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High Court of Australia |
ANTHONY DAVID CRAIG v. THE STATE OF SOUTH AUSTRALIA
F.C. 95/040
Number of pages - 16
[1995] HCA 58; (1995) 184 CLR 163
HIGH COURT OF AUSTRALIA
BRENNAN, DEANE, TOOHEY, GAUDRON AND McHUGH JJ
CATCHWORDS
HEARING
CANBERRA, 16 November 1994ORDER
1. Appeal allowed.DECISION
BRENNAN, DEANE, TOOHEY, GAUDRON AND McHUGH JJ. The appellant, Mr Craig, was charged by information in the District Court of South Australia with three offences, namely, larceny of a motor car, receiving the motor car knowing it to be stolen and damaging the motor car by fire, such damage amounting to $8000. The first two offences, ie larceny and receiving, were charged in the alternative. The maximum penalties, in the event of conviction, were respectively imprisonment for five years (larceny), eight years (receiving) and five years (destroying by fire).
2. The appellant applied to a judge of the District Court for an order that
the proceedings against him be stayed until such time
as he could be "provided
with representation by counsel at public expense". The application came on
for hearing before Russell DCJ
on 22 June 1993. Oral evidence was given by
both the appellant and a witness from the Legal Services Commission and
documentary
evidence was also received. After hearing submissions from the
appellant and counsel for the Crown, his Honour adjourned the matter
until
later in the day when he delivered oral reasons for judgment.
3. In his reasons, Judge Russell made a number of specific findings about the
appellant, the charges against him, his lack of means
and his inability to
obtain legal representation for his pending trial. In the light of those
findings, he considered that the appellant
"could not receive a fair trial
unless he is properly represented by counsel". His Honour concluded that, in
all the circumstances
of the case, the effect of the majority judgments in
this Court in Dietrich v The Queen (1) was that the trial "should be
adjourned,
postponed or stayed until legal representation (was) available"
(2). Rather than taking "the drastic step of staying the proceedings",
he
ordered that the date which had been set for trial be vacated, that a fresh
status conference be appointed, that the South Australian
Attorney-General be
informed of the orders made and the reasons for making them, and that, in the
event that no provision was made
for the proper representation of the
appellant by counsel at his trial within a reasonable time, the appellant was
to be at liberty
to apply for such other order or orders as may be proper in
the circumstances.
4. On 28 July 1993, the matter was relisted before Judge Russell at the
request of the Crown. Counsel for the Crown (Ms Vanstone)
stated that she was
instructed by the Attorney-General to advise his Honour that the
Attorney-General did not "intend to make any
particular provision for Craig's
representation" and intimated that the effect of that was, in all the
circumstances, that the appellant
would be unrepresented on any trial. The
transcript records what followed:
"MS VANSTONE: In those circumstances, the Crown's request isthat your Honour re-list the matter for trial. We say, of course, that in our submission the accused is not without legal representation through no fault of his own.
HIS HONOUR: I have already ruled that it is throughno fault of his own.
MS VANSTONE: I understand that. I just wanted tocrystalise the position for your Honour. Our request is that the matter be listed for trial again. It seems clear that your Honour won't be disposed to make such an order and, in those circumstances, we suggest that the matter should be stayed, pending Mr Craig obtaining legal representation through his own resources.
HIS HONOUR: Do you want that order made now?
MS VANSTONE: Yes.
HIS HONOUR: For the reasons that I have alreadypublished and given in relation to this matter, there will be an order staying the proceedings. Do you want that to be a permanent stay?
MS VANSTONE: No, it wouldn't be appropriate becauseif Mr Craig's circumstances changed tomorrow and he was able to fund legal representation then clearly, the Crown would be entitled to press for a new trial date.
HIS HONOUR: There will be a stay until further order.Do you apply for bail?
PRISONER: Yes, I suppose so.
HIS HONOUR: I think that an application for bail shouldbe in writing so you will have to obtain one of the forms. I am sure that you will be provided with one. Make an application to the court and state the grounds upon which you say you are entitled to bail.
In the meantime, the proceedings against you are stayeduntil further order."
5. By summons filed in the Supreme Court of South Australia, the State of
South Australia sought an order in the nature of certiorari
quashing the order
staying the proceedings. The summons also sought an order in the nature of
mandamus directed to Judge Russell
requiring him "to try the matter according
to law"(3). The application for those orders came on for hearing before a
Full Court
of the Supreme Court which, by majority (Matheson and Prior JJ;
Olsson J dissenting), made an order in the nature of certiorari quashing
the
stay order. The present appeal to this Court is brought by special leave from
the judgment of the Full Court. In accordance
with a restriction placed upon
the grant of special leave, the appeal is "limited to the question of
jurisdictional error and error
of law on the face of the record".
The jurisdiction of the Full Court
6. The State's application to the Supreme Court was brought pursuant to r 98
of the Supreme Court Rules 1987 (SA). Rule 98.01(1)
and (2) provide:
"(1) An order in the nature of mandamus, prohibition,certiorari or quo warranto shall be sought by way of judicial review by summons in accordance with the provisions of this Rule.
(2) The prerogative writs of mandamus, prohibition andcertiorari shall no longer be issued by the Court and informations in the nature of quo warranto are hereby abolished, but in any case in which relief could have been granted by means of any of the said writs or of the said information, the Court shall have jurisdiction to make an order in the nature, and to have the effect, of the remedy or of the remedies which would have been available if this Rule were not in force."
7. It is common ground between the parties that the substantive content of
the Full Court's jurisdiction under r 98 to make an "order
in the nature of
... certiorari" corresponds, for all relevant purposes, with that of the
Supreme Court's previous inherent jurisdiction
to order the issue of the
prerogative writ of certiorari (4). That writ went only to an inferior court
(5) or to certain tribunals
exercising governmental powers (6). That means
that an order in the nature of certiorari pursuant to r 98 is properly made
only if
it be directed to such a court or tribunal. There is dispute between
the parties about whether the District Court of South Australia
is, when
exercising its criminal jurisdiction, an "inferior" court (7). For reasons
which will appear, however, it is unnecessary
to decide that question and, in
a context where certain aspects of it were not fully explored in argument, it
is convenient to assume
that the District Court is, for relevant purposes, an
inferior court. On that assumption, the critical issue on the appeal to this
Court is whether if, as the Full Court has held, the trial judge's decision to
grant the stay was affected by error, that error was
of a kind which would
have warranted the issue of the prerogative writ of certiorari in the exercise
of the Supreme Court's previous
inherent jurisdiction to order the issue of
that writ.
Scope of certiorari
8. Where available, certiorari is a process by which a superior court, in the
exercise of original jurisdiction, supervises the
acts of an inferior court or
other tribunal. It is not an appellate procedure enabling either a general
review of the order or decision
of the inferior court or tribunal or a
substitution of the order or decision which the superior court thinks should
have been made.
Where the writ runs, it merely enables the quashing (8) of
the impugned order or decision upon one or more of a number of distinct
established grounds, most importantly, jurisdictional error (9), failure to
observe some applicable requirement of procedural fairness
(10), fraud (11)
and "error of law on the face of the record" (12). Where the writ is sought
on the ground of jurisdictional error,
breach of procedural fairness or fraud,
the superior court entertaining an application for certiorari can, subject to
applicable
procedural and evidentiary rules, take account of any relevant
material placed before it (13). In contrast, where relief is sought
on the
ground of error of law on the face of the record, the superior court is
restricted to the "record" of the inferior court or
tribunal and the writ will
enable the quashing of the impugned order or decision only on the ground that
it is affected by some error
of law which is disclosed by that record.
9. The above summary identification of the grounds upon which the prerogative
writ of certiorari may properly issue glosses over
a number of difficulties
about the content of those grounds. Two of those difficulties are of direct
relevance in the present case
where it is argued that the alleged error on the
part of the trial judge was either "jurisdictional error" or "error of law on
the
face of the record" for the purposes of certiorari. The first relates to
what relevantly constitutes "jurisdictional error". The
second is what
constitutes "the record" for the purpose of determining whether there is
"error of law on the face of the record".
Jurisdictional error
10. In considering what constitutes "jurisdictional error", it is necessary
to distinguish between, on the one hand, the inferior
courts which are
amenable to certiorari and, on the other, those other tribunals exercising
governmental powers which are also amenable
to the writ. Putting to one side
some anomalous exceptions, the inferior courts of this country are constituted
by persons with
either formal legal qualifications or practical legal
training. They exercise jurisdiction as part of a hierarchical legal system
entrusted with the administration of justice under the Commonwealth and State
constitutions. In contrast, the tribunals other than
courts which are
amenable to certiorari are commonly constituted, wholly or partly, by persons
without formal legal qualifications
or legal training. While normally subject
to administrative review procedures and prima facie bound to observe the
requirements of
procedural fairness, they are not part of the ordinary
hierarchical judicial structure. In what follows, the anomalous courts or
tribunals which fall outside the above broad descriptions can be ignored.
Since the District Court of South Australia is undoubtedly
a court, the
primary focus of discussion will be upon what constitutes jurisdictional error
on the part of an inferior court.
11. An inferior court falls into jurisdictional error if it mistakenly
asserts or denies the existence of jurisdiction or if it
misapprehends or
disregards the nature or limits of its functions or powers in a case where it
correctly recognises that jurisdiction
does exist. Such jurisdictional error
can infect either a positive act or a refusal or failure to act. Since
certiorari goes only
to quash a decision or order, an inferior court will fall
into jurisdictional error for the purposes of the writ where it makes an
order
or decision (including an order or decision to the effect that it lacks, or
refuses to exercise, jurisdiction) which is based
upon a mistaken assumption
or denial of jurisdiction or a misconception or disregard of the nature or
limits of jurisdiction.
12. Jurisdictional error is at its most obvious where the inferior court
purports to act wholly or partly outside the general area
of its jurisdiction
in the sense of entertaining a matter or making a decision or order of a kind
which wholly or partly lies outside
the theoretical limits of its functions
and powers. An inferior court would, for example, act wholly outside the
general area of
its jurisdiction in that sense if, having jurisdiction
strictly limited to civil matters, it purported to hear and determine a
criminal
charge. Such a court would act partly outside the general area of
its jurisdiction if, in a matter coming within the categories
of civil cases
which it had authority to hear and determine, it purported to make an order of
a kind which it lacked power to make,
such as an order for specific
performance of a contract when its remedial powers were strictly limited to
awarding damages for breach.
Less obviously, an inferior court can, while
acting wholly within the general area of its jurisdiction, fall into
jurisdictional
error by doing something which it lacks authority to do. If,
for example, it is an essential condition of the existence of jurisdiction
with respect to a particular matter that a certain event or requirement has in
fact occurred or been satisfied, as distinct from
the inferior court's own
conclusion that it has, there will be jurisdictional error if the court or
tribunal purports to act in circumstances
where that event has not in fact
occurred or that requirement has not in fact been satisfied even though the
matter is the kind of
matter which the court has jurisdiction to entertain.
Similarly, jurisdictional error will occur where an inferior court disregards
or takes account of some matter in circumstances where the statute or other
instrument establishing it and conferring its jurisdiction
requires that that
particular matter be taken into account or ignored as a pre-condition of the
existence of any authority to make
an order or decision in the circumstances
of the particular case. Again, an inferior court will exceed its authority
and fall into
jurisdictional error if it misconstrues that statute or other
instrument and thereby misconceives the nature of the function which
it is
performing or the extent of its powers in the circumstances of the particular
case. In the last-mentioned category of case,
the line between jurisdictional
error and mere error in the exercise of jurisdiction may be particularly
difficult to discern (14).
13. It was submitted on behalf of the respondent State of South Australia
that an inferior court commits jurisdictional error whenever
it addresses the
wrong issue or asks itself the wrong question. Particular reliance was
placed, in support of that submission, upon
the well-known passage in Lord
Reid's speech in Anisminic Limited v Foreign Compensation Commission (15):
"... there are many cases where, although the tribunal hadjurisdiction to enter on the inquiry, it has done or failed to do something in the course of the inquiry which is of such a nature that its decision is a nullity. It may have given its decision in bad faith. It may have made a decision which it had no power to make. It may have failed in the course of the inquiry to comply with the requirements of natural justice. It may in perfect good faith have misconstrued the provisions giving it power to act so that it failed to deal with the question remitted to it and decided some question which was not remitted to it. It may have refused to take into account something which it was required to take into account. Or it may have based its decision on some matter which, under the provisions setting it up, it had no right to take into account. I do not intend this list to be exhaustive. But if it decides a question remitted to it for decision without committing any of these errors it is as much entitled to decide that question wrongly as it is to decide it rightly."
14. At least in the absence of a contrary intent in the statute or other
instrument which established it, an administrative tribunal
lacks authority
either to authoritatively determine questions of law or to make an order or
decision otherwise than in accordance
with the law. That point was made by
Lord Diplock in In re Racal Communications Ltd (22):
"Parliament can, of course, if it so desires, confer uponadministrative tribunals or authorities power to decide questions of law as well as questions of fact or of administrative policy; but this requires clear words, for the presumption is that where a decision-making power is conferred on a tribunal or authority that is not a court of law, Parliament did not intend to do so."
15. In contrast, the ordinary jurisdiction of a court of law encompasses
authority to decide questions of law, as well as questions
of fact, involved
in matters which it has jurisdiction to determine. The identification of
relevant issues, the formulation of relevant
questions and the determination
of what is and what is not relevant evidence are all routine steps in the
discharge of that ordinary
jurisdiction. Demonstrable mistake in the
identification of such issues or the formulation of such questions will
commonly involve
error of law which may, if an appeal is available and is
pursued, be corrected by an appellate court and, depending on the
circumstances,
found an order setting aside the order or decision of the
inferior court. Such a mistake on the part of an inferior court entrusted
with
authority to identify, formulate and determine such issues and questions will
not, however, ordinarily constitute jurisdictional
error. Similarly, a
failure by an inferior court to take into account some matter which it was, as
a matter of law, required to
take into account in determining a question
within jurisdiction or reliance by such a court upon some irrelevant matter
upon which
it was, as a matter of law, not entitled to rely in determining
such a question will not ordinarily involve jurisdictional error.
The face of the record
16. The history of the writ of certiorari can be traced back to at least the
fourteenth century (23). That history provides part
of the context in which
questions of the ambit of the writ must be resolved. Resort to medieval
history should not, however, be
permitted to allow either a transformation of
certiorari into a general appeal or a side-stepping of the nineteenth century
legislative
reforms aimed at curbing the excessive availability of the writ
which had given rise to undesirable technicality. Those legislative
reforms
were directly concerned with challenges to convictions before magistrates.
Their practical effect was, however, to bring
about a general confinement of
the content of an inferior court's "record" for the purposes of certiorari to
the documents initiating
and defining the matter in the inferior court and the
impugned order or determination.
17. One finds in some recent cases in this country support for the adoption
of an expansive approach to certiorari which would include
both the reasons
for decision and the complete transcript of proceedings in the "modern record"
of an inferior court (24). As Priestley
JA pointed out in Commissioner for
Motor Transport v Kirkpatrick (25), that approach is not precluded by any
direct decision of this
Court. Nonetheless, it should, on balance, be
rejected. For one thing, it is inconsistent with the weight of authority in
this
Court which supports the conclusion that, in the absence of some
statutory provision to the contrary, the record of an inferior court
for the
purposes of certiorari does not ordinarily include the transcript, the
exhibits or the reasons for decision (26). More importantly,
the approach
that the transcript of proceedings and the reasons for decision constitute
part of "the record" would, if accepted,
go a long way towards transforming
certiorari into a discretionary general appeal for error of law (27) upon
which the transcript
of proceedings and the reasons for decision could be
scoured and analysed in a search for some internal error (28). It is far from
clear that policy considerations favour such an increase in the availability
of certiorari to correct non-jurisdictional error of
law. In particular, a
situation in which any proceeding in an inferior court which involved a
disputed question of law could be
transformed into superior court proceedings
notwithstanding immunity from ordinary appellate procedures would represent a
significant
increase in the financial hazards to which those involved in even
minor litigation in this country are already exposed. On balance,
it appears
to us that the question whether there should be such an increase in the
availability of certiorari, or of orders in the
nature of certiorari, is one
that is best left to the responsible legislature.
18. The fact that the transcript of proceedings and reasons for decision do
not, of themselves, constitute part of "the record"
does not preclude
incorporation of them by reference. That was recognized in Public Service
Board of NSW v Osmond (29) where Gibbs
CJ, in a judgment which represented the
judgment of the Court (30), referred to "the rule, well established at common
law ... that
reasons do not form part of the record, for the purposes of
certiorari", and added the qualification "unless the tribunal chooses
to
incorporate them". As Gibbs CJ indicated, that qualification can be traced to
the judgment of Denning LJ in R v Northumberland
Compensation Appeal Tribunal;
Ex parte Shaw (31). It has also been accepted in other judgments in this
Court (32). As so accepted,
however, it should not be understood as having
the effect that a merely introductory or incidental reference to the reasons
for decision
produces the consequence that the whole or part of the reasons
somehow become part of both the formal order and "the record" of the
particular court. As Mahoney JA has pointed out (33), such a result would
mean the question of what constitutes "the record" would
"be determined by
accidents of whether particular words were used in the judgment of the body
concerned". The qualification should
be understood as referring only to so
much of the reasons or transcript of proceedings as is referred to in the
formal order in a
way which brings about its incorporation as an integral part
of that order and "the record" (34). If, for example, the formal order
incorporates undertakings given by a party "as set out in" a particular
designated document or is said to be made "in terms of proposed
orders set out
in the reasons for judgment", the order and the record will incorporate only
those parts of the particular document
or the reasons for judgment which set
out, qualify or otherwise affect the content of those undertakings or proposed
orders. Conversely,
a merely introductory or incidental reference will not
suffice to incorporate, in either the formal order or the record, reasons
given for making the formal order which do not in fact constitute part of it.
Thus, for example, an introductory remark such as the
phrase "for the reasons
given" or the word "accordingly" will not, of itself, have the effect of
incorporating the whole or any part
of the reasons for decision in either the
formal order or "the record".
19. The determination of the precise documents which constitute "the record"
of the inferior court for the purposes of a particular
application for
certiorari is ultimately a matter for the court hearing the application. The
effect of the foregoing is that "(o)rdinarily,
in the absence of statutory
prescription, the record will comprise no more than the documentation which
initiates the proceedings
and thereby grounds the jurisdiction of the
tribunal, the pleadings (if any) and the adjudication" (35). Where the
inferior court
or tribunal has prepared a formal record, the court hearing the
application may amend it by discarding material which should not
have been
included. Where the inferior court or tribunal has not prepared a formal
record or the formal record prepared is incomplete,
the court hearing the
application can, if the material placed before it is adequate for the purpose,
construct or complete the record.
20. In the present case where no formal order has been taken out and no
complete record had been prepared by the District Court,
the record included
the information, the transcript record of the appellant's statement to the
effect that he made what he called
"a Dietrich application", the orders made
by the trial judge on 22 June 1993 and the challenged stay order which the
trial judge
finally made on 28 July 1993. The fact that, on 28 July, Judge
Russell said, "For the reasons that I have already published and
given in
relation to this matter", before indicating that there would be an order
staying the proceedings, did not have the consequence
that the record for the
purposes of certiorari included the reasons for decision given by his Honour
on 22 June. For one thing,
that reference to his Honour's earlier reasons was
not immediately linked to the actual making of the stay order which did not
occur
until his Honour subsequently said, after discussion with counsel for
the Crown about whether the stay should be a permanent one,
that "(t)here will
be a stay until further order". More important, even if the reference to the
earlier reasons had been immediately
linked to the actual making of the formal
order, it would have been merely introductory of it. The reference would not
itself have
been incorporated in the formal order. Nor would its effect have
been to incorporate the earlier reasons for decision in either
the formal
order or the record of the District Court for the purposes of certiorari.
Was there jurisdictional error in the present case?
21. The decision of this Court in Dietrich v The Queen (36) established that,
in a criminal case where an unrepresented accused
is facing trial for serious
offences, a trial judge has power to make an order staying the proceedings if,
in the circumstances of
the case, it appears that the accused would otherwise
not receive a fair trial. In the course of their joint judgment, Mason CJ
and
McHugh J made the following comments as reflecting their approach and that of
the other majority Justices (37):
"... we identify what the majority considers to be theapproach which should be adopted by a trial judge who is faced with an application for an adjournment or a stay by an indigent accused charged with a serious offence who, through no fault on his or her part, is unable to obtain legal representation. In that situation, in the absence of exceptional circumstances, the trial in such a case should be adjourned, postponed or stayed until legal representation is available."
"... what was in contemplation was a test which focused onthe reasonableness of the conduct of an accused in all of the circumstances; and excluded situations in which it could fairly be said that the accused, by his gratuitous and unreasonable conduct, had been the author of his own misfortune".
22. Judge Russell's conclusion that the appellant "could not receive a fair
trial unless he is properly represented by counsel"
and his order staying the
proceedings were based on a number of particular preliminary findings of fact.
Those findings were directed
to the matters identified in the above extract
from the judgment of Mason CJ and McHugh J in Dietrich. They included the
following:
that the appellant was charged with "major indictable offences";
that the appellant was "an indigent accused" who had "been refused
legal aid"
and had "no means, or no sufficient means, to fund the cost of (proper)
representation"; that it could not be said that
the appellant's lack of legal
representation resulted from any "fault" on his part; that there were no
"exceptional circumstances
which would prevent" the making of a stay order;
that the appellant had no legal training and suffered from an impediment of
speech.
Clearly, if those findings are accepted, the present case was one in
which the decision of this Court in Dietrich required that the
proceedings
should be adjourned, postponed or stayed. Indeed, the extract from the
transcript which has been set out earlier in this
judgment indicates that
counsel for the Crown effectively conceded that that was so. The Crown's
attack on his Honour's order staying
the proceedings has, at all stages, been
directed at one of those findings, namely, the finding that the appellant's
inability to
obtain legal representation had not been brought about through
his own fault. The basis of the Full Court's decision that an order
in the
nature of certiorari should be made was a conclusion of the majority judges
that that finding was vitiated by error amounting
to jurisdictional error.
23. In the Full Court, Matheson J, with whose reasons Prior J expressed his
"substantial agreement", referred to a number of factual
matters to which, as
he pointed out, Judge Russell had not referred in his reasons for judgment.
Matheson J ascertained those factual
matters from an examination of the
transcript of proceedings before Judge Russell, including a letter which the
appellant had written
and which had been received in evidence in the District
Court. Towards the conclusion of his judgment, Matheson J succinctly
identified
what he considered to be the effect of those additional matters:
"... that after having been granted legal assistance, andhaving had that legal assistance for the committal hearing, the prisoner received an inheritance of $20,000, that he did not advise the (Legal Services) Commission thereof, that he broke bail as a result of which at least assets in the form of household goods in South Australia were taken, and as a result of the subsequent extradition he has apparently lost his Volvo car in New South Wales".
24. In his dissenting judgment in the Full Court, Olsson J also referred to
the additional factual matters upon which Matheson J
relied. Olsson J
considered that Judge Russell had correctly understood the effect of the
majority judgments in Dietrich and that
the evidence, when viewed as a whole,
was capable of supporting his finding that the appellant's inability to obtain
legal representation
should not be seen as brought about through his own
fault. As Olsson J pointed out, the appellant was, at the time he received
the
inheritance of $20,000, enmeshed in lengthy divorce proceedings and
"clearly insolvent". He added:
"As I understand the situation Russell DCJ concluded that,as at mid 1992, Craig was beset by a host of problems.
The charges, the subject of the present proceedings, hadbeen initiated against him and the hearing of them was pending. He had sought and been granted legal aid.
Divorce proceedings as between himself and his wife were intrain in the Family Court, including a claim for a property settlement. In order to fund his total liability for costs in those proceedings he, in some fashion, charged an inheritance to which he had become entitled in his aunt's estate in favour of his then family law solicitor. That solicitor somehow procured payment of the sum of $20,000 in settlement of the inheritance, from which he deducted several thousand dollars for costs.
At the time the respondent was clearly insolvent. He hadmany business and domestic debts and was unable to meet them as they were due. A business which he was conducting had failed. He returned to study music at University and was attempting to survive on a DEET Auststudy allowance. He had further substantial liabilities for costs in the Family Court proceedings.
Eventually his problems became too much for him. Havingexpended much of the balance of his inheritance in settlement of some of his most pressing debts and some living expenses, he utilised the balance of about $4,000 in purchasing a Volvo car and subsequently absconded to Sydney, from whence he was extradited."
25. It is unnecessary for the purposes of this appeal to express any firm
view about whether the view of the facts taken by the
trial judge as explained
by Olsson J is or is not a preferable one to that preferred by Matheson and
Prior JJ. Nonetheless, it is
appropriate to indicate that, like Olsson J, we
do not consider that either Judge Russell's conclusion or his failure to
refer, in
what was essentially an ex tempore judgment, to the particular
matters mentioned by Matheson J signifies a failure on his part to
appreciate
the true effect of what was said by the majority of this Court in Dietrich
about the absence of "fault" on the part of
an accused. Be that as it may,
any such error on the part of Judge Russell would not have been jurisdictional
error.
26. As Dietrich establishes, Judge Russell possessed jurisdiction to hear and
dispose of the appellant's application for a stay
of proceedings. That
jurisdiction encompassed the identification and determination of relevant
questions of law and fact involved
in deciding whether a trial in which the
appellant was left without legal representation would be unfair and whether a
stay should
or should not be granted. Those questions included the question
whether the appellant's inability to obtain legal representation
should be
seen as being "through no fault on his ... part". Like almost any question
which arises for determination by a judge,
that question of "fault" can, once
the facts are ascertained, be dressed in the garb of a question of law.
Essentially, however,
it is a question of fact involving an element of
discretionary judgment. Regardless of whether it be viewed as a question of
law
or a mixed question of law and fact, however, its resolution lay within
the primary authority of the trial judge. If Judge Russell
fell into error in
assessing the effect of the majority judgment in Dietrich or in concluding
that the appellant's inability to obtain
legal representation was through no
fault on his part, that error was within jurisdiction. It was not a
jurisdictional error for
the purposes of certiorari.
Was there error on the face of the record?
27. As has been seen, the judgment of Matheson J in the Full Court discloses
that that Court's conclusion that the trial judge had
fallen into error of law
was based on factual matters, relating to fault on the part of the appellant,
which could only be ascertained
by a perusal of the transcript of proceedings,
including the exhibits, before Judge Russell. The effect of our conclusion
that the
record in the present case included neither the transcript of
proceedings nor the reasons for decision is that the error alleged
by the
Crown and found by the Full Court was not error on the face of the record for
the purposes of certiorari.
Conclusion
28. It follows from what has been said above that there was no ground upon
which an order in the nature of certiorari could properly
be made by the Full
Court. Accordingly, the appeal should be allowed, the order made by the Full
Court should be set aside and the
application of the State of South Australia
for judicial review of the order made by Judge Russell should be dismissed.
Liberty should
be reserved to the parties to apply in writing within fourteen
days for an order for the costs of the proceedings in the Full Court
and in
this Court.
1 [1992] HCA 57; (1992) 177 CLR 292.
2 See [1992] HCA 57; (1992) 177 CLR 292 at 315.
3 The State proceeded by way of judicial review because there was no
provision in the statute law of South Australia whereby the
Crown could appeal
against an order made by a judge of the District Court in the exercise of
criminal jurisdiction, other than an
appeal against sentence.
4 See, generally, Public Service Association (SA) v Federated Clerks' Union
(1991) 173 CLR 132 at 140.
5 See, as to certiorari going only to an "inferior" court, R v Metal Trades
Employers' Association; Ex parte Amalgamated Engineering
Union, Australian
Section [1951] HCA 3; (1951) 82 CLR 208 at 241; R v Gray; Ex parte Marsh [1985] HCA 67; (1985) 157 CLR 351
at
387, 395; R v Chancellor of St
Edmundsbury and Ipswich Diocese; Ex parte
White (1948) 1 KB 195 at 213; R v
Northumberland Compensation
Appeal Tribunal;
Ex parte
Shaw (1951) 1 KB 711 at 714; but cf the cases discussed in R v Gray;
Ex parte
Marsh [1985] HCA 67; (1985)
157 CLR 351 at 388-389, 395-396; and see,
as to what
distinguishes a "superior" court, R v Metal Trades Employers' Association;
Ex
parte Amalgamated Engineering Union, Australian
Section [1951] HCA 3; (1951) 82 CLR 208 at
240-242; R v Gray; Ex parte Marsh [1985]
HCA 67; (1985) 157 CLR 351 at 384-385, 393.
6 See, as to the tribunals other than courts which are amenable to the writ,
R v Electricity Commissioners; Ex parte London Electricity
Joint Committee Co
(1920) (1924) 1 KB 171 at 205; Ridge v Baldwin [1963] UKHL 2; (1964) AC 40 at 74-79; O'Reilly
v Mackman [1983]
UKHL 1; (1983) 2 AC 237 at 279.
7 Various decisions on the point are noted by Judge Lunn in his commentary in
Civil Procedure - South Australia, vol 1, on the District
Court Act, s 5, par
5.5. His Honour concluded (at 4082): "It is assumed for the commentary in
this work that a District Court is
not generally a superior court of record."
cf Re Ackland; Ex parte Love (1989) 1 WAR 562.
8 The early form of certiorari to remove and hear, while of historical
relevance to the nature and scope of certiorari, would now
seem to be
obsolete.
9 See below.
10 See, eg, Stollery v Greyhound Racing Control Board [1972] HCA 53; (1972) 128 CLR 509;
Council of Civil Service Unions v Minister
for the Civil
Service [1983] UKHL 6; (1985) AC
374.
11 See, eg, R v Wolverhampton CC; Ex parte Crofts (1983) 1 WLR 204 at 206.
And note that "fraud", in this context, is used in a
broad sense which
encompasses "bad faith": see, eg, Anisminic Limited v Foreign Compensation
Commission [1968] UKHL 6; (1969) 2
AC 147 at 171.
12 See below.
13 See, eg, Ex parte Lovell; Re Buckley (1938) 38 SR (NSW) 153 at 167; R v
Northumberland Compensation Appeal Tribunal; Ex parte
Shaw (1952) 1 KB 338 at
353.
14 See, eg, R v Dunphy; Ex parte Maynes [1978] HCA 19; (1978) 139 CLR 482; R v Gray; Ex
parte Marsh [1985] HCA 67; (1985) 157
CLR 351 at 371; Public Service Association
(SA) v
Federated Clerks' Union [1991] HCA 33; (1991) 173 CLR 132.
15 [1968] UKHL 6; (1969) 2 AC 147 at 171.
16 (1981) AC 374 at 382-383. See also BHP Petroleum Pty Ltd v Balfour (1987)
180 CLR 474 at 480-481.
17 (1982) QB 661 at 675.
18 O'Reilly v Mackman [1983] UKHL 1; (1983) 2 AC 237 at 278.
19 R v Greater Manchester Coroner; Ex parte Tal (1985) QB 67 at 81-83.
20 Pearlman v Harrow School (1979) QB 56 at 69; O'Reilly v Mackman [1983] UKHL 1; (1983) 2
AC 237 at 278. But cf South East Asia
Fire Bricks Sdn
Bhd v Non-Metallic
Mineral Products Manufacturing Employees Union
(1981) AC 363.
21 See, in particular, Public Service Association (SA) v Federated Clerks'
Union [1991] HCA 33; (1991) 173 CLR 132 at 141, 149,
165; R v Gray;
Ex parte Marsh [1985] HCA 67; (1985) 157
CLR 351 at 371-372. And see also Houssein v Under Secretary of Industrial
Relations and Technology (NSW)
[1982] HCA 2; (1982) 148 CLR 88 at 93-95; Hockey v Yelland
(1984) 157 CLR 124 at
130; R v Gray; Ex parte Marsh [1985] HCA 67; (1985) 157 CLR 351 at
374-377.
22 (1981) AC 374 at 383.
23 See Ex parte Lovell; Re Buckley (1938) 38 SR (NSW) 153 at 165;
Commissioner for Motor Transport v Kirkpatrick (1988) 13 NSWLR
368 at 373,
390. See also Evans, de Smith's Judicial Review of Administrative Action, 4th
ed (1980), Appendix 1, esp at 588.
24 See, in particular, GJ Coles & Co Ltd v Retail Trade Industrial Tribunal
(1986) 7 NSWLR 503 at 515; Commissioner for Motor
Transport
v Kirkpatrick
(1988) 13 NSWLR 368 at 389-393, 394-395. See also Ramskogler v Director of
Public Prosecutions (NSW) (unreported,
New South Wales Court of Appeal, 22
August 1995). And note Donnelly v The Victims Compensation Fund Corporation
(unreported, New
South Wales Court of Appeal, 23 August 1995).
25 (1988) 13 NSWLR 368 at 389-390.
26 See, in particular, R v The District Court of the Queensland Northern
District; Ex parte Thompson (1968) 118
CLR 488 at 495-496
per McTiernan J,
501-502 per Menzies J; Hockey v Yelland (1984) 157 CLR 124 at 131 per Gibbs
CJ,
142-143 per Wilson J; Public Service
Board of NSW v Osmond [1986] HCA 7; (1986) 159 CLR
656 at 667 per Gibbs CJ (Wilson, Brennan
and Dawson JJ concurring).
27 See R v The District Court; Ex parte White [1966] HCA 69; (1966) 116 CLR 644 at 655;
Hockey v Yelland [1984] HCA 72; (1984)
157 CLR 124 at 142-143; R v Northumberland
Compensation Appeal Tribunal; Ex parte Shaw (1952) 1 KB 338 at 357.
28 See Hockey v Yelland [1984] HCA 72; (1984) 157 CLR 124 at 142 per Wilson J: "a roving
commission through the materials".
29 [1986] HCA 7; (1986) 159 CLR 656 at 667.
30 See [1986] HCA 7; (1986) 159 CLR 656 at 671 per Wilson J, 675 per Brennan J, 678 per
Dawson J.
31 (1952) 1 KB 338 at 352.
32 See Hockey v Yelland (1984) 157 CLR 124 at 131, 143. See also Gold Coast
City Council v Canterbury Pipe Lines
(Aust) Pty Ltd
[1968] HCA 3; (1968) 118 CLR 58 at
76-77.
33 Commissioner for Motor Transport v Kirkpatrick (1988) 13 NSWLR 368 at
378.
34 cf Hockey v Yelland [1984] HCA 72; (1984) 157 CLR 124 at 131; R v Cook; Ex parte Twigg
[1980] HCA 36; (1980) 147 CLR 15 at
27-28; R v Medical Appeal Tribunal;
Ex parte Gilmore
(1957) 1 QB 574 at 582.
35 Hockey v Yelland [1984] HCA 72; (1984) 157 CLR 124 at 143 per Wilson J. It is clear from
the context that Wilson J used the
word "adjudication"
in the sense of
the
actual order or ruling.
36 [1992] HCA 57; (1992) 177 CLR 292.
37 [1992] HCA 57; (1992) 177 CLR 292 at 315.
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