is comparatively
straightforward.
In Queensland, it is resolved by examining the text of s 8 of the Code,
ascertaining its meaning and then applying
that meaning to the facts and
circumstances of the case.
- As
will be shown, there is an ambiguity in the meaning of that section. It has
been acknowledged in earlier decisions of the Queensland
courts[8] and of
this Court[9].
In resolving the ambiguity, we are assisted in this appeal by the forthright
ways in which the respective interpretations favoured
below were successively
stated by the trial judge in the Supreme Court of Queensland before whom Mr
Francis Keenan ("the respondent")
was tried (de Jersey CJ), and by the Court of
Appeal which upheld his challenge to the trial judge's directions to the jury.
The
Court of Appeal decided that no retrial should be ordered. It quashed the
respondent's conviction and ordered his acquittal.
- In
essence, the trial judge was of the view that, properly interpreted, s 8 of
the Code required the jury to decide whether
a generic offence ("to inflict a
serious assault ... by way of revenge or retribution" on the victim) was
sufficient (although he
was a secondary offender) to render the respondent
liable for the "offence" committed by his co-accused, Mr Dion Spizzirri.
He so instructed the
jury[10].
- By
reference to authority, the Court of Appeal rejected the trial judge's approach.
It held that s 8 of the Code requires that
directions be given to the jury
addressing the features of the "offence" by Mr Spizzirri and asking whether that
offence, as executed
by him, had been proved to be within the "common intention
to prosecute an unlawful purpose" in the course of committing which the
happening of an offence "of such a nature" was a probable consequence.
- The
majority of this Court now endorses the view taken by the trial judge as to the
meaning of s 8 of the
Code[11]. It
accepts the accuracy (and sufficiency) of his directions to the jury framed at a
level of "generic" generality. I disagree.
I do so by reference to:
- The language and
purpose of the Code;
- The authority of
this Court in R v
Barlow[12],
which the Court of Appeal correctly applied;
- The general
conformity of the Court of Appeal's interpretation with concurrent developments
in the common law upon a shared question
of basic criminal liability;
- Other
considerations of legal principle and policy to which reference may properly be
made in deciding the controversy; and
- The elements in
the evidence at trial which illustrate the correctness of the Court of Appeal's
decision about the error found in
the trial judge's directions.
- These
reasons will seek to show that the interpretation of s 8 of the Code
favoured by the Court of Appeal was the correct one.
However, with respect to
that Court, having found an error in the directions given to the jury by the
trial judge, the relief proper
in the circumstances was not acquittal of the
respondent but an order for retrial where a fresh jury could be properly
instructed
on the governing law. Such an order was not futile. Upon this view,
and the orders that follow it, an outstanding sentencing appeal,
brought by the
respondent, does not arise for consideration at this stage.
The facts and legislation
- The
facts: Most of the facts relevant to these reasons are contained in the
reasons of Kiefel
J[13]. Her
Honour also sets out critical passages in the directions which the trial judge
gave to the
jury[14] and
provides references to some of the key passages in the reasons of the Court of
Appeal, explaining the contrary opinion it held
on the principal
issue[15]. I
incorporate this material by reference. I will elaborate it only to the extent
that is necessary to do so in highlighting my
points of difference from the
majority reasoning.
- The
legislation: Also set out in the reasons of Kiefel J are relevant excerpts
from, or references to, the provisions of the
Code[16]. The
central issue in the appeal concerns the meaning of s 8. It is as well to
repeat that provision:
"When 2 or more persons form a common intention to prosecute an unlawful
purpose in conjunction with one another, and in the prosecution
of such purpose
an offence is committed of such a nature that its commission was a probable
consequence of the prosecution of such
purpose, each of them is deemed to have
committed the offence."
- Just
as important for these reasons, (as demonstrated in the earlier analysis of this
Court in
Barlow[17])
is the definition of "offence" contained in s 2 of the Code. That word is
there given prominence and elaboration in a separate
definitional section which
reads[18]:
"An act or omission which renders the person doing the act or making the
omission liable to punishment is called an
'offence'".
- It
is also important to note the provisions that surround s 8 in the Code.
Most significant, as the Court of Appeal
acknowledged[19],
are the terms of ss 7, 9 and 10A of the Code. Because of the way it was
deployed in argument by both sides, the language of
s 9 should also be set
out[20]:
"(1) When a person counsels another to commit an offence, and an offence is
actually committed after such counsel by the person to
whom it is given, it is
immaterial whether the offence actually committed is the same as that
counselled or a different one, or whether the offence is committed in the way
counselled, or in a different way,
provided in either case that the facts
constituting the offence actually committed are a probable consequence of
carrying out the counsel.
(2) In either case the person who gave the counsel is deemed to have counselled
the other person to commit the offence actually committed by the other
person."
The issues
- Issues
in the appeal: Three issues arise in the appeal, namely:
(1) Meaning of s 8 of the Code: What is the meaning and proper
application of s 8 of the Code? Is it the meaning attributed by the trial
judge or the different
meaning preferred by the Court of Appeal? Having regard
to the assigned meaning, were the directions given by the trial judge to
the
jury correct or incorrect in law?;
(2) Acquittal or retrial?: If the Court of Appeal was correct in the
conclusion that it reached concerning the meaning and application of s 8 of the
Code,
did it nonetheless err in concluding that no retrial of the respondent
should be ordered? Having regard to that Court's entry of
a verdict of
acquittal, should this Court, in discharging its functions, quash the acquittal
and order the retrial of the respondent
to give effect to the relief normal to a
conclusion that a trial has miscarried by reason of misdirections of law to the
first jury?;
and
(3) Excessive sentence?: In the event that the prosecution succeeds in
the appeal to this Court, should this Court decide the still outstanding
sentencing
appeal or remit it to the Court of Appeal for argument and
disposition?
- Because
mine is a minority opinion, it is sufficient for me to state very briefly the
conclusions that I would reach on the second
and third issues.
- Resolution
of the acquittal issue: As to the second issue (raised by the respondent's
ground of appeal 2(d)) it will become apparent that I am of the view that the
Court of Appeal erred in entering a verdict of acquittal. I take into account
the respect that is owed to the intermediate appellate
court in determining
whether there has been a miscarriage of justice and, if so, the relief proper to
the case, once a jury misdirection
is found (as it was here). In disposing of
criminal appeals, large powers have been granted by the Queensland Parliament to
the
Court of Appeal. Upon quashing a conviction for errors in directions at the
first trial those powers extend to the substitution
of a verdict of acquittal
which will bring the proceedings to a
conclusion[21].
In addition, the Court of Appeal has the power to make an order for a new
trial[22].
- Nevertheless,
the relief ordinarily appropriate to an identification of significant error in
judicial directions, given to a jury
in a criminal trial, is the quashing of the
conviction and an order for a retrial from which the identified errors will
inferentially
be
expunged[23].
Such relief gives effect to the limited judicial function in such appeals of
correcting legal error whilst respecting the proper
province of a jury to
resolve all outstanding factual questions. The substitution of a verdict of
acquittal is effectively reserved
to those cases where, in the appellate court's
opinion, no reasonable view of the facts and no accurate application of the law
would
justify a new trial.
- In
effect, this was the conclusion which the Court of Appeal reached, being of the
view that, on the evidence, a fresh jury, properly
instructed on the law, could
not convict Mr Keenan of doing grievous bodily harm with intent or grievous
bodily harm simpliciter
in relation to the victim of the serious assault, Mr
Darren
Coffey[24].
- Upon
the premise that, to convict the respondent, it was necessary for the
prosecution to establish, on the evidence, that he had
formed a common intention
with either or both of the other participants (Messrs Spizzirri and Booth) to
prosecute an unlawful purpose,
a probable consequence of which was that
Mr Coffey would suffer grievous bodily harm by an act of shooting, the
Court of Appeal
concluded that this could not be demonstrated on the evidence
tendered at trial. The prosecution should not therefore have a second
chance to
improve its evidence. The Court of Appeal denied an order of a retrial on the
basis
that[25]:
"A reasonable jury properly instructed on the present evidence could not
honestly exclude the reasonable inference that Spizzirri,
in shooting Coffey,
was acting independently of the common planned
intention."
- I
cannot accept that this was so. Indeed, properly, the respondent's counsel
conceded before this Court that the reasoning of the
Court of Appeal on this
issue was
defective[26].
The alternative ways in which the respondent sought to justify maintenance of
the acquittal were unconvincing. The result is that
the proper outcome on
confirmation of the Court of Appeal's general approach on the first issue, is
the substitution by this Court
of an order for retrial.
- Resolution
of the sentencing issue: This leaves the appeal against sentence, left
undecided by the Court of Appeal given the conclusion it reached on the first
two
issues. As a matter of general principle, this Court has insisted that,
only in exceptional cases will it grant special leave to
appeal where the
prosecution seeks to appeal against an order quashing a
conviction[27].
However, special leave having been granted to the prosecution in this case, for
reasons of general legal principle; the acquittal
having been entered by the
intermediate court, not after a jury verdict after a trial on the
merits[28], and
the disposition of the proceedings being alive within the
Judicature[29],
it is undoubtedly competent for this Court to make the orders that ought to have
been made by the Court of
Appeal[30]. No
argument to the contrary was advanced.
- Similarly,
there was no dispute that, if the prosecution were to succeed in restoring the
respondent's conviction, as entered at
trial, the proceedings would have to be
returned to the Court of Appeal to resolve the outstanding sentencing
appeal[31].
The Court of Appeal expressed an opinion that the circumstances of the
respondent's offence were not such as to justify the maximum
penalty of life
imprisonment, imposed by the trial
judge[32].
However, in the event that this issue was revived by this appeal, it would be
inappropriate for this Court to resolve it. Apart
from everything else, doing
so would deprive the parties of the facility to seek appellate review of a fully
considered appellate
opinion on the subject which has not yet been given.
- Having
cleared away all of the issues, save for the primary one upon which special
leave was granted, it is now appropriate for me
to return to the considerations
that I have identified earlier in these
reasons[33].
On the primary issue, the nominated considerations bring me to a conclusion
different from that reached by the majority of this
Court.
Textual analysis of s 8 of the Code
- Definition
of offence: Crucial to the respondent's argument, which was accepted by the
Court of Appeal, was the submission that the reference in s 8
of the Code
to "an offence" picked up the special definition of "offence" expressed in s 2
of the Code. Thus, in identifying whatever
was the "offence" committed, for the
purpose of enlivening s 8, the word "offence" was not being used in a
general, conversational
or non-textual sense. It was being used in the special
sense defined for this purpose by the Code itself. This approach was apparently
accepted by the trial judge. However, the Court of Appeal concluded that it had
not been given its correct weight and application.
- To
resolve the question whether, in referring to "an offence [that] is committed" s
8 of the Code intends to refer to the "offence"
at a high level of generality
("generic") or at a level of specificity defined by the "acts or omissions" of
the primary offender,
it is essential to derive as much assistance as can be
secured from the statutory definition of "offence" thereby incorporated, by
way
of s 2, into s 8.
- When
regard is had to the definition in s 2, it is tolerably clear that the word
"offence" is addressed to a particular, specific
and concrete act or omission
"which renders the person doing the act or making the omission liable to
punishment". Such a definition
supports the respondent's submission that
s 8 is addressed not to "offences" of a generic or general kind (as the
trial judge
said in his instructions to the jury). Instead, it is addressed to
the specific acts or omissions that enliven the operation of
s 8 to draw a
secondary offender (such as the respondent) into criminal liability for the acts
or omissions constituting the
"offence" committed by the primary offender (here,
Mr Spizzirri).
- Concluding
in this way involves nothing more or less than giving the language of s 8
of the Code its meaning, once such meaning
is understood with the assistance of
the special definition of "offence" contained in s 2. With respect to the
trial judge,
and to the majority of this Court, this is the basic error of the
construction urged for the prosecution. It ignores, or gives insufficient
weight to, the precise definition of "offence" stated in the Code. Once that
definition is ignored or not given due weight, it is
all too easy for the
decision-maker to read s 8 as referring to "an offence" of a "generic"
character. But that would be contrary
to what s 2 requires the reader of
the Code to do, which is to descend into the particularities of the "offence" of
the primary
offender as it occurred that allegedly attracts the operation of
that section to apply to the secondary offender. Thus, in the present
case, the
definition in s 2 focuses the attention of the Court upon the particular
acts or omissions of Mr Spizzirri which are
alleged, by virtue of s 8, to impose
on the respondent criminal liability for what was done or omitted to be done by
someone else
in the offence against Mr Coffey.
- Provisions
of s 9 of the Code: There is further textual support for this
interpretation in the surrounding provisions of s 9 of the Code. Although
that
section is not conclusive of the present controversy (and was invoked by
the prosecution to advance, by way of contrast, its contrary
argument) the
threefold mention in s 9(1) of an offence "actually committed", arguably
indicates that its provisions, which
immediately follow the contested language
of s 8, are similarly addressed to the particularities of conduct. So
interpreted,
ss 8 and 9 are both addressed to the particular facts and
circumstances actually constituting "an offence" rather than to the
generic
descriptions of potential substantive offences found elsewhere in the Code.
Although "actually committed" is not an expression
that appears in s 8,
this can be explained by the respective purposes of ss 8 and 9 of the Code.
The drafter appreciated
that "offence" in s 8 was intended to attract the
definition in s 2. Accordingly, the drafter did not need to repeat a
reference to the actual acts or omissions for this was made clear by the use in
s 8 of the word "offence", defined in s 2.
- Trial
judge's direction: If this is the correct textual interpretation of s 8 of
the Code, the approach adopted throughout the trial judge's directions
to the
jury fell short of what was required by the focus of the Code upon the
particular "acts or omissions" which rendered the person
doing the act or making
the omission (here Mr Spizzirri) himself liable to punishment. This was
obviously not the view which
the trial judge took of the meaning and application
of s 8. Thus, the trial judge told the jury of the prosecution's
contention[34]:
"... that depending on how you assess it the evidence warrants a conclusion that
all three accused formed a common intention or plan
and that the object of that
plan was to inflict some serious physical harm upon Mr
Coffey; that the three of them implemented that plan. That in the course of
implementing the plan the offence of attempted murder or, alternatively,
doing
grievous bodily harm with intent was committed and that the commission of
whichever of those offences was committed, was a
probable consequence of the
implementation of the plan."
- In
the central passage in the trial judge's
directions[35],
his Honour left the issue to be considered by the jury at a general ("generic")
level, rather than bringing that issue down so as
to oblige the jury to address
the particularities of the acts or omissions of Mr Spizzirri which, the
prosecution contended, could
be brought home to the respondent by way of the
common intention liability for which s 8 applies.
- Court
of Appeal's correction: The Court of Appeal noted that the offence of which
the respondent was convicted (grievous bodily harm with intent) rested, in
part,
on expert medical evidence which was unchallenged. This established that the
cause of the very serious injury (paraplegia)
suffered by Mr Coffey "was the
entry of bullets into Mr Coffey's
spine"[36]
amounting to the grievous bodily harm which the prosecution sought to use
s 8 of the Code to bring home to the respondent.
Given that the
prosecution case was that the person responsible for firing the bullets was not
the respondent but Mr Spizzirri alone,
it was clearly vital, if the case against
the respondent were to be made good, to show that s 8 of the Code, as read
with s 2,
rendered the respondent criminally liable for the "act or
omission" involved in Mr Spizzirri's use of his firearm. To the extent
that, instead, the trial judge told the jury that to establish such liability it
was sufficient "that the unlawful
purpose was to inflict some serious
harm upon
Coffey"[37],
his Honour diverted the jury's attention from the relevant "offence", as
s 2 of the Code defines it.
- In
the interpretation and application of a codified restatement of the law, it is
essential to approach the problem in the foregoing
way. The first loyalty is to
the Code, understood according to its
text[38].
General provisions of a code, such as the provisions of ss 2 and 8 of the
Code applicable here, were intended to be understood
and applied, according to
their ordinary meaning. Thus, properly, the trial judge read those provisions
to the jury. However, with
respect, he then failed to explain to the jury the
definition of "offence" provided by s 2 and its significance for the
operation
of s 8 in this case. Had he done so, this would have reminded the
jury both of the obligation to start the inquiry about common
purpose liability
with an identification of the act or omission that was primarily relevant (here
the act or omission involved in
Mr Spizzirri discharging his firearm at Mr
Coffey). Doing this would have encouraged the trial judge to explain to the
jury the
purpose of s 8, read with s 2, which is (in the defined
circumstances) to extend the liability of a person such as the
respondent to
liability for the "offence" (act or omission) done by another person.
- Conclusion:
direction erroneous: Instead of following this course, as the language of
the Code required, the trial judge bypassed the identification of the particular
acts and omissions in question. Incorrectly, he focused the jury's attention on
the suggested generic offence of unlawful purpose
"to inflict some serious
physical harm upon Mr Coffey". Respectfully, that was not the inquiry that the
language of the Code required
the jury to consider.
The interpretation is decided by the majority in
Barlow
- Obedience
to the Court's authority: In recent years, this Court has repeatedly
reminded judges at trial and intermediate courts of their duty to conform to the
rulings
of this Court in matters submitted to it for its
decision[39].
It has instructed them to observe "seriously considered dicta uttered by
a majority of this
Court"[40].
Although, respectfully, I question whether the legal duty of obedience extends
beyond obedience to the rationes decidendi of earlier
decisions[41],
I certainly agree that, where such decisions exist, the legal principles for
which they stand must be applied by judicial officers
subject to this Court's
authority as an aspect of the rule of obedience to the doctrine of judicial
precedent that applies throughout
the Judicature of this country.
- Contemporary
questioning of Barlow: When in 1997 this Court heard the appeal in
Barlow, it was required to resolve a challenge to a decision of
the Court of Appeal of Queensland concerning a direction given to the jury
in
that case by the trial judge (who, by chance, was also the trial judge in the
present case). After the decision of this Court
in Barlow, the learned
trial judge published a comment suggesting that the interpretation of s 8
of the Code, as previously accepted by
the Court of Appeal, had been "tolerably
clear" and that this Court had "gone to quite extraordinary lengths to secure a
national
uniformity of approach ... which should ordinarily have been considered
by the legislature, not the
court"[42].
- In
his article, the trial judge recognised that the issue for consideration in
Barlow was the meaning of s 8 of the Code. He expressed his
preference for the dissenting opinion in Barlow of McHugh J, who
would have dismissed the appeal from the Court of Appeal's
orders[43]. He
favoured what he termed the "literalist" or "natural meaning" interpretation of
s 8 rather than what he saw as an interpretation
of s 8, preferred by
the majority of this Court in Barlow, based on suggested policy grounds
rather than textual
analysis[44].
I mention this discourse only because there is more than a hint in the
directions given by the trial judge in the present case
of the approach that his
Honour had advocated in his published comment that followed the decision in
Barlow.
- Without
descending into criticism (or worse), for I am not myself overly-sensitive to
proper intellectual discourse on issues of
broad legal controversy, it is
certainly necessary, where an earlier holding of this Court resolves a legal
issue, for this Court
to insist that trial judges and intermediate courts give
effect to the Court's rulings unless the earlier ruling is varied, distinguished
or overridden by Parliament. This is what I take the Court of Appeal to have
done in the reasons that sustained its conclusion,
in the present case, that the
trial judge's directions to the jury were erroneous, measured against the
standard expressed by the
majority of this Court in Barlow.
- Analysis
of majority in Barlow: Let there be no doubt that the foundation for the
Court of Appeal's present decision was its application of the ruling in
Barlow. Thus, at the outset of its analysis, the Court of Appeal
said[45]:
"The High Court of Australia gave detailed consideration to the construction of
s 8 in R v Barlow, ultimately concluding that s 8 did not
preclude a secondary offender from conviction of manslaughter when the principal
offender
was convicted of murder."
- Their
Honours went on to extract five substantial passages from the reasoning of the
majority in Barlow, namely four from the joint plurality reasons of
Brennan CJ, Dawson and Toohey
JJ[46] and an
extended quotation from my own reasons in that decision to like
effect[47].
- In
the passages extracted from the joint reasons in Barlow, the point is
made (repeating what is stated above)
that[48]:
"Section 2 of the Code makes it clear that 'offence' is used in the Code to
denote the element of conduct (an act or omission) which,
if accompanied by
prescribed circumstances, or if causing a prescribed result or if engaged in
with a prescribed state of mind, renders
a person engaging in the conduct liable
to punishment. Section 7(a) confirms that 'offence' is used to denote the
element of conduct
in that sense. By the ordinary rules of interpretation, the
term must bear the same meaning in pars (b), (c) and (d) of s 7
as it
bears in par (a). Section 8, which complements s 7 and extends the net
of criminal liability for an offence to the
parties who have formed a common
intention of the kind therein mentioned, reveals no ground for attributing a
different meaning to
'offence' in s 8."
- In
a manner appropriate to the issue presented by the evidence at the respondent's
trial, the Court of Appeal in the present case
went on to quote from a later
passage in the joint reasons in
Barlow[49]:
"'[O]ffence' in s 8 must be understood to refer to an act done or omission
made. So interpreting the section, it deems a person
falling within its terms
to have done the act or to have made the omission which the principal offender
has done or made. It fastens on the conduct of the principal offender,
but it does not deem the secondary party to be liable to the same extent as the
principal offender. It sheets home to the secondary
offender such conduct (act
or omission) of the principal offender as (1) renders the principal offender
liable to punishment but
(2) only to the extent that that conduct (the doing of
the act or the making of the omission) was a probable consequence of prosecuting
a common unlawful purpose. The secondary party is deemed to have done an act or
made an omission but only to the extent that the
act was done or the omission
was made in such circumstances or with such a result or with such a state of
mind (which may include
a specific intent) as was a probable consequence of
prosecuting the common unlawful purpose. ... Thus the unlawful
striking of a blow by a principal offender will constitute an offence the
nature of which depends on whether the blow causes bodily harm or grievous
bodily harm or death and on the specific intent with which the blow is
inflicted."
- I
call particular attention to the emphasised passages from the joint reasons in
Barlow. These make it clear beyond doubt that, reading s 8 of the
Code in the light of s 2, takes the interpreter down the scale
from a
generic classification of the "offence" (that, in colloquial terms, might
attribute a designated crime to all of the offenders) so as to
focus attention,
instead, on the particularity of the "conduct of the principal offender".
- Any
doubt about what the joint reasons were intending is removed by the specific
reference to "the unlawful striking of a blow".
This is not the language of
generic offences. Still less is it language that adopts a textual definition of
an "offence" in the
Code. It is (as s 2 requires of the application of
s 8 of the Code) the language of the particular acts or omissions of
the
primary (or principal) offender which s 8 of the Code is being invoked to
"sheet home" to the "secondary offender".
- Applying
this approach to the present case, Barlow holds that the proper
application of s 8 of the Code is to ask what the act or omission of the
principal offender is. In this
case, it was Mr Spizzirri whose shooting caused
the profound injury to Mr Coffey. To render the respondent criminally
responsible
for Mr Spizzirri's "offence", so defined, in order that the
respondent should be deemed to have committed the offence, demands
that the
following question be answered in the
affirmative[50]:
"Was the nature of the blow actually struck such that its infliction was a
probable consequence of the prosecution of the relevant
unlawful
purpose?"
- The
joint majority reasons in Barlow were thus sufficient to establish the
binding rule established by that decision. Moreover, a passage cited by the
Court of Appeal
from my own reasons in Barlow endorses the same reasoning
and puts the holding of this Court in that case beyond
contest[51]:
"This approach to the definition of 'offence' in s 8 of the Code is
reinforced by reference to the definition of 'offence'
in s 2. That
section defines 'offence' in terms of the 'act or omission' of the accused.
It does not do so in terms of the classification of the particular crime as
appearing elsewhere in the Code. The definition of 'offence', when applied
to s 8, therefore permits, if it does not compel, a differentiation between
the
acts and omissions respectively of the principal offender and of the common
purpose co-offender. In the case of unlawful killing,
the 'offence' which is
committed by the principal is the act or omission constituting the unlawful
killing referred to in s 300
of the Code."
- Instructed
by these tolerably clear interpretations of s 8, read with s 2 and as
explained in Barlow, the Court of Appeal in the present case
concluded[52]:
"The application of these observations in Barlow to the present case
supports the appellant's contention to the extent that 'offence ... of such a
nature' in s 8 here refers
to the act of intentionally shooting Coffey and
so causing him grievous bodily harm, not merely (as the trial judge told the
jury)
the generic offence of intentionally doing Coffey grievous bodily
harm."
- Conclusions:
Court of Appeal correct: The Court of Appeal was correct in deriving the
instruction that they did from Barlow. All of the participants in this
Court's joint majority reasons in Barlow were greatly respected exponents
of the criminal law. In particular, Brennan and Toohey JJ were each highly
knowledgeable practitioners
of the Griffith Code, applicable respectively in
Queensland and Western Australia. No suggestion was made in the argument of
this
appeal that this Court should reconsider the correctness of its decision in
Barlow.
- Various
unconvincing attempts were made to distinguish the holding in Barlow from
the circumstances of the present case. In my view it is indistinguishable.
This Court should uphold the Court of Appeal's application
of what it held in
Barlow. Nothing has been shown to demonstrate that what was said there
was wrong. On the contrary, it is anchored in the text. Contrary
to the
apparent belief expressed at the time by the trial judge, it applies the natural
meaning of the section to a case such as
the present, once it is appreciated
that the word "offence" in s 8 of the Code must be understood with the
particular meaning
that is afforded by s 2.
- This
Court's demands for obedience to its binding rulings on law should not be
confined to rulings made in civil litigation or in
much loved areas of
commercial law. The rule applies equally when invoked in criminal trials by
offenders such as the respondent.
Judicial neutrality requires nothing
less.
Maintaining Barlow and common basic legal
principles
- Upholding
basic principles: Although the trial judge, in the article earlier
cited[53], was
critical of what he described as the "extraordinary lengths" to which the
majority of this Court had gone in Barlow "to secure a national
uniformity of
approach"[54],
with respect, that criticism is misplaced. To the extent that it influenced,
however unconsciously, a reluctance on his Honour's
part to apply the Barlow
rule to the jury instructions in the present case, it led to the error
exposed by the reasons of the Court of Appeal.
- It
is well established by the authority of this Court that, at least in matters of
basic legal principle, where there is an ambiguity
in an Australian criminal
code, such as the Code under consideration here, and where alternative
constructions are arguable, this
Court will ordinarily favour the meaning that
achieves consistency in the interpretation of like provisions in the codes of
the other
Australian code
jurisdictions[55].
Moreover, it is also well established that this Court will tend to favour an
interpretation of the Code that achieves consistency
as between the code
jurisdictions and the expression of analogous general principles of the common
law existing elsewhere in the
nation.
- The
explanation for such an approach scarcely needs elaboration or justification.
It is no more than a proper contribution by this
Court, where its analysis of
the text permits, to the achievement of "a desirable uniformity in basic
principles of the criminal
law throughout Australia". As I further explained in
Barlow[56]:
"Variations in local opinion may result in divergencies in matters of detail in
the criminal law. But in matters of general principle,
it is highly desirable
that unnecessary discrepancies be avoided or, at least,
reduced."
- Limiting
accessorial liability: Against the background of these
considerations of approach, it is important to realise that, both in this
country and in others with
similar principles of common intention liability,
great care is generally taken to avoid the imposition by law of accessorial
liability
beyond limits that the judges deem tolerable to the community. Thus,
in Darkan v The Queen, in an observation noted by the Court of Appeal in
the current
case[57], the
joint reasons of Gleeson CJ, Gummow, Heydon and Crennan JJ
remarked[58]:
"Although the law has long recognised accessorial liability, it has also long
attempted to lay down limits to the accessorial liability
of a person who shared
a common purpose with a wrongdoer, or who instigated a wrongdoer to commit a
crime. The alleged accessory
is not to be liable for everything a principal
offender did, either vicariously or absolutely. Over time the law has employed
different
techniques for placing accessorial liability within just limits while
continuing to give it substantial room for operation. The
common law protects
against excessively wide liability by demanding actual foresight, albeit of a
possibility. Under ss 8 and
9 of the Code the function of protecting
against excessively wide liability turns on the need for probability of outcome,
independently
of the alleged accessory's state of mind. If under ss 8 and
9 of the Code the expression 'a probable consequence' were construed
so as to
make a possible consequence sufficient, there would be liability in the
accessory for whatever the principal offender did,
since the fact that the
principal offender did it shows that it was possible, and there would be no
protection against excessively
wide liability."
- For
more than a century, similar concerns have influenced attempts by the courts to
mark off the limits of common purpose liability
that can be supported by proper
legal principle. In a well known passage of his reasons in R v Anderson; R v
Morris[59],
Lord Parker of Waddington CJ suggested that it would "revolt the conscience of
people today" if a secondary offender were convicted
of manslaughter in
circumstances where the principal offender "has suddenly formed an intent to
kill and has used a weapon and acted
in a way which no party to [the] common
design could
suspect"[60].
- In
Rahman[61],
several members of the House of Lords referred to the considerations recognised
by Lord Parker
CJ[62]. Lord
Neuberger of Abbotsbury saw Lord Parker CJ's admonition as an adverse comment on
Salisbury's
case[63].
He did so in order to make the point that, at common law, an accessory secondary
offender will not be held liable for every particular
act or omission of the
primary offender. The question of common law will always be whether such acts
or omissions fell within the
ambit of the "common intention" that was
"understood and foreseen". Or whether the primary offender had "completely
departed" from
that understanding.
- The
test of "complete departure" was expressed by Lord Parker CJ in Anderson
and
Morris[64]
in these terms:
"It seems to this court that to say that adventurers are guilty of manslaughter
when one of them has departed completely from the concerted action of the
common design and has suddenly formed an intent to kill and has used a weapon
and acted in a way
which no party to that common design could suspect is
something which would revolt the conscience of people
today."
- Clearly,
in a common law test expressed in such broad terms, there will be room for
differences of opinion as to whether the standard
of departing completely has,
or has not, been met. The decision of the House of Lords in Rahman is
replete with instances where such differences emerged on appeal. There are many
more in the case law of Australia (as well as
of Canada, New Zealand and other
jurisdictions).
- A
large number of decisions collected and analysed in Rahman involved cases
where, by the introduction of a
knife[65] or
any other
weapon[66], the
principal offender "departed completely from the concerted action of the common
design"[67].
Running through these cases, admittedly concerned with the principles of the
common law, is the realisation that a limit has to
be set for common purpose
liability. Many of the cases cited indicate that the limit will be reached
where the principal offender
introduces a gun or a knife where this seriously
escalates the level of risk of violence, the potential of serious injury and the
nature of the peril inherent in the joint enterprise as initially conceived.
- It
is true that baseball
bats[68],
wooden
posts[69] and
even a child's
catapult[70]
can do serious harm to a victim. However, the introduction of knives and guns
by the primary offender may be treated by a jury as
involving "actions ... of a
type entirely different from actions which the others foresaw as part of the
attack"[71].
At common law, the determinant is thus the accused's foresight of what a
co-offender might do, "an issue to which knowledge of
the associate's possession
of an obviously lethal weapon such as a gun or a knife would usually be very
relevant"[72].
- Posing
issues apt to jury verdicts: Conversely, if a jury concluded that the
secondary offender was unaware that the primary offender had possession of a
potentially
lethal weapon, such as a gun or a knife, this could sustain a
conclusion that the conduct executed by the primary offender was "in
a different
league to the kind of battering to which the attackers implicitly agreed upon by
the use of those other
weapons"[73].
Such a decision is properly one for the jury. But the point important for
present purposes is that the law reserves such considerations
for a serious and
real assessment by the jury. In doing so, the law leaves it "open to a jury to
return a verdict which reflects
the measure of the criminality of the accused as
established by the
evidence"[74].
- The
disadvantage of the directions given to the respondent's jury by the trial
judge, now endorsed by a majority of this Court, is
that they needlessly divorce
the approach adopted to this fundamental question of the liability of common
purpose offenders at common
law and under the Code. By contrast, in requiring
the jury to address their attention to the acts and omissions of the principal
offender, the approach adopted in Barlow (and followed and applied by the
Court of Appeal) permits a jury to consider the offence by the primary offender,
as it was committed.
It ensures consequent attention to the "nature" of the
offence (as determined by the circumstances in which the "act" was done)
the
intention with which it was done, and its results.
- Uniformity
in the Code and common law: Assuming that the ultimate purpose of
the Code, in this respect, is the same as, or basically similar to, that of the
relevant common
law principle (viz to decide when a secondary offender will be
criminally liable for the act or omission of the primary offender
in the given
circumstances) it would not be surprising if s 8 of the Code were to present the
jury with questions the same as, or
not dissimilar to, those that have to be
answered in Australia's common law jurisdictions. On the face of things, in a
matter so
fundamental and basic to the liability of one person for the criminal
conduct of another, it would be desirable for similar questions
to be presented
for jury verdicts throughout this country. And that they would be real
questions obliging the jury to decide, by
reference to the respective actions
and omissions of the primary offender and the shared common purposes of the
secondary offender(s),
whether the latter were to be "deemed" to be liable for
the criminal "offence(s)" of the former.
- If
the question presented to the jury is expressed at the high level of generality
("generic") deployed by the trial judge and now
endorsed by the majority of this
Court, the kind of line-drawing found in the common law authorities will not
arise. No issue will
necessarily be presented as to whether the introduction of
much more dangerous weapons (such as knives and guns) constituted a complete
departure from the ambit of imputed liability under s 8. Liability will
simply attach by reason of nothing more than the involvement
by the secondary
offender in an "offence" defined at a high, and virtually inescapable, level of
generality, such as "to inflict
some serious physical harm upon Mr Coffey".
- Where,
as Barlow shows, this is not a necessary interpretation of s 8 of
the Code, the trend of common law principle applicable in those Australian
jurisdictions where it is still relevant, affords an added reason of established
legal doctrine, hitherto declared and applied by
this Court, for maintaining the
particularity of the Barlow comparator.
Considerations of policy and principle support the Court of
Appeal
- In
Barlow[75]
I collected additional reasons of legal principle and policy for endorsing the
approach favoured by the majority in that decision.
On re-reading them, I still
consider that they are relevant. They apply to the present case. They
include:
- Reflecting
community justice: Where there is any ambiguity in the Code it
should be resolved in a way that will permit juries, without undue complexity,
to distinguish
between the criminal culpability of an accused secondary offender
and the culpability of the primary offender. It is still true
that most serious
criminal trials in Australia are conducted before juries "whose function is to
reflect, in a general way, the community's
sense of
justice"[76].
Reserving to the jury, by reference to the particular conduct (the act or
omission amounting to an "offence" as defined) which,
in effect, differentiates
between the "nature" of the offence committed and that for which a common
intention was formed, reserves
to the jury a real, appropriate and proper
function apt for their verdict. The "generic" approach favoured by the trial
judge and
now by a majority of this Court, effectively withholds from the jury a
real, appropriate and proper role in setting the bounds of
the notional criminal
liability for which s 8 provides;
- Clarifying
the jury's substantive role: Where the relevant determinant is the
precise conduct of the primary offender (the "act or omission") this at least
affords criteria
of criminal liability susceptible to precise proof in the
trial. This is a consideration relevant to a case where (as can sometimes
happen) the offenders are tried separately. An interpretation of the Code that
renders it more simple to apply in practice and more
readily understandable to a
jury in a substantial criminal trial such as this was, is one that is attractive
in an area of the law
already replete with subtleties and undue
complexities;
- Individual
liability in fluid criminality: In the nature of offences in which
common purpose liability is typically alleged, co-offenders may sometimes have
different intentions
or no clearly formulated intention at all. The approach
adopted by the Court of Appeal, following Barlow, is one that invites a
differential assessment of the respective criminal culpability of the
co-offenders. Because this accords with
the ordinary sense of justice and
rationality, as with the normal purposes of the criminal
law[77], it is
one that should be preferred to an interpretation that risks drawing all
participants in conduct of fluid criminality into
an undifferentiated liability
for what will often be a much more serious crime, conviction of which, upon the
legal fiction provided
by s 8 of the Code and so understood, will typically
attract very heavy
punishment[78];
and
- Sharpening
fictions in serious culpability: Section 8 imports a fiction to the
criminal law. This fact alone provides a reason for care in expanding its
ambit. The section
imposes upon one person liability for the criminal act or
omission of another, although that person has not actually performed that
act or
omission and may not have intended, anticipated or expected them to happen. On
the face of things, where such a notional
liability with potentially drastic
consequences is provided for by law, it should be reserved to cases where a
jury's attention has
been specifically addressed to the relationship between the
respective actions or omissions of the primary and secondary offenders
and
whether such conduct was of such a nature that it falls within the common
intention that all offenders (whether primary or secondary)
earlier formed.
Only by adopting this approach is the risk of unjust assignment of fictional
liability to secondary offenders avoided,
permitting juries to decide whether a
person such as the respondent had formed a common intention that included, in
its prosecution,
a purpose to commit an offence of the same nature as that
performed by the principal offender.
- Where
the text of the Code; the authority of Barlow; the trend of analogous
common law doctrine; and the applicable considerations of legal principle and
policy support the Court of
Appeal's decision, its approach should be preferred
to that of the primary judge now endorsed by the majority in this Court.
The approach that presents a triable jury issue
- Adopting
the correct approach: To the extent that s 8 of the Code abstracts the
"offence", to which it refers, to be understood at a high level of generality
("generic"), effectively it becomes self-referential. It removes from any real
decision in the trial (usually by a jury) the proper
consideration of whether
the primary offender has departed completely from the concerted action envisaged
in the prosecution of the
common purpose of the offenders.
- Take
the present case as an illustration. If the reference to "an offence" means no
more than an offence of serious violence to
Mr Coffey, the result is to deprive
the relevant decision-maker (here the jury) of the function of deciding the
boundary of the "common
intention". Far from depriving the words "of such a
nature" in s 8 of content, the approach favoured by the Court of Appeal
(and I believe this Court's decision in Barlow) reserves an important
decision to the decision-maker at trial. It requires that the boundary of
notional criminal liability be
fixed by reference to the "nature" of the
"offence" (act or omission) which is "committed" by the primary offender. By
reference
to such "nature", the decision-maker must then compare the "offence"
and its "nature" with the antecedent common intention of the
participants.
Typically, and in the present case, that presents a classic jury question.
- Supporting
offences of same nature: So much can be illustrated by the evidence in the
present case. In favour of a conclusion that the "nature" of the "offence",
as
committed by Mr Spizzirri (using a loaded gun to shoot Mr Coffey) was
within the ambit of s 8 (read with s 2) are the following factual circumstances,
in particular:
(1) It was the respondent who conceived and directed what was clearly an
intentional violent physical attack on Mr Coffey;
(2) The respondent was the person with a strong motivation to organise, plan and
control the attack because of Mr Coffey's presumed
defiance in "double-crossing"
him over the repayment of drug moneys;
(3) The respondent arguably had very serious violence in mind during the attack
if the jury accepted that he had earlier threatened
to "cave Coffey's skull in";
(4) The respondent organised the three assailants, including Mr Spizzirri
whose capacity for violence was known, and (if the
jury accepted the evidence)
the respondent knew that his own passenger was armed with a baseball bat,
obviously an instrument capable,
if deployed in a particular way, of inflicting
very serious physical harm to Mr Coffey; and
(5) The respondent pre-planned the removal of Mr Coffey's van, arguably to hide
evidence of the violence to Mr Coffey that he had
planned out of vengeance and
anger.
- Against
offence of same nature: On the other hand, there were a number of
evidentiary indicators that the acts or omissions of Mr Spizzirri in taking a
sawn-off
gun with him and then using it to shoot directly at Mr Coffey were
unexpected to the respondent and the co-assailants and an
offence of a "nature"
that fell completely outside the common purpose intended by the respondent and
the other participants in respect
of the violence against Mr Coffey. This
evidence included:
(1) The testimony of Mr Jupp (if accepted by the jury) that the respondent had
earlier specifically described the purpose of the
enterprise as being to "touch
up" Mr Coffey, ie, to punch him and physically assault him but nothing
more;
(2) Arguably shooting directly at him, with obviously profound risks to his life
and bodily well-being, was completely disproportionate
to the sum at stake
(between $6,000 and $7,000);
(3) The respondent and Mr Jupp were in a vehicle separate from Mr Spizzirri and
Mr Jupp, at least, immediately recounted how he had
reacted with shock and
disbelief, once he became aware of the use by Mr Spizzirri of a
firearm;
(4) An arguable purpose of taking Mr Coffey's van was to sell it to recoup the
misappropriated moneys after physically assaulting
him, something not really
feasible after Mr Coffey was shot; and
(5) The sudden abandonment of the removal of the van and the immediate departure
of all of the assailants from the scene arguably
suggested a realisation of the
unanticipated gravity of Mr Spizzirri's actions whose "nature" had exceeded the
common purpose of
the joint
enterprise[79].
- It
is true that the trial judge reminded the jury that there was no evidence that
the respondent knew that Mr Spizzirri had a gun.
It is also true that the trial
judge alerted the jury to the possibility that "[i]n carrying a gun and
contemplating firing it,
Spizzirri may have independently thought he would
depart from any common plan". However, this last-mentioned possibility was then
trivialised and discounted by the trial judge's observations, that followed, to
the effect that the "common plan" may "indeed have
been pitched at a much lower
level, for example, to give Coffey a good talking to, or perhaps a
cuff over the ear or a slap in the face, or a punch in the chest, but
nothing too serious".
- Result:
a miscarriage of justice: The trial judge's directions to the jury did not
require them to focus their attention upon the relevant legal question that s
8
of the Code obliged them to address. Specifically, it did not oblige them to
consider the act or omission of Mr Spizzirri in shooting
directly at Mr Coffey
and then to ask whether the "offence", so executed, was of such a "nature" that
its commission was within any
pre-existing "common intention to prosecute an
unlawful purpose", shared (relevantly) with the respondent.
- A
jury, properly instructed on the legal requirements of s 8, might have
concluded that Mr Spizzirri departed completely from
the concerted action; that
his act of shooting was an act of an entirely different type; that it was, in
effect, "in a different
league; or was "fundamentally
different"[80].
And that this was confirmed by his omissions once he had unexpectedly introduced
the gun into the fray, of using the gun to fire
over his head or away from him
or simply to confront him with the gun.
- Although
no relevant objection was taken by trial counsel to the trial judge's
instructions to the jury, as they were given, it has
not been argued that this
omission was deliberate or tactical or otherwise undeserving of relief. Nor is
the present a case where,
if the jury were misdirected as to the proper legal
foundation for finding the respondent legally liable for the "offence" as
performed
by Mr Spizzirri, this Court could uphold the conviction on the basis
of the
"proviso"[81].
The consequence is that a miscarriage of justice has
occurred[82].
Conclusion and orders
- The
majority of this Court has adopted an interpretation of the Code contrary to the
one that I prefer. On this basis, and accepting
that there is an ambiguity, it
is important to remember the cautionary words of Lord Macaulay, written some 150
years
ago[83]:
"In criminal cases ... we think that the accused party ought always to have
the advantage of a doubt on a point of law, if doubt
be entertained by the
highest judicial authority, as well as a doubt on a matter of fact."
- Lord
Macaulay was one of the drafters of the Indian Penal Code, later copied
in many other countries of our legal tradition. He knew what he was talking
about. Indeed, his draft was the inspiration
for the Griffith Code and for the
predecessors of the provisions in question in the present appeal.
- In
the result, the Court of Appeal was correct to identify errors and legal
inaccuracies in the directions given to the jury by the
trial judge. However,
that Court erred in deciding that the proper relief was the entry of a verdict
of acquittal. The Court of
Appeal ought to have ordered a new trial.
- To
give effect to these conclusions, I favour the following orders. Appeal
allowed. Set aside order 2 of the orders of the Court
of Appeal of the Supreme
Court of Queensland. In place of that order, order that a new trial of the
respondent be had on counts
2 and 3 of the indictment.
- HAYNE J.
I agree with Kiefel J that, for the reasons she gives, the appeal should be
allowed and consequential orders made,
setting aside the orders of the Court of
Appeal of the Supreme Court of Queensland and in their place ordering that the
appeal to
that Court against conviction is dismissed. Because the application
to the Court of Appeal for leave to appeal against sentence
has not been
determined, it will be necessary to remit the matter to that Court for its
consideration of that application.
- The
Court of Appeal
concluded[84]
that in applying s 8 of the Criminal Code (Q) ("the Code") in
this case, it was not sufficient to identify the offence committed by the person
who shot the victim as inflicting
grievous bodily harm with intent; it was
necessary to identify the offence by reference to the offender's conduct of
shooting the
victim. It followed, so the Court of Appeal
held[85], that
asking whether the offence that had been committed was an offence of such a
nature that its commission was a probable consequence
of the prosecution of the
unlawful purpose required examination of whether the "act of shooting" was a
probable consequence.
- Approaching
the matter in this way elides two related but distinct questions.
- Section 8
deems those who form a common intention to prosecute an unlawful purpose to have
committed an offence where "in the
prosecution of such purpose an offence is
committed of such a nature that its commission was a probable consequence of the
prosecution
of such purpose". If, as the Court of Appeal held, the offence that
was committed in this case must be identified by reference to
the conduct
constituting the offence, the condition for the engagement of s 8 in this
case can be rendered as follows. First,
what was the common purpose? Secondly,
was the shooting that happened an offence of such a nature that its
commission was a probable consequence of the prosecution of the purpose?
Both questions must be addressed. And s 8 is not to be read as requiring
that the offence
that was in fact committed (the shooting) was a probable
consequence of the prosecution of the unlawful purpose. To do so would
give no
work to the expression "of such a nature".
- The
Court of Appeal thus erred when it
said[86]
that:
"To convict [the respondent] under s 8, the jury had to be satisfied beyond
reasonable doubt that he, and either or both [of
the co-accused], formed a
common intention to unlawfully cause [the victim] serious harm; and that [the
shooter's] act of shooting resulting in grievous bodily harm was a
probable consequence of the prosecution of their joint common intention."
(emphasis added)
The question is not whether the act of shooting that did occur was a probable
consequence, it is whether the act of shooting was
an offence of such a
nature[87] that
its commission was a probable consequence. This latter question directs
particular attention to what was the common intention.
Was it, as the
prosecution alleged, a common intention to inflict serious physical harm on the
victim?
- The
Court of Appeal
held[88] that
because there was no evidence (presumably no direct evidence) in this case that
a gun may be used, and no evidence that the
common intention was to injure the
victim by whatever means were available to the participants, the jury could not
exclude the inference
that the shooter was acting outside the common intention
and, accordingly, the respondent could not be found guilty of the offence
that
was committed. But by contrast, the Court of Appeal
noted[89] that,
if the victim had been beaten by the bat which the respondent knew was taken to
the scene, s 8 "may well have extended
[the respondent's] criminal
liability for [the victim's] injuries". This posited difference in outcome
could be supported only if
the Court of Appeal treated the absence of evidence
that the respondent knew that a gun was taken to the scene as determinative of
what was the common intention: as an intention at most to administer a beating
by use of the bat. But to identify the common intention
in this way would focus
only upon the means that were to be used to effect the unlawful purpose.
Identifying the weapon that was
to be used is at best an incomplete description
of the purpose that the prosecution alleged the parties had in this case. That
purpose
was
alleged[90] to
be the purpose of inflicting some serious physical harm on the victim.
- It
is important to recognise that the second question presented by s 8 –
was the offence that was committed an offence
of such a nature that its
commission was a probable consequence of the prosecution of the unlawful
purpose? – can be answered
in the affirmative even if the possibility that
the conduct actually committed would occur was not shown to have been adverted
to
by any participant in the common intention. So much follows from the fact
that what is a "probable consequence" is to be determined
objectively[91].
- In
considering that objective question it will always be necessary to pay very
close attention to what is identified as having been
the common intention to
prosecute an unlawful purpose. But it is necessary to bear steadily in mind
that formation of the common
intention to prosecute an unlawful purpose may not
have been accompanied by any consideration, let alone detailed consideration,
of
what was to be done, how it was to be done, and who was to do what to bring
about the intended purpose. In such cases there will
be no direct evidence that
the parties to the common intention adverted to the possibility that an offence
of the nature of the offence
that was committed would be committed; there will
be no evidence that the parties to the common intention were aware that
commission
of the crime that was committed was a probable
consequence[92].
Yet as Gibbs J said in Stuart v The
Queen[93],
"in fact the nature of the offence [may be] such that its commission was a
probable consequence of the prosecution of the common
unlawful purpose".
- Whether
it was, is a question for the
jury[94]. It
is a question that in this case required examination of what inferences were to
be drawn from the whole of the evidence. While
it may be accepted that the
evidence did not require the inference that the common intention was to inflict
serious physical harm
on the victim by whatever means seemed appropriate and
were available, that inference was open and could be drawn beyond reasonable
doubt.
- The
Court of Appeal
recognised[95]
that the premise upon which s 8 is engaged is that s 7 of the Code
does not apply, and the accused is not a principal offender
within the meaning
of the provisions of s 7. Thus the premise upon which it was alleged that
s 8 was engaged in the present
case was that the respondent was not a
person who had done or omitted to do any act for the purpose of enabling or
aiding the shooter
to shoot the
victim[96],
that the respondent had not aided the shooter in committing the
offence[97],
and that the respondent had not counselled or procured the shooter to shoot the
victim[98].
Yet the actual conclusions reached by the Court of Appeal were founded on the
requirement for proof of matters which, if established,
may well have brought
the respondent within one or more of the identified categories of principal
offender. In particular, the
requirement[99]
that the shooting that actually occurred be a probable consequence of the
prosecution of the unlawful purpose is a conclusion that
appears to require
proof that the respondent either counselled or procured the shooting or at least
enabled or aided the shooting.
To construe s 8 in this way would deny that
it is an extension of criminal responsibility.
- The
Court of Appeal erred in concluding that the trial judge had not sufficiently
directed the jury on the issues that the jury had
to decide at the respondent's
trial in connection with the application of s 8 of the Code. It also erred
in deciding that the
evidence led at the respondent's trial could not support
his conviction.
- As
Kiefel J demonstrates, the real
issues[100]
at the respondent's trial were whether there was a common intention and what was
that intention. Whether the shooting of the victim
was an offence of such a
nature that its commission was a probable consequence of the prosecution of the
unlawful purpose depended
upon what that intention was. And the trial judge
rightly told the jury to consider whether the shooter had acted "independently
of and outside the common intent, or was [his carrying a gun his] reflection of
a reasonable means of implementing" the common intention.
It was neither
necessary nor appropriate for the trial judge in this case to do
more[101].
- HEYDON
J. I agree with the orders proposed by Kiefel J and with the reasons given for
those orders by Kiefel J and Hayne J.
- CRENNAN
J. I agree that the appeal should be allowed and that orders be made as
proposed by Kiefel J for the reasons given by her
Honour. I also agree with the
additional reasons given by Hayne J.
- KIEFEL
J. The respondent Francis Robert Keenan, together with Stephen Edward Booth
and Dion Francis Spizzirri, was charged with
attempting unlawfully to kill
Darren Thomas Coffey and, alternatively, intending to and doing him grievous
bodily harm. The jury
found the respondent not guilty of attempted murder but
guilty of unlawfully doing grievous bodily harm with intent. The prosecution
case was that the three co-accused and one Jeramie Jupp were parties to a plan
to do serious harm to Coffey, as revenge for a wrong
he had done the respondent.
In the course of the attack Coffey received bullet wounds to his spine which
rendered him a paraplegic.
Spizzirri was alleged to have been the person who
fired the shots. There was no evidence that the use of a gun had been discussed
by the three accused in connection with the proposed attack. There was evidence
from which the jury could conclude that the respondent
knew that one of the
parties to the attack went armed with a baseball-type bat.
- There
was evidence that the respondent was the instigator of the plan to attack
Coffey. Coffey had collected some $6,000 or $7,000
on the respondent's behalf
and failed to pay it to him. Prior to the attack upon him Coffey's girlfriend,
the respondent's niece
Vonda Muir, received inquiries from the respondent about
the money and their whereabouts. He left text messages on her mobile telephone,
in which he said that it was a small world and that he would find Coffey one
day; and that "he was going to cave his [Coffey's] skull
in...".
- The
evidence as to what was said about the planned attack upon Coffey came from
Jupp. The respondent came to know of the whereabouts
of Coffey through
information provided by Jupp to Spizzirri. Jupp then met with Spizzirri and
directed him to a house property at
Hope Island, in south-east Queensland, where
he pointed out the van in which Coffey and Muir then lived. The respondent
followed
in his motor vehicle. The group drove down the street and discussed
their course of action. The respondent had a passenger, the
person whom Jupp
later identified as Booth. The respondent proposed that he would drive back to
the van and let his passenger out.
That person would beat up Coffey. Spizzirri
and Jupp were to wait further back and drive him away when he had finished.
- The
passenger alighted from the respondent's vehicle carrying a wooden baseball-type
bat and approached the van swinging it at Coffey,
although Coffey was unable
later to say whether the bat struck him. Five or six sounds, described
respectively as "pops" or "cracking
sounds" by Muir and Jupp, were heard.
Coffey fell face down to the ground. The respondent and his passenger rushed
back to their
vehicle and quickly drove off. Jupp said that Spizzirri ran from
behind the van, that they got into Spizzirri's car and drove off.
Spizzirri was
carrying a shortened rifle or gun. Someone in the respondent's vehicle threw
the bat out of the window. A bat, which
Jupp said resembled the one used by the
respondent's passenger, was recovered by police. The Court of Appeal referred
to it as a
"less than full-sized wooden baseball bat but ... well capable
of being used effectively as a weapon to inflict serious
injury."[102]
This is an accurate description of the bat produced on the hearing of this
appeal.
- Under
cross-examination, Jupp said that he understood there was going to be some
physical violence, but he thought it was to be a
"punch-up" or "fisticuffs". He
had not heard mention of the use of a gun or a bat. He recalled hearing
someone, he thought the
respondent, saying that his passenger was to give Coffey
a "touch-up". It had been intended that Jupp would drive Coffey's van from
the
scene.
- The
respondent's co-accused were acquitted. Booth was found not guilty by the jury
but they could not reach a verdict with respect
to Spizzirri, who was retried
and found not guilty on both counts. The case against Booth depended upon
evidence identifying him
as the respondent's passenger; that against Spizzirri
required the acceptance of Jupp's evidence as well as that of other witnesses.
These outcomes did not affect the case against the respondent, which did not
depend upon the conviction of the principal offender,
but upon proof of the
doing of an act by that person by evidence admissible as against the
respondent[103].
And it depended upon the extension of criminal responsibility for offences
committed in the prosecution of a common unlawful purpose
by s 8 of the
Criminal
Code (Q)[104]
("the Code").
Section 8
- Section 8
provides:
"When 2 or more persons form a common intention to prosecute an unlawful purpose
in conjunction with one another, and in the prosecution
of such purpose an
offence is committed of such a nature that its commission was a probable
consequence of the prosecution of such
purpose, each of them is deemed to have
committed the offence."
(In the Courts below "common plan", "the plan" and the "common intention" or
"common intent" were used as shorthand expressions for
the words in s 8, "a
common intention to prosecute an unlawful purpose". In these reasons, for the
most part, the expression
"the common purpose" is used.)
- Section 8
is preceded by s 7, which deals with persons who are deemed to be principal
offenders. It includes "every person
who actually does the act or makes the
omission which constitutes the
offence"[105],
and any person who does or omits to do an act for the purpose of enabling or
aiding another to commit the
offence[106],
who aids another in committing the
offence[107]
and who counsels or procures another to commit the
offence[108].
- The
purpose of s 8 is to extend the criminal responsibility of the parties to a
common purpose to an offence other than that
which was intended to be committed.
The section limits the extension of that responsibility by requiring that the
nature of the offence
committed be such as to be a probable consequence of the
common purpose. The test of probable consequence reflects the historical
approach of the common law. The foundations for provisions such as s 8 may
be traced to Sir Matthew
Hale[109] and
reference to it is made in Foster's Crown
Law[110].
Responsibility does not depend upon the foresight of the parties to the common
purpose. Although the common law has come to embrace
such a test, the test in
s 8 is an objective
one[111].
- Section 10A(2)
of the
Code[112]
makes plain that criminal responsibility extends to any offence that is a
probable consequence of the prosecution of the common purpose,
regardless of
what offence is proved against the principal offender.
The reasoning of the Court of Appeal
- The
Court of Appeal (McMurdo P, Holmes JA and Atkinson J) set aside
the conviction but did not order a
retrial[113].
The Court entered a verdict of
acquittal[114]
for the offence for which the respondent had been convicted and for the offence
of grievous bodily harm
simpliciter[115].
The Court held that a jury, properly instructed, could not have excluded an
inference that Spizzirri was acting independently of
the common planned
intention with respect to the attack upon
Coffey[116].
- The
use of the gun in the attack is central to the reasons of the Court. The
offence, to which s 8 referred, was the shooting.
The possession or use of
a gun was considered to be a necessary component of the common purpose, if it
was to be concluded that
the shooting was a probable consequence of that
purpose. It was not necessary for the Court to consider whether, in terms of
the
section, the offence committed was of such a nature as to be a probable
consequence of the common purpose. On the approach the Court
took, that test
could not be satisfied by the prosecution.
- The
trial judge initially directed the jury by reference to the terms of s 8.
His Honour said that it was necessary for the
members of the jury to be
satisfied beyond reasonable
doubt[117]:
"(1) that there was a common intention to prosecute an unlawful plan. You must
consider fully and in detail what was any unlawful
purpose and what its
prosecution was intended to involve;
(2) that the offence of attempted murder, or alternatively doing
grievous bodily harm with intent, was committed in the prosecution or
carrying
out of that purpose. You must consider carefully what was the nature of any
actual crime committed; and
(3) that any offence in fact committed was of such a nature that its
commission was a probable consequence of the prosecution
of that purpose."
(emphasis as added by the Court of Appeal)
- The
Court of Appeal held that the trial judge misdirected the jury as to the
description of the "offence ... of such a nature"
for the purposes of
s 8. It said that it was not the "generic offence" of doing grievous
bodily harm with intent, as the trial
judge had directed, but "the act which
rendered Spizzirri liable to punishment, namely, discharging a bullet or bullets
and so causing
grievous bodily
harm."[118]
This was said to follow from R v
Barlow[119]
and other
authorities[120].
- It
was the view of the Court that an ultimate inference of guilt required that the
common purpose involve the possession or use of
a gun in the attack or that it
expressly permit those actions. At the conclusion of its reasons for making the
orders for acquittal
the Court
said[121]:
"The present case is distinguishable from Reg v Smith
(Wesley)[122]
where the secondary offender knew that the principal offender, who stabbed the
deceased, was carrying a knife. Had the grievous
bodily harm in the present
case been effected with a baseball bat rather than a gun, then s 8 may well
have extended [the respondent's]
criminal liability for Coffey's
injuries ...[123].
But that was not the evidence here."
- Such
an approach explains why the Court of Appeal considered that the trial judge's
invitation to the jury, to consider that the
common purpose was "to visit a
serious assault upon, to occasion some serious harm to Mr Coffey", was
misleading. Moreover,
the Court considered that there were two alternative
inferences open to the jury, which were consistent with the respondent's
innocence.
The common intention could have been "merely to moderately assault
Coffey"[124].
At the other end of the scale it might be inferred that it was intended that he
be assaulted with the
bat[125].
Critical to the Court's reasoning was that there was no plan for the attackers
to possess or use a firearm and no evidence of a
"broad plan to injure Coffey by
whatever means any of the participants might find available or bring to
hand"[126].
- The
trial judge had directed the jury in relation to those possible interpretations
of the common purpose, and in some detail. The
Court of Appeal held that the
trial judge should have emphasised the competing inferences and given the
direction referred to in
Knight v The
Queen[127] –
which the Court stated as being that "if two inferences are reasonably open, the
jury can draw the guilty inference
only if it is the only inference reasonably
open"[128].
- The
Court of Appeal held that the misdirections resulted in a miscarriage of
justice. When it came to consider whether a retrial
should be ordered, the
Court considered what may have been the common purpose and concluded that
Spizzirri may have been acting outside
it. This conclusion was seen as
supported by the abandonment of a plan to remove Coffey's
van[129],
presumably because that suggested that the shooting may have taken the other
parties to the attack by surprise. Inherent in the
Court's reasoning was the
notion, earlier referred to, that the common purpose must incorporate, in some
way, the use of a gun.
- The
starting point in the reasoning of the Court was the two alternative
inferences – that the plan may have been only
to assault Coffey by
the use of fists or that it involved the use of the bat. It followed, in the
view of the Court, "that Spizzirri's
use of the gun was entirely outside the
unlawful common plan instigated by [the
respondent]."[130]
The Court excluded the possibility that there had been a broader plan, one which
permitted the participants to use means of their
choice, on the basis that there
was no evidence of such a
plan[131].
- The
determination of what the common purpose was, and how that determination is
reached, are matters for the
jury[132].
If there had been a miscarriage of justice arising from misdirection, the Court
should not have undertaken those tasks for itself
and made the orders for
acquittal. It ought to have ordered a retrial. It is necessary then to
consider the directions given.
The common purpose
- The
approach taken by the Court of Appeal to a finding of common purpose was
doubtless influenced by its view that the proper identification
of the offence
actually committed was the shooting which caused the grievous bodily harm. That
factor informed its opinion of what
was necessary for the plan to be carried
out, if the respondent was to be held criminally responsible.
- In
answering the questions, as to the nature of the offence committed and what was
the common purpose, it is necessary to bear in
mind how s 8 operates. The
ultimate question which the section poses – whether the offence is of
such a nature as
to be a probable consequence of the common purpose –
is directed to the connection between the offence and the common
purpose. It is
that connection which is the basis for criminal responsibility. The section's
test for connection does not suggest
as necessary an approach which imports the
act involved in the offence into the finding of common purpose.
- The
operation of an identical
provision[133]
was described by Dixon and Evatt JJ in Brennan v The King in these
terms[134]:
"The expression 'offence ... of such a nature that its commission was a
probable consequence of the prosecution of such purpose'
fixes on the purpose
which there is a common intention to prosecute. It then takes the nature of the
offence actually committed.
It makes guilty complicity in that offence depend
upon the connection between the prosecution of the purpose and the nature of the
offence."
- The
inferences available as to what the common purpose may have been in a given case
will depend upon the evidence, viewed as a whole.
Section 8 does not
require the connection, between the offence actually committed and the common
purpose to be prosecuted,
to be established at the point when the common purpose
is determined as a fact. It provides for the requisite connection to be
determined
by the application of the test, whether the offence was the probable
consequence of the common purpose, after that purpose has been
ascertained.
- In
some cases, where physical injury or death has resulted, the evidence may
identify an unlawful purpose which involves the carrying
out of a specific act.
In Stuart v The
Queen[135]
it was to light a fire in a nightclub, where persons would be present, in order
to extort money from the operators of nightclubs
in Brisbane. And the carrying
out of an act, to cause physical injury, may be directed to a specific person.
In R v
Johnston[136],
to which the Court of Appeal directed attention in its
reasons[137],
it was
said[138]:
"where there is a plan to do an act of a specific kind to a person, for example
to assault him by punching him, an act of an entirely
different kind, for
example by shooting him, would not be an act of such a nature that its
commission was a probable consequence
of the prosecution of that
plan."
Davies JA went on to
say[139]:
"However here ... the jury [was] entitled to infer that the common intention to
which the appellant was a party was to do serious
harm to [the victim] by
whatever means seemed appropriate to ensure his
silence".
Similarly in
Brennan[140]
and in
Barlow[141]
it could be inferred that the plan involved the use of such violence as was
necessary. In Brennan it was necessary that the caretaker be overpowered
in order that the robbery succeed. The question which arose for the jury was
"whether the death which ensued from the force employed can ... be
considered as a probable
consequence"[142]
of the plan. Dixon and Evatt JJ held that it could, if the purpose in
which the appellant concurred "made it likely that his
confederates would, if
necessary, use violence and such a kind or degree of violence as would probably
cause
death."[143]
- It
is not to be expected that every plan involving the infliction of physical harm
will be detailed and include the means by which
it is to be inflicted. However
it may be possible to infer what level of harm is intended and from that point
to determine whether
the actual offence committed was a probable consequence of
a purpose so described.
- An
inference about the level of harm involved in the common purpose to be
prosecuted may be drawn from the general terms in which
an intended assault is
described, the motive for the attack and the objective sought to be achieved,
amongst other factors. Three
cases usefully illustrate such an approach. In
Varley v The
Queen[144]
the intention, similar to that stated in the present case, was to beat or "rough
up" the deceased. It was held that the plan involved
such violence as might
encompass the use of a baton or cosh by the police involved. In
Johnston[145],
it was said that the jury could infer that the plan was to inflict serious harm
upon the victim for two reasons: it was intended
to punish him for threatening
to go to the police and, more importantly, to ensure he did not do so. The
inference was therefore
possible that "a probable consequence of the prosecution
of this plan would be that serious injury would be inflicted ... by whatever
means seemed appropriate to achieve those
ends."[146]
Those means, it was held, included the use of a weapon such as a knife. And in
R v
Jeffrey[147]
it was decided to beat up the victim and then to do so again to prevent him
remembering the first attack. It could therefore be
inferred that an assault of
sufficient seriousness was contemplated such that death was a probable
consequence[148].
- Where
a method by which physical harm is to be inflicted has been discussed, or may be
inferred as intended, it does not follow that
the use of other means will
prevent a person being held criminally responsible. In some cases the means
intended to be used may
permit an inference as to the level of harm intended.
An offence involving such harm may be a probable consequence of such purpose
whatever means came to be used. It may be otherwise where the intended means
suggest no serious harm was intended and the offence
committed well exceeds such
a purpose.
- The
author of Foster's Crown Law contemplated that criminal responsibility
would
follow[149]:
"... if the principal in substance complieth with the temptation, varying only
in circumstance of time or place, or in the manner
of execution
...".
In Markby v The
Queen[150]
and in
Varley[151]
the use of the weapon in question was seen to be no more than an unexpected
incident in carrying out the common purpose, even if
its existence was not known
to the secondary
offender[152].
- In
the present case the trial judge was right to direct the jury to consider the
common purpose for which the prosecution contended,
namely that serious harm was
to be visited upon Coffey. Such an inference could be drawn from the evidence
identified by his Honour,
particularly that concerning the respondent's motive
for the attack, vengeance, and the inferences which might be drawn as to his
level of hostility to Coffey because of Coffey's duplicity. Far from limiting
the inference which might be drawn about common purpose,
the evidence with
respect to the use of the bat supported one of a general purpose, to inflict
serious harm. There can be no doubt
that such a weapon is capable of inflicting
grievous bodily harm, even if a gun may do so more efficiently. It would be an
odd result
if the respondent could be criminally responsible for grievous bodily
harm inflicted by means of a baseball-type bat but not by means
of a gun, when
the level of harm intended was achieved.
- There
can be no difficulty, in a case such as the present, in describing the unlawful
purpose as the infliction of serious physical
harm. In such a case it is not
correct to approach the determination of the common purpose by reference to the
means and thereby
determine the connection to which the objective test in
s 8 is directed. Further, the test to be applied under s 8 is
as to
the probable consequences of the common plan, not what the parties might have
foreseen. Even if the respondent had not anticipated
that a gun might be used,
he may nevertheless be held criminally responsible where it was used and caused
the very level of harm
that had been intended. In a case involving an objective
of this kind the means actually used may not assume importance in the
determination
of probable consequence.
Directions as to inferences
- A
common purpose involving the use of the bat to assault Coffey is not different
in nature from that of which the trial judge spoke,
one to occasion Coffey
serious harm. Such a purpose does not support a conclusion of the respondent's
innocence of the offence of
grievous bodily harm. An inference that something
less than serious harm was intended might have qualified to support the
respondent's
innocence, but the drawing of such an inference required acceptance
of part of Jupp's evidence and the rejection of other tenable
evidence. A
direction of the kind spoken of in
Knight[153]
could not be seen as necessary in these circumstances.
- A
direction such as that discussed in
Knight[154]
is not required to be given in every
case[155].
The direction, that a jury can only find, by inference, an element of the
offence charged if there is no other inference favourable
to the accused
reasonably open on the facts, may be called for when the prosecution relies upon
circumstantial evidence. But it
is no more than the amplification of the rule
that the prosecution must prove its case beyond reasonable
doubt[156].
- The
trial judge directed the jury as to the burden of proof and the drawing of
inferences. His Honour was not required to go further,
having regard to the
evidence. The evidence of Jupp, that something like the use of fists was all
that was intended, had to be weighed
against his evidence of the respondent's
stated intention, that his passenger "beat up" Coffey, of the respondent's
possible knowledge
of the intended use of the bat, his motive of vengeance, his
degree of hostility towards Coffey and his threats. If this evidence
was
accepted the jury could not conclude that anything less than serious harm was
intended.
- The
trial judge reminded the jury of Jupp's evidence and of the evidence to be
weighed against it in reaching a conclusion as to
what was intended. The
approach taken by his Honour is consistent with what was said in R v
Hillier[157],
namely that a circumstantial case is not to be considered
piecemeal[158].
It is of critical importance to recognise, in considering such a case, that "all
of the circumstances established by the evidence
are to be considered and
weighed in deciding whether there is an inference consistent with innocence
reasonably open on the
evidence."[159]
- There
was another inference which the Court of Appeal considered should have been
brought to the jury's attention. It concerned
that part of the plan, of which
Jupp spoke, which involved the removal of Coffey's van from the scene. The
trial judge had suggested
to the jury that the reason for such a plan was to
effect the removal of evidence of the attack. The Court of Appeal considered
that another inference, more favourable to the respondent, might be that it was
intended to sell it to recoup the debt owed by Coffey
to the respondent. The
evidence as to this aspect of the plan was of marginal relevance at trial. It
was not suggested by the Court
of Appeal that any failure to mention such an
inference could result in a miscarriage of justice. The only relevance of the
plan
to the reasoning of the Court was as to its abandonment. The Court
considered that that fact supported an inference that the shooting
was an act
independent of the common plan, presumably because it suggested the shooting may
have taken the other parties to the attack
by surprise. It assumes no
importance on this appeal.
The nature of the offence
- Barlow[160]
was concerned with whether a verdict of manslaughter was possible against a
secondary offender where a principal offender had been
convicted of murder. If
the "offence", to which s 8 refers, was limited to the offence as defined
in the Code, the result would
be that a person could avoid liability because the
principal alone had intended to commit murder, but the person had been party to
a plan to commit serious harm on the
deceased[161].
- A
possible escape from the difficulty of the language of the section was
identified by McPherson ACJ in R v
Jervis[162],
namely to read the word "offence" in s 8 in light of the definition in
s 2[163].
"Offence" is there defined as "an act or omission which renders the person doing
the act or making the omission liable to punishment".
Gibbs J in
Stuart had remarked that, to expand s 8 by reading the definition of
"offence" in s 2 into it, might obscure rather than illuminate
its meaning,
but as McPherson ACJ
observed[164],
his Honour was speaking by reference to the facts of that case. The solution
was applied by Brennan CJ, Dawson and Toohey JJ
in Barlow where
their Honours
said[165]:
"Section 2 of the Code makes it clear that 'offence' is used in the Code
to denote the element of conduct (an act or omission)
which, if accompanied by
prescribed circumstances, or if causing a prescribed result or if engaged in
with a prescribed state of
mind, renders a person engaging in the conduct liable
to punishment."
- Their
Honours pointed out that the section does not refer to the jury's verdict
against the principal offender, but their finding
on the evidence against the
secondary
offender[166].
It is the conduct of the principal offender upon which s 8 fastens, the
doing of the act or the making of the
omission[167].
The circumstances of the offence, including its result and the state of mind
which accompanied it define the offence as one of a
particular
"nature"[168].
Their Honours explained that the unlawful striking of a blow will constitute an
offence, the nature of which depends upon whether
the blow causes bodily harm or
grievous bodily harm or death and upon the specific intent with which the blow
is
inflicted[169].
Applied to the facts of that case, and absent the intention to cause death or
grievous bodily harm, the striking of the blow without
justification or excuse
and the resultant death rendered the principal offender liable to punishment for
manslaughter. If the striking
of the blow in those circumstances and with that
result were the probable consequence of the prosecution of the common purpose,
s 8
would render Barlow liable for manslaughter.
- It
is correct to say, following Barlow, that the shooting of the gun was the
act constituting the offence, the "nature" of which is derived from the grievous
bodily harm
it caused and the intention with which it was inflicted. The task
of the jury, presently under consideration, does not involve the
question which
arose in Barlow and the construction of the section to that end. The
question the jury was to address was whether the shooting which caused the
grievous bodily harm was an offence of such a nature that its commission was a
probable consequence of the common purpose, such as
they had found it to be. It
was necessary that the jury understood that composite
question[170],
the facts relevant to it and the relationship of those facts to such other in
the application of the section's test. The task of
the trial judge was to
formulate the issues as questions of fact for the
jury[171].
The shooting and the grievous bodily harm it caused were relevant facts and
necessary to be considered in connection with the common
purpose.
- The
trial judge identified the nature of the offence as the doing of grievous bodily
harm and identified the question posed by the
section. His Honour told the jury
that they must be satisfied beyond reasonable doubt that an offence of grievous
bodily harm (or
attempted murder) was committed in the prosecution of an
unlawful common purpose. If they were, they then had to consider whether
they
were satisfied beyond reasonable doubt "that the nature of the offence committed
was such that its commission was a probable
consequence of the prosecution or
furtherance or carrying out of the common unlawful purpose". His Honour then
directed the jury
as to the test of probable consequence and how it might be
applied. His Honour did not advert to the fact of the shooting as the
cause of
the grievous bodily harm, but this would have been apparent to the jury.
- The
Court of Appeal may have been concerned that if the offence was to be understood
as involving the infliction of grievous bodily
harm and the common purpose
involved a similar objective, the jury might consider that it was obliged to
conclude that that offence
was a probable consequence of that plan. In such a
situation the jury would have been so obliged. But such a conclusion would
merely
reflect the factual coincidence between offence and common purpose. That
situation could only arise if the jury had found the common
purpose to involve
the infliction of such a level of physical harm. The means employed to achieve
that level of harm, the shooting,
does not assume significance to such a
finding. The absence of a direction that the shooting was the offence for the
purposes of
s 8 could not have affected the reasoning of the jury to a
verdict. In these circumstances there was no miscarriage of
justice[172].
- The
shooting was addressed by the trial judge at another point in the summing-up.
An issue which had been raised by the defence
was whether Spizzirri's possession
and use of the gun could have reflected a misunderstanding of any plan,
unreasonably went beyond
its bounds or was a deliberate departure, on the part
of Spizzirri, from it. The resolution of these questions was dependent upon
the
finding by the jury as to common purpose. The trial judge directed the jury's
attention to these considerations. In so doing
the shooting was identified as
the relevant act to be considered in connection with the purpose.
The alternative charge
- The
Court of Appeal held that the charge of grievous bodily harm simpliciter ought
to have been left to the
jury[173].
The Court did not give detailed reasons for that opinion. It referred to the
provisions which permit such a
course[174]
and to the decision in
R v Rehavi[175].
In that case the evidence of an intention to assault was equivocal, but the
lesser charge was not put to the jury. The Court considered
that there was a
real risk that the jury, being persuaded that the appellant had inflicted
serious injury, would infer intent rather
than acquit him.
- A
trial judge's duty to ensure a fair trial does not mean that the lesser charge
must be left to a jury in every case. It is a question
of what justice to the
accused requires. Putting the lesser charge to a jury might jeopardise the
accused's chance of a complete
acquittal in some
cases[176].
- It
could not be said that the evidence of intention was weak in the present case,
having regard to the threats made by the respondent.
The defence strategy was
to suggest to the respondent's niece that they were not said in such a way, or
in a context, which conveyed
that they were made seriously. If the jury had
accepted this explanation the respondent may have been acquitted altogether,
whereas
he may well have been convicted of the lesser charge. The fact that the
respondent's counsel did not seek to have the lesser charge
put to the jury
confirms that a forensic advantage was sought by its
omission[177].
No miscarriage of justice can be said to have resulted.
Summary
- A
jury, properly instructed, was not obliged to conclude that the shooting was an
act independent of the common purpose. Such a
conclusion depended upon the
jury's finding as to that purpose. It was not necessary to that finding that
the jury determine whether
the plan of attack included the possession or use of
a gun. It was open to the jury to conclude that the common purpose was to
inflict
serious physical harm upon Coffey and the trial judge was correct to
direct the jury's attention to this inference. The means to
be used in the
prosecution of that purpose do not assume significance. No further direction
was required as to other possible inferences
beyond those that were given.
- A
trial judge should identify the offence and its nature for the jury, in
connection with the ultimate question posed by s 8.
However in this case
no miscarriage of justice resulted from the trial judge not mentioning the
shooting at this point.
Orders
- The
appeal should be allowed and the orders of the Court of Appeal of Queensland set
aside. In lieu thereof it should be ordered
that the appeal against conviction
to that Court be dismissed. The matter should be remitted to that Court to
determine the application
for leave to appeal against sentence.
[1] R v Keenan [2007] QCA 440.
[2] See R v Barlow (1997) 188
CLR 1; [1997] HCA 19.
[3] The Code is a Schedule to the
Criminal Code Act 1899 (Qld).
[4] [2008] UKHL 45; [2008] 3 WLR 264 at 267-268
[7]- [8]; [2008] UKHL 45; [2008] 4 All ER 351 at 355.
[5] [1999] 1 AC 1 at 12.
[6] [2003] UKPC 10 at [8] and [13]; cf
Chan Wing-Siu v The Queen [1985] AC 168 at 175.
[7] [2008] UKHL 45; [2008] 3 WLR 264 at 268 [10];
[2008] UKHL 45; [2008] 4 All ER 351 at 356 citing R v Powell (Anthony) [1999] 1 AC 1 at
16 per Lord Hutton.
[8] See eg R v Jervis [1993] 1
Qd R 643 at 652.
[9] See eg Barlow [1997] HCA 19; (1997) 188
CLR 1 at 32-33.
[10] The passage is cited at [2007]
QCA 440 at [4].
[11] See reasons of Hayne J at [84]
and reasons of Kiefel J at [126]-[127].
[12] [1997] HCA 19; (1997) 188 CLR 1.
[13] Reasons of Kiefel J at
[94]-[99].
[14] Reasons of Kiefel J at [106].
See also [2007] QCA 440 at [22].
[15] Reasons of Kiefel J at
[107]-[113].
[16] Reasons of Kiefel J at
[100]-[102].
[17] [1997] HCA 19; (1997) 188 CLR 1.
[18] See also [2007] QCA 440 at
[28].
[19] [2007] QCA 440 at
[29]- [32].
[20] [2007] QCA 440 at [31]
(emphasis added).
[21] The Code, s 668E.
[22] The Code, s 669.
[23] cf Dyers v The Queen
[2002] HCA 45; (2002) 210 CLR 285 at 297 [23] per Gaudron and Hayne JJ, 313-315 [79]-]83]
and 316-317 [86]-[90] of my own reasons; [2002] HCA 45.
[24] The respondent at his trial was
acquitted by the jury of the charge in the first count of the indictment
(attempted murder). See
[2007] QCA 440 at [1].
[25] [2007] QCA 440 at [60].
[26] [2008] HCATrans 347 at
3555.
[27] R v Van Den Bemd [1994] HCA 56; (1994)
179 CLR 137 at 139; [1994] HCA 56.
[28] cf Davern v Messel
[1984] HCA 34; (1984) 155 CLR 21 at 32, 53, 65, 70; cf at 64, 70; [1984] HCA 34.
[29] R v Benz [1989] HCA 64; (1989) 168 CLR
110 at 112; [1989] HCA 64; cf Gipp v The Queen [1998] HCA 21; (1998) 194 CLR 106 at
154-155 [138]; [1998] HCA 21; see also Barlow [1997] HCA 19; (1997) 188 CLR 1 at 45 and
Palko v Connecticut 302 US 319 at 325 (1937).
[30] Judiciary Act 1903
(Cth), s 37.
[31] [2007] QCA 440 at [63].
[32] [2007] QCA 440 at [62].
[33] Above, these reasons at [6],
[10].
[34] Cited [2007] QCA 440 at [22]
(emphasis added).
[35] Quoted by Kiefel J at
[106].
[36] [2007] QCA 440 at [21].
[37] Cited [2007] QCA 440 at [22]
(emphasis in original).
[38] Barlow [1997] HCA 19; (1997) 188 CLR 1
at 32; Jervis (1993) 1 Qd R 643 at 647.
[39] Garcia v National Australia
Bank Ltd [1998] HCA 48; (1998) 194 CLR 395 at 403 [17] per Gaudron, McHugh, Gummow and
Hayne JJ; [1998] HCA 48.
[40] Farah Constructions Pty Ltd
v Say-dee Pty Ltd [2007] HCA 22; (2007) 230 CLR 89 at 159 [158]; [2007] HCA 22.
[41] Garcia v National Australia
Bank Ltd [1998] HCA 48; (1998) 194 CLR 395 at 420-421 [64] of my own reasons.
[42] de Jersey, "Murder,
Manslaughter or Nothing: Delicious Irony, or, Will this Trial Judge Ever be
Satisfied?", (1997) 71 Australian Law Journal 716 at 722.
[43] (1997) 71 Australian Law
Journal 716 at 720-722.
[44] Reference was made to his
Honour's dissenting reasons in R v Jervis [1993] 1 Qd R 643 approved in
the Court of Appeal in Barlow sub nom Alexanderson (1996) 86 A Crim
R 77 at 92, 98-99. See (1997) 71 Australian Law Journal 716 at 716, but
disapproved by the majority in Barlow.
[45] [2007] QCA 440 at [33]
(citation omitted).
[46] [2007] QCA 440 at [33]- [37]
referring to Barlow [1997] HCA 19; (1997) 188 CLR 1 at 8-9, 10, 11, 13.
[47] [2007] QCA 440 at [38] citing
Barlow [1997] HCA 19; (1997) 188 CLR 1 at 43-44.
[48] [1997] HCA 19; (1997) 188 CLR 1 at 9. See also
reasons of Kiefel J at [131]-[132].
[49] [2007] QCA 440 at [34] citing
Barlow [1997] HCA 19; (1997) 188 CLR 1 at 10 (emphasis added).
[50] [2007] QCA 440 at [35] citing
Barlow [1997] HCA 19; (1997) 188 CLR 1 at 10. See also reasons of Hayne J at [86].
[51] Barlow [1997] HCA 19; (1997) 188 CLR 1
at 43-44, cited in [2007] QCA 440 at [38] (emphasis added).
[52] [2007] QCA 440 at [39].
[53] (1997) 71 Australian Law
Journal 716 at 722.
[54] cf Vallance v The Queen
[1961] HCA 42; (1961) 108 CLR 56 at 75-76; [1961] HCA 42.
[55] Zecevic v Director of Public
Prosecutions (Vict) [1987] HCA 26; (1987) 162 CLR 645 at 665; [1987] HCA 26.
[56] [1997] HCA 19; (1997) 188 CLR 1 at 32.
[57] [2007] QCA 440 at [41].
[58] [2006] HCA 34; (2006) 227 CLR 373 at 397 [76];
[2006] HCA 34.
[59] [1966] 2 QB 110.
[60] [1966] 2 QB 110 at 120.
[61] [2008] UKHL 45; [2008] 3 WLR 264; [2008] 4 All
ER 351.
[62] [2008] UKHL 45; [2008] 3 WLR 264 at 274 [20]
per Lord Bingham of Cornhill, 285 [61] per Lord Brown of Eaton-under-Heywood,
293 [94] per Lord Neuberger of Abbotsbury; [2008] UKHL 45; [2008] 4 All ER 351 at 361, 372,
379.
[63] (1553) 1 Plow 100 [75 ER 158].
See [2008] UKHL 45; [2008] 3 WLR 264 at 293 [94]; [2008] UKHL 45; [2008] 4 All ER 351 at 379.
[64] [1966] 2 QB 110 at 120
(emphasis added).
[65] This was the case in
Rahman. See [2008] UKHL 45; [2008] 3 WLR 264 at 272-273 [18]; [2008] UKHL 45; [2008] 4 All ER 351 at 360
citing the instruction to the jury of the trial judge in that case; cf R v
Anderson; R v Morris [1966] 2 QB 110 at 113-114; R v Uddin [1999] QB
431. See also R v Powell [1999] 1 AC 1 at 25-26.
[66] See Chang [1985] AC 168
at 175.
[67] Rahman [2008] UKHL 45; [2008] 3 WLR 264
at 281 [44] per Lord Rodger of Earlsferry citing R v Anderson; R v Morris
[1966] 2 QB 110 at 120; [2008] UKHL 45; [2008] 4 All ER 351 at 368.
[68] Rahman [2008] UKHL 45; [2008] 3 WLR 264
at 278 [35] per Lord Rodger of Earlsferry; [2008] UKHL 45; [2008] 4 All ER 351 at 366.
[69] [2008] UKHL 45; [2008] 3 WLR 264 at 269 [12]
per Lord Bingham of Cornhill; [2008] UKHL 45; [2008] 4 All ER 351 at 357.
[70] [2008] UKHL 45; [2008] 3 WLR 264 at 275 [22];
[2008] UKHL 45; [2008] 4 All ER 351 at 362.
[71] R v Uddin [1999] QB 431
at 441.
[72] Rahman [2008] UKHL 45; [2008] 3 WLR 264
at 275-276 [24] per Lord Bingham of Cornhill; [2008] UKHL 45; [2008] 4 All ER 351 at 363.
[73] The directions to the jury of
the trial judge in Rahman approved by Lord Bingham of Cornhill: [2008] UKHL 45; [2008] 3
WLR 264 at 276 [26]; [2008] UKHL 45; [2008] 4 All ER 351 at 363-364.
[74] Barlow [1997] HCA 19; (1997) 188 CLR 1
at 33 per my own reasons, citing Gilson v The Queen [1991] HCA 24; (1991) 172 CLR 353 at
365; [1991] HCA 24; Jervis [1993] 1 Qd R 643 at 665 and Hind and
Harwood [1995] QCA 202; (1995) 80 A Crim R 105 at 135 per Fitzgerald P.
[75] [1997] HCA 19; (1997) 188 CLR 1 at 40-41.
[76] [1997] HCA 19; (1997) 188 CLR 1 at 40.
[77] cf R v Jervis [1993] 1
Qd R 643 cited in Barlow [1997] HCA 19; (1997) 188 CLR 1 at 40.
[78] cf my own reasons in Clayton
v The Queen [2006] HCA 58; (2006) 81 ALJR 439 at 446 [41]; [2006] HCA 58; 231 ALR 500 at 509; [2006] HCA
58.
[79] cf [2007] QCA 440 at [60].
[80] See Rahman [2008] UKHL 45; [2008] 3 WLR
264 at 272 [18]; [2008] UKHL 45; [2008] 4 All ER 351 at 359 per Lord Bingham of Cornhill.
[81] The Code, s 668E(1A). See
Gilbert v The Queen (2000) 201 CLR 414; [2000] HCA 15; Festa v The
Queen (2001) 208 CLR 593; [2001] HCA 72.
[82] cf reasons of Hayne J at
[91].
[83] Amirthalingam, "Clarifying
Common Intention and Interpreting Section 34: Should There be a Threshold of
Blameworthiness for the
Death Penalty?" [2008] Singapore Journal of Legal
Studies 435 at 435.
[84] R v Keenan [2007] QCA
440 at [43].
[85] [2007] QCA 440 at [43].
[86] [2007] QCA 440 at [43].
[87] R v Barlow [1997] HCA 19; (1997) 188
CLR 1 at 10; [1997] HCA 19.
[88] [2007] QCA 440 at [56],
[60].
[89] [2007] QCA 440 at [61].
[90] [2007] QCA 440 at [22].
[91] Stuart v The Queen
[1974] HCA 54; (1974) 134 CLR 426 at 442-443 per Gibbs J; [1974] HCA 54.
[92] Stuart [1974] HCA 54; (1974) 134 CLR
426 at 442 per Gibbs J.
[93] [1974] HCA 54; (1974) 134 CLR 426 at 442.
[94] Stuart [1974] HCA 54; (1974) 134 CLR
426 at 442-443.
[95] [2007] QCA 440 at [44].
[96] s 7(1)(b).
[97] s 7(1)(c).
[98] s 7(1)(d).
[99] [2007] QCA 440 at [43].
[100] Alford v Magee [1952] HCA 3; (1952)
85 CLR 437 at 466; [1952] HCA 3.
[101] Alford v Magee [1952] HCA 3; (1952)
85 CLR 437 at 466; Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50 at 69 [49];
[2001] HCA 25.
[102] R v Keenan [2007] QCA
440 at [16].
[103] R v Barlow [1997] HCA 19; (1997) 188
CLR 1 at 11 per Brennan CJ, Dawson and Toohey JJ; [1997] HCA 19,
referring to Hui Chi-ming v The Queen [1992] 1 AC 34 at
42-43.
[104] The Criminal Code is
set out in Sched 1 to the Criminal Code Act 1899 (Q).
[105] Criminal Code, s
7(1)(a).
[106] Criminal Code, s
7(1)(b).
[107] Criminal Code, s
7(1)(c).
[108] Criminal Code, s
7(1)(d).
[109] Darkan v The Queen
(2006) 227 CLR 373 at 383 [29] per Gleeson CJ, Gummow, Heydon and
Crennan JJ; [2006] HCA 34, referring to Hale, Historia Placitorum
Coronae (1736), vol 1 at 617.
[110] Foster, A Report of Some
Proceedings on the Commission for the Trial of the Rebels in the Year 1746, in
the County of Surry; and of Other
Crown Cases, 3rd ed (1809)
at 369.
[111] Stuart v The Queen
[1974] HCA 54; (1974) 134 CLR 426 at 442 per Gibbs J, Menzies and Mason JJ agreeing;
[1974] HCA 54.
[112] Section 10A was inserted by
the Criminal Law Amendment Act 1997 (Q), Act No 3 of 1997,
which relevantly came into operation on 1 July 1997.
[113] R v Keenan [2007] QCA
440.
[114] Criminal Code, s
668E(1) and (2).
[115] Criminal Code, s
320.
[116] R v Keenan [2007] QCA
440 at [60].
[117] R v Keenan [2007] QCA
440 at [22].
[118] R v Keenan [2007] QCA
440 at [43].
[119] [1997] HCA 19; (1997) 188 CLR 1.
[120] Referring to R v
Brien and Paterson [1999] 1 Qd R 634; R v
Johnston [2002] QCA 74.
[121] R v Keenan [2007] QCA
440 at [61].
[122] [1963] 1 WLR 1200; [1963] 3
All ER 597.
[123] Referring to Varley v The
Queen (1976) 51 ALJR 243; 12 ALR 347.
[124] R v Keenan [2007] QCA
440 at [51].
[125] R v Keenan [2007] QCA
440 at [51].
[126] R v Keenan [2007] QCA
440 at [60].
[127] (1992) 175 CLR 495; [1992]
HCA 56.
[128] R v Keenan [2007] QCA
440 at [51].
[129] R v Keenan [2007] QCA
440 at [60].
[130] R v Keenan [2007] QCA
440 at [60].
[131] R v Keenan [2007] QCA
440 at [60].
[132] Brennan v The King
[1936] HCA 24; (1936) 55 CLR 253 at 261 per Starke J, 266 per Dixon and Evatt JJ;
[1936] HCA 24.
[133] Section 8 of the Criminal
Code (WA).
[134] [1936] HCA 24; (1936) 55 CLR 253 at
263-264; and see Stuart v The Queen (1974) 134 CLR 426 at 442,
443 per Gibbs J; R v Jeffrey [2003] 2 Qd R 306 at 315
per McPherson JA.
[135] [1974] HCA 54; (1974) 134 CLR 426.
[136] [2002] QCA 74.
[137] R v Keenan [2007] QCA
440 at [40].
[138] R v Johnston
[2002] QCA 74 at [33] per Davies JA.
[139] R v Johnston
[2002] QCA 74 at [33].
[140] [1936] HCA 24; (1936) 55 CLR 253.
[141] [1997] HCA 19; (1997) 188 CLR 1.
[142] [1936] HCA 24; (1936) 55 CLR 253 at 264 per
Dixon and Evatt JJ.
[143] [1936] HCA 24; (1936) 55 CLR 253 at
264.
[144] (1976) 51 ALJR 243; 12 ALR
347.
[145] [2002] QCA 74.
[146] R v Johnston [2002]
QCA 74 at [29] per Davies JA.
[147] [2003] 2 Qd R 306.
[148] R v Jeffrey [2003] 2
Qd R 306 at 318 per Davies JA.
[149] Foster, A Report of Some
Proceedings on the Commission for the Trial of the Rebels in the Year 1746, in
the County of Surry; and of Other
Crown Cases, 3rd ed (1809)
at 369 and see R v Tyler and Price (1838) 8 C & P 616
[1839] EngR 270; [173 ER 643].
[150] (1978) 140 CLR 108; [1978]
HCA 29.
[151] (1976) 51 ALJR 243; 12 ALR
347.
[152] Varley v The
Queen (1976) 51 ALJR 243 at 246 per Barwick CJ, Stephen, Mason, Jacobs
and Aickin JJ agreeing; 12 ALR 347 at 353; Markby v The Queen
(1978) 140 CLR 108 at 112 per Gibbs ACJ.
[153] [1992] HCA 56; (1992) 175 CLR 495.
[154] [1992] HCA 56; (1992) 175 CLR 495.
[155] Shepherd v The Queen
[1990] HCA 56; (1990) 170 CLR 573 at 578 per Dawson J; [1990] HCA 56.
[156] Knight v The Queen
[1992] HCA 56; (1992) 175 CLR 495 at 502 per Mason CJ, Dawson and Toohey JJ,
referring inter alia to Peacock v The King (1911) 13 CLR 619 at
634; [1911] HCA 66; Plomp v The Queen (1963) 110 CLR 234 at
243, 252; [1963] HCA 44; Shepherd v The Queen (1990) 170 CLR
573 at 578.
[157] (2007) 228 CLR 618; [2007]
HCA 13.
[158] R v Hillier [2007] HCA 13; (2007)
228 CLR 618 at 638 [48] per Gummow, Hayne and Crennan JJ referring to
Chamberlain v The Queen (No 2) (1984) 153 CLR 521 at 535 per
Gibbs CJ and Mason J; [1984] HCA 7.
[159] R v Hillier [2007] HCA 13; (2007)
228 CLR 618 at 637 [46] per Gummow, Hayne and Crennan JJ.
[160] [1997] HCA 19; (1997) 188 CLR 1.
[161] As observed in Barlow
(1997) 188 CLR 1 at 10-11 per Brennan CJ, Dawson and
Toohey JJ.
[162] [1993] 1 Qd R 643.
[163] R v Jervis [1993]
1 Qd R 643 at 652.
[164] R v Jervis [1993]
1 Qd R 643 at 653.
[165] Barlow [1997] HCA 19; (1997) 188 CLR
1 at 9.
[166] Barlow [1997] HCA 19; (1997) 188 CLR
1 at 8-9.
[167] Barlow [1997] HCA 19; (1997) 188 CLR
1 at 10.
[168] Barlow [1997] HCA 19; (1997) 188 CLR
1 at 10.
[169] Barlow [1997] HCA 19; (1997) 188 CLR
1 at 10.
[170] Alford v Magee [1952] HCA 3; (1952)
85 CLR 437 at 466 per Dixon, Williams, Webb, Fullagar and Kitto JJ; [1952]
HCA 3.
[171] Stevens v The Queen
[2005] HCA 65; (2005) 227 CLR 319 at 327 [18] per Gleeson CJ and Heydon J; [2005] HCA
65.
[172] Dhanhoa v The Queen
[2003] HCA 40; (2003) 217 CLR 1 at 14-15 [49] and 18 [60] per McHugh and Gummow JJ; [2003]
HCA 40.
[173] R v Keenan [2007] QCA
440 at [54].
[174] Criminal Code, ss
575, 579(2).
[175] [1999] 2 Qd R 640.
[176] R v Willersdorf
[2001] QCA 183 at [20] per Thomas JA, McPherson JA and
Chesterman J agreeing.
[177] See Harwood v The
Queen (2002) 188 ALR 296 at 300 [16]; [2002] HCA 20.
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