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Fardon v Attorney-General (Qld) [2004] HCA 46; (2004) 223 CLR 575; (2004) 210 ALR 50; (2004) 78 ALJR 1519 (1 October 2004)
Last Updated: 14 April 2010
HIGH COURT OF AUSTRALIA
GLEESON CJ,
McHUGH, GUMMOW, KIRBY, HAYNE, CALLINAN AND HEYDON JJ
ROBERT JOHN FARDON APPELLANT
AND
RODNEY JON WELFORD, ATTORNEY-GENERAL
FOR THE STATE OF QUEENSLAND RESPONDENT
Fardon v Attorney-General for the State of Queensland
[2004] HCA 46
1 October 2004
B104/2003 and B105/2003
ORDER
In matter B104 of 2003
Appeal from the decision of the Court of Appeal of the Supreme Court of
Queensland dated 23 September 2003 dismissed.
In matter B105 of 2003
- Declare
that section 13 of the Dangerous Prisoners (Sexual Offenders) Act
2003 (Q) is not beyond the legislative power of the State of Queensland.
- Remit
the cause to the Court of Appeal for hearing and determination of the remaining
issues on the appeal to that Court.
On appeal from Supreme Court of Queensland
Representation:
S R Southwood QC with P D Keyzer for the appellant (instructed by Prisoners'
Legal Service)
P A Keane QC, Solicitor-General of the State of Queensland, with
R V Hanson QC and R W Campbell for the respondent (instructed
by Crown
Solicitor for the State of Queensland)
Interveners:
H C Burmester QC with N L Sharp intervening on behalf of the Attorney-General of
the Commonwealth (instructed by Australian Government
Solicitor)
R J Meadows QC, Solicitor-General for the State of Western Australia, with K H
Glancy intervening on behalf of the Attorney-General
for the State of Western
Australia (instructed by Crown Solicitor's Office of Western
Australia)
R J Meadows QC, Solicitor-General for the State of Western Australia, with S G E
McLeish intervening on behalf of the Attorney-General
for the State of Victoria
(instructed by Victorian Government Solicitor)
M G Sexton SC, Solicitor-General for the State of New South Wales, with J G
Renwick intervening on behalf of the Attorney-General
for the State of New South
Wales (instructed by Crown Solicitor for New South Wales)
C J Kourakis QC, Solicitor-General for the State of South Australia, with
C D Bleby intervening on behalf of the Attorney-General
for the State of
South Australia (instructed by the Crown Solicitors Office of South
Australia)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Fardon v Attorney-General for the State of
Queensland
Constitutional law (Cth) – Judicial power of Commonwealth – Vesting
of federal jurisdiction in State courts – Act
empowering State court to
order continuing detention of persons convicted of serious sexual offences after
expiry of their sentence
where there is an "unacceptable risk" of the prisoner
committing a serious sexual offence in the future – Whether criterion
for
order of continuing detention devoid of content – Whether order for
continuing detention to protect the community an exercise
of judicial power
– Whether powers conferred by Act on State court incompatible with State
court being a suitable repository
of judicial power of the Commonwealth –
Whether powers conferred by Act on State court compromise the institutional
integrity
of State court.
Constitutional law (Q) – Powers of State Parliament – Separation of
powers – Act empowering State court to order
continuing detention of
persons convicted of serious sexual offences after expiry of their sentence
where there is an "unacceptable
risk" of the prisoner committing a serious
sexual offence in the future – Whether a law – Whether incompatible
with State
court being suitable repository of federal judicial power –
Whether public confidence in integrity or impartiality of judiciary
compromised.
Words and phrases – "unacceptable risk".
Constitution, Ch III.
Dangerous Prisoners (Sexual Offenders) Act 2003 (Q), s 8, Pt 2, Div
3.
- GLEESON
CJ. The issue in this matter is whether the Dangerous Prisoners (Sexual
Offenders) Act 2003 (Q) ("the Act") is valid. The suggested ground of
invalidity is that the Act, contrary to the requirements of Ch III of the
Constitution, involves the Supreme Court of Queensland in the process of
deciding whether prisoners who have been convicted of serious sexual
offences
should be the subject of continuing detention orders, on the ground that they
are a serious danger to the community. The
contrariety is said to lie in the
attempt by the Queensland Parliament to confer on the Supreme Court a function
which is incompatible
with the Court's position, under the Constitution, as a
potential repository of federal jurisdiction, the function being repugnant to
the Court's institutional integrity. The repugnancy
is claimed to be similar to
that identified in Kable v Director of Public Prosecutions
(NSW)[1].
- That
formulation of the issue reflects the constitutional context. An Act of the
Queensland Parliament provides, in certain circumstances, and subject to certain
procedures, for the continuing, preventive,
detention of serious sexual
offenders who have served their terms of imprisonment, and who are shown to
constitute a serious danger
to the community. No one would doubt the power of
the Queensland Parliament to legislate for the detention of such persons if they
were mentally
ill[2]. The
constitutional objection to the legislative scheme is not based, or at least is
not directly based, upon a suggested infringement
of the appellant's human
rights. The objection is based upon the involvement of the Supreme Court of
Queensland in the process.
It is the effect of the legislation upon the
institutional integrity of the Supreme Court, rather than its effect upon the
personal
liberty of the appellant, that is said to conflict with the
requirements of the Constitution. There is a paradox in this. As
Charles JA pointed out in
R v Moffatt[3]
(a case in which there was an unsuccessful challenge, on similar grounds, to
Victorian legislation providing for the imposition of
indefinite sentences on
dangerous persons convicted of certain serious offences), it might be thought
surprising that there would
be an objection to having detention decided upon by
a court, whose proceedings are in public, and whose decisions are subject to
appeal, rather than by executive decision. Furthermore, as Williams JA
pointed out in this case, there is other Queensland
legislation[4]
under which indefinite detention may be imposed at the time of sentencing
violent sexual offenders who are regarded as a serious
danger to the community.
If it is lawful and appropriate for a judge to make an assessment of danger to
the community at the time
of sentencing, perhaps many years before an offender
is due to be released into the community, it may be thought curious that it
is
inappropriate for a judge to make such an assessment at or near the time of
imminent release, when the danger might be assessed
more accurately.
- There
are important issues that could be raised about the legislative policy of
continuing detention of offenders who have served
their terms of imprisonment,
and who are regarded as a danger to the community when released. Substantial
questions of civil liberty
arise. This case, however, is not concerned with
those wider issues. The outcome turns upon a relatively narrow point,
concerning
the nature of the function which the Act confers upon the Supreme
Court. If it is concluded that the function is not repugnant to the
institutional integrity of that Court,
the argument for invalidity fails. That
was the conclusion reached by a majority in the Court of Appeal of Queensland
(de Jersey CJ
and Williams JA; McMurdo P
dissenting)[5].
The appellant
- On
8 October 1980, the appellant was sentenced to imprisonment for 13 years
for rape. After serving eight years of that sentence
he was released on parole.
Twenty days after his release he committed further offences of rape, sodomy and
assault occasioning actual
bodily harm. He was sentenced to 14 years
imprisonment. That sentence expired on or about 30 June 2003. The Act came
into force on 6 June 2003. On 17 June 2003, the Attorney-General of Queensland
applied for an interim detention order. A series
of short-term interim orders
were made. It was the first of those orders that was the subject of the appeal
to the Court of Appeal,
and is the subject of this appeal. In the meantime,
White J dealt with the matter on a final basis (subject to the Act's scheme
for periodic review). Her Honour made the following findings:
"What is of major concern is the failure by [the appellant] to participate in
or to participate to completion in a course or courses
of therapy ... For some
ten years there have been efforts made to assist [the appellant] towards
reintegration into the community
... He has, for the most part, chosen not to
take some responsibility for his own rehabilitation and engage in appropriate
treatment
...
There is a great deal of guidance to be found in the most recent reports and
evidence ... This could be further explored. The
goal must be one of
rehabilitation if [the appellant] is to remain detained and, with [the
appellant's] co-operation, appropriate
treatment together with staged
reintegration as recommended by Dr Moyle may lead to a positive outcome
when this order is reviewed.
But until that occurs, [the appellant] must be
detained so that the community may be adequately
protected."
The Act
- The
objects of the Act are stated in s 3:
"3 The objects of this Act are –
(a) to provide for the continued detention in custody or supervised release of
a particular class of prisoner to ensure adequate
protection of the community;
and
(b) to provide continuing control, care or treatment of a particular class of
prisoner to facilitate their rehabilitation."
- Under Pt
2, Div 3 of the Act, the Supreme Court may order, in respect of a prisoner
serving imprisonment for a serious sexual offence, that the prisoner be detained
in custody for an indefinite term, or that, upon release, the prisoner be
subject to continuing supervision. Any continuing detention
order is subject to
periodic review. The Court may make such an order only if satisfied that the
person would constitute a serious
danger to the community, the danger taking the
form of "an unacceptable risk that the prisoner [would] commit a serious sexual
offence"
(s 13(2)). The onus of establishing the serious danger to the
community rests on the Attorney-General. It can only be discharged by
acceptable,
cogent evidence which satisfies the Court to a high degree of
probability (s 13(3)). Detailed reasons must be given for any order
(s 17). There is an appeal to the Court of Appeal. Provision for interim
orders is made (s 8). The appellant challenges the validity of both
s 8 and s 13.
Protection of the community
- In
1975, Robert Charles Vincent Veen, who had stabbed and killed a man, and who had
been charged with murder, was found guilty of
manslaughter on the ground of
diminished responsibility. Some four years earlier, he had been convicted of
malicious wounding with
a knife. The sentencing judge in the Supreme Court of
New South Wales found that he suffered from brain damage which could cause
uncontrolled aggression when he was affected by alcohol. The judge said he was
likely to kill or injure someone if he was released,
and imposed a sentence of
life imprisonment for the protection of the community. This Court upheld an
appeal, and reduced the sentence
to imprisonment for twelve years: Veen v
The
Queen[6].
- Veen
was released in January 1983. In October 1983, he stabbed and killed a man.
The Crown accepted a plea of guilty to manslaughter
on the ground of diminished
responsibility. Once again, a judge of the Supreme Court of New South Wales
sentenced him to life imprisonment,
on the ground that he was a danger to
society, and was likely to kill again when released. That sentence was upheld
by this Court:
Veen v The Queen [No
2][7].
- This
is not the occasion to seek to reconcile those two decisions. The facts of the
case reveal a common problem with which courts
and legislatures have to deal.
Although he dissented in the second case, Deane J
said[8]:
"[T]he protection of the community obviously warrants the introduction of some
acceptable statutory system of preventive restraint
to deal with the case of a
person who has been convicted of violent crime and who, while not legally
insane, might represent a grave
threat to the safety of other people by reason
of mental abnormality if he were to be released as a matter of course at the end
of
what represents a proper punitive sentence. Such a statutory system could,
one would hope, avoid the disadvantages of indeterminate
prison sentences by
being based on periodic orders for continuing detention in an institution other
than a gaol and provide a guarantee
of regular and thorough review by
psychiatric and other experts."
- The
hope expressed in the final sentence relates to a matter of legislative policy
rather than constitutional significance. That,
no doubt, is why it was
described as a hope about a statutory system.
- As
was pointed out in
Engert[9],
people suffering from mental disorders frequently come into collision with the
criminal justice system, and discretionary sentencing
decisions must take into
account a number of sometimes competing considerations, including the protection
of society. The law is
a normative science, and many of its rules and
principles are based upon assumptions about volition that would not necessarily
be
accepted as accurate by psychiatrists. In United States v
Chandler[10],
Chief Judge Haynsworth said:
"The criminal law exists for the protection of society. Without undue harm to
the interests of the society it protects, it can
exclude from its moral
judgments those whose powers of intellect or will are so far impaired that they
have no substantial control
of their conduct. It can afford, too, elimination
of the last vestiges of the notion of punishment for punishment's sake and a
further
implementation of the principles of rehabilitation, deterrence and,
wherever necessary, the ultimate isolation from society of those
individuals who
have no capacity for the adjustments necessary to conform their conduct as
active members of a free society to the
requirements of the law. The law may
not serve its purpose, however, should it embrace the doctrines of determinism.
Should the
law extend its rule of immunity from its sanctions to all those
persons for whose deviant conduct there may be some psychiatric explanation,
the
processes of the law would break down and society would be forced to find other
substitutes for its protection. The law must
proceed upon the assumption that
man, generally, has a qualified freedom of will, and that any individual who has
a substantial capacity
for choice should be subject to its sanctions. At least,
we must proceed upon that assumption until there have been devised more
symmetrical solutions to the many faceted problems of society's treatment of
persons charged with commission of crimes."
- The
way in which the criminal justice system should respond to the case of the
prisoner who represents a serious danger to the community
upon release is an
almost intractable problem. No doubt, predictions of future danger may be
unreliable, but, as the case of Veen shows, they may also be right.
Common law sentencing principles, and some legislative regimes, permit or
require such predictions
at the time of sentencing, which will often be many
years before possible release. If, as a matter of policy, the unreliability
of
such predictions is a significant factor, it is not necessarily surprising to
find a legislature attempting to postpone the time
for prediction until closer
to the point of release.
- Legislative
schemes for preventive detention of offenders who are regarded as a danger to
the community have a long
history[11].
Inebriates have been the subject of special legislation of that
kind[12]. So
have recidivists, or "habitual
criminals"[13].
Some Australian States have enacted legislation which provides for indefinite
sentences where a sentencing judge is satisfied that
a serious offender is a
danger to the
community[14].
In the United Kingdom, the Powers of Criminal Courts (Sentencing) Act
2000 allows a judge to pass a custodial sentence longer than commensurate with
the seriousness of an offence in order to protect
the public from harm
(s 80(2)(b)). In R (Giles) v Parole
Board[15],
the House of Lords examined in some detail the law of various European countries
on the subject, and the Strasbourg jurisprudence.
In the United States, regimes
of "civil commitment" of dangerous offenders have frequently been subjected to
constitutional
scrutiny[16].
- Plainly,
the lawfulness of systems of preventive detention is considered in the light of
the particular constitutional context.
In the United States, the right to
substantive due process is significant. In Canada, the Charter of Rights and
Freedoms must be
considered[17].
In Australia, the Constitution does not contain any general statement of rights
and freedoms. Subject to the Constitution, as a general rule it is for the
federal Parliament, and the legislatures of the States and Territories, to
consider the protection
of the safety of citizens in the light of the rights and
freedoms accepted as fundamental in our society. Principles of the common
law,
protective of such rights and freedoms, may come into play in the application
and interpretation of valid
legislation[18].
The constitutional objection to the legislative scheme presently under
consideration has already been identified. It is convenient
to consider it by
reference to the decision of this Court in Kable.
Kable
- The
decision in Kable established the principle that, since the Constitution
established an integrated Australian court system, and contemplates the exercise
of federal jurisdiction by State Supreme Courts,
State legislation which
purports to confer upon such a court a function which substantially impairs its
institutional integrity,
and which is therefore incompatible with its role as a
repository of federal jurisdiction, is invalid.
- The
New South Wales legislation in question in that case provided for the preventive
detention of only one person, Mr Kable.
As was pointed out by
Dawson J, the final form of the legislation had a number of curious
features, because of its parliamentary
history[19].
It was originally framed as a law of general application, but an amendment
confined its application to the appellant. The object
of the statute in its
final form was said to be to protect the community by providing for the
preventive detention of Gregory Wayne
Kable. Toohey J said that the
extraordinary character of the legislation and of the functions it required the
Supreme Court
to perform was highlighted by the operation of the statute upon
one named person
only[20]. In
that respect, he said, the statute was virtually unique. Senior counsel for the
appellant in the case argued that the legislation
was not a carefully calculated
legislative response to a general social problem; it was legislation ad
hominem[21].
That argument was accepted. The members of the Court in the majority considered
that the appearance of institutional impartiality
of the Supreme Court was
seriously damaged by a statute which drew it into what was, in substance, a
political
exercise[22].
- The
minor premise of the successful argument in Kable was specific to the
legislation there in question. It is the major premise – the general
principle – that is to be applied
in the present case.
- It
is unnecessary in this case to decide whether, under the Constitution, the
federal Parliament could enact a valid law imposing on a court a function
comparable to that conferred by the Act on the Supreme
Court of Queensland. The
Act is State legislation, and the suggested ground of invalidity is that
identified in the decision in
Kable; a ground based upon the involvement
of the Supreme Court in the decision-making process as to detention. Indeed, in
the course
of argument, senior counsel for the appellant acknowledged that his
challenge to the validity of the Act would disappear if the power
to make the
relevant decision were to be vested in a panel of psychiatrists (or, presumably,
retired judges).
- The
Act is a general law authorising the preventive detention of a prisoner in the
interests of community protection. It authorises
and empowers the Supreme Court
to act in a manner which is consistent with its judicial character. It does not
confer functions
which are incompatible with the proper discharge of judicial
responsibilities or with the exercise of judicial power. It confers
a
substantial discretion as to whether an order should be made, and if so, the
type of order. If an order is made, it might involve
either detention or
release under supervision. The onus of proof is on the Attorney-General. The
rules of evidence apply. The
discretion is to be exercised by reference to the
criterion of serious danger to the community. The Court is obliged, by
s 13(4)
of the Act, to have regard to a list of matters that are all
relevant to that criterion. There is a right of appeal. Hearings are
conducted
in public, and in accordance with the ordinary judicial process. There is
nothing to suggest that the Supreme Court is
to act as a mere instrument of
government policy. The outcome of each case is to be determined on its
merits.
- It
might be thought that, by conferring the powers in question on the Supreme Court
of Queensland, the Queensland Parliament was
attempting to ensure that the
powers would be exercised independently, impartially, and judicially. Unless it
can be said that there
is something inherent in the making of an order for
preventive, as distinct from punitive, detention that compromises the
institutional
integrity of a court, then it is hard to see the foundation for
the appellant's argument. As was noted above, there is legislation,
in
Queensland and elsewhere, providing for sentencing judges to impose indefinite
sentences, or sentences longer than would be commensurate
with the seriousness
of a particular offence, by way of response to an apprehension of danger to the
community. The validity of
such legislation, when tested against the
Kable principle, was upheld in Moffatt. We were not invited to
hold that Moffatt was wrongly decided. The existence of legislation of
that kind makes it difficult to maintain a strict division between punitive
and
preventive detention. Furthermore, as Veen [No 2] held, common
law sentencing principles have long accepted protection of the community as a
relevant sentencing consideration. The
fate of the victim in that case had been
foreseen, and foretold, by a sentencing judge years before. The devising of an
appropriate
community response to the problem referred to by Deane J in the
passage from Veen [No 2] quoted above raises difficult questions
involving the reconciliation of rights to liberty and concerns for the
protection of the
community. Such issues typically arise in the case of a small
number of unfortunate individuals who suffer disorders which make
them dangerous
to others.
- It
cannot be a serious objection to the validity of the Act that the law which the
Supreme Court of Queensland is required to administer
relates to a subject that
is, or may be, politically divisive or sensitive. Many laws enacted by
parliaments and administered by
courts are the outcome of political controversy,
and reflect controversial political opinions. The political process is the
mechanism
by which representative democracy functions. It does not compromise
the integrity of courts to give effect to valid legislation.
That is their
duty. Courts do not operate in a politically sterile environment. They
administer the law, and much law is the outcome
of political action.
- It
was argued that the test, posed by s 13(2), of "an unacceptable risk that
the prisoner will commit a serious sexual offence"
is devoid of practical
content. On the contrary, the standard of "unacceptable risk" was referred to
by this Court in M v
M[23] in
the context of the magnitude of a risk that will justify a court in denying a
parent access to a child. The Court warned against
"striving for a greater
degree of definition than the subject is capable of yielding". The phrase is
used in the Bail Act 1980 (Q), which provides that courts may deny bail
where there is an unacceptable risk that an offender will fail to appear
(s 16). It is not devoid of content, and its use does not warrant a
conclusion that the decision-making process is a meaningless charade.
- In
some of the reasons in Kable, references were made to the capacity of the
legislation there in question to diminish public confidence in the judiciary.
Those
references were in the context of a statute that was held to impair the
institutional integrity of a court and involve it in an ad hominem
exercise. Nothing that was said in Kable meant that a court's opinion of
its own standing is a criterion of validity of
law[24].
Furthermore, nothing would be more likely to damage public confidence in the
integrity and impartiality of courts than judicial
refusal to implement the
provisions of a statute upon the ground of an objection to legislative policy.
If courts were to set out
to defeat the intention of Parliament because of
disagreement with the wisdom of a law, then the judiciary's collective
reputation
for impartiality would quickly disappear. This case involves no
question of the interpretation of an ambiguous statute, or of the
application of
the common law. It concerns a specific challenge to the validity of a State law
on the ground that it involves an
impermissible attempt to resolve a certain
kind of problem through the State's judicial process.
Conclusion
- The
decision of the Court of Appeal was correct. The challenge to the validity of
the Act fails. The appeal from the Court of Appeal
in relation to the interim
orders should be dismissed. In relation to the cause partly removed to this
Court, it should be declared
that s 13 of the Act is valid, and the matter
should be remitted to the Court of Appeal for determination of the remaining
issues.
- McHUGH
J. Queensland legislation authorises the Supreme Court of that State to order
that a prisoner be detained in custody if it
is satisfied that there are
reasonable grounds for believing that the prisoner is a serious danger to the
community. In June 1989,
the appellant, Robert John Fardon was sentenced to 14
years imprisonment in respect of various sexual offences. His sentences expired
on or about 30 June 2003. He was detained in prison after the expiration of his
sentences under interim orders made under the legislation.
In November 2003,
the Supreme Court ordered that he be detained in custody for an indefinite term.
The question in this case is
whether the Queensland legislation is invalid
because it vests in the Supreme Court functions that are incompatible with its
role
as a repository of the judicial power of the Commonwealth. In my opinion,
the legislation is valid.
The material facts
- In
June 1989, Fardon pleaded guilty to offences of sodomy and unlawful assault of a
female. He pleaded not guilty, but was subsequently
convicted, of a charge of
rape of the same person. All offences were committed on 3 October 1988. On 30
June 1989, Fardon was sentenced
to 14 years imprisonment on two of the counts
and three years imprisonment on the third count, all sentences to be served
concurrently.
His sentences expired on or about 30 June 2003.
- On
6 June 2003, the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q)
("the Act") came into force. On 17 June 2003, the Attorney-General of the State
of Queensland filed an Originating Application under s 5 of the Act for an
order that Fardon be detained for an indefinite period under s 13. By a
series of interim detention orders, the first of which was made by Muir J in the
Supreme Court on 27 June 2003 under s 8 of the Act, Fardon was detained
until the Supreme Court heard the Attorney-General's Application. In
determining the first interim detention
order, Muir J also upheld the validity
of s 8 of the
Act[25].
- In
the meantime, Fardon appealed to the Queensland Court of Appeal against the
interim detention order of Muir J and his Honour's
subsequent judgment as to the
validity of s 8 of the Act. On 23 September 2003, the Court of Appeal (de
Jersey CJ and Williams JA, McMurdo P dissenting) dismissed the appeal against
the
interim detention order and judgment of Muir J and also upheld the validity
of the Act[26].
- In
November 2003, on the Attorney-General's Application, White J in the Supreme
Court ordered that Fardon be detained in custody
for an indefinite term. The
order was made under s 13 of the Act.
- White
J found[27]
that it was established "to the requisite standard that [Fardon] is a serious
danger to the community in that there is an unacceptable
risk that he will
commit a serious sexual offence if released from custody." Her Honour said
that a major concern
was[28]:
"the failure by [Fardon] to participate in or to participate to completion in a
course or courses of therapy which address his 'inner
world' and give him risk
minimisation strategies whether related to his violent sexual offending or
alcohol and drug relapse prevention."
Her Honour
said[29] that
Fardon "has, for the most part, chosen not to take some responsibility for his
own rehabilitation and engage in appropriate
treatment." The appellant then
appealed to the Court of Appeal against the order of White J.
- This
Court granted special leave to appeal against the dismissal by the Queensland
Court of Appeal of the appeal against the interim
detention order made under
s 8 by Muir J and his Honour's judgment upholding the validity of s 8
of the Act. Acting under s 40 of the Judiciary Act 1903 (Cth), this
Court also ordered that so much of the appeal pending in the Court of Appeal
against the order of White J as raised the
question of the validity of s 13
of the Act be removed into this Court. Both the appeal and the cause removed
were heard together.
Kable v Director of Public Prosecutions (NSW)
- The
appellant contends that the Act is invalid because it confers a jurisdiction and
powers on the Supreme Court of Queensland that is and are incompatible with the
exercise by that Court of federal jurisdiction. He contends that the decision
of this Court in Kable v Director of Public Prosecutions
(NSW)[30]
shows that this is so. In Kable, the Court held that the Community
Protection Act 1994 (NSW) was incompatible with Ch III of the
Constitution because it required the Supreme Court of New South Wales to order
the continued imprisonment of a specified person on the expiration
of his
sentence for manslaughter. The majority Justices in that case held that,
because State courts can be invested with federal
jurisdiction, State
legislation cannot confer jurisdiction or powers on State courts that
compromises their integrity as courts exercising
federal
jurisdiction[31].
The majority held that the terms of the Community Protection Act were
such that that Act compromised the integrity of the New South Wales Supreme
Court and undermined the power conferred on the Federal Parliament by the
Constitution to invest State courts with federal
jurisdiction[32].
- However,
the legislation that the Court declared invalid in Kable was
extraordinary. Section 3(1) of that Act declared that the object of the Act was
"to protect the community by providing for the preventive detention ... of
Gregory Wayne Kable." Section 3(3) declared that it "authorises the making
of a detention order against Gregory Wayne Kable and does not authorise the
making of a detention
order against any other person." It was thus ad
hominem legislation that, although dressed up as a Supreme Court legal
proceeding, had been enacted for the purpose of ensuring that Kable
remained in
prison when his sentence expired. Indeed, I thought that it made the Supreme
Court[33]:
"the instrument of a legislative plan, initiated by the executive government, to
imprison the appellant by a process that is far
removed from the judicial
process that is ordinarily invoked when a court is asked to imprison a
person."
As Gaudron J pointed
out[34]:
"The proceedings which the Act contemplates are not proceedings otherwise known
to the law. And except to the extent that the Act attempts to dress them up as
legal proceedings (for example, by referring to the applicant as 'the
defendant', by specifying that
the proceedings are civil proceedings and by
suggesting that the rules of evidence apply), they do not in any way partake of
the
nature of legal proceedings. They do not involve the resolution of a
dispute between contesting parties as to their respective legal
rights and
obligations. And as already indicated, the applicant is not to be put on trial
for any offence against the criminal law.
Instead, the proceedings are directed
to the making of a guess – perhaps an educated guess, but a guess
nonetheless –
whether, on the balance of probabilities, the appellant will
commit an offence of the kind specified in the definition of 'serious
act of
violence'. And, at least in some circumstances, the Act directs that that guess
be made having regard to material which would not be admissible as evidence in
legal proceedings." (footnotes
omitted)
- The
relevant provisions of the Act for the purpose of this case are set out in
Gummow J's reasons. The differences between the legislation considered in
Kable and the Act are substantial. First, the latter Act is not directed at
a particular person but at all persons who are serving a period of imprisonment
for "a serious sexual
offence"[35].
Second, when determining an application under the Act, the Supreme Court is
exercising judicial power. It has to determine whether, on application by the
Attorney-General, the Court
is satisfied that "there is an unacceptable risk
that the prisoner will commit a serious sexual offence" if the prisoner is
released
from
custody[36].
That issue must be determined in accordance with the rules of
evidence[37].
It is true that in form the Act does not require the Court to determine "an
actual or potential controversy as to existing rights or
obligations."[38]
But that does not mean that the Court is not exercising judicial power. The
exercise of judicial power often involves the making
of orders upon determining
that a particular fact or status exists. It does so, for example, in the cases
of matrimonial causes,
bankruptcy, probate and the winding up of companies. The
powers exercised and orders made by the Court under this Act are of the same
jurisprudential character as in those cases. The Court must first determine
whether there is "an unacceptable risk
that the prisoner will commit a serious
sexual offence". That is a standard sufficiently precise to engage the exercise
of State
judicial
power[39].
Indeed, it would seem sufficiently precise to constitute a "matter" that could
be conferred on or invested in a court exercising
federal
jurisdiction[40].
Third, if the Court finds that the Attorney-General has satisfied that standard,
the Court has a discretion as to whether it should
make an order under the Act
and, if so, what kind of
order[41]. The
Court is not required or expected to make an order for continued detention in
custody. The Court has three discretionary choices
open to it if it finds that
the Attorney-General has satisfied the "unacceptable risk" standard. It may
make a "continuing detention
order"[42], a
"supervision
order"[43] or
no order. Fourth, the Court must be satisfied of the "unacceptable risk"
standard "to a high degree of
probability"[44].
The Attorney-General bears the onus of proof. Fifth, the Act is not designed to
punish the prisoner. It is designed to protect the community against certain
classes of convicted sexual offenders
who have not been rehabilitated during
their period of imprisonment. The objects of the Act expressed in s 3
are:
"(a) to provide for the continued detention in custody or supervised release of
a particular class of prisoner to ensure adequate
protection of the community;
and
(b) to provide continuing control, care or treatment of a particular class of
prisoner to facilitate their
rehabilitation."
Sixth, nothing in the Act or the surrounding
circumstances[45]
suggests that the jurisdiction conferred is a disguised substitute for an
ordinary legislative or executive function. Nor is there
anything in the Act or
those circumstances that might lead to the perception that the Supreme Court, in
exercising its jurisdiction under the Act, is acting in conjunction with, and
not independently of, the Queensland legislature or executive government.
Does the Act compromise the institutional integrity of the Supreme Court of
Queensland?
- With
great respect to those who hold the contrary view, nothing in the Act or the
surrounding circumstances gives any ground for supposing that the jurisdiction
conferred by the Act compromises the institutional integrity of the Supreme
Court of Queensland. Nothing in the Act gives any ground for concluding that it
impairs the institutional capacity of the Supreme Court to exercise federal
jurisdiction
that the Federal Parliament has invested or may invest in that
Court. Nothing in the Act might lead a reasonable person to conclude that the
Supreme Court of Queensland, when exercising federal jurisdiction, might not
be
an impartial tribunal free of governmental or legislative influence or might not
be capable of administering invested federal
jurisdiction according to law.
- It
is a serious constitutional mistake to think that either Kable or the
Constitution assimilates State courts or their judges and officers with federal
courts and their judges and officers. The Constitution provides for an
integrated court system. But that does not mean that what federal courts cannot
do, State courts cannot do. Australia
is governed by a federal, not a unitary,
system of government. As Knox CJ, Rich and Dixon JJ pointed out in
Le Mesurier
v Connor[46]:
"The Parliament may create Federal Courts, and over them and their organization
it has ample power. But the Courts of a State are
the judicial organs of
another Government. They are created by State law; their existence depends upon
State law; that law, primarily
at least, determines the constitution of the
Court itself, and the organization through which its powers and jurisdictions
are exercised.
When a Court has been erected, its jurisdiction, whether in
respect of place, person or subject matter, may be enlarged or restricted.
The
extent of the jurisdiction of a State Court would naturally be determined by
State Law".
Application of Ch III to the States
- The
doctrine of the separation of powers, derived from Chs I, II and III of the
Constitution, does not apply as such in any of the States, including Queensland.
Chapter III of the Constitution, which provides for the exercise of federal
judicial power, invalidates State legislation that purports to invest
jurisdiction and
powers in State courts only in very limited circumstances. One
circumstance is State legislation that attempts to alter or interfere
with the
working of the federal judicial system set up by Ch
III[47].
Another is the circumstance dealt with in Kable: legislation that
purports to confer jurisdiction on State courts but compromises the
institutional integrity of State courts and
affects their capacity to exercise
federal jurisdiction invested under Ch III impartially and competently.
Subject to that
proviso, when the Federal Parliament invests State courts with
federal jurisdiction, it must take them as it finds them.
- Cases
in this Court have often demonstrated that, subject to the Kable
principle, the Parliament of the Commonwealth must take State courts as it finds
them[48].
Thus, the structure of a State court may provide for certain matters to be
determined by a person other than a judge – such
as a master or registrar
– who is not a component part of the court. If the Parliament of the
Commonwealth invests that court
with federal jurisdiction in respect of those
matters, the investiture does not contravene Ch III of the Constitution,
and that person may exercise the judicial power of the Commonwealth. Thus, in
The Commonwealth v Hospital Contribution
Fund[49],
this Court held that, notwithstanding that a Master of the Supreme Court of New
South Wales was not a component part of that Court,
under the Supreme Court
Act 1970 (NSW), orders made by the Master were orders of that Court in both
State and federal jurisdiction. Gibbs CJ
said[50]:
"He was the officer of the court by whom the jurisdiction and powers of the
court in the matter in question were normally exercised,
and an order made by
him, if not set aside or varied by the court, would take effect as an order of
the court. Although he was not
a member of the court he was, in my respectful
opinion, part of the organization through which the powers and jurisdiction of
the
court were exercised in matters of State jurisdiction, and through which
they were to be exercised in matters of federal jurisdiction
also, once the
court was invested with federal jurisdiction."
- Furthermore,
when investing a State court with federal jurisdiction, the Federal Parliament
cannot alter the structure of the court
by making an officer of the Commonwealth
a functionary of the court and empowering the officer to administer part of its
jurisdiction[51].
Nor can it invest State courts with federal jurisdiction and, contrary to the
open justice rule, require those courts to conduct
proceedings in closed
court[52]. Nor
can the Parliament require a State court invested with federal jurisdiction to
have trial by jury when the court is so organised
under State law that it does
not use that form of trial when exercising State
jurisdiction[53].
For example, Magistrates' Courts in this country do not provide for trial by
jury. If the Parliament, acting under s 77(iii) of the Constitution,
enacted a law purporting to invest a Magistrates' Court of a State with
jurisdiction to hear indictable offences and the law, expressly
or impliedly,
sought to require trial by jury in the Magistrates' Court, the law would be
invalid because a law that invests a State
court with federal jurisdiction must
take the court as it finds it. In any event, s 80 of the Constitution,
which requires trial by jury for federal indictable offences, would operate to
invalidate the law.
- Moreover,
as Gaudron J pointed out in
Kable[54]:
"[T]here is nothing to prevent the Parliaments of the States from conferring
powers on their courts which are wholly non-judicial,
so long as they are not
repugnant to or inconsistent with the exercise by those courts of the judicial
power of the Commonwealth."
Nor is there anything in the Constitution that would preclude the States from
legislating so as to empower non-judicial tribunals to determine issues of
criminal guilt or
to sentence offenders for breaches of the law. The Queensland
Parliament has power to make laws for "the peace welfare and good
government" of
that State[55].
That power is preserved by s 107 of the Commonwealth Constitution. Those
words give the Queensland Parliament a power as plenary as that of the Imperial
Parliament[56].
They would authorise the Queensland Parliament, if it wished, to abolish
criminal juries and require breaches of the criminal law
to be determined by
non-judicial tribunals. The content of a State's legal system and the
structure, organisation and jurisdiction
of its courts are matters for each
State. If a State legislates for a tribunal of accountants to hear and
determine "white collar"
crimes or for a tribunal of psychiatrists to hear and
determine cases involving mental health issues, nothing in Ch III of the
Constitution prevents the State from doing so. Likewise, nothing in Ch III
prevents a State, if it wishes, from implementing an inquisitorial,
rather than
an adversarial, system of justice for State courts. The powers conferred on the
Queensland Parliament by s 2 of the Constitution Act 1867 (Q)
are, of course, preserved subject to the Commonwealth Constitution.
However, no process of legal or logical reasoning leads to the conclusion that,
because the Federal Parliament may invest State
courts with federal
jurisdiction, the States cannot legislate for the determination of issues of
criminal guilt or sentencing by
non-judicial tribunals.
- The
bare fact that particular State legislation invests a State court with powers
that are or jurisdiction that is repugnant to the
traditional judicial process
will seldom, if ever, compromise the institutional integrity of that court to
the extent that it affects
that court's capacity to exercise federal
jurisdiction impartially and according to federal law. State legislation may
alter the
burden of proof and the rules of evidence and procedure in civil and
criminal courts in ways that are repugnant to the traditional
judicial process
without compromising the institutional integrity of the courts that must
administer that legislation. State legislation
may require State courts to
exercise powers and take away substantive rights on grounds that judges think
are foolish, unwise or
even patently unjust. Nevertheless, it does not follow
that, because State legislation requires State courts to make orders that
could
not be countenanced in a society with a Bill of Rights, the institutional
integrity of those courts is compromised.
- The
pejorative phrase – "repugnant to the judicial process" – is not the
constitutional criterion. In this area of constitutional
discourse, it is best
avoided, for it invites error. That which judges regard as repugnant to the
judicial process may be no more
than a reflection of their personal dislike of
legislation that they think unjustifiably affects long recognised rights,
freedoms
and judicial procedures. State legislation that requires State courts
to act in ways inconsistent with the traditional judicial
process will be
invalid only when it leads to the conclusion that reasonable persons might think
that the legislation compromises
the capacity of State courts to administer
invested federal jurisdiction impartially according to federal law. That
conclusion is
likely to be reached only when other provisions of the legislation
or the surrounding circumstances as well as the departure from the
traditional judicial process indicate that the State court might not be an
impartial tribunal that is independent
of the legislative and the executive arms
of government.
Conclusions
- In
my opinion, Kable does not govern this case. Kable is a decision
of very limited application. That is not surprising. One would not expect the
States to legislate, whether by accident
or design, in a manner that would
compromise the institutional integrity of their courts. Kable was the
result of legislation that was almost unique in the history of Australia. More
importantly, however, the background to and
provisions of the Community
Protection Act pointed to a legislative scheme enacted solely for the
purpose of ensuring that Mr Kable, alone of all people in New South Wales,
would be kept in prison after his term of imprisonment had expired. The terms,
background and parliamentary history of the legislation
gave rise to the
perception that the Supreme Court of that State might be acting in conjunction
with the New South Wales Parliament
and the executive government to keep Mr
Kable in prison. The combination of circumstances which gave rise to the
perception in Kable is unlikely to be repeated. The Kable
principle, if required to be applied in future, is more likely to be applied in
respect of the terms, conditions and manner of appointment
of State judges or in
circumstances where State judges are used to carry out non-judicial functions,
rather than in the context of
Kable-type legislation.
- In
this case, it is impossible to conclude that the Queensland Parliament or the
executive government of that State might be working
in conjunction with the
Supreme Court to continue the imprisonment of the appellant. Nor is it possible
to conclude that the Act
gives rise to a perception that the Supreme Court of
Queensland might not render invested federal jurisdiction impartially in
accordance
with federal law. The Act is not directed to a particular person but
to a class of persons that the Parliament might reasonably
think is a danger to
the
community[57].
Far from the Act giving rise to a perception that the Supreme Court of
Queensland is acting in conjunction with the Queensland
Parliament or the
executive government, it shows the opposite. It requires the Court to
adjudicate on the claim by the Executive
that a prisoner is "a serious danger to
the community" in accordance with the rules of evidence and "to a high degree of
probability".
Even if the Court is satisfied that there is an unacceptable risk
that the prisoner will commit a serious sexual offence if released
from custody,
the Court is not required to order the prisoner's continued detention or
supervised release. Furthermore, the Court
must give detailed reasons for its
order[58],
reasons that are inevitably subject to public scrutiny. It is impossible to
hold, therefore, that the Queensland Parliament and
the executive government
intend that the appellant's imprisonment should continue and that they have
simply used the Act "to cloak
their work in the neutral colors of judicial
action."[59]
On the contrary, the irresistible conclusion is that the Queensland Parliament
has invested the Supreme Court of Queensland with
this jurisdiction because that
Court, rather than the Parliament, the executive government or a tribunal such
as a Parole Board or
a panel of psychiatrists, is the institution best fitted to
exercise the jurisdiction.
Orders
- I
agree with the orders proposed by Gummow J.
- GUMMOW
J. On 30 June 1989, after a trial in the Supreme Court of Queensland at
Townsville before Kneipp J and a jury,
the appellant was convicted of rape,
sodomy and assault. He was sentenced to 14 years imprisonment.
- Thereafter,
the Penalties and Sentences Act 1992 (Q) ("the Sentences Act") was
enacted. Part 10 (ss 162-179) is headed "INDEFINITE SENTENCES".
Section 163(1) states:
"A court may, instead of imposing a fixed term of imprisonment, impose an
indefinite sentence on an offender convicted of a violent
offence
on –
(a) its own initiative; or
(b) an application made by counsel for the
prosecution."
A "violent offence" must be one attracting a penalty of imprisonment for life
(s 162). An application may be made only with the consent of the
Attorney-General (s 165). An order is subject to periodic review by a
court (s 171), but continues until a court orders that the indefinite term
of imprisonment is discharged (s 162). As s 163(1) indicates, this
system applies only as part of the trial process and thus had no application to
the pre-1992 conviction of the appellant.
- The
sentence imposed upon the appellant in 1989 was due to expire on or about
30 June 2003. Shortly before that date, that
is to say, on 6 June
2003, the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act")
came into force. It is the validity of the central provision of the Act,
s 13, which is now challenged in this Court.
The structure of the Act
- In
the Second Reading Speech on the Bill for the Act, the respondent, the
Attorney-General of Queensland,
said[60]:
"[T]he law has never regarded detention as legitimately authorised only for the
purpose of punishment for proven criminal offending.
Even the sentencing
process contemplates the factors of rehabilitation and protection of the public
be considered in deciding whether
to impose a custodial
sentence."
Both propositions may be accepted but they do not necessarily provide answers to
the challenge to validity of the legislation.
- Section 3
of the Act states:
"The objects of this Act are –
(a) to provide for the continued detention in custody or supervised release of
a particular class of prisoner to ensure adequate
protection of the community;
and
(b) to provide continuing control, care or treatment of a particular class of
prisoner to facilitate their rehabilitation."
- The
Act empowers the Trial Division of the Supreme Court, upon application pursuant
to s 5 by the Attorney-General, to make certain orders in relation to a
"prisoner". For this purpose, the term "prisoner" is defined in
s 5(6) as
follows:
"'prisoner' means a prisoner detained in custody who is serving a
period of imprisonment for a serious sexual offence, or serving a period of
imprisonment that includes a term of imprisonment for
a serious sexual offence,
whether the person was sentenced to the term or period of imprisonment
before or after the commencement of this section." (emphasis
added)
The phrase "serious sexual offence" is defined in the Schedule to the Act as
meaning:
"an offence of a sexual nature, whether committed in Queensland or outside
Queensland –
(a) involving violence; or
(b) against children".
The offences of which the appellant had been convicted on 30 June 1989
answered the description in par (a). Accordingly,
at the time the Act
commenced, the appellant was one who was then serving a period of imprisonment
for a serious sexual offence within the meaning of
the
legislation.
- After
what is identified in s 8 as a preliminary hearing, the Supreme Court may
make an "interim detention order" (s 8(2)) pending the hearing of an
application for an order under s 13. If the interim detention order
requires the detention of the prisoner in custody after the end of the
prisoner's period of imprisonment,
that person "remains a prisoner, including
for all purposes in relation to an application under this Act"
(s 8(3)).
The litigation
- Consecutive
interim detention orders under s 8 were made in the Supreme Court in
respect of the appellant by Muir J on
27 June 2003 (two days before he
otherwise would have ceased to be a prisoner), by Philippides J on
31 July 2003,
and by Atkinson J on 2 October 2003. In the
meantime, on 23 September 2003, the Court of Appeal (de Jersey CJ
and Williams JA; McMurdo P
dissenting)[61]
had dismissed an appeal against the order made by Muir J on 27 June
2003 and the judgment of Muir J delivered on 9 July
2003 in which the
validity of s 8 of the Act had been upheld. The suggested grounds of
invalidity of s 8 resembled those upon which s 13 is now attacked.
- Section 13
of the Act provides for the making of two species of order: a "supervision
order" involving release from custody subject to appropriate conditions;
and a
"continuing detention order" (s 13(5)). In each case, the "paramount
consideration" for the Supreme Court is "the need to ensure adequate protection
of the community" s 13(6)).
- The
respondent's application under s 13 for a "continuing detention order" was
heard by White J on 27-30 October 2003. On 6 November 2003, her
Honour, after
delivery of detailed reasons, made an order as
follows[62]:
"Robert John Fardon be detained in custody for an indefinite term for control,
care and treatment."
- An
appeal to the Court of Appeal against the order made by White J was
instituted and, by order of this Court made on 18 December
2003 under
s 40 of the Judiciary Act 1903 (Cth), there was removed into this
Court so much of the cause pending in the Court of Appeal as raises the question
of the validity
of s 13 of the Act. This Court had earlier granted special
leave to appeal against the dismissal by the Court of Appeal of the appeal
against the interim
order under s 8 made by Muir J on 27 June
2003 and his later judgment upholding the validity of s 8 of the Act. Both
the removed cause and the appeal have been heard in this Court together, but
submissions have concentrated upon the removed
matter and the outcome of the
challenge made there to the validity of s 13 will determine the outcome of
the appeal respecting s 8.
Continuing detention orders
- Section 14
states the effect of a continuing detention order in these terms:
"(1) A continuing detention order has effect in accordance with its
terms –
(a) on the order being made or at the end of the prisoner's period of
imprisonment, whichever is the later; and
(b) until rescinded by the court's order.
(2) A person subject to a continuing detention order remains a
prisoner."
In this setting, "prisoner" is defined in the Schedule as meaning "a prisoner
within the meaning of the Corrective Services Act 2000 [(Q)]" ("the
Corrective Act").
- Further,
s 50 of the Act provides:
"An order of the court or the Court of Appeal under this Act that a prisoner be
detained in custody for the period stated in the
order is taken to be a warrant
committing the prisoner into custody for [the Corrective
Act]."
- A
continuing detention order may be made only if s 13 applies. That section
applies only if, on the hearing of the Attorney-General's
application, "the
court is satisfied [that] the prisoner is a serious danger to the community" in
the absence of an order thereunder
(s 13(1)). For there to be such a
danger, there must be (s 13(2)):
"an unacceptable risk that the prisoner will commit a serious sexual
offence –
(a) if the prisoner is released from custody; or
(b) if the prisoner is released from custody without a supervision order being
made".
- For
guidance as to the content of the phrase "unacceptable risk", the Queensland
Solicitor-General, who in this Court appeared for
the Attorney-General, referred
to the following passage in the joint judgment of the Court in the family law
case of M v
M[63]:
"Efforts to define with greater precision the magnitude of the risk which will
justify a court in denying a parent access to a child
have resulted in a variety
of formulations. The degree of risk has been described as a 'risk of serious
harm'[64], 'an
element of risk' or 'an appreciable
risk'[65], 'a
real
possibility'[66],
a 'real
risk'[67], and
an 'unacceptable
risk'[68].
This imposing array indicates that the courts are striving for a greater degree
of definition than the subject is capable of yielding.
In devising these tests
the courts have endeavoured, in their efforts to protect the child's paramount
interests, to achieve a balance
between the risk of detriment to the child from
sexual abuse and the possibility of benefit to the child from parental access.
To
achieve a proper balance, the test is best expressed by saying that a court
will not grant custody or access to a parent if that
custody or access would
expose the child to an unacceptable risk of sexual
abuse."
The appellant's case
- The
appellant complains that (i) by the order of White J under s 13
of the Act, his detention has been extended beyond
the limit of the period of
the sentence imposed after his conviction, and (ii) this result has been
obtained by reason not of
his past conduct but by a finding under a law made
after the commencement of his sentence that there is an unacceptable risk that
he will offend again by committing a serious sexual offence were he released
from custody.
- To
some degree, the gravamen of this complaint reflects what was written by
Professor Norval Morris more than 50 years ago.
He
wrote[69]:
"The main point made by those resisting the introduction of the indeterminate
sentence is that only by adhering to the conception
of nulla poena sine
lege[[70]]
in its application to punishment can any defence against official abuse be
guaranteed to the individual; and to support this they
point to the development
in criminology under totalitarian régimes where 'scientific criminology'
was perverted to political
ends. In the absence of legal control of punishments
they fear administrative arbitrariness. Thus Jerome Hall contends that 'the
insight of the common lawyer on these vital issues reflects the informed
knowledge of Western civilization. In the choice of alternatives,
he knows the
value of legal control of official conduct, especially when the personal rights
of weak individuals are at
stake.'[71]"
Professor Morris went on to refer to the statement made in 1945 by Sir Leon
Radzinowicz[72]:
"Unless indeterminate sentences are awarded with great care, there is a grave
risk that this measure, designed to ensure the better
protection of society, may
become an instrument of social aggression and weaken the basic principle of
individual liberty."
- Legislative
schemes for preventative detention have emphasised the predictive, not merely
the diagnostic, aspects of psychiatry.
The distinction was drawn by Michel
Foucault in lectures at the Collège de France given in 1974-1975.
Speaking of changes
to French law made as long ago as 1838, he contrasted the
identification of a condition which disqualified a person from the exercise
of
his fundamental rights and the binding administrative force given to conclusions
concerning "the possibility of disturbance, disorder
and
danger"[73].
- In
those countries of Europe where a remedy in the nature of a writ of habeas
corpus is not an essential element in the legal systems
they inherit, the fear
of "administrative arbitrariness" to which Professor Morris referred, is
reflected in Art 5(4) of the
Convention for the Protection of Human Rights
and Fundamental
Freedoms[74]
("the Convention"). This is now found in a Schedule to the Human Rights
Act 1998 (UK). Article 5(4) states:
"Everyone who is deprived of his liberty by arrest or detention shall be
entitled to take proceedings by which the lawfulness of
his detention shall be
decided speedily by a court and his release ordered if the detention is not
lawful."
- The
Strasbourg jurisprudence construing Art 5(4) was considered by the House of
Lords in R (Giles) v Parole
Board[75].
Their Lordships saw the drawing in it of a distinction between a deprivation of
liberty for an indeterminate term by a court order
and by administrative
decision[76].
The House of Lords held that a sentence which was imposed by an English court
for a longer period than would be commensurate with
the seriousness of the
offences for which there had been convictions, in order to protect the public
from serious harm from the offender,
and which was thereafter the subject of
review by a judicial body – the Parole Board – did not attract the
operation
of Art 5(4). In particular, there was no conferral upon the
executive of a power of determination of when the public interest
permitted the
release of the prisoner.
- The
Queensland Solicitor-General correctly emphasised that the system established by
the Act does not display that vice perceived
by Art 5(4) of the Convention,
namely the intrusion of administrative or executive power into what should be
the role of the
courts in determining the lawfulness of detention. The
immediate issue for this Court that is presented by the appellant's grievance
is
of a different order. It concerns the recruitment by the Act of the Supreme
Court of Queensland to exercise powers and functions
which are said to be
repugnant to a particular character of that State court given it by the
Constitution. Precisely, the issue is whether s 13 of the Act confers a
jurisdiction upon the Supreme Court which is repugnant to, or incompatible
with,
its character under the Constitution of a State court available for investment
with federal jurisdiction by federal law made under s 77(iii).
- The
appellant contends that the Act displays the same or like characteristics to
those of the Community Protection Act 1994 (NSW) ("the NSW Act") which
was held invalid in Kable v Director of Public Prosecutions
(NSW)[77].
On the other hand, the Solicitor-General submitted that the Act was drawn with
an eye to learning from the fate of the earlier
New South Wales legislation and
that the Act mandates procedures which do not involve the Supreme Court in the
exercise of jurisdiction
repugnant to, or incompatible with, its character of a
State court invested with federal jurisdiction.
Chapter III of the Constitution
- The
submissions for the Attorney-General of the Commonwealth, who intervened in this
Court, took a different tack and should be considered
first. The contention
here is that s 13 of the Act, the object of the primary challenge by the
appellant, does not fall beyond
the limit established by Kable because
the Parliament of the Commonwealth itself could validly confer on a Ch III
court the functions contained in s 13.
This is said to be so even though
the detention which the Act provides is preventative, not punitive, in
nature.
- The
Commonwealth's submissions are to be rejected. Several steps are involved in
reaching that conclusion. The first is by way
of disclaimer. It may be
accepted that, consistently with Ch III and with what was said by this
Court in Veen v The Queen
[No 2][78],
the objectives of the sentencing process include the various and overlapping
purposes of "protection of society, deterrence of the
offender and of others who
might be tempted to offend, retribution and reform". It may be observed that in
Queensland these matters
are reflected in the terms of s 9(1) of the
Sentences Act. This states:
"The only purposes for which sentences may be imposed on an offender
are –
(a) to punish the offender to an extent or in a way that is just in all the
circumstances; or
(b) to provide conditions in the court's order that the court considers will
help the offender to be rehabilitated; or
(c) to deter the offender or other persons from committing the same or a similar
offence; or
(d) to make it clear that the community, acting through the court, denounces the
sort of conduct in which the offender was involved;
or
(e) to protect the Queensland community from the offender;
...".
- Further,
for the purposes of argument, it may be accepted that a propensity to commit
serious offences in the future and the consequential
need for protection of the
public may, consistently with Ch III, support the imposition at trial of a
sentence which fosters
that protection by a measure of preventative detention of
the offender.
- That
appears, in the different constitutional setting in Canada, to be the outcome of
the decision of the Supreme Court in R v
Lyons[79].
The Supreme Court upheld the validity of Pt XXI of the Canadian Criminal
Code (headed "PREVENTIVE
DETENTION")[80];
this provided that where a person had been adjudged guilty of a "serious
personal injury offence", the court, on application, might
find the offender to
be a dangerous offender and thereupon impose a sentence of indeterminate
detention in place of any other sentence
that might have been imposed. However,
La Forest J
emphasised[81]
that this punishment "flows from the actual commission of a specific crime, the
requisite elements of which have been proved to exist
beyond a reasonable
doubt". Particular issues in Lyons turned upon the consideration that
Pt XXI also applied where there had been acceptance of a guilty plea.
- An
analogy is provided by the consideration in this Court of the legislation of
Western Australia. In McGarry v The Queen, it was observed in the joint
judgment of the
Court[82]:
"The Criminal Code (WA) makes separate provision for appeals to the
Court of Criminal Appeal against an order for indefinite imprisonment
(s 688(1a)(a))
and against any other sentence (s 688(1a)(b)). The
former lies as of right; the latter lies only with the leave of the Court
of
Criminal Appeal. That might be thought to suggest that two appellate processes
had been engaged in the present case – one
concerning the order for
indefinite imprisonment and the other concerning the nominal sentence. Even if
that were so, it should
not obscure the fact that the decision to make an order
for indefinite imprisonment, and the decision fixing the nominal sentence,
form
part of a single sentencing decision."
Their Honours
continued[83]:
"It follows that if an appellate court concludes that the sentencing judge's
discretion miscarried in fixing the nominal term of
imprisonment, the whole of
the sentence imposed by the sentencing judge, including the order for indefinite
imprisonment, should
be set aside and the appellate court would then be obliged
itself to re-sentence the offender."
- The
continuing detention orders for which s 13 of the Act provides are not of
the character identified in Lyons and McGarry. It is true that
the prisoner must still be under sentence when the Attorney-General moves under
s 5 for an order and that
the effect of the continuing detention order made
by White J is the same as if the appellant had been, by warrant, committed
into custody in the sense spoken of in the Corrective Act (s 50).
Nevertheless, that detention of the appellant does not draw
its authority from
what was done in the sentencing of the appellant by Kneipp J in 1989. The
Solicitor-General, in oral submissions,
correctly accepted that the Act took as
the factum for its application the status or condition of the appellant as a
"prisoner" within
the meaning of s 5(6); but, the Solicitor-General
emphasised, the legislature might have adopted some other relevant factum.
- It
will be necessary to return to that latter submission. However, one point
should be made now. It is accepted that the common
law value expressed by the
term "double jeopardy" applies not only to determination of guilt or innocence,
but also to the quantification
of
punishment[84].
However, the making of a continuing detention order with effect after expiry of
the term for which the appellant was sentenced in
1989 did not punish him twice,
or increase his punishment for the offences of which he had been convicted. The
Act operated by reference
to the appellant's status deriving from that
conviction, but then set up its own normative structure. It did not implicate
the common
law principle in the same way as, for example, the conferral by
statute of a right in the prosecution to appeal against sentence.
- Upon
the hypothesis propounded by the Commonwealth, the significant result of the
foregoing is that a person may be held in detention
in a corrective facility, to
use the modern euphemism, by order of a court exercising federal jurisdiction
and by reason of a finding
of criminal propensity rather than an adjudication of
criminal
guilt[85].
That invites attention to two related propositions.
- The
first is that expressed as follows by Gaudron J in Re Nolan; Ex parte
Young[86]:
"[I]t is beyond dispute that the power to determine whether a person has engaged
in conduct which is forbidden by law and, if so,
to make a binding and
enforceable declaration as to the consequences which the law imposes by reason
of that conduct lies at the
heart of exclusive judicial
power."
The making by the Supreme Court of a continuing detention order under s 13
is conditioned upon a finding, not that the person
has engaged in conduct which
is forbidden by law, but that there is an unacceptable risk that the person will
commit a serious sexual
offence.
- That
directs attention to the second proposition and to what was said by Brennan,
Deane and Dawson JJ in Chu Kheng Lim v Minister for
Immigration[87].
That litigation directly concerned the detention of aliens with no title to
enter or remain in Australia, not the situation of citizens
such as the
appellant. However, their Honours earlier in their judgment had said that,
putting aside the cases of detention on grounds
of mental illness, infectious
disease and the qualifications required by other "exceptional cases", there was
a constitutional principle
derived from Ch III
that[88]:
"the involuntary detention of a citizen in custody by the State is penal or
punitive in character and, under our system of government,
exists only as an
incident of the exclusively judicial function of adjudging and punishing
criminal guilt".
That passage was applied as a step in the reasoning in Kable of
Toohey J[89]
and
Gummow J[90],
and is reflected in that of
Gaudron J[91]
and
McHugh J[92].
- It
must be said that the expression of a constitutional principle in this form has
certain indeterminacies. The first is the identification
of the beneficiary of
the principle as "a citizen". That may readily be understood given the context
in Lim of the detention of aliens with no title to enter or remain in
Australia and their liability to deportation processes. But in other
respects
aliens are not
outlaws[93];
many will have a statutory right or title to remain in Australia for a
determinate or indeterminate period and at least for that
period they have the
protection afforded by the Constitution and the laws of Australia. There is no
reason why the constitutional principle stated above should not apply to them
outside the
particular area of immigration detention with which Lim was
concerned. Subsequent references in these reasons to "a citizen" should be read
in this extended sense.
- Another
indeterminacy concerns the phrase "criminal guilt". In Chief Executive
Officer of Customs v Labrador Liquor Wholesale Pty Ltd, Hayne J, after
referring to the unstable nature of a dichotomy between civil and criminal
proceedings, went
on[94]:
"It seeks to divide the litigious world into only two parts when, in truth, that
world is more complex and varied than such a classification
acknowledges. There
are proceedings with both civil and criminal characteristics: for example,
proceedings for a civil penalty
under
companies[95]
and trade
practices[96]
legislation. The purposes of those proceedings include purposes of deterrence,
and the consequences can be large and
punishing."
However, what is involved here is the loss of liberty of the individual by
reason of adjudication of a breach of the law. In such
a situation, as
Kirby J remarked in
Labrador[97],
that loss of liberty is "ordinarily one of the hallmarks reserved to criminal
proceedings conducted in the courts, with the protections
and assurances that
criminal proceedings provide".
- I
would prefer a formulation of the principle derived from Ch III in terms
that, the "exceptional cases" aside, the involuntary
detention of a citizen in
custody by the State is permissible only as a consequential step in the
adjudication of criminal guilt
of that citizen for past acts. That central
conception is consistent with the holding in Polyukhovich v The
Commonwealth[98]
that the conduct may not have been forbidden by law when it was engaged in; the
detention under federal legislation such as that
upheld in Polyukhovich
still follows from a trial for past, not anticipated, conduct.
- That
formulation also eschews the phrase "is penal or punitive in character". In
doing so, the formulation emphasises that the concern
is with the deprivation of
liberty without adjudication of guilt rather than with the further question
whether the deprivation is
for a punitive
purpose[99].
- Further,
"punishment" and cognate terms have an indeterminate reference, and are "heavily
charged with subjective emotional and intellectual
overtones"[100].
The indeterminacy of the term "punishment" is illustrated by the division of
opinion in the United States Supreme Court in Kansas v
Hendricks[101].
The Kansas law under challenge in that case established procedures for the
commitment of those who by reason of a "mental abnormality"
or a "personality
disorder" were likely to engage in "predatory acts of sexual violence". The
issues (resolved in favour of validity)
whether the law violated the United
States Constitution's double jeopardy prohibition or its ban on ex post
facto law-making were treated by the Supreme Court as turning on the
classification of commitment under the law as "punishment". The majority
contrasted detention for the purpose of protecting the community from harm and
"the two primary objectives of criminal punishment:
retribution and
deterrence"[102].
This Court has looked at the objectives of the sentencing process rather more
broadly, as noted above with the reference to Veen v The Queen
[No 2].
- Preventative
detention regimes attached by legislation to the curial sentencing process upon
conviction have a long history in common
law countries. The Habitual
Criminals Act 1905 (NSW) and Pt II of the Prevention of Crime
Act 1908 (UK) are examples of such legislation. It may be accepted that the
list of exceptions to which reference was made in
Lim[103]
is not closed. But it is not suggested that regimes imposing upon the courts
functions detached from the sentencing process form
a new exceptional class, nor
that the detention of the mentally ill for treatment is of the same character as
the incarceration of
those "likely to" commit certain classes of offence.
- Another
of the well-understood exceptions to which the Court referred in
Lim[104],
with a citation from Blackstone, was committal to custody, pursuant to executive
warrant of accused persons to ensure availability
to be dealt with by exercise
of the judicial power. But detention by reason of apprehended conduct, even by
judicial determination
on a quia timet basis, is of a different character
and is at odds with the central constitutional conception of detention as a
consequence of judicial
determination of engagement in past conduct.
- It
is not to the present point, namely, consideration of the Commonwealth's
submissions, that federal legislation, drawing its inspiration
from the Act, may
provide for detention without adjudication of criminal guilt but by a judicial
process of some refinement. The
vice for a Ch III court and for the
federal laws postulated in submissions would be in the nature of the outcome,
not the means
by which it was obtained.
- The
repugnancy doctrine in Kable does not imply into the Constitutions of the
States the separation of judicial power mandated for the Commonwealth by
Ch III.
That is fundamental for an understanding of Kable. No
party or intervener submits otherwise.
- Hence,
in the joint judgment in Silbert v Director of Public Prosecutions
(WA)[105],
it was emphasised that the repugnancy doctrine in Kable operates upon the
footing that the outcome provided for by the State law in question could not be
obtained in the exercise of federal
jurisdiction. If it could be so obtained
then, as in
Silbert[106]
and Baker v The
Queen[107],
the necessary comparator for the repugnancy doctrine to operate has not been
established and that is the end of the matter. It
may logically be sustainable
to proceed on the hypothesis that the outcome could not be obtained in the
exercise of federal jurisdiction
and to conclude that, even so, no case under
the Kable doctrine of repugnancy is made out and the State legislation is
valid. However, given particularly the detailed submissions by the
Attorney-General of the Commonwealth, I have, as indicated above, dealt directly
with the federal jurisdiction issue.
- No
"legal fiction" has been involved in this consideration of the Commonwealth's
submissions. A supposition known to be false or
fictional but the disproving of
which the law forbids is one thing; the assumption of a proposition or condition
taken as a step
in syllogistic reasoning to test a larger thesis is another.
The first denies the exercise of logic, the second exemplifies it.
- The
conclusion reached on the federal jurisdiction issue directly leads to the
further issue, that on which the appellant and respondent
are at odds, namely
the application to the Act of the repugnancy doctrine.
The Act and judicial process
- At
this stage, the nature of the process for which the Act provides assumes
particular importance. This process may ameliorate what
otherwise would be the
sapping of the institutional integrity of the Supreme Court.
- In
Kable, the majority judgments in varying degrees, but with significant
common ground, accepted the submission of Sir Maurice
Byers QC[108]
that the NSW Act was "not a carefully calculated legislative response to a
general social problem". McHugh J stressed that the NSW Act required a
decision as to the propensities of the defendant be made on material otherwise
inadmissible in legal
proceedings[109].
His Honour
concluded[110]:
"The Act seeks to ensure, so far as legislation can do it, that the appellant
will be imprisoned by the Supreme Court when his sentence
for manslaughter
expires. It makes the Supreme Court the instrument of a legislative plan,
initiated by the executive government,
to imprison the appellant by a process
that is far removed from the judicial process that is ordinarily invoked when a
court is asked
to imprison a person."
Hence the relevance to the reasoning in Kable of the statement by the
Supreme Court of the United States in Mistretta v United
States[111]
that the reputation of the judicial branch of government may not be borrowed by
the legislative and executive branches "to cloak
their work in the neutral
colors of judicial action".
- In
Nolan, Gaudron J described the "general features" of the judicial
process as
including[112]:
"open and public enquiry (subject to limited exceptions), the application of the
rules of natural justice, the ascertainment of the
facts as they are and as they
bear on the right or liability in issue and the identification of the applicable
law, followed by an
application of that law to those
facts[113]."
- There
is nothing in the Act to exclude rules of natural justice from the process of
the Supreme Court. However, as was emphasised
in the joint judgment in
Wilson v Minister for Aboriginal and Torres Strait Islander
Affairs[114],
many persons at various levels in the executive branch of government are obliged
to act without bias and by a procedure giving to
persons with the necessary
interest an opportunity to be heard and to deal with any case presented by those
with opposing interests.
- Nevertheless,
the Act goes further. Section 25(2) imposed upon the respondent a duty of
disclosure of evidence or things in
his possession which was the same duty of
disclosure as the prosecution has in a criminal proceeding. The respondent was
entitled
to appear at the hearing of the application for the continuing
detention order (s 49).
- The
procedure at the hearing of the s 13 application was governed by
s 45(2), (3), (4). This states:
"(2) Subject to the admissibility of the evidence, before the court makes a
decision or order on the hearing of an application it
must –
(a) hear evidence called by the Attorney-General; and
(b) hear evidence given or called by the prisoner, if the prisoner elects to
give or call evidence.
(3) Subject to subsection (4), ordinary rules of evidence apply to evidence
given or called under subsection (2).
(4) In making its decision, the court may receive in evidence the following
documents –
(a) the prisoner's antecedents and criminal history;
(b) anything relevant to the issue contained in the certified transcription of,
or any medical, psychiatric, psychological or other
report tendered in, any
proceeding against the prisoner for a serious sexual
offence."
The respondent had the onus of proof that the appellant was a serious danger to
the community in the sense required for the making
of a continuing detention
order (s 13(7)).
- The
satisfaction of the Supreme Court that the appellant is a serious danger to the
community could be attained (s 13(3)):
"only if it is satisfied –
(a) by acceptable, cogent evidence; and
(b) to a high degree of probability;
that the evidence is of sufficient weight to justify the
decision."
- The
requirements in s 13(3) respecting the cogency of acceptable evidence and
the attainment by the Supreme Court of a high
degree of probability are
important in considering the validity of s 13, given the nature of the
ultimate issue in a s 13
application for a continuing detention order.
That is the existence of an unacceptable risk of commission of a "serious sexual
offence"
as defined, if the "prisoner" as defined is released from custody. In
Kable[115],
McHugh J pointed to the requirement in the NSW Act that the Supreme Court
of New South Wales "speculate whether, on the balance of probabilities, it is
more likely than not the appellant
will commit a serious act of violence". His
Honour went on to refer to the prediction of dangerousness as a notoriously
difficult
matter[116].
- However,
under the present legislation, in considering the application for a continuing
detention order against the appellant, the
Court was required to have regard to
the matters listed in pars (a)-(j) of s 13(4). These include
psychiatric reports indicating, with reasons, an assessment of the level of risk
that the prisoner will commit another
serious sexual offence if released from
custody or released without the making of a supervision order (s 13(4)(a),
s 11(2)); the existence of any pattern of offending behaviour on the part
of the prisoner (s 13(4)(d)); participation in rehabilitation programmes
(s 13(4)(e), (f)); and "any other relevant matter" (s 13(4)(j)).
- The
Court was obliged by s 17 to give "detailed reasons" for the making of the
continuing detention order in respect of the appellant and to do so at the time
that order was made. Provision is made in Pt 4 of the Act (ss 31-43)
for appeals by the Attorney-General or the prisoner
against whom a decision
under the Act has been made. An appeal is to the Queensland Court of Appeal and
is by way of a rehearing
(s 43(1)). The Court of Appeal has all the powers
and duties of the court that made the decision from which the appeal is brought
and "on special grounds" may receive further evidence as to questions of fact
(s 43).
Kable
- In
the written submissions, the Victorian Solicitor-General essays the principle
for which Kable is authority in a fashion which in its essentials should
be accepted. First, it was a particular combination of features of the
NSW Act
that led to its invalidity. These included the apparent legislative plan to
conscript the Supreme Court of New South Wales to procure
the imprisonment of
the appellant by a process which departed in serious respects from the usual
judicial process.
- Secondly,
the essential notion is that of repugnancy to or incompatibility with that
institutional integrity of the State courts
which bespeaks their
constitutionally mandated position in the Australian legal system. The point
was made as follows by Gaudron J
in
Kable[117]:
"Once the notion that the Constitution permits of different grades or qualities
of justice is rejected, the consideration that State courts have a role and
existence transcending
their status as State courts directs the conclusion that
Ch III requires that the Parliaments of the States not legislate to
confer
powers on State courts which are repugnant to or incompatible with their
exercise of the judicial power of the
Commonwealth."
- Thirdly,
one important indication that a particular law has the character just stated is
that the exercise of the power or function
in question is calculated, in the
sense of apt or likely, to undermine public confidence in the courts exercising
that power or function.
The relationship between institutional integrity and
public confidence in the administration of justice was discussed, in strongly
disapproving any judicial participation in "plea bargaining", by the Full Court
of the Supreme Court of Victoria in R v
Marshall[118].
However, although in some of the
cases[119]
considering the application of Kable, institutional integrity and public
confidence perhaps may have appeared as distinct and separately sufficient
considerations, that
is not so. Perception as to the undermining of public
confidence is an indicator, but not the touchstone, of invalidity; the
touchstone
concerns institutional integrity.
- Fourthly,
the notions of repugnancy and incompatibility appear elsewhere in constitutional
doctrine. Examples are provided by the
interaction between Imperial law and
colonial and State law before the enactment of s 3 of the Australia
Act 1986
(Cth)[120],
between federal and Territory
laws[121],
and between statute and delegated
legislation[122].
A closer, if inexact, analogy is provided by the constitutional restriction on
the availability of Ch III judges to perform
non-judicial functions as
designated
persons[123].
- But,
in that last category, as with Kable and the present case, the critical
notions of repugnancy and incompatibility are insusceptible of further
definition in terms which
necessarily dictate future outcomes. For example, in
the joint judgment in Northern Australian Aboriginal Legal Aid Service Inc v
Bradley[124],
there was reserved for consideration elsewhere "the application of Kable
to a series of acting rather than full [judicial] appointments which is so
extensive as to distort the character of the court concerned".
The notions of
particular disability or burden upon State activity which are derived from
Melbourne Corporation v The
Commonwealth[125]
provide another instance of constitutional doctrine which is not framed in terms
apt to dictate future outcomes. That a particular
constitutional doctrine
requires close attention to the detail of impugned legislation and that its
invalidating effect may be demonstrated
infrequently does not, as the history of
the application of Melbourne Corporation over 50 years shows, warrant its
description at any one time as a dead letter.
- Reflection
upon the range of human affairs, the scope of executive and legislative
activity, and the necessity for close analysis
of complex and varied statutory
schemes will indicate that this may be a strength rather than a weakness of
constitutional doctrine.
So also, for example, in private law with the
protection extended by equity to the victims of fraud. Two and a half centuries
ago,
in a perspicacious passage in a letter to Lord Kames, Lord
Hardwicke LC
wrote[126]:
"But as to relief against frauds, no invariable rules can be established. Fraud
is infinite, and were a Court of Equity once to
lay down rules, how far they
would go, and no farther, in extending their relief against it, or to define
strictly the species or
evidence of it, the jurisdiction would be cramped, and
perpetually eluded by new schemes, which the fertility of man's invention
would
contrive."
Conclusions
- Emphasis
already has been given in these reasons to the consideration that, while the
outcome contemplated and authorised by the
Act, the making of a continuing
detention order under s 13, could not be attained in the exercise of
federal jurisdiction by
any court of a State, this circumstance itself cannot
dictate a conclusion of repugnancy and incompatibility and therefore of
invalidity
of the Act.
- On
the other hand, the particular preventative detention regime established by the
Act cannot be said to bestow upon the Supreme
Court a function which "is an
integral part of, or is closely connected with, the functions of the Legislature
or the Executive
Government"[127].
Rather, the regime is sui generis in nature. That, other things being
equal, supports the case by the respondent that no incompatibility in the
necessary sense is
to be
found[128].
- Mention
also should be made of several matters of significance which, taken together
with others, support the case in opposition
to the appellant's attack on the
validity of s 13 of the Act. First, the factum upon which the attraction
of the Act turns
is the status of the appellant to an application by the
Attorney-General as a "prisoner" (s 5(6)) who is presently detained
in
custody upon conviction for an offence of the character of those offences of
which there is said to be an unacceptable risk of
commission if the appellant be
released from custody. To this degree there remains a connection between the
operation of the Act
and anterior conviction by the usual judicial processes. A
legislative choice of a factum of some other character may well have
imperilled
the validity of s 13.
- Secondly,
s 13(5) states that if the Supreme Court attains the necessary satisfaction
it "may order" what is a "continuing detention
order" or the lesser option of
conditional release under a "supervision order". It will be assumed that "may"
is used here in a
sense that requires one or the other outcome, without the
possibility of declining to make either
order[129].
What is of present significance is provisions of Pt 3 (ss 26-30) headed
"ANNUAL REVIEWS". Despite the statement in s 13(5),
exemplified in the
order made here by
White J[130],
that the prisoner be detained under a continuing detention order for "an
indefinite term for control, care or treatment" (emphasis added), less
than that outcome is mandated by the Act.
- Section 27
imposes upon the Attorney-General an obligation to cause a review to be carried
out at the end of one year after
the order first has effect and afterwards at
intervals of not more than one year after the last review. The Supreme Court at
any
time after the first review under s 27 may give the prisoner leave to
apply for review on the grounds that there are exceptional
circumstances
relating to the prisoner (s 28).
- On
a review under Pt 3, the Supreme Court must rescind the continuing
detention order unless it orders that the prisoner continue
to be subject to
that order (s 30(5)). The Supreme Court is empowered by s 30(2)
to:
"affirm the decision only if it is satisfied –
(a) by acceptable, cogent evidence; and
(b) to a high degree of probability;
that the evidence is of sufficient weight to affirm the
decision".
- The
purpose of Pt 3 "is to ensure that a prisoner's continued detention under a
continuing detention order is subject to regular
review" (s 26). That
statement of purpose guides the construction of the balance of Pt 3. That
which is affirmed under
s 30 is the primary decision "that the prisoner
is a serious danger to the community in the absence of a division 3
order" (emphasis added) (s 30(1)). The phrase "is a serious
danger"
involves the use of the continuous present to require a decision that, by reason
of the attainment of satisfaction by the
means and to the degree specified in
s 30(3), the prisoner presently is a serious danger to the community in the
absence of
a Div 3 order. Upon the reaching of that decision, the court
may order further subjection to a continuing detention order or
release subject
to a supervision order (s 30(3)); in making a choice between those orders,
the court is to have as "the paramount
consideration ... the need to ensure
adequate protection of the community" (s 30(4)).
- Section 30(2)
may permit refusal by the court of an order for further detention, by reason of
failure by the appropriate authorities
to implement the earlier order. An
example would be an order for treatment of the prisoner to facilitate
rehabilitation, an objective
of the Act (s 3(b)). It is unnecessary to
decide that question here. However, what is vital for Pt 3, and thus to
the
validity of the Act, is the requirement that the regular "review" does not,
with the passage of time, become no more than a periodic
formality; if the
exercise in which the court was involved had been permitted by the legislation
to lose its requirement for deeply
serious consideration upon specified criteria
and to a high degree of satisfaction, then invalidity of such legislation may
well
result.
- The
nature of the factum selected for the attraction of the Act (the definition of
"prisoner" in s 5(6)) and the subjection
of continuing orders to annual
"review" by the Supreme Court together support the maintenance of the
institutional integrity of the
Supreme Court.
- So
also does the character of their judicial process provided by the Act with
respect to applications under s 8 and s 13
and detailed earlier in
these reasons. This process, together with that required for the annual
"reviews" under Pt 3, answers
the description of the general features of
judicial process given by Gaudron J in the passage from
Nolan[131]
which has been set out and makes special allowance by the standard of
satisfaction required for the deprivation of liberty that is
involved with a
continuing detention order.
- It
also should be emphasised that the Supreme Court performs its functions under
the Act independently of any instruction, advice
or wish of the legislative or
executive branches of government. Further, the grounds upon which the Supreme
Court exercises its
powers conferred by the Act are confined to those prescribed
by law; there is no scope for the exercise of what in Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs was classed as a "political
discretion"[132].
- In
the light of the combination of considerations, the conclusion is that the
appellant fails to establish the necessary impairment
of the institutional
integrity of the Supreme Court by reason of repugnancy or incompatibility of the
Act, in particular s 13
of the statute.
- It
should be added that the conclusions already expressed supply the answer to the
appellant's argument that the Act imposes a Bill
of Penalities. The argument
appears to have been put on the basis that, if the Act did answer that
description, repugnancy in the
sense required for the application of
Kable would be established. However, the Act does not impose punishment
for guilt declared by the
legislature[133].
Orders
- With
respect to the removed cause (a) there should be a declaration that
s 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is
not beyond the legislative power of the State of Queensland, and (b) the
cause otherwise should be remitted to the Queensland
Court of Appeal for hearing
and determination of the remaining issues on the appeal to that Court.
- The
appeal to this Court in the other matter should be dismissed.
- KIRBY
J. This appeal, heard together with a cause removed into this
Court[134],
involves a challenge to the constitutional validity of the Dangerous
Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act"). The Queensland Court
of Appeal, by
majority[135],
confirmed the decision of the primary
judge[136]
that the Act was valid. However, in the Court of Appeal, McMurdo P
(dissenting)
observed[137]:
"The scheme instituted under the Act is unique in Australia in that it makes a
prisoner who has been convicted and sentenced for an offence liable for an order
for further
detention imposed by a Supreme Court judge, not because of any
further unlawful actions but because of the potential that the prisoner
may
commit further unlawful actions."
- Mr
Robert Fardon (the appellant) asserts that the Act is invalid because it seeks
to impose on the Supreme Court of Queensland, a court constitutionally
recognised within the integrated
judicature of the
Commonwealth[138],
functions inconsistent with ("repugnant
to"[139]) the
requirements of Ch III of the federal Constitution.
Unreliable predictions of criminal dangerousness
- The
appellant points out that the sentences of imprisonment imposed on him in 1989
have been served in their
entirety[140].
Nevertheless, pursuant to orders made under the Act, the appellant has remained
a prisoner, incarcerated in the Townsville Correctional Centre after the date of
the expiry of his sentences.
This has occurred without allegation, still less
proof, of any further offence by him, or breach of the law. He complains that,
effectively, his judicial punishment has been extended by orders made under the
Act, a supervening
law[141]:
"because opinions have been formed, probably on material which would not be
admissible in a legal proceeding and on a standard other
than beyond reasonable
doubt, that [he] will commit a serious sexual offence as defined if released
from custody, or at least unsupervised
custody, after completing [his] sentenced
terms of imprisonment."
- Experts
in law, psychology and criminology have long recognised the unreliability of
predictions of criminal
dangerousness[142].
In a recent comment, Professor Kate Warner
remarked[143]:
"[A]n obstacle to preventive detention is the difficulty of prediction.
Psychiatrists notoriously overpredict. Predictions of dangerousness
have been
shown to have only a one-third to 50% success
rate[144].
While actuarial predictions have been shown to be better than clinical
predictions – an interesting point as psychiatric
or clinical predictions
are central to continuing detention orders – neither are
accurate."
- Judges
of this Court have referred to such
unreliability[145].
Even with the procedures and criteria adopted, the Act ultimately deprives
people such as the appellant of personal liberty, a most fundamental human
right, on a prediction of dangerousness,
based largely on the opinions of
psychiatrists which can only be, at best, an educated or informed
"guess"[146].
The Act does so in circumstances, and with consequences, that represent a
departure from past and present notions of the judicial function
in Australia.
- As
the Act's provisions show, it targets people who "will almost inevitably be
unpopular with the community and the media who can
be expected to take
considerable interest in orders of the type sought under the
Act"[147].
As framed, the Act is invalid. It sets a very bad example, which, unless
stopped in its tracks, will expand to endanger freedoms protected by the
Constitution. In this country, judges do not impose punishment on people for
their beliefs, however foolish or undesirable they may be
regarded[148],
nor for future crimes that people fear but which those concerned have not
committed. In strictly limited circumstances, the judiciary
permits "executive
interference with the liberty of the
individual"[149]
where "the purpose of the imprisonment is to achieve some legitimate
non-punitive
object"[150].
Despite some attempts to give the Act that appearance, that is not the true
meaning and effect of its terms. The appellant's continued imprisonment is
unlawful. Having
served his lawful sentences, he should be released
forthwith.
The facts and relevant legislation
- Facts
and legislation: The facts, so far as they are relevant, are stated in the
reasons of the other members of this
Court[151].
Also set out there are the important provisions of the
Act[152] and
of other Queensland statutes relevant to the operation of the Act or to
understanding its
purposes[153].
- I
will not repeat any of this material. However, it is pertinent to add reference
to two other Queensland statutes. By s 4 of the Act it is provided that
the Bail Act 1980 (Q) does not apply to a person detained under the
Act[154]. By
s 14(2) of the Act, it is provided that a "person subject to a continuing
detention order remains a prisoner". The word "prisoner" is defined in the
"dictionary" referred to in s 2 of the Act (and contained in the Schedule)
to mean "a prisoner within the meaning of the Corrective Services Act
2000
[(Q)]"[155].
By s 6(1) of the last-mentioned Act, it is provided that a "person
sentenced to a period of imprisonment, or required by law
to be detained for a
period of imprisonment, must be detained for the period in a corrective services
facility".
- By
s 14(1) of the Act a "continuing detention order" under the Act has effect
in accordance with its terms: "(a) on the order
being made or at the end of the
prisoner's period of imprisonment, whichever is the later; and (b) until
rescinded by the court's
order". A general facility exists under the
Corrective Services Act for a corrective services officer to make an
order transferring a prisoner from a corrective services facility to a place for
medical
or psychological examination or
treatment[156].
This is not special to a "prisoner" subject to an order under the Act.
- Under
the Corrective Services Act, the chief executive of corrective services
must establish services or programmes "for the medical welfare of
prisoners"[157]
and to "help prisoners to be integrated into the community after their release
from
custody"[158],
and to "take into account the special needs of
offenders"[159].
These too are general provisions. There was no evidence, on the face of the Act
or otherwise, that, under the orders made under
the Act, the appellant was to be
transferred into a different facility, separate from the ordinary prison
environment. On the contrary,
the only available inference from the record is
that the appellant remains in the Townsville Correctional Centre.
Inferentially,
he stays in the very same cell in which he had served the
sentences judicially imposed upon him as punishment upon his conviction
for
criminal offences.
- Common
ground: Although the appellant suggested that the primary issue presented
by the proceeding was whether the Act, specifically ss 8
and 13, infringed
Ch III of the Constitution, he did not seek to propound an argument of
constitutional incompatibility ("repugnance") based upon an implied right to due
process
or equality derived from implications to be discovered in
Ch III[160].
I am content in this case, where other arguments are determinative, to put those
issues to one side. But if they had been explored,
they might well have
sustained the conclusion that I will support on other grounds.
- Similarly,
no party, and none of the governmental interveners, challenged the principle
expressed by the majority of this Court in
Kable v Director of Public
Prosecutions
(NSW)[161].
The issue for decision, as litigated, was therefore whether the Kable
principle rendered invalid the impugned provisions of the Act under which the
appellant's detention has continued; and indeed whether
it invalidated the
entire scheme of the Act having regard to those
sections[162].
- Kable:
chimera or protection?: The reasons of the judges below, respectively
upholding and rejecting the validity of the Act, are sufficiently described in
the
reasons of other members of this
Court[163].
So is the subsequent litigation, pursuant to which a "continuing detention
order" under the Act was made against the
appellant[164].
- I
do not pretend that the ultimate issue raised by these proceedings is cut and
dried. The validity of similar enactments has repeatedly
divided the Supreme
Court of the United States, giving effect to its own constitutional
obligations[165].
In this country, the Kable principle has so far proved a weak protection
against State legislation said to have intruded impermissibly into the judicial
function[166].
In only one case has the principle been upheld and applied by this Court, namely
in Kable itself. What was seen at first to be an important assurance
that the State judiciary in Australia (certainly the named Supreme Courts)
enjoyed many of the constitutional protections of the federal
judiciary[167],
has repeatedly been revealed as a chimera.
- I
disagree with this approach. It is unnecessary to the principle stated in
Kable and undesirable in terms of constitutional fundamentals. In my
opinion, Kable is especially important when the rights of unpopular
minorities are committed to the courts. That is when legislatures may be
tempted
to exceed their constitutional powers, involving the independent
judiciary in incompatible activities so as to cloak serious injustices
with the
semblance of judicial propriety. Against such risks, Ch III of the
Constitution stands guard. This Court should be vigilant to uphold such
protection. That is what the principle in Kable requires.
The Kable principle
- Avoiding
repugnance to Ch III: Too much has been made of the differing
ways in which the majority in Kable expressed their respective reasons
for upholding the constitutional objection to the Community Protection Act
1994 (NSW), challenged in that case. The essential idea was relatively
clear and simple. Because State courts (and unavoidably State
Supreme Courts
named in the Constitution) may be vested with federal jurisdiction which they
are then bound to
exercise[168],
they must exhibit certain basic qualities as "courts" fit for that function.
- In
short, State courts must remain at all times curial receptacles proper to the
exercise of federal jurisdiction. Although they
are not, as such, federal
courts, subject to the express strictures of Ch III, their inclusion in the
integrated judicature
of the Commonwealth, the provisions for appeals from them
to federal
courts[169]
and the facility for the vesting of federal jurisdiction all imply that they
cannot be required by State law to perform functions
inconsistent with
("repugnant to") Ch III.
- In
particular instances of challenge, it falls to the courts themselves (ultimately
this Court), to explain the contents of the Kable principle. The
principle must be given meaning in a context that respects the different
constitutional origins and histories of State
courts; but which also upholds the
implications necessary to their undoubted place within the judicature envisaged
by the federal
Constitution. Just as the States of Australia are not,
constitutionally speaking, merely the colonies renamed, so State courts, after
Federation
(and specifically State Supreme Courts named in the Constitution)
derive particular functions and characteristics from the federal Constitution
itself. These requirements are not identical to those imposed explicitly on
federal courts. However, they cannot be so different
from such requirements as
to undermine the integrated scheme for the national judicature which the
Constitution creates.
- Self-evidently,
a conclusion that legislation infringes the Constitution and is for that reason
invalid is a serious
one[170].
The only justification for such a conclusion can be the Constitution itself. It
cannot depend on the whim of judges to set aside an unliked law that has been
made by the vote of a majority of the representatives
of the people, elected to
Parliament[171].
However, just as the legislators have their functions under the Constitution, so
do the courts. If any branch of government neglects, or exceeds, its functions,
the harmony envisaged by the Constitution is disturbed.
- Within
the system of representative government created by the Constitution, legislators
sometimes respond to waves of community fear and emotion, occasionally promoted
by sections of the
media[172].
As this Court demonstrated in Australian Communist Party v The
Commonwealth ("the Communist Party
Case")[173],
its function, derived from the Constitution, responds to a time frame that is
much longer than that of the other branches of government. Inevitably, it
affords a constitutional
corrective to transient passions and, sometimes, to
ill-considered laws repugnant to the timeless constitutional design.
- This
is what I take Kable to require. It forbids attempts of State
Parliaments to impose on courts, notably Supreme Courts, functions that would
oblige them
to act in relation to a person "in a manner which is inconsistent
with traditional judicial
process"[174].
It prevents attempts to impose on such courts "proceedings [not] otherwise known
to the law", that is, those not partaking "of the
nature of legal
proceedings"[175].
It proscribes parliamentary endeavours to "compromise the institutional
impartiality" of a State Supreme
Court[176].
It forbids the conferral upon State courts of functions "repugnant to judicial
process"[177].
- Recent,
and not so recent, experience teaches that governments and parliaments can, from
time to time, endeavour to attract electoral
support by attempting to spend the
reputational currency of the independent courts in the pursuit of objectives
which legislators
deem to be popular. Normally, this will be constitutionally
permissible and legally unchallengeable. However, as Kable demonstrates,
a point will be reached when it is not, however popular the law in question may
at first be. The criteria for the
decision are stated in Kable in
general terms. Yet such is often the case in constitutional adjudication.
Evaluation and judgment are required of judicial decision-makers
responding, as
they must, to enduring values, not to immediate acclaim.
- Protection
of the legal and constitutional rights of minorities in a representative
democracy such as the Australian Commonwealth
is sometimes unpopular. This is
so whether it involves religious
minorities[178],
communists[179],
illegal drug
importers[180],
applicants for refugee
status[181],
or persons accused of offences against anti-terrorist
laws[182].
Least of all is it popular in the case of prisoners convicted of violent sexual
offences or offences against children. Yet it
is in cases of such a kind that
the rule of law is tested. As Latham CJ pointed out long ago, in claims
for legal protection,
normally, "the majority of the people can look after
itself": constitutional protections only really become important in the case
of
"minorities, and, in particular, of unpopular
minorities"[183].
It is in such cases that the adherence of this Court to established
constitutional principle is truly tested, as it is in this case.
- The
implications of Kable: A number of propositions about the ambit of
the Kable principle can be derived from the case itself and from
subsequent decisions:
(1) The circumstances that will invoke the principle of repugnance must be
"extraordinary"[184].
Despite occasional derogations, Australian legislatures are normally respectful
of the separation of the judicial power and of the
constitutional functions
assigned to the courts. Yet this adjective ("extraordinary") gives little
guidance in a particular case.
Such appellations tend to depend on the eye of
the beholder;
(2) The law considered in Kable was directed at one person only. Here,
the Act is drafted as one of apparently general application. It has already
been invoked
in cases other than that of the appellant. Nevertheless, it is
unthinkable that Kable was a stand-alone decision, concerned to state a
constitutional principle limited to only one case and never to be repeated. It
is
sufficient to attract the Kable rule that the impugned law should
apply to a small number of identifiable persons, singled out for special
treatment[185].
It could not be denied that the Act in issue in this appeal is concerned with a
small, limited and defined class, identified with
relative ease. To that
extent, it invites Kable scrutiny;
(3) All judges in the majority in Kable referred to the importance of
maintaining community confidence in the integrity of the
courts[186].
However, as such, this is not a criterion for the application of the Kable
principle[187].
It is what will be lost as a result of neglecting the considerations which the
principle defends. Such a view of what was meant
by the reasons of the majority
in Kable is increasingly
accepted[188].
It is singularly inappropriate to place undue emphasis on the fiction of public
perceptions in this context. At the time of a constitutional
challenge on this
basis, it is quite possible that the public will share, at least in the short
run, some of the passions that may
have led to the legislation under
consideration. So it may have been in Kable. So it may have been at
first in the Communist Party Case. So it may be in the present
proceedings. The cautionary voice of constitutional principle is not always
popular, assuming that
it is expressed at
all[189];
(4) Occasionally, it is useful to test the suggested repugnancy to Ch III
of the impugned State law by asking whether, if enacted
by the Federal
Parliament, its provisions would have passed muster in relation to a federal
court. If they would, the "occasion
for the application of Kable does
not
arise"[190].
However, I agree with Callinan and Heydon JJ that this test is not "the
exclusive test of
validity"[191]
of a State law measured by the Kable standard. This is because, in their
Honours' words, "[n]ot everything by way of decision-making denied to a federal
judge is denied
to a judge of a
State"[192];
and
(5) If it is shown that the jurisdiction and powers conferred on a State court
could not be conferred on a federal court, the party
complaining that the State
law imposes functions on the State judiciary, inconsistent with ("repugnant to")
Ch III of the federal
Constitution, is well advanced in making good the
Kable argument. This is because of the integrated character of the
Australian judiciary, both in terms of Ch III and in fact. If
one part of
the nation's judiciary could not lawfully perform a specified function,
there is a heavy burden of persuasion that another could do so. There
are differences between the federal and State judiciaries in Australia. Most of
them are concerned with the capability
of the State judiciary to perform
non-judicial functions prohibited to federal courts under the present
understanding of the separation
of judicial powers mandated by the federal
Constitution[193].
But where, outside this limited field of difference, a State Parliament has
purportedly assigned to a State court the performance
of functions that are
unusual, beyond the traditional judicial process and repugnant to the ordinary
judicial role, this Court will
more readily come to the conclusion that the
State law demonstrates Kable inconsistency.
Preventive detention and federal courts
- As
Gummow J has noted in his
reasons[194],
the Federal Attorney-General intervened in these proceedings to support the
validity of the Act. He did so on the footing that
like legislation could have
been enacted by the Federal Parliament. Accordingly, he argued, the Act
occasioned no offence to Ch III
and hence did not offend the principle in
Kable. I agree with Gummow J, for the reasons that he gives, that
this argument should be
rejected[195].
- This
conclusion clearly lifts the appellant's case into arguable application of the
Kable principle. The question becomes whether the character of a State
court, specifically a State Supreme Court, viewed together with
the provisions
incorporated into the Act in the attempt to avoid Kable invalidity, are
sufficient to produce the conclusion that the Act is constitutionally valid and
does not have the disqualifying characteristics
identified in the legislation
considered in Kable.
The Act imposes functions repugnant to Ch III
- Five
features of repugnance: Despite the attempts in the Act to dress up
the jurisdiction and powers given to the Supreme Court of Queensland as a
measure for
the protection of the public, a close analysis of its features
confirms the impression which is derived, at the threshold, from its
short
title. This is an Act to make provision for the continuous punishment of
prisoners who have already served punishment previously
imposed upon them by the
judiciary for specified sexual offences and who, approaching their release,
towards completion of that punishment,
are ordered to be retained in prison, as
prisoners, on an hypothesis of dangerousness.
- There
are five features in the Act which, combined, indicate an attempted imposition
upon the judges of the Supreme Court of Queensland
functions repugnant to
Ch III of the federal Constitution as explained in Kable. These
features severally authorise the Supreme Court, contrary to traditional judicial
process in Australia, to order:
(1) The civil commitment of a person to a prison established for the reception
of prisoners, properly so-called;
(2) The detention of that person in prison, in the absence of a new crime, trial
and conviction and on the basis of the assessment
of future re-offending, not
past offences;
(3) The imprisonment of the person in circumstances that do not conform to
established principles relating to civil judicial commitment
for the protection
of the public, as on a ground of mental illness;
(4) The imposition of additional judicial punishment on a class of prisoners
selected by the legislature in a manner inconsistent
with the character of a
court and with the judicial power exercised by it; and
(5) The infliction of double punishment on a prisoner who has completed a
sentence judicially imposed by reference, amongst other
things, to the criterion
of that person's past criminal conduct which is already the subject of final
judicial orders that are (or
shortly will be) spent at the time the second
punishment begins.
- I
shall explain each of these disqualifying considerations in turn. It is their
cumulative effect that brings the Act into conflict
with the principle stated in
Kable.
- Civil
commitment unknown to law: Generally speaking, in Australia, the
involuntary detention of a person in custody by any agency of the state is
viewed as penal or
punitive in character. In Australian law, personal liberty
has always been regarded as the most fundamental of
rights[196].
Self-evidently, liberty is not an absolute
right[197].
However, to deprive a person of liberty, where that person is otherwise entitled
to it, is a grave step. If it is to extend for
more than a very short interval,
such as may properly be entrusted to officials in the Executive Government, it
requires the authority
of a judicial
order[198].
- These
rules explain a fundamental principle that lies deep in our law. Ordinarily, it
requires officers of the Executive Government,
who deprive a person of liberty,
to bring that person promptly before the judicial branch, for orders that
authorise, or terminate,
the continued
detention[199].
The social purpose behind these legal obligations is to divorce, as far as
society can, the hand that would deprive the individual
of liberty from the hand
that authorises continued detention. The former, which normally lies in the
Executive
branch[200],
is taken to be committed to the deprivation of liberty for some
purpose[201].
The latter is taken to be independent and committed only to the application in
the particular case of valid laws. The operation
of the writ of habeas
corpus is another assurance, afforded to the judiciary, requiring the prompt
legal justification of any contested deprivation of
liberty[202].
So precious does our legal system regard every moment of personal freedom. The
scrutiny of a justification of the deprivation of
liberty must not be
perfunctory. It is a real and solemn responsibility of the judiciary, rooted in
our constitutional history.
- In
R v Quinn; Ex parte Consolidated Food Corporation, Jacobs J
observed[203]:
"[W]e have inherited and were intended by our Constitution to live under a
system of law and government which has traditionally protected the rights of
persons by ensuring that those rights
are determined by a judiciary independent
of the parliament and the executive. But the rights referred to in such an
enunciation
are the basic rights which traditionally, and therefore
historically, are judged by that independent judiciary which is the bulwark
of
freedom. The governance of a trial for the determination of criminal guilt is
the classic example."
- The
necessary involvement of the judiciary in adjudging and punishing criminal guilt
is a fixed feature of the courts participating
in the integrated judicature of
the Commonwealth, provided for in the
Constitution[204].
Precisely because liberty is regarded as so precious, legal provisions
derogating from liberty (and especially those that would
permit the Executive
Government to deprive a person of liberty) are viewed by courts with heightened
vigilance. Normally, a law
providing for the deprivation of the liberty of an
individual will be classified as punitive. As a safeguard against expansion of
forms of administrative detention without court orders, our legal system has
been at pains to insist that detention in custody must
ordinarily be treated as
penal or punitive, precisely because only the judiciary is authorised to adjudge
and punish criminal
guilt[205].
Were it otherwise, it would be a simple matter to provide by law for various
forms of administrative detention, to call such detention
something other than
"punishment", and thereby to avoid the constitutional protection of independent
judicial assessment before such
deprivation is rendered lawful.
- It
is true that a limited number of exceptions to this constitutional scheme have
been acknowledged by this Court. They include
immigration detention of
"unlawful non-citizens" for the purposes of deportation or to enable an
application for an entry permit
to be made and
determined[206];
quarantine detention for reasons of public
health[207];
detention of the mentally ill and the legally insane for the protection of the
community[208];
and analogous non-punitive, protective orders permitted by valid
legislation[209].
This Court has assumed, or suggested, that the imposition by federal and State
courts of sentences that involve indefinite periods
of imprisonment is
compatible with
Ch III[210].
Such provisions have a long history. In intermediate courts, they have been
held compatible with
Kable[211].
This Court has also made it clear that the list of permissible burdens upon
liberty, classified as "non-punitive," is not
closed[212].
- Nonetheless,
where, as in the case of the Act, a new, different and so far special attempt is
made by State legislation to press
the judiciary into a function not previously
performed by it, it is necessary to evaluate the new role by reference to
fundamental
principles. The categories of exception to deprivations of liberty
treated as non-punitive may not be closed; but they remain exceptions.
They
are, and should continue to be, few, fully justifiable for reasons of history or
reasons of principle developed by analogy
with the historical derogations from
the norm. Deprivation of liberty should continue to be seen for what it is.
For the person
so deprived, it will usually be the worst punishment that our
legal system now inflicts. In Australia, punishment, as such, is reserved
to
the judiciary in a case following an established breach of the law. For that
the offender "can be punished [but] for nothing
else"[213].
- In
the case of the Act, the drafter has not even attempted a change of nomenclature
to disguise the reality of the order assigned
to the judiciary in a case such as
that affecting the appellant. The person the subject of the order is a
"prisoner", convicted
of a previous crime. He or she is already detained in
prison and must be so at the time of the application and order. If the order
under the Act is made, he or she is nominally detained as a "serious danger to
the community". However, such continued detention
is served in a prison and the
detainee, although having completed the service of imprisonment, remains a
"prisoner". The detention
continues under the "continuing detention order".
From the point of view of the person so detained, the imprisonment "continues"
exactly as it was.
- Where
a court is concerned with the constitutional character of an Act, its attention
is addressed to actuality, not appearances.
Were it otherwise, by the mere
choice of legislative language and the stroke of a pen, the requirements of the
Constitution could be circumvented. In Ha v
NSW[214]
the joint majority reasons
explained[215]:
"When a constitutional limitation or restriction on power is relied on to
invalidate a law, the effect of the law in and upon the
facts and circumstances
to which it relates – its practical operation – must be
examined as well as its terms in
order to ensure that the limitation or
restriction is not circumvented by mere drafting
devices."
- The
same point was made in Chu Kheng Lim v Minister for
Immigration[216]:
"In exclusively entrusting to the courts designated by Ch III the function
of the adjudgment and punishment of criminal guilt
under a law of the
Commonwealth, the Constitution's concern is with substance and not mere
form."
- The
same rule must apply to the evaluation of a State law said to be incompatible
with Ch III of the federal Constitution. Invalidity does not depend on
verbal formulae or the proponent's
intent[217].
It depends upon the character of the
law[218].
Effectively, the Act does not provide for civil commitment of a person who has
completed a criminal sentence. Had it done so,
one would have expected
commitment of that person to a different (non-prison) institution, with
different incidents, different facilities,
different availability of treatment
and support designed to restore the person as quickly as possible to liberty,
which is that person's
ordinary right as a human being in Australia and under
the protection of its Constitution and laws.
- Occasionally,
for a very short interval and in exceptional circumstances, civil commitment to
prison may
occur[219].
But that is not the character of the Act. It contemplates lengthy commitment,
generally with assessment and reassessments at annual
intervals. In Australia,
we formerly boasted that even an hour of liberty was precious to the common law.
Have we debased liberty
so far that deprivation of liberty, for yearly
intervals, confined in a prison cell, is now regarded as immaterial or
insignificant[220]?
Under the Act, just as in the law invalidated in Kable, the prisoner
could theoretically be detained for the rest of the prisoner's life. This could
ensue not because of any past crime committed, but because of a
prediction of future criminal
conduct[221].
- In
the United States, where post-sentence detention legislation has been enacted,
such continuing detention is ordinarily carried
out in different facilities,
controlled by a different governmental agency, with different features to mark
the conclusion of the
punitive element of the judicial sentence and the
commencement of a new detention with a different quality and
purpose[222].
The Queensland Act does not even pretend to make such distinctions. The
realities are unashamedly displayed. The punitive character
of the Act is
indicated by the precondition for its orders (that the subject is a "prisoner"
convicted of criminal offence(s)); by
the requirement that the Court have regard
to "the prisoner's antecedents and criminal
history"[223]
for which inferentially the prisoner has previously been punished; and by the
obligation imposed by the Act to retain the prisoner
in a corrective services
facility under an order accurately described as a "continuing detention order".
A clearer indication could
not be given that the past "detention" of punitive
imprisonment, judicially imposed, is to "continue".
- On
its face, the Act hardly makes any effort to pretend to a new form of "civil
commitment". To the extent that it does, it fails
to disguise its true
character, namely punishment. And, by Australian constitutional law, punishment
as such is reserved to the
judiciary for breaches of the law. An order of
imprisonment as punishment can therefore only be made by a court following proof
of the commission of a criminal offence, established beyond reasonable
doubt[224]
where the charge is
contested[225],
in a fair trial at which the accused is found guilty by an independent court of
the offence charged. Here there has been no offence;
no charge; no trial.
Effectively, the presumption of innocence has been
removed[226].
Instead, because of a prisoner's antecedents and criminal history, provision is
made for a new form of additional punishment utilising
the courts and the
corrective services system in a way that stands outside the judicial process
hitherto observed in Australia.
Civil commitment to prison of persons who have
not been convicted of a crime is inconsistent with, and repugnant to, the
exercise
of the judicial power as envisaged by the
Constitution[227].
- Predictive
superadded imprisonment: Although the features of the criminal
process in the common law have taken a "meandering course" over many
centuries[228]
it has been fundamental, until now, that (save for the remand of accused persons
awaiting trial who are not granted bail) imprisonment
has followed final proof
of crime. It has not anticipated the crime. Even remanded prisoners are
imprisoned for defined and generally
limited periods and after a fresh
crime is alleged to have occurred. In our system of criminal justice, prisons
are therefore a place of punishment for past wrong-doing. By a sentence
that includes imprisonment, a judge communicates the censure of society deserved
by the prisoner for
proved past crimes. Imprisonment is not used as
punishment in advance for crimes feared, anticipated or predicted in the
future. To introduce such a notion of punishment, and to require courts to
impose
a prison sentence in respect of perceived future risks, is a new
development. It is one fraught with dangers and "inconsistent with traditional
judicial
process"[229].
- The
focus of the exercise of judicial power upon past events is not accidental. It
is an aspect of the essential character of the
judicial function. Of its
nature, judicial power involves the application of the law to past events
or
conduct[230].
Although, in discharging their functions, judges are often called upon to
predict future
happenings[231],
an order imprisoning a person because of an estimate of some future offence is
something new and different.
- Simply
calling the imprisonment by a different name ("detention") does not alter its
true character or punitive effect. Least of
all does it do so in the case of an
Act that fixes on the subject's status as a "prisoner" and "continues" the type
of "detention"
that previously existed, that is, punitive imprisonment. Such an
order, superimposed at the end of judicial punishment for past
crimes, must be
distinguished from an order imposing imprisonment for an indeterminate period
also for past crimes that is part of
the judicial assessment of the punishment
for such crimes, determined at the time of sentencing. There, at least, the
exercise of
judicial power is addressed to past facts proved in a judicial
process. Such a sentence, whatever problems it raises for finality
and
proportionality, observes an historically conventional judicial practice. It
involves the achievement of traditional sentencing
objectives, including
retribution, deterrence and incapacitation applied
prospectively[232].
It does not involve supplementing, at a future time, a previously final judicial
sentence with new orders that, because they are
given effect by the continuation
of the fact of imprisonment, amount to new punishment beyond that already
imposed in accordance
with
law[233].
- Properly
informed, the public understands the role of judges in ordering the deprivation
of liberty on the basis of proved breaches
of the law in the past. The
introduction of a power to deprive persons of liberty, and to commit them to
prison potentially for very long, even indefinite,
periods on the basis of
someone's estimate of the risk that they will offend in the future,
inevitably undermines public confidence in the courts as places exhibiting
justice to all, including those accused and previously
convicted of serious
crimes[234].
A court in the position of this Court is always obliged to test a novel law by
what would occur if the novelty became common or
repeated or is taken to its
logical extent. The Act, if valid, opens the way for future instances of
preventative detention in prison,
based on prediction. Such a departure from
traditional judicial functions is constitutionally impermissible.
- Beyond
mental illness orders: But can it be said that the orders permitted
under the Act are, or are analogous to, civil commitment for mental
illness[235]?
Although the predicted dangerousness of sexual offenders, based on past conduct,
might not involve proof of a mental illness in
the usual sense of that
term[236], is
it sufficiently analogous to allay constitutional concerns based on the novelty
of the function committed by the Act to a State
court?
- Certainly,
before a "continuing detention order" is made under the Act, there is no
requirement for a finding as to mental illness,
abnormality or infirmity in the
accepted sense. In his Second Reading Speech on the Bill that became the Act,
the respondent Attorney-General
made it clear that the Act was not
founded on concepts of mental
illness[237].
This is perhaps understandable given that considerations of mental illness may
lead to reducing, not increasing, criminal
punishment[238].
Section 8(2)(a) of the Act authorises the Supreme Court to make "an order
that the prisoner undergo examinations by 2 psychiatrists
named by the court who
are to prepare independent reports". By s 11(2) of the Act, there is no
requirement for a diagnosis
of mental illness, abnormality or infirmity.
Nothing in the Act requires such a diagnosis, or finding by the court, to
justify the
exercise of the court's powers under ss 8 or 13 of the Act.
The inquiry required of the court must simply focus on the risk of
re-offending. It operates on a prediction as to future conduct based on
estimates of propensity that would ordinarily be inadmissible in a judicial
trial conducted to adjudge whether a
person was liable to be sentenced to
imprisonment[239].
It follows that the civil commitment envisaged by the Act is based on estimates
of re-offending unaccompanied by any requirement
on the part of the court to
make a finding of the existence of a recognised mental illness, abnormality or
infirmity.
- These
and related features of the Act illustrate the novelty of its provisions; their
departure from the mental health exception
for civil commitment deemed to fall
short of "punishment"; and the free hand given to the psychiatric witnesses upon
whose evidence
the Act requires the State court to perform its function. In
effect, the psychiatrists are allowed to estimate dangerousness without
any
accompanying requirement to anchor such estimations in an established mental
illness, abnormality or
infirmity[240].
Because such predictions involve guesswork and are notoriously unreliable at the
best of times, such functions cannot be imposed
on judges divorced from an
appropriate footing based on an established mental illness, abnormality or
infirmity. It is that established
foundation that gives the assurance necessary
to justify detention based on a prediction depending on more than the
contestable and
fallible predictive capacity, absent a recognised and
well-established mental disease of settled and describable features.
- It
is true that bail decisions will often be made by reference to predictive
considerations. Commonly, such decisions require a
court to evaluate whether an
accused will appear to answer the charge at a trial, will
interfere with the safety or welfare of a victim or witness or will be
harmed or commit
self-harm[241].
In other countries, constitutional courts have rejected the use in bail
decisions of considerations of the possibility that the
accused will
commit further
offences[242].
For example, in the Irish Supreme Court, which was unanimous on the point,
Walsh J
observed[243]:
"In this country it would be quite contrary to the concept of personal liberty
enshrined in the Constitution that any person should be punished in respect of
any matter upon which he has not been convicted or that in any circumstances he
should be deprived of his liberty upon only the belief that he will commit
offences if left at liberty, save in the most extraordinary
circumstances
carefully spelled out by the [Parliament] and then only to secure the
preservation of public peace and order or the
public safety and the preservation
of the State in a time of national emergency or in some situation akin to
that."
- The
Bail Act expressly provides for consideration, in bail decisions, of
whether there is an unacceptable risk that, whilst released, the accused
will commit an offence, that is, a future
offence[244].
It is unnecessary to decide here the constitutional validity of that provision.
It is enough to point to the great difference between
refusal of bail in respect
of a pending charge of a past offence and refusal of liberty, potentially
for very long intervals of time, in respect of estimations of future
offending, based on predictions of propensity and submitted to proof otherwise
than by reference to the criminal standard of proof.
- In
addressing legislation bearing some similarities to the Act, the Supreme Court
of the United States has concluded that dangerousness
by itself is insufficient
to sustain civil commitment of prisoners beyond the term of punishment imposed
for criminal offences.
Relevantly, it is necessary for the additional finding
to be made, warranting continued deprivation of liberty, that the subject
is
suffering from a mental illness, abnormality or infirmity that justifies the
very large step of depriving him or her of
liberty[245].
The Supreme Court has held that post-sentence civil commitment must be
undertaken in hospitals or equivalent institutions, segregated
from prisons
established for the punishment of those convicted of
crime[246].
- The
Act under consideration includes amongst its objects "care" and "treatment" of a
"particular class of prisoner to facilitate
their
rehabilitation"[247].
However, in the scheme of the Act, this object obviously takes a distant second
place (if any place at all) to the true purpose
of the legislation, which is to
provide for "the continued detention in custody ... of a particular class of
prisoner"[248].
If the real objective of the Act were to facilitate rehabilitation of certain
prisoners retained in prison under a "continuing detention
order", significant,
genuine and detailed provisions would have appeared in the Act for care,
treatment and rehabilitation. There
are none. Instead, the detainee remains
effectively a prisoner. He or she is retained in a penal custodial institution,
even as
here the very prison in which the sentences of judicial punishment have
been served. After the judicial sentence has concluded,
the normal incidents of
punishment continue. They are precisely the same.
- These
features of the Act demonstrate that the orders for which it provides do not
fall within the category of civil commitment for
mental illness contemplated in
Lim as an exception to the comprehensive control enjoyed by the judiciary
over orders depriving persons of their
liberty[249].
Here, the deprivation can only be viewed as
punishment[250].
Although the constitutional setting in the United States is different from that
operating in Australia, our legal tradition shares
a common vigilance to the
dangers of civil commitment that deprives persons of their liberty. In my view,
the purposes of Ch III
and the tests expounded by the majority in
Kable[251]
require this Court to adopt a similar vigilance to this new mode of effective
punishment provided for in the Act.
- The
Act is not proportional (that is, appropriate and adapted) to a legitimate
non-punitive
objective[252].
It conscripts judges in the imposition of effective judicial punishment in
proceedings not otherwise known to the
law[253].
The misuse of psychiatry and
psychology[254]
in recent memory in other countries demands the imposition of rigorous standards
before courts may be enlisted to deprive persons
of liberty on psychological
evidence, absent an established mental illness, abnormality or infirmity. This
is why, in other countries,
and hitherto in Australia, recognised and well
documented mental illnesses, abnormalities or infirmities are the prerequisite
for
civil commitment on this ground. Psychiatric assessment of risk
alone is insufficient. To involve the judiciary in assessments of the latter
kind is to attempt to cloak such unreliable and potentially
unjust guesswork
with the authority of the judicial office. It is repugnant to the judicial
process to do so.
- Highly
selective punishment: Whilst it is true that the Act does not single
out, or name, an individual prisoner for continued detention (as was the case in
the
legislation involving Mr Kable) it is still inconsistent with the
traditional judicial process. It is directed to a readily
identifiable and
small group of individuals who have committed the specified categories of
offence and are in Queensland prisons.
It adds to the effective punishment of
those individuals by exposing them to continued detention beyond the sentence
judicially
imposed by earlier final orders. It does not contain the procedural
safeguards involved in the trial before an Australian court
of a criminal
offence carrying the risk of punishment by imprisonment. In effect, the
appellant and the small class of persons in
a like position, are identified by
reference both in the short title to the Act and in its
provisions[255].
Only the most formalistic approach to the continued detention of the appellant
in prison, in the same conditions as those imposed as punishment for
criminal convictions, could result in the pretence that his continued
detention
was not punishment. This Court has repeatedly insisted that, in matters of
constitutional evaluation, substance, and not
mere form, provides the
touchstone[256].
- Thus,
in Witham v
Holloway[257]
it became necessary for the Court to classify contempt proceedings.
Traditionally, they had been treated by the common law as civil
in character.
However, they often resulted in orders of imprisonment or the imposition of
fines. This Court concluded that such
proceedings were more correctly
classified as criminal in nature. The joint reasons
explained[258]:
"Punishment is punishment, whether it is imposed in vindication or for remedial
or coercive purposes. And there can be no doubt
that imprisonment and the
imposition of fines ... constitute punishment."
- Upon
this basis, the continued imprisonment of the appellant likewise constitutes
punishment. There are too many features of the
Act to deny that classification
to the order made against him. Such order is "taken to be a warrant committing
the prisoner into
custody for the Corrective Services
Act"[259].
It designates the continuing detainee "a prisoner". The prisoner is even denied
eligibility for the entitlements of other prisoners,
such as post-prison
community based
release[260].
This is added punishment and the Act makes little or no effort to pretend to the
contrary.
- In
argument, it was suggested that, even if the Act created an effective trial and
punishment of persons such as the appellant, it
did no offence to the
Constitution because the separation of the judicial power in the States is not
as rigorous as with respect to federal courts named or contemplated
in
Ch III courts. I doubt the correctness of this oft-stated proposition
expressed so broadly; but it is unnecessary to examine
that question here. By
involving a State court in the imposition of punishment, without the safeguards
associated with a judicial
trial, the Act offends the implications of
Ch III in the precise way that Kable described. In this country
imprisonment as punishment must follow the standard of traditional judicial
process and be for a conventional
purpose. The Act does not observe those
standards. It pretends to a form of civil commitment; but that pretence does
not survive
even perfunctory scrutiny. Punishment is punishment and that is
what the continued imprisonment ordered in the appellant's case
is in law as
well as effect.
- Double
and retrospective punishment: The rule against double punishment for
proved crimes may be traced to Biblical
times[261].
In English law it is often traced to the Constitutions of Clarendon
(1164) by which King Henry II asserted a right to subject clergy to trial
in the civil as well as ecclesiastical courts. The
resolution of that conflict,
following the murder of Archbishop Thomas à Becket, witnessed the
beginning of the acceptance
by English law that a person should not be put in
danger twice for the same
crime[262].
This rule is reflected in the common law. It is expressed in the Fifth
Amendment to the Constitution of the United States 1787, stating that no
person shall be "subject for the same offence to be twice put in jeopardy of
life or limb". By the Fourteenth
Amendment, that provision has been held
applicable to State as well as federal laws in the United
States[263].
- Although
there is no similar express constitutional provision in Australia, our law has
repeatedly upheld procedural and substantive
rules that provide effective
protection against double
jeopardy[264].
The principle is also reflected in the International Covenant on Civil and
Political Rights
("ICCPR")[265].
Australia is a party to the ICCPR and also to the First Optional Protocol to the
ICCPR[266].
Because of this, the influence of the ICCPR upon Australian law is large,
immediate and bound to increase, particularly in statutory
construction[267].
- But
can it be said that, by enacting the Act, the Queensland Parliament has, within
its legislative powers, adopted a law that deliberately
involves a form of
double punishment which is nevertheless valid and binding? Certainly, by force
of the Act, a person such as the
appellant is liable, as I would conclude, to
further
punishment[268].
That punishment is based, in part at least, upon the criterion of his former
conviction(s). Accordingly, the punishment constitutes
an increase to the
punishment already judicially imposed by reference to the appellant's earlier
conviction(s) and final sentence(s)
for the same crime(s). It involves a later
judge being required, in effect, to impose new punishment beyond that fixed by
an earlier
judge, without any intervening offence, trial or conviction.
- In
R v
Carroll[269],
Gaudron and Gummow JJ remarked that the interests at stake in that appeal
"touch upon matters fundamental to the structure
and operation of the legal
system and to the nature of judicial power". Respectfully, I agree with that
observation. In that case,
the attempt was made, despite Mr Carroll's
earlier acquittal, to expose him again to punishment by reference to the same
past
acts by charging him with a new and different offence. This Court
unanimously held that the attempt failed. The reasoning of the
Court did not
rest upon constitutional grounds. It did not have to do so because the common
law afforded the solution.
- In
the present case, the common law would not prevail over clear State legislation,
so long as that law was constitutionally valid.
The reference in Carroll
to "matters fundamental ... to the nature of judicial power" is therefore
pertinent. In my view, it is essential to the nature of
the judicial power
that, if a prisoner has served in full the sentence imposed by a court as final
punishment it is not competent
for the legislature to require another court,
later, to impose additional punishment by reference to previous, still less the
same,
offences. Such a requirement could not be imposed upon Ch III
courts. Equally, it is repugnant to the exercise by State courts
of the federal
judicial power that may be vested in those courts for such courts to be obliged
to perform such functions.
- Effectively,
what is attempted involves the second court in reviewing, and increasing, the
punishment previously imposed by the first
court for precisely the same past
conduct. Alternatively, it involves the second court in superimposing
additional punishment on the basis that the original maximum
punishment provided
by law, as imposed, has later proved inadequate and that a new foundation for
additional punishment, in effect
retrospective, may be discovered in order to
increase it. Retrospective application of new criminal offences and of
additional punishment
is offensive to the fundamental tenets of our law. It is
also contrary to the obligations assumed by Australia under the
ICCPR[270].
It is contrary to truth and transparency in sentencing. It is destructive of
the human capacity for redemption. It debases the
judiciary that is required to
play a part in it.
- On
this footing, the imposition of such functions on a State court is offensive to
the basic notions of the judicial power contained
in Ch III of the
Constitution of the Commonwealth. It follows that the provisions of the Act are
invalid. The offending provisions cannot be severed. They lie
at the very
heart of the Act. In my opinion, the entire Act fails.
The dangers of phenomenological punishment
- This
Court should not resolve the arguments of the parties in the present proceedings
unaware of what has gone before. History evidences
many patterns of
unacceptable intrusions by other sources of power into the independence of the
judiciary. These should not be dismissed
as irrelevant to Australia. They have
occurred in "highly civilised" countries, with strong legal and judicial
traditions. This
Court should be vigilant to the patterns demonstrated by
history wherever they arise in the Commonwealth. It is against their emergence
that the doctrine expressed in Kable protects fundamental features of the
judicial branch of government.
- One
pattern of intrusion into judicial functions may be observed in what occurred in
Germany in the early 1930s. It was provided
for in the acts of an elected
government. Laws with retroactive effect were duly promulgated. Such laws
adopted a phenomenological
approach. Punishment was addressed to the estimated
character of the criminal instead of the proved facts of a crime. Rather than
sanctioning specified criminal conduct, the phenomenological school of criminal
liability procured the enactment of laws prescribing
punishment for identified
"criminal archetypes". These were the Volksschädlinge (those who
harmed the nation). The attention of the courts was diverted from the corpus
delicti of a crime to a preoccupation with the "pictorial impression" of the
accused. Provision was made for punishment, or additional punishment,
not for
specific acts of proved conduct but for "an inclination towards criminality so
deep-rooted that it precluded [the offender's]
ever becoming a useful member of
the ...
community"[271].
- This
shift of focus in the criminal law led to a practice of not releasing prisoners
at the expiry of their sentences. By 1936,
in Germany, a police practice of
intensive surveillance of discharged criminals was replaced by increased
utilisation of laws permitting
"protective custody". The German courts were not
instructed, advised or otherwise influenced in individual
cases[272].
They did not need to be. The basis of the law had shifted from the orthodox to
the new, just as here. Offenders for whom such
punishments were prescribed were
transferred from civil prisons to other institutions, such as lunatic asylums,
following the termination
of their criminal sentence. Political prisoners and
"undesirables" became increasingly subject to indeterminate
detention[273].
- In
the Communist Party Case, Dixon J taught the need for this Court to
keep its eye on history, including recent history, so far as it illustrated the
over-reach
of governmental
power[274].
He and his generation of Australian judges were aware of the challenge to the
capacity of the judiciary to defend the rule of
law[275].
This Court should not allow the passage of fifty years since this insight to
dull its memory or its appreciation of the distortions
of the judicial power
that are now being attempted. The principle in Kable was a wise and
prudent one, defensive of judicial independence in Australia and concerned with
much more than Mr Kable's liberty.
I dissent from the willingness of this
Court, having stated the principle, now repeatedly to lend its authority to the
confinement
of the application of the principle. This has been done virtually
to the point where the principle itself has disappeared at the
very time when
the need for it has greatly increased, as this case shows.
Conclusions and orders
- In
Veen v The Queen [No
2][276],
Deane J pointed out that cases may exceptionally arise where a prisoner,
who has completed the punishment, judicially imposed
upon proof of a criminal
offence, may continue to represent a danger to the community. Where such a
danger arises from an established
mental illness, abnormality or infirmity which
requires and justifies civil commitment, the law already provides solutions. If
it
is desired to extend powers to deprive of their liberty persons who do
not exhibit an established mental illness, abnormality or infirmity, it
is possible that another form of detention might be created.
It is also
possible that judges might play a part in giving effect to it in ways compatible
with the traditional judicial process
and observing the conventional nature of
legal proceedings. However, at a minimum, any such detention would have to be
conducted
in a medical or like institution, with full facilities for
rehabilitation and therapy, divorced from the punishment for which prisons
and
custodial services are designed.
- In
the present case there was no attempt to observe this important constitutional
distinction. On the contrary, the "continued detention"
is wholly integrated
with, and expressly continues, the imprisonment of the prisoner. The appellant
remains a prisoner in the same
custodial institution. The need to treat any
continuing civil commitment differently is not purely symbolic, although in
matters
of liberty, symbols matter. Instead, it is essential to avoid a
procedure repugnant to the solemn function performed by courts in
the imposition
of criminal punishment by sentences of imprisonment. In Australia, such
punishment is reserved to courts in respect
of the crimes that prisoners are
proved to have committed. It is not available for crimes that are feared,
anticipated or predicted
to occur in the future on evidence that is notoriously
unreliable and otherwise would be inadmissible and by people who do not have
the
gift of prophesy.
- The
appeal should be allowed. The judgment of the Court of Appeal of the Supreme
Court of Queensland should be set aside. In lieu
thereof, it should be ordered
that the judgment of the primary judge be set aside. In its place it should be
declared that the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is
invalid. The appellant should be released from detention.
- In
the cause removed to this Court pursuant to the Judiciary Act 1903 (Cth),
it should be ordered that the cause be returned to the Court of Appeal of the
Supreme Court of Queensland to be determined
consistently with the declaration
that the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is
invalid.
- HAYNE J.
I agree that in the cause, part of which has been removed into this Court, there
should be a declaration that s 13 of the Dangerous Prisoners (Sexual
Offenders) Act 2003 (Q) ("the Act") is not beyond the legislative power of
the State of Queensland and that the cause otherwise should be remitted to the
Queensland
Court of Appeal for hearing and determination of the remaining issues
in the appeal to that Court. The appeal to this Court concerning
the interim
order made by Muir J on 27 June 2003 and his judgment upholding the
validity of the Act should be dismissed.
- Subject
to one exception, I agree in the reasons of Gummow J. The exception is
that I would reserve my opinion about whether
federal legislation along the
lines of the Act would be invalid. As Gummow J points out, no sharp line
can be drawn between criminal and civil proceedings or between detention
that is
punitive and detention that is not. And once it is accepted, as it has been in
Australia, that protection of the community
from the consequences of an
offender's re-offending is a legitimate purpose of
sentencing[277],
the line between preventative detention of those who have committed crimes in
the past (for fear of what they may do in the future)
and punishment of those
persons for what they have done becomes increasingly difficult to discern. So
too, when the propensity to
commit crimes (past or future) is explained by
reference to constructs like "anti-social personality disorder" and it is
suggested
that the disorder, or the offender's behaviour, can be treated, the
line between commitment for psychiatric illness and preventative
detention is
difficult to discern. Indeed, the premise for the decisions of the Supreme
Court of the United States upholding State
civil commitment
statutes[278]
is that the statutes do not differ in substance or effect from a legislative
regime providing for the confinement of some who suffer
psychiatric illness.
- I
acknowledge the evident force in the proposition that to confine a person for
what he or she might do, rather than what he or she
has done, is at odds with
identifying the central constitutional conception of detention as a consequence
of judicial determination
of engagement in past conduct. Nonetheless, I would
reserve for further consideration, in a case where it necessarily falls for
decision, whether legislation requiring a federal court to determine whether a
person previously found guilty of an offence should
be detained beyond the
expiration of the sentence imposed, on the ground that the prisoner will or may
offend again, would purport
to confer a non-judicial function on that court.
Because the distinctions referred to above are so uncertain much may turn on the
particular terms and operation of the legislation in question.
- Subject
to that, I agree that, for the reasons given by Gummow J, first, that the
principle for which Kable v Director of Public Prosecutions
(NSW)[279]
stands requires for its application that the Act in question be repugnant to, or
incompatible with, that institutional integrity which the exercise of federal
jurisdiction conferred
upon the Supreme Court of Queensland requires and,
secondly, that the Act is not of that kind.
CALLINAN AND HEYDON JJ.
The issue
- The
question raised by this appeal is whether ss 8 and 13 of the Dangerous
Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") infringe Ch III of the
Commonwealth Constitution by vesting in the Supreme Court of Queensland
functions that are incompatible with the exercise by that Court of the judicial
power
of the Commonwealth contrary to the principles expounded by this Court
in Kable v Director of Public Prosecutions
(NSW)[280].
Facts and previous proceedings
- On
30 June 1989 the appellant was convicted of rape, sodomy and assault occasioning
bodily harm. He was sentenced to a term of imprisonment
of 14 years expiring on
or about 30 June 2003.
- The
Act commenced operation on 6 June 2003.
- On
17 June 2003, the respondent filed an application in the Supreme Court of
Queensland under s 5 of the Act for an order that the appellant be detained for
an indefinite period pursuant to s 13 of the Act. On 27 June 2003, the Supreme
Court (Muir J) made orders pursuant to s 8(2)(b) of the Act for the interim
detention of the appellant, pending a psychiatric assessment. The appellant
challenged the Act on the basis that its provisions were incompatible with Ch
III of the Constitution.
- On
9 July 2003, Muir J rejected the constitutional challenge to s 8 of the
Act[281].
The appellant had argued that s 8 of the Act, by conferring on the Supreme Court
the power to make an interim preventative detention order, infringed Ch III of
the Constitution by vesting in the Supreme Court functions incompatible with the
Court's function as a repository of judicial power of the Commonwealth:
that
the Act was relevantly the same in substance and effect as the legislation which
this Court struck down in Kable. His Honour was of the opinion however
that Kable was distinguishable: contrary to the appellant's argument,
there were "substantial differences" between the provisions of the Act and the
legislation in Kable. His Honour said
this[282]:
"In particular, the Act, unlike the Kable legislation, is not directed
towards securing the continued detention of one person. The Act has general
application, rules of evidence apply, the Attorney-General has the onus of proof
'to a high degree of probability' in
respect of orders made under s 13 and
the court has a discretion as to whether to make one of the orders specified in
s 13(5) or no order at all. All continuing detention or supervision orders must
be accompanied by detailed reasons and are subject to rights
of
appeal."
- On
23 September 2003, the Court of Appeal (de Jersey CJ and Williams JA,
McMurdo P dissenting) affirmed the decision of Muir
J. The majority found that
the Act conferred genuine discretionary power on the Supreme Court and infringed
no principle for which Kable
stands[283].
- Between
27 and 30 October 2003, the Court (White J) heard the respondent's application
for an order that the appellant be detained
in prison for an indefinite term
pursuant to s 13 of the Act. Her Honour had before her not only the reports by
two psychiatrists ordered by the Court, but also reports by two other such
practitioners.
Provision was also made for the appellant to be present by video
link to the hearing. He availed himself of this opportunity by
giving oral
evidence by this means. The evidence before her Honour was that the appellant
had spent almost 23 years in prison since
October 1980. His most serious crimes
were sexual offences. Two involved children. The offences were accompanied by
marked violence.
There was also evidence that the appellant had claimed that he
had committed some offences in order that he would be sent to prison
where "he
was comfortable". On 6 November 2003, her Honour held that there was a serious
risk that the appellant would commit a
serious sexual offence if he were to be
released from custody, and ordered that he be detained for an indefinite term,
for control,
care and treatment.
Appeal to this Court
- The
grounds of the appellant's appeal to this Court are:
"The majority of the Supreme Court of Appeal of Queensland (the Court of Appeal)
erred in holding that:
(a) Section 8 of the Dangerous Prisoners (Sexual Offenders) Act 2003
(Qld) fell within the legislative competence of the Queensland Parliament;
and
(b) Section 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003
(Qld) fell within the legislative competence of the Queensland Parliament;
and
The majority of the Court of Appeal erred in distinguishing Kable v Director
of Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 for the reasons they
did."
- We
should say at the outset that we are generally in agreement with the reasoning
and conclusion of the majority in the Court of
Appeal.
Appellant's submissions
- The
appellant in this Court repeated the argument that he had advanced in the Court
of Appeal, that ss 8 and 13 of the Act have the same objectionable features as
the legislation that this Court held invalid in Kable, in particular,
that the purported conferral of a power upon a court to detain a person in
custody upon the basis of a prediction
that an offender will re-offend, rather
than upon an adjudication of actual criminal guilt, is offensive to Ch III of
the Constitution.
The scheme of the Act
- The
purpose of the Act is to enable "the Supreme Court to order the post-sentence
preventative detention of sex offenders who pose a serious danger to the
community."[284]
- In
outline, the Act applies to persons imprisoned for a "serious sexual offence"
which is defined in the schedule to the Act as "an offence of a sexual nature,
whether committed in Queensland or outside Queensland involving violence or
against children".
The Attorney-General may apply to the Court for orders
requiring such a person to submit to psychiatric
assessment[285].
Upon an application, the Court may order that the person undergo a risk
assessment by two qualified psychiatrists, who must prepare
an assessment of the
risk of the person
re-offending[286].
If the Court is satisfied that the person would, if released, pose a serious
danger to the community, it is empowered to order the
prisoner's detention (a
"continuing detention order") or supervision subject to conditions imposed by
the Court (a "supervision
order")[287].
In determining which order to make, the paramount consideration is to be the
need to protect the
community[288].
A continuing detention order is to remain in effect until revoked by order of
the court. In the meantime, the person subject to
the order is to remain a
prisoner[289].
Supervision orders are to be made for a definite
term[290].
- Section
8 of the Act provides:
"8 Preliminary hearing
(1) If the court is satisfied there are reasonable grounds for believing the
prisoner is a serious danger to the community in the
absence of a division 3
order, the court must set a date for the hearing of the application for a
division 3 order.
(2) If the court is satisfied as required under subsection (1), it may make
either or both of the following orders –
(a) an order that the prisoner undergo examinations by 2 psychiatrists named by
the court who are to prepare independent reports
(a "risk assessment
order");
(b) if the court is satisfied that the prisoner may be released from custody
before the application is finally decided, an order
that the prisoner be
detained in custody for the period stated in the order (an "interim detention
order").
(3) If the prisoner is ordered to be detained in custody after the prisoner's
period of imprisonment ends, the person remains a prisoner,
including for all
purposes in relation to an application under this Act.
(4) If the court sets a date for the hearing of the application for a division 3
order but the prisoner is released from custody
before the application is
finally decided, for all purposes in relation to deciding the application this
Act continues to apply to the person as if the person were a
prisoner."
Section 13 of the Act provides:
"13 Division 3 orders
(1) This section applies if, on the hearing of an application for a division 3
order, the court is satisfied the prisoner is a serious
danger to the community
in the absence of a division 3 order (a "serious danger to the
community").
(2) A prisoner is a serious danger to the community as mentioned in subsection
(1) if there is an unacceptable risk that the prisoner
will commit a serious
sexual offence –
(a) if the prisoner is released from custody; or
(b) if the prisoner is released from custody without a supervision order being
made.
(3) On hearing the application, the court may decide that it is satisfied as
required under subsection (1) only if it is satisfied
–
(a) by acceptable, cogent evidence; and
(b) to a high degree of probability;
that the evidence is of sufficient weight to justify the decision.
(4) In deciding whether a prisoner is a serious danger to the community as
mentioned in subsection (1), the court must have regard
to the following
–
(a) the reports prepared by the psychiatrists under section 11 and the extent to
which the prisoner cooperated in the examinations by the psychiatrists;
(b) any other medical, psychiatric, psychological or other assessment relating
to the prisoner;
(c) information indicating whether or not there is a propensity on the part of
the prisoner to commit serious sexual offences in
the future;
(d) whether or not there is any pattern of offending behaviour on the part of
the prisoner;
(e) efforts by the prisoner to address the cause or causes of the prisoner's
offending behaviour, including whether the prisoner
participated in
rehabilitation programs;
(f) whether or not the prisoner's participation in rehabilitation programs has
had a positive effect on the prisoner;
(g) the prisoner's antecedents and criminal history;
(h) the risk that the prisoner will commit another serious sexual offence if
released into the community;
(i) the need to protect members of the community from that risk;
(j) any other relevant matter.
(5) If the court is satisfied as required under subsection (1), the court may
order –
(a) that the prisoner be detained in custody for an indefinite term for control,
care or treatment ("continuing detention order"); or
(b) that the prisoner be released from custody subject to the conditions it
considers appropriate that are stated in the order ("supervision
order").
(6) In deciding whether to make an order under subsection (5)(a) or (b), the
paramount consideration is to be the need to ensure
adequate protection of the
community.
(7) The Attorney-General has the onus of proving that a prisoner is a serious
danger to the community as mentioned in subsection
(1)." (footnote
omitted)
The decision in Kable
- In
Kable, this Court found that the Community Protection Act 1994 (NSW) was
incompatible with Ch III of the Commonwealth Constitution, and therefore
invalid, because it effectively required a Judge of the Supreme Court of New
South Wales to make an order depriving
a named person of his liberty at the
expiration of his term of imprisonment. The majority was of the opinion that
the Community Protection Act compromised the integrity of the judicial system
established by Ch III because it obliged the Supreme Court of New South Wales, a
Court which exercised the judicial power of the Commonwealth from time to time,
to act non-judicially when exercising State jurisdiction.
- In
Kable, the Justices in the majority used differing formulations when
stating the principles, but all of them referred to constitutional
integrity, or
public confidence, or both. With respect to the powers purportedly conferred by
the Community Protection Act, Toohey J held that they were
incompatible with the exercise of the judicial power of the Commonwealth because
they were of such
a nature that public confidence in the integrity of the
judiciary as an institution was
diminished[291].
Gaudron J said that they compromised the integrity of the judicial system
brought into existence by Ch III of the Constitution, which depends on State
courts acting in accordance with the judicial process and on the maintenance of
public confidence in that
process[292].
The opinion of McHugh J was that the impugned conferral of non-judicial
power or other incidents of the Court should not be
such as could lead an
ordinary reasonable member of the public to conclude that the Court was not
independent of the executive government
of the State, or that the Court as an
institution was not free of governmental influence in administering the judicial
functions
invested in the Court, and compromised the institutional impartiality
of the
Court[293].
Gummow J was of the view that the exercise of statutory powers jeopardized
the integrity of the Court, and sapped the appearance
of institutional
impartiality, and the maintenance of public confidence in the
judiciary[294].
Detention under the Act is for non-punitive purposes
- It
is accepted that in some circumstances, it is valid to confer powers on both
non-judicial and judicial bodies to authorize detention,
for example, in cases
of infectious disease or mental illness. These categories are not closed. In
this respect, the second object
of the Act is
relevant[295]:
"[T]o provide continuing control, care or treatment of a particular class of
prisoner to facilitate their
rehabilitation."
To the extent that the Act in fact furthers this object, a court applying it
would be undertaking, without compromise to its judicial
integrity, a
conventional adjudicative process.
- To
determine whether detention is punitive, the question, whether the impugned law
provides for detention as punishment or for some
legitimate non-punitive
purpose, has to be answered. As Gummow J said in Kruger v The
Commonwealth[296]:
"The question whether a power to detain persons or to take them into custody is
to be characterised as punitive in nature, so as
to attract the operation of Ch
III, depends upon whether those activities are reasonably capable of being seen
as necessary for a
legitimate non-punitive objective. The categories of
non-punitive, involuntary detention are not closed." (footnotes
omitted)
- Several
features of the Act indicate that the purpose of the detention in question is to
protect the community and not to punish.
Its objects are stated to be to ensure
protection of the community and to facilitate
rehabilitation[297].
The focus of the inquiry in determining whether to make an order under ss 8 or
13 is on whether the prisoner is a serious danger,
or an unacceptable risk to
the community. Annual reviews of continuing detention orders are
obligatory[298].
- In
our opinion, the Act, as the respondent submits, is intended to protect the
community from predatory sexual offenders. It is
a protective law authorizing
involuntary detention in the interests of public safety. Its proper
characterization is as a protective
rather than a punitive enactment. It is not
unique in this respect. Other categories of non-punitive, involuntary detention
include:
by reason of mental infirmity; public safety concerning chemical,
biological and radiological emergencies; migration; indefinite
sentencing;
contagious diseases and drug
treatment[299].
This is not to say however that this Court should not be vigilant in ensuring
that the occasions for non-punitive detention are
not abused or extended for
illegitimate purposes.
- One
further submission of the appellant requires consideration. He contended that
the Act was a Bill of Pains and Penalties, that
is, a "legislative enactment
which inflicts punishment without a judicial
trial"[300].
In Chu Kheng Lim v Minister for Immigration, McHugh J discussed such a
Bill and said this of it in a Constitutional
context[301]:
"At common law, special Acts of Parliament under which the legislature inflicted
punishment upon persons alleged to be guilty of
treason or felony 'without any
conviction in the ordinary course of judicial proceedings' were known as Bills
of Attainder and Bills
of Pains and Penalties. The term 'Bill of Attainder' was
used in respect of Acts imposing sentences of death, the term 'Bill of
Pains and
Penalties' in respect of Acts imposing lesser penalties. In the sixteenth and
seventeenth centuries, the Parliament of
the United Kingdom passed many such
Bills, particularly 'in times of rebellion, or of gross subserviency to the
crown, or of violent
political excitements'. During the American Revolution, a
number of such Bills were passed in the thirteen States. Subsequently,
the
Constitution of the United States prohibited the enactment of Bills of
Attainder. The Supreme Court of the United States has construed the term
'Bill
of Attainder' in that clause to include all 'legislative acts, no matter what
their form, that apply either to named individuals
or to easily ascertainable
members of a group in such a way as to inflict punishment on them without a
judicial trial'. Thus, a
Bill of Attainder or a Bill of Pains and Penalties is
a law (1) directed to an individual or a particular group of individuals (2)
which punishes that individual or individuals (3) without the procedural
safeguards involved in a judicial trial.
No express prohibition against the enactment of Bills of Attainder or Bills of
Pains and Penalties is to be found in the Constitution. However, it is a
necessary implication of the adoption of the doctrine of separation of powers in
the Constitution that the Parliament of the Commonwealth cannot enact such
Bills. An Act of the Parliament which sought to punish individuals or
a
particular group of individuals for their past conduct without the benefit of a
judicial trial or the procedural safeguards essential
to such a trial would be
an exercise of judicial power of the Commonwealth and impliedly prohibited by
the doctrine of the separation
of powers. Such an Act would infringe the
separation of judicial and legislative power by substituting a legislative
judgment of
guilt for the judgment of the courts exercising federal judicial
power." (footnotes omitted)
- The
Act here is not such a bill. Its purpose is not to punish people for their past
conduct. It is a protective measure and provides,
in any event, for many of the
safeguards of a judicial trial. It is necessary to keep in mind the issues with
which Kable was concerned and the true nature of the decision which the
Court made there. Despite the differing formulations of the Justices
in the
majority, the primary issue remained whether the process which the legislation
required the Supreme Court of New South Wales
to undertake, was so far removed
from a truly judicial process that the Court, by undertaking it, would be so
tainted or polluted
that it would no longer be a suitable receptacle for the
exercise of Federal judicial power under Ch III of the Constitution. This Court
did not in Kable hold however that in all respects, a Supreme Court of a
State was the same, and subject to the same constraints, as a federal court
established under Ch III of the Constitution. Federal judicial power is not
identical with State judicial power. Although the test, whether, if the State
enactment were a federal
enactment, it would infringe Ch III of the
Constitution, is a useful one, it is not the exclusive test of validity. It is
possible that a State legislative conferral of power which, if
it were federal
legislation, would infringe Ch III of the Constitution, may nonetheless be
valid. Not everything by way of decision-making denied to a federal judge is
denied to a judge of a State.
So long as the State court, in applying
legislation, is not called upon to act and decide, effectively as the alter ego
of the legislature
or the executive, so long as it is to undertake a genuine
adjudicative process and so long as its integrity and independence as a
court
are not compromised, then the legislation in question will not infringe Ch III
of the Constitution.
- The
forms and procedures prescribed by the Act bear the hallmarks of traditional
judicial forms and procedure. Section 5(3) raises
a formidable threshold for
the Attorney-General as applicant to surmount: a need at a preliminary hearing
to satisfy the Court that
"there are reasonable grounds for believing the
prisoner is a serious danger to the community in the absence of [an] ... order."
This is a considerably higher threshold than a prosecutor has to surmount at a
committal, effectively the establishment of a prima
facie case only.
- The
Act requires that the prisoner will be provided with full disclosure and details
of the allegations and all other relevant material
filed by the Attorney-General
against
him[302] and
provides for the filing of material by
him[303].
The effect of s 7 is to apply the rules of evidence except with respect to
a preliminary hearing where the rules may be relaxed
to accord with those
generally obtaining in urgent interlocutory applications. The prisoner has full
rights to cross-examine and
to adduce
evidence[304].
The Court may decide some relatively less important matters only on the
papers[305].
- Should
the Court reach the requisite degree of satisfaction at a preliminary hearing,
the application is then to proceed to a final
hearing[306]
and the Court has a discretion to order two independent psychiatric examinations
and reports.
- These
points should be made about the section which empowers the Court to make an
order for the detention of a prisoner. First,
the prisoner's release must be
shown to present an unacceptable risk of the commission by him of a serious
sexual offence. In so
deciding, the Court may only act upon "acceptable, cogent
evidence"[307]
and the degree of satisfaction that it must reach is one of "a high degree of
probability"[308].
- Section
13(4) provides another safeguard by requiring the Court to have regard to these
relevant and important matters: the psychiatrists'
reports; the co-operation or
otherwise of the prisoner with the psychiatrists; other relevant reports; the
prisoner's propensities;
any pattern of offending by the prisoner; the
prisoner's participation in rehabilitative programmes and the results of them;
the
prisoner's efforts to address the cause of his behaviour; the prisoner's
antecedents and criminal history; "the risk that the prisoner
will commit
another serious sexual offence if released into the
community"[309];
and the need to protect the community against that risk and any other relevant
matter.
- The
yardstick to which the Court is to have regard, of an unacceptable risk to the
community, relevantly a risk established according
to a high degree of
probability, that the prisoner will commit another sexual offence if released,
established on and by acceptable
and cogent evidence, adduced according to the
rules of evidence, is one which courts historically have had regard to in many
areas
of the law. The process of reaching a predictive conclusion about risk is
not a novel one. The Family Court undertakes a similar
process on a daily basis
and this Court (Mason CJ, Brennan, Dawson, Toohey and Gaudron JJ) said this in
M v M of the appropriate approach by the Family Court to the evaluation
of a risk to a
child[310]:
"Efforts to define with greater precision the magnitude of the risk which will
justify a court in denying a parent access to a child
have resulted in a variety
of formulations. The degree of risk has been described as a 'risk of serious
harm'[311],
'an element of risk' or 'an appreciable
risk'[312], a
'real
possibility'[313],
a 'real
risk'[314],
and an 'unacceptable
risk'[315].
This imposing array indicates that the courts are striving for a greater degree
of definition than the subject is capable of yielding.
In devising these tests
the courts have endeavoured, in their efforts to protect the child's paramount
interests, to achieve a balance
between the risk of detriment to the child from
sexual abuse and the possibility of benefit to the child from parental access.
To
achieve a proper balance, the test is best expressed by saying that a court
will not grant custody or access to a parent if that
custody or access would
expose the child to an unacceptable risk of sexual
abuse."
- Sentencing
itself in part at least may be a predictive exercise requiring a court on
occasions to ask itself for how long an offender
should be imprisoned to enable
him to be rehabilitated, or to ensure that he will no longer pose a threat to
the community. The
predictive exercise of an assessment of damages for future
losses is also a daily occurrence in the courts.
- Even
if the Court concludes under s 13(1) of the Act that the prisoner is a serious
danger to the community, it still has a discretion
under s 13(5) as to the way
in which the application should be disposed of. It may, for example, order that
the prisoner be released
from custody subject to conditions. Section 16
prescribes the contents of such an order.
- Section
13(6) of the Act uses the expression "paramount consideration" which is similar
to the expression "paramount interests" referred
to in M v
M[316],
and is one that is well familiar to, and regularly construed by family
courts.
- It
should be observed at this point that it is possible, although in practice
almost unthinkable that, having regard to the discretion
apparently conferred on
the Court by s 8(2) of the Act whether to order psychiatric examinations and
reports, the Court might make
a continuing detention order in their absence.
Whether however in doing so, a court would be acting on acceptable, cogent
evidence
establishing unacceptable risk to a high degree of probability is
another matter. In any event, courts are on occasions required
to decide
matters on evidence of less than desirable quality and volume, and that they may
have to do so, will not necessarily deprive
their function of its judicial
character.
- Another
judicial hallmark of the process for which the Act provides is the requirement
that the Court give reasons for its
decision[317].
- The
purpose of Pt 3 of the Act is to ensure that a prisoner's continual detention be
reviewed annually. Sections 26 and 27 require
the Attorney-General to ensure
that this purpose is effected. In exceptional circumstances, a prisoner may
himself seek leave to
apply for a
review[318].
The balance of Pt 3 contains provisions of similar kind to those governing the
applications for the original order and ensures
fair process. And again, before
the Court may affirm the order for detention it must be satisfied to a high
degree of probability.
- Part
4 of the Act confers a right of appeal upon both the Attorney-General and the
prisoner. The rights may be exercised without
the necessity to obtain prior
leave and are available in respect of any decision under the
Act[319].
- It
can be seen therefore that careful attention has been paid in the drafting of
the Act to a need for full and proper legal process
in the making of decisions
under it. It is an Act of general application, unlike the ad hominem
nature of the legislation in
Kable[320].
Conclusion
- The
Act does not offend against the principle for which Kable stands. It is
designed to achieve a legitimate, preventative, non-punitive purpose in the
public interest, and to achieve it with
due regard to a full and conventional
judicial process, including unfettered appellate review. In undertaking that
process, and
in making a decision as part of it, the Supreme Court did not
exercise power inconsistent with its function as a Court which exercises
judicial power pursuant to Ch III of the Constitution. The appeal should be
dismissed.
[1] [1996] HCA 24; (1996) 189 CLR 51.
[2] Chu Kheng Lim v Minister for
Immigration [1992] HCA 64; (1992) 176 CLR 1 at 28.
[3] [1998] 2 VR 229 at 260.
[4] Penalties and Sentences Act
1992 (Qld), s 163.
[5] [2003] QCA 416.
[6] [1979] HCA 7; (1979) 143 CLR 458.
[7] [1988] HCA 14; (1988) 164 CLR 465.
[8] [1988] HCA 14; (1988) 164 CLR 465 at 495.
[9] (1995) 84 A Crim R 67 at 68.
[10] [1966] USCA4 337; 393 F 2d 920 (1968) at 929.
[11] See Dershowitz, "The Origins of
Preventive Confinement in Anglo-American Law" (1974) 43 University of
Cincinnati Law Review 1 (Pt 1) and 781 (Pt II).
[12] eg Inebriates Act 1898
(UK), Convicted Inebriates Act 1913 (SA), Inebriates Act 1912
(NSW).
[13] eg Habitual Criminals
Act 1957 (NSW).
[14] eg Sentencing Act 1991
(Vic), Pt 3 Div 2 (1A), Criminal Law (Sentencing) Act 1988 (SA), Pt 2 Div
3, Criminal Code (WA), s 662(a) considered by this Court in
Chester v The Queen (1988) 165 CLR 611, Sentencing Act 1995 (WA),
s 98.
[15] [2003] UKHL 42; [2004] 1 AC 1.
[16] See Kansas v Crane [2002] USSC 10; 534
US 407 (2002).
[17] R v Lyons [1987] 2 SCR
309.
[18] cf Plaintiff S157/2002 v
Commonwealth (2003) 211 CLR 476 at 492 [30].
[19] [1996] HCA 24; (1996) 189 CLR 51 at 68-69.
[20] [1996] HCA 24; (1996) 189 CLR 51 at 98.
[21] [1996] HCA 24; (1996) 189 CLR 51 at 62.
[22] See, eg[1996] HCA 24; , (1996) 189 CLR 51 at
133-134 per Gummow J.
[23] [1988] HCA 68; (1988) 166 CLR 69 at 78.
[24] cf Nicholas v The Queen
[1998] HCA 9; (1998) 193 CLR 173 at 197 [36].
[25] Attorney-General (Q) v
Fardon [2003] QSC 200.
[26] Attorney-General (Q) v
Fardon [2003] QCA 416.
[27] Attorney-General (Q) v
Fardon [2003] QSC 379 at [98].
[28] Fardon [2003] QSC 379 at
[100].
[29] Fardon [2003] QSC 379 at
[100].
[30] [1996] HCA 24; (1996) 189 CLR 51.
[31] Kable [1996] HCA 24; (1996) 189 CLR 51
at 96 per Toohey J, 103 per Gaudron J, 116-119 per McHugh J, 127-128 per
Gummow J.
[32] Kable [1996] HCA 24; (1996) 189 CLR 51
at 98 per Toohey J, 106-108 per Gaudron J, 122, 124 per McHugh J, 134 per Gummow
J.
[33] Kable [1996] HCA 24; (1996) 189 CLR 51
at 122.
[34] Kable [1996] HCA 24; (1996) 189 CLR 51
at 106.
[35] Sections 2, 5, 13.
[36] Section 13(2).
[37] Section 13(3).
[38] R v Trade Practices
Tribunal; Ex parte Tasmanian Breweries Pty Ltd (1970) 123 CLR 361 at
375 per Kitto J.
[39] M v M [1988] HCA 68; (1988) 166 CLR 69
at 78.
[40] As to the need for issues to be
defined with sufficient precision to involve an exercise of federal judicial
power, see R v Spicer; Ex parte Waterside Workers' Federation of Australia
[1957] HCA 96; (1957) 100 CLR 312 at 319 per Dixon CJ, Williams, Kitto and Taylor JJ.
[41] Section 13(5).
[42] Section 13(5)(a).
[43] Section 13(5)(b).
[44] Section 13(3)(b).
[45] See, eg, Queensland, Dangerous
Prisoners (Sexual Offenders) Bill 2003 (Q) Explanatory Notes, (2003);
Queensland, Legislative Assembly,
Parliamentary Debates (Hansard), 3 June
2003 at 2484-2486 per Welford; Queensland, Dangerous Prisoners (Sexual
Offenders) Bill 2003 (Q), Amendments in
Committee, Explanatory Notes, (2003);
Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 26
November 2003 at 5127 per Welford.
[46] [1929] HCA 41; (1929) 42 CLR 481 at
495-496.
[47] The Commonwealth v
Queensland [1975] HCA 43; (1975) 134 CLR 298 at 314-315 per Gibbs J, Barwick CJ, Stephen
and Mason JJ agreeing.
[48] See, eg, Federated Sawmill,
Timberyard and General Woodworkers' Employes' Association (Adelaide Branch) v
Alexander [1912] HCA 42; (1912) 15 CLR 308 at 313 per Griffith CJ; Le Mesurier
[1929] HCA 41; (1929) 42 CLR 481 at 496-498 per Knox CJ, Rich and Dixon JJ; Adams v Chas
S Watson Pty Ltd [1938] HCA 37; (1938) 60 CLR 545 at 554-555 per Latham CJ; Peacock v
Newtown Marrickville and General Co-operative Building Society No 4 Ltd
[1943] HCA 13; (1943) 67 CLR 25 at 37 per Latham CJ; Kotsis v Kotsis [1970] HCA 61; (1970) 122 CLR
69 at 109 per Gibbs J; Russell v Russell [1976] HCA 23; (1976) 134 CLR 495 at 516-517
per Gibbs J, 530 per Stephen J, 535 per Mason J, 554 per Jacobs J;
The Commonwealth v Hospital Contribution Fund [1982] HCA 13; (1982) 150 CLR 49 at
61 per Mason J.
[49] [1982] HCA 13; (1982) 150 CLR 49.
[50] Hospital Contribution Fund
[1982] HCA 13; (1982) 150 CLR 49 at 59.
[51] Le Mesurier [1929] HCA 41; (1929) 42
CLR 481 at 496-497 per Knox CJ, Rich and Dixon JJ.
[52] Russell [1976] HCA 23; (1976) 134 CLR
495 at 506 per Barwick CJ, 520 per Gibbs J, 532 per Stephen J.
[53] Brown v The Queen [1986] HCA 11; (1986)
160 CLR 171 at 199 per Brennan J.
[54] [1996] HCA 24; (1996) 189 CLR 51 at 106.
[55] Constitution Act 1867
(Q), s 2.
[56] Union Steamship Co of
Australia Pty Ltd v King [1988] HCA 55; (1988) 166 CLR 1 at 10.
[57] See, eg, Queensland, Dangerous
Prisoners (Sexual Offenders) Bill 2003 (Q) Explanatory Notes, (2003) at 1;
Queensland, Legislative
Assembly, Parliamentary Debates (Hansard), 3 June
2003 at 2484 per Welford; Queensland, Dangerous Prisoners (Sexual Offenders)
Bill 2003 (Q), Amendments in Committee,
Explanatory Notes, (2003) at 1.
[58] Section 17.
[59] Mistretta v United States
[1989] USSC 9; 488 US 361 at 407 (1989).
[60] Queensland, Legislative
Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484.
[61] A-G (Qld) v Fardon
[2003] QCA 416.
[62] Attorney-General (Qld) v
Fardon [2003] QSC 379.
[63] [1988] HCA 68; (1988) 166 CLR 69 at 78.
[64] A v A [1976] VR 298 at
300.
[65] Marriage of M (1986) 11
Fam LR 765 at 771.
[66] B v B (Access) [1986]
FLC ¶91-758 at 75,545.
[67] Leveque v Leveque (1983)
54 BCLR 164 at 167.
[68] In re G (A minor) [1987]
1 WLR 1461 at 1469.
[69] In the Introduction to a number
of the McGill Law Journal devoted exclusively to the question of habitual
criminal and preventive detention, (1967) 13 McGill Law Journal 534
at 552, reprinted from his earlier work, The Habitual Criminal,
(1951).
[70] In an earlier and fuller form,
the maxim is "there can be no capital punishment destructive either to the
individual or his property,
which is not established by law before the fact"
(Nulla poena capitis nulla quae hominem remve ejus destruat esse potest nisi
legibus praefinita), Lofft, Reports of Cases adjudged in the Court of
King's Bench, (1790) Appendix, 16, maxim 466.
[71] General Principles of
Criminal Law, (1947) at 53.
[72] In his article, "The Persistent
Offender", in Radzinowicz and Turner (eds), The Modern Approach to Criminal
Law, (1945), 162 at 167.
[73] Foucault, Abnormal,
(2003) at 141.
[74] Agreed by the Council of Europe
at Rome on 4 November 1950.
[75] [2003] UKHL 42; [2004] 1 AC 1 at 25-34 per Lord
Hope of Craighead, 38-45 per Lord Hutton; Lord Bingham of Cornhill, Lord Steyn,
Lord Scott of Foscote
agreeing at 20, 21, 45.
[76] [2003] UKHL 42; [2004] 1 AC 1 at 25 per Lord
Hope of Craighead; Lord Bingham of Cornhill, Lord Steyn and Lord Scott of
Foscote agreeing at 20, 21,
45.
[77] [1996] HCA 24; (1996) 189 CLR 51.
[78] [1988] HCA 14; (1988) 164 CLR 465 at 476; cf
Crimes Act 1914 (Cth), Pt IB.
[79] [1987] 2 SCR 309.
[80] RSC 1970, c C-34.
[81] [1987] 2 SCR 309 at 328.
[82] [2001] HCA 62; (2001) 207 CLR 121 at 126
[8].
[83] [2001] HCA 62; (2001) 207 CLR 121 at 126
[9].
[84] Rohde v Director of Public
Prosecutions [1986] HCA 50; (1986) 161 CLR 119 at 128-129; Pearce v The Queen [1998] HCA 57; (1998)
194 CLR 610 at 628 [64]; cf Pfaffenroth, "The Need for Coherence: States' Civil
Commitment of Sex Offenders in the Wake of Kansas v Crane", (2003) 55
Stanford Law Review 2229 at 2254-2255.
[85] cf R v Lyons [1987] 2
SCR 309 at 328.
[86] [1991] HCA 29; (1991) 172 CLR 460 at 497. See
also the remarks of Deane J in Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166
CLR 518 at 580.
[87] [1992] HCA 64; (1992) 176 CLR 1 at 27-28.
[88] [1992] HCA 64; (1992) 176 CLR 1 at 27.
[89] [1996] HCA 24; (1996) 189 CLR 51 at 97-98.
[90] [1996] HCA 24; (1996) 189 CLR 51 at
131-132.
[91] [1996] HCA 24; (1996) 189 CLR 51 at
106-107.
[92] [1996] HCA 24; (1996) 189 CLR 51 at
121-122.
[93] R v Home Secretary, Ex parte
Khawaja [1984] AC 74 at 111-112; Cunliffe v The Commonwealth [1994] HCA 44; (1994)
182 CLR 272 at 298-299, 327-328, 335-336; Behrooz v Secretary, Department of
Immigration and Multicultural and Indigenous Affairs [2004] HCA 36; (2004) 78 ALJR 1056 at
1066 [51]- [53]; [2004] HCA 36; 208 ALR 271 at 283-284. See also the Opinion of the Supreme
Court of the United States in Rasul v Bush [2004] USSC 2325; 72 USLW 4596 at 4600-4601
(2004).
[94] [2003] HCA 49; (2003) 77 ALJR 1629 at 1649
[114]; [2003] HCA 49; 201 ALR 1 at 28-29. See also at 1634 [29]; 7 of ALR; and see further
Rich v Australian Securities and Investments Commission [2004] HCA
42.
[95] Corporations Act 2001
(Cth), Pt 9.4B (ss 1317DA-1317S).
[96] Trade Practices Act 1974
(Cth), s 77.
[97] [2003] HCA 49; (2003) 77 ALJR 1629 at 1638
[56]; [2003] HCA 49; 201 ALR 1 at 13; cf Kansas v Hendricks [1997] USSC 63; 521 US 346 at 361-363,
379-381 (1997).
[98] The War Crimes Act Case
[1991] HCA 32; (1991) 172 CLR 501.
[99] Al-Kateb v Godwin [2004] HCA 37; (2004)
78 ALJR 1099 at 1125 [137]- [139]; [2004] HCA 37; 208 ALR 124 at 159-160.
[100] Morris, (1967) 13 McGill
Law Journal 534 at 538.
[101] [1997] USSC 63; 521 US 346 (1997). See
Pfaffenroth, "The Need for Coherence: States' Civil Commitment of Sex Offenders
in the Wake of Kansas v Crane", (2003) 55 Stanford Law Review
2229.
[102] [1997] USSC 63; 521 US 346 at 361-362
(1997).
[103] [1992] HCA 64; (1992) 176 CLR 1 at 28.
[104] [1992] HCA 64; (1992) 176 CLR 1 at 28.
[105] [2004] HCA 9; (2004) 78 ALJR 464 at 466
[10]; [2004] HCA 9; 205 ALR 43 at 46.
[106] [2004] HCA 9; (2004) 78 ALJR 464 at 466
[11]- [13]; [2004] HCA 9; 205 ALR 43 at 46.
[107] [2004] HCA 45.
[108] [1996] HCA 24; (1996) 189 CLR 51 at 62.
[109] [1996] HCA 24; (1996) 189 CLR 51 at
120-121; see also at 105, 106 per Gaudron J, 131 per Gummow J.
[110] [1996] HCA 24; (1996) 189 CLR 51 at
122.
[111] [1989] USSC 9; 488 US 361 at 407
(1989).
[112] [1991] HCA 29; (1991) 172 CLR 460 at
496.
[113] See also R v Trade
Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970) 123 CLR 361
at 374 per Kitto J.
[114] [1995] HCA 26; (1996) 189 CLR 1 at 17.
[115] [1996] HCA 24; (1996) 189 CLR 51 at
122-123.
[116] [1996] HCA 24; (1996) 189 CLR 51 at
123.
[117] [1996] HCA 24; (1996) 189 CLR 51 at
103.
[118] [1981] VR 725 at
733-734.
[119] See, for example,
Northern Australian Aboriginal Legal Aid Service Inc v Bradley (2004) 78
ALJR 977 at 990-991 [65]; [2004] HCA 31; 206 ALR 315 at 334.
[120] See Yougarla v Western
Australia [2001] HCA 47; (2001) 207 CLR 344 at 354-355 [17].
[121] Northern Territory v
GPAO [1999] HCA 8; (1999) 196 CLR 553 at 579-580 [51], 636 [219].
[122] Northern Territory v
GPAO [1999] HCA 8; (1999) 196 CLR 553 at 580 [52].
[123] Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1995] HCA 26; (1996) 189 CLR 1.
[124] (2004) 78 ALJR 977 at 986
[32]; [2004] HCA 31; 206 ALR 315 at 327.
[125] [1947] HCA 26; (1947) 74 CLR 31. The
Melbourne Corporation doctrine has successfully been invoked twice since
1947, in Queensland Electricity Commission v The Commonwealth [1985] HCA 56; (1985) 159
CLR 192 and Austin v Commonwealth (2003) 77 ALJR 491; 195 ALR 321.
[126] Written 30 June 1759
and reproduced in Parkes, A History of the Court of Chancery, (1828) at
508. See also Reddaway v Banham [1896] AC 199 at 221 per Lord
Macnaghten; Nocton v Lord Ashburton [1914] AC 932 at 954 per Viscount
Haldane LC; Story, Commentaries in Equity Jurisprudence as administered
in England and America, 13th ed (1886), vol 1, §186.
[127] Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1995] HCA 26; (1996) 189 CLR 1 at 17.
[128] cf Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1995] HCA 26; (1996) 189 CLR 1 at 17.
[129] See Samad v District
Court of New South Wales [2002] HCA 24; (2002) 209 CLR 140 at 152-154 [31]- [38], 160-163
[66]-[76].
[130] Her Honour expressed the
order as one for "control, care and treatment" (emphasis added); the Act
speaks of "control, care or treatment" (emphasis added)
(s 13(5)(a)). It is unnecessary here to determine whether par (a) of
s 13(5) should be
read, as was submitted for the respondent, "any one or
more of, care control or treatment".
[131] [1991] HCA 29; (1991) 172 CLR 460 at 497;
see also at 496.
[132] [1995] HCA 26; (1996) 189 CLR 1 at 17.
[133] Polyukhovich v The
Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 534-535, 646, 721-722; Kariapper v
Wijesinha [1968] AC 717 at 736 per Sir Douglas Menzies (delivering the
judgment of the Board).
[134] Under the Judiciary Act
1903 (Cth), s 40. See reasons of Gummow J at [56].
[135] de Jersey CJ and
Williams JA; McMurdo P dissenting. See Attorney-General (Q) v
Fardon [2003] QCA 416.
[136] Attorney-General (Q)
v Fardon [2003] QSC 200 (Muir J).
[137] Fardon [2003] QCA 416
at [76].
[138] Constitution, s 73.
See also ss 74, 106.
[139] Kable v Director of
Public Prosecutions (NSW) [1996] HCA 24; (1996) 189 CLR 51 at 103-104 per Gaudron J,
132 per Gummow J.
[140] The term of imprisonment was
14 years on each of two counts of the indictment charging offences of rape and
sodomy and three years
on a third count charging unlawful assault on a female.
The sentences were ordered to be served concurrently.
[141] [2003] QCA 416 at [91] per
McMurdo P (diss).
[142] eg Webster et al,
"Introduction", in Webster et al (eds), Dangerousness: Probability and
prediction, psychiatry and public policy, (1985) at 1, 4, 10; Gabor, The
Prediction of Criminal Behaviour: Statistical Approaches, (1986) at
87, 89; Glaser, "Profiling the Rapist: The Prediction of Dangerousness", in
Easteal (ed), Without Consent: Confronting Adult Sexual Violence,
Australian Institute of Criminology Conference Proceedings No 20, (1993)
at 287.
[143] Warner, "Sentencing review
2002-2003", (2003) 27 Criminal Law Journal 325 at 338; Shea,
Psychiatry in Court, 2nd ed, (1996) at 155.
[144] Ashworth, Sentencing and
Criminal Justice, 3rd ed (2000) at 180.
[145] eg Kable [1996] HCA 24; (1996) 189
CLR 51 at 122-123 per McHugh J; Veen v The Queen [1979] HCA 7; (1979) 143 CLR
458 at 463-465 per Stephen J; McGarry v The Queen [2001] HCA 62; (2001) 207 CLR 121
at 141-142 [61] of my own reasons.
[146] Fardon [2003] QCA 416
at [91], applying the language of Kable [1996] HCA 24; (1996) 189 CLR 51 at 106 per
Gaudron J, 123 per McHugh J.
[147] Fardon [2003] QCA 416
at [91]. See also "Editorial: Law and Order State Elections", (2003) 27
Criminal Law Journal 5 at 7, quoting Brown and Hogg, Rethinking Law
and Order, (1998).
[148] Australian Communist
Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 ("the Communist Party
Case").
[149] See Chu Kheng Lim v
Minister for Immigration [1992] HCA 64; (1992) 176 CLR 1 at 56 per Gaudron J.
[150] Lim [1992] HCA 64; (1992) 176 CLR 1
at 71 per McHugh J.
[151] Reasons of Gummow J at
[46]-[48], [53]-[56]; reasons of Callinan and Heydon JJ at [200]-[205].
[152] Reasons of Gummow J at
[49]-[52], [57]-[59], [95]-[96], [109]-[111]; reasons of Callinan and
Heydon JJ at [211].
[153] eg the Penalties and
Sentences Act 1992 (Q). See reasons of Gummow J at [47], [69].
[154] A like consideration was
relevant in Kable [1996] HCA 24; (1996) 189 CLR 51 at 129 per Gummow J.
[155] In this respect the
legislation is similar to that provided in Kable [1996] HCA 24; (1996) 189 CLR 51 at 98
per Toohey J.
[156] Corrective Services
Act, s 53(1).
[157] Corrective Services Act,
s 190(1)(a).
[158] Corrective Services Act,
s 190(1)(b).
[159] Corrective Services
Act, s 190(2).
[160] See Polyukhovich v
The Commonwealth (War Crimes Act Case) [1991] HCA 32; (1991) 172 CLR 501 at 606-614,
703-707; Leeth v The Commonwealth [1992] HCA 29; (1992) 174 CLR 455 at 483-490,
501-503; Kruger v The Commonwealth [1997] HCA 27; (1997) 190 CLR 1 at 94-95,
112-113; Cameron v The Queen [2002] HCA 6; (2002) 209 CLR 339 at 352-353
[44]- [45], 368-369 [93]-[95]. See also Parker, "Protection of Judicial Process
as an Implied Constitutional Principle", (1994) 16 Adelaide Law Review
341 at 350-354.
[161] [1996] HCA 24; (1996) 189 CLR 51.
[162] [2003] QCA 416 at [92] per
McMurdo P. Her Honour held that ss 8 and 13 could not be severed and
that the entire scheme of the Act was invalid.
[163] Reasons of Gummow J at
[53]; reasons of Callinan and Heydon JJ at [203]-[204].
[164] Attorney-General
(Q) v Fardon [2003] QSC 379 per White J. See reasons of
Gummow J at [55]-[56]; reasons of Callinan and Heydon JJ at [205].
[165] Kansas v Hendricks
[1997] USSC 63; 521 US 346 (1997); Seling v Young [2001] USSC 7; 531 US 250 (2001);
Kansas v Crane [2002] USSC 10; 534 US 407 (2002).
[166] See eg H A Bachrach Pty
Ltd v The State of Queensland [1998] HCA 54; (1998) 195 CLR 547; Silbert v
Director of Public Prosecutions (WA) [2004] HCA 9; (2004) 78 ALJR 464 at 470
[32]-[33]; [2004] HCA 9; 205 ALR 43 at 51.
[167] Campbell, "Constitutional
Protection of State Courts and Judges"[1997] MonashULawRw 24; , (1997) 23 Monash University Law
Review 397 at 408; Walker, "Disputed Returns and Parliamentary
Qualifications: Is the High Court's Jurisdiction Constitutional?", (1997)
20
University of NSW Law Journal 257 at 271; Bagaric and Lakic, "Victorian
Sentencing Turns Retrospective: The Constitutional Validity of Retrospective
Criminal Legislation
after Kable", (1999) 23 Criminal Law Journal
145 at 158.
[168] Constitution,
s 77(iii).
[169] Constitution, s 73.
See Minister for Works (WA) v Civil and Civic Pty Ltd [1967] HCA 18; (1967) 116 CLR
273 at 277, 281-282.
[170] Universal Film
Manufacturing Co (Australasia) Ltd v New South Wales [1927] HCA 50; (1927) 40 CLR 333
at 347, 356; Re Patterson; Ex parte Taylor [2001] HCA 51; (2001) 207 CLR 391 at 473-474
[248]- [252].
[171] Nicholas v The Queen
[1998] HCA 9; (1998) 193 CLR 173 at 197 [37] per Brennan CJ.
[172] See Fardon [2003] QCA
416 at [91]. See also "Editorial: Law and Order State Elections", (2003) 27
Criminal Law Journal 5; Warner, "Sentencing review 2002-2003", (2003) 27
Criminal Law Journal 325 at 330.
[173] [1951] HCA 5; (1951) 83 CLR 1.
[174] Kable [1996] HCA 24; (1996) 189 CLR
51 at 98 per Toohey J. See also Grollo v Palmer (1995) 184 CLR
348 at 363-365; Wilson v Minister for Aboriginal and Torres Strait Islander
Affairs [1995] HCA 26; (1996) 189 CLR 1 at 8-9, 13-14, 20-22.
[175] Kable [1996] HCA 24; (1996) 189 CLR
51 at 106 per Gaudron J.
[176] Kable [1996] HCA 24; (1996) 189 CLR
51 at 121 per McHugh J.
[177] Kable [1996] HCA 24; (1996) 189 CLR
51 at 134 per Gummow J.
[178] Adelaide Company of
Jehovah's Witnesses Inc v The Commonwealth [1943] HCA 12; (1943) 67 CLR 116.
[179] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1.
[180] Ridgeway v The Queen
(1995) 184 CLR 19.
[181] Plaintiff
S157/2002 v The Commonwealth (2003) 211 CLR 476.
[182] See M v Secretary of
State for the Home Department [2004] EWCA Civ 324 per Lord
Woolf CJ; [2004] 2 All ER 863. See also Rasul v Bush [2004] USSC 2325; 72 USLW
4596 (2004).
[183] Jehovah's Witnesses Inc
[1943] HCA 12; (1943) 67 CLR 116 at 124. See also Morris, "Introduction", (1967) 13
McGill Law Journal 534 at 552.
[184] Kable [1996] HCA 24; (1996) 189 CLR
51 at 98. See also at 134.
[185] See Nicholas [1998] HCA 9; (1998)
193 CLR 173 at 261 [204].
[186] Kable [1996] HCA 24; (1996) 189 CLR
51 at 108 per Gaudron J, 118-119 per McHugh J, 133 per Gummow J.
See also Mann v O'Neill (1997) 191 CLR 204 at 245 per
Gummow J.
[187] Silbert [2004] HCA 9; (2004) 78
ALJR 464 at 468-469 [26]; [2004] HCA 9; 205 ALR 43 at 49-50.
[188] See reasons of Gummow J
at [102]. See also Handsley, "Public Confidence in the Judiciary: A Red
Herring for the Separation
of Judicial Power", (1998) 20 Sydney Law Review
183; Nicholas [1998] HCA 9; (1998) 193 CLR 173 at 197 [37]. See also at
275-276 [242].
[189] See eg Dred Scott v
Sandford [1856] USSC 9; 60 US 393 (1856) (slaves); Ex parte Quirin [1942] USSC 135; 317 US 1 (1942)
(war prisoners); Korematsu v United States [1945] USSC 43; 323 US 214 (1944)
(Japanese-American internees); Dennis v United States 341 US 494
(1951) (communists). See also Al-Kateb v Godwin [2004] HCA 37; (2004) 78 ALJR 1099
at 1135-1136 [190]; [2004] HCA 37; 208 ALR 124 at 173.
[190] Bachrach [1998] HCA 54; (1998) 195
CLR 547 at 561-562 [14].
[191] Reasons of Callinan and
Heydon JJ at [219]. See also Silbert [2004] HCA 9; (2004) 78 ALJR 464 at 470
[32]; [2004] HCA 9; 205 ALR 43 at 51.
[192] Reasons of Callinan and
Heydon JJ at [219].
[193] Mabo v Queensland
[1988] HCA 69; (1988) 166 CLR 186 at 201-202.
[194] Reasons of Gummow J at
[68]. See also reasons of Hayne J at [196].
[195] Reasons of Gummow J at
[69].
[196] Whittaker v The King
[1928] HCA 28; (1928) 41 CLR 230 at 248; Trobridge v Hardy [1955] HCA 68; (1955) 94 CLR 147 at
152; Watson v Marshall and Cade [1971] HCA 33; (1971) 124 CLR 621 at 632;
Williams v The Queen (1986) 161 CLR 278 at 292.
[197] Hendricks [1997] USSC 63; 521 US 346
at 356-357 (1997).
[198] See Al-Kateb [2004] HCA 37; (2004)
78 ALJR 1099 at 1131 [167]; [2004] HCA 37; 208 ALR 124 at 167.
[199] See eg Dallison v
Caffery [1965] 1 QB 348 at 367; Drymalik v Feldman [1966] SASR
227; R v Banner [1970] VR 240. See also The Law Reform Commission,
Criminal Investigation, Report No 2 – An Interim Report, (1975) at
38-39 [87].
[200] The arrest by order of a
House of Parliament in R v Richards; Ex parte Fitzpatrick and Browne
[1955] HCA 36; (1955) 92 CLR 157 is an anomalous and questionable exception.
[201] See Kable [1996] HCA 24; (1996) 189
CLR 51 at 120-121 per McHugh J.
[202] In re Yates; Ex parte
Walsh and Johnson [1925] HCA 53; (1925) 37 CLR 36; R v Carter; Ex parte Kisch
[1934] HCA 50; (1934) 52 CLR 221; R v Bevan; Ex parte Elias and Gordon [1942] HCA 12; (1942)
66 CLR 452. See also Rumsfeld v Padilla 72 USLW 4584 (2004).
[203] [1977] HCA 62; (1977) 138 CLR 1 at 11.
[204] Lim [1992] HCA 64; (1992) 176 CLR 1
at 26-29; Kable [1996] HCA 24; (1996) 189 CLR 51 at 97, 131.
[205] Lim [1992] HCA 64; (1992) 176 CLR 1
at 26-29; Kable [1996] HCA 24; (1996) 189 CLR 51 at 97, 131. See also Behrooz v
Secretary, Department of Immigration and Multicultural and Indigenous Affairs
[2004] HCA 36; (2004) 78 ALJR 1056 at 1078-1079 [117]- [124]; [2004] HCA 36; 208 ALR 271 at 299-301.
[206] Lim [1992] HCA 64; (1992) 176 CLR 1
at 25-26, 28, 33, 55; Behrooz [2004] HCA 36; (2004) 78 ALJR 1056 at 1078 [121]; [2004] HCA 36; 208 ALR
271 at 300-301.
[207] Lim [1992] HCA 64; (1992) 176 CLR 1
at 28.
[208] Lim [1992] HCA 64; (1992) 176 CLR 1
at 28.
[209] Lim [1992] HCA 64; (1992) 176 CLR 1
at 27-29, 33, 55, 65, 71; Kable [1996] HCA 24; (1996) 189 CLR 51 at 121, 131.
[210] See Veen v The Queen
[No 2] [1988] HCA 14; (1988) 164 CLR 465 at 495.
[211] eg R v Moffatt
[1998] 2 VR 229 at 249 per Hayne JA.
[212] Lim [1992] HCA 64; (1992) 176 CLR 1
at 55; Kable [1996] HCA 24; (1996) 189 CLR 51 at 121; Kruger [1997] HCA 27; (1997) 190 CLR
1 at 162; Behrooz [2004] HCA 36; (2004) 78 ALJR 1056 at 1078 [121]; [2004] HCA 36; 208 ALR 271 at
300-301.
[213] Lim [1992] HCA 64; (1992) 176 CLR 1
at 27-28, quoting Dicey, Introduction to the Study of the Law of the
Constitution, 10th ed (1959) at 202.
[214] [1997] HCA 34; (1997) 189 CLR 465.
[215] [1997] HCA 34; (1997) 189 CLR 465 at
498.
[216] [1992] HCA 64; (1992) 176 CLR 1 at 27. See
also Re Wakim; Ex parte McNally [1999] HCA 27; (1999) 198 CLR 511 at 572 [103].
[217] Al-Kateb [2004] HCA 37; (2004) 78
ALJR 1099 at 1131 [167]; [2004] HCA 37; 208 ALR 124 at 167.
[218] Kable [1996] HCA 24; (1996) 189 CLR
51 at 116 per McHugh J. See also Bachrach [1998] HCA 54; (1998) 195 CLR 547 at
560-561 [9]- [12].
[219] eg in the case of aliens who
are serving a sentence of imprisonment and are subject to immediate deportation
or removal from Australia.
See Migration Act 1958 (Cth), ss 200,
201, 202, 203, 204.
[220] See the Act, Pt 3
("Annual Reviews"), esp s 26.
[221] See Kable [1996] HCA 24; (1996) 189
CLR 51 at 108 per McHugh J, 131-132 per Gummow J.
[222] See Hendricks [1997] USSC 63; 521 US
346 at 368-369 (1997).
[223] The Act, s 13(4)(g).
See Kable [1996] HCA 24; (1996) 189 CLR 51 at 132 per Gummow J, where the fact of
imprisonment without adjudgment by a court of criminal guilt was seen
as the
essential reason for treating the legislation as inconsistent with Ch III. See
also at 121 per McHugh J.
[224] Azzopardi v The
Queen [2001] HCA 25; (2001) 205 CLR 50 at 64-65 [34]. See also RPS v The Queen
[2000] HCA 3; (2000) 199 CLR 620 at 630 [22], 634 [33].
[225] Dietrich v The Queen
[1992] HCA 57; (1992) 177 CLR 292.
[226] See State v Coetzee
[1997] 2 LRC 593 at 677-678 [220], cited in R v Lambert [2002] 2
AC 545 at 569-570 [34].
[227] See Kable [1996] HCA 24; (1996) 189
CLR 51 at 125 per Gummow J.
[228] Azzopardi [2001] HCA 25; (2001) 205
CLR 50 at 65 [36].
[229] Kable [1996] HCA 24; (1996) 189 CLR
51 at 98 per Toohey J.
[230] Precision Data Holdings
Ltd v Wills [1991] HCA 58; (1991) 173 CLR 167 at 188. See also Ha [1997] HCA 34; (1997)
189 CLR 465 at 503-504.
[231] The granting of Quia
Timet injunctions constitutes an example.
[232] See Lowndes v The
Queen [1999] HCA 29; (1999) 195 CLR 665 at 670 [11]; McGarry [2001] HCA 62; (2001) 207 CLR 121
at 123-124 [1], 149-150 [84].
[233] See McGarry [2001] HCA 62; (2001)
207 CLR 121.
[234] See Kable [1996] HCA 24; (1996) 189
CLR 51 at 98, 107.
[235] Lim [1992] HCA 64; (1992) 176 CLR 1
at 28, 55.
[236] See Veen [No 2]
[1988] HCA 14; (1988) 164 CLR 465 at 495 per Deane J.
[237] Queensland, Legislative
Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484-2486.
See also the Act, ss 3(a), 13(6).
[238] eg Scognamiglio
(1991) 56 A Crim R 81 at 86; Engert (1995) 84 A Crim R 67 at 68 per
Gleeson CJ.
[239] The Act, ss 13(4),
13(6).
[240] See above, these reasons at
[123]-[126].
[241] eg Bail Act,
s 16(1)(a).
[242] The People (Attorney
General) v O'Callaghan [1966] IR 501; see also Ryan v Director
of Public Prosecutions [1989] IR 399 at 404-405.
[243] O'Callaghan [1966] IR
501 at 516-517. Ó Dálaigh CJ and Budd J reached
similar conclusions as Walsh J.
[244] Bail Act,
s 16(1)(a)(ii)(A).
[245] Hendricks [1997] USSC 63; 521 US 346
at 358 (1997).
[246] Hendricks [1997] USSC 63; 521 US 346
at 368-369 (1997); Seling v Young [2001] USSC 7; 531 US 250 at 261 (2001).
[247] The Act, s 3(b).
[248] The Act, s 3(a).
[249] Lim [1992] HCA 64; (1992) 176 CLR 1
at 28. See also Al-Kateb [2004] HCA 37; (2004) 78 ALJR 1099 at 1103 [10], 1121
[109]-[110], 1127 [147], 1128-1129 [153], 1146-1147 [257]-[258]; [2004] HCA 37; 208 ALR 124 at
128, 152-153, 161-162, 163, 188-189.
[250] For the characteristics of
punishment, see Hart, Punishment and Responsibility, (1968) at 4-5, cited
in Al-Kateb [2004] HCA 37; (2004) 78 ALJR 1099 at 1147-1148 [265] per Hayne J; [2004] HCA 37; 208
ALR 124 at 190.
[251] Kable [1996] HCA 24; (1996) 189 CLR
51 at 98, 106, 121, 134. See Silbert [2004] HCA 9; (2004) 78 ALJR 464 at 472
[49]; [2004] HCA 9; 205 ALR 43 at 55.
[252] Lim [1992] HCA 64; (1992) 176 CLR 1
at 58; Kruger [1997] HCA 27; (1997) 190 CLR 1 at 162.
[253] Kable [1996] HCA 24; (1996) 189 CLR
51 at 134 per Gummow J.
[254] Bloch and Reddaway,
Psychiatric Terror: How Soviet Psychiatry Is Used to Suppress
Dissent, (1977); Masserman and Masserman (eds), Social Psychiatry
and World Accords, (1996).
[255] The Act, ss 1, 3(a) and
5(6).
[256] eg Lim [1992] HCA 64; (1992) 176 CLR
1 at 27; Ha [1997] HCA 34; (1997) 189 CLR 465 at 498; Re Wakim [1999] HCA 27; (1999) 198 CLR 511
at 572 [103].
[257] (1995) 183 CLR 525. See
also John Fairfax & Sons Pty Ltd v McRae [1955] HCA 12; (1955) 93 CLR 351 at
364.
[258] Holloway (1995) 183
CLR 525 at 534 per Brennan, Deane, Toohey and Gaudron JJ, 545 per
McHugh J. See also Young v Registrar, Court of Appeal (1993)
32 NSWLR 262 at 276-279, 288, 292.
[259] The Act, s 50.
[260] Under the Corrective
Services Act, Ch 5. See the Act, s 51.
[261] In the Old Testament Book of
Nahum 1:9 (King James Bible). See Thomas, Double Jeopardy: The
History, the Law, (1998) at 72.
[262] Blackstone,
Commentaries, (1769), bk 4, c 26 at 329.
[263] Benton v
Maryland [1969] USSC 157; 395 US 784 at 793-796 (1969).
[264] See Rogers v The
Queen [1994] HCA 42; (1994) 181 CLR 251 at 273; Pearce v The Queen [1998] HCA 57; (1998) 194
CLR 610 at 625 [52]- [54]; R v Carroll [2002] HCA 55; (2002) 213 CLR 635. See also
Stafford v United Kingdom [2002] ECHR 470; (2002) 35 EHRR 32 at 1121, 1143-1144
[79]-[80].
[265] Done at New York on 19
December 1966, [1980] Australian Treaty Series No 23, Art 14.7.
[266] Done at New York on 19
December 1966, [1991] Australian Treaty Series No 39.
[267] See Mabo v
Queensland [No 2] [1992] HCA 23; (1992) 175 CLR 1 at 42; Al-Kateb [2004] HCA 37; (2004) 78 ALJR
1099 at 1128 [150], 1133 [180]; [2004] HCA 37; 208 ALR 124 at 162-163, 170. See also
Coleman v Power [2004] HCA 39 at [17]- [19], [22] per
Gleeson CJ, [240]-[241], [243]-[247] of my own reasons.
[268] The Act, ss 8, 13,
50.
[269] [2002] HCA 55; (2002) 213 CLR 635 at 661
[86].
[270] Art 15.1. See generally
debates in the NSW Parliament on the Sentencing (Life Sentences) Amendment
Bill 1993 (NSW): NSW, Legislative Council, Parliamentary Debates
(Hansard), 9 November 1993 at 4948, 4950, 4952.
[271] Grunberger, A Social
History of the Third Reich, (1971) at 123, quoting from Hamburger
Fremdenblatt, 6 June 1943.
[272] See reasons of Gummow J
at [116].
[273] Grunberger, A Social
History of the Third Reich, (1971) at 123-124.
[274] [1951] HCA 5; (1951) 83 CLR 1 at 187-188.
See Winterton, "The Communist Party Case", in Lee and Winterton
(eds), Australian Constitutional Landmarks, (2003) at 132.
[275] Communist Party Case
[1951] HCA 5; (1951) 83 CLR 1 at 193.
[276] [1988] HCA 14; (1988) 164 CLR 465 at 495.
The remarks of Deane J suggest a possibility of an "acceptable statutory
system" of preventive
restraint. They do not suggest that this "system" would
simply involve continuation of imprisonment.
[277] Veen v The Queen [No 2]
[1988] HCA 14; (1988) 164 CLR 465.
[278] Addington v Texas [1979] USSC 77; 441
US 418 (1979); Jones v United States 463 US 354 (1983); Kansas v
Hendricks [1997] USSC 63; 521 US 346 (1997); Kansas v Crane [2002] USSC 10; 534 US 407 (2002).
[279] [1996] HCA 24; (1996) 189 CLR 51.
[280] [1996] HCA 24; (1996) 189 CLR 51.
[281] A-G (Q) v Fardon
[2003] QSC 200.
[282] A-G (Q) v Fardon
[2003] QSC 200 at [78].
[283] A-G (Qld) v Fardon
[2003] QCA 416.
[284] Queensland, Legislative
Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484.
[285] s 5.
[286] s 8.
[287] s 13.
[288] s 13(6).
[289] s 14.
[290] s 15.
[291] [1996] HCA 24; (1996) 189 CLR 51 at 98.
[292] [1996] HCA 24; (1996) 189 CLR 51 at
107.
[293] [1996] HCA 24; (1996) 189 CLR 51 at 117,
119 and 121.
[294] [1996] HCA 24; (1996) 189 CLR 51 at
133.
[295] s 3(b).
[296] [1997] HCA 27; (1997) 190 CLR 1 at 162.
[297] s 3(a).
[298] s 27.
[299] See Crimes Act 1914
(Cth), ss 20B(4), 20B(5), 20BC(2)(b), 20BJ(1) and 20BM(5)(d); Migration
Act 1958 (Cth), s 178; Crimes (Mental Impairment and Unfitness to be
Tried) Act 1997 (Vic), ss 10(1)(c), 12(2)(c), 19(1)(c) and 26(2)(a)(ii);
Criminal Law Consolidation Act 1935 (SA), ss 269O(1)(b)(i) and
269V(2)(b); Health Act 1937 (Q), ss 36, 37 and 130B; Mental Health Act
2000 (Q), ss 57, 59, 61-63, 68, 69, 101, 273 and 288; Penalties and
Sentences Act 1992 (Q), ss 162 and 163; Public Safety Preservation Act
1986 (Q), ss 34, 35 and 36; Criminal Law (Mentally Impaired Defendants)
Act 1996 (WA), s 24.
[300] Polyukhovich v The
Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 535-536, 646, 685-686, 719-721.
[301] [1992] HCA 64; (1992) 176 CLR 1 at 69-70.
[302] ss 5(5), 12 and 25.
[303] s 6.
[304] s 45.
[305] s 44.
[306] s 8(1).
[307] s 13(3)(a).
[308] s 13(3)(b).
[309] s 13(4)(h).
[310] [1988] HCA 68; (1988) 166 CLR 69 at 78.
[311] A v A [1976] VR 298
at 300.
[312] Marriage of M (1986)
11 Fam LR 765 at 771.
[313] B v B (Access) [1986]
FLC ¶91-758 at 75,545.
[314] Leveque v Leveque
(1983) 54 BCLR 164 at 167.
[315] In re G (A minor)
[1987] 1 WLR 1461 at 1469.
[316] [1988] HCA 68; (1988) 166 CLR 69.
[317] s 17.
[318] s 28.
[319] s 31.
[320] [1996] HCA 24; (1996) 189 CLR 51 at
121-134. See also Liyanage v The Queen [1967] 1 AC 259 at 289-290;
Leeth v Commonwealth [1992] HCA 29; (1992) 174 CLR 455 at 469-470; Nicholas v The
Queen [1998] HCA 9; (1998) 193 CLR 173 at 192.
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