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High Court of Australia |
THE STATE OF NEW SOUTH WALES v CANELLIS AND OTHERS AND A.B. (FORMERLY ELKINS)
AND OTHERS [1994] HCA 51; (1994) 181 CLR 309
(1994) 124 ALR 513, (1994) 74 A Crim R 533
Matter Nos. S45 and S46 of 1994
Number of pages - 19
Administrative Law
HIGH COURT OF AUSTRALIA
MASON CJ(1), BRENNAN(2), DAWSON(1), TOOHEY(1), AND McHUGH(1) JJ
CATCHWORDS
Administrative Law - Procedural fairness - Inquiry into conviction Power to adjourn or stay inquiry where indigent witness unrepresented Crimes Act 1900 (N. S. W.), ss. 474G(4), 475.
HEARING
1994, May 4, 5; October 26ORDER
In each case:(3) In lieu thereof, order that the appeal to that Court bedismissed with costs.
(4) The appellant to pay the respondents' costs of the appeal.Date of order: 5 May 1994
DECISION
MASON CJ, DAWSON, TOOHEY AND McHUGH JJ On 5 May 1994, at the conclusion of the argument, the Court made the following orders in each appeal:"Appeal allowed.The Court announced that it would publish its reasons at a later date. What follows is a statement of our reasons for participating in the making of the orders.
Set aside the orders and declaration made by the Court of Appeal on
25 February 1994 except in so far as that Court granted leave to
appeal from the orders made by Chief Judge O'Keefe in the Commercial
Division. In lieu thereof order that the appeal to that Court be
dismissed with costs.
The appellant to pay the respondents' costs of this appeal."
2. The effect of the orders was to allow appeals by the State of New South
Wales ("the State") against a unanimous decision of the
New South Wales Court
of Appeal (Kirby P, Clarke and Sheller JJA.). By that decision, the Court of
Appeal granted leave to appeal
and allowed appeals by each of the first
respondents, Mr Cannellis and Mr AB (formerly Mr Elkins), against decisions of
O'Keefe CJ
Comm.D. His Honour had refused an application by each of the
respondents for a stay of an inquiry conducted by the Honourable John
Patrick
Slattery A.O., Q.C. ("the Commissioner"), a retired Judge of the Supreme Court
of New South Wales, pursuant to s.475 of the
Crimes Act 1900 (N.S.W.) ("the
Act") into doubts or questions concerning the guilt of Andrew Kalajzich of
three offences relating to the death of
his wife Megan. The
first respondents
sought a stay until the State should undertake to pay the necessary and proper
costs of their
legal representation
before the inquiry. The first respondents
had given evidence for the prosecution in Mr Kalajzich's trial on
the three
offences of
which he had been found guilty. It was recognized that they would
be important witnesses at the inquiry and
there were reasons for
thinking that
Mr Kalajzich would seek at the inquiry to attribute responsibility for his
wife's death to them,
a matter to which
we shall refer in more detail.
3. The Court of Appeal allowed each appeal from the decision of O'Keefe CJ
Comm.D. and in each case made a declaration in the following
terms:
"1. The continuation of the hearings of the inquiry into theThe Court went on to make orders for costs against the State in favour of the first respondents and Mr Kalajzich both in relation to the proceedings at first instance and in the Court of Appeal. Kirby P stated that, if necessary, it would order a stay of the inquiry "until it was plain that it would be conducted under conditions that conformed to the necessities of procedural fairness". However, Kirby P considered that it could safely be assumed that the State would take such steps as might be necessary to ensure that the inquiry would continue with procedural fairness to the first respondents.
conviction of (Mr Kalajzich), presently being conducted by (the
Commissioner), to the extent that and insofar as the same may affect
the interests of the (first respondent), would without proper and
reasonable legal representation of the (first respondent), constitute
a breach of the legal requirements of procedural fairness".
Circumstances leading to the inquiry
4. In order to explain the basis on which the Court of Appeal made the
declarations and the case which the State now makes in support
of the appeals
which it brought from the decision of the Court of Appeal, it is necessary to
repeat as briefly as possible the circumstances
which led to the establishment
of the inquiry. They were set out by Kirby P in his judgment. Much of what
follows consists of allegations
made by the parties concerned. On 27 May
1988, Mr Kalajzich was convicted of murdering his wife Megan, of conspiring to
murder her
and of attempting to discharge a loaded gun with intent to murder
her. He was sentenced to imprisonment for life. His appeal against
conviction was dismissed by the Court of Appeal. An application for special
leave to appeal was refused by this Court. Mr Kalajzich
then applied to the
Supreme Court under s.475 of the Act. That application was refused.
5. Subsequently Mr Kalajzich applied under s.475 to His Excellency the
Governor. This application resulted in the appointment by
the Governor,
acting with the advice of the Executive Council, of the Commissioner to
inquire into doubts or questions as to the
guilt of Mr Kalajzich in relation
to the three offences of which he was convicted and to summon and examine on
oath any person likely
to give material information in the matter.
6. At the time of the events which led to the death of his wife, Mr Kalajzich
was a wealthy businessman who controlled the Manly
Pacific Hotel and lived
with his wife in a home at Fairlight near Manly. The respondent Mr Elkins was
an employee who worked as
a security guard and manager of a nightclub at the
hotel. Mr Elkins was the principal witness for the prosecution at the trial of
Mr Kalajzich. He gave evidence that Mr Kalajzich approached him and said that
he wanted someone killed and instructed Mr Elkins
to go to Kings Cross to find
someone who would do the job. According to Mr Elkins, he recruited a man
called Stokes who subsequently
withdrew, and then he made contact with
Franciscus Vandenberg who in turn communicated with Kerry Orrock who
approached Mr Canellis.
7. Mr Canellis admitted that Mr Orrock asked him to carry out a contract
murder which Mr Canellis agreed to carry out for $5,000
"up front" and $20,000
"on completion". Mr Elkins reported this to Mr Kalajzich and provided Mr
Canellis with a gun and $5,000 in
cash in a briefcase. The $20,000 was left
in a room booked in Mr Elkins' name in a North Sydney motel. The key to the
room was
to be left in Mr Vandenberg's letter-box to be picked up after
completion of the contract.
8. Mr Canellis said that, although he made observations of the home at
Fairlight, he decided that he would withdraw from the undertaking.
Apparently
he kept the $5,000 but returned the gun to Mr Orrock who in turn gave it to Mr
Vandenberg. According to Mr Elkins, Mr
Vandenberg then offered his services
as the executioner. After making observations of the Fairlight premises, on
11 January 1986
he attempted to shoot Mrs Kalajzich as she was leaving the
garage. The rifle failed to discharge. He hit her over the head with the
rifle, dislodging the silencer which, according to the evidence, was recovered
by police from the garden on 17 February 1986.
9. Mr Vandenberg then obtained another gun from Mr Orrock which was provided
by Mr Canellis, who claimed that he believed that it
was to be used by Mr
Vandenberg for self-protection only. Mr Vandenberg then flew to Adelaide for
the purpose of buying new silencers.
Mr Elkins provided the ticket for the
flight, allegedly with moneys given by Mr Kalajzich.
10. The prosecution case was that Mr Vandenberg, having returned from
Adelaide with the silencers, entered the Fairlight premises
on 27 January 1986
through a door left open by arrangement with Mr Kalajzich and fired two shots
which killed Mrs Kalajzich instantly.
He also fired two shots into the pillow
of Mr Kalajzich by arrangement with him.
11. Mr Canellis, upon hearing the reports in the media of the death of Mrs
Kalajzich, feared that he would be implicated in the
crime. He contacted
Detective Sergeant Kevin Woods whom he knew. At a meeting with Detective
Sergeant Woods and Detective Inspectors
Gersbach and Inkster on 29 January
1986, Mr Canellis informed them of what he claimed to know of the conspiracy
to murder Mrs Kalajzich
and of Mr Kalajzich's role in that conspiracy. On 2
February 1986, under a warrant issued pursuant to the Listening Devices Act
1984 (N.S.W.), Mr Canellis recorded a conversation which he had with Mr Orrock
and Mr Vandenberg. The conversation confirmed relevant
and important details
of the alleged conspiracy.
12. Mr Canellis was given an immunity from prosecution on the charge of
conspiracy to murder Mrs Kalajzich in consideration of his
assistance. Mr
Elkins then offered to co-operate. He gave evidence for the prosecution. His
evidence implicated Mr Kalajzich in
the murder of his wife and supplied a
motive by giving evidence of a relationship between Mr Kalajzich and a Ms MW.
Mr Elkins stated
that they were constantly seen together and had been observed
dancing "cheek to cheek".
13. Mr Elkins pleaded guilty to the charge of conspiracy. He was sentenced
to ten years' penal servitude with a non-parole period
of five years. He
served three years and was released on 27 October 1989. He then commenced a
new life with his family under a
new identity. Mr Vandenberg pleaded guilty
and was sentenced to life imprisonment. Mr Orrock was found guilty and
sentenced to
life imprisonment. Mr Vandenberg was later found dead in prison.
14. Mr Kalajzich claims that he was the victim of a miscarriage of justice in
that he was convicted on the false evidence of self-confessed
murderers and
"hit men". He suggests that those responsible for the murder of his wife were
in conspiracy with senior police officers
who participated in a scheme to
destroy him.
15. From the foregoing account, it will be seen that the prosecution depended
in a fundamental way on the evidence of the first
respondents. On Mr
Kalajzich's case they were guilty of conspiracy to pervert the course of
justice and, if that were so, they would
be exposed to the loss of their
immunities.
Relevant statutory provisions
16. The Commissioner is a "prescribed person" within the meaning of s.475(1)
of the Act and, as such, may "summon and examine on
oath all persons likely to
give material information". Section 475(2) provided:
"The attendance of every person so summoned may be enforced, and hisSection 475(4) required the Commissioner to report to the Governor who was then required to dispose of the matter as appeared just.
examination compelled, and any false statement wilfully made by him
shall be punishable, in like manner as if he had been summoned by, or
been duly sworn and examined before, the same prescribed person, in a
case lawfully pending before him."
17. As a result of legislative amendments coming into operation after the
inquiry was established, s.475 was replaced by a new Pt
13A "Review of
Convictions". However, s.475 continued to apply to pending matters ((1 Crimes
Legislation (Review of Convictions)
Amendment
Act 1993 (N.S.W.), Sched.1,
cl.6.) subject to a later amendment which conferred upon the Commissioner
certain powers and
duties contained
in s.474G ((2 Statute Law (Miscellaneous
Provisions) Act (No.2) 1993 (N.S.W.)). By s.474G(2), the Commissioner
acquires the powers,
authorities, protections and immunities conferred on a
commissioner by the Royal Commissions Act 1923 (N.S.W.). Although a witness
summoned by a commissioner is subject to the requirements of that Act, the
witness is given greater
protection than that afforded by s.475(3) of the
Crimes Act. Thus, s.474G(4) provides:
"If it appears that the character of any person (being a person whoRefusal of the first respondents' applications for legal aid
was a witness at the proceedings from which the conviction arose) may
be affected by the inquiry, the prescribed person must permit the
person to be present at the inquiry and to examine any witness who
attends the inquiry."
18. On 11 November 1993, at the beginning of the inquiry, the Commissioner
gave counsel leave to appear for Mr Elkins and Mr Canellis.
Senior and junior
counsel were granted leave to assist the inquiry. Leave was also granted to a
number of other persons to be legally
represented at the inquiry. They
included Mr Kalajzich who was represented by two counsel. Two police officers,
former Detective
Inspectors Gersbach and Inkster, were represented by senior
and junior counsel. Former Detective Sergeant Woods was separately
represented
and the Director of Public Prosecutions was represented by senior
prosecuting counsel. With the exception of the first respondents
and former
Detective Sergeant Woods, the costs of all the persons mentioned were funded
directly or indirectly by the State. The
State agreed to pay the legal costs
of Mr Kalajzich. According to information given to the Court of Appeal, the
total assistance
given to him by the State amounts to $546,000. The total
cost to the State, directly and indirectly, of assisting the persons mentioned
above approximates $2 million.
19. Each of the first respondents applied to the Legal Aid Commission for
legal aid to be provided for the duration of the inquiry.
The application was
based on various factors, the most important of which was that the applicants
had given evidence for the Crown
at the trial of Mr Kalajzich. In addition,
there were reasons, already mentioned, for apprehending that he would seek to
implicate
them in the unlawful killing of his wife. In the circumstances, the
first respondents urged that the provision of legal aid was
necessary to
protect their interests when all other major interests involved in the inquiry
were publicly assisted, directly or indirectly.
The Commissioner expressed
the view that it would be to the advantage of the inquiry if the first
respondents were legally represented,
such representation being beyond their
means.
20. The Legal Aid Commission refused the applications on the ground that
legal representation for the duration of the inquiry was
"outside the
guidelines for which legal aid is generally available". However, the Legal
Aid Commission did offer to each of the
first respondents a lump sum of
$22,000 "to assist him to gain access to independent legal advice prior to and
during the course
of him giving evidence to the inquiry". The first
respondents appealed from that decision to the Legal Aid Review Committee but
the
appeal was unsuccessful.
Mode of conduct of the inquiry
21. It is convenient to set out certain features of the inquiry which Kirby P
identified in his judgment.
(1) Its estimated duration is uncertain. At one stage it was suggested that
it might last three years. The Commissioner appears
to contemplate a duration
of six to nine months.
(2) The inquiry is being conducted substantially with the aid of computers.
The Court of Appeal was informed, without contest, that
counsel, the
Commissioner and others have computer screens before them. Documents are not
shown to witnesses in hard copy, nor are
they available in that form in the
inquiry room. Instead, they are stored on computer, and flashed on a screen
for the witnesses
to examine. Similar arrangements have been made in relation
to the transcript. Counsel have a terminal or screen providing access
to
evidence within moments of it being given. Mastery of this equipment requires
some training or experience. The way in which the
inquiry is being conducted
is sophisticated and an advance on the ordinary procedures which have hitherto
been followed in courts,
tribunals and inquiries.
(3) There is a vast amount of submission material provided for Mr Kalajzich.
It is said that it runs into many volumes.
(4) Some material, the subject of a ruling by the Commissioner, is not
available to lay witnesses at all, but is retained in counsel's
chambers, to
be accessed by counsel in the absence of their clients.
(5) It was proved, and not seriously contested, that neither Mr Canellis nor
Mr Elkins had the computer skills or the level of education
or training
necessary to access the relevant material on computer. Similarly, it was
proved, and not seriously contested, that they
were unable to master the
intellectual feat of reading, analysing and understanding the relevant data
(written and electronic) in
a way that could be expected of trained counsel
assisted by experts. The evidence before the Court of Appeal indicates that
senior
counsel assisting the inquiry had recommended the provision to the
inquiry of "computer equipment and staff experienced in computerised
litigation support". That support being beyond the expertise of the Department
supporting the inquiry, a private company was engaged
to provide technical
services and computer equipment.
22. The budget for what was then an estimated six months' inquiry, covering
the Commissioner, two counsel assisting, four personal
staff, an assistant
solicitor, an executive officer, a judge's associate, a sheriff's officer, the
computer services, court reporting
and witnesses' expenses, and other costs,
came in at $1,358,000. Kirby P estimated that the minimum public cost of the
inquiry is
of the order of $3.5 million. The longer the inquiry continues, the
greater the cost will be.
The first respondents' applications to the Commissioner
23. The first respondents then took the matter up with the Commissioner,
pointing out that the sum provided was quickly exhausted.
Although Mr Elkins
did not ask for an adjournment or stay, he was affected adversely in a
particular respect. Unless represented
by counsel, he had no alternative but
to attend the hearing in person in order to represent his interests
adequately. This course
would prejudice not only his changed identity but also
his employment. Counsel for Mr Canellis asked the Commissioner, "as a matter
of fairness", to stay the hearing permanently unless he could be represented
properly before the inquiry.
24. Counsel assisting the inquiry opposed this application on the ground that
the first respondents would not be called for two
months and that an
opportunity would be given to their representatives to attend when witnesses
were called. The Commissioner refused
the application, stating that he would
be "very willing" to grant an adjournment or do whatever he could to ensure
that the first
respondents' interests were protected. He stated that, if
counsel did not appear, he would endeavour to see that "justice is equal
on
both sides". The first respondents then commenced the proceedings in the
Supreme Court.
The case for Mr Kalajzich at the inquiry
as it adversely reflects on the first respondents
25. In the Court of Appeal, Kirby P set out in some detail the way in which
the case for Mr Kalajzich implicates the first respondents
and alleges serious
wrongdoing on the part of each of them. Mr Kalajzich accuses each of them of
giving wilfully false evidence
and he raises the question whether Mr Canellis
was the murderer of Mrs Kalajzich. Counsel for Mr Kalajzich presented a list
of topics
to the Commissioner at the beginning of the inquiry. Many of these
topics appeared to implicate Mr Canellis in the murder of Mrs
Kalajzich or in
a conspiracy with police officers to falsely accuse Mr Kalajzich of murdering
Mrs Kalajzich. It is central to Mr
Kalajzich's case that Mr Elkins gave false
evidence at the trial.
26. The police officers, who are represented at the inquiry and will give
evidence, have an interest in common with the first respondents
in denying Mr
Kalajzich's conspiracy case. To that extent, there will be interests
represented at the inquiry which will contradict
Mr Kalajzich. But the
contradiction may well be less than completely effective unless the first
respondents are able to present their
version of events and challenge Mr
Kalajzich's case with the advantage of legal representation.
The Court of Appeal
27. In the Court of Appeal, Kirby P rejected the argument that s.474G(4)
alone conferred upon the first respondents a right to publicly
funded legal
representation. However, his Honour considered that the application of the
common law principles of procedural fairness
extended, in the circumstances of
these appeals, to require the Commissioner to consider whether he should
refrain from exercising
his powers if he could only do so in such a way that
procedural unfairness would result. The effect of his Honour's reasoning is
best captured in the following passage:
"Although legislation fails to, and the common law does not, provide
an entitlement to publicly funded legal representation, this does not
mean, where an absence of such representation occasions serious
unfairness, that courts are without the facility of redress. It is
the duty of courts in proper cases to ensure justice, and to protect
against unfairness. Thus, in a criminal trial, courts may afford an
adjournment, or a permanent stay, to prevent such an injustice being
done. Or they may allow an appeal, and quash a conviction achieved,
as a result of such an injustice. See Dietrich ((3 Dietrich v. The
Queen [1992] HCA 57; (1992) 177 CLR 292 at 311. These consequences
are achieved, not by creating a new right at common law, but by
utilising the long established powers of supervisory courts, by
judicial review, to prevent the processes of the law themselves
becoming an instrument of oppression or unfairness.
Cf Dietrich ((4 ibid. at 317.). It is insufficient to say that the
donees of power will not be required to conduct proceedings which are
unable to be conducted fairly. The law requires that if that is the
only way in which the proceedings can be conducted, the repository of
the power must seriously consider whether, in the particular
circumstances, the power should be used at all".
28. The next step in his Honour's reasoning was to say that the Commissioner
exercised his statutory powers without due regard to
the first respondents'
entitlement to procedural fairness and this omission vitiated his decision.
The final step in the reasoning
was the conclusion that the statutory
entitlement under s.474G(4) of the first respondents to be present at the
inquiry and to examine
witnesses would not be satisfied if the first
respondents were unrepresented, given the complexity of the subject-matter of
the inquiry,
the wealth of factual detail, the technological facilities used
to collect and present it, the absence of access to some of it, except
by
counsel, and the level of education and experience of the first respondents.
Sheller JA's reasoning was much to the same effect
and Clarke JA expressed his
substantial agreement with Kirby P and Sheller JA
29. Kirby P sought to deflect the argument that the Court's decision would
encourage applications for a stay by all witnesses summoned
before inquiries
with the statement that the first respondents' "claim for relief rests upon
the very special circumstances of their
case".
The case for the appellant
30. The Solicitor-General for New South Wales submits that s.474G(4) does not
confer a right to publicly funded representation for
witnesses and that is
common ground. The Solicitor-General further submits that the common law of
Australia does not recognize any
entitlement of an accused at trial, let alone
a witness, to be provided with legal representation at public expense.
The principle in Dietrich v. The Queen
31. The Solicitor-General's submission that the common law does not recognize
an entitlement of an accused at trial to publicly
funded legal representation
is supported by all the judgments in Dietrich ((5) ibid. at 297-298 per Mason
CJ and McHugh J, 317 per
Brennan J, 330 per Deane J, 343 per Dawson J, 356 per
Toohey J, 364-365 per Gaudron J) At the same time, the principle established
by the decision in that case is that a court has jurisdiction to grant an
adjournment or order a permanent stay of proceedings at
a trial until such
time as an indigent person charged with a serious criminal offence is provided
with legal representation necessary
for a fair trial or resources for such
representation ((6) ibid. at 315 per Mason CJ and McHugh J, 357 per Toohey J,
374-375 per
Gaudron J). As the majority judgments made clear, that principle
is based on, and derives from, the accused's right to a fair trial
((7) ibid.
at 299 per Mason CJ and McHugh J, 326 per Deane J, 353 per Toohey J, 362 per
Gaudron J).
32. There is no suggestion in the majority judgments that a court could
exercise a similar jurisdiction in civil proceedings or
in committal
proceedings; nor do they suggest that such a jurisdiction could be exercised
in favour of an indigent person charged
with a criminal offence which is other
than serious. Furthermore, and this is of decisive importance in the present
case, the principle
in Dietrich is concerned with the right to a fair trial of
a party to criminal proceedings; the principle has nothing at all to say
about
the protection of the interests of a witness, let alone the protection of the
interests of a witness at an inquiry. Finally,
Dietrich enunciated a
principle governing the exercise of inherent jurisdiction by a court with
respect to proceedings in that court;
Dietrich did not consider the power of a
tribunal with respect to the adjournment or stay of proceedings for the
purpose of securing
legal representation for a witness. In that respect, a
Commissioner acting under s.475 does not possess express or inherent power
to
grant a stay. Certainly there is no express power in the section. And the
whole tenor of the section is against the existence
of any implied or inherent
power. The Commissioner is directed by s.475(4) to transmit to the Governor,
"as soon as shall be practicable"
every deposition taken under the section
"together with his report as to the conclusions to be drawn therefrom". No
other option
is available to the Commissionera ((8) See Grassby v. The Queen
[1989] HCA 45; (1989) 168 CLR 1 at 14-15).
33. To the extent that the decision was derived from the concept of the
accused's right to a fair trial, Dietrich may possibly be
regarded as a
manifestation of the rules of procedural fairness. But, for reasons already
stated, neither the decision nor the reasoning
in Dietrich supports the view
that the grant of a stay so as to ensure the securing of legal representation
for a witness at an inquiry
forms part of the requirements of procedural
fairness applicable to an inquiry.
Procedural fairness
34. However, their Honours in the Court of Appeal considered that their power
to grant declaratory relief of the kind declared stemmed
from the principles
governing procedural fairness. That these principles had some application to
the inquiry was conceded, and rightly
so, by the Solicitor-General. Section
474G(4) expressly recognizes the right of a person, being a witness whose
character might
be affected by the inquiry, to be present and to examine any
witness who attends the inquiry. In addition, as the Solicitor-General
acknowledged, it would be incumbent on the Commissioner to accord procedural
fairness to witnesses on whom, at the conclusion of
the evidence, he might
make adverse or unfavourable comments in his report ((9) National Companies
and Securities Commission v. News
Corporation Ltd. [1984] HCA 29; (1984) 156 CLR 296; Annetts
v. McCann [1990] HCA 57; (1990) 170 CLR 596.).
35. The principles of procedural fairness apply to administrative tribunals
as well as to the exercise of judicial power ((10) Kioa
v. West [1985] HCA 81; (1985) 159 CLR
550 at 584 per Mason J; Annetts (1990) 170 CLR at 598 per Mason CJ, Deane and
McHugh JJ; Grassby
v. The Queen.).
But it is well accepted that the content
of the requirements of procedural fairness and natural justice depend upon
the
circumstances
of the particular case or proceeding ((11)Reg. v. Commonwealth
Conciliation and Arbitration Commission; Ex parte
Angliss Group
[1969] HCA 10; (1969)
122 CLR
546 at 552-553 per curiam; National Companies and Securities Commission v.
News Corporation
Ltd. (1984) 156 CLR at
311-312
per Gibbs CJ) and that what is
required in an administrative inquiry is not to be equated to the requirements
as they apply
to the
exercise of judicial power. And, so far, the Dietrich
principle excepted, there is no authority for the proposition
that
the rules
of procedural fairness extend to a requirement that legal representation be
provided to a party at a trial, let alone
a
witness at
an inquiry. The
absence of authority is significant in that it is explicable by reference to
the fact that the interests
of a witness
at an inquiry under s.475 are
fundamentally different from those of an accused at trial. A witness does not
run the
risk of conviction
or that an adverse order will be made in respect of
the transactions which will be investigated at the inquiry.
As the
Commissioner's
authority under s.475 is confined to inquiring into doubts or
questions concerning the convicted person's
guilt, it is not the
Commissioner's
function to make findings against a witness or even to make
recommendations that a witness be
charged with an offence arising out
of the
transactions to be examined. Section 475(4) requires that the Commissioner's
report be
forwarded to the Governor or to the
Supreme Court, depending on the
source of the direction to inquire. The Governor is enjoined,
himself or on
the report of the Supreme
Court, to dispose of the matter "as ... shall appear
to be just". It is apparent that, once
the depositions and report have been
forwarded to the Governor, the Commissioner has no further function to
perform.
36. The question is not whether it is unfair, in some colloquial sense, for
the inquiry to proceed with the respondents unrepresented.
The question is
whether procedural fairness dictates that the inquiry may not proceed unless
the respondents are represented by
counsel. For the reasons already given,
procedural fairness does not dictate such a course in the case of witnesses at
an inquiry
under s.475.
37. It is, of course, possible that the Commissioner may ultimately proceed
to form conclusions or make comments which are adverse
or unfavourable to one
or both of the first respondents and that such conclusions or comments may
adversely affect reputation. As
we have mentioned, the Solicitor-General has
acknowledged that it would then be incumbent on the Commissioner to accord
natural justice.
Reputation is an interest which attracts the protection of
the rules of natural justice (12) Ainsworth v. Criminal Justice Commission
[1992] HCA 10; (1992) 175 CLR 564 at 578 per Mason CJ, Dawson, Toohey and Gaudron JJ), though
an interest in reputation is not to
be compared with
an accused's interest in
contesting a conviction for an offence. Whether the present inquiry might
result in adverse
or unfavourable
conclusions or comments, whether they might
be of such a kind as to attract the rules of natural justice and what
the
content of
those requirements would be cannot be answered at this stage of the
inquiry. Much would depend upon the nature of
the conclusions
or comments and
the foundation offered for such conclusions or comments. However, in the light
of what we have already
said in rejecting
the suggested extension of the
Dietrich principle, we do not consider that the content of the rules of
procedural
fairness would
extend to the provision of legal representation or
the grant of a stay to ensure the provision of such representation.
38. In addition to the considerations mentioned earlier, the absence of power
in the Commissioner to make an order for funding of
legal representation for a
witness or to grant a stay for the purpose of ensuring that representation is
a telling argument. The
rules of procedural fairness cannot compel a
decision-maker to do what he or she lacks power to do. Moreover, the
potential application
of the Dietrich principle in a subsequent trial of the
respondents or either of them, in the event that such a trial should
eventuate,
weakens the case for suggesting that publicly funded representation
at the inquiry is part of the content of the rules of procedural
fairness.
39. Indeed, despite the Court of Appeal's attempt to place this case in an
exceptional category, it is difficult to see how the
grant of a stay in the
present case could be distinguished in a principled way from other cases in
which indigent witnesses at an
inquiry are exposed to adverse findings,
recommendations, conclusions or comments, whether leading to the institution
of criminal
proceedings or not. The Court of Appeal's reliance on s.474G(4)
provides an apparent point of distinction. But that sub-section
does not
import the Dietrich principle into the inquiry under s.475 or import publicly
funded legal representation as an incident
of procedural fairness. The
absence of any principled distinction leads to the comment that the cost to
public funds of the provision
of legal representation of witnesses exposed to
adverse findings, recommendations, conclusions or comments could be very
considerable.
40. In the present case, it may well be that the Commissioner could devise an
appropriate procedure which would give the first respondents
an adequate
opportunity to challenge or test the foundation for any adverse conclusions or
unfavourable comments and to controvert
them, should it eventuate that such
conclusions or comments may be formed or made.
41. It was for the foregoing reasons that we allowed the appeal and
participated in the making of the orders made on 5 May 1994.
BRENNAN J The Hon. J.P. Slattery, AO, QC, a retired Judge of the Supreme Court of New South Wales was appointed pursuant to s.475(1) of the Crimes Act 1900 (N.S.W.) ("the Act") as a "prescribed person" to conduct an Inquiry into doubts or questions as to the guilt of Andrew Kalajzich of offences relating to the murder of Mrs Kalajzich. (I shall refer to Mr Slattery as "the Commissioner", the term used in the judgments below.) The judgment of the majority states the circumstances which led to that appointment. The respondents, Messrs Canellis and Elkins (the name of Mr AB before his identity was changed), were witnesses at the trial of Mr Kalajzich and the Commissioner, in accordance with s.474G(4) of the Act, has permitted them "to be present at the inquiry and to examine any witness who attends the inquiry". Messrs Canellis and Elkins exhausted the limited funds provided to them by the Legal Aid Commission of New South Wales and they applied to the Supreme Court for an order staying the Inquiry until such time as the State of New South Wales or the Legal Aid Commission should undertake to pay the necessary and proper costs for their legal representation before the Inquiry. They joined the Commissioner, the State and the Legal Aid Commission as respondents to their applications.
2. As there were grounds for believing that Mr Kalajzich would assert before
the Inquiry that Messrs Canellis and Elkins were involved
in the murder of Mrs
Kalajzich and that he, Mr Kalajzich, was not so involved, it was clear that
the conduct of the Inquiry and the
Commissioner's Report thereon were apt to
affect the interests of Messrs Canellis and Elkins. An adverse report might
expose them
to the risk of prosecution for the murder of Mrs Kalajzich. At
least an adverse report would be damaging to their reputations and
that is
enough to entitle them to procedural fairness in the conduct of the Inquiry
(13) National Companies and Securities Commission
v. News Corporation Ltd.
[1984] HCA 29; (1984) 156 CLR 296; Annetts v. McCann [1990] HCA 57; (1990) 170 CLR 596 at 599, 608-609,
621;
Ainsworth v. Criminal Justice
Commission [1992] HCA 10; (1992) 175 CLR 564 at 576, 578, 592;
Johns v. Australian Securities
Commission (1993) 178 CLR 408 at 471). Where
procedural
fairness in a particular respect is not accorded in the
exercise of
a power, the power is exceeded ((14)
Anisminic Ltd. v. Foreign
Compensation
Commission [1968] UKHL 6; (1969) 2 AC 147
at 171, 195; Ainsworth v. Criminal Justice
Commission (1992) 175 CLR at 584-585; see also
F.A.I. Insurances Ltd.
v.
Winneke [1982]
HCA 26; (1982) 151 CLR 342 at 372, 376, 408-409; Kioa v. West [1985] HCA 81; (1985) 159 CLR
550.) unless the statute conferring
the power or under which the power is
conferred exempts the repository of the
power from the duty to accord
procedural fairness in
that respect ((15) F.A.I. Insurances Ltd. v. Winneke
(1982) 151 CLR at 362,
377; Builders' Registration Board of Queensland v.
Rauber
(1983) 57 ALJR 376 at 385; 47 ALR 55 at 71). The exemption may be
express
or it may be implied - either from the statutory context
or from the
nature of the power itself ((16) Twist v. Randwick Municipal
Council (1976)
136 CLR 106 at 109-110; J
v. Lieschke [1987] HCA 4; (1987)
162 CLR 447 at 456-457).
3. Where the repository of a power is bound to accord procedural fairness in
a particular respect but fails to do so, the remedies
of judicial review are
available to a person whose interests are affected by the failure. If none of
the prerogative writs or remedies
analogous thereto is available or is likely
to be effective, the court may not be able to do more than give declaratory
relief. That
was the relief given in Ainsworth v. Criminal Justice Commission
((17) (1992) 175 CLR at 581-582, 595-597.) and in Johns v. Australian
Securities Commission ((18) (1993) 178 CLR at 431, 437, 463).
4. If the Commissioner, being bound to accord procedural fairness to Messrs
Canellis and Elkins, had failed to do so or had been
proposing not to do so in
the conduct of the Inquiry, the Supreme Court of New South Wales had
jurisdiction to make a declaration
accordingly and to make any further order
appropriate to ensure that the Commissioner acted within the powers conferred
on him.
O'Keefe CJ in Comm.D. dismissed the applications by Messrs Canellis
and Elkins for a stay but on appeal the Court of Appeal set aside
his Honour's
order and made a declaration that:
"The continuation of the hearings of the inquiry into the convictionThe Court further ordered:
of Mr Andrew Peter Kalajzich, presently being conducted by the first
respondent, to the extent that and insofar as the same may affect the
interests of the appellant, would without proper and reasonable legal
representation of the appellant, constitute a breach of the legal
requirements of procedural fairness".
"Liberty be reserved to any party, upon one day's notice to theKirby P made the declaration on the footing that the Commissioner would have no power to continue the Inquiry unless legal representation were provided for the respondents. His Honour said:
others, other than the Legal Aid Commission (third respondent), to
restore the proceedings to the list before the Court of Appeal for
any further order, including any order providing for a stay of the
further hearing of the inquiry by the Hon J P Slattery (first
respondent)."
"once the appellants establish that they are suffering a relevantSheller JA, holding that the Court was "exercising its supervisory jurisdiction to ensure that the requirements of procedural fairness are adhered to in the conduct of inquisitorial proceedings" considered "that procedural fairness requires that the Inquiry in so far as it may affect the interests of the appellants should not proceed unless and until the appellants are provided at the public expense with the necessary and proper costs for their legal representation". Clarke JA agreed with both Kirby P and Sheller JA in respect of the propositions cited. On the approach taken by the Court of Appeal, the question is whether the Commissioner failed to accord procedural fairness to Messrs Canellis and Elkins in proceeding to conduct the Inquiry when they had not been given "proper and reasonable legal representation".
derogation from their legal right to have the Commissioner exercise
his statutory powers, with due regard to their entitlement to
procedural fairness, the impugned conduct of the Commissioner is
invalid. It is outside his grant of power. The only debate,
therefore, can be about the form of the relief, if any, to which the
established default entitles the appellants."
5. The jurisdiction of judicial review exists to supervise the exercise of a
statutory power by the repository of a power and the
court has no jurisdiction
in judicial review to direct an authority other than the repository of the
relevant power to act in a particular
way. There was no application for
judicial review of any decision made by the respondents other than the
Commissioner. Therefore,
on the applications made to the Court, no order of
the Court of Appeal could properly have been directed to the State or to the
Legal
Aid Commission. The jurisdiction invoked could lead to no order other
than an order which either compelled the Commissioner to exercise
his powers
in a lawful manner or for a purpose for which those powers were conferred or
restrained the Commissioner from acting unlawfully
or for an improper purpose.
Yet the Commissioner had no authority to secure legal representation for
witnesses nor any jurisdiction
to order the State or the Legal Aid Commission
to provide Messrs Canellis and Elkins with legal representation.
6. In substance, however, the declaration was made by the Court of Appeal in
order to direct the State or the Legal Aid Commission
that one or other of
them should provide legal representation for Messrs Canellis and Elkins and
liberty to restore the matter to
the list was given in order to assert the
Court's supposed jurisdiction to stay the Inquiry if legal representation were
not provided.
Kirby P said that, if necessary the Court would order a stay of
the Inquiry "until it was plain that it would be conducted under
conditions
that conformed to the necessities of procedural fairness". The Court of
Appeal had in truth no jurisdiction to give the
direction inherent in the
declaration to the State or the Legal Aid Commission nor, in my opinion, did
the circumstances authorize
an order, or threatened order, to stay the Inquiry
if legal representation were not provided.
7. The Commissioner was under a statutory duty to conduct the Inquiry and
that duty was not conditioned on the provision by the
State or by the Legal
Aid Commission of legal representation for Messrs Canellis and Elkins. The
Inquiry was ordered to inquire
into matters relating to Mr Kalajzich's
conviction. The Commissioner's duty to conduct the Inquiry was not to be
abrogated by a
failure by the State or by the Legal Aid Commission to provide
legal representation for Messrs Canellis and Elkins.
8. Counsel for Messrs Canellis and Elkins sought a supporting analogy for the
present case in Dietrich v. The Queen ((19) [1992]
HCA 57; (1992)
177 CLR 292). In that
case, a majority of the Court held that a person charged with a criminal
offence has a right
to a
"fair trial"
and that the trial of an unrepresented
and indigent person charged with a serious criminal offence would generally
be
"unfair" ((20)
ibid. at 311, 357, 374-375; and see 331) and should not proceed
except in exceptional cases or compelling circumstances
((21) ibid.
at 311,
357). It was contended that, as legal representation was essential to
procedural fairness in the circumstances
of the present
case, the Inquiry
should not proceed until legal representation for Messrs Canellis and Elkins
was assured. For my
part, I would
not extend Dietrich beyond its necessary
field of application. For reasons which I advanced in that case ((22) ibid.
at
323-325),
I would deny the court any jurisdiction to control the decisions of
the executive government in providing legal aid
except where
the decision to
refuse legal aid is judicially reviewed as being beyond or in abuse of power.
In Dietrich, I expressed
the view that
a court may not lawfully refuse to
exercise its criminal jurisdiction merely because the executive government has
failed
to provide
an accused person with legal representation ((23) ibid at
324). Although that was a minority view, the reasons which
I there advanced
for denying the correctness of an order staying a criminal trial until legal
representation is provided to an accused
apply with
even greater force to a
Commissioner appointed under s.475 to conduct an Inquiry.
9. The manifest purpose of s.475 is to provide the means by which the
Governor or the Supreme Court, as the case may be, is to be
informed about any
doubt or question that has arisen as to the guilt of a convicted person or any
mitigating circumstance in the
case. The person appointed to conduct the
Inquiry is directed to summon and examine on oath all material witnesses and
to transmit
the depositions "as soon as shall be practicable" together with a
report of the conclusions to be drawn therefrom to the Governor
or to the
Supreme Court, as the case may be. The duty to comply with the statute is not
expressly or impliedly qualified by or conditioned
upon the legal
representation of any witness who is summoned to give evidence. The interests
of a witness in the conduct of an Inquiry
may be substantial but they are
different in kind from the interests of an accused person in a criminal trial.
10. If any analogy were to be drawn between Dietrich and an Inquiry under
s.475 of the Crimes Act, the analogy would be between
the interests of the
accused person in a criminal trial and the interests of the convicted person
whose
guilt of the offence for
which he has been convicted is the subject of
the s.475 Inquiry. In this case, Mr Kalajzich's interest
in having the
Inquiry conducted
into his guilt would be prejudiced by an order staying the
Inquiry. Clearly his interests in having
the Inquiry conducted should
prevail
over the interests of witnesses at the Inquiry. It is satisfactory to note
that, although that
consideration is not the reason
why the appeal should be
allowed, it is the result of allowing the appeal.
11. There was no failure on the part of the Commissioner to accord procedural
fairness to Messrs Canellis and Elkins and for that
reason I concurred in the
making of an order allowing the appeal.
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