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High Court of Australia |
KABLE v.THE DIRECTOR OF PUBLIC PROSECUTIONS FOR NEW SOUTH WALES
FC 96/027
Number of pages - 84
Commonwealth Constitution
[1996] HCA 24; (1996) 189 CLR 51
HIGH COURT OF AUSTRALIA
BRENNAN CJ(1), DAWSON(2), TOOHEY(3), GAUDRON(4), McHUGH(5), AND GUMMOW(6) JJ
CATCHWORDS
Commonwealth Constitution - Judicial power of the Commonwealth - Exercise of Commonwealth judicial power by State courts - Vesting of federal jurisdiction in State courts - Whether constitutional prohibition on State Parliament conferring on State courts a power incompatible with the exercise by State courts of Commonwealth judicial power - Consideration of integrated Australian court system established by Ch III of the Constitution - Incompatibility with Commonwealth judicial power - Operation of Act in relation to one person only - Whether public confidence in the integrity or impartiality of the judiciary as an institution properly discharging its responsibilities is undermined - Consistency with judicial process - Bills of attainder.
State Constitution - New South Wales - Supremacy of Parliament - Whether
entrenched doctrine of separation of powers - Whether exercise of judicial
power by State Parliament - Whether a 'law'.
Constitution Act 1902 (NSW).
Community Protection Act 1994 (NSW).
12:9:1996
ORDER
1. Appeal allowed with costs.thereof order:
2. Set aside the order of the New South Wales Court of Appeal and in lieu
(a) Appeal to the Court of Appeal allowed with costs.
(b) Set aside the order of Levine J and in lieu thereof order thatthe application of the respondent be dismissed with costs.
DECISION
BRENNAN CJ. The Bill for the Community Protection Act 1994 (NSW) ("the Act") was duly passed by the Houses of the Parliament of New South Wales. Assent was given and the Act was proclaimed to come into force on 9 December 1994. Therefore at all material times the Act was on the statute book of the State.
2. The key provision of the Act is s 5 which reads as follows:
"(1) On an application made in accordance with this Act, theCourt may order that a specified person be detained in prison for a specified period if it is satisfied, on reasonable grounds:
(a) that the person is more likely than not to commit aserious act of violence; and
(b) that it is appropriate, for the protection of aparticular person or persons or the community generally, that the person be held in custody.
(2) The maximum period to be specified in an order underthis section is 6 months.
(3) An order under this section may be made against aperson:
(a) whether or not the person is in lawful custody, as adetainee or otherwise; and
(b) whether or not there are grounds on which the person maybe held in lawful custody otherwise than as a detainee.
(4) More than one application under this section may be madein relation to the same person."
3. A "serious act of violence" in s 5(1)(a) is defined in s 4 to mean an act
of violence, committed by one person against another,
that has a real
likelihood of causing death or serious injury
to the other person or that
involves sexual assault in the nature of
certain offences under the Crimes Act
1900 (NSW). The reference to "the Court" in s 5(1) is to the Supreme Court of
New South Wales (1) the jurisdiction of which under the
Act is exercisable by
a single Judge (2). A detention
order may be made subject to such conditions
as the Court may determine (3). Under
the Act proceedings for detention orders
are civil
proceedings (4) determined according to the balance of probabilities
(5). Only the Director
of Public Prosecutions may apply for
a preventive
detention order under s 5 or an interim detention order under s 7 (6).
4. The generality of these provisions was restricted in the course of the
passage of the Bill through the Parliament. The liability
to suffer the
consequences of a detention order was limited so that the only person against
whom a detention order might be made
was the appellant, Gregory Wayne Kable.
Section 3 of the Act reads as follows:
"(1) The object of this Act is to protect the community byproviding for the preventive detention (by order of the Supreme Court made on the application of the Director of Public Prosecutions) of Gregory Wayne Kable.
(2) In the construction of this Act, the need to protect thecommunity is to be given paramount consideration.
(3) This Act authorises the making of a detention orderagainst Gregory Wayne Kable and does not authorise the making of a detention order against any other person.
(4) For the purposes of this section, Gregory Wayne Kable isthe person of that name who was convicted in New South Wales on 1 August 1990 of the manslaughter of his wife, Hilary Kable."
5. On 23 February 1995, Levine J issued a detention order for a period of six
months in respect of the appellant but Grove J refused
on 21 August 1995 to
issue a further order. This appeal is brought in respect of the order issued
by Levine J. The grounds argued
on the appeal do not relate to the
appropriateness of the making of the order if Levine J had jurisdiction to
make it. The argument
challenges the very existence of the Act as a law of
the State of New South Wales.
1. Is the Act a Law?
6. This question is to be distinguished from the question whether the Act is
beyond the power of the Parliament of New South Wales.
This question is
whether the instrument that stands on the statute book
as the Community
Protection Act 1994 has the character of
a law. The instrument, enacted in
due form and by due process, purports to create a power to make a detention
order and it prescribes
the procedure by which the order may be made and the
consequences of the order when made. True it is that
it singles out the
appellant
as the sole subject of a detention order, but a purported law has
never been held to lack the character
of a law simply because it
affects the
liberty or property of only a single individual. Acts of Attainder were
nonetheless laws,
as Sir Edward Coke accepted,
albeit protesting that, in the
procedure of imposing the attaint, the high court of Parliament ought
to give
example of justice to
inferior courts (8). The Act may be a law which, by
reason of its specificity, is enacted in exercise of a power that is not
purely
legislative, but it is nonetheless
a law. Specificity does not deny the
character of law to an enactment that is otherwise within
power. Private Acts
of Parliament
were a familiar form of laws in the 19th Century English
Parliament and were not open to question
on that account (9). Private Acts
have been enacted at times by the Parliaments of this country. The next
question is whether the
Parliament had power to enact the
Act.
2. Was there power under the Constitution of New South Wales to enact the
Act?
7. It is submitted that the Act is in substance an exercise of judicial power
rather than legislative power. On the assumption
that the New South Wales
Parliament
cannot exercise judicial power or interfere in the judicial process
(10), it is submitted that
the Act is beyond the powers of that Parliament.
8. There is something to be said for the view that, consistently with s 3,
any application made within a short time of the enactment
of the Act left the
Supreme Court with no discretion. The general provisions of s 5 must yield to
the provisions of s 3(1) and (2),
so that the Court is commanded to protect
the community by making a detention order against the appellant.
9. Assuming, without deciding, that the Act left nothing for the Supreme
Court to decide but merely commanded the making of the
formal detention order,
the appellant submits
that the Act is an exercise of judicial power or an
interference in the judicial process
and, on that account, is beyond the
powers of the New
South Wales Parliament. The submission is based on the
proposition that the
doctrine of separation of judicial power, an essential
element of the Constitution of the Commonwealth, is part of the constitutional
law of the State. That proposition has been rejected by the Supreme Court of
New South Wales (11), as it has by the Supreme Court of other States in
respect of their Constitutions (12). For the reasons stated
by Dawson J, I
too would hold that that safeguard of liberty is not to be found in the
Constitution of New South Wales despite the introduction in 1992 and the
entrenchment in 1995 of Pt 9 of the Constitution Act 1902.
10. I am in general agreement also with his Honour's reasons for holding
that, subject to the Commonwealth of Australia Constitution Act 1900 (Imp),
the Statute of Westminster Adoption Act 1942 (Cth) and the Australia Act 1986,
the powers of the Parliament of New South Wales are not limited as to subject
matter.
11. However, I would add a qualification and a comment to what his Honour has
written, neither of which is material to the present
case. First, there is
the conundrum of the grant of general legislative power conferred by the
"peace, order and good government"
formula on a Parliament which might
legislate itself or its powers out of existence. In my opinion, this
conundrum is resolved by
ss 106 and 107 of the Commonwealth Constitution.
These are the sections which continue to sustain the Constitutions of the
States and confirm their respective powers, including
the power to amend their
own Constitutions (13). As s 107 continues the powers of the States, no power
can be annihilated by State legislative action. If Parliament, as the
repository of
a power, were legislatively to deny itself that power, the
denial would be inconsistent with s 107 and would be invalid.
12. Secondly, I would add a further comment to Dawson J's conclusion that "no
non-territorial restraints upon parliamentary supremacy
arise from the nature
of a power to make laws for peace, order (or welfare), and good government or
from the notion that there are
fundamental rights which must prevail against
the will of the legislature". If there were any restraints on the exercise of
the
powers of the Parliament, they would arise from entrenched provisions of
the particular State Constitution (14). Such restraints would be immune from
modification unless the conditions expressed in the entrenching provisions
were satisfied.
When a submission is made that a particular measure is ultra
vires because a restraint on legislative power is implied by an entrenching
provision, the implication must clearly appear (15). If the connection
between the text and the propounded implication is tenuous
or obscure, it
would be wrong for a court by declaration to withdraw from public debate the
matters to which the submitted restraint
applies. If the constitutional text
does not clearly support an implication of restraint, the court declaring the
restraint is plunged
into political controversy in which it is ill-fitted to
engage and from which it is hard put to withdraw (16).
3. Does Ch III of the Commonwealth Constitution preclude the vesting of
jurisdiction under the Act in the Supreme Court of New South Wales?
13. Chapter III of the Constitution of the Commonwealth both limits the
repositories of the judicial power of the Commonwealth and, in context,
prescribes a separation
of the function of the High Court and of other federal
courts from the functions of the political branches of government. The
separation
of functions is derived from the structure of the Constitution and,
in particular, from the distribution of legislative power to the Federal
Parliament (s 1), of executive power to the Queen for exercise by the
Governor-General (s 61) and of judicial power to the courts referred to in s
71.
14. In like manner, no functions that are not judicial can be conferred by
the Commonwealth Parliament on a State court (17), and
thus the separation of
State courts from the Legislative and the Executive branches of the
Commonwealth Government is secured. But
that separation does not purport to
effect a separation of the courts of a State or Territory from the Legislature
or Executive of
the State or Territory. Nor does the Constitution purport to
preclude State Parliaments from conferring a non-judicial power on a State
court. It would be surprising if it did.
Such a provision would have
destroyed the State laws investing mining warden's courts, licensing courts
and planning courts - to
take only some instances - with extensive
administrative powers.
15. However, it is submitted that, as ss 71 and 77(iii) authorise the
investing of the judicial power of the Commonwealth in State courts, those
courts must be capable of accepting
and exercising the federal jurisdiction
invested in them and that that capacity is dependent on their not being
repositories of non-judicial
power the exercise of which is incompatible with
the exercise of federal judicial power. It has been accepted constitutional
doctrine
that, when the Commonwealth invests the judicial power of the
Commonwealth in a State court, it must take that court constituted
and
organised as it is from time to time (18). The autochthonous expedient
contained in Ch III of providing for the vesting of federal
jurisdiction in
State courts left to the Commonwealth Parliament the selection of the courts
in which federal jurisdiction should
be invested. The submission that a State
court cannot be a repository of both State non-judicial power and federal
judicial power
if the exercise of the former would be incompatible with the
exercise of the latter attributes to Ch III a novel operation. On one
approach Ch III would limit the power of the Parliament of a State to invest
the courts of the State with incompatible non-judicial
powers. On another
approach, Ch III would limit the power of the federal Parliament to invest
some State courts with federal jurisdiction.
And on a third approach, the
investing by the Commonwealth Parliament of federal jurisdiction in a State
court would preclude the
State Parliament from investing an incompatible
non-judicial power in that State court.
16. In my opinion, Ch III does not operate in any of those ways. The test of
incompatibility advanced by the submission is taken
from the majority judgment
in Grollo v Palmer (19), a case which was not concerned with the jurisdiction
or powers of a court but
with the powers that might be conferred on
individuals - personae designatae - who were judges of a Ch III Court. The
incompatibility
qualification applied to the persona designata doctrine has no
counterpart in the context of possible limitations on the power of
a State
Parliament to invest courts of the State with non-judicial powers or the power
of the Commonwealth Parliament to select whichever
State courts it sees fit to
invest with federal judicial power. No case has hitherto considered whether
Ch III has any of the postulated
operations. The absence of such a case
indicates that the proposition has never before been advanced. Of course,
novelty is not
necessarily a badge of error but a suggestion that the power to
invest State courts with federal judicial power might be limited
or that the
power of a State to invest the State's courts with non-judicial power might be
limited would surely have provoked debate
in the Constitutional Conventions.
Yet they are as silent on the subject as the law reports. There is no textual
or structural foundation
for the submission.
17. I would dismiss the appeal.
DAWSON J. The appellant, Gregory Wayne Kable, was charged with the murder of his wife, whom he stabbed to death in the house in which she lived with the two young children of the marriage. The marriage had broken up and there had been considerable acrimony between the appellant and his wife concerning custody of, and access to, the children. Before killing his wife, the appellant had engaged in violent behaviour towards her and had made threats of violence. In satisfaction of the murder charge the prosecution accepted a plea of guilty to manslaughter upon the basis of diminished responsibility. On 1 August 1990, the appellant was sentenced to a minimum term of imprisonment of four years and an additional term of one year and four months.
2. Once in prison, the appellant's behaviour was such as to cause serious
concern that, upon his release, there would be a repetition
of the same
conduct that led to the death of his wife. In particular, he wrote a series
of threatening letters, mainly to relatives
of his deceased wife.
3. On 2 December 1994, the New South Wales Parliament passed the Community
Protection Act 1994 (NSW) ("the Act") which conferred jurisdiction upon the
Supreme Court of New South Wales to make an order for the preventive detention
of the appellant.
The form of the Act was apparently suggested by the
Community Protection Act 1990 (Vic). The long title of the
Act is "An Act to
protect the community
by providing for the preventive detention of persons who
are, in the opinion of the Supreme
Court, more likely than not to commit
serious acts of violence." That is a misleading guide to the contents of the
Act as it was
eventually passed because, whilst the
Bill in its original form
was for an Act of general application, an amendment made during its
passage
through Parliament confined
its application to the appellant (20).
Notwithstanding this, s 5, which is headed "Preventive
detention orders", is
in general terms
and provides:
"(1) On an application made in accordance with this Act, theCourt may order that a specified person be detained in prison for a specified period if it is satisfied, on reasonable grounds:
(a) that the person is more likely than not to commit aserious act of violence; and
(b) that it is appropriate, for the protection of aparticular person or persons or the community generally, that the person be held in custody.
(2) The maximum period to be specified in an order underthis section is 6 months.
(3) An order under this section may be made against aperson:
(a) whether or not the person is in lawful custody, as adetainee or otherwise; and
(b) whether or not there are grounds on which the person maybe held in lawful custody otherwise than as a detainee.
(4) More than one application may be made in relation to thesame person."
4. The object of the Act is "to protect the community by providing for the
preventive detention ... of Gregory Wayne Kable" (21)
and in construing its
provisions "the need to protect the community is to be given paramount
consideration" (22). Thus, notwithstanding
that the Act provides for the
appellant's imprisonment, ambiguities in it are not to be construed strictly
in his favour but against
him. Despite the fact that detention under the Act
is based upon community protection, it does not provide for detention in other
than an ordinary gaol. A detainee under the Act is taken to be a prisoner
within the meaning of the Prisons Act 1952 (NSW) (23).
5. Whilst s 17(1)(a) of the Act provides that the court is bound by the rules
of evidence (24), the remaining paragraphs of that
subsection, in combination
with s 17(3), allow the court to have regard to material such as medical or
prison records or reports,
including hearsay, which would not otherwise be
admissible in evidence. Proceedings are instituted by the Director of Public
Prosecutions
(25) but are civil proceedings (26) and the case against the
appellant need only be proved on the balance of probabilities (27).
6. Section 11 requires the court after making a preventive detention order to
appoint assessors, being qualified medical practitioners,
psychiatrists or
psychologists, to observe and report upon the appellant during the period for
which the order is in force. Section
12 empowers the court to make orders for
medical, psychiatric or psychological treatment to be made available to the
appellant and
s 21(1) requires reports to be furnished by the assessors and
the Commissioner of Corrective Services on the appellant's condition
and
progress. Reports are to be prepared at least once while the order is in force
and at any time the Director of Public Prosecutions
so requires (28). The
reports are to contain particulars with respect to the appellant's general
behaviour, the likelihood that he
will commit a serious act of violence, the
appropriateness of his continuing to be held in custody and the
appropriateness of his
continued detention in the same institution (29).
Also, reports prepared by an assessor are to describe the current state of the
appellant's medical, psychiatric and psychological condition, the nature of
any treatment made available to or undergone by the appellant
during the
period to which the report relates and an opinion as to any appropriate future
treatment of the appellant (30). On the
application of the Director of Public
Prosecutions or the appellant, the court may revoke a preventive detention
order or amend it
by reducing the period for which it is in force (31). In
determining an application for revocation or amendment, the court must
have
regard to the most recent reports by the assessors and the Commissioner for
Corrective Services (32). More than one such application
may be made in
relation to the same order (33).
7. Shortly after the Act came into force, the Director of Public Prosecutions
commenced proceedings against the appellant in the
Supreme Court of New South
Wales before Spender AJ. On 19 December 1994, his Honour made an order under
s 17(1)(c) that the appellant
be psychiatrically examined. On 30 December
1994, Hunter J made an interim detention order pursuant to s 7 of the Act. On
23 February
1995, Levine J ordered pursuant to s 5 that the appellant be
detained in custody for a period of six months. An appeal was dismissed
by the
Court of Appeal on 9 May 1995 (34). It is from that decision that this appeal
is brought.
8. The appellant applied unsuccessfully on three occasions for revocation of
the order made against him by Levine J. However, on
21 August 1995 (the day
before the order of Levine J was due to expire), Grove J refused an
application by the Director of Public
Prosecutions for a second preventive
detention order against the appellant who has now been released from custody.
Nevertheless,
the appellant remains liable at any time to be the subject of a
further application that he be detained in custody.
9. The appellant confined his argument before us to an attack on the validity
of the Act. The submissions which he made tended
to overlap, and some of the
grounds raised by the notice of appeal were not pursued. Whilst the appellant
identified a number of
features of the Act which he contended were obnoxious,
in the end his argument was founded upon two of them, namely, the fact that
the Act contemplates the imprisonment of the appellant for reasons other than
the commission of a crime and the fact that it applies
to the appellant alone.
He contended first that the Act is invalid because it infringes common law
rights which are so fundamental
that they cannot be overturned by any
legislature. Next, he said that the Act is beyond the power of the New South
Wales Parliament
to make laws for the peace, welfare, and good government of
New South Wales pursuant to s 5 of the Constitution Act 1902 (NSW) because it
is not a law within the meaning of that section. He then argued that the New
South Wales Constitution embodies a separation of powers which the Act
infringes. In addition he said that the Act is inconsistent with the
requirements
of Ch III of the Commonwealth Constitution. An argument based
upon a constitutional requirement of equality under the law and before the
courts was abandoned before us.
Parliamentary supremacy and fundamental rights
10. The New South Wales Parliament derives its legislative power from s 5 of
the Constitution Act 1902 which provides that "(t)he Legislature shall,
subject to the provisions of the Commonwealth of Australia Constitution Act,
have power to make laws for the peace, welfare, and good government of New
South Wales in all cases whatsoever ...". It is
unnecessary at this point to
trace the history which lies behind this provision (35) because it is firmly
established that its words
confer a plenary power "and it was so recognised,
even in an era when emphasis was given to the character of colonial
legislatures
as subordinate law-making bodies" (36). That was clear before
the passage of the Australia Acts (37) but it is put beyond question
by s 2 of
those Acts. The legislative power of the New South Wales legislature is no
less than the legislative power of the Parliament
of the United Kingdom within
the scope of the grant of its power. As s 5 of the Constitution Act 1902
itself recognises, the power is subject to the Commonwealth of Australia
Constitution Act 1900 (Imp). Section 106 of the Commonwealth Constitution
makes it clear that the Constitution of each State is subject to the
Commonwealth Constitution, and under s 5 of the Australia Acts the powers of
the States do not extend to legislation affecting the Commonwealth
Constitution, the Commonwealth of Australia Constitution Act, the Statute of
Westminster 1931 (Imp) or the Australia Acts themselves. And under s 6 of the
Australia Acts the States are
bound to observe any manner and form
requirements for laws respecting the constitution, powers or procedures of
their parliaments.
In addition, the words "peace, welfare, and good
government of New South Wales" may be the source of whatever territorial
restrictions
upon the State's legislative powers are made necessary by the
federal structure (38).
11. But the important thing is that for present purposes the words "peace,
welfare, and good government" are not words of limitation.
As this Court
observed in Union Steamship Co of Australia Pty Ltd v King (39):
"They did not confer on the courts of a colony, just as theydo not confer on the courts of a State, jurisdiction to strike down legislation on the ground that, in the opinion of a court, the legislation does not promote or secure the peace, order and good government of the colony (40). Just as the courts of the United Kingdom cannot invalidate laws made by the Parliament of the United Kingdom on the ground that they do not secure the welfare and the public interest, so the exercise of its legislative power by the Parliament of New South Wales is not susceptible to judicial review on that score."
"Whether the exercise of that legislative power is subjectto some restraints by reference to rights deeply rooted in our democratic system of government and the common law (see Drivers v Road Carriers (42); Fraser v State Services Commission (43); Taylor v New Zealand Poultry Board (44)), a view which Lord Reid firmly rejected in Pickin v British Railways Board (45), is another question which we need not explore."
"The idea that a court is entitled to disregard a provisionin an Act of Parliament on any ground must seem strange and startling to anyone with any knowledge of the history and law of our constitution ...
I must make it plain that there has been no attempt toquestion the general supremacy of Parliament. In earlier times many learned lawyers seem to have believed that an Act of Parliament could be disregarded in so far as it was contrary to the law of God or the law of nature or natural justice, but since the supremacy of Parliament was finally demonstrated by the Revolution of 1688 any such idea has become obsolete."
12. Lord Reid's reference to earlier times would appear to hark back to the
view expressed by Coke CJ in Bonham's Case (48). He
said:
"And it appears in our books, that in many cases, the commonlaw will ... control Acts of Parliament, and sometimes adjudge them to be utterly void: for when an Act of Parliament is against common right and reason, or repugnant, or impossible to be performed, the common law will control it, and adjudge such Act to be void".
13. However, Coke was not alone and there were other early expressions of
opinion which appear to suggest that courts might invalidate
Acts of
Parliament which conflict with natural law or natural equity (50). But they
are of academic or historical interest only
for such views did not survive the
Revolution of 1688 or, at the least, did not survive for very long after it.
Judicial pronouncements
confirming the supremacy of parliament are rare but
their scarcity is testimony to the complete acceptance by the courts that an
Act of Parliament is binding upon them and cannot be questioned by reference
to principles of a more fundamental kind. Indeed, it
is a principle of the
common law itself "that a court may not question the validity of a statute
but, once having construed it, must
give effect to it according to its tenor"
(51). There is more academic writing on the subject but it tends to dwell
upon the apparent
riddle posed by the question whether parliament can
relinquish its powers by exercising them in order to do so. The answer to
that
riddle appears to lie in that area where law and political reality
coincide. The same may be said of examples of extreme laws which
would offend
the fundamental values of our society which are sometimes suggested in
disproof of parliamentary supremacy. It may be
observed that a legislature
wishing to enact a statute ordering that all blue-eyed babies be killed would
hardly be perturbed by
a principle of law which purported to deny it that
power. Whether one speaks as Salmond does of "ultimate legal principles"
(52),
or as Kelsen does of a grundnorm (53), or as Hart does of the "ultimate
rule of recognition" (54), there can be no doubt that parliamentary
supremacy
is a basic principle of the legal system which has been inherited in this
country from the United Kingdom.
14. In Stockdale v Hansard (55) Lord Denman CJ referred to the supremacy of
parliament in terms which indicated his complete acceptance
of the principle.
And Willes J in Lee v Bude and Torrington Junction Railway Co (56) said: "I
would observe, as to these Acts of
Parliament, that they are the law of this
land; and we do not sit here as a court of appeal from parliament." In
Liyanage v The Queen
(57) the Privy Council rejected the notion that the power
of the Ceylon Parliament to make laws for the peace, order, and good
government
of the island was limited by an inability to pass laws which offend
against fundamental principles. The case was relevantly concerned
with the
suggestion of Lord Mansfield that there were limitations upon the power of the
Crown to make laws for a colony which were
contrary to fundamental principles
(58), but there can be no doubt that it is implicit in the decision that the
Ceylon Parliament
inherited the sovereignty exercisable by the United Kingdom
Parliament with the consequence that it was not fettered by any limitation
of
the kind suggested.
15. In Madzimbamuto v Lardner-Burke (59) Lord Reid, speaking for the Privy
Council, said:
"It is often said that it would be unconstitutional for theUnited Kingdom Parliament to do certain things, meaning that the moral, political and other reasons against doing them are so strong that most people would regard it as highly improper if Parliament did these things. But that does not mean that it is beyond the power of Parliament to do such things. If Parliament chose to do any of them the courts could not hold the Act of Parliament invalid."
"From time to time some judges have been chafed by thissupremacy of Parliament, whose enactments, however questionable, must be applied."
"But in the field of statute law the judge must be obedientto the will of Parliament as expressed in its enactments. In this field Parliament makes, and un-makes, the law: the judge's duty is to interpret and to apply the law, not to change it to meet the judge's idea of what justice requires."
16. In the New South Wales Court of Appeal, Kirby P expressed his agreement
with Lord Reid in British Railways Board v Pickin (62).
In BLF v Minister for
Industrial Relations he said (63):
"I agree with Lord Reid's conclusion. I do so inrecognition of years of unbroken constitutional law and tradition in Australia and, beforehand, in the United Kingdom. That unbroken law and tradition has repeatedly reinforced and ultimately respected the democratic will of the people as expressed in Parliament. It has reflected political realities in our society and the distribution of power within it."
17. In Polyukhovich v The Commonwealth (64) I referred to the possibility
that a court might in "quite extraordinary circumstances"
judge that
legislation which otherwise falls within its power is invalid as not being for
peace, order, and good government. Similarly,
as appears from the passage set
out above, in Union Steamship Co of Australia Pty Ltd v King (65) this Court
reserved the question
whether the exercise of that legislative power is
subject to restraints to be found in fundamental principle. This case throws
up
the question reserved in those cases and it should now be answered by
saying that no non-territorial restraints upon parliamentary
supremacy arise
from the nature of a power to make laws for peace, order (or welfare), and
good government or from the notion that
there are fundamental rights which
must prevail against the will of the legislature. The doctrine of
parliamentary supremacy is
a doctrine as deeply rooted as any in the common
law. It is of its essence that a court, once it has ascertained the true
scope
and effect of an Act of Parliament, should give unquestioned effect to
it accordingly.
The power to make laws
18. The appellant's contention was that the Act is not a law within the
meaning of s 5 of the Constitution Act 1902. That is to say, although the New
South Wales Parliament has power under s 5 to make laws for the peace,
welfare, and good
government of the State in all cases whatsoever, the Act is
not a law or, at all events, a law of the kind referred to in the section.
The argument appears to be based upon the Austinian notion that a law is a
command which obliges a person or persons to a course
of conduct. The Act, it
was said, does not satisfy that definition because it is directed at the
preventive detention of the appellant
alone.
19. It may be observed that the Act clearly does oblige those persons charged
with its administration to a course of conduct and
that many statute laws,
including private Acts, are particular rather than general in their
application. It may also be observed
that Austin, in drawing a distinction
between general commands and commands of occasional or particular application,
recognised that
the latter, issued by a sovereign legislature, might be called
laws (66).
20. But nothing is to be gained for present purposes by a jurisprudential
analysis of what constitutes a law. What is involved
is the construction of s
5 of the Constitution Act 1902 and it is readily apparent that in the context
of that section the word "laws" is synonymous with the word "statutes".
If
any limitation is to be found upon the power of the Parliament, it is to be
found elsewhere in the Constitution Act 1902 (67) or in the words "peace,
welfare, and good government" which, as I have said, impose no non-territorial
limitation.
Clearly, in my opinion, when s 5 speaks of the making of laws by
the legislature it speaks of the making of statute law, that is
to say, of the
passage of Bills through Parliament which subsequently receive royal assent.
The legislature is defined in s 3 as
the Crown with the advice and consent of
the Legislative Council and Legislative Assembly (68). Section 5 is not
seeking to impose
a distinction between statutes which embody a law and those
which do not, according to a definition of law imported from elsewhere.
In an
appropriate context (and s 5 is one), a statute may be synonymous with a law
because of the manner of its creation. It may
be so even if the law lacks
validity for it is quite permissible to speak of an invalid law in such a
context. The appellant's argument
must be rejected.
The New South Wales Constitution
and the separation of powers
21. The appellant contended that the Constitution Act 1902 embodies a
separation of powers whereby the judicial power of the State is separated from
its legislative and executive
powers. As a consequence, he said, judicial
power is exercisable only by the judiciary, which is incapable of exercising
functions
which are not judicial or ancillary thereto. However, there is
nothing in the structure of the Constitution Act 1902 to support this
contention.
22. That Act vests legislative power in the legislature (69) and leaves
unaffected the exercise of executive power through the Governor
otherwise than
on the advice of the Executive Council (70). There is provision for the
continuance of an Executive Council (71)
and the Premier and other Ministers
of the Crown are to be appointed from its members (72). Whilst Pt 9 of that
Act is headed "The
Judiciary" nowhere does it provide that the judicial power
of the State is vested in the judiciary. Section 53, which is contained
in Pt
9, provides that no holder of judicial office may be removed from office save
on an address of both Houses of Parliament seeking
removal on the ground of
proved misbehaviour or incapacity. There are additional provisions relating
to the suspension of judicial
office and the fixing or changing of retirement
age (73). Section 56 provides that Pt 9 does not prevent abolition by
legislation
of a judicial office whether that be done directly or indirectly
by the abolition of a court or part of a court.
23. Whilst these provisions are concerned with the preservation of judicial
independence, they cannot be seen as reposing the exercise
of judicial power
exclusively in the holders of judicial office. Nor can they be seen as
precluding the exercise of non-judicial
power by persons in their capacity as
holders of judicial office. They clearly do not constitute an exhaustive
statement of the
manner in which the judicial power of the State is or may be
vested (74). Had Pt 9 attempted such an exercise it would have cut
across a
long history of the exercise of non-judicial power by the courts and the
exercise of judicial power by bodies exercising
non-judicial functions (75).
24. The Constitution Act 1902 may be contrasted with the provisions of the
Commonwealth Constitution, in particular ss 1, 61 and 71. Those sections
respectively vest the legislative power of the Commonwealth in the Parliament,
the executive power in the Executive
and the judicial power in the Judicature.
Section 1 appears at the commencement of Ch 1, which is headed "The
Parliament". Section 61 appears at the commencement of Ch II which is headed
"The Executive Government". Section 71 appears at the commencement of Ch III
which is headed "The Judicature". In R v Kirby; Ex parte Boilermakers'
Society of Australia
(76) this Court held that this pattern could not be
treated as a "mere draftsman's arrangement" or as "meaningless and of no legal
consequence". It is because the judicial power of the Commonwealth is vested
by Ch III in those courts which it identifies and is
dealt with nowhere else
(save for s 51(xxxix)) that this Court was compelled to conclude that no
functions other than judicial functions may be reposed in the federal
judicature
and that no powers which are foreign to the judicial power may be
attached to courts created by or under that chapter. Not only
that, but it
was recognised that the position and constitution of the federal judicature
was bound up in the federal structure established
by the Constitution, "for
upon the judicature rested the ultimate responsibility for the maintenance and
enforcement of the boundaries within which governmental
power might be
exercised" (77).
25. The latter consideration has no application to the judicature of a State
and the failure of the New South Wales Constitution to vest judicial power
exclusively in the judicature must be fatal to any contention that the
separation of that power from the other
powers of government is a
constitutional requirement. Even if it could be said that it was required, it
might, in contrast to the
requirement imposed by the Commonwealth
Constitution, be disregarded by an Act of Parliament, for in that respect the
New South Wales Constitution is "uncontrolled" (78). It remains true,
therefore, as was said by the New South Wales Court of Appeal in Clyne v East
(79), that
the structure and provisions of the Constitution Act 1902 provide
no ground for importing into it a principle of separation of powers.
26. The appellant placed reliance upon the Privy Council decision of Liyanage
v The Queen (80) in which it was held that the Constitution of Ceylon
contained a separation of powers notwithstanding that it was silent as to the
vesting of judicial power. But the judicature
in Ceylon was in existence
before the Constitution and was operating under the Courts Ordinance which
contained the jurisdiction and procedure of the courts established under the
Charter
of Justice in 1833. The Charter provided that "the entire
administration of justice, civil and criminal therein, shall be vested
exclusively in the courts erected and constituted by this Our Charter". There
was, for this reason, so the Privy Council found,
no need to make specific
reference in the Constitution to the vesting of judicial power, but the
organisation of that instrument was otherwise such as to manifest "an
intention to secure
in the judiciary a freedom from political, legislative and
executive control". The Constitution's silence as to the vesting of judicial
power was, the Privy Council said, "consistent with its remaining, where it
had lain for more than a century, in the hands of the
judicature". It was, it
said, "not consistent with any intention that henceforth it should pass to or
be shared by, the executive
or the legislature" (81).
27. There is no such background to the New South Wales Constitution which
inherited the United Kingdom model under which the extent to which a
separation of powers was observed was conventional rather
than compelled by
any constitutional mandate (82). The New South Wales Court of Appeal was
clearly correct in concluding in Clyne
v East that, notwithstanding that the
Supreme Court of New South Wales also owes its origin to a Charter of Justice,
no basis could
be found in the provisions of the Constitution Act 1902 for
isolating judicial power from the other powers of government (83). To do so
would confine the legislative power conferred
by s 5 of the Constitution Act
1902. It is clear that it is not so confined and, as I have explained, it
extends to the judiciary. As is well established,
the ultimate source of the
power contained in s 5 is the Imperial Act (18 and 19 Vict c 54), known as the
Constitution Statute 1855, and the Act of the Colony of New South Wales which
forms the schedule to the statute (17 Vict No 41), which is called
the
Constitution Act (84). Section 49 of the latter Act recognised the power of
the New South Wales legislature to abolish, alter or vary the constitution
and
functions of the courts of the colony. That power may be traced through to s
5 of the Constitution Act 1902. It is for that reason and because of the
structure of that Act (which at one time contained no provision at all dealing
with the judicature) that no useful comparison can be made with the Ceylon
Constitution which was analysed in Liyanage v The Queen.
28. It is true that Pt 9 of the Constitution Act 1902 is doubly entrenched.
Under s 7B(1) of the Constitution Act 1902 specified provisions may not be
repealed or altered until the repeal or alteration has been approved by
referendum. Those
provisions include s 7B itself, so providing a double
entrenchment. Part 9 was included in s 7B(1), but that did not occur until
after it had been inserted in the Constitution Act 1902 in 1992 (85). The
entrenchment of Pt 9 was effected by s 3 of the Constitution (Entrenchment)
Amendment Act 1992 (NSW), but that did not come into force until 2 May 1995,
that is to say, until after the Act came
into force. But, as I have said, Pt
9 deals only with matters relating to judicial independence and does not
purport to vest judicial
power exclusively in the judiciary or to require the
judiciary to exercise only judicial power. Even if the Act amounted to the
legislative exercise of a judicial function or required the court to exercise
a non-judicial function, it would not fall within the
terms of s 7B(1) as
repealing or amending Pt 9 of the Constitution Act 1902. It is therefore
unnecessary to consider whether, the Act having come into force before the
Constitution (Entrenchment) Amendment Act, s 7B(1) would have any application.
Chapter III of the Commonwealth Constitution
29. Under s 71 of the Commonwealth Constitution, which is the first section
of Ch III, the judicial power of the Commonwealth is vested in the High Court
"and in such other federal
courts as the Parliament creates, and in such other
courts as it invests with federal jurisdiction". Whilst the nature of the
judicial
power so vested is not stated, the matters over which it may be
exercised are set out with some particularity in ss 75 and 76. Under s 77(iii)
the Parliament may make laws "(i)nvesting any court of a State with federal
jurisdiction". In s 39(2) of the Judiciary Act 1903 (Cth) Parliament has
exercised that power by conferring federal jurisdiction (with certain
exceptions and qualifications) upon "(t)he
several Courts of the States" in
the matters specified in ss 75 and 76.
30. In providing for the vesting of federal jurisdiction in State courts, s
77(iii) plainly contemplated that jurisdiction might be vested in a court
which did not have the characteristics required of a federal court
under Ch
III. As has been said, Ch III requires those courts created by or under it to
exercise the judicial power vested in them
separately from the other powers of
Government. In the interests of judicial independence s 72 also requires that
the judges of those courts be appointed until a specified age, be not
removable except upon an address of both
Houses of Parliament praying for
their removal on the ground of proved misbehaviour or incapacity, and be not
subject to diminution
of their remuneration during their continuance in office
(86).
31. Plainly those requirements do not extend to State courts which may be
invested with federal jurisdiction under s 77(iii). Section 77(iii) speaks of
existing institutions the characteristics of which did not necessarily and did
not in fact satisfy those requirements.
Indeed, in South Australia at
federation an appeal lay from the Supreme Court to the Court of Appeals which
comprised the Governor
in Executive Council. Special provision had to be made
in s 73 of the Constitution to include the Court of Appeals (87). As I have
said, in New South Wales there has never been a constitutional requirement of
separation
of powers and Pt 9 of the Constitution Act 1902, which guarantees a
measure of judicial independence, was inserted only in 1992. But as Isaacs J
said in R v Murray and
Cormie; Ex parte The Commonwealth (88):
"The Constitution, by Chapter III, draws the clearestdistinction between federal Courts and State Courts, and while enabling the Commonwealth Parliament to utilise the judicial services of State Courts recognises in the most pronounced and unequivocal way that they remain 'State Courts.'"
"The Parliament may create Federal Courts, and over them andtheir organisation it has ample power. But the Courts of a State are the judicial organs of another Government. They are created by State law; their existence depends upon State law; that law, primarily at least, determines the constitution of the Court itself, and the organisation through which its powers and jurisdictions are exercised."
32. The suggestion that the Constitution does not permit of two grades of
judiciary exercising the judicial power of the Commonwealth, or that Ch III
does not draw the clear
distinction between State and federal courts which it
has hitherto been thought to, simply ignores the fact that the Constitution
ensures security of tenure and of remuneration in respect of judges of courts
created by or under Ch III but does not do so in respect
of judges of State
courts invested with federal jurisdiction. It equally ignores the fact that
the Constitution does not require that State courts only exercise judicial
power. The suggestion that the Act is invalid because it compromises the
institutional impartiality of the Supreme Court of New South Wales ignores the
fact that the mechanisms for ensuring judicial impartiality
and independence -
security of tenure and remuneration, and separation from the other arms of
government - are not constitutionally
prescribed for State courts
notwithstanding that they are prescribed for courts created by or under Ch
III. It is difficult to conceive
of a clearer distinction.
33. It is true that some qualifications must be placed upon the statement
that the federal Parliament must, in exercising its power
under s 77(iii),
take a State court as it finds it. Under s 79 Parliament may prescribe the
number of judges to exercise federal
jurisdiction. And clearly Parliament may
extend the jurisdiction of the court because that is precisely what s 77(iii)
envisages.
Also it may regulate the practice and procedure which the State
court is to follow in exercising the invested jurisdiction. But
it may go no
further than is necessary for that purpose; it may not legislate with respect
to the court itself (93). That is to
say, it may not alter the character or
constitution of the court. And just as the Parliament cannot do that under s
77(iii), it
is clear that there is nothing in Ch III itself which does so.
34. And yet the appellant's argument, as I understand it, is that the
Commonwealth Constitution, and Ch III in particular, precludes a State court,
as the potential or actual repository of federal jurisdiction, from having
functions
conferred upon it by the State legislature which are incompatible
with Ch III. Either that or, so the appellant's argument goes,
a law, such as
s 39(2) of the Judiciary Act 1903 (Cth), which invests a State court with
federal jurisdiction, is inconsistent with a State law conferring a function
upon that court
which is incompatible with Ch III and must, for that reason,
prevail over the State law under s 109 of the Constitution.
35. It may be said at the outset that such an argument simply denies the
proposition, hitherto accepted without question, that Ch
III, and s 77(iii) in
particular, treats State courts as existing institutions. The result is that,
so long as they are in fact courts, Ch III is unconcerned
with whether they
comply with the requirements of Ch III for courts created by or under that
chapter. State courts are not created
by or under Ch III and, provided they
are courts within the meaning of s 77(iii), it matters not for the purposes of
Ch III what functions they perform in exercising the jurisdiction vested in
them by State legislation.
That is for the State legislature to determine. As
Mason J said in The Commonwealth v Hospital Contribution Fund (94):
"Generally speaking, the Parliament of a State may in theexercise of its plenary legislative power alter the composition, structure, and organisation of its Supreme Court for the purposes of the exercise of State jurisdiction. ... Chapter III of the Constitution contains no provision which restricts the legislative competence of the States in this respect. Nor does it make any discernible attempt to regulate the composition, structure or organisation of the Supreme Courts as appropriate vehicles for the exercise of invested federal jurisdiction. It is therefore sensible and natural to read the expression 'any Court of a State' in s 77(iii) as referring to State courts in the sense explained by Gibbs J in Kotsis.
36. His Honour there observed that the exercise of federal jurisdiction did
not call for a curial organisation different in kind
from that established for
the exercise of State jurisdiction (95). IN THIS SITUATION THERE IS EVERY
REASON FOR SUPPOSING THAT THE
FRAMERS OF THE CONSTITUTION INTENDED TO ARM THE
PARLIAMENT OF THE COMMONWEALTH WITH A POWER TO INVEST FEDERAL JURISDICTION IN
A STATE COURT AS IT HAPPENED TO
BE ORGANISED UNDER STATE LAW FROM TIME TO
TIME. Although the Commonwealth Parliament has no power to alter the structure
or organisation
of State courts, its freedom of action is completely
preserved. It has the choice of investing State courts with federal
jurisdiction
or of establishing appropriate federal courts." (emphasis added)
37. Whether State courts invested with federal jurisdiction are part of the
federal judicature or not is a question of little practical
significance, save
perhaps in considering the application of the incidental power conferred by s
51(xxxix). They remain State courts
even though, when exercising federal
jurisdiction, they may be regarded as a component of the federal judicature.
There is no one
court system in Australia (96). Each of the States has its own
hierarchy which is governed by State legislation.
The federal courts
created
under s 71 of the Constitution constitute a different system. Of course, the
whole can be regarded as an entirety. After all, the different parts have a
common
origin in law and the common law precedes the emergence of the
different jurisdictions and applies in them all. Not only that, but
the
creation of the High Court as a court of appeal - now the final court of
appeal - from the courts of all jurisdictions, federal
and state, has a
unifying influence upon both the common law and also in a more general way.
But our legal system, though integrated,
is not a unitary system. The States
are distinct jurisdictions and the enactments of each of their legislatures
are confined in
their operation so that in other States their recognition is
governed by common law principles and such requirements as flow from
the full
faith and credit required by s 118 of the Constitution. Federal law, of
course, is binding on all courts whether exercising federal jurisdiction or
not (97). The system is a federal system
and, whilst the framers of the
Constitution might have established a judicial system which was neither State
nor federal but simply Australian, they did not do so (98). It
is therefore
dangerous to attempt to draw conclusions from the fact that the Australian
legal system may be regarded as a whole.
It may be, but as a matter of legal
analysis that is to stop short of an appreciation of its different parts.
38. Clearly, a State court may exercise executive or legislative as well as
judicial functions, where, as in the case of New South
Wales, the State
constitution does not require judicial power to be separated from executive
and legislative power. In so doing
the State court is exercising a function
which may not be exercised by a federal court under Ch III. That chapter does
not allow
a combination of judicial and executive or legislative power in
federal courts. As the majority said in the Boilermakers' Case (99):
"The basal reason why such a combination is constitutionallyinadmissible is that Chap III does not allow powers which are foreign to the judicial power to be attached to the courts created by or under that chapter for the exercise of the judicial power of the Commonwealth."
39. Once it is recognised that there is no requirement in the New South Wales
Constitution that courts in that State perform solely judicial functions and
that, notwithstanding that characteristic, they are nevertheless
courts which
may be invested with federal jurisdiction under s 77(iii) of the Commonwealth
Constitution, any question of incompatibility with Ch III upon the ground that
the State court is required to perform executive or legislative
functions must
disappear. Certainly those functions may not be performed by a federal court
created by or under Ch III. That is
because the federal court is precluded by
the separation of judicial power from performing them. But as far as State
courts are
concerned there is no incompatibility with Ch III because that
chapter accepts those courts as existing institutions which may be
invested
with federal jurisdiction notwithstanding that they are not subject to any
doctrine of separation of powers.
40. It may be that, in referring to incompatibility, the appellant used the
word in the sense in which it was used by the majority
in Grollo v Palmer
(100) where it was said that the ability of parliament to confer a
non-judicial function on a judge of a Ch III
court as a designated person
rather than as a judge is subject to the limitation that the non-judicial
function must not be incompatible
either with the judge's performance of his
or her judicial functions or with the proper discharge by the judiciary of its
responsibilities
as an institution exercising judicial power. So much, it was
said in that case, was to be "implied from the separation of powers
mandated
by Chs I, II and III of the Constitution and from the conditions necessary for
the valid and effective exercise of judicial power" (101).
41. But the judicial power of which the majority were there speaking was the
judicial power exercised by a federal court created
by or under Ch III - a Ch
III court. The nature of that judicial power is, as was acknowledged in
Grollo, very much determined by
the separation of powers which the
Constitution requires to be observed in relation to such a court. As the
Privy Council observed in the Boilermakers' Case (102), the separation
of
powers is, in a federal system, a guarantee of the absolute independence of
the judiciary which is "the bulwark of the constitution
against encroachment
whether by the legislature or by the executive" (103). What is incompatible
with the exercise of the judicial
power of the Commonwealth by a Ch III court
may not be incompatible with the exercise of the judicial power of the
Commonwealth by
a court which is not restricted by any separation of powers.
As Grollo makes clear, the concept of incompatibility is derived from
the
separation of powers and does not have a life of its own independent of that
doctrine. Five members of the Court recognised that
very point in Wilson v
Minister for Aboriginal and Torres Strait Islander Affairs (104) where they
said that "Grollo was concerned
with constitutional incompatibility, derived
from the constitutional separation of the functions of the Judiciary from the
functions
of the Parliament and the Executive." (emphasis added)
42. In any event, no question of incompatibility in the sense in which the
concept was used in Grollo arises in this case. In that
case, the persona
designata doctrine was held to justify the giving of an executive function to
a judge of a Ch III court. Incompatibility
was raised only to demonstrate
that the persona designata doctrine has its limits. In this case, where the
New South Wales court
is not affected by any separation of powers, there is no
call for the invocation of the persona designata doctrine and no question
of
incompatibility arises from the vesting in the court (105) of an executive
function. Nor can it be said in these circumstances
that a particular type of
executive function is incompatible with the exercise of judicial power any
more than it can be said that
a particular type of judicial function is
inconsistent with the exercise of executive or legislative power. The
reasons, which are
readily apparent, for the adoption of a separation of
powers in a federal structure do not have the same force in a unitary state.
Be that as it may, New South Wales has not adopted that doctrine so that there
can be no incompatibility between the exercise of
judicial power and the
exercise of executive or legislative power by a court of that State. And
there can be no incompatibility
with Ch III arising from that situation
because it was within the contemplation of those who framed that chapter that
federal jurisdiction
might be vested in State courts exercising executive or
legislative functions as well as judicial powers. If the position is that
the
conferral of some non-judicial functions on a State court by a State
parliament is so undesirable as to be unconstitutional,
a quasi-separation of
powers will be established in the States, totally contrary to the position
which had hitherto been unquestioned
and without the virtue of that separation
being able to be determined by any criterion other than undesirability. Of
course, only
judicial functions may be vested by the federal Parliament in
State courts pursuant to s 77(iii) (106), but that is an entirely different
thing.
43. Because Ch III contemplates that federal judicial power will be exercised
by a State court which is not otherwise confined to
the exercise of judicial
power, it makes no difference that in this case the Supreme Court of New South
Wales may have been exercising
federal jurisdiction in making orders against
the appellant because he raised in his defence the question of the invalidity
of the
Act under the Commonwealth Constitution. It was the appellant's
contention that this made the case a matter arising under the Constitution or
involving its interpretation within the meaning of s 76(1) of the Constitution
and thus within the ambit of the federal jurisdiction vested in the court
under s 39(2) of the Judiciary Act. I am aware of the
views expressed in
Felton v Mulligan (107) to the effect that once federal jurisdiction is
attracted, even by
a point raised in a
defence, the jurisdiction exercised
throughout the case will remain federal jurisdiction. For the purpose of
determining the available
avenues of appeal that may be the only practical
approach, but I would observe that it may lead to a very
artificial result in
a
case such as this, namely, that the Supreme Court of New South Wales was
exercising federal jurisdiction in
ordering the preventive
detention of the
appellant under a New South Wales Act. Perhaps the answer may lie in the
suggestion by
Barwick CJ in Felton v Mulligan
(108) that separate and discrete
questions may arise, the determination of which will constitute
separate
proceedings. But there
is no need to pursue that matter here.
44. It also follows from what I have said that a federal law, such as s 39(2)
of the Judiciary Act, which invests a State court
with federal jurisdiction,
is not inconsistent with a State law which confers functions upon that court
of a type which could not
be conferred upon a Ch III court. Such a federal
law may be passed pursuant to s 77(iii) of the Constitution, which, as has
been said again and again, envisages the vesting of federal jurisdiction in
State courts as existing institutions
possessing characteristics which are not
and cannot be possessed by a Ch III court, such as the capacity to exercise
executive or
legislative power as well as judicial power. Section 39(2) of
the Judiciary Act does not and could not require a State court which
it
invests with federal jurisdiction to exercise judicial power separately and
it
is thus not inconsistent with a State law which
confers upon the court a
function which is other than judicial.
Conclusion
45. For these reasons, the Act is in my opinion valid. In reaching this
conclusion I have not found it necessary to examine the
view advanced by the
appellant that the Act authorises the court to impose punishment upon him by
way of an executive or legislative
act for reasons other than his commission
of a crime. However, in Chu Kheng Lim v Minister for Immigration (109) it was
recognised
that "(i)nvoluntary detention in cases of mental illness or
infectious disease can also legitimately be seen as non-punitive in
character".
It is apparent from the Act that the New South Wales legislature
perceived that there was a gap in the law arising from the fact
that there may
exist in the community persons with personality disorders which strongly
dispose them to commit acts of violence but
who are not mentally ill and thus
are unable to be detained under mental health legislation (110). The need for
legislation in that
situation was foreseen by Deane J in Veen v The Queen (No
2) (111) when he said:
"(T)he protection of the community obviously warrants theintroduction of some acceptable statutory system of preventive restraint to deal with the case of a person who has been convicted of violent crime and who, while not legally insane, might represent a grave threat to the safety of other people by reason of mental abnormality if he were to be released as a matter of course at the end of what represents a proper punitive sentence".
46. In the light of the conclusions which I have reached, these
considerations raise matters which go to the desirability of the
Act rather
than to its validity. Notwithstanding that the wisdom of the policy adopted
by the legislature is open to question, the
policy is a matter for the
legislature rather than for this Court.
47. I would dismiss the appeal.
TOOHEY J. The Court of Appeal of New South Wales dismissed an appeal by the appellant against orders made by Levine J under the Community Protection Act 1994 (NSW) ("the Act") (113).
The Community Protection Act
2. Section 5(1) of the Act empowers the Supreme Court, on application made in
accordance with the Act, to order that "a specified
person be detained in
prison for a specified period" (a "preventive detention order") if the Court
is
satisfied on reasonable grounds:
"(a) that the person is more likely than not to commit aserious act of violence; and
(b) that it is appropriate, for the protection of aparticular person or persons or the community generally, that the person be held in custody."
3. While the Act gives rise to some important questions, it also has some odd
features. Undoubtedly these are the result of amendments
made while
the Bill
was in progress through Parliament, without sufficient attention being paid to
their impact on other provisions
of the Act. For instance, the long title
refers to "An Act to protect the community by providing for the preventive
detention of
persons who are, in the opinion of the Supreme Court, more
likely
than not to commit serious acts of violence." On its face then,
the Act is of
application to that class of persons whom it identifies. Yet s 3(1) expresses
the object of the Act to be "to protect
the community by providing for the
preventive detention ... of Gregory Wayne Kable" while s 3(3) "authorises the
making of a detention
order against Gregory Wayne Kable and does not authorise
the making of a detention order against
any other person". There is no
definition as such of the expression "a specified person" as it appears in s
5(1) but the provision must be read as if "Gregory Wayne
Kable" were
substituted for "a specified person". This produces further anomalies.
For
instance, s 10 prohibits the making of a
detention order "against a person who
is under the age of 16 years" though there can be no such person
on whom the
Act may operate.
Clearly enough, the original intention of the legislature was
to enact a statute of more general application; what emerged
was legislation
directed at one person only.
4. The maximum period of detention to be specified in an order under s 5 is
six months (114). The Act does permit the making of
further orders pursuant
to s 5. On 21 August 1995 Grove J refused to make a further order under the
Act. However, that does not preclude
the making of a further application
against the appellant (115).
5. Curiously, proceedings under the Act are identified as "civil proceedings"
(116) and the standard of proof is "on the balance
of probabilities" (117).
In any proceedings
under the Act the Court is bound by the rules of evidence
(118) but it may order the
production of medical records and reports and other
documents
(119) in which event, it would seem, their contents may constitute
evidence which ordinarily would be inadmissible (120). The jurisdiction
of
the Court is exercisable by a single Judge, with a right
of appeal against the
making of or refusing to make a preventive detention
order to the Court of
Appeal on a question of law, or
fact, or mixed law and fact (121).
The attack on the Community Protection Act
6. The appellant's attack on the validity of the legislation took several
forms, not all of which were entirely discrete from or
independent of each
other. At the forefront of the attack was an argument that wore two faces.
One was that the Act constituted
an exercise of judicial power by the
Parliament of New South Wales. The other was that the Act invests in the
Supreme Court of New
South Wales a non-judicial power which is incompatible
with Ch III of the Commonwealth Constitution. Counsel for the appellant said
that this latter argument was not concerned with any doctrine of the
separation of powers, as was
the former argument, but only with the
consequences of conferring upon a State court a jurisdiction which is
incompatible with the
exercise of federal judicial power. The argument of
incompatibility has its foundation in the judicial power of the Commonwealth
as identified by Ch III.
7. The appellant further argued that the Act is beyond the legislative power
of the Parliament of New South Wales because it authorises
the detention of
the appellant without
prescribing a rule of conduct by which he is to be
judged. It was said, therefore, not to
constitute a law. There were other
attacks
on the Act on the footing that it treats the appellant differently
from all other persons
and that it is a bill of attainder or of pains and
penalties.
Legislative power
8. The power of the legislature of New South Wales is, by reason of the
Constitution Act 1902 (NSW), s 5, "subject to the provisions of the
Commonwealth of Australia Constitution Act ... to make laws for the peace,
welfare, and good government of New South Wales in all cases whatsoever". In
Union Steamship
Co of Australia Pty Ltd v King (122) this Court said that such
a power is indistinguishable from the power to make laws "for the
peace, order
and good government" of a territory and that (123):
"(T)he words 'for the peace, order and good government' arenot words of limitation ... (T)hey do not confer on the courts of a State, jurisdiction to strike down legislation on the ground that, in the opinion of a court, the legislation does not promote or secure the peace, order and good government of the (State). ... Whether the exercise of that legislative power is subject to some restraints by reference to rights deeply rooted in our democratic system of government and the common law ... is another question which we need not explore."
9. It follows that no attack may be made on the Act simply on the ground that
it does not secure the peace, welfare, and good government
of New South Wales
unless, perhaps, it falls within the category tentatively identified in the
passage last quoted. It does not appear
that the appellant seeks to bring his
case directly within that category. But he does argue for a limitation on
legislative power
in the sense that the Parliament of New South Wales, not
being a recipient of judicial power or function, may not itself exercise
such
a power or function.
10. In Fencott v Muller (124) Mason, Murphy, Brennan and Deane JJ referred to
judicial power as the power of a sovereign authority
to decide controversies
between its subjects or between itself and its subjects. Their Honours
continued:
"The unique and essential function of the judicial power isthe quelling of such controversies (that is, controversies between the subjects of a sovereign authority or between the authority and its subjects) by ascertainment of the facts, by application of the law and by exercise, where appropriate, of judicial discretion."
11. The respondent challenged the proposition that the Act is an exercise of
judicial power by the legislature. On the respondent's
argument there is
nothing in the Act which dictates the outcome of an application under s 5. It
remains for the Supreme Court to
be satisfied (albeit on the balance of
probabilities) on reasonable grounds that the appellant is more likely than
not to commit
a "serious act of violence" (126) and that it is appropriate for
the protection of a particular person or persons or the community
generally,
that the appellant be held in custody.
12. In my view, s 5(1) does require a consideration by the Court of the
criteria in pars (a) and (b) and accordingly it obliges
the Court to be
satisfied, on reasonable grounds, that it is appropriate that a preventive
detention order be made. It is true that
s 3(2) reads: "In the construction
of this Act, the need to protect the community is to be given paramount
consideration." But
the requirement is related to the construction of the
provisions of the Act rather than the assessment of the evidence necessary
to
satisfy the criteria. That the Court may consider an order not to be
appropriate in the circumstances is borne out by the refusal
of Grove J to
make an order under the section. Nevertheless, if the Court is satisfied in
terms of pars (a) and (b), it can hardly
do other than make a preventive
detention order.
Separation of powers
13. In any event the appellant has not demonstrated that the doctrine of
separation of powers operates in a constitutional sense
in New South Wales so
as to preclude the Parliament enacting a statute which ensures a particular
result in what might be regarded
as an exercise of judicial power. In
Building Construction Employees and Builders' Labourers Federation of New
South Wales v Minister
for Industrial Relations ("the BLF Case") (127) the
Court of Appeal held that the courts could not declare invalid the Builders
Labourers Federation (Special Provisions) Act 1986 (NSW) even though the Act
was, in directing the outcome of pending litigation, an exercise of judicial
power. In the course of his
judgment, Street CJ said (128):
"Parliament in this State has power to adjudicate betweenparties by an exercise of judicial power ...
I recognise that the New South Wales Parliament has judicialpower".
"(T)his alteration in the English judicial system does notappear to have given rise to any comment relating to the doctrine of the separation of powers".
14. The appellant conceded that the Parliament of New South Wales may confer
upon the Supreme Court functions which would be regarded
as non-judicial in
the context of Ch III (130). Nevertheless, he argued that separation of powers
should be inferred from the Constitution of New South Wales, in particular by
reason of Pt 9. Part 9 was inserted to secure the independence of the
judiciary by providing for the appointment of judges and the circumstances in
which
they may be removed from office. The appellant contended that this gave
rise to a constitutional separation of judicial power from
legislative power.
15. The respondent replied, firstly, that the double entrenching of Pt 9
occurred after the events relevant to the appeal. Part 9 of the Constitution
Act was inserted by the Constitution (Amendment) Act 1992 (NSW) and commenced
on assent (131). It was not at that stage doubly entrenched. It became so on
2 May 1995,
following a referendum and the Constitution (Entrenchment)
Amendment Act 1992 (NSW). Levine J made his order on 23 February 1995.
16. Secondly, the respondent submitted that in any event Pt 9 is of limited
operation. In particular, it is said, Pt 9 does not
purport to be "an
exhaustive statement of the manner in which the judicial power of the (State
of New South Wales) is or may be vested"
(132).
17. Part 9 is of limited operation in the sense that it deals with the
appointment and removal of judges and not with wider considerations.
Judicial
independence does not of itself protect the judicial process from legislative
interference as Street CJ noted in the BLF
Case (133). There is no real
comparison between Pt 9 and Ch III of the Commonwealth Constitution. Chapter
III vests the judicial power of the Commonwealth exclusively in the courts
which it identifies and in clear terms recognises
the separation of the
judicial power of the Commonwealth from legislative and executive powers
(134). It is a consequence of that
division that the Parliament of the
Commonwealth may not interfere with the judicial process itself (135).
18. But it follows from what has been said that there is nothing in the
Constitution of New South Wales which prevents the legislature from exercising
judicial power.
Judicial power of the Commonwealth
19. The appellant also says that the qualification in s 5 of the Constitution
Act - subject to the provisions of the Commonwealth of Australia Constitution
Act - means that the Supreme Court, as one of the judicial institutions of
this country, may not act in a manner inconsistent with
Ch III of the
Commonwealth Constitution. Section 5 is a qualification on the power of the
Parliament of New South Wales; it does not impose the requirements of Ch III
on a State court
exercising State jurisdiction.
20. However, the appellant argues to the same end by reason of the
Commonwealth Constitution itself. Section 71 of the Constitution vests the
judicial power of the Commonwealth in the High Court "and in such other
federal courts as the Parliament creates, and in
such other courts as it
invests with federal jurisdiction". Section 77(iii) empowers the Parliament
to make laws "(i)nvesting any court of a State with federal jurisdiction".
Effect is given to s 77(iii) by s 39(2) of the Judiciary Act 1903 (Cth) which
invests the "several Courts of the States" with "federal jurisdiction" in all
matters in which the High Court has original
jurisdiction or in which original
jurisdiction can be conferred upon it, subject to s 38 which identifies those
matters in which the jurisdiction of the High Court is exclusive of those
courts. To the extent that they
are invested with federal jurisdiction, the
federal courts and the courts of the States exercise a common jurisdiction
(136). It
follows that in the exercise of its federal jurisdiction a State
court may not act in a manner which is incompatible with Ch III
of the
Commonwealth Constitution.
21. The respondent accepted that in the present case the Supreme Court was
exercising federal jurisdiction vested in it by s 39
of the Judiciary Act.
The reason for the concession was that the appellant was relying upon what the
Solicitor-General for New South
Wales described as
"federal constitutional
points", not only before this Court but at first instance and on appeal to the
Court of
Appeal. The reference
to "federal constitutional points" was a
reference to submissions made on behalf of the appellant that an
implication
is to be drawn
from the Commonwealth Constitution that legislation, whether
federal or State, that is directed against or discriminates against an
individual is invalid. In addition
the appellant relied upon s 80 of the
Constitution to argue that a charge of the offence created by the Act must be
tried by a judge and jury. The federal judicial power may be attracted
by the
defence raised to a claim for relief (137). Thus, it was said, federal
jurisdiction was attracted in the present case, whereupon
"there is no room
for the exercise of a State jurisdiction which apart from any operation of the
Judiciary Act the State court would
have had" (138). Professor Lane has said
(139):
"Jurisdiction and the judicial power of the Commonwealth aretwo distinct notions, calling on different constitutional provisions and different decisional law."
22. The argument advanced on behalf of the appellant was that the Act vests
in the Supreme Court of New South Wales a non-judicial
power which is
offensive to Ch III of the Constitution. Hence any exercise of that power
would be unconstitutional and the Act conferring the power would be invalid.
Reliance was placed
on what Dixon CJ, McTiernan, Fullagar and Kitto JJ said in
R v Kirby; Ex parte Boilermakers' Society of Australia (140):
"The organs to which federal judicial power may be entrustedmust be defined, the manner in which they may be constituted must be prescribed and the content of their jurisdiction ascertained. These very general considerations explain the provisions of Chap III of the Constitution".
23. The appellant's senior counsel was at pains to eschew any notion that his
submission involved challenging the well-established
doctrine that, in
investing judicial power in the States, the Parliament must take the State
courts as it finds them. For instance,
the appellant accepted that State
courts may be vested with non-judicial powers and functions. His argument was
that a State court
exercising federal jurisdiction, in the sense discussed
earlier, could not be the recipient of powers and functions which were
incompatible
with the very nature of judicial power. In other words, the
issue as presented by the appellant was not one of judicial versus legislative
or executive power but of incompatibility with the essence of judicial power.
Hence, no question of taking the courts as the Parliament
finds them truly
arose. It follows that passages in the judgments of this Court which
emphasise that the courts of a State are the
judicial organs of the State and
not of the Commonwealth do not resolve the questions now facing this Court
(141). By reason of
the issues raised in the case, the Supreme Court
exercised federal jurisdiction. It is not the investing of the Supreme Court
with
federal jurisdiction that is in issue; it is the exercise of federal
jurisdiction by the Supreme Court in the circumstances arising
under the Act
that is challenged.
24. In Grollo v Palmer (142) the Court held that the vesting in designated
judges of the Federal Court of the power to issue interception
warrants was
not incompatible either with the judge's performance of his or her judicial
functions or with the proper discharge by
the judiciary of its
responsibilities as an institution exercising judicial power. Nevertheless
the Court emphasised that "no function
can be conferred that is incompatible
... with the proper discharge by the judiciary of its responsibilities as an
institution exercising
judicial power" (143). It is true that the proposition
was enunciated in the context of the power to confer non-judicial functions
on
judges as designated persons but in my view it holds good whenever Ch III of
the Constitution is operative. And Mistretta v United States (144), to which
the majority judgment refers with approval, is couched in terms of
constitutional
doctrine. The emphasis in the judgment of the Supreme Court of
the United States is on "the integrity of the Judicial Branch".
25. The appellant's argument of incompatibility of function rests on several
foundations. But fundamentally it relies upon the
nature of the Act whereby
the Supreme Court may order the imprisonment of a person although that person
has not been adjudged guilty
of any criminal offence. The Supreme Court is
thereby required to participate in a process designed to bring about the
detention
of a person by reason of the Court's assessment of what that person
might do, not what the person has done.
26. The Act speaks of likelihood "to commit a serious act of violence". If
the power to detain were the consequence of the actual
commission of a serious
act of violence, it might be little different from the power to impose an
indeterminate sentence to be found
in various statutes (145). In those cases,
however, some prior conduct in the form of the commission of an offence of a
prescribed
nature is the basis upon which an indeterminate sentence may be
ordered. The appellant's complaint is that, while prior conduct
may bring him
to the attention of the authorities, no such conduct is identified as the
basis for the making of an order under s
5. No doubt prior conduct has an
evidentiary part to play; without it there could hardly be a conclusion that
the appellant was
more likely than not to commit a serious act of violence.
In that respect it was a relevant consideration that the appellant had
been
charged with the murder of his wife and that subsequently he pleaded guilty of
manslaughter, a plea which was accepted by the
Crown by reason of his
diminished responsibility. But the order for his detention was not made by
reason of his commission of that
offence. Likewise, it may have been a
relevant consideration, in terms of the Act, that the appellant was facing 17
charges alleging
contravention of s 85S of the Crimes Act 1914 (Cth) in making
improper use of postal services by sending threatening letters to various
persons including his children. But the
Act required no determination of his
guilt for any of those offences as a condition of the order made against him.
27. In Chu Kheng Lim v Minister for Immigration (146) Brennan, Deane and
Dawson JJ said:
"(P)utting to one side the exceptional cases to whichreference is made below, the involuntary detention of a citizen in custody by the State is penal or punitive in character and, under our system of government, exists only as an incident of the exclusively judicial function of adjudging and punishing criminal guilt".
28. The situation in the present case is quite different from that in Lim.
Preventive detention under the Act is an end in itself.
And the person so
detained "is taken to be a prisoner within the meaning of the Prisons Act
1952" (148). It is not an incident of
the exclusively judicial function of
adjudging and punishing criminal guilt. It is not part of a system of
preventive detention
with appropriate safeguards, consequent upon or ancillary
to the adjudication of guilt (149). Nor does it fall within the "exceptional
cases" mentioned in Lim, directly or by analogy. In the present case the Act
requires the Supreme Court to exercise the judicial
power of the Commonwealth
in a manner which is inconsistent with traditional judicial process (150).
29. The extraordinary character of the legislation and of the functions it
requires the Supreme Court to perform is highlighted
by the operation of the
statute upon one named person only. In this respect the Act is virtually
unique (151). It does not define
"a specified person" by reference to any
class or category and it carries no consequences for any person, other than
the appellant,
to whom its language might otherwise be applicable.
30. The Act answers that aspect of incompatibility which was identified in
Grollo v Palmer as "the performance of non-judicial functions
of such a nature
that public confidence in the integrity of the judiciary as an institution ...
is diminished" (152). The function
exercised by the Supreme Court under the
Act offends Ch III which, as I said in Harris v Caladine (153), reflects an
aspect of the
doctrine of separation of powers, serving to protect not only
the role of the independent judiciary but also the personal interests
of
litigants in having those interests determined by judges independent of the
legislature and the executive (154). The function
offends that aspect because
it requires the Supreme Court to participate in the making of a preventive
detention order where no breach
of the criminal law is alleged and where there
has been no determination of guilt. On that ground I would hold the Act
invalid.
It is not possible to sever s 5 from the rest of the Act which
exists only to give effect to that section.
31. This conclusion makes it unnecessary to deal with the other grounds
relied upon by the appellant. I mention only one, namely,
that the Act is a
bill of pains and penalties, that is, that it is "a legislative act which
inflicts punishment without a judicial
trial" (155). The appellant referred
to the advice of the Privy Council in Liyanage v The Queen (156) where the
Privy Council said
of certain statutes of Ceylon:
"One might fairly apply to these Acts the words of Chase J,in the Supreme Court of the United States in Calder v Bull (157): 'These Acts were legislative judgments; and an exercise of judicial power'."
32. However the Act is invalid by reason of the incompatibility with Ch III
of the Commonwealth Constitution that its implementation produces. If the Act
operated on a category of persons and a defence to an application for a
preventive
detention order was confined to a challenge that the criteria in s
5(1) had not been met, different questions might arise. In that
situation the
judicial power of the Commonwealth might not be involved; that is something on
which it is unnecessary to comment.
But here the judicial power of the
Commonwealth is involved, in circumstances where the Act is expressed to
operate in relation
to one person only, the appellant, and has led to his
detention without a determination of his guilt for any offence. In that event
validity is at issue, not simply the reach of the Act in a particular case.
33. Accordingly the appeal should be allowed and the application by the
respondent against the appellant dismissed.
GAUDRON J. Mr Kable ("the appellant") appeals to this Court from an order of the Court of Appeal of the Supreme Court of New South Wales dismissing his appeal from a "preventive detention order" made by Levine J under s 5(1) of the Community Protection Act 1994 (NSW) ("the Act"). It was submitted for the appellant in this Court, as it was before Levine J and in the Court of Appeal, that it is beyond the power of the Parliament of New South Wales to confer power on the Supreme Court to make the order in question.
2. Several arguments were advanced in favour of the appellant's contention.
I need deal with one only, namely, that Ch III of the
Constitution impliedly
prevents the Parliament of a State from conferring powers on the Supreme Court
of a State which are repugnant to or inconsistent
with the exercise by it of
the judicial power of the Commonwealth.
3. It is convenient to consider the constitutional position of State courts
before turning to the provisions of the Act. It has
been said that "(t)he
Constitution, by Chapter III, draws the clearest distinction between federal
Courts and State Courts, and ... recognises in the most pronounced
and
unequivocal way that they remain 'State Courts'" (159). However, that is not a
distinction that appears in s 71, the opening provision of Ch III. On the
contrary, the first sentence of that section provides, without distinction
between State
and federal courts created by the Parliament, that:
"The judicial power of the Commonwealth shall be vested in aFederal Supreme Court, to be called the High Court of Australia, and in such other federal courts as the Parliament creates, and in such other courts as it invests with federal jurisdiction."
4. Moreover, no distinction appears in the concluding provisions of Ch III,
namely, s 78, which is concerned with the right to proceed against the
Commonwealth and the States in respect of matters within the limits of
the
judicial power of the Commonwealth, s 79, which provides that "(t)he federal
jurisdiction of any court may be exercised by such number of judges as the
Parliament prescribes"
(emphasis added), and s 80, which requires trial by
jury for all indictable offences against the laws of the Commonwealth.
5. Special provision is made in s 74 with respect to appeals from this Court
to the Privy Council. And separate provision is made in ss 73, 75 and 76 as
to the jurisdiction of this Court. Sections 75 and 76 also serve to identify
the matters which fall for resolution in the exercise of the judicial power of
the Commonwealth. Neither
s 75 nor s 76 refers to any court other than this
Court. There are, however, references to other courts in s 73 which provides
with respect to the appellate jurisdiction of this Court. By ss 73(i) and
(iii), respectively, this Court has "jurisdiction, with such exceptions and
subject to such regulations as the Parliament prescribes"
to hear and
determine appeals from various determinations made by Justices of this Court
and the Inter-State Commission. And by
s 73(ii) it has jurisdiction, again
subject to such exceptions and regulations as are prescribed, "to hear and
determine appeals from all
judgments, decrees, orders, and sentences ... (o)f
any other federal court, or court exercising federal jurisdiction; or of the
Supreme
Court of any State, or of any other court of any State from which at
the establishment of the Commonwealth an appeal (lay) to the
Queen in
Council". No distinction is made in that sub-section between State courts, as
courts exercising federal jurisdiction, and
federal courts created by the
Parliament.
6. There is also special provision with respect to the Supreme Courts of the
States in the second and third paragraphs of s 73. By the second paragraph, no
exception or regulation prescribed by the Parliament "shall prevent (this)
Court from hearing and determining
any appeal from the Supreme Court of a
State in any matter in which at the establishment of the Commonwealth an
appeal (lay) from
such Supreme Court to the Queen in Council". And it is
provided in the third paragraph of s 73 that "(u)ntil the Parliament otherwise
provides, the conditions of and restrictions on appeals to the Queen in
Council from the Supreme
Courts of the several States shall be applicable to
appeals from them to the High Court". However, these paragraphs do not
distinguish
between State courts and federal courts created by the Parliament
as repositories of the judicial power of the Commonwealth.
7. No mention has yet been made of ss 72 and 77, the only other provisions to
be found in Ch III. If they are put to one side, the provisions of Ch III
clearly postulate an integrated
Australian court system for the exercise of
the judicial power of the Commonwealth, with this Court at its apex as a
constitutional
court and as a court exercising appellate jurisdiction for the
whole of Australia, and with no distinction, so far as concerns the
judicial
power of the Commonwealth, between State courts and federal courts created by
the Parliament.
8. Section 72 is concerned exclusively with the appointment, tenure and
remuneration of the Justices of this Court and federal courts created by
the
Parliament. As to the matters which fall within the limits of the judicial
power of the Commonwealth, s 77 confers power on the Parliament to make laws:
"(i) Defining the jurisdiction of any federal court otherthan the High Court:
(ii) Defining the extent to which the jurisdiction of anyfederal court shall be exclusive of that which belongs to or is invested in the courts of the States:
(iii) Investing any court of a State with federaljurisdiction."
9. Again, s 77 does not distinguish between State courts and federal courts
created by the Parliament as repositories of the judicial power of the
Commonwealth. It does, however, recognise that the other courts which may be
invested with federal jurisdiction are State courts.
When s 77 is considered
in conjunction with s 72 which, as earlier indicated, provides as to the
appointment, tenure and remuneration of the members of this Court and federal
courts
created by the Parliament, it is correct to say, by reference to those
provisions, that Ch III recognises that this Court and other
federal courts
are creatures of the Commonwealth and that State courts are the creatures of
the States.
10. Once it is accepted that State courts are the creatures of the States and
are constitutionally recognised as such, it follows
that it is for the States
and for the States alone to determine the appointment, tenure and remuneration
of State judges and the
structure, organisation and jurisdictional limits of
State courts. In that sense, it is correct to say, as it often is, that the
Commonwealth must take State courts as it finds them. However, it should be
remembered that that dictum originates in the judgment
of Griffith CJ in
Federated Sawmill, Timberyard and General Woodworkers' Employes' Association
(Adelaide Branch) v Alexander (160),
a case involving the question whether
jurisdictional limits imposed by State law on a State court applied in matters
of invested
federal jurisdiction. It was in that context that his Honour said
that "when the Federal Parliament confers a new jurisdiction upon
an existing
State Court it takes the Court as it finds it, with all its limitations as to
jurisdiction, unless otherwise expressly
declared" (161) - a vastly different
statement from the unqualified proposition that the Commonwealth must take a
State court as
it finds it.
11. Neither the recognition in Ch III that State courts are the creatures of
the States nor its consequence that, in the respects
indicated, the
Commonwealth must take State courts as it finds them detracts from what is,
to my mind, one of the clearest features
of our Constitution, namely, that it
provides for an integrated Australian judicial system for the exercise of the
judicial power of the Commonwealth.
Moreover, neither that recognition nor
that consequence directs the conclusion that State Parliaments may enact
whatever laws they
choose with respect to State courts. If Ch III requires
that State courts not exercise particular powers, the Parliaments of the
States cannot confer those powers upon them. That follows from covering cl 5,
which provides that the Constitution is "binding on the courts, judges, and
people of every State and of every part of the Commonwealth, notwithstanding
anything in the
laws of any State", and from s 106, by which the Constitution
of each State is made subject to the Australian Constitution. And so much was
recognised in The Commonwealth v Queensland (162) where it was said that State
legislation in violation of "the
principles that underlie Ch III" is invalid.
12. The question whether the Constitution requires that State Courts not have
particular powers conferred upon them depends, in my view, on a proper
understanding of the integrated
judicial system for which Ch III provides -
the "autochthonous expedient" (163), as it has been called. One thing which
clearly
emerges is that, although it is for the States to determine the
organisation and structure of their court systems, they must each
maintain
courts, or, at least, a court for the exercise of the judicial power of the
Commonwealth. Were they free to abolish their
courts, the autochthonous
expedient, more precisely, the provisions of Ch III which postulate an
integrated judicial system would
be frustrated in their entirety. To this
extent, at least, the States are not free to legislate as they please.
13. Two other matters of significance emerge from a consideration of the
provisions of Ch III. The first is that State courts are
neither less worthy
recipients of federal jurisdiction than federal courts nor "substitute
tribunals" (164), as they have sometimes
been called. To put the matter
plainly, there is nothing anywhere in the Constitution to suggest that it
permits of different grades or qualities of justice, depending on whether
judicial power is exercised by State
courts or federal courts created by the
Parliament.
14. The second and, perhaps, the more significant matter which emerges from a
consideration of the provisions of Ch III is, as I
pointed out in Leeth v The
Commonwealth (165), that State courts, when exercising federal jurisdiction
"are part of the Australian
judicial system created by Ch III of the
Constitution and, in that sense and on that account, they have a role and
existence which transcends their status as courts of the States". Once
the
notion that the Constitution permits of different grades or qualities of
justice is rejected, the consideration that State courts have a role and
existence transcending
their status as State courts directs the conclusion
that Ch III requires that the Parliaments of the States not legislate to
confer
powers on State courts which are repugnant to or incompatible with
their exercise of the judicial power of the Commonwealth.
15. The prohibition on State legislative power which derives from Ch III is
not at all comparable with the limitation on the legislative
power of the
Commonwealth enunciated in R v Kirby; Ex parte Boilermakers' Society of
Australia (166). The Boilermakers' doctrine,
as it is sometimes called,
prevents the Parliament of the Commonwealth from conferring judicial power on
bodies other than courts
and prevents it from conferring any power that is not
judicial power or a power incidental thereto on the courts specified in s 71
of the Constitution. It also prevents the Parliament from conferring
functions on judges in their individual capacity if the functions are
inconsistent
with the exercise of judicial power in the sense explained in
Grollo v Palmer (167). The limitation on State legislative power is
more
closely confined and relates to powers or functions imposed on a State court,
rather than its judges in their capacity as individuals,
and is concerned with
powers or functions that are repugnant to or incompatible with the exercise of
the judicial power of the Commonwealth.
16. Although the limitation is one relating to the conferral of powers on
courts, rather than on judges in their capacity as individuals,
it is,
nevertheless, one that is closely related to the limitation on Commonwealth
power to confer functions on judges of this and
other federal courts in their
capacity as individuals. In both cases the limitation derives from the
necessity to ensure the integrity
of the judicial process and the integrity of
the courts specified in s 71 of the Constitution.
17. It remains to be considered whether the power purportedly conferred on
the Supreme Court by s 5(1) of the Act is repugnant to
or incompatible with
the exercise of the judicial power of the Commonwealth. Section 5(1) provides
that, on the application of the
Director of Public Prosecutions (168), the
Supreme Court "may order that a specified person
be detained in prison for a
specified
period if it is satisfied, on reasonable grounds:
(a) that the person is more likely than not to commit aserious act of violence; and
(b) that it is appropriate, for the protection of aparticular person or persons or the community generally, that the person be held in custody" (169).
18. The power conferred by s 5(1) is conferred in general terms. However, s
3(3) provides that the "Act authorises the making of
a detention order against
Gregory Wayne Kable and does not authorise the making of a detention order
against
any other person".
Gregory Wayne Kable is identified in s 3(4) as
"the person of that name who was convicted in New South Wales on 1 August 1990
of
the manslaughter of his wife, Hilary Kable".
19. It is necessary to refer to certain other provisions of the Act. First,
s 3(2) provides that "(i)n the construction of (the)
Act, the need to protect
the community is to be given paramount consideration". Clearly, the effect of
that directive is to require
the making of an order under s 5(1) if the
conditions specified in s 5(1)(a) and (b) are satisfied.
20. The second provision which should be noted is s 14 which provides that
"(p)roceedings under (the) Act are civil proceedings
and, to the extent to
which (the) Act does not provide for their conduct, they are to be conducted
in accordance with the law (including
the rules of evidence) relating
to civil
proceedings". However, there is no law relating to proceedings of the kind
contemplated
by s 5(1) of the Act, other than the law which is made applicable
by the Act. And although s 17(1)(a) provides that the rules of
evidence are to
apply, succeeding paragraphs of s 17(1) and sub-s (3) of that section, make it
clear that, in significant respects,
the rules of evidence do not apply. In
particular, s 17(1) also provides that the court:
"(b) may order the production of documents of the followingkind in relation to the defendant:
(i) medical records and reports;service or prison;
(ii) records and reports of any psychiatric in-patient
(iii) reports made to, or by, the Offenders Review Board;any police officer;
(iv) reports, records or other documents prepared or kept by
(v) the transcript of any proceedings before, and anyevidence tendered to, the Mental Health Review Tribunal; and
(c) may order an examination of the defendant to be carriedout by one or more duly qualified medical practitioners, psychiatrists or psychologists; and
(d) may require the preparation of reports as to thedefendant's condition and progress by such persons as it considers appropriate; and
(e) must have regard to any report made available to itunder paragraph (d);
..."And s 17(3) provides:
"Despite any Act or law to the contrary, the Court mustreceive in evidence any document or report of a kind referred to in subsection (1), or any copy of any such document or report, that is tendered to it in proceedings under this Act."
21. It is to be noted that, although s 17 speaks of the appellant as "the
defendant", he is not charged with and not to be tried
for an offence against
the criminal law:
he is, however, to be detained, if the conditions of s 5(1)
are satisfied; and succeeding
provisions of the Act make it plain that he is
to be detained in prison and subject to substantially the same regime as
persons convicted
of criminal offences
(170). Nor is the appellant a party to
civil proceedings involving contested legal rights and obligations,
notwithstanding that
s 14 declares that "(p)roceedings under (the) Act are
civil proceedings".
22. The proceedings which the Act contemplates are not proceedings otherwise
known to the law. And except to the extent that the
Act attempts to dress
them up as legal proceedings (for example, by referring to the applicant as
"the defendant", by specifying
that
the proceedings are civil proceedings and
by suggesting that the rules of evidence apply (171)), they do not in any way
partake
of
the nature of legal proceedings. They do not involve the
resolution of a dispute between contesting parties as to their respective
legal rights and obligations. And as already indicated, the applicant is not
to be put on trial for any offence against the criminal
law. Instead, the
proceedings are directed to the making of a guess - perhaps an educated guess,
but a guess nonetheless - whether,
on the balance of probabilities, the
appellant will commit an offence of the kind specified in the definition of
"serious act of
violence". And, at least in some circumstances (172), the Act
directs that that guess be made having regard to material which would
not be
admissible as evidence in legal proceedings.
23. It is well settled that some functions take their character from the way
in which they are to be exercised and, thus, from the
body on which they are
conferred (173). Accordingly, some functions which are not essentially
judicial in character are, nonetheless,
properly characterised as judicial if
conferred on a court (174). Chapter III permits the conferral of such
functions on courts.
And, of course, there is nothing to prevent the
Parliaments of the States from conferring powers on their courts which are
wholly
non-judicial, so long as they are not repugnant to or inconsistent with
the exercise by those courts of the judicial power of the
Commonwealth.
24. The power purportedly conferred by s 5(1) of the Act requires the making
of an order, if the conditions specified in s 5(1)
are satisfied, depriving an
individual of his liberty, not because he has breached any law, whether civil
or criminal, but because
an opinion is formed, on the basis of material which
does not necessarily constitute evidence admissible in legal proceedings, that
he "is more likely than not" (175) to breach a law by committing a serious act
of violence as defined in s 4 of the Act. That is
the antithesis of the
judicial process, one of the central purposes of which is, as I said in Re
Nolan; Ex parte Young
(176), to
protect "the individual from arbitrary
punishment and the arbitrary abrogation of rights by ensuring that punishment
is
not inflicted
and rights are not interfered with other than in consequence
of the fair and impartial application of the relevant
law to facts which
have
been properly ascertained". It is not a power that is properly characterised
as a judicial function, notwithstanding
that it
is purportedly conferred on a
court and its exercise is conditioned in terms usually associated with the
judicial process.
25. Moreover, when regard is had to the precise nature of the function
purportedly conferred by s 5(1), the matters to be taken
into account in its
exercise and its contrariety to what is ordinarily involved in the judicial
process,
the effect of s 5(1) is,
in my view, to compromise the integrity of
the Supreme Court of New South Wales and, because that court is not simply a
State
court
but a court which also exists to exercise the judicial power of
the Commonwealth, it also has the effect of compromising the
integrity
of the
judicial system brought into existence by Ch III of the Constitution.
26. The integrity of the courts depends on their acting in accordance with
the judicial process and, in no small measure, on the
maintenance of public
confidence in that process (177). Particularly is that so in relation to
criminal proceedings which involve
the most important of all judicial
functions, namely, the determination of the guilt or innocence of persons
accused of criminal
offences. Public confidence cannot be maintained in the
courts and their criminal processes if, as postulated by s 5(1), the courts
are required to deprive persons of their liberty, not on the basis that they
have breached any law, but on the basis
that an opinion is formed, by
reference to material which may or may not be admissible in legal proceedings,
that on the balance
of probabilities, they may do so.
27. Mention should be made of one other aspect of the function purportedly
conferred on the Supreme Court by s 5(1) of the Act.
Public confidence in the
courts requires that they act consistently and that their proceedings be
conducted according to rules of
general application. That is an essential
feature of the judicial process. It is that feature which serves to
distinguish between
palm tree justice and equal justice. Public confidence
cannot be maintained in a judicial system which is not predicated on equal
justice (178).
28. The Act, in several of its provisions, suggests that an application under
s 5(1) is to be determined in accordance with rules
generally applicable in
legal proceedings. In this respect, I have already referred
to the
description of the appellant as "the
defendant", the description of the
proceedings as "civil proceedings" and the suggestion
that the rules of
evidence apply when, in
significant respects, they do not. Mention has also
been made of s 16 which provides for proceedings under s 5(1) to be "commenced
by summons in accordance with rules of court". In truth, the proceedings
contemplated by s 5(1) are unique with unique procedures
and with rules which
apply only to the appellant. They are proceedings which the Act attempts to
dress up as proceedings involving
the judicial process. In so doing, the Act
makes a mockery of that process and, inevitably, weakens public confidence in
it. And
because the judicial process is a defining
feature of the judicial
power of the Commonwealth (179), the Act weakens confidence in
the
institutions which comprise the judicial system brought into existence by Ch
III of the Constitution.
29. Section 5(1) of the Act is invalid. So too are the remaining provisions
of the Act which serve no purpose other than to carry
s 5(1) into effect.
30. The appeal should be allowed with costs. The order of the Court of
Appeal should be set aside and in lieu thereof it should
be ordered that the
appeal to that court be allowed with costs, the orders of Levine J be set
aside and, in lieu of those orders,
the application of the Director of Public
Prosecutions be dismissed with costs.
McHUGH J. The question in this appeal from an order of the New South Wales Court of Appeal is whether the Community Protection Act 1994 (NSW) ("the Act") is a valid law of the Parliament of New South Wales. In my opinion, the Act is invalid.
2. The Act, which was assented to shortly before the appellant, Gregory Wayne
Kable (180), was to be released from prison, makes
provision for
his
imprisonment, if, upon the balance of probabilities, the Supreme Court of New
South Wales is satisfied on reasonable
grounds
that he is "more likely than
not to commit a serious act of violence; and ... that it is appropriate, for
the protection
of a particular
person or persons or the community generally,
that (he) be held in custody." (181) The maximum period of imprisonment
under
any
one order of the Supreme Court is six months (182). But more than one
application for an order may be made in relation
to the same
person (183). So
it is theoretically possible that under the Act the appellant could be
imprisoned for life - not because
of any crime that he has committed but
because on the balance of probabilities
the Supreme Court is satisfied that
the appellant
is more likely than not to commit a serious act of violence.
3. Upon an application made by the respondent, the Director of Public
Prosecutions for New South Wales, the Supreme Court (Levine
J) ordered that
the appellant "be detained in custody for a period of six months commencing 23
February 1995 and expiring 22 August
1995 pursuant to s 9 of the Community
Protection Act 1994." By its order the Supreme Court directed that the
appellant "be detained
at the Special Care Centre of the Long Bay Correctional
Prison." On 9 May 1995 the Court of Appeal dismissed an appeal by the
appellant
against the order of the Supreme Court. Subsequently,
the Supreme
Court (Grove J) refused to make another order in relation to the
appellant.
For the time being, therefore, the appellant
is free from the restraints of
the Act. Nevertheless, the appellant remains
at risk of the Supreme Court
making another order against him.
4. The appellant challenges the validity of the Act on a number of grounds.
For the reasons given by Brennan CJ and Dawson J, I
agree that the challenge
fails in so far as the appellant
contends that the Act is not a law within the
meaning of the Constitution Act 1902 (NSW) ("the New South Wales
Constitution") or that it is invalid because the New South Wales Constitution
contains an entrenched doctrine of the separation of powers which the Act
breaches. In my opinion, however, the Act is invalid because
it purports to
vest functions in the Supreme Court of New South Wales that are incompatible
with the exercise of the judicial power
of the Commonwealth by the Supreme
Court of that State.
The States do not have unlimited power in respect of State courts
5. Subject to the operation of the Commonwealth of Australia Constitution Act
1900 (Imp) ("the Constitution"), the State of New South Wales is governed by
the New South Wales Constitution. The latter Act
is not predicated on any
separation of legislative, executive and judicial power (184) although no
doubt it assumes that the legislative,
executive and judicial power of the
State will be exercised by institutions that are functionally separated.
Despite that assumption,
I can see nothing in the New South Wales Constitution
nor the constitutional history of the State that would preclude the State
legislature
from vesting legislative or executive power in the New South Wales
judiciary (185) or judicial power in the legislature or the executive.
Nor is
the federal doctrine of the separation of powers - one of the fundamental
doctrines of the Constitution - directly applicable
to the State of New South
Wales. Federal judicial power may be vested in a State court although that
court exercises non-judicial
as well as judicial functions. Moreover, when
the Parliament of the Commonwealth invests the judicial power of the
Commonwealth
in State courts pursuant to s 77(iii) of the Constitution, it
must take the State court as it finds it (186). This is because the
Constitution recognises that the jurisdiction, structure and organisation of
State courts and the appointment, tenure and terms of
remuneration of judges
of State courts is not a matter within the legislative power of the federal
Parliament. But in my opinion
none of the foregoing considerations means that
the Constitution contains no implications concerning the powers of State
legislatures
to abolish or regulate State courts, to invest State courts or
State judges with non-judicial powers or functions, or to regulate
the
exercise of judicial power by State courts and judges.
6. The working of the Constitution requires and implies the continued
existence of a system of State courts with a Supreme Court
at the head of the
State judicial system. Covering cl 5 of the Constitution, for example, in
declaring that the Constitution "and
all laws made by the Parliament of the
Commonwealth under the Constitution, shall be binding on the courts, judges,
and people of
every State" necessarily implies the continuing existence of a
system of State courts declaring the legal rights and duties of the
people of
Australia. So does s 118 in declaring that "(f)ull faith and credit shall be
given, throughout the Commonwealth to the
... judicial proceedings of every
State." So too do s 51(xxiv) and s 51(xxv) in granting to the Parliament of
the Commonwealth the
power to make laws with respect to "(t)he service and
execution throughout the Commonwealth of the civil and criminal process and
the judgments of the courts of the States" and "(t)he recognition throughout
the Commonwealth of ... the judicial proceedings of
the States". Section 77 of
the Constitution also necessarily implies the existence of a court system in
each State (187). It gives
the Parliament of the Commonwealth the power to
invest "any court of a State with federal jurisdiction" and to define "the
extent
to which the jurisdiction of any federal court shall be exclusive of
that which belongs to or is invested in the courts of the States".
7. One of the reasons for enacting s 77(iii) was that it was "a very
convenient means of avoiding the multiplicity and expense of
legal tribunals"
(188). The paragraph provides the machinery for implementing that part of the
declaration in s 71 of the Constitution
which provides that "(t)he judicial
power of the Commonwealth shall be vested in ... such other courts as (the
Parliament) invests
with federal jurisdiction." If a State could abolish its
court system, the powers conferred by s 77(ii) and (iii) would be rendered
useless and the constitutional plan of a system of State courts invested with
federal jurisdiction, as envisaged by Ch III, would
be defeated. This is
because only courts can be invested with federal jurisdiction pursuant to the
provisions of s 77(iii) (189).
It is hardly to be supposed that the
Constitution intended that a State could defeat the exercise of the grants of
power conferred
on the Parliament of the Commonwealth by s 77 by the simple
expedient of abolishing its courts and setting up a system of tribunals
that
were not courts.
State Supreme Courts cannot be abolished
8. Furthermore, s 73 of the Constitution implies the continued existence of
the State Supreme Courts by giving a right of appeal
from the Supreme Court of
each State to the High Court, subject only to such exceptions as the
Commonwealth Parliament enacts. Section
73(ii) gives this Court jurisdiction
to determine appeals from the decisions of any "court exercising federal
jurisdiction; or of
the Supreme Court of any State, or any other court of any
State from which at the establishment of the Commonwealth an appeal (lay)
to
the Queen in Council". The right of appeal from a State Supreme Court to this
Court, conferred by that section, would be rendered
nugatory if the
Constitution permitted a State to abolish its Supreme Court.
9. It necessarily follows, therefore, that the Constitution has withdrawn
from each State the power to abolish its Supreme Court
or to leave its people
without the protection of a judicial system. That does not mean that a State
cannot abolish or amend the
constitutions of its existing courts. Leaving
aside the special position of the Supreme Courts of the States, the States can
abolish
or amend the structure of existing courts and create new ones.
However, the Constitution requires a judicial system in and a Supreme
Court
for each State and, if there is a system of State courts in addition to the
Supreme Court, the Supreme Court must be at the
apex of the system. With the
abolition of the right of appeal to the Privy Council, therefore, this Court
is now the apex of an Australian
judicial system.
State courts are part of an Australian judicial system
10. At federation each Colony had courts. Each Colony had a Supreme Court
from which an appeal could be taken to the Privy Council
(190). The right of
appeal from the State Supreme Courts to the Privy Council continued after
federation. In addition, s 74 of the
Constitution preserved the prerogative
right of Her Majesty in Council to grant leave to appeal from decisions of the
High Court
subject to the obtaining of a certificate from this Court in
respect of matters concerning "the limits inter se of the Constitutional
powers of the Commonwealth and those of any State or States, or as to the
limits inter se of the Constitutional powers of any two
or more States".
However, s 74 also gave the Parliament power to "make laws limiting the
matters" in which special leave to appeal
from the High Court to the Privy
Council could be asked. That power extended to abolishing all matters in
respect of which leave
could be sought (191). Nevertheless, until that power
was exercised, the Constitution intended that, subject to the grant of a
certificate
by the High Court in respect of an inter se matter, Australia
should have an integrated system of State and federal courts administering
a
single body of common law under the supervision of the Judicial Committee of
the Privy Council which stood at the apex of the system.
11. Unlike the United States of America where there is a common law of each
State, Australia has a unified common law which applies
in each State but is
not itself the creature of any State (192). Perhaps the validity of that
proposition is not as readily apparent
to a State judge bound by the authority
of his or her own Full Court or Court of Appeal as it is to a judge of a
federal court who
must apply the common law. In an extra-judicial paper
published in 1957, Sir Owen Dixon pointed out that, if there is no statutory
law in the case, an Australian judge sitting in the original jurisdiction of
the High Court "proceeds to administer the common law
as an entire system. He
ascertains its content as best he may. Among the judicial decisions to which
he may turn those of the State
whose law he finds that he must apply will have
no higher authority than the decisions of any other State and the authority of
the
decisions will be persuasive only and not imperative." (193) In an
address to the Section of the American Bar Association for International
and
Comparative Law, made 14 years before the publication of the paper containing
that statement, his Honour had said (194):
"We therefore regard Australian law as a unit. Its contentcomprises besides legislation the general common law which it is the duty of the courts to ascertain as best they may. But subject always to the binding authority of some disturbing precedent, we treat it as the duty of all courts to recognize that it is one system which should receive a uniform interpretation and application, not only throughout Australia but in every jurisdiction of the British Commonwealth where the common law runs." Later his Honour referred to (195) :
"the reasons which make it possible for an Australian toregard his country as governed by a single legal system. It is a system or corpus composed of the common law, modified by the enactments of various legislatures."
12. The legal system adopted by the Constitution continued until the passing
of the Privy Council (Limitation of Appeals) Act 1968 (Cth). Upon the passing
of the Privy Council (Appeals from the High Court) Act 1975 (Cth), an appeal
could no longer be taken from
the High Court to the Privy Council. That meant
that until the enactment of s 11 of the Australia Acts 1986, appeals could
still
be taken to the Privy Council from the State Supreme Courts. From 1975
until 1986, therefore, the High Court and the Privy Council
shared the
function of declaring the law of Australia. Moreover, as the Privy Council
made plain in Australian Consolidated Press
Ltd v Uren (196), the common law
of Australia was not necessarily the common law of England or the British
Commonwealth. But that
there is a common law of Australia as opposed to a
common law of individual States is clear. In so far as the remarks of Kitto J
in Anderson v Eric Anderson Radio and TV Pty Ltd (197) suggest a contrary
view, they cannot be regarded as representing the law (198).
Since 1986, this
Court has been the ultimate appellate court of the nation. The right of
appeal to the Privy Council having been
abolished, the High Court of Australia
has the constitutional duty of supervising the nation's legal system and,
subject to any relevant
statutory or constitutional limitations, of
maintaining a unified system of common law.
13. An essential part of the machinery for implementing that supervision of
the Australian legal system and maintaining the unity
of the common law is the
system of State courts under a Supreme Court with an appeal to the High Court
under s 73 of the Constitution.
The judgment of the High Court in such an
appeal is "final and conclusive" (199). Without the continued existence of a
right of
appeal from the Supreme Court of each State to the High Court, it
would be difficult, indeed probably impossible, to have the unified
system of
common law that the Constitution intended should govern the people of
Australia. Moreover, although it is not necessary
to decide the point in the
present case, a State law that prevented a right of appeal to the Supreme
Court from, or a review of,
a decision of an inferior State court, however
described, would seem inconsistent with the principle expressed in s 73 and
the integrated
system of State and federal courts that covering cl 5 and Ch
III envisages.
14. It follows that State courts exercising State judicial power cannot be
regarded as institutions that are independent of the
administration of the law
by this Court or the federal courts created by the Parliament of the
Commonwealth. In exercising federal
jurisdiction, a court of a State
administers the same law as the Federal Court of Australia when it exercises
the identical federal
jurisdiction. In exercising federal jurisdiction, a
State court must deduce any relevant common law principle from the decisions
of all the courts of the nation and not merely from the decisions of the
higher courts of its State. A judge exercising the federal
jurisdiction
invested in a State court must see the common law in exactly the same way that
a judge of a federal court created under
s 71 of the Constitution sees it.
15. Furthermore, a State court when it exercises federal jurisdiction
invested under s 77(iii) is not a court different from the
court that
exercises the judicial power of the State. The judges of a State court who
exercise the judicial power of the State are
the same judges who exercise the
judicial power of the Commonwealth invested in their courts pursuant to s
77(iii) of the Constitution.
Indeed, it is not uncommon for a judge of a
State court to administer State legislation in the course of the exercise of
federal
jurisdiction. It is common ground, for example, that in this very
case Levine J made his order in the exercise of federal jurisdiction
because
he became seized of federal jurisdiction when the appellant contended that the
Act was in breach of the Constitution.
16. Under the Constitution, therefore, the State courts have a status and a
role that extends beyond their status and role as part
of the State judicial
systems. They are part of an integrated system of State and federal courts
and organs for the exercise of
federal judicial power as well as State
judicial power. Moreover, the Constitution contemplates no distinction between
the status
of State courts invested with federal jurisdiction and those
created as federal courts. There are not two grades of federal judicial
power. The terms of s 71 of the Constitution equate the vesting of judicial
power in the federal courts with the vesting of federal
judicial power in the
State courts. And s 77(iii) permits the Parliament of the Commonwealth to
invest any court of a State with
federal jurisdiction in respect of all
matters that are or can be vested in the original jurisdiction of this Court
or the federal
courts. Other sections (200) of the Constitution also draw no
distinction between the exercise of federal judicial power by the
State courts
and its exercise by federal courts.
17. It is true that the Constitution does not protect the appointment,
remuneration and tenure of the judges of State courts invested
with federal
jurisdiction although it protects the judges of federal courts in respect of
those matters. But this difference provides
no ground for concluding that the
exercise of federal judicial power by State courts was intended to be inferior
to the exercise
of that power by federal courts. As a former Solicitor-General
of the Commonwealth has written (201):
"The intention was clearly to place a State court exercisingfederal jurisdiction on the same general footing as the federal courts which should be created by the Parliament. Their jurisdiction was in both cases to be fixed by the Parliament; their decisions were alike to be subject to appeal to the High Court."
Legislatures cannot alter or undermine the constitutional scheme set up by Ch
III
18. It is axiomatic that neither the Commonwealth nor a State can legislate
in a way that might alter or undermine the constitutional
scheme set up by Ch
III of the Constitution. The Parliament of the Commonwealth, for example, has
no power under s 77(iii) of the
Constitution to invest State courts with
non-judicial functions except as an incident in the grant of judicial power
(202). Similarly,
a State cannot legislate for issues arising under Ch III to
be referred to the Judicial Committee of the Privy Council or some other
body
for determination or advice in a manner that conflicts with the principles of
Ch III (203). In The Commonwealth v Queensland,
in a judgment with which
Barwick CJ, Stephen and Mason JJ agreed, Gibbs J held that it is implicit in
Ch III that a State cannot
legislate in a way that has the effect of violating
"the principles that underlie Ch III" (204).
19. Because the State courts are an integral and equal part of the judicial
system set up by Ch III, it also follows that no State
or federal parliament
can legislate in a way that might undermine the role of those courts as
repositories of federal judicial power.
Thus, neither the Parliament of New
South Wales nor the Parliament of the Commonwealth can invest functions in the
Supreme Court
of New South Wales that are incompatible with the exercise of
federal judicial power. Neither Parliament, for example, can legislate
in a
way that permits the Supreme Court while exercising federal judicial power to
disregard the rules of natural justice or to exercise
legislative or executive
power. Such legislation is inconsistent with the exercise of federal judicial
power. However, the Act
does not seek to interfere with the invested federal
jurisdiction of the Supreme Court. On its face it is directed to the exercise
of State, not federal, jurisdiction. But for present purposes that is
irrelevant. The compatibility of State legislation with federal
judicial
power does not depend on intention. It depends on effect. If, as Gibbs J
pointed out in The Commonwealth v Queensland (205),
State legislation has the
effect of violating the principles that underlie Ch III, it will be invalid.
Courts exercising federal jurisdiction must be perceived to be free from
legislative or executive interference
20. One of the basic principles which underlie Ch III and to which it gives
effect is that the judges of the federal courts must
be, and must be perceived
to be, independent of the legislature and the executive government (206).
Given the central role and the
status that Ch III gives to State courts
invested with federal jurisdiction, it necessarily follows that those courts
must also be,
and be perceived to be, independent of the legislature and
executive government in the exercise of federal jurisdiction. Public
confidence in the impartial exercise of federal judicial power would soon be
lost if federal or State courts exercising federal jurisdiction
were not, or
were not perceived to be, independent of the legislature or the executive
government.
21. In the case of State courts, this means they must be independent and
appear to be independent of their own State's legislature
and executive
government as well as the federal legislature and government. Cases
concerning the States, the extent of the legislative
powers of the States and
the actions of the executive governments of the States frequently attract the
exercise of invested federal
jurisdiction. The Commonwealth government and
the residents and governments of other States are among those who litigate
issues
in the courts of a State. Quite often the government of the State
concerned is the opposing party in actions brought by these litigants.
Public
confidence in the exercise of federal jurisdiction by the courts of a State
could not be retained if litigants in those courts
believed that the judges of
those courts were sympathetic to the interests of their State or its executive
government.
22. While nothing in Ch III prevents a State from conferring non-judicial
functions on a State Supreme Court in respect of non-federal
matters, those
non-judicial functions cannot be of a nature that might lead an ordinary
reasonable member of the public to conclude
that the Court was not independent
of the executive government of the State. A State law which gave the Supreme
Court powers to
determine issues of a purely governmental nature - for
example, how much of the State Budget should be spent on child welfare or
what
policies should be pursued by a particular government department - would be
invalid. It would have the effect of so closely
identifying the Supreme Court
with the government of the State that it would give the appearance that the
Supreme Court was part
of the executive government of the State. The law
would fail not because it breached any entrenched doctrine of separation
powers
in the State Constitution (207) but because it gave the appearance that
a court invested with federal jurisdiction was not independent
of its State
government.
23. In addition, in the case of the Supreme Court, although non-judicial
functions may be vested in that court, they cannot be so
extensive or of such
a nature that the Supreme Court would lose its identity as a court. Thus, a
State can invest its Supreme Court
with a jurisdiction similar to that which
is presently exercised in the federal sphere by the Administrative Appeals
Tribunal. The
Supreme Court would not lose its identity as the Supreme Court
of the State merely because it was given a jurisdiction similar to
that of
that Tribunal. Nor could such a jurisdiction lead any reasonable person to
conclude that the Supreme Court was part of the
executive government of the
State. However, a State could not legislate to abolish all other jurisdictions
of the Supreme Court and
invest it with no more than a jurisdiction similar to
that Tribunal. To do so would make a mockery of the principles contained in
Chapter III of the Constitution.
24. Furthermore, although nothing in Ch III prevents a State from conferring
executive government functions on a State court judge
as persona designata, if
the appointment of a judge as persona designata gave the appearance that the
court as an institution was
not independent of the executive government of the
State, it would be invalid. No doubt there are few appointments of a judge as
persona designata in the State sphere that could give rise to the conclusion
that the court of which the judge was a member was not
independent of the
executive government. Many Chief Justices, for example, act as
Lieutenant-Governors and Acting Governors. But,
given the long history of
such appointments, it is impossible to conclude that such appointments
compromise the independence of the
Supreme Courts or suggest that they are not
impartial. Similarly, a law that provided for a judge of a State court to be
appointed
as a member of an Electoral Commission fixing the electoral
boundaries of the State would not appear to suggest that the court was
not
impartial. However, a State law which purported to appoint the Chief Justice
of the Supreme Court to be a member of the Cabinet
might well be invalid (208)
because the appointment would undermine confidence in the impartiality of the
Supreme Court as an institution
independent of the executive government of the
State.
25. It follows therefore that, although New South Wales has no entrenched
doctrine of the separation of powers and although the
Commonwealth doctrine of
separation of powers cannot apply to the State, in some situations the effect
of Ch III of the Constitution
may lead to the same result as if the State had
an enforceable doctrine of separation of powers. This is because it is a
necessary
implication of the Constitution's plan of an Australian judicial
system with State courts invested with federal jurisdiction that
no government
can act in a way that might undermine public confidence in the impartial
administration of the judicial functions of
State courts. If it could, it
would inevitably result in a lack of public confidence in the administration
of invested federal jurisdiction
in those courts. State governments therefore
do not have unrestricted power to legislate for State courts or judges. A
State may
invest a State court with non-judicial functions and its judges with
duties that, in the federal sphere, would be incompatible with
the holding of
judicial office. But under the Constitution the boundary of State legislative
power is crossed when the vesting of
those functions or duties might lead
ordinary reasonable members of the public to conclude that the State court as
an institution
was not free of government influence in administering the
judicial functions invested in the court.
The Act has the tendency to undermine public confidence in the impartiality of
the Supreme Court of New South Wales
26. The object of the Act according to s 3(1) "is to protect the community by
providing for the preventive detention (by order of
the Supreme Court made on
the application of the Director of Public Prosecutions) of Gregory Wayne
Kable." In construing the provisions
of the Act, "the need to protect the
community is to be given paramount consideration." (209) The means by which
the object of the
Act is accomplished is to empower (210) the Supreme Court to
order the appellant's (211) detention in prison for a specified period
not
exceeding six months (212). The only condition that must be fulfilled for the
making of the order is that the Court be satisfied
on reasonable grounds that
the appellant "is more likely than not to commit a serious act of violence;
and ... that it is appropriate,
for the protection of a particular person or
persons or the community generally, that the defendant be held in custody."
(213) Proceedings
are to be commenced by summons (214). The Court is
authorised to hear and determine an application for an order "in the absence
of the defendant" if it is satisfied that the summons has been served on the
defendant or that all reasonable steps have been taken
to serve the summons on
him (215). Somewhat inconsistently, s 17(2)(a) provides that the "Act does
not affect the right of any party
to proceedings under (the) Act ... to
appear, either personally or by the party's legal representative".
27. Section 7 of the Act goes even further than s 5 in interfering with the
liberty of the appellant. It provides for the making
of an "interim detention
order". Section 7(1) enacts that "the Court may order that the defendant in
any proceedings on an application
for a preventive detention order be detained
in prison for such period (not exceeding 3 months) as the Court determines."
Section
7(3) provides that, "(o)n an application ... or on its own motion, the
Court may extend the period of an interim detention order
for such further
period (not exceeding 3 months) as the Court determines if it appears that the
proceedings on the application for
a preventive detention order will not be
determined during the period currently specified in the interim detention
order." Section
7(5) provides that "(a)n interim detention order may be made,
and its period extended, in the absence of the defendant." The Act
gives no
right of appeal against an interim detention order (216).
28. This brief summary of the central provisions of the Act shows that its
object is to detain the appellant not for what he has
done but for what the
executive government of the State and its Parliament fear that he might do.
Moreover, given the date of the
Act and the date of the appellant's release
from prison for the crime for which he had been convicted, it seems clear that
the Parliament
expected that he would be detained on an interim basis before
the Supreme Court had had the opportunity to decide whether it was
satisfied
that the appellant was more likely than not to commit a serious act of
violence (217). Indeed, the Act contemplates that
the interim order might be
made or extended "in the absence of the defendant." (218)
29. Furthermore, although the Act provides for the preventive detention of
the appellant only upon the making of an order by the
Supreme Court, it is
plain that the legislature and the executive government which introduced the
Act into the Parliament of New
South Wales passed the Act for the purpose of
ensuring that the appellant was kept in prison. Proof of the case against the
appellant
was made much easier by removing any need to prove beyond reasonable
doubt that he was likely to commit a serious act of violence
(219). Although
s 17(1)(a) provides that the Court "is bound by the rules of evidence", s
17(3) goes a long way to negating that
protection. That sub-section enacts:
"Despite any Act or law to the contrary, the Court mustreceive in evidence any document or report of a kind referred to in subsection (1), or any copy of any such document or report, that is tendered to it in proceedings under this Act."
"(i) medical records and reports;service or prison;
(ii) records and reports of any psychiatric in-patient
(iii) reports made to, or by, the Offenders Review Board;any police officer;
(iv) reports, records or other documents prepared or kept by
(v) the transcript of any proceedings before, and anyevidence tendered to, the Mental Health Review Tribunal".
30. In my opinion, those who initiated and passed the Act plainly expected
and intended that the imprisonment of the appellant would
continue after the
expiration of his sentence for the manslaughter of his wife. The object of
the Act, its ad hominem nature and
the grounds and method of proof of the s 5
order together with the provision for s 7 interim orders leave no other
conclusion open.
Why else would the executive government have introduced
legislation into the Parliament which is directed only to the appellant
(220)
and which expressly states that its object is to protect the community by
providing for the detention of the appellant unless
the government intended
that he should be kept in prison? It is true that the Act places the
necessity for a Supreme Court order
between the obvious intention of the
executive government and the imprisonment of the appellant. But when the Act
was passed it
must have seemed to many that the risk of that intention being
defeated was minimal. The matters that signal the intention of the
makers of
the Act also undermined the ordinary safeguards of the judicial process and
made it highly likely that the appellant would
be imprisoned.
31. The Parliament of New South Wales has the constitutional power to pass
legislation providing for the imprisonment of a particular
individual. And
that is so whether the machinery for the imprisonment be the legislation
itself or the order of a Minister, public
servant or tribunal. Moreover,
there is no reason to doubt the authority of the State to make general laws
for preventive detention
when those laws operate in accordance with the
ordinary judicial processes of the State courts. However, whatever else the
Parliament
of New South Wales may be able to do in respect of the preventive
detention of individuals who are perceived to be dangerous, it
cannot,
consistently with Ch III of the Constitution, invoke the authority of the
Supreme Court to make the orders against the appellant
by the methods which
the Act authorises. This is because the Act and its procedures compromise the
institutional impartiality of
the Supreme Court.
32. Apart from similar legislation passed by the Parliament of Victoria
providing for the protective sentencing or the preventive
detention of Garry
Ian David in 1990 (221), no Parliament in the Commonwealth of Australia has
ever given a court a jurisdiction
that is remotely similar to that which the
Act gives to the Supreme Court of New South Wales. It is not merely that the
Act involves
the Supreme Court in the exercise of non-judicial functions or
that it provides for punishment by way of imprisonment for what the
appellant
is likely to do as opposed to what he has done. The Act seeks to ensure, so
far as legislation can do it, that the appellant
will be imprisoned by the
Supreme Court when his sentence for manslaughter expires. It makes the Supreme
Court the instrument of
a legislative plan, initiated by the executive
government, to imprison the appellant by a process that is far removed from
the judicial
process that is ordinarily invoked when a court is asked to
imprison a person.
33. The Act expressly removes the ordinary protections inherent in the
judicial process. It does so by stating that its object
is the preventive
detention of the appellant, by removing the need to prove guilt beyond
reasonable doubt, by providing for proof
by materials that may not satisfy the
rules of evidence and by declaring the proceedings to be civil proceedings
although the Court
is not asked to determine the existing rights and
liabilities of any party or parties. It is not going too far to say that
proceedings
under the Act bear very little resemblance to the ordinary
processes and proceedings of the Supreme Court. They do not involve any
contest as to whether the appellant has breached any law or any legal
obligation. They "are not directed to any determination or
order which
resolves an actual or potential controversy as to existing rights or
obligations" (222) which is the benchmark of an
exercise of judicial power.
34. The Act is thus far removed from the ordinary incidents of the judicial
process. It invests the Supreme Court with a jurisdiction
that is purely
executive in nature. Indeed, the jurisdiction conferred on the Court is
hardly distinguishable from those powers
and functions, concerning the liberty
of the subject, that the traditions of the common law countries have placed in
Ministers of
the Crown so that they can be answerable to Parliament for their
decisions. The jurisdiction conferred on the Supreme Court bears
a remarkable
similarity to the jurisdiction conferred on the Minister during wartime under
reg 26 of the National Security (General)
Regulations 1939 (Cth). That
regulation empowered the Minister to order the detention of a person if he was
satisfied that it was
necessary to do so "to prevent that person acting in any
manner prejudicial to the public safety or the defence of the Commonwealth".
35. Instead of a trial where the Crown is required to prove beyond reasonable
doubt that the accused is guilty of a crime on evidence
admitted in accordance
with the rules of evidence, the Supreme Court is asked to speculate whether,
on the balance of probabilities,
it is more likely than not the appellant will
commit a serious act of violence. As Professor Williams has pointed out
(223): "Predicting
dangerousness is, of course, notoriously difficult." Yet
on this prediction of dangerousness, a prediction which can at best be
but an
informed guess by the Supreme Court, the Court is required to commit the
appellant to prison. Having regard to the object
of the Act, it is impossible
to suppose that the Court has any discretion to refuse to imprison the
appellant once it concludes that
he is more likely than not to commit a
serious act of violence.
36. Two comments made by Dr David Wood concerning the Victorian legislation
providing for the detention of Garry Ian David are equally
applicable to the
Act. The first was (224):
"After all, it is not envisaged that an application for anOrder to detain David would be refused. The Government's approach to the problem indicates that if it were in any doubt about this, it would have given the Minister the power.
37. As it is, the Government gets the best of both worlds. It escapes the
charge that the Minister is acting as a judge in detaining
David by executive
decree; and it is able to pass ultimate responsibility for the continued
detention of David onto the courts."
38. The second comment was (225):
"The legislation puts the Supreme Court in an invidiousposition. It would take a brave Supreme Court judge to find that the case for placing David in preventive detention had not been made out. If he so found, he would be frustrating the sole purpose of the Act, which is, after all, to enable this particular person to be detained. If, on the other hand, as is expected, he issues the order, it will be difficult for him to escape appearing that he is simply doing the Government's bidding."
39. No one who has read the lengthy and anxious judgment of Levine J making
the order imprisoning the appellant or the judgments
of the judges of the
Court of Appeal upholding that order or the judgment of Grove J refusing to
make a further order against the
appellant could doubt their independence and
impartiality in administering the law. The judgments of Levine J and the
Court of Appeal
demonstrate that the order against the appellant was made and
upheld only because the object of the Act, the evidence and the methods
and
burden of proof left them no alternative to making and upholding the s 5
order. But the constitutional validity of the Act cannot
depend on how the
judges of the Supreme Court discharge the duty that the Act imposes upon them.
The Act was either valid or invalid
when it was given the Royal Assent.
Nothing that the judges of the Supreme Court did after its enactment could
change its status
as a valid or invalid piece of legislation.
40. At the time of its enactment, ordinary reasonable members of the public
might reasonably have seen the Act as making the Supreme
Court a party to and
responsible for implementing the political decision of the executive
government that the appellant should be
imprisoned without the benefit of the
ordinary processes of law. Any person who reached that conclusion could
justifiably draw the
inference that the Supreme Court was an instrument of
executive government policy. That being so, public confidence in the
impartial
administration of the judicial functions of the Supreme Court must
inevitably be impaired. The Act therefore infringed Ch III of
the
Constitution and was and is invalid.
41. The appeal should be allowed.
GUMMOW J. On 23 February 1995 in the Common Law Division of the Supreme
Court of New South Wales, and on the application of the
present respondent,
the Director of Public Prosecutions for New South Wales ("the Director"),
orders were made in respect of the
present appellant. The first three
paragraphs of the order were as follows:
"THE COURT ORDERS that:1 Gregory Wayne Kable be detained in custody for a period of six months commencing 23 February 1995 and expiring 22 August 1995 pursuant to s.9 of the Community Protection Act 1994.
THE COURT DIRECTS that:3 the defendant be detained at the Special Care Centre of the Long Bay Correctional Prison."
2. Section 22(1) of the Community Protection Act 1994 (NSW) ("the Act")
states:
"A detainee is taken to be a prisoner within the meaning ofthe Prisons Act 1952."
3. The Director holds office under the Director of Public Prosecutions Act
1986 (NSW) ("the DPP Act"). Section 7(1) of that statute identifies one of
the principal functions and responsibilities of the Director
as the
institution and conduct in
the Supreme Court and in the District Court, on
behalf of the Crown, of prosecutions (whether on
indictment or summarily) for
indictable
offences.
4. The foregoing would suggest that Gregory Wayne Kable ("the appellant") was
to be incarcerated pursuant to orders of the Supreme
Court consequent upon and
by reason of conviction for an offence against the criminal law or, perhaps,
as punishment for contempt
of court (but bearing in mind that all proceedings
for contempt realistically are to be seen as criminal in nature (226)).
5. However, as will appear, the appellant had not been convicted of any such
contravention of the law. The legal and practical
effect of the orders of the
Supreme Court was to penalise him by imprisonment for a period of six months,
but not by reason of any
contravention of the criminal law. Moreover, the
statute which conferred the authority upon the Supreme Court to make the
orders
in question does not create and impose any legal norms of conduct upon
the community at large or upon any class or classes of persons
answering a
particular description. The Act is directed to one individual, namely the
appellant. That, of itself, is not a badge
of invalidity, even where the
legislature is one of distinct and enumerated powers (227). However, here, if
certain criteria are
met, then the Supreme Court is to inflict upon that
individual a penalty. Moreover, the penalty is not inflicted upon, and by
reason
of, conviction by the Supreme Court on any charge of contravention of
the criminal law.
6. On 9 May 1995, that is to say during the currency of the period of
detention, the New South Wales Court of Appeal (Mahoney, Clarke
and Sheller
JJA) dismissed an appeal (228). The proceedings, both at first instance and in
the Court of Appeal, differed from those
which ordinarily would arise under
the Act itself. This was because the appellant relied, unsuccessfully, upon
the Constitution
to resist the application by the Director.
7. There was no cross-application before the Supreme Court in which the
appellant sought declaratory relief as to the invalidity
of the Act. However,
the determination of the Director's application, and of the appeals to the
Court of Appeal and to this Court,
necessarily turns upon the question of
validity of the legislation.
8. On 18 August 1995 this Court granted the appellant special leave to appeal
against the decision of the Court of Appeal. The period
of detention imposed
by the orders made by the Supreme Court since has expired. There is no
current further order under the Act
in force. Nevertheless, the appellant
remains at risk of further application being made to the Supreme Court by the
Director under
the Act. For that reason, at least, the present appeal is not
moot.
The submissions for the appellant
9. Before this Court the principal relief sought by the appellant is a
declaration of invalidity of the Act. Several grounds are
pressed for that
relief, but only one need be determined because, in my view, it succeeds.
This ground involves consideration of
Ch III of the Constitution in relation
to the Supreme Court of New South Wales.
10. The judicial power of the Commonwealth engages the Supreme Court at two
stages or levels. The first is upon investment of the
Supreme Court by the
Parliament with federal jurisdiction, pursuant to s 77(iii) of the
Constitution. In that regard, it may be noted
that, for many years, charges
under federal and State criminal law have been tried together in the same
courts of the States. The
second level is in the entrenched appellate
jurisdiction of this Court under s 73(ii) in respect of judgments, decrees,
orders and
sentences of the Supreme Court.
11. The appellant submits that the jurisdiction and powers conferred by the
Act upon the Supreme Court are of such an extreme nature
and quality as to
render them incompatible with the exercise by the same judicial institution of
the State of the judicial power
of the Commonwealth and that, as a result, the
Act is invalid. This conclusion is reached by several steps.
12. The appellant further contends, with reference to what was said in the
joint judgment of Dixon CJ, McTiernan, Fullagar and Kitto
JJ in R v Kirby; Ex
parte Boilermakers' Society of Australia (229), that it is an intrinsic
characteristic of the judicial power
of the Commonwealth established by Ch III
of the Constitution that it is distinct from and paramount over the judicial
power of the
States. The absence from s 118 of the Constitution of reference
to judicial proceedings of the Commonwealth, to complement that
to judicial
proceedings of every State, implies the pervasiveness and supremacy of the
judicial power of the Commonwealth established
by Ch III. By force of
covering cl 5, the Constitution is binding on the courts, judges and people of
every State and every part
of the Commonwealth. In Boilermakers their Honours
referred to the structure of the Constitution and concluded (230):
"The powers of the federal judicature (within which theyincluded the operation of the 'autochthonous expedient') must therefore be at once paramount and limited".
13. The appellant points to the particular characteristics of the provision
made by the Constitution for the federal judicial power,
which were identified
by Deane J in Re Tracey; Ex parte Ryan (231). His Honour said:
"The power to adjudge guilt of, or determine punishment for,breach of the law, the power to determine questions of excess of legislative or executive power and the power to decide controversies about existing rights and liabilities all fall within the concept of judicial power. The Executive Government cannot absorb or be amalgamated with the judicature by the conferral of non-ancillary executive functions upon the courts. Nor can the Executive itself exercise judicial power and act as prosecutor and judge to punish breach of law by executive fiat or decree. The guilt of the citizen of a criminal offence and the liability of the citizen under the law, either to a fellow citizen or to the State, can be conclusively determined only by a Ch III court acting as such, that is to say, acting judicially. For its part, the Parliament cannot legislate either to destroy the entrenched safeguards of Ch III or to itself assume the exercise of judicial power."
14. It is then said that the purported conferral by a law of the Commonwealth
upon a court exercising federal jurisdiction, whether
a State court or a
federal court, of authority to punish and imprison of the nature and scope of
that conferred in the Act by the
New South Wales legislature upon the Supreme
Court, would fail. It would be a law which conferred neither judicial power
nor a permissible
ancillary executive function. Nor, given its tendency to
trench upon and undermine the safeguards of Ch III, could such functions
validly be conferred by the Parliament upon judges of federal courts selected
as designated individuals (232). There would be too
great an incongruity
between the discharge of those functions and the exercise of the federal
judicial power (233).
15. The final steps in the appellant's submissions are as follows. First, the
structure of the Australian Constitution, especially
Ch III, does not permit
of an Australian judiciary exercising the judicial power of the Commonwealth
but divided into two grades,
an inferior grade, namely the possessors of
invested federal jurisdiction who are subject to the imposition and receipt of
incompatible
functions under State law, and a superior grade, comprising this
Court and other federal courts which are not subject to the imposition
and
receipt of such functions whether pursuant to Commonwealth or State law. The
second step is that the Constitution, and especially
Ch III, assumes and
requires, at least as regards the Supreme Courts of the States, an
institutional integrity of the State court
structure which may not be
undermined by the reposition in them of authorities and powers of the nature
of those in the Act.
16. My conclusion is that, in the broad, these submissions should be
accepted.
The structure of the Act
17. It is appropriate now to have fuller regard to the provisions of the Act.
Section 3 thereof states:
"(1) The object of this Act is to protect the community byproviding for the preventive detention (by order of the Supreme Court made on the application of the Director of Public Prosecutions) of Gregory Wayne Kable.
(2) In the construction of this Act, the need to protect thecommunity is to be given paramount consideration.
(3) This Act authorises the making of a detention orderagainst Gregory Wayne Kable and does not authorise the making of a detention order against any other person.
(4) For the purposes of this section, Gregory Wayne Kable isthe person of that name who was convicted in New South Wales on 1 August 1990 of the manslaughter of his wife, Hilary Kable."
18. The Act provides (s 24) for the making by a single judge of the Supreme
Court of New South Wales of what are styled "preventive
detention orders" (s
5) and "interim detention orders" (s 7) and for the issue of arrest warrants
(s 6). Only the Director (s 8)
may make applications under s 5, 6 or 7. The
term "detention order" is used in the Act to identify both a preventive
detention order
and an interim detention order (s 4). No detention order is to
be made by the Court unless satisfied that the case of the Director
has been
proved on the balance of probabilities (s 15). An appeal to the Court of
Appeal lies from any determination of the Supreme
Court to make, or to refuse
to make, a preventive detention order (s 25). However, no such right of
appeal is conferred in respect
of an interim detention order.
19. The appellant, whilst a detainee, "must not be discharged from prison, or
allowed leave of absence from prison" otherwise than
at the expiry of the
current detention order or in accordance with an order made by the Court (s
23(2)).
20. A person who is the subject of a detention order is taken to be required
by law to be in custody in prison for the purposes
of s 352AA of the Crimes
Act 1900 (NSW) ("the Crimes Act"). Section 22(2) of the Act so states.
Section 352AA(2) indicates that "a prisoner unlawfully at large" is
a person
who is at large
(otherwise than by reason of having escaped from lawful
custody) at a time when that person is required
by law to be in custody in
prison. Any constable may, with or without warrant, apprehend any person
whom, with reasonable cause,
the constable suspects of
being a prisoner
unlawfully at large (s 352AA(1)).
21. The Sentencing Act 1989 (NSW) ("the Sentencing Act") provides for the
setting of minimum and additional terms of imprisonment
(s 5) and for fixed
terms (ss 6, 7), and for a parole system (ss 14-41). It does not apply to or
in respect of a detention order
made under the Act or the appellant as a
"detainee" thereunder (s 22(4)).
22. Section 28 of the Bail Act 1978 (NSW) ("the Bail Act") authorises the
Supreme Court to grant bail in accordance with it to any person accused of any
offence, whether
or not that person
has appeared before the Supreme Court in
connection with the offence. However, the operation of the Bail Act
is
gainsaid by s 29 of the Act. This provides that, in proceedings under the
Act, the Bail Act does not apply to or in respect of
the appellant.
23. A further significant impact upon the civil liberties and civil status of
the appellant is effected by s 22(3) of the Act. This
states that in any other
statute (other than the Sentencing Act) or any instrument thereunder, a
reference to a sentence of imprisonment
includes a reference to a detention
order and a reference to a term of imprisonment includes a reference to the
period for which
a detention order is in force. The effect of this is to
render applicable to the appellant other laws of New South Wales which impose
civil disability by reference to the imposition of sentences of imprisonment
or the serving of a term of imprisonment.
24. The central provision of the legislation is s 5 which provides for
preventive detention orders. It states:
"(1) On an application made in accordance with this Act, theCourt may order that a specified person be detained in prison for a specified period if it is satisfied, on reasonable grounds:
(a) that the person is more likely than not to commit aserious act of violence; and
(b) that it is appropriate, for the protection of aparticular person or persons or the community generally, that the person be held in custody.
(2) The maximum period to be specified in an order underthis section is 6 months.
(3) An order under this section may be made against aperson:
(a) whether or not the person is in lawful custody, as adetainee or otherwise; and
(b) whether or not there are grounds on which the person maybe held in lawful custody otherwise than as a detainee.
(4) More than one application under this section may be madein relation to the same person."
25. It will be noted that s 5(1) speaks of the Court being satisfied, on
reasonable grounds, of two matters, those set out in pars
(a) and (b). If the
Court is so satisfied then the Court may order detention in prison for a
specified period. This is not to exceed
six months (s 5(2)). Upon the Court
being so satisfied as aforesaid then, in my view, s 5(1) requires the Court to
make an order
for detention in prison. That is to say, the particular context
indicates that the word "may" is used in s 5(1) not only as an empowering
term
but also to indicate the circumstances in which the power is to be exercised
(234).
26. However, on application of the Director or the appellant as detainee, the
Supreme Court may revoke a preventive detention order
or amend it by reducing
the period for which it is in force (s 13(1)). More than one such application
may be made in relation to
the same preventive detention order (s 13(3)). In
determining applications under s 13, the Court must have regard to the most
recent
reports made to the Director under s 21 on the condition and progress
of the detainee. It will be necessary to refer further to
s 21 later in these
reasons.
27. Paragraph (a) of s 5(1) speaks of the satisfaction, on reasonable
grounds, of the Court that the appellant is more likely than
not "to commit a
serious act of violence". The phrase "serious act of violence" is defined in
s 4. This definition is in terms
which embrace an act of violence that
involves a sexual assault in the nature of an offence referred to in various
sections of the
Crimes Act. The definition further includes an act of
violence committed by one person against another "that has a real likelihood
of causing
death or serious injury to the other person". The relevant acts
here included may involve the commission of an offence
against the
criminal
law either of the State or of the Commonwealth. Examples of the latter would
be the offences created by s 36A of the Crimes Act 1914 (Cth) and s 14 of the
Crimes (Aviation) Act 1991 (Cth). These are concerned respectively with the
use of violence on witnesses in certain judicial proceedings and acts of
violence
against aircraft passengers or crew. Thus, involved in the
determination by the Supreme Court on a question whether the appellant
is more
likely than not to commit a serious act of violence may be the question
whether he is more likely than not to commit an offence
against laws of the
Commonwealth. In either case, as I have indicated, the Supreme Court is to be
satisfied only on the balance
of probabilities (s 15).
28. Section 5 performs a double function, that is to say it deals with
substantive liabilities and gives jurisdiction with respect to them to the
Supreme Court (235). It does so proleptically, by presenting criteria which
require the Supreme Court to decide whether it is more
likely than not that
the appellant is likely to act in a particular fashion. In the civil law,
creation by statute of such norms
of general application and for curial
enforcement is not unknown. The broad quia timet injunctive provisions in s
80 of the Trade Practices Act 1974 (Cth) are an example (236). However, in
the present case, the law speaks only ad hominem, applies proleptically the
criminal law,
determines the case by a civil standard, and provides directly
for detention in prison. These are striking features of the legislation.
There is, before imprisonment, no determination of guilt solely by application
of the law to past events being the facts as found.
The consequence is that
the legislature employs the Supreme Court to execute, to carry into effect,
the legislature's determination
that the appellant be dealt with in a
particular fashion, with deprivation of his liberty, if he answers specified
criteria.
Involuntary detention
29. In Chu Kheng Lim v Minister for Immigration (237), Brennan, Deane and
Dawson JJ said that, putting to one side the powers of
the legislature to
punish for contempt and of military tribunals to punish for breach of military
discipline, and the exceptional
cases of involuntary detention in cases of
mental illness or infectious disease which are non-punitive in character, the
involuntary
detention of a citizen in the custody of the state is penal or
punitive in character. The result was said to be that such power
of
involuntary detention exists only as an incident of the exclusively judicial
function of a judge in punishing criminal guilt.
In the same case, Gaudron J
(238) said:
"Detention in custody in circumstances not involving somebreach of the criminal law and not coming within well-accepted categories of the kind to which Brennan, Deane and Dawson JJ refer is offensive to ordinary notions of what is involved in a just society. But I am not presently persuaded that legislation authorising detention in circumstances involving no breach of the criminal law and travelling beyond presently accepted categories is necessarily and inevitably offensive to Ch III."
30. The present case is not one of incarceration by legislative or executive
fiat. The involuntary detention of the appellant is
brought about by orders
of the Supreme Court in exercise of what is described in s 24 as its
"jurisdiction" under the Act. I have
referred to the striking features of
this legislation. They must be considered together. But the most significant
of them is that,
whilst imprisonment pursuant to Supreme Court order is
punitive in nature, it is not consequent upon any adjudgment by the Court
of
criminal guilt. Plainly, in my view, such an authority could not be conferred
by a law of the Commonwealth upon this Court, any
other federal court, or a
State court exercising federal jurisdiction. Moreover, not only is such an
authority non-judicial in nature,
it is repugnant to the judicial process in a
fundamental degree.
31. The appellant concedes, rightly, that the New South Wales legislature may
confer upon the Supreme Court of New South Wales functions
which, in respect
of federal jurisdiction and a law of the Commonwealth relating thereto, will
be regarded as non-judicial. But,
he submits, the jurisdiction conferred by
the Act upon the Supreme Court is of such an extraordinary nature as to be
incompatible
with the exercise by that institution of federal jurisdiction
conferred pursuant to s 77(iii) of the Constitution.
32. The appellant points to the proposition considered in Grollo v Palmer
(240) that the power of the Parliament to invest non-judicial
functions upon a
designated judge of a federal court in his or her individual capacity is
limited such that what is entrusted thereby
must not be inconsistent with the
essence of the judicial function and the proper performance by the judiciary
of its responsibilities
in the exercise of judicial power. The objective of
the doctrine is to forestall the undermining of the efficacy of the exercise
of the judicial power of the Commonwealth.
33. That objective reflects a number of concerns. In the United States, in
the context of Art III of the United States Constitution,
these have been
expressed as follows (241):
"One is that attention to extrajudicial activities is anunwanted diversion from what ought to be the judge's exclusive focus and commitment: deciding cases. Another is that, inasmuch as the judicial method is inappropriate for coping with nonjudicial issues, federal judges have no special competence for disposing of them. Since these issues involve democratic choice, it is politically illegitimate to assign them to the federal judiciary, which is neither responsive nor responsible to the public will. Moreover, it misleads the public to camouflage the legislative character of a social decision and shore up its acceptability by committing it to the judiciary, thereby cashing in on the judicial reputation. Most critically, public confidence in the judiciary is indispensable to the operation of the rule of law; yet this quality is placed in risk whenever judges step outside the courtroom into the vortex of political activity. ... The need to preserve judicial integrity is more than just a matter of judges satisfying themselves that the environment in which they work is sufficiently free of interference to enable them to administer the law honourably and efficiently. Litigants and our citizenry in general must also be satisfied."
34. The translation of what may be a politically difficult choice into what
one distinguished United States judge called "a grossly
unjudicial chore"
(244) jeopardises the integrity of the federal or State court in question in
the exercise in other cases of the
judicial power of the Commonwealth. It
saps the appearance of institutional impartiality and the maintenance of
public confidence.
The point was made by the Supreme Court of the United
States in Mistretta (245):
"The legitimacy of the Judicial Branch ultimately depends onits reputation for impartiality and nonpartisanship. That reputation may not be borrowed by the political Branches to cloak their work in the neutral colors of judicial action."
Earlier, in In re Richardson (246), Cardozo CJ hademphasised that judges should be saved "from the entanglements, at times the partisan suspicions, so often the result of other and conflicting duties".
35. The appellant submits, and I accept, that such reasoning is particularly
applicable where, as here, the Act draws in the Supreme
Court of a State as an
essential and determinative integer of a scheme whereby, by its order, an
individual is incarcerated in a
penal institution otherwise than for breach of
the criminal law. The appellant points to s 77(iii) of the Constitution, to
the extensive
investment of State courts with jurisdiction to try offences
against federal criminal law (247), and to trials held concurrently
in respect
of federal and State offences. He submits that the appearance of
institutional impartiality in administering that law,
and in inflicting
punishment for breach of it, is sapped to an impermissible degree by ad
hominen legislation of the nature I have
discerned in the Act and described
earlier in these reasons. The Act requires the Supreme Court to inflict
punishment without any
anterior finding of criminal guilt by application of
the law to past events, being the facts as found. Such an activity is said
to
be repugnant to judicial process. I agree.
36. The Act is an extraordinary piece of legislation. The making thereunder
of "detention orders" by the Supreme Court in the exercise
of what the statute
purports to classify as an augmentation of its ordinary jurisdiction, to the
public mind, and in particular to
those to be tried before the Supreme Court
for offences against one or other or both of the State and federal criminal
law, is calculated
to have a deleterious effect. This is that the political
and policy decisions to which the Act seeks to give effect, involving the
incarceration of a citizen by court order but not as punishment for a finding
of criminal conduct, have been ratified by the reputation
and authority of the
Australian judiciary. The judiciary is apt to be seen as but an arm of the
executive which implements the will
of the legislature. Thereby a perception
is created which trenches upon the appearance of institutional impartiality to
which I
have referred.
37. The Director sought to suggest that there was nothing particularly
remarkable in this legislation. Comparison was invited with
earlier New South
Wales statutes, including the Inebriates Act 1900 (NSW). This was a statute
of general application providing for
the care, control and treatment of
inebriates, including the placement of inebriates for a period not exceeding
12 months in institutions
for the reception, control and treatment of
inebriates. An order to that effect might be made by a judge of the Supreme
Court or
any District Court, or by the Master in Lunacy or by any magistrate
on proof that, upon medical evidence, the individual in question
was a person
who habitually used alcoholic liquor or intoxicating or narcotic drugs to
excess. This legislation is quite removed
in nature and scope from that with
which this case is concerned.
38. The Director sought to soften the stark outlines of the Act by reference
to such provisions as s 21. This requires the making
of reports to the
Director on the "condition and progress" of the appellant while a preventive
detention order is in force against
him. The reports are to be prepared by
assessors, being medical practitioners, psychiatrists or psychologists
appointed by the Supreme
Court under s 11 "to observe and report" on the
appellant. Reports also are to be made under s 21 by the Commissioner of
Corrective
Services ("the Commissioner"). This is an officer appointed under
s 6 of the Prisons Act who is entrusted with the care, direction,
control and
management of prisons and empowered to make provision for the training,
welfare and aftercare of prisoners.
39. The reports under s 21 must express opinions on such matters as to
whether or not the appellant is "still more likely than not"
to commit a
serious act of violence and as to whether it is still appropriate "for the
protection of a particular person or persons
or the community generally" that
he be held in custody. There must also be a description of the general
behaviour of the appellant
during the period to which the report relates. If
the report is prepared by an assessor, rather than the Commissioner, it also
must
contain, inter alia, a description of the current state of the medical,
psychiatric and psychological condition of the appellant
and express an
opinion as to whether any medical, psychiatric or psychological treatment
should be made available to him during the
remainder of the term of the
detention order (s 21(4)).
40. The Director also pointed to the obligation imposed by s 17(1) upon the
Supreme Court, in any proceedings under the statute,
to have regard to any
report as to the "condition and progress" of the appellant, the preparation of
which the Court had required.
41. In New South Wales, detailed provision with respect to the care, control
and treatment of mentally ill and mentally disordered
persons is made by the
Mental Health Act 1990 (NSW). Further, Pt 2 (ss 4-30) of the Mental Health
(Criminal Procedure) Act 1990 (NSW) makes detailed provision with respect to
criminal proceedings in the Supreme Court and District Court which relate to
persons
affected by mental disorders. The primary significance of the
provisions of the Act to which I have referred above is their service
to
emphasise the placement of the appellant outside the general legislative
regimes with respect to the care, control and treatment
of mentally ill and
mentally disordered persons.
42. The question then becomes whether the Director, and those interveners
supporting him, have made out their response that, even
if the Act imposes on
the Supreme Court an authority the exercise of which undermines and is
antipathetic to the exercise by the
Supreme Court of the judicial power of the
Commonwealth, nevertheless this produces no constitutional consequence such as
to invalidate
the Act.
The constitutional law submissions for the Director
43. In meeting the submissions for the appellant, the Director and the
interveners also referred to several well-settled propositions
as if singly or
in combination they provided a sufficient answer. They do not do so.
44. Pursuant to s 71 of the Constitution, the judicial power of the
Commonwealth is vested in courts, including courts invested
with federal
jurisdiction under s 77(iii). The first proposition is that a law made by the
Parliament pursuant to s 77(iii) of the
Constitution may invest a State court
only with judicial functions and functions incidental thereto (248).
45. The second proposition is that, if the Parliament wishes to invest a
State court with federal jurisdiction then, subject to
s 79 of the
Constitution and to prescription of the practice and procedure for the
exercise of the invested jurisdiction249, the
Parliament, to use the
oft-repeated phrase of Griffith CJ in Federated Sawmill, Timberyard and
General Woodworkers' Employes' Association
(Adelaide Branch) v Alexander
(250), "takes the (State) Court as it finds it", with the result that it
cannot alter the structure
or organisation of the State court.
46. No difficulty of this nature arises in the present case. The Supreme
Court, both at first instance and on appeal, was exercising
federal
jurisdiction (pursuant to s 76(i) and s 77(ii) of the Constitution and s 39 of
the Judiciary Act 1903 (Cth) ("the Judiciary Act")) in a matter arising under
or involving the interpretation of the Constitution. This followed from the
nature of the defences
presented by the present appellant to the application
to the Supreme Court for his detention under the Act
(251). There was no room
for the exercise of a State jurisdiction which the Supreme Court otherwise
would have had; the jurisdiction
exercised by the Supreme
Court was wholly
federal (252). However, the Act provides for the making of preventive
detention orders
by the Supreme Court and
s 24 states the jurisdiction of the
Supreme Court under the statute is exercisable by a single judge. Accordingly,
none of the issues
dealt with in authorities such as The Commonwealth v
Hospital Contribution Fund (253) arises.
47. The third well-settled proposition is that by no means all species of
non-judicial power, when entrusted by the Parliament to
a federal court, are
antipathetic to the proper exercise of the judicial power of the Commonwealth.
That this is so is illustrated
by, though not co-extensive with, the
proposition that there exist powers which, when entrusted to a repository
other than a court,
are to be characterised as administrative and non-judicial
yet, when entrusted in an appropriate context to a court, involve the
exercise
of judicial power. There is abundant authority to support this functional
analysis of the separation of judicial power
(254).
48. There is a corollary to this proposition, which was not put by the
Director but which has some present importance. It is that
the term "matter"
in Ch III does not exhaust, and is narrower than, what otherwise might be
within ordinary concepts of judicial
power. Thus, in The Commonwealth v
Queensland (255), Jacobs J pointed out that In re Judiciary and Navigation
Acts (256) was not
decided as a case where it was sought to impose a
non-judicial function upon the High Court. His Honour continued "(i)f it had
been,
the law as then understood (before the Boilermakers' Case) might not
have caused this to be an invalidating characteristic". Rather,
it was
decided on the footing that judicial power in a general sense was not
co-extensive with the narrower limits of judicial power
with which Ch III of
the Constitution is concerned. Hence, jurisdiction conferred by a State
legislature on the courts of the State
may be judicial in character, albeit
insusceptible of investment by the Parliament of the Commonwealth as federal
jurisdiction pursuant
to s 77(iii).
49. The fourth proposition is perhaps a corollary of the third. It is that,
as regards the courts of the States, there is no prohibition
arising from the
Constitution which operates upon State legislatures and necessarily bars the
conferral upon State courts of authority
which does not have the character or
quality of the judicial power of the Commonwealth. Reference is made to Le
Mesurier v Connor
(257). But this decision did not determine that a State
legislature has power to impose upon the Supreme Court of that State functions
which are incompatible with the discharge of obligations to exercise federal
jurisdiction, pursuant to an investment by the Parliament
of the Commonwealth
under s 77(iii) of the Constitution. Nor, in the absence from the
Constitution of the State concerned of an
express statement of a separation of
judicial power, reflecting that achieved by Ch III of the Constitution, did it
imply such a
capacity.
An integrated legal system
50. One strand in the submissions for the Director, which appeared in various
places with varying degrees of strength, was an apparent
denial of the
existence now in Australia of an integrated legal system. To this aspect of
the case I briefly turn.
51. In Fencott v Muller (258), Mason, Murphy, Brennan and Deane JJ said:
"Subject to any contrary provision made by federal law andsubject to the limitation upon the capacity of non-federal laws to affect federal courts, non-federal law is part of the single, composite body of law applicable alike to cases determined in the exercise of federal jurisdiction and to cases determined in the exercise of non-federal jurisdiction".
52. Earlier, Sir Owen Dixon had spoken of the Australian judge, federal or
State, as administering "the common law as an entire
system". Adapting and
contrasting a well-known passage in the judgment of Holmes J in Black and
White Taxicab and Transfer Company
v Brown and Yellow Taxicab and Transfer
Company (259), Sir Owen Dixon had declared that an Australian judge was not
bound to resist
the impression "that there is one august corpus, to understand
which clearly is the only task of any court concerned" (260).
53. Upon federation it had become plausible, for the first time, to speak of
one Australian judicial system which was a unified
structure in that, subject
to the certification provisions in s 74 of the Constitution and to the need
for leave, all avenues of
appeal led ultimately to the Privy Council (261).
The end result of legislation enacted between 1968 and 1986 has been to place
this
Court at the apex of that unified system.
54. It was well established, even before the first of these legislative
changes, in 1968, that this Court and the Privy Council,
by whatever path an
appeal came, settled the law for Australia. The law was settled not merely
for any particular State and not
necessarily in conformity with English law.
The decision of their Lordships in 1967 in Australian Consolidated Press Ltd v
Uren (262)
had emphasised this. Appeals from this Court to the Privy Council
were excluded (as to federal matters, save for the theoretical
probability of
appeals in inter se matters with a s 74 certificate) by the Privy Council
(Limitation of Appeals) Act 1968 (Cth) and (as to the balance) by the Privy
Council (Appeals from the High Court) Act 1975 (Cth). These laws were a valid
exercise
of the power conferred on the Parliament by s 74 of the Constitution
to make laws limiting the matters in respect of which special
leave to appeal
from this Court may be asked (263). Now, since the coming into force of the
Australia Acts and the removal by s
11 thereof of the appeal from the Supreme
Courts of the States to the Privy Council, s 73 of the Constitution places
this Court in
final superintendence over the whole of an integrated national
court system. This ensures the unity of the common law of Australia.
55. The 1986 legislation produced the result that there is but one stream of
authority in Australia and it flows from this Court
throughout the nation. It
is unnecessary for present purposes to determine whether the Constitution
itself, by reason of the existence
of the legislative power in s 51(xxxviii)
(264), from the outset contemplated, without the need for Imperial
legislation, what has
come to pass with the Australia Acts. This is because in
any event the Constitution continues to speak to the present by taking into
account the operation of the Australia Act 1986 (UK) (265).
56. The existence of such an integrated system of law and the terms of s 73
itself necessarily imply that there be in each State
a body answering the
constitutional description of the Supreme Court of that State. Contrary to
what appeared to be a tentative
submission by the Solicitor-General for New
South Wales, it would not be open to the legislature of that State to abolish
the Supreme
Court and to vest the judicial power of the State in bodies from
which there could be no ultimate appeal to this Court.
The State courts
57. Further responses by the Director to the case for the appellant are to
the effect that (i) the Constitution, in providing for
investment of State
courts with federal jurisdiction, offers the Parliament of the Commonwealth no
more than a facility which it
may or may not decide to utilise, and (ii) the
State court systems stand outside and have no constitutionally mandated
relationship
with the federal judicature. Neither proposition should be
accepted.
58. It is, of course, open to the Parliament not to invest State courts in
the broad terms found in ss 39 and 68 of the Judiciary
Act. That is quite
plain. But it does not follow that the Constitution is entirely silent as to
the character or quality of the
State
court system which would provide
substitute or alternative tribunals to the creation by the Parliament of a
system of federal
courts.
59. One of the reasons of the framers of the Constitution in providing
provision for investment of State courts with federal jurisdiction
was the
saving of the expense then seen to have been involved in the immediate
creation of a system of federal courts and, true to
their expectations, the
development of such a system was long delayed (266). Sir Kenneth Bailey,
writing in 1940 (267), outlined
Ch III as follows:
"The scheme of the constitution therefore was to vest 'thejudicial power of the Commonwealth' in three repositories: (i) the High Court of Australia, which was provided for in the constitution itself; (ii) such other 'federal courts' as the Parliament should think fit to create; (iii) such other courts as the Parliament should invest with federal jurisdiction. The intention was clearly to place a State court exercising federal jurisdiction on the same general footing as the federal courts which should be created by the Parliament. Their jurisdiction was in both cases to be fixed by the Parliament; their decisions were alike to be subject to appeal to the High Court (268). For this similarity there was, of course, good reason. The State courts were to be used, at the discretion of the Commonwealth Parliament, instead of additional federal courts: as 'substitute tribunals', in the words of Starke J (269)."
60. The expedient provided for in s 77(iii) would be frustrated if there were
no system of State courts to provide these substitute
tribunals as
repositories of the judicial power of the Commonwealth. Federal jurisdiction
could not be invested in a State body
which was not a "court" within the
meaning of s 77(iii) (270).
61. The Constitution is premised upon the proposition (in covering cl 5)
that, of every State (a phrase which includes new States
admitted or
established pursuant to s 121 (covering cl 6)) there will be "courts" and
"judges". Indeed, any other conclusion, to
adopt the phrase of Dixon CJ in
another context (271), "rather taxes legal credulity".
62. The continuing existence of a system of State courts is recognised not
only in covering cl 5 but also in ss 73, 77(iii) and
79. Further, s 51(xxiv)
provides for the making of laws with respect to the service and execution
throughout the Commonwealth of
the civil and criminal process and the
judgments of "the courts of the States", and s 51(xxv) provides for laws with
respect to the
recognition throughout the Commonwealth of "the judicial
proceedings of the States". Section 118 requires the giving of full faith
and
credit, throughout the Commonwealth, to "the judicial proceedings of every
State".
63. Moreover, allowance is to be made for the operation of s 106 of the
Constitution. This states:
"The Constitution of each State of the Commonwealth shall,subject to this Constitution, continue as at the establishment of the Commonwealth, or as at the admission or establishment of the State, as the case may be, until altered in accordance with the Constitution of the State." (emphasis added)
64. There may be some uncertainty as to the range of statutes (Imperial and
local), instruments, conventions and practices which
together, or only in some
limited fashion, comprise the Constitution of a State as it existed at the
establishment of the Commonwealth
(272). It is unnecessary to resolve any
such uncertainties at this stage. That is because the Constitution, in the
relevant sense,
of the colony of New South Wales undoubtedly included the
Imperial statute, the New South Wales Constitution Act 1855 (Imp) (273).
Section 1 thereof authorised the Crown to assent to the Bill set out in Sched
1 which had been passed by the then New South Wales
Legislative Council.
Clause 42 of the scheduled Bill stated:
"All the Courts of Civil and Criminal Jurisdiction withinthe said Colony and all Charters legal Commissions Powers and Authorities and all Officers judicial administrative or ministerial within the said Colony respectively except in so far as the same may be abolished altered or varied by or may be inconsistent with the provisions of this Act or shall be abolished altered or varied by any Act or Acts of the Legislature of the Colony or other competent authority shall continue to subsist in the same form and with the same effect as if this Act had not been made."
65. No doubt the other components of the State court systems may change from
time to time, and s 77(iii) is to be read in an ambulatory
fashion. But s
73(ii) puts the Supreme Courts in a distinct position. Section 73(ii) states
that the High Court "shall have" appellate
jurisdiction in appeals from "the
Supreme Court of any State". The last paragraph of s 73 rendered applicable
on such appeals to
the High Court, until the Parliament otherwise provided,
the conditions of and restrictions on appeals to the Privy Council from
the
Supreme Courts of the several States.
66. The meaning of the term "Supreme Court" in s 73 is to be determined in
the process of construction of the Constitution and is
not to be governed
merely by legislation of the relevant State (275). It is, in this sense, a
constitutional expression. The phrase
identifies the highest court for the
time being in the judicial hierarchy of the State and entrenches a right of
appeal from that
court to this Court (276).
67. In any event, to say of s 77(iii) that it offers to the Commonwealth but
a facility, so that the Constitution does not bring
the courts of the States
necessarily into any relationship with the federal judicial power, does not
meet the appellant's case.
Section 73(ii) indicates that the functions of the
Supreme Courts of the States, at least, are intertwined with the exercise of
the
judicial power of the Commonwealth. This is because decisions of the
State courts, whether or not given in the exercise of invested
jurisdiction,
yield "matters" which found appeals to this Court under s 73(ii). By this
means, the judicial power of the Commonwealth
is engaged, at least
prospectively, across the range of litigation pursued in the courts of the
States.
68. In providing for the appellate jurisdiction of the High Court, s 73 uses
the term "any matter". Further, s 74 speaks of "matters".
Brennan J pointed
out in Mellifont v Attorney-General (Q) (277) that this indicates that appeals
lie to this Court under s 73(i)
and (ii) from judgments, decrees, orders and
sentences in "matters" as that term is understood in Ch III of the
Constitution. However,
in the absence of any constitutional separation of
judicial power in the States, there has always existed the possibility that
the
Supreme Courts of the States may be entrusted by State law with a
jurisdiction which does not involve the exercise of power which
has the same
character or quality as the judicial power of the Commonwealth (278).
69. This proposition may be tested by consideration of an attempt to appeal
to this Court from orders made by the Court of Appeal
pursuant to s 25 of the
Act in an appeal so framed that there was involved no exercise of federal
jurisdiction, because, for example,
the Act was wholly valid and ss 76(i) and
77 of the Constitution were not enlivened. In those circumstances, there
would have been
no exercise of judicial power at the State level so as to
found an appeal to this Court.
70. The result, as was accepted in Mellifont, is that (i) if a State court be
invested with, in this sense, a non-judicial power,
no exercise of that power
can found an appeal to this Court because, as Brennan J pointed out (279),
this Court has no power to make
a non-judicial order in place of any
non-judicial order which the State court ought to have made at first instance;
(ii) appeals
lie to this Court under s 73 from the Supreme Courts of the
States only from judgments, decrees, orders and sentences made with respect
to
a "matter" which was the subject matter of the legal proceeding at first
instance (280); and (iii) a Supreme Court may have received
by State law
jurisdiction which engages and calls for the exercise of judicial power, but
nevertheless does not attract s 73 because
no "matter" is involved.
71. Thus, as both a practical consideration and as a conclusion drawn from
the structure of the Constitution, the submissions for
the appellant
accurately emphasise that the institutional impairment of the judicial power
of the Commonwealth inflicted by a statute
such as the Act upon the judicial
power of the Commonwealth is not to be confessed and avoided by an attempt at
segregation of the
courts of the States into a distinct and self-contained
stratum within the Australian judicature. Rather, there is an integrated
Australian legal system, with, at its apex, the exercise by this Court of the
judicial power of the Commonwealth.
Inconsistency - s 109 of the Constitution
72. I have referred to the general investment of federal jurisdiction in the
Supreme Court of New South Wales. Particular reference
may be made to s 39 and
s 68 of the Judiciary Act. Section 109 of the Constitution renders invalid
any law of the State of New South
Wales to the extent of its inconsistency
with
those provisions (281).
73. A State law which, during the operation of an investment of federal
jurisdiction in this way, would alter or impair the operation
of the Judiciary
Act by removing a condition or characteristic of a court such as the Supreme
Court, which is essential to the investiture,
is an attempt
to alter or impair
the operation of the federal law. Accordingly, the State law is inconsistent
with it and invalid
(282).
74. However, in my view, the issue in the present case is best resolved by
recourse to the proposition that the Constitution itself
is rendered, by
covering cl 5, binding on the courts, judges and people of every State
notwithstanding anything in the laws of any
State. The particular
characteristics of the Supreme Court against detraction from which, or
impairment of which, by the Act the
appellant complains, are mandated by the
Constitution itself. Of course, the effect of the constitutional mandate is
the protection
of the Commonwealth judicial power as and when it may be
invested. But the vice from which the Act suffers is not removed by the
operation of s 109 upon inconsistent laws. It is removed by the operation of
the Constitution itself.
Conclusions
75. As indicated earlier in these reasons, I accept the submission for the
appellant that his detention was not, and any further
purported detention
under an order made in reliance upon the Act would not be, supported by a
valid law of the State.
76. My conclusion is that the whole of the provisions of Pt 2 of the Act (ss
5-26) are invalid. The provisions of Pt 1 (ss 1-4)
are ancillary to Pt 2 and
fall with it, save in so far as they may have any valid operation in relation
to Pt 3 (ss 27-31).
77. I turn to Pt 3. Sections 27, 29, 30 and 31 are ancillary to Pt 2 and
have no operation in respect of other persons, subject
matters or
circumstances within the meaning of s 31(2) of the Interpretation Act 1987
(NSW), such as to preserve an operation unaffected by the invalidity of the
balance of the statute.
78. There remains s 28. This states:
"No action lies against any person (including the State) foror in respect of any act or omission done or omitted by the person so long as it was done or omitted in good faith for the purposes of, or in connection with the administration or execution of, this Act."
79. The result is that the appeal should be allowed with costs. The orders of
the Court of Appeal dismissing the appeal from the
primary judge should be set
aside. In place thereof the appeal to that Court should be allowed with
costs, the orders made by the
Supreme Court at first instance, which were
entered on 23 February 1995, should be set aside, and the summons filed by the
Director
on 13 December 1994 should be dismissed with costs.
1 s 4 of the Act.
2 s 24.
3 s 9(1).
4 s 14.
5 s 15.
6 s 8.
7 Under s 85S of the Crimes Act 1914 (Cth).
8 Sir Edward Coke, The Fourth Part of the Institutes of the Laws of England,
(1809 ed) at 36-38.
9 See, for example, Edinburgh Railway Co v Wauchope (1842) 8 Cl and F 710 at
725 (8 ER 279 at 285).
10 Australian Building Construction Employees' and Builders Labourers'
Federation v The Commonwealth [1986] HCA 47; (1986) 161 CLR
88 at 96; Liyanage
v The Queen [1965] UKPC 1;
(1967) 1 AC 259.
11 Clyne v East (1967) 68 SR(NSW) 385 at 395, 400; Building Construction
Employees and Builders' Labourers Federation of New South
Wales v Minister for
Industrial Relations (1986) 7 NSWLR 372 at 381, 400, 407, 410, 419-420.
12 J D and W G Nicholas v The State of Western Australia (1972) WAR 168;
Gilbertson v South Australia (1976) 15 SASR 66 at 85 affd
(1978) AC 772 at
783; Grace Bible Church v Reedman (1984) 36 SASR 376; Collingwood v Victoria
(No 2) (1994) 1 VR 652.
13 New South Wales v The Commonwealth [1975] HCA 58; (1975) 135 CLR 337 at 372; McGinty v
Western Australia (1996) 70 ALJR 200 at
206; 134 ALR 289
at 297-298.
14 Australia Act, s 6.
15 McGinty v Western Australia (1996) 70 ALJR 200 at 204-205; 134 ALR 289 at
295-296.
16 This appears to account for the strong terms in which Scalia J couched his
opinion in Webster v Reproductive Health Services [1989] USSC 148; (1989)
492 US 490 at
532-533.
17 British Medical Association v The Commonwealth [1949] HCA 44; (1949) 79 CLR 201 at 236;
Queen Victoria Memorial Hospital v Thornton
[1953] HCA 11; (1953) 87
CLR 144 at 151-152.
18 Le Mesurier v Connor (1929) 42 CLR 481 at 496, 498; Adams v Chas S Watson
Pty Ltd [1938] HCA 37; (1938) 60 CLR
545 at 554-555; Peacock v Newtown
Marrickville and
General Co-operative Building Society No 4 Ltd [1943] HCA 13; (1943) 67 CLR 25
at 37; Kotsis
v Kotsis [1970] HCA 61; (1970) 122 CLR 69 at 109;
Russell v Russell [1976] HCA 23; (1976) 134 CLR 495 at
516-517,
530, 535, 554; The Commonwealth v Hospital Contribution Fund [1982] HCA 13; (1982)
150 CLR 49 at
61.
19 [1995] HCA 26; (1995) 184 CLR 348 at 364-365.
20 s 3(3). See also s 3(1).
21 s 3(1).
22 s 3(2).
23 s 22(1).
24 See also s 14.
25 s 8.
26 s 14.
27 s 15.
28 s 21(2).
29 s 21(3).
30 s 21(4).
31 s 13(1).
32 s 13(2).
33 s 13(3).
34 See Kable v Director of Public Prosecutions (1995) 36 NSWLR 374.
35 See Lumb, The Constitutions of the Australian States, 5th ed (1991), Ch 1;
Attorney-General (NSW) v Trethowan (1931)
44 CLR
394
at 427-428.
36 Union Steamship Co of Australia Pty Ltd v King [1988] HCA 55; (1988) 166 CLR 1 at 9.
37 Australia Act 1986 (Cth); Australia Act 1986 (UK).
38 See Union Steamship Co of Australia Pty Ltd v King [1988] HCA 55; (1988) 166 CLR 1 at
12-14.
39 [1988] HCA 55; (1988) 166 CLR 1 at 10. See also Polyukhovich v The Commonwealth (1991)
172 CLR 501 at 529, 605-606,
635-636, 695, 714; Riel
v The Queen (1885) 10 App
Cas 675 at 678.
40 The words "peace, order, and good government" are indistinguishable from
the words "peace, welfare, and good government". See
Union Steamship Co of
Australia Pty Ltd v King [1988] HCA 55; (1988) 166 CLR 1 at 9.
41 [1988] HCA 55; (1988) 166 CLR 1 at 10.
42 (1982) 1 NZLR 374 at 390.
43 (1984) 1 NZLR 116 at 121.
44 (1984) 1 NZLR 394 at 398.
45 (1974) AC 765 at 782.
46 Fraser v State Services Commission (1984) 1 NZLR 116 at 121.
47 (1974) AC 765 at 782.
48 [1572] EngR 106; (1610) 8 Co Rep 107a at 118a [1572] EngR 106; (77 ER 638 at 652).
49 See Coke, The Fourth Part of the Institutes of the Law of England, (1809
ed) at 36.
50 See, for example, Day v Savadge (1614) Hobart 86 at 87 [1792] EngR 643; (80 ER 235 at 237);
Sheffeild v Ratcliffe [1792] EngR 1454; (1615) Hobart 334 at 346 [1792] EngR 1454; (80
ER 475 at 486); R v Love
(1651), reported in Cobbett's Complete Collection of State Trials, (1810), vol
5, 43 at 171-172 per
Keble
J.
51 Dixon, "The Common Law as an Ultimate Constitutional Foundation", Jesting
Pilate, (1965) 203 at 206.
52 Salmond, Jurisprudence, 2nd ed (1907) at 125.
53 See Winterton, "The British Grundnorm: Parliamentary Supremacy
Re-examined", (1976) 92 Law Quarterly Review 591.
54 Hart, The Concept of Law, (1961) at 145.
55 (1839) 9 Ad and E 1 at 108 [1839] EWHC J21; (112 ER 1112 at 1153).
56 (1871) LR 6 CP 576 at 582.
57 [1965] UKPC 1; (1967) 1 AC 259.
58 See Campbell v Hall [1774] EngR 5; (1774) 1 Cowp 204 at 209 [1774] EngR 5; (98 ER 1045 at 1048).
59 [1968] UKPC 2; (1969) 1 AC 645 at 723.
60 (1980) 1 WLR 142 at 164; (1980) 1 All ER 529 at 548.
61 (1980) 1 WLR 142 at 168; (1980) 1 All ER 529 at 551.
62 (1974) AC 765 at 782.
63 (1986) 7 NSWLR 372 at 405.
64 [1991] HCA 32; (1991) 172 CLR 501 at 636
65 [1988] HCA 55; (1988) 166 CLR 1 at 10.
66 See Austin, Lectures on Jurisprudence, 5th ed (1885) at 92-93, 265-267.
67 See, for example, ss 7A, 7B.
68 See also s 8A.
69 s 5.
70 s 35A.
71 s 35B.
72 s 35E.
73 ss 54, 55.
74 cf R v Kirby; Ex parte Boilermakers' Society of Australia (1956) 94 CLR 254
at 270.
75 See Love v Attorney-General (NSW) (1990) 169 CLR 307 at 318-322; BLF v
Minister for Industrial Relations (1986)
7 NSWLR 372
at
381.
76 (1956) 94 CLR 254 at 275.
77 (1956) 94 CLR 254 at 276.
78 McCawley v The King (1920) AC 691 at 704.
79 (1967) 68 SR (NSW) 385 at 395, 400. See also R v Lydon; Ex parte Cessnock
Collieries Ltd [1960] HCA 19; (1960) 103 CLR 15 at
22; Kotsis v Kotsis
[1970] HCA 61; (1970) 122 CLR 69 at
76; Love v Attorney-General (NSW) (1990) 169 CLR 307 at 319;
cf Collingwood v
Victoria (No 2) (1994) 1 VR
652.
80 [1965] UKPC 1; (1967) 1 AC 259.
81 [1965] UKPC 1; (1967) 1 AC 259 at 287-288.
82 cf Duport Steels Ltd v Sirs (1980) 1 WLR 142 at 157, 168-169; (1980) 1 All
ER 529 at 541-542, 551.
83 See also BLF v Minister for Industrial Relations (1986) 7 NSWLR 372 at 381,
400-401, 407, 411-412, 419-420.
84 See Clayton v Heffron [1960] HCA 92; (1960) 105 CLR 214 at 251.
85 See Constitution (Amendment) Act 1992 (NSW).
86 See Waterside Workers' Federation of Australia v JW Alexander [1918] HCA 56; (1918) 25 CLR
434 at 469-470 per Isaacs and Rich
JJ.
87 See Official Record of the Debates of the Australasian Federal Convention,
(Melbourne) 31 January 1898, Vol IV at 332-333.
88 [1916] HCA 58; (1916) 22 CLR 437 at 452.
89 [1929] HCA 41; (1929) 42 CLR 481 at 495-496.
90 [1912] HCA 42; (1912) 15 CLR 308 at 313.
91 [1943] HCA 13; (1943) 67 CLR 25 at 37.
92 See also Adams v Chas S Watson Pty Ltd [1938] HCA 37; (1938) 60 CLR 545 at 554-555;
Russell v Russell [1976] HCA 23; (1976)
134 CLR 495 at 516-517, 530, 535,
554; Brown v The
Queen [1986] HCA 11; (1986) 160 CLR 171 at 198-199.
93 See Russell v Russell [1976] HCA 23; (1976) 134 CLR 495 at 519-520 per Gibbs J.
94 (1982) 150 CLR 49 at 61.
95 [1970] HCA 61; (1970) 122 CLR 69 at 110.
96 See Leeth v The Commonwealth [1992] HCA 29; (1992) 174 CLR 455 at 468-469 per Mason CJ,
Dawson and McHugh JJ.
97 See covering cl 5.
98 See Dixon, "Sources of Legal Authority", Jesting Pilate, (1965) 198 at
201.
99 (1956) 94 CLR 254 at 289.
100 [1995] HCA 26; (1995) 184 CLR 348 at 365.
101 [1995] HCA 26; (1995) 184 CLR 348 at 365.
102 Attorney-General of the Commonwealth of Australia v The Queen (1957) 95
CLR 529 at 540.
103 See also R v Davison [1954] HCA 46; (1954) 90 CLR 353 at 381-382 per Kitto J.
104 Unreported, High Court of Australia, 6 September 1996 at 13 per Brennan
CJ, Dawson, Toohey, McHugh and Gummow JJ.
105 It is clear that the powers conferred by the Act are vested in the Supreme
Court of New South Wales and not in the judges of
that court as personae
designatae.
106 See Queen Victoria Memorial Hospital v Thornton [1953] HCA 11; (1953) 87 CLR 144.
107 [1971] HCA 39; (1971) 124 CLR 367 at 373, 412-413.
108 [1971] HCA 39; (1971) 124 CLR 367 at 373.
109 [1992] HCA 64; (1992) 176 CLR 1 at 28.
110 See, eg, Mental Health Act 1990 (NSW), s 9(1). See also Williams,
"Psychopathy, Mental Illness and Preventive Detention: Issues Arising from the
David Case", (1990) 16 Monash
University Law Review 161 at 165-166.
111 (1988) 164 CLR 465 at 495.
112 See Palling v Corfield [1970] HCA 53; (1970) 123 CLR 52 at 58-59, 62, 64-65, 68-69.
113 Kable v Director of Public Prosecutions (1995) 36 NSWLR 374.
114 s 5(2). Section 7 authorises the making of an interim detention order for
a period not exceeding three months for the purpose
of the medical examination
of the defendant and also to enable "other proceedings to be brought for the
purpose of committing the
defendant to custody or other
involuntary
detention": s 7(2)(c).
115 Section 5(4) provides that more than one application under the section may
be made in relation to the same person.
116 s 14.
117 s 15.
118 s 17(1)(a).
119 s 17(1)(b).
120 See s 17(3).
121 ss 24, 25.
122 [1988] HCA 55; (1988) 166 CLR 1.
123 [1988] HCA 55; (1988) 166 CLR 1 at 10.
124 [1983] HCA 12; (1983) 152 CLR 570 at 608.
125 See Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971)
127 CLR 106 at 134-135; Mitchell v The
Queen (1996)
184 CLR 333 at 345-346.
126 The expression is defined in s 4 as an act of violence that has a real
likelihood of causing death or serious injury or that
involves sexual assault
in the nature
of an offence referred to in various specified sections of the
Crimes Act 1900 (NSW).
127 (1986) 7 NSWLR 372.
128 (1986) 7 NSWLR 372 at 381.
129 (1986) 7 NSWLR 372 at 416-417.
130 See for instance Love v Attorney-General (NSW) (1990) 169 CLR 307.
131 8 December 1992.
132 See R v Kirby; Ex parte Boilermakers' Society of Australia (1956) 94 CLR
254 at 270.
133 (1986) 7 NSWLR 372 at 376.
134 Chu Kheng Lim v Minister for Immigration [1992] HCA 64; (1992) 176 CLR 1 at 26.
135 Australian Building Construction Employees' and Builders Labourers'
Federation v The Commonwealth [1986] HCA 47; (1986) 161
CLR 88 at 96.
136 Breavington v Godleman (1988) 169 CLR 41 at 166-167.
137 Felton v Mulligan [1971] HCA 39; (1971) 124 CLR 367.
138 Felton v Mulligan [1971] HCA 39; (1971) 124 CLR 367 at 373 per Barwick CJ.
139 Lane, The Australian Federal System, 2nd ed (1979) at 446.
140 (1956) 94 CLR 254 at 268.
141 Federated Sawmill, Timberyard and General Woodworkers' Employes'
Association (Adelaide Branch) v Alexander [1912] HCA 42; (1912)
15 CLR 308
at 313; Le
Mesurier v Connor [1929] HCA 41; (1929) 42 CLR 481 at 495-496; Peacock v Newtown Marrickville
and General
Co-operative Building Society
No 4 Ltd [1943] HCA 13; (1943) 67 CLR 25 at 37.
142 (1995) 184 CLR 348.
143 (1995) 184 CLR 348 at 365.
144 [1989] USSC 9; (1989) 488 US 361 at 404.
145 See for instance Criminal Code (WA), ss 661, 662.
146 [1992] HCA 64; (1992) 176 CLR 1 at 27.
147 [1992] HCA 64; (1992) 176 CLR 1 at 28.
148 s 22(1).
149 Section 21 requires the making of reports to the Director of Public
Prosecutions on the "condition and progress" of the appellant
while a
preventive detention order is in force.
150 See Nationwide News Pty Ltd v Willis (1992) 177 CLR 1 at 70.
151 The Community Protection Act 1990 (Vic) was enacted to authorise
preventive detention for Gary David. See Fairall, "Violent
Offenders and
Community Protection in Victoria - The Gary David Experience", (1993) 17
Criminal Law Journal 40.
152 [1995] HCA 26; (1995) 184 CLR 348 at 365.
153 [1991] HCA 9; (1991) 172 CLR 84 at 135.
154 See Wilson v Minister for Aboriginal and Torres Strait Islander Affairs,
unreported, High Court of Australia, 6 September 1996.
155 Cummings v The State of Missouri [1866] USSC 23; (1866) 71 US 277 at 323. See also
Polyukhovich v The Commonwealth (War Crimes Act Case) [1991]
HCA 32; [1991] HCA 32; (1991)
172 CLR 501 at
535-536, 646, 685-686, 719-721.
156 [1965] UKPC 1; (1967) 1 AC 259 at 291.
157 [1798] USSC 3; (1799) 3 Dallas 386.
158 Polyukhovich [1991] HCA 32; (1991) 172 CLR 501 at 647-648.
159 R v Murray and Cormie; Ex parte The Commonwealth [1916] HCA 58; (1916) 22 CLR 437 at 452
per Isaacs J.
160 [1912] HCA 42; (1912) 15 CLR 308.
161 [1912] HCA 42; (1912) 15 CLR 308 at 313.
162 [1975] HCA 43; (1975) 134 CLR 298 at 315.
163 R v Kirby; Ex parte Boilermakers' Society of Australia (1956) 94 CLR 254
at 268.
164 See The Commonwealth v Limerick Steamship Co Ltd and Kidman (1924) 35 CLR
69 at 116.
165 [1992] HCA 29; (1992) 174 CLR 455 at 498-499.
166 (1956) 94 CLR 254.
167 (1995) 184 CLR 348.
168 See s 8.
169 Section 5(2) provides that "(t)he maximum period to be specified ... is 6
months".
170 See s 22.
171 See also s 15 which speaks of proof "on the balance of probabilities"; s
16 which provides for proceedings to be "commenced by
summons in accordance
with rules of court"; and s 17(2) which allows for any party
to proceedings
under the Act to appear, adduce
evidence and make submissions in the normal
way.
172 See s 17(3) referred to above.
173 See, for example, R v Hegarty; Ex parte City of Salisbury [1981] HCA 51; (1981) 147 CLR
617 at 628; Re Cram; Ex parte Newcastle
Wallsend Coal
Co Pty Ltd [1987] HCA 29; (1987) 163
CLR 140 at 159-160; Re Ranger Uranium Mines Pty Ltd; Ex parte Federated
Miscellaneous
Workers' Union of Australia
[1987] HCA 63; (1987) 163 CLR 656 at 665.
174 See Harris v Caladine [1991] HCA 9; (1991) 172 CLR 84 at 147-148.
175 Section 5(1)(a).
176 [1991] HCA 29; (1991) 172 CLR 460 at 497.
177 See Grollo v Palmer [1995] HCA 26; (1995) 184 CLR 348 at 365, 377, 391-392; Wilson v
Minister for Aboriginal and Torres Strait
Islander Affairs
unreported, High
Court
of Australia, 6 September 1996.
178 See Leeth v The Commonwealth [1992] HCA 29; (1992) 174 CLR 455 at 502.
179 See Wilson v Minister for Aboriginal and Torres Strait Islander Affairs
unreported, High Court of Australia, 6 September 1996
at 22-23.
180 Section 3(4) of the Act identifies Gregory Wayne Kable as "the person of
that name who was convicted in New South Wales on 1
August 1990 of the
manslaughter of his wife, Hilary Kable."
181 s 5(1).
182 s 5(2).
183 s 5(4).
184 Clyne v East (1967) 68 SR (NSW) 385 at 395, 396-397, 400-401; Kotsis v
Kotsis [1970] HCA 61; (1970) 122 CLR 69 at 76; Gilbertson
v South Australia
(1978) AC 772 at
783; Building Construction Employees and Builders' Labourers
Federation of New
South Wales v Minister
for Industrial
Relations (1986) 7 NSWLR 372 at 400-401,
418-419; Mabo v Queensland [1988] HCA 69; (1988) 166 CLR 186 at 202.
185 Gilbertson (1978) AC 772 at 783.
186 Federated Sawmill, Timberyard and General Woodworkers' Employes'
Association (Adelaide Branch) v Alexander [1912] HCA 42; (1912)
15 CLR 308
at 313; Le
Mesurier v Connor [1929] HCA 41; (1929) 42 CLR 481 at 495-497; Peacock v Newtown Marrickville
and General
Co-operative Building Society
No 4 Ltd [1943] HCA 13; (1943) 67 CLR 25 at 37:
"But the State court must be taken as it exists.
The constitution or
structure of the court cannot
be changed".
187 See also s 79 of the Constitution: "The federal jurisdiction of any court
may be exercised by such number of judges as the Parliament
prescribes."
188 The Commonwealth v Limerick Steamship Co Ltd and Kidman [1924] HCA 50; (1924) 35 CLR 69
at 90.
189 Silk Bros Pty Ltd v State Electricity Commission of Victoria (1943) 67 CLR
1.
190 In South Australia, a theoretical right of appeal existed from the State
Supreme Court to a Local Court of Appeal which comprised
the Governor in
Executive Council (except the Attorney-General). But this "court" does not
seem to have exercised jurisdiction for
many years: see Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 742-743.
191 Attorney-General (Cth) v T and G Mutual Life Society Ltd [1978] HCA 24; (1978) 144 CLR
161.
192 Mabo v Queensland (No 2) [1992] HCA 23; (1992) 175 CLR 1 at 15; Environment Protection
Authority v Caltex Refining Co Pty Ltd
[1993] HCA 74; (1993) 178 CLR
477 at 556.
193 Dixon, "The Common Law as an Ultimate Constitutional Foundation", Jesting
Pilate, (1965) 203 at 204.
194 Dixon, "Sources of Legal Authority", Jesting Pilate, (1965) 198 at 199.
195 Dixon, "Sources of Legal Authority", Jesting Pilate, (1965) 198 at 201.
196 (1969) 1 AC 590.
197 [1965] HCA 61; (1965) 114 CLR 20. See also Priestley, "A Federal Common Law in
Australia?", (1995) 6 Public Law Review 221.
198 See Ryan v Textile Clothing and Footwear Union of Australia and Anor
unreported, Victorian Court of Appeal, 13 March 1996 at
3 per Brooking JA:
"In Australia the common law cannot differ from State to State except as a
result of statutory modification. This is the result
of the constitutional
position of the High Court, which has the unifying power to resolve
differences between State courts concerning
the common law."
See also Mutual Life and Citizens' Assurance Co Ltd v Evatt [1968] HCA 74; (1968) 122 CLR
556 at 563 per Barwick CJ; Cooper v
Southern Portland
Cement Ltd [1972] HCA 28; (1972) 128
CLR 427 at 438 per Barwick CJ; Quick and Groom, The Judicial Power of the
Commonwealth, (1904) at 205-207;
Lumb and Moens,
The Constitution of the
Commonwealth of Australia Annotated, 5th ed (1995) at 544;
Nygh, Conflict of
Laws in Australia,
6th ed (1995)
at 9.
199 Section 73 of the Constitution.
200 ss 78, 79 and 80.
201 Bailey, "The Federal Jurisdiction of State Courts", (1940) 2 Res Judicatae
109 at 109.
202 Queen Victoria Memorial Hospital v Thornton [1953] HCA 11; (1953) 87 CLR 144.
203 The Commonwealth v Queensland [1975] HCA 43; (1975) 134 CLR 298.
204 [1975] HCA 43; (1975) 134 CLR 298 at 314-315.
205 [1975] HCA 43; (1975) 134 CLR 298 at 314-315.
206 R v Quinn; Ex Parte Consolidated Food Corporation [1977] HCA 62; (1977) 138 CLR 1 at 11;
Harris v Caladine [1991] HCA 9; (1991)
172 CLR 84 at 135, 159; Grollo
v Palmer (1995) 184
CLR 348 at 365, 376-377, 392; Wilson v Minister for Aboriginal
and Torres
Strait Islander Affairs unreported,
High Court of Australia, 6
September
1996.
207 If the State had an entrenched doctrine of separation of powers, the law
would fail on this ground also. But even where the
State has no entrenched
doctrine of separation of powers, some laws conferring jurisdiction on the
Supreme Court may so closely identify
the Supreme Court with the executive
government that they will breach Ch III of the Constitution.
208 I have not overlooked that as late as 1806 Lord Ellenbrough accepted
appointment as a member of the English Cabinet while he
was Lord Chief Justice
of England. But it is unthinkable that, even in a country with an unwritten
and uncontrolled constitution,
such incompatibility of office would be
tolerated today. Indeed, Lord Ellenborough's appointment aroused a storm of
protest "and,
later, it is said that Ellenborough himself saw that it was
hardly defensible": see Holdsworth, A History of English Law, (1952),
vol 13
at 503. Nor have I overlooked the fact that the Lord Chancellor of England is
the head of the English judicial system and
a member of the Government. But
this historical anomaly provides no precedent for holding that membership of
the executive government
of a State is compatible with the discharge of
judicial office in a court invested with federal jurisdiction. Nor does the
appointment
of Sir Frances Forbes, the first Chief Justice of New South Wales,
to the Legislative Council in 1824 and the Executive Council in
1825 provide a
relevant precedent. Governor Darling protested that "(t)he Chief Justice
should, I think, be confined to his own immediate
Branch and not be introduced
into any other Department of the Government." Forbes resigned his office in
the Executive Council in
1829 in compliance with the view that the executive
and the judiciary were separate branches of government: see Currey, Sir
Frances
Forbes, (1968) at 304, 340.
209 s 3(2).
210 s 5(1).
211 Section 5(1) refers to making an order against "a specified person".
However, s 3(3) states that the "Act authorises the making
of a detention
order against Gregory Wayne Kable and does not authorise the making of a
detention order against any other person."
212 s 5(2). However more than one application may be made in relation to the
same person: s 5(4).
213 s 5(1).
214 s 16(1).
215 s 16(2).
216 cf s 25, which provides for a right of appeal from a determination to
make, or to refuse to make, a preventive detention order.
217 On 30 December 1994, Hunter J made an interim order detaining the
appellant in custody for a period of three months.
218 s 7(5).
219 Section 14 of the Act makes the proceedings civil proceedings; s 15 of the
Act permits the Court to make a detention order if
"the Director of Public
Prosecutions' case has been proved on the balance of probabilities."
220 When the legislation was first introduced into the Parliament, it was of
general application. Amendments during its passage
through the Parliament
confined it to the appellant. However, it is not open to doubt that the
legislation was introduced into the
Parliament because of the perceived need
to ensure that the appellant was not released from prison.
221 Community Protection Act 1990 (Vic).
222 R v Trade Practices Tribunal; Ex Parte Tasmanian Breweries Pty Ltd [1970] HCA 8; (1970)
123 CLR 361 at 375.
223 "Psychopathy, Mental Illness and Preventive Detention: Issues Arising from
the David Case", (1990) 16 Monash University Law Review
161 at 181, together
with supporting references.
224 Wood, "A One Man Dangerous Offenders Statute - The Community Protection
Act 1990 (Vic)", (1990) 17 Melbourne University Law Review
497 at 502.
225 Wood, "A One Man Dangerous Offenders Statute - The Community Protection
Act 1990 (Vic)", (1990) 17 Melbourne University Law Review
497 at 502.
226 Witham v Holloway (1995) 183 CLR 525.
227 Australian Communist Party v The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 261-262.
228 (1995) 36 NSWLR 374.
229 (1956) 94 CLR 254 at 267-268.
230 (1956) 94 CLR 254 at 268.
231 [1989] HCA 12; (1989) 166 CLR 518 at 580.
232 Grollo v Palmer (1995) 184 CLR 348 at 362-368, 375-378, 389-395. See also
Wilson v Minister for Aboriginal and
Torres Strait
Islander Affairs,
unreported, High Court
of Australia, 6 September 1996 at 5-6, 21-25.
233 cf Ex parte Siebold [1879] USSC 51; (1879) 100 US 371 at 398.
234 See Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971)
127 CLR 106 at 134-135; Commissioner
of State Revenue
(Vict) v Royal Insurance
Australia Ltd [1994] HCA 61; (1994) 182 CLR 51 at 64-65, 84-85, 97-98; Mitchell v The
Queen
(1996) 184 CLR 333 at 345-346.
235 cf R v Commonwealth Court of Conciliation and Arbitration; Ex parte
Barrett [1945] HCA 50; (1945) 70 CLR 141 at 165-166.
236 See ICI v Trade Practices Commission [1992] FCA 474; (1992) 38 FCR 248 at 254-257,
263-268.
237 [1992] HCA 64; (1992) 176 CLR 1 at 27-28.
238 (1992) 176 CLR 1 at 55.
239 Polyukhovich v The Commonwealth [1991] HCA 32; (1991) 172 CLR 501 at 705. See also the
remarks of Deane J in Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989)
166 CLR 518 at 580, set
out earlier in these reasons.
240 [1995] HCA 26; (1995) 184 CLR 348. See also Wilson v Minister for Aboriginal and Torres
Strait Islander Affairs, unreported,
High Court of
Australia,
6 September
1996.
241 Hobson v Hansen (1967) 265 F Supp 902 at 923, 931 per J S Wright J
dissenting.
242 (1985) 763 F 2d 1191 at 1197-1198 per Fay and Johnson JJ.
243 [1988] USCA9 915; (1988) 857 F 2d 1245 at 1260-1263. The Supreme Court of the United States
granted certiorari, vacated the judgment and remanded
this case for further
consideration in the light of Mistretta v United States [1989] USSC 9; (1989) 488 US 361; see
[1989] USSC 13; (1989) 488 US 1036. Nothing
turns on that circumstance for present purposes.
244 Hobson v Hansen (1967) 265 F Supp 902 at 930 per J S Wright J.
245 Mistretta v United States [1989] USSC 9; (1989) 488 US 361 at 407.
246 (1928) 160 NE 655 at 661.
247 See especially Judiciary Act 1903 (Cth), s 68.
248 R v Murphy [1985] HCA 50; (1985) 158 CLR 596 at 613-614.
249 Adams v Chas S Watson Pty Ltd [1938] HCA 37; (1938) 60 CLR 545 at 554; Russell v Russell
[1976] HCA 23; (1976) 134 CLR 495
at 519, 535-536, 554-555; Pollack
v Commissioner of
Taxation (1991) 32 FCR 40 at 46-47, 58-59; Cowen and Zines,
Federal
Jurisdiction
in Australia, 2nd ed (1978) at
184-186.
250 [1912] HCA 42; (1912) 15 CLR 308 at 313.
251 Felton v Mulligan [1971] HCA 39; (1971) 124 CLR 367 at 373.
252 Felton v Mulligan (1971) 124 CLR 367 at 373.
253 [1982] HCA 13; (1982) 150 CLR 49.
254 Re Ranger Uranium Mines Pty Ltd; Ex parte Federated Miscellaneous Workers'
Union of Australia [1987] HCA 63; (1987) 163 CLR
656 at 665-666;
Precision Data Holdings Ltd
v Wills [1991] HCA 58; (1991) 173 CLR 167 at 189; Re Dingjan; Ex parte Wagner [1995]
HCA 16; (1995) 183 CLR
323 at 360-361.
255 [1975] HCA 43; (1975) 134 CLR 298 at 325.
256 [1921] HCA 20; (1921) 29 CLR 257.
257 (1929) 42 CLR 481.
258 (1983) 152 CLR 570 at 607.
259 [1928] USSC 59; (1928) 276 US 518 at 533.
260 Sir Owen Dixon, "The Common Law as an Ultimate Constitutional Foundation",
(1957) 31 Australian Law Journal 240 at 241.
261 Caltex Oil (Australia) Pty Ltd v XL Petroleum (NSW) Pty Ltd [1984] HCA 2; (1984) 155 CLR
72 at 95.
262 [1967] UKPCHCA 2; (1967) 117 CLR 221 at 231, 235, 238-239, 241; (1969) 1 AC 590 at 633,
637-638, 641, 644.
263 Attorney-General (Cth) v T and G Mutual Life Society Ltd [1978] HCA 24; (1978) 144 CLR
161.
264 This confers legislative power upon the Parliament to make laws for the
peace, order, and good government of the Commonwealth
with respect to:
"The exercise within the Commonwealth, at the request or with the concurrence
of the Parliaments of all the States directly concerned,
of any power which
can at the establishment of this Constitution be exercised only by the
Parliament of the United Kingdom or by
the Federal Council of Australasia".
265 cf Union Steamship Co of Australia Pty Ltd v King (1988) 166 CLR 1 at
13-14.
266 The Commonwealth v Limerick Steamship Co Ltd and Kidman [1924] HCA 50; (1924) 35 CLR 69
at 90; Bailey, "The Federal Jurisdiction
of State Courts",
(1940) 2 Res
Judicatae 109(Pt 1), 184(Pt 2).
267 "The Federal Jurisdiction of State Courts", (1940) 2 Res Judicatae 109 at
109.
268 ss 77(i), 77(iii), 73.
269 The Commonwealth v Limerick Steamship Co Ltd and Kidman [1924] HCA 50; (1924) 35 CLR 69
at 116.
270 Silk Bros Pty Ltd v State Electricity Commission of Victoria [1943] HCA 2; (1943) 67 CLR
1.
271 Lamshed v Lake [1958] HCA 14; (1958) 99 CLR 132 at 143.
272 McGinty v Western Australia (1996) 70 ALJR 200 at 256; 134 ALR 289 at
367.
273 18 and 19 Vict c 54.
274 See, generally, Victoria v The Commonwealth [1971] HCA 16; (1971) 122 CLR 353 at 371-372
per Barwick CJ; Muldowney v The State
of South Australia
[1996] HCA 52; (1996) 70 ALJR 515 at
524; [1996] HCA 52; 136 ALR 18 at 31 per Gaudron J.
275 cf King v Jones [1972] HCA 44; (1972) 128 CLR 221 at 243; Tana v Baxter [1986] HCA 69; (1986) 160 CLR
572 at 581-582.
276 Kotsis v Kotsis [1970] HCA 61; (1970) 122 CLR 69 at 77 per Barwick CJ; see also The
Commonwealth v Hospital Contribution Fund
(1982) 150 CLR
49 at 62-63 per Mason
J; Re Tracey; Ex parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 599 per Gaudron
J. The
relevant passage of the above judgment
of Barwick CJ was criticised by Gibbs
CJ and
Mason J in The Commonwealth v Hospital
Contribution Fund [1982] HCA 13; (1982) 150 CLR
49 at 56-57,
62-63, but not in any manner presently material.
277 [1991] HCA 53; (1991) 173 CLR 289 at 313-314.
278 Mellifont [1991] HCA 53; (1991) 173 CLR 289 at 300. See also Re North Ganalanja
Corporation; Ex parte Queensland [1996] HCA 2; (1996) 70
ALJR 344 at 349-350,
367-368; [1996] HCA 2; 135
ALR 225 at 232, 257.
279 [1991] HCA 53; (1991) 173 CLR 289 at 312. See also at 300 per Mason CJ, Deane, Dawson,
Gaudron and McHugh JJ.
280 Mellifont [1991] HCA 53; (1991) 173 CLR 289 at 305 per Mason CJ, Deane, Dawson, Gaudron
and McHugh JJ.
281 Moorgate Tobacco Co Ltd v Philip Morris Ltd [1980] HCA 32; (1980) 145 CLR 457 at 472,
479.
282 Stock Motor Ploughs Ltd v Forsyth [1932] HCA 40; (1932) 48 CLR 128 at 136; Williams v
Hursey [1959] HCA 51; (1959) 103 CLR
30 at 68-69.
283 Section 35 of the DPP Act also purports to confer protection from
liability upon certain officers. There was no point taken
as to invalidity of
that provision
in any of its operations.
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