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High Court of Australia |
JACKSON v. HARRISON [1978] HCA 17; (1978) 138 CLR 438
Negligence
High Court of Australia
Barwick C.J.(1), Mason(2), Jacobs(3), Murphy(4) and Aickin(5) JJ.
CATCHWORDS
Negligence - Public policy - Driver of motor car disqualified from driving - Passenger aware of disqualification - Joint commission of offence - Whether defence to action by passenger for damage sustained through driver's negligence.
* Section 91 (1) of the Motor Vehicles Act 1959 (S.A.) provides: "A person
shall not drive a motor vehicle on a road while his licence is suspended or
while he is disqualified from
holding and obtaining a licence. Penalty:
Imprisonment for six months."
HEARING
Adelaide 1977, September 1-2.DECISION
1978, May 16.
2. In fact, the respondent did so inform the parents of the appellant and did
drive the car as thus planned. Also as planned, the
respondent and the
appellant from time to time drove the car on the public roads, travelling from
Adelaide to Port Augusta. I need
not detail what they did there, though the
extent to which they consumed liquor may have played its part in the ultimate
result.
Suffice it to say that whilst the car was travelling easterly on the
Quorn-Port Augusta Road near Stirling North, due to the appellant's
negligence
in driving the car, it swerved across the roadway and collided with vehicles
stationary on the unsealed verge of the roadway.
Both young men were injured.
(at p440)
3. The respondent sued the appellant in the Supreme Court of South Australia
for damages, asserting the causal negligence of the
appellant. The Supreme
Court (Mitchell J.), finding that the appellant was driving the car at the
time and that he did so negligently,
assessed the damages for the respondent's
injuries in the sum of $30,500. (at p441)
4. But the learned judge found that "the venture upon which they set out was
to drive to and from Port Augusta, each intending to
drive some of the way,
notwithstanding that he was disqualified from holding a driver's licence and
each being well aware that the
other would also be committing an offence of
driving under disqualification". Because of the provisions of the Motor
Vehicles Act, 1959 (S.A.), as amended, and of the provisions of the Justices
Act, 1921 (S.A.), as amended, the judge said: "I have no doubt that each
of
the plaintiff and the defendant could have been successfully prosecuted for
the offence of driving whilst his licence was suspended
at any time during the
trip to and out of Port Augusta when either of them was driving the vehicle."
The penalty for such an offence
is imprisonment for six months. "So that at
the time of the accident each of them was committing the offence of driving
under disqualification;
this was a joint venture and each was committing the
same offence at all times during the trip to and out of Port Augusta." (at
p441)
5. With these findings I fully agree. Indeed, throughout the subsequent
proceedings in the case, I do not understand them to have
been challenged. (at
p441)
6. Having carefully reviewed a number of decisions, including the decision of
this Court in Smith v. Jenkins [1970] HCA 2; (1970)
119 CLR 397
the judge concluded: "The
instant case seems to me to fall squarely within the class in which the law
refuses
to recognize
a duty
of care by one wrongdoer to another." Accordingly,
there was judgment for the appellant. (at p441)
7. On appeal from that decision, the Full Court of the Supreme Court by
majority (Bray C.J. and King J., Hogarth J. contra) set
aside the judgment and
entered a verdict and judgment for the respondent for the sum of $30,500
(1977) 16 SASR 182 . (at p441)
8. The appellant now seeks by appeal to this Court to restore the verdict in
his favour entered by the trial judge. (at p441)
9. Because of the views expressed in the Supreme Court, it will be necessary
to canvass some of the decided cases and to endeavour
to express the
principles to be applied to the facts as found at the trial. (at p441)
10. Any such review must begin with Smith v. Jenkins, a unanimous decision of
this Court, binding both as to its result and the
principles common to the
reasons of a majority of the participating Justices upon the courts of the
States. The facts of that case
are important. The plaintiff and the driver of
the car, whom he sued for damages for injuries received through the driver's
negligent
management of the car, had joined in knowingly using someone else's
car in breach of a section of the Crimes Act 1958 (Vict.). For such an illegal
use of a car, the penalty was a fine or imprisonment. (at p442)
11. This Court held the plaintiff had no cause of action in negligence
against the driver. The ground on which the Court was unanimous
in reaching
that conclusion was that the plaintiff was injured whilst he and the driver
were jointly participating in an act which
was a punishable offence, in that
case a breach of a Crimes Act. The jurisprudence explaining that ground was
not expressed by each
Justice in identical terms: but that circumstance, about
which
I shall say something, in no wise detracts from the principle,
unanimously
adopted, namely, that the joint participation in the commission
of
the offence in that case precluded either of the participants
from recovering
from the other damages for injuries received in
the performance of the
offence. Perhaps the simplest statement of
the principle is to be found in
Lord Lyndhurst's judgment in Colburn
v. Patmore [1834] EngR 55; (1834) 1 CM & R 73, at p 83
[1834] EngR 55; (149 ER 999, at p
1003)
: "I know of no case in which a person who has
committed an act, declared by the law to be criminal, has
been permitted to
recover
compensation against a person who has acted jointly with him in the
commission of the crime." It is evident
that Lord Lyndhurst
referred
to
compensation for something occurring in the course of or related to the
commission of the offence.
With his Lordship's
view, two
of the Barons of the
Exchequer, Bolland and Alderson, agreed and a third (Gurney) entertained "a
strong
opinion" (1834)
1 CM & R,
at p 84, (149 ER, at p 1004) . (at p442)
12. What was not decided in Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397 was a
definitive description of the nature of the
offences to which
the stated
principle applied. It is convenient,
in my opinion, in this case to discuss
that question though, in
my opinion, the offence
in the commission of which
these parties
participated was in socially essential respects of the same
order
as the offence in Smith
v. Jenkins. (at p442)
13. However, before proceeding further, I should refer to the differing
explanatory expressions in Smith v. Jenkins of the stated
principle. (at
p442)
14. My view, compendiously expressed, was that the relationship of the
participants in the commission of the offence was not one
which gave rise to a
duty of care the one to the other in relation to the performance of the acts
making up the offence: this was
so, in that case, not simply because either
was doing an illegal act but because they were participating in the commission
of the
same offence. I did not favour the view that the Court in point of
public policy should deny its assistance to the enforcement of
the breach of
an obligation acknowledged to exist: rather, the common law, which the
plaintiff had called in aid, refused to create
a duty of care as between the
participants in the offence in relation to things done or omitted in the
course of committing the offence.
They were joint adventurers in crime and not
neighbours in the sense of Donoghue v. Stevenson (1932) AC 562 . (at
p443)
15. In substance, in my opinion, Kitto J. shared that view. He accepted the
formulae of Scrutton L.J. in Hillen v. I.C.I. (Alkali)
Ltd. (1934) 1 KB 455,
at p 467 . Such participants in the offence had "no legal rights inter se"
(1970) 119 CLR, at p 403 . (at p443)
16. Perhaps, with due respect, it is not so clear whether Windeyer J. adopted
a single explanation. His several possible explanations
may be read (1970) 119
CLR, at p 422 . (at p443)
17. As I read Owen J.'s reasons for judgment, he shared the view that the
plaintiff failed because the act of which complaint was
made in the action
occurred in the commission of an offence against the criminal law in which the
plaintiff was at the time participating:
the offence was committed jointly and
in concert: "... the law does not recognize the relationship between two
criminals who are
jointly engaged in carrying out a criminal venture as being
one which gives rise to a duty of care owed by the one to the other in
the
execution of the crime" (1970) 119 CLR, at p 425 . (at p443)
18. Walsh J., whilst not attempting a universally applicable formula, said
(1970) 119 CLR, at p 432 : "The relationship of the parties
and the act of
which the respondent complains were such that no right of action based upon
the manner in which that act was performed
could arise." (at p443)
19. Thus, it can properly be said, in my opinion, that there was a clear
majority of the Court for the explanation that the relationship
of one
participant to another in the commission of an offence is not such as to give
rise to a duty of care inter se in relation
to acts done in the commission of
the offence. (at p443)
20. It was quite clear that the Court did not limit its decision to acts in
the commission of the offence which were causally related
to the injuries
received. It was clear from the decision of the case that the principle did
extend to acts done in the commission
of the offence, though the immediate
cause of the injuries was not part of the agreement to participate in the use
of the car, nor
itself an element in the illegality of that use. (at p444)
21. The factual situation with which the Court was there dealing called for
no discussion of the limits to the range of acts which
might fall within the
scope of the decision. Nor, it could probably be said, in my opinion, do the
facts of the instant case. The
act of which the respondent complained in this
case was done in using the car in the agreed manner, i.e. by unqualified
drivers,
just as the act complained of in Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397
was done in the illegal use of the car. But,
having regard to
what has been
said in the reasons for judgment
of the Full Court and what has been written
in legal commentary,
it is appropriate,
in my opinion, that something be now
said on
the point. Also, it would be appropriate to say something as to the
relationship of
the act of which complaint is made to the offences
the object
of the joint venture. This is particularly so because
decisions of
the Supreme
Court of New South Wales have to some extent
entered into that matter; that is
to say, as to the extent
of the area of
activity within which, because of the
common illegal purpose,
the acts of the participants do not give rise to a
duty
of care. I
shall first turn to the latter matter. (at p444)
22. In Godbolt v. Fittock (1963) SR (NSW) 617 , the Supreme Court of New
South Wales held that one of two people who had joined
together to steal
cattle was not entitled to recover damages from the other of them for injuries
received by the negligence of that
other in driving the vehicle by which
stolen cattle were being conveyed for disposal. Quite properly, in my opinion,
no narrow view
was taken of the scope of the criminal venture. It was not
limited to the act of theft which included the removal of the goods from
the
owner's possession but included at least the subsequent disposal of the stolen
property. The result of the case might be expressed
as denying a cause of
action in respect of an act done in the performance of the venture, treating
the disposal of the stolen cattle
by taking them to market as part of its
illegality; or it might be expressed as denying a cause of action in respect
of an act done
in furtherance of the venture, treating it as complete when the
theft itself was complete: that is to say, on that view a cause of
action was
denied in respect of an act incidental to the complete accomplishment of the
common purpose. Sugerman P. treated the act
there complained of as "directly
connected with the execution of the criminal purpose" (1963) SR (NSW), at p
624 . (at p445)
23. In Bondarenko v. Sommers (1968) 69 SR (NSW) 269 , several people combined
to take and use a motor car in breach of s. 154A of the Crimes Act, 1900
(N.S.W.). In the course of using it they raced another car during which the
car, which had thus been taken, overturned, injuring
one of those who had
combined to take and use it. The Supreme Court affirmed the view that the
injured person was without remedy
because of the illegality of the taking and
the use of the car. Here again no narrow view was taken of the scope of the
joint venture.
The racing of the car was accepted as part of the illegal use.
Indeed, the trial judge in the case had treated the racing of the
car as a
purpose of the joint venture. But, in any case, the racing of the car in the
circumstances in which it was carried out,
which was the cause of its
overturning, could be said to be directly related to the taking and use which
formed the offence under
the Crimes Act. (at p445)
24. It seems to me that where there is a joint venture to do an act
punishable by fine or imprisonment, no narrow or pedantic view
should be taken
of the nature and scope of the arrangement between the parties when applying
the principle of Smith v. Jenkins and
that the consequence to one of the
participants of any act done in furtherance of the arrangement or in obtaining
the benefit of
having carried it out should not give rise to a cause of
action. The relationship of those participants should not be regarded as
giving rise to relevant rights or duties. The public policy which the denial
of a cause of action in such circumstances is designed
to serve is not
satisfied if the miscreant is not denied rights against his co-participant in
the commission of the offence in respect
of acts related to that commission.
(at p445)
25. Clearly, in my opinion, the principle of Smith v. Jenkins extends to all
acts done in the course of the commission of the offence.
In my opinion, it
also extends to all acts done in furtherance of that purpose to commit the
offence, e.g. acts done to reap the
benefit of the crime. It may be sufficient
in most cases to say that the act complained of was directly connected with
the commission
of the offence, though this limitation may possibly in some
circumstances prove too confining. Because the principle is limited to
the
relationship inter se of the participants in the commission of an offence, it
may be proper to include acts indirectly connected
with the accomplishment of
the joint purpose. However, in this connexion Lord Asquith's remarks in
National Coal Board v. England
(1954) AC 403, at p 428 must be borne in mind
although they were made in a somewhat different connexion. At present I am
content
to extend the area within which the relationship of co-adventurers in
a criminal offence will not give rise to mutual duties to acts
directly
related to the commission of the offence and to the gathering of the fruits
thereof. (at p446)
26. There remains for discussion, as it seems to me, two matters: first, the
place the construction of the statute creating a cause
of action or of the
statute creating the offence takes in deciding whether there is a cause of
action between the participants in
committing the offence and, secondly, to
what offences does the principle extend. (at p446)
27. It is important in relation to the first of these matters to point out
that the principle of Smith v. Jenkins
[1970] HCA 2; (1970) 119 CLR
397 is essentially
limited to the case where plaintiff and defendant have been parties to the
commission of an offence
and the act
complained of is in some way connected
with the commission of the offence. It has nothing to say on the radically
different
question
whether illegal conduct on the part of a plaintiff
precludes success upon a cause of action against a defendant unconnected
with
that illegal conduct. Reliance has been placed in the discussion in this case
of what was decided and said in Henwood v. Municipal
Tramways Trust (S.A.)
[1938] HCA 35; (1938) 60 CLR 438 . But, in my opinion, that decision and what was there said
about the construction
of the
statute is not directly
relevant to the
principle of Smith v. Jenkins. In Henwood's Case, a plaintiff was in breach of
a regulation
in placing his arm where
he did in relation to the train carriage
in which he was riding. He was not for that reason disentitled
to succeed
against a defendant
who was in breach of an acknowledged duty of care towards
him. His cause of action arose at common
law and not out of any statute.
Thus
no question arose in that case of the construction of a statute creating the
cause of action.
But it was held to be material
to consider whether the
statutory provision creating the offence intended a denial of some civil
remedy
to a person in breach of
it. (at p446)
28. Windeyer J. in Smith v. Jenkins, in a passage of his reasons with which I
agreed, pointed out that in such a case as that with
which Smith v. Jenkins
dealt, one might need to consider whether the statute creating the offence of
which the parties were in breach
gave a civil remedy to a person injured in
committing the breach - a quite unlikely possibility, in my opinion. But the
two references
to the construction of the statute - that in Henwood's Case and
that in Windeyer J.'s remarks in Smith v. Jenkins are, in my opinion,
quite
disparate and unconnected. In a case falling within the principle of Smith v.
Jenkins, there is no need to construe the statutory
provision to ascertain
whether it intends to deny a civil remedy: but rather to ascertain whether it
gives a remedy. Further, the
principle of Smith v. Jenkins extends to a joint
venture to commit a common law offence, though in these times offences
predominantly
derive from statute. A defence of illegality, i.e. that the
plaintiff at the time his cause of action arose was in breach of a statute,
is
in my opinion in a different field of discourse altogether from a defence that
the plaintiff has no cause of action against a
defendant because of their
joint participation in an illegal activity. Reasoning apt in the former
connexion is not, in my opinion,
directly appropriate to the latter. (at
p447)
29. In the discussion of the instant case in the Supreme Court and in this
Court, reference has been made to the decision of the
Supreme Court of New
South Wales in Andrews v. Nominal Defendant (1965) 66 SR (NSW) 85 . Walsh J.,
then a member of that Court, delivered
the leading judgment. The question
arising in that case upon the demurrer to the sixth plea was whether the fact
that the car had
been used without having been insured, contrary to s. 7 (1)
of the Motor Vehicles (Third Party Insurance) Act, 1942-1962 (N.S.W.),
was an
answer to a claim made under s. 30 (1) of that Act. In the circumstances of
the case, there was no other cause of action available
to the plaintiff,
though to make it out negligence on the part of the driver of the car had to
be established. Walsh J. pointed out
that it was not alleged that the
plaintiff was the owner or entitled to the immediate possession of the car.
Thus the case as under
the sixth plea was not one in which the plaintiff was
said to be in breach of the obligation to insure the car, though he was in
breach of s. 7 (1) in that he had authorized the use of the car which was in
fact and to his knowledge uninsured. It was thus a case
of a cause of action
exclusively occurring under a statute which also created offences. His Honour
could not construe s. 30 (1) under
which the claim was made by the plaintiff
as available only to persons who were not in breach of s. 7 (1) of the Act. He
relied upon
the general principle that a statutory remedy is available to a
person who qualifies according to its terms notwithstanding that
he is in
breach of some provision of the statute, unless the statute evinces an
intention for that reason to deprive him of the benefit
of the cause of
action. The contrast between that principle and that availed of in Smith v.
Jenkins [1970] HCA 2; (1970) 119 CLR
397 is quite evident
and needs no demonstration. (at
p448)
30. But the reasons for judgment in Andrews' Case indicate that the purpose
of the creation of the offence in the statute in s.
7 (1) there material was
merely the insurance of the vehicle. It was unrelated to the safety and health
of the individual or the
protection of property. It was merely machinery to
effect the legislative intent to secure the insurance of the car. The same
could
be said of the offence created by s. 6 of the Motor Traffic Act,
1909-1961 (N.S.W.) which was the subject of the seventh plea. Consequently,
the demurrer to that plea suffered the same fate as the demurrer to the sixth
plea. (at p448)
31. It thus seems to me, as evidently it did to Walsh J., that the decision
in Andrews' Case has no bearing on the decision of Smith
v. Jenkins (1970) 119
CLR, at p 434 . It has no bearing, in my opinion, upon the decision of the
instant case. As I have said, in
my opinion illegality as a basis for
deprivation of the benefit of a cause of action is in a different universe of
discourse to the
principle of Smith v. Jenkins. (at p448)
32. Henwood's Case [1938] HCA 35; (1938) 60 CLR 438 ; Cakebread v. Hopping Brothers
(Whetstone) Ltd. (1947) 1 KB 641 ; National
Coal Board v. England
(1954) AC
403
and Andrews' Case (1965) 66 SR (NSW) 85 all relate solely to the conduct
of the plaintiff. Public
policy might well
have caused the
courts to go
further than they have in allowing the plaintiff's illegal acts related to the
injuries
sustained to
deprive him of
the benefit of an accrued cause of
action. But, as Henwood's Case illustrates, the courts have in general
not
followed
that course.
I did not favour it as an explanation of the principle
of Smith v. Jenkins. The public policy of depriving
a plaintiff
of the benefit
of an acknowledged cause of action because of illegality on his part has been
left to the expression of
the legislature.
Hence the
need to find the denial
of the benefit of the cause of action in the construction of the statute. In
this
connexion, some
hankering
after a causal relationship between the act
causing injury and the illegality is sometimes evidenced. But,
in my opinion,
causation
is not a necessary element, even in the case of an illegal act on
the part of the plaintiff. If the plaintiff's
own illegal
act were
the cause
of the mischief of which he complains, the question might have arisen whether
that circumstance was
disqualifying
or merely
ground for reduction of the
damages suffered because of the plaintiff's own contribution to the result.
But,
if the latter
is the
only consequence, as the decisions would suggest,
the illegality of the causative acts seems to add nothing.
The contribution
would
be exacted because the plaintiff's act itself was causally related to
the event. (at p449)
33. It is probably convenient at this point to refer to this Court's decision
in Progress & Properties Ltd. v. Craft [1976]
HCA 59; (1976) 135
CLR 651 . My own view of the
nature of the joint venture in that case sufficiently appears from what I then
wrote.
The
majority of
the Court seem to have taken the view that there was no
common action by the hoist driver and the plaintiff but only
separate acts
on
the part of each. (at p449)
34. But the majority seems also to have taken the view that the principle of
Smith v. Jenkins has no application to the breach of
a regulation designed to
secure the safety of the plaintiff. I confess, with the utmost respect, not to
understand why this should
be so. Reasoning in Cakebread's Case and some
expressions in National Coal Board v. England would lead to such a conclusion
in cases
where it is the illegal act of the plaintiff which is said to
preclude the enforcement of a cause of action. That conclusion has
been
accepted because the construction of the statute giving the cause of action
was under consideration. The place the reasoning
occupies in such a case is
best seen, in my opinion, in Lord Cohen's judgment in Cakebread's Case (1947)
1 KB, at pp 654-655 . But,
as I have said, those cases were concerned, not
with rights inter se of participants in illegal conduct, but with the
consequence
of illegal conduct on the part of a plaintiff relying on a
statutory provision created for his benefit. (at p449)
35. In both Cakebread's Case (1947) 1 KB 641 and National Coal Board v.
England (1954) AC 403 , the court was concerned with illegal
acts of a
plaintiff. It was not concerned with the relative rights of the participants
in an offence. In the former class of case
an intention on the part of the
legislature to exclude the plaintiff was sought. Windeyer J. distinguished the
two situations by
what he said in Smith v. Jenkins (1970) 119 CLR, at p 416 :
"The question here is not, Is the plaintiff precluded from recovering
because
he was a wrongdoer? It is, Had the defendant a duty to the plaintiff to carry
out carefully the unlawful enterprise on which
they were jointly engaged?" The
need to construe the statute to find a depriving intention on the part of the
legislature thus arose.
The nature of the statute and the circumstance that it
was for the protection of the plaintiff were, of course, potent factors in
that construction. The reasoning in these cases seems to me to be inapt for
the decision of a case of joint participation in an alleged
venture. (at
p450)
36. It is noteworthy in this connexion that the fact that the factory
regulations had been enacted for the protection of workmen
did not deter
Scrutton L.J. from denying the existence of a duty in the employer where a
workman had himself breached the regulation:
see Hillen's Case (1934) 1 KB, at
p 467 . The policy of enforcing the regulation, passed for the benefit of a
class of whom the plaintiff
was one, appears to have been present to the minds
of the members of the Court of Appeal. Further, the fact that the legislation
was designed for the benefit of a class of whom the plaintiff was one does not
seem to have deterred the House of Lords in Imperial
Chemical Industries Ltd.
v. Shatwell [1964] UKHL 2; (1965) AC 656 . It would seem difficult to my view to resort to
the reasoning
in the cases of
Cakebread and National Coal Board
v. England in
which an employer and his workman conspired together to breach the
statute,
albeit
a statute upon breach of which a
civil cause of action could otherwise
be founded because the statute was intended
for the safety
and health of the
workman. It is
worth remarking that the cause of action founded upon the
breach of factory legislation
is the creation
of the courts. It is concluded
in such a case from the nature and purpose of the statute that the legislature
intended
that the penalty
provided for the breach
was not the only consequence
of the breach. It would seem difficult, in my opinion, to attribute
to the
legislature,
absent express
or compelling provisions, an intention to create a
cause of action between participants jointly
engaged in the breach
of its
relevant
terms. Certainly no such conclusion is suggested by Christiansen v.
Gilday (1948) 48 SR (NSW)
352 . (at p450)
37. This leads me to deal with the second question, namely, what are the
limits on the nature of an offence the commission of which
will fall within
the principle of Smith v. Jenkins? (at p450)
38. I have already indicated that the explanation of the principle was that
the Court did not in point of public policy deny the
plaintiff redress for
breach of an acknowledged duty of care. The principle was to deny the
existence of any relevant duty of care.
That denial was itself an expression
of public policy. That policy is that there shall be no civil rights between
those committing
an offence in respect of acts connected with that commission.
(at p450)
39. It seems to me that if the community takes the view that its law is of
such significance to the community and its welfare that
its breach should be
visited with punishment, it might be difficult in logic to place any offence
so created outside the policy which
finds its expression in the principle of
Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397 . It cannot matter that the community's
decision through
the legislature is expressed in a valid regulation rather
than in a statute. After all, to be valid the regulation
must be within
the
scope of the authority given by the legislature. The
principle cannot be
limited to offences created by Acts.
Nor can it be limited
to offences the
breach of which is necessarily visited
with imprisonment. Bray C.J. was
correct to say in his
reasons for judgment
in the instant case that I did not
intend so to limit
the principle in what I wrote in Smith v. Jenkins. Nor
can
the matter be resolved
by describing the offence as merely a traffic offence.
In the instant case, the seriousness of the offence
should not be so
minimized.
A motor car on a public road in unqualified or irresponsible
hands
can be a lethal instrument. The road
toll, not merely in number
of deaths but
in the number of injured persons and the nature
and extent of their injuries,
is tragic
evidence of that fact. The
disqualification of a person to drive a
car because of lack of
skill or because of irresponsible tendencies
is a means
whereby the
safety and health of the community is secured. I cannot accept
that the protection of property or possession
of a motor vehicle is
of more
consequence to the community than the safety and health
of its citizens: that
the principle of Smith
v. Jenkins extends to
theft or its equivalent but not
to conduct endangering health
or life. (at p451)
40. Sugerman P. in Godbolt's Case (1963) SR (NSW) 617 did not think that
every mutual disregard of some statutory regulation of
conduct necessarily
attracted the same consequence in point of public policy as did the facts of
the case before him. Windeyer J.
in Smith v. Jenkins offered some observation
of a not dissimilar kind. (at p451)
41. However logical a contrary view might seem, I think it must be conceded
that there are offences to which the principle does
not apply. I can imagine
such: e.g., an obligation to exhibit a number-plate on a car or a learner's
plate. Also there are many offences
the nature of which makes it highly
unlikely that a joint venture to commit them could occur. However, having
given the matter a
deal of consideration, I am myself both unwilling and
unable to specify by a verbal formula what offences punishable by fine or by
imprisonment are outside the scope of the principle of Smith v. Jenkins. As I
have indicated, I would not exclude offences created
under factory and shop
and like legislation. But, in my opinion, at least offences which have been
created to protect the safety
and health of individuals or property are in
general within the scope of the principle. (at p452)
42. I have been led in this case to write beyond the occasion. For clearly
enough, in my opinion, the offence of driving the car
in this case fell within
the narrow compass of an offence designed to secure the safety and health of
the public. The case is not
one in which illegality on the part of the
plaintiff is set up as a defence to a cause of action. The case is one, as the
trial judge
expressly found, of one of two participants in a joint illegal
venture seeking to assert rights against his co-participant in respect
of an
act done in the course of the accomplishment of that joint venture. The
Primary judge was correct, in my opinion, in entering
a verdict for the
defendant. (at p452)
43. The appeal should be allowed. (at p452)
MASON J. This case is to be decided by reference to the principle so
recently enunciated and applied by this Court in Progress &
Properties Ltd. v.
Craft [1976] HCA 59; (1976) 135 CLR 651 - see especially the judgment of Jacobs J. (1976)
135 CLR, at p 668
. After a consideration
of all that was
said and decided in
Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397 , the Court then rejected
the view that in
a joint criminal
enterprise no duty of care is owed to each other
by the
participants. In my opinion no sufficient
reason has been shown for discarding
Progress & Properties Ltd. v. Craft and
for embracing in lieu of it an
inflexible doctrine
which is not only at variance with the
philosophy
underlying Henwood v. Municipal
Tramways Trust (S.A.) [1938] HCA 35; (1938) 60
CLR 438 but
which can be in some instances productive
of severe and unjust consequences.
(at p452)
2. In that case the Court held, in the words of Latham C.J. (1938) 60 CLR, at
p 446 , that "there is no general principle of English
law that a person who
is engaged in some unlawful act is disabled from complaining of injury done to
him by other persons". As the
Chief Justice went on to say, "Other persons
still owe to him a duty to take care, the extent of that duty being determined
by the
circumstances of the case which create the duty". The correctness of
this decision was confirmed by Smith v. Jenkins which proceeded
on the footing
that the maxim ex turpi causa non oritur actio has no place in the law of
torts. (at p452)
3. If a plaintiff engaged in the performance of an illegal activity who is
injured through the negligence of another may recover
damages for his injury
from that other, even though the latter's conduct involved no illegality,
there is no evident reason why a
plaintiff should be held to be necessarily
disentitled when he is injured in circumstances in which he and the defendant
are both
engaged in the commission of an illegal enterprise. Although the two
cases are different, the drawing of a distinction between them
is to place the
innocent party at a disadvantage compared with the wrongdoer. The elimination
of civil liability between the participants
in a joint criminal enterprise
cannot be sustained on the ground that it is a deterrent against criminal
activity; it might with
equal force be put forward as an inducement to such
activity. Even if punishment of illegal conduct is not a matter for the
exclusive
attention of the criminal law, as I think it should be, a policy of
deterrence directed against the participants in a joint criminal
enterprise
but not against the individual criminal makes very little sense. In point of
policy the application of the ex turpi causa
doctrine would be less
susceptible to criticism. (at p453)
4. A rule so absolute in its terms as to preclude the bringing of an action by
a passenger in a motor vehicle who is injured through
the negligence of a
driver when the passenger knows that the driver is committing a breach of the
law in driving the vehicle because
he is unlicensed or because the vehicle's
equipment does not comply in all respects with motor traffic requirements is
too Draconian
to command acceptance. There is nothing inherent in the
character of an unlicensed driver which is inconsistent with his owing a
duty
of care to other road users and to his passengers who happen to be engaged in
unlawful activity. However, it is said that if
the passenger acquiesces or
participates in the illegal use of the car no such duty is owed. This would
perhaps be more readily comprehensible
if it were based on the defence of
volenti non fit injuria, but it travels beyond that and seeks to deny a remedy
on other grounds
when the facts fall short of volenti, a defence which might
otherwise be thought to be appropriate. (at p453)
5. The denial of any remedy to a plaintiff who is injured in a joint illegal
enterprise is not a result which would be achieved
by an application of the
doctrine of contributory negligence. This doctrine has now declined to the
level of apportionment. (at p453)
6. It is quite incorrect to assert that Smith v. Jenkins decided that the
participants in a joint illegal enterprise owe no duty
of care to each other.
It decided no such thing. The case was limited to its particular facts. They
involved the illegal use of a
motor vehicle contrary to s. 81 (2) of the
Crimes Act 1958 (Vict.). The members of the Court assigned a variety of
reasons for arriving at this result, no particular reason commanding universal
or even majority acceptance. (at p454)
7. Barwick C.J. thought that no duty of care arises "as between persons
jointly participating in the performance of an act contrary
to the provisions
of a statute making their act a crime punishable by imprisonment" (1970) 119
CLR, at p 400 . Kitto J. took a different
approach, acknowledging that "the
case is not one where the illegality that is in question has prevented the
creation of a relationship
upon which the party claiming damages relies as the
source of a duty of care" (1970) 119 CLR, at p 402 , but asserting that
"persons
who join in committing an illegal act which they know to be unlawful
... have no legal rights inter se by reason of their respective
participations
in that act" (1970) 119 CLR, at p 403 . Owen J., though he said that no duty
of care arises, based this view on the
inability of the Court to determine the
standard of care appropriate to a wrongdoer engaged with the plaintiff in a
criminal enterprise
(1970) 119 CLR, at p 425 . Windeyer J. (1970) 119 CLR, at
p 419 spoke of the absence of a duty of care, but later he formulated the
rule
in these terms (1970) 119 CLR, at p 422 :
"If two or more persons participate in the commission of aWalsh J. said (1970) 119 CLR, at pp 433-434 "... the relationship in which the parties have placed themselves is not one to which the law attaches a right of action for negligence. The refusal to recognize that right may be regarded, I think, as an application, in a particular situation, of the concept of public policy". These observations are to be contrasted with those of Barwick C.J. who explicitly rejected public policy as a sound basis for the decision (1970) 119 CLR, at p 400 . Walsh J. went on to say (1970) 119 CLR, at p 434 that the principle denying a remedy to a plaintiff who is a participant in a joint illegal enterprise "need not be applied with such rigidity that in every case in which the parties have been in some respect in breach of the law, the relationship between them must be regarded in the same way". (at p454)
crime, each takes the risk of the negligence of the other or
others in the actual performance of the criminal act. That
formulation can be regarded as founded on the negation of
duty, or on some extension of the rule volenti non fit injuria,
or simply on the refusal of the courts to aid wrongdoers."
8. I mention this only for the purpose of demonstrating that Smith v. Jenkins
[1970] HCA 2; (1970) 119 CLR 397 is not a decision
which on its
facts can be decisive of
this case and that in view of the diversity of reasoning
expressed in the
judgments there was
no reason
why the Court should have been constrained to
adopt a particular view in Progress
& Properties Ltd. v. Craft [1976]
HCA 59; (1976) 135 CLR
651 .
(at p455)
9. To the extent to which the judgments in Smith v. Jenkins express support
for the rule that in a joint illegal enterprise no duty
of care is owed to
each other by the participants, the judgments do not decide whether any
distinction is to be drawn between degrees
of illegality so as to exclude from
the operation of the proposed rule cases of minor or lesser illegality. If
such a rule were to
have a universal operation its application would, in some
instances at least, be Draconian, as I have said. If the rules were to
have a
narrower operation there arises the difficulty, which I regard as insoluble,
of formulating a criterion which would separate
cases of serious illegality
from those which are not serious. Past distinctions drawn between felonies and
misdemeanours, malum in
se and malum prohibitum, offences punishable by
imprisonment and those which are not, nonstatutory and statutory offences
offer no
acceptable discrimen. And the criterion based upon the difference
between federal and provincial law which seemed to find favour
in the Canadian
decision of Tallow v. Tailfeathers (1973) 44 DLR (3d) 55 has no place in
Australia. Nor is guidance upon this question
to be found in the provisions of
the particular statute which creates the offence because legislatures do not
in enacting these provisions
turn their attention to the availability of civil
remedies. (at p455)
10. But it is not merely a matter of stating that a suitable criterion cannot
be postulated. What is more important is that the
existence of the duty of
care is primarily based on the concept of foreseeability. To deny the
existence of the duty in every case
in which the parties are engaged in a
joint illegal enterprise is to discard foreseeability as a criterion. The
appellant's argument
would have greater force if it attempted to assert that
the unlawful conduct of the parties, whether it be serious or slight, is
relevant to the existence of the duty to the extent to which it goes to
foreseeability. But the argument travels more widely than
that. (at p455)
11. If a joint participant in an illegal enterprise is to be denied relief
against a co-participant for injury sustained in that
enterprise, the denial
of relief should be related not to the illegal character of the activity but
rather to the character and incidents
of the enterprise and to the hazards
which are necessarily inherent in its execution. A more secure foundation for
denying relief,
though more limited in its application - and for that reason
fairer in its operation - is to say that the plaintiff must fail when
the
character of the enterprise in which the parties are engaged is such that it
is impossible for the court to determine the standard
of care which is
appropriate to be observed. The detonation of an explosive device is a case of
this kind. But the driving of a motor
vehicle by an unlicensed and
disqualified driver, so long as it does not entail an agreement to drive the
car recklessly on the highway
(see Bondarenko v. Sommers (1968) 69 SR (NSW)
269 ), stands in a somewhat different position. In this case the evidence
indicates
that the participants contemplated that the vehicle would be driven
carefully - an accident or untoward event might, as in fact it
did, lead to
discovery of their breach of the law. It is not suggested that either party
lacked the experience or ability to drive
carefully - that they were
unlicensed was due to their having been disqualified as a result of earlier
traffic offences. (at p456)
12. It is for these reasons that I consider the law to have been correctly
stated by Jacobs J. in Progress & Properties Ltd.
v.
Craft. (1976) 135 CLR, at
p 669 . A plaintiff will fail when the joint illegal enterprise in which he
and the defendant are engaged
in such that the court cannot determine the
particular standard of care to be observed. It matters not whether this in
itself provides
a complete answer to the plaintiff's claim or whether it leads
in theory to the conclusion that the defendant owes no duty of care
to the
plaintiff because no standard of care can be determined in the particular
case. (at p456)
13. Accordingly, I am of opinion that the appeal from the Full Court of the
Supreme Court should be dismissed. (at p456)
JACOBS J. The respondent sued the appellant for damages resulting from the
negligent driving of a motor vehicle in which the respondent
was a passenger.
Negligence and the facts that the respondent was a passenger and the appellant
the driver were found proved by the
trial judge. However Mitchell J. held that
the respondent was not entitled to recover damages for his injuries suffered
as a result
of the negligent driving of the appellant because at the time of
the occurrence the appellant was committing the offence of driving
the motor
vehicle while under disqualification (Motor Vehicles Act, 1959, s. 91 (5)),
the respondent knew that the appellant was
committing that offence and was a
joint participant in the commission of that offence. A majority in the Full
Court took a different
view and held that these circumstances did not
disentitle the respondent from recovery of damages, and directed judgment in
favour
of the respondent (1977) 16 SASR 182 . The question for us is - which
view is correct? (at p457)
2. The recent decision of this Court in Progress & Properties Ltd. v. Craft
[1976] HCA 59; (1976) 135 CLR 651 was not before
the Supreme Court
of South Australia when it
gave its decision. The basis of the principle whereby
in some cases a defence
of illegality
may be raised
in an action for negligence was there examined. In
my reasons for judgment, with
which Stephen, Mason and Murphy J.J.
agreed, I
said
(1976) 135 CLR, at p 668 :
"A plea of illegality in answer to a claim of negligence is aI adhere to that statement. I think that it is correct to base the defence upon a denial of a duty of care in the particular circumstances rather than upon a denial of remedy for a breach of the duty of care. A legal duty of care presupposes that a tribunal of fact can properly establish a standard of care in order to determine whether there has been a breach of the duty of care. If the courts decline to permit the establishment of an appropriate standard of care then it cannot be said that there is a duty of care. (at p457)
denial that in the circumstances a duty of care was owed
to the injured person. A duty of care arises out of the
relationship of particular persons one to another. An illegal
activity adds a factor to the relationship which may either
extinguish or modify the duty of care otherwise owed. A
joint illegal activity may absolve the one party from the duty
towards the other to perform the activity with care for the
safety of that other. That, it seems to me, is the effect of
Smith v. Jenkins (1970) 119 CLR 397
Where there is a joint illegal activity
the actual act of which the plaintiff in a civil action may be
complaining as done without care may itself be a criminal act
of a kind in respect of which a court is not prepared to hear
evidence for the purpose of establishing the standard of care
which was reasonable in the circumstances. A court will not
hear evidence nor will it determine a standard of care owing
by a safe blower to his accomplice in respect of the explosive
device. This is an example which gives no difficulty, but
other cases can give difficulty in classification."
3. Before the courts will say that the appropriate standard of care is not
permitted to be established there must be such a relationship
between the act
of negligence and the nature of the illegal activity that a standard of care
owed in the particular circumstances
could only be determined by bringing into
consideration the nature of the activity in which the parties were engaged.
The two safe
blowers provide the simplest illustration. What exigencies of the
occasion would the tribunal take into account in determining the
standard of
care owed? That the burglar alarm had already sounded? That the police were
known to be on their way? That by reason
of the furtive occasion itself a
speed of action was required which made it inappropriate to apply to the
defendant a standard of
care which in lawful circumstances would be
appropriate? The courts will not engage in this invidious inquiry. The reason
is no doubt
based on public policy. If, then, no standard of care can legally
be determined, it cannot be said that there is any duty of care.
(at p458)
4. I had first to consider this question of the relationship between duty of
care and joint illegal enterprise in Bondarenko v.
Sommers (1968) 69 SR (NSW)
269 . The jury had been told (1968) 69 SR (NSW), at p 274 :
"'If all four, including the plaintiff, participated in theand further told (1968) 69 SR (NSW), at p 275 :
theft then certain legal consequences flow therefrom which I
will tell you, one of them being that the plaintiff cannot
maintain this action against either defendant no matter if
Sommers was negligent or careless in his driving. It does
not matter from this point of view whether the plaintiff was a
driver or whether he was only a passenger because there was
an illegal purpose that was being effected, if the defendant's
case is correct, which was that there was an illegal purpose to
take this car, steal it and drive it unlawfully around the back
roads and to indulge in a speed contest for personal sport
and enjoyment.'"
"'If these four persons were jointly engaged and all
participated in the theft of this Oldsmobile and that one of
the purposes was that they should split into pairs, one pair to
go in one car and the other pair in the Oldsmobile and that
they should drive around the streets illegally in the stolen car
and that when an occasion presented itself that they should
then indulge in a race, and if they do that and thus indulge in
a race up a street or travel at high speeds to satisfy their
personal desires in that respect, and if an accident happens
then no damages can be claimed against any one of the
participating thieves who was driving the other vehicle, nor
can any damages be claimed in those circumstances against
the owner of the stolen car.'" (at p458)
5. Having set out these impugned passages in the summing up I said in my
reasons for judgment (1968) 69 SR (NSW), at p 275 :
"The reason for the stress placed by the learned trial judgeLater I said (1968) 69 SR (NSW), at p 277 :
upon the activities after the stealing of the car is in relation
to the issue of criminality or illegality that he wished to
stress to the jury that the immediate illegal purpose was still
being carried out at the time when the injury occurred to the
plaintiff.
...
There must be a relation between the criminal act and the
act of negligence complained of. If, to use the language of
Latham C.J. in Henwood's Case (1938) 60 CLR at p 446,
the person injured by
want of care is a burglar on his way to a professional
engagement, the fact that he is a burglar has no relation
causally or otherwise to the injury to him in a motor accident
on the highway. On the other hand, if the burglar in the act
of breaking in is so negligent that he injures his accomplice,
the accomplice cannot in my view sue for negligence, because
the actual act of which he would be complaining as done
without care would itself be a criminal act of a kind in respect
of which a court would not hear evidence for the purpose of
establishing the particular standard of care which would be
expected in the circumstances. There must in my view be
this relation between the act complained of and the criminal
act."
"The illegal act complained of was the taking and using ofThe latter passage is an application to the facts of the case of the principles which I had attempted to enunciate in the earlier passages which I have quoted above. I adhere to that enunciation. I would add that in accordance with Henwood's Case [1938] HCA 35; (1938) 60 CLR 438 it is necessary in the case of a statutory offence to consider whether "it is part of the purpose of the law against which the plaintiff has offended to disentitle a person doing the prohibited act from complaining of the other party's neglect or default, without which his own act would not have resulted in injury' - per Dixon and McTiernan JJ. in Henwood's Case" (1938) 60 CLR, at p 460 . But such a purpose must be clear. If it is not express then it seems to me that in respect of civil liability for negligence it can only be inferred by taking account of the same factors as I have described in respect of the relation between the illegal activity and the act of negligence complained of. (at p459)
a motor vehicle and it is the using of the motor vehicle which
is complained of as having been done negligently. Thus the
actual act complained of as done negligently is itself the
criminal act in which both plaintiff and defendant were
engaged."
6. I do not think that this approach is inconsistent with the decision in
Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397 . The
reasoning of
the various members of
the Court differed in certain respects which have been analysed at
length in
the judgments delivered
in the
present case in the Full Court. I do not think
that it is necessary to embark on a further
analysis, but it is to be noted
that in
that case the plaintiff and defendant had jointly robbed the owner of
a motor car of his
money and his car keys. They had
forced
him to tell them
where his car was. They had used the keys to take his car and some time
later
in the same evening, after
they had
each taken turns at driving the car, when
the defendant was driving it at 80 or 90 m.p.h.
the car ran off the road and
hit
a tree.
These additional circumstances appear in the enunciation of the
facts by Windeyer J. (1970)
119 CLR, at p 405 . Barwick C.J.
stated
(1970) 119
CLR, at pp 399-400 :
"The driving of the car by the appellant, the manner ofOwen J. referred throughout his judgment to the crime as the taking and using of the motor vehicle, not simply the illegal using of the vehicle. (at p460)
which is the basis of the respondent's complaint, was in the
circumstances as much a use of the car by the respondent as
it was a use by the appellant. That use was their joint
enterprise of the moment...
In my opinion, the appellant, in the particular
circumstances of the case, should succeed...".
7. It appears to me that these facts lie at the basis of the conclusion that
there was a relevant joint criminal enterprise. It
was a jaunt, an escapade, a
joy-ride even though of a most serious kind from the beginning to the end. How
could a standard of care
be determined for such a course of criminal activity?
I doubt that the decision would have been the same if the accident had
occurred
days, weeks or months later when the circumstances of the taking of
the vehicle had ceased to have any significant relationship to
the manner in
which the vehicle was being used. (at p460)
8. In Godbolt v. Fittock (1963) SR (NSW) 617 the defendant was driving a
utility truck with the plaintiff as passenger. The purpose
of the journey was
a joint venture of stealing cattle from farms along the road, transporting
them in the truck to a market town,
selling them in the market and sharing the
proceeds. Some cattle had already been stolen and were in the truck. The
plaintiff could
not succeed in an action based on negligent driving of the
truck. In my opinion the correct basis for this conclusion was that the
court
would not enter upon an inquiry on the standard of care appropriate to such
circumstances. (at p460)
9. On the other hand in Andrews v. Nominal Defendant (1965) 66 SR (NSW) 85
the fact that the plaintiff had permitted the driver
of the vehicle to drive
that vehicle when it was unregistered and uninsured was held not to be a bar.
I would base this conclusion
upon the ground that the fact of the vehicle
being unregistered and uninsured did not bear upon the question whether or not
the degree
of care exercised by the driver was in the circumstances
reasonable. (at p461)
10. In the present case the drive of the car was disqualified from driving
and therefore his driving of the car was an offence;
the passenger knew that
the driver was disqualified and aided and abetted him in driving whilst so
disqualified. The question is
- what bearing have those facts on the standard
of care reasonably to be expected of the driver? The answer is - none
whatsoever.
(at p461)
11. I would dismiss the appeal. (at p461)
MURPHY J. The question is whether the plaintiff, who, after suffering
personal injuries as a passenger in a car involved in an accident
on a public
highway, sued the defendant (the driver) for negligence in the management of
the car, is prevented from recovery because
of illegality. One of the defences
was that the plaintiff and the defendant were jointly participating in the
commission of a crime
(the defendant was driving while disqualified), but it
was not contended that the plaintiff had consented to any risk of the
defendant's
careless driving, or that he had failed to take reasonable care
for his own safety. (at p461)
2. The appellant relied on the statement in Colburn v. Patmore [1834] EngR 55; (1834) 1 CM &
R 73, at p 83 [1834] EngR 55; (149 ER 999, at p 1003) by Lord
Lyndhurst:
"I know of no case
in which a person who has committed an act, declared by the law to
be
criminal, has been permitted
to recover
compensation against a person who has
acted jointly with him in the commission of the
crime." But in that case, the
plaintiff
(a
publisher) sued his editor to recover the amount of a criminal
fine imposed on the plaintiff
on conviction of criminal libel as
a
result of
the editor's action. The Court rejected the possibility of any claim for
compensation
for having been convicted of an
offence
on the basis that the
allowance of such a claim would have undermined the sanction of the
criminal
law. That statement and
other
dicta in that case therefore related to a point
which is quite different to the present problem
(see E. J. Weinrib,
"Illegality
as
a Tort Defence", University of Toronto Law Journal, vol. 26
(1976), at pp. 51-54). (at p461)
3. The most recent case in this Court on the subject is Progress & Properties
v. Craft [1976] HCA 59; (1976) 135 CLR 651 ,
in which there were
claims in negligence and
breach of statutory duty (building regulations). The illegality
relied on as a
defence
was a breach of the
regulations and Jacobs J. (with whom Stephen and
Mason JJ. and I agreed) said (1976) 135
CLR, at p 668 :
"A plea of illegality in answer to a claim of negligence is aThe majority thus indorsed the view that a court may be able to determine a standard of care and recognize a duty, but refuse to do so as an exercise of judicial policy to deny recovery in the circumstances. (at p462)
denial that in the circumstances a duty of care was owed to
the injured person. A duty of care arises out of the
relationship of particular persons one to another. An illegal
activity adds a factor to the relationship which may either
extinguish or modify the duty of care otherwise owed. A
joint illegal activity may absolve the one party from the duty
towards the other to perform the activity with care for the
safety of that other. That, it seems to me, is the effect of
Smith v. Jenkins [1970] HCA 2; (1970) 119 CLR 397.
Where there is a joint illegal activity
the actual act of which the plaintiff in a civil action may be
complaining as done without care may itself be a criminal act
of a kind in respect of which a court is not prepared to hear
evidence for the purpose of establishing the standard of care
which was reasonable in the circumstances. A court will not
hear evidence nor will it determine a standard of care owing
by a safe blower to his accomplice in respect of the explosive
device. This is an example which gives no difficulty, but
other cases can give difficulty in classification."
4. The general approach of the courts in Australia and elsewhere to
illegality in negligence has been questioned in recent articles
(see W. J.
Ford, "Tort and Illegality: The Ex Turpi Causa Defence in Negligence Law" and
"The Relationship between the Illegal Conduct
and the Negligence", Melbourne
University Law Review, vol. 11 (1977), pp. 32, 41; G. H. L. Fridman, "The
Wrongdoing Plaintiff", McGill
Law Journal, vol. 18 (1972), p. 276; and see E.
J. Weinrib, "Illegality as a Tort Defence", loc. cit.). It seems to me that
the criticism
expressed in those articles is valid. (at p462)
5. The defects in the concept of the duty of care which have been exposed by
many authors (e.g., Professor Julius Stone, Legal System
and Lawyers'
Reasonings (1964)) are highlighted in this area. I will, however, continue to
use the term "duty of care" for convenience.
(at p462)
6. The cases where joint participation of plaintiff and defendant in an
illegal enterprise extinguish the duty of care because the
court cannot (as
distinct from will not) determine an appropriate standard of care must be
infrequent. In my opinion, in the circumstances
of Smith v. Jenkins, there was
no difficulty about the requisite standard of care and the duty of care. It
was the same as for every
other driver: to drive carefully (which requires
observance of the traffic code) and, particularly, to take care not to injure
the
passenger. In those circumstances, denial of recovery is simply an
application of judicial policy (which, in that case, was expressed
by the
majority as denial of any duty of care). In Godbolt v. Fittock (1963) SR (NSW)
617 the element of public policy was expressed.
Sugerman P. said (1963) SR
(NSW), at p 620 there should be denial of recovery: "...only if it would be
contrary to some recognized
head of public policy that he should be awarded
damages in the circumstances stated..." (at p463)
7. There is no apparent reason why cases of common law negligence should be
dealt with differently from those of breach of statutory
duty. For example,
damage caused by breach of traffic regulations may often form the subject of a
common law claim for negligence
in which the regulations are evidence of the
requisite standard of care (see London Passenger Transport Board v. Upson
(1949) AC
155 ). Contravention of highway codes may also give rise to a claim
for breach of statutory duty, and the duty and the standard of
care are then
defined legislatively. In an action for negligence, the legislative standard
of care may be relied on as evidence of
the minimal common law standard. In
such a case, there is no difficulty in ascertaining both the extent of the
duty and of a standard
of care. If recovery is to be denied, it is difficult
to justify it by absence of standard and duty of care; to do so puts the court
in the position of refusing to accept the legislative prescription of standard
and duty. (at p463)
8. Illegal safebreaking where an accomplice is injured by another's careless
use of explosives is often discussed (see National
Coal Board v. England
(1954) AC 403, at p 429 ) and was referred to in the Court below. It was
regarded as an example of absence
of any standard of care and therefore of any
duty of care. If, however, a statutory provision required any person using
explosives
not to explode them while anyone unprotected was in the vicinity,
there would be a statutory duty to take care, a statutory standard
of care
and, apart from the illegality, presumably a right to recover for the breach
of the statutory duty. There would doubtless
also be, apart from the
illegality, a right to recover for common law negligence in which the
statutory standard would be evidence
of the requisite standard of care. In
these circumstances, it would be difficult to attribute denial of recovery to
an inability
to establish a standard of care. Yet it would not be easy to
justify a refusal to recognize the prescribed standard. (at p464)
9. The decided cases have generally concerned illegality to which the
plaintiff and the defendant were party, but in the defence
the relevant
illegality is the plaintiff's. In this case, the defendant's illegality is
only relevant to this defence as forming
the basis of the plaintiff's
illegality (the participation in the defendant's illegal conduct). However,
the implicit notion in many
of the decided cases is that, as the illegality is
joint, the plaintiff has agreed to take the risk of the defendant's tortious
conduct,
but this, of course, depends on the circumstances and should not be
taken for granted. If the rationale of judicial policy is expressed
as absence
of the duty, this serves the same purpose as a conclusive imputation of
voluntary assumption of the risk by each participant.
As E. J. Weinrib said,
loc. cit., at p. 34: "One explanation of the relevance of the defendant's
participation in the illegality
is that the court has in effect elided the
illegality and the volenti defences." This would raise problems where there is
a statutory
duty of care to which volenti is no defence. It is this concealed
volenti approach which explains why the illegality cases are mostly
ones in
which plaintiffs and defendants are participants in the illegality. (at p464)
10. PUBLIC POLICY. Apart from a controlling statute, denial of recovery is a
question of judicial policy (but no more or less so
than any other part of the
common law). Leaving aside questions of insurance, I see no reason why policy
considerations should render
the careless defendant immune from civil action
because of illegality. The policy considerations which seem to me to be
important
are:
(1) It is not a rational development of the common law to attempt to
supplement the criminal law by an additional sanction which
is uncertain in
its application and when applied can have such extremely variable penalties.
The legislative policy reflected in
the criminal law is to impose specified
maximum penalties graduated according to the offence, coupled generally with a
judicial discretion
to mitigate the punishment. It defents that legislative
policy to impose by judicial decision an additional sanction (deprivation
of
recovery of compensation for injury) which is uncertain in its application and
imposes monetary penalties which vary fortuitously
with no relation to the
degree of moral culpability or the social purpose to be served. In this way
the defence of illegality cuts
across and defeats the policy of the criminal
law.
(2) A participant in a joint illegal enterprise remains liable for the
criminal consequences of killing or injuring accomplices
in the course of the
enterprise. Why should he not remain liable for the non-criminal consequences?
Both criminal and civil laws
are intended to protect persons from such harmful
consequences.
(3) The injured participant does not "profit from his own wrong" by allowing
him recovery in simple negligence which is compensatory
only. If punitive
damages were sought, the question of "profit" would arise.
(4) Where the injury is serious and the defendant is able to pay the
damages, wholly or partly, public interest is not advanced
by relieving the
wrongdoer from the consequences of his carelessness and perhaps forcing the
injured accomplice to use social services.
(5) Carelessness which causes injury may often be much more serious in its
social consequences than the offence (e.g., stealing
sheep or robbing a bank)
in which the plaintiff was engaged when injured. Those engaged in such
operations should not be immune from
the civil consequences of their careless
conduct even in regard to their accomplices. I doubt that the law of
negligence has any
effect on their behaviour, but it is more likely to do so
if it operates to require the participants to observe the normal standards
of
care towards each other rather than to relieve them, thus putting them outside
the civil law.
(6) Allowing a plaintiff's illegality as a complete defence is counter to
the trend of the common law in favour of compensation
for injury, which is
reflected in the confinement of the defence of voluntary assumption of risk,
and the reduction of contributory
negligence from a complete defence to a
ground for apportionment.
(7) It is anomalous for a defendant to escape liability to which he would
have been exposed but for his own criminal conduct. (at
p465)
11. There is no merit in the contention that a civil court would be degraded
by hearing evidence which is given every day before
criminal courts (see Walsh
J. in Smith v. Jenkins (1970) 119 CLR, at p 431 ). (at p465)
12. I have come to the opinion that the defence of illegality should be
confined strictly. This would be achieved in regard to statutory
offences by
strict application of the test referred to in Henwood's Case (1938) 60 CLR, at
p 460 : "(Is it) part of the purpose of
the law against which the plaintiff
has offended to disentitle a person doing the prohibited act from complaining
of the other party's
neglect or default without which his own act would not
have resulted in injury". (at p465)
13. This means (where the plaintiff's offence is statutory) that recovery
will be denied (by reason of illegality) only where denial
is statutory policy
(not because the court for reasons of policy declines to adopt a standard or
recognize a duty). Otherwise, recovery
should be denied only where there is a
voluntary assumption of the risk. The defence of volenti is (correctly, in my
opinion) now
regarded as inappropriate in actions for breach of employer's
duty. There may still be a place for it in other negligence actions
where the
duty and standard of care are not statutory. (at p466)
14. My conclusion is that, apart from controlling statutory direction,
recovery in negligence should not be excluded because of
illegality on the
part of the plaintiff, either alone or jointly with the defendant. Although
the illegality in this case (driving
whilst disqualified) is a serious
offence, the legislation creating the offence does not require recovery to be
denied and the defendant
to be exempted from liability. (at p466)
15. The appeal should be dismissed. (at p466)
AICKIN J. I have had the advantage of reading the reasons for judgment
prepared by Jacobs J. I agree with those reasons and with
the order proposed
and have nothing to add. (at p466)
ORDER
Appeal dismissed with costs.
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