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High Court of Australia |
KAPORONOVSKI v. THE QUEEN [1973] HCA 35; (1973) 133 CLR 209
Criminal Law
High Court of Australia
McTiernan A.C.J.(1), Menzies(1), Walsh(2), Gibbs(3) and Stephen(4) JJ.
CATCHWORDS
Criminal Law - Offences against the person - Not resulting in death - Defences - Provocation - Charges to &which defence may be pleaded - Assault an element - "Element" - Criminal Code (Q.), ss. 268**, 269***.Criminal Law - Criminal liability - Mens rea - Act occurring independently of the exercise of the will - "Act" - Event occurring by accident - "Event" - Criminal Code (Q.), s. 23.*
* Section 23 of the Criminal Code (Q.) provides:
"Intention: Motive. Subject to the express provisions of this Code
responsible for an act or omission which occurs independently
of the exercise
of his will, or for an event which occurs by accident.
Unless the intention to cause a particular result is expressly declared to
be an element of the offence constituted, in whole or
part, by an act or
omission, the result intended to be caused by an act or omission is
immaterial.
Unless otherwise expressly declared, the motive by which a person is induced
to do or omit to do an act, or to form an intention,
is immaterial so far as
regards criminal responsibility."
** Section 268 provides:which an assault is an element, means and includes, except as hereinafter stated, any wrongful act or insult of such a nature as to be likely, when done to an ordinary person, or in the presence of an ordinary person to another person who is under his immediate care, or to whom he stands in a conjugal, parental, filial, or fraternal, relation, or in the relation of master or servant, to deprive him of the power of self-control, and to induce him to assault the person by whom the act or insult is done or offered.
"Provocation. - The term 'provocation' used with reference to an offence of
A lawful act is not provocation to any person for an assault.person in order to induce him to do the act, and thereby to furnish an excuse for committing an assault is not provocation to that other person for an assault.
An act which a person does in consequence of incitement given by another
*** Section 269 provides:assault committed upon a person who gives him provocation for the assault, if he is in fact deprived by the provocation of the power of self-control, and acts upon it on the sudden and before there is time for his passion to cool; provided that the force used is not disproportionate to the provocation, and is not intended, and is not such as is likely, to cause death or grievous bodily harm.
"Defence of provocation. - A person is not criminally responsible for an
HEARING
Brisbane, 1973, May 25,28;DECISION
September 12.The following written judgments were delivered:-appeal from the judgment of the Court of Criminal Appeal in Queensland specially constituted by five judges pursuant to the provisions of s. 5 of the Supreme Court Act (1972) Qd R 465 . (at p214)
McTIERNAN A.C.J. AND MENZIES J. This is an application for special leave to
2. At the trial of the applicant upon a charge of unlawfully doing grievous
bodily harm - an offence created by s. 320 of the Criminal
Code - the learned
trial judge, after the conviction of the applicant and pursuant to s. 668B of
the Criminal Code, stated case for
the Court of Criminal Appeal by which two
questions were asked as follows:
1. Whether any defence under s. 23 is available upon the evidence in this
case; and
2. Whether ss. 268 and 269 of the Criminal Code apply to the charge under
the Criminal Code of unlawfully doing grievous bodily
harm. (at p214)
3. The facts as stated were as follows:
"Ibro Bajric suffered a laceration and subsequent severe
injury to his left eye on the 5th day of March, 1971. There
was no dispute on the part of the defence that the injury
to Ibro Bajric's eye was occasioned by an act on the part of
the accused in forcing a glass against Ibro Bajric's eye. The
injury that was caused to Ibro Bajric did amount to grievous
bodily harm. Ibro Bajric gave evidence before me that before
the injury was occasioned to his eye he had said words to
the accused which amounted to a wrongful insult. The
accused gave evidence that immediately before Ibro Bajric
suffered his injury Bajric had used words to the accused
which amounted to a wrongful insult and which were similar
in import but not identical to the words which Bajric said
he used. The accused said that he struck Bajric because
the words used by Bajric had caused him, the accused, to
become very upset. In my opinion there was evidence of
conduct on the part of Ibro Bajric which could amount to
provocation as defined by s. 268 and there was evidence
that the accused was provoked by this conduct. Before me
the accused gave evidence that he took hold of Ibro Bajric's
wrist and that he pushed against Bajric's hand. He said that
Bajric also pushed back with his hand. The accused said
he pushed Bajric's hand back towards Bajric's face. The
accused said that Bajric had his glass of beer in his hand,
and that the glass then broke and the accused became
aware of beer and blood on his face and that Bajric had
suffered injury. The accused also gave evidence before me
that Bajric had lifted the glass with the possible intention
of hitting the accused, and that in the process of defending
himself he struck Bajric's hand and the glass finished near
Bajric's eye." (at p215)
4. The first question is whether the facts as stated could warrant the jury
finding that the applicant was not criminally responsible
by reason of the
provisions of s. 23 of the Criminal Code. That much considered clause is, so
far as relevant, as follows:
"23. Intention: Motive. Subject to the express provisions
of this Code relating to negligent acts and omissions, a
person is not criminally responsible for an act or omission
which occurs independently of the exercise of his will, or
for an event which occurs by accident.
..." (at p215)
5. Here the event for the purposes of the section is the grievous bodily harm
suffered by Bajric. The act, for the purposes of
the section, is the forcing
of the glass against and into Bajric's face. (at p215)
6. That event did not happen by accident. It was the obvious, natural and
probable consequence of the act. That act did not occur
independently of the
exercise of the will of the applicant. What he did was done deliberately. (at
p215)
7. Accordingly, in our opinion, the resolution of the first question does not
require an examination of the many authorities bearing
upon the task of a
presiding judge invited to direct the jury that it can find absence of
criminal responsibility for what would
otherwise be an offence by reason of
the provisions of s. 23. Here, all that is necessary is to apply the section
according to its
terms without resort to authority. (at p215)
8. In our opinion the majority of the Court of Criminal Appeal were correct
in deciding that the first question should be answered
"No". (at p215)
9. The second question we find very much more difficult. The full and
helpful argument addressed to the Court demonstrated that
in Australia and in
New Guinea there are two strongly held views in conflict with one another.
The first view - which is that adopted
by the majority of the Court of
Criminal Appeal - is that s. 269 of the Criminal Code, which makes provocation
as described in s.
268 a defence, does not apply to the crime created by s.
320. The second view - which was that adopted by the minority of the Court
of
Criminal Appeal - is that it does. (at p216)
10. In the Supreme Court of Queensland there has, over the years and under
the influence of Philp J., been a change of view about
the meaning of s. 268
but it is, we think, correct to say that it is the first construction, well
expressed by Mack J. in Reg. v.
Herlihy (1956) St R Qd
18 , that has
prevailed. The other construction is the accepted doctrine of the Supreme
Court of Papua New
Guinea and is supported
by some decisions of the Supreme
Court of Western Australia upon similar provisions of the Criminal Code
(W.A.). There are strongly
expressed differing judicial opinions which must
be taken into account but there is no authority one
way or the other binding
this
Court. (at p216)
11. In these circumstances, having had the advantage of reading what has been
written by other judges relevant to the controversy,
we must decide for
ourselves whether s. 269 applies to the crime created by s. 320. (at p216)
12. In considering these competing views it is necessary to give close
attention to s. 304 as well as to ss. 268 and 269 of the
Criminal Code. (at
p216)
13. Section 268 is a definition of provocation differing substantially from
the provocation which at common law serves to reduce
to manslaughter a killing
which would otherwise amount to murder. The term "provocation" as defined in
s. 268 has, however, no application
except "to an offence of which an assault
is an element". Section 269 provides that a "person is not criminally
responsible for an
assault committed upon a person who gives him provocation
for the assault" if certain conditions exist. One is that "the force used
is
not intended, and is not such as is likely, to cause death or grievous bodily
harm". Section 304 is as follows:
"304. Killing on Provocation. When a person who unlawfullySection 269 provides a defence. Section 304 serves to reduce a killing which would otherwise be murder to manslaughter. It is abundantly clear that s. 269 has no application to a person unlawfully killing and that s. 304 provides exclusively where there is provocation for killing. Furthermore, s. 304 can apply to a killing which happens otherwise than by reason of an assault, e.g. to the provoked interference without an aircraft about to take off which, by reason of such interference, crashes causing the death of the pilot; cf. s. 319A. A number of cases which have been decided are concerned with the problem whether what is described in s. 304 as "sudden provocation" is provocation as defined in s. 268. In accordance with one view the answer is "No". In accordance with the other view the answer is "Yes". The difference is similar, but not quite the same as the difference which has arisen whether s. 269 applies to a crime such as unlawfully doing grievous bodily harm, for, in each case, the meaning of the words "an offence of which an assault is an element" in s. 268 requires consideration. In determining the application of s. 269 the meaning of the words is decisive; in determining whether "provocation" as defined by s. 268 is the "sudden provocation" referred to in s. 304, the meaning of the words in s. 268 is an important consideration, but other considerations have also to be taken into account. However, as the present problem is with the application of s. 269 to the crime of doing grievous bodily harm created by s. 320, it is not necessary to examine the other considerations which tend against treating the words "sudden provocation" in s. 304 as "provocation" described in s. 268. (at p217)
kills another under circumstances which, but for
the provisions of this section, would constitute wilful murder
or murder, does the act which causes death in the heat of
passion caused by sudden provocation, and before there is
time for his passion to cool, he is guilty of manslaughter
only."
14. Prima facie an offence of which an assault is an element means an offence
which is not committed unless there be an assault,
for it is the definition of
an offence which determines its "elements". There are a number of instances
of such offences in the
Criminal Code. There are, however, other offences in
which assault is not an element of the offence in the sense just mentioned
but
the proof
of the offence may (in a particular case) involve the proof of an
assault; e.g. murder, manslaughter, unlawfully doing
grievous bodily
harm,
causing death or grievous bodily harm by the dangerous driving of a motor
vehicle on a road. Is it then a fair
meaning of the
words "an offence of which
an assault is an element" in s. 268 to apply them to such offences so that s.
269 would,
except in the case of a killing, provide a defence in the
particular case? With deference to those who take, and have taken,
a contrary
view, we think not. We acknowledge, of course, that the construction which we
have adopted does confine the operation
of s. 269
to narrow limits. As to
this it is worth observing that it would be unreasonable to construe s. 268 in
such a way that ss. 268 and
269 would not have any operation, but provided
that the construction adopted does give them an effective operation there is
no reason
for going further and adopting a particular construction because it
would give these sections an extensive operation. The extent
of their
operation must depend upon the language in which they are expressed. All that
can be said with complete assurance is that,
in some circumstances, whichever
construction be adopted, ss. 268 and 269 do afford a defence of provocation
unknown to the common
law and this is not a case where there is reason to
adopt a generous construction
of the language used in order to give the
sections
in question an effective operation. (at p218)
15. Our conclusion that the decision of the Court of Criminal Appeal is
correct rests upon the following considerations, all of
which are to be found
expressed in the judgments of judges of the Supreme Court of Queensland.
First and foremost there is the prima
facie meaning of the words of s. 268
which point to proof of an assault being necessary to establish the offence
defined by some
provisions in the Criminal Code. It is to the necessary
elements of "an offence" that attention is directed by the section rather
than
to the particular evidence
tendered to prove the offence charged. Secondly,
s. 269, in providing that a person is not criminally
responsible for an
assault committed upon another person, suggests that its likely
effect is
simply that the act constituting the
assault, charged as part of the offence,
loses its character as an element in the
offence if done with provocation. It
is the assault
which loses its criminal character so that the offence charged,
or a necessary
element in that offence, is deprived of its criminal
character.
Thirdly, s. 291 is inconsistent with incorporating the definition in s. 268
into s. 304. See Reg. v. Johnson, per Philp
J. (1964) Qd R 1, at p 5 . (at
p218)
16. Before concluding, there is a matter referred to in the course of
argument to which some reference should be made. It was suggested
that one
consequence of not taking the definition in s. 268 into s. 304 would be that
the Code would not be an entirely self-contained
statement of the criminal
law. It seems to us, however, that even
if the definition in s. 268 were to
be taken into s. 304 - and
the words "sudden provocation" themselves suggest
that it should not - the Code would still not be self-contained. Section 304,
unlike s. 269, does not itself express the conditions upon which provocation
is given legal effect. The conditions stated in s. 269
cannot be read into s.
304 and it is only to the common law to which reference can be had to
determine the circumstances in which
provocation, however defined,
reduces a
killing from murder to manslaughter. (at p219)
17. The considerations to which we have referred satisfy us that s. 269 does
not provide any defence to the crime of unlawfully
doing grievous bodily harm
created by s. 320 and that the Court of Criminal Appeal was correct in
answering the second question "No".
(at p219)
18. We would therefore grant special leave to appeal and dismiss the appeal.
(at p219)
WALSH J. The facts are recited in the judgments of other members of the
Court and need not be repeated. Two questions were reserved
by the trial
judge for consideration by the Court of Criminal Appeal in Queensland in
accordance with s. 668B of the Criminal Code
of that State. The first
question was whether any defence under s. 23 of that Code was available upon
the evidence in the case.
In the judgments in the Court of Criminal Appeal
different opinions were
expressed on the question whether what has been called
"the
wide view" or what has been called "the narrow view" should be adopted
in
determining, in a case in which an accused seeks to rely
upon s. 23, what
constitutes "an act" for which a person is not criminally responsible if that
act occurs independently of the exercise
of the
will. (at p219)
2. One view may be stated as being that if anything which is an ingredient of
the crime occurs independently of the will of the
accused the provision is
satisfied. On that view, as applied to the present case, it is not merely the
physical actions of the accused
that must be considered but the "doing" of
grievous bodily harm. The infliction of grievous bodily harm by what the
accused did
is also the act or a part of the act of the accused, in relation
to which the question must be raised whether it occurred independently
of the
exercise of his will. Counsel for the applicant admitted that this approach
should be adopted. It was submitted that the
cutting of the eye of the other
man and its surrounding tissue, which involved the doing of grievous bodily
harm, was an act which
could be found to have occurred independently of the
exercise of the applicant's will. The pushing of the broken glass into the
eye or, on one view of the evidence, the pushing of the glass against the eye
with such force that it broke, could be found to have
occurred without the
applicant's will, because he may have been unable to arrest the movement of
the glass so that it stopped before
reaching the eye. If a finding were
really open that the pushing of the glass against the eye was itself an
"unwilled act", I should
agree that the first part of s. 23 would need to be
considered by the jury. But, in my opinion, no such view of the evidence
could
be taken. (at p220)
3. On the opposing view of the provision a distinction is drawn between, on
the one hand, a bodily action which, alone or in conjunction
with some quality
of the action, or consequence caused by it, or an accompanying state of mind,
would entail criminal responsibility,
and, on the other hand, something
occurring as a result of the action and attracting criminal responsibility
which the action otherwise
would not have produced. It is the first of the
things thus described which is on this view the relevant "act" for the first
part
of s. 23: see Vallance v. The Queen [1961] HCA 42; (1961) 108 CLR 56, at p 64 . (at
p220)
4. In my opinion, it is not necessary in every case to apply s. 23 in
accordance with a rigid formula which accords with one or
other of the two
views described above. In the present case I do not
find it necessary to make
a definite choice between those two
opposing views. I agree with respect with
the opinions stated by Lucas
J. in the present case that none of the decisions
requires
the adoption in every case of either the one view or the other, that
each
case presents a different problem, and that it is impossible
to say that
"the wide view" or "the narrow view" must be taken in every
case. These
opinions are, I think, in harmony with the observation
by Dixon C.J. in
Vallance v. The Queen (1961) 108 CLR, at p 61
, where his Honour said that "it
is only by specific solutions of
particular difficulties raised by the precise
facts of given cases
that the operation of such provisions as s. 13 (of the
Tasmanian
Code) can be worked out judicially". (at p220)
5. In my opinion, in this case there was no act of the accused which could
have been found to have occurred independently of the
exercise of his will.
Plainly that is so if the acts to be considered are confined to his own
physical actions. But if they are
taken to include the "doing" of grievous
bodily harm, I am of opinion that this makes no difference. I think it is
impossible to
separate the pushing of the glass against the other man's face
and the cutting of his eye from the doing of grievous bodily harm
to him. The
doing of harm, that is, the infliction of injury, is inseparable from the
pushing against the eye of a glass which was
already broken or became broken
by means of the force of the pushing. It is true that the applicant may not
have intended to inflict
grievous bodily harm, but in the operation of s. 23
the intention to cause a particular result is immaterial, in relation to such
an offence as that with which the applicant was charged. In Vallance v. The
Queen [1961] HCA 42; (1961) 108 CLR 56 , a distinction
was made between
the shooting and the
wounding, some members of the Court being of the opinion
that the relevant act
was the shooting
and that the
wounding was an event or result brought about by
the act and others holding that
the wounding was the act. But the
circumstances
under consideration were different. The judgments of those
Justices who took the
view that the wounding and not the
shooting was
the
relevant act do not, in my opinion, support the proposition that in every case
a sensible distinction can and should
be made
between the wielding of the
weapon by which a wounding is inflicted and the wounding
itself. Nor is any
support for that
proposition
to be obtained from the case of Timbu Kolian v.
The Queen [1968] HCA 66; (1968) 119 CLR 47 . There three members of
the Court, Kitto,
Menzies and
Owen JJ., based their decision on that part of s. 23 which
negatives criminal responsibility for "an
event which occurs by accident"
and
they did not deal with the first part of s. 23. Barwick
C.J. said (1968) 119
CLR, at p 52 that
in deciding what was the act
which occurred or did not
occur independently of an exercise
of the will the choice on the facts of
the
case was between the wielding
of the stick and the landing of the blow on the
head of
the infant child. His Honour concluded
that the act was the striking
of
the child on the head and that that was not a willed act.
But his Honour
did not say that the occurrence
of injury to the child
which proved fatal was
to be considered, separately from the
striking of the child on the head, as a
relevant
act or as part of the
relevant act of the applicant in that case.
McTiernan J. adopted
the view that the act means the external elements
of the
crime.
He concluded that the act in the case then before the Court was
the
bodily movement involved in striking with the
stick and the
impact of the blow
on the child and that that impact was not intentional
or willed. In my
opinion, that judgment does
not govern
the question in the present case of
determining whether the doing of grievous
bodily harm, as distinct from the
willed
pushing of
the glass against the other man's face, was part of the
relevant act of the accused.
Nor, in my opinion, does the judgment
of Windeyer
J. contain anything that would require an affirmative answer to that question.
(at p222)
6. In my opinion, it is plain that the second of the exculpatory provisions
contained in the first paragraph of s. 23 does not apply
to the facts of this
case. (at p222)
7. The first question should be answered "No". (at p222)
8. The second question submitted to the Court of Criminal Appeal was whether
ss. 268 and 269 of the Criminal Code apply to the charge
under the Criminal
Code (see s. 320) of unlawfully doing grievous bodily harm. The contest on
this question
is between the view
that s. 269, read with s. 268, has no
operation except in a case in which the offence charged is one which is
defined in the Code
in such a way that an assault is an essential ingredient
in the offence and the view that it may apply in a case
in which, although
an
assault is not part of the offence as defined, it is alleged against an
accused who is charged, for example,
with the offence
of doing grievous bodily
harm to another created by s. 320 or the offence of unlawfully wounding
another created
by s. 323 (1) ,
that he did commit an assault and evidence is
brought to prove that fact. (at p222)
9. Reasons for and against each of the two interpretations of ss. 268 and
269, to which I have referred, have been fully and forcibly
stated in earlier
decisions in Queensland and elsewhere and by the members of the Court of
Criminal Appeal in the present case.
I do not think that it would be useful
for me to go over all the ground which has been so well trodden, by setting
out all the reasons
that have been advanced in support of each view and
examining their validity. I have come to the conclusion that the decision on
this question of the majority of the Court of Criminal Appeal should be
upheld. (at p222)
10. I recognize that that view gives a restricted operation to s. 269. It is
said also that it produces a capricious result by allowing
s. 269 to operate,
for example, where a person is charged under s. 339 of the Code with the
offence of unlawfully assaulting another
and thereby doing him bodily harm but
excluding its operation where there is, under s. 323, a charge of unlawfully
wounding. I do
not say that these are irrelevant considerations, but I cannot
attach major importance to them. I do not feel that I am at liberty
to
approach the task of construing the relevant provisions with the
preconceptions that an ample rather than a restricted operation
of s. 269 was
intended, and that it was likely that it was intended that all offences which
were in fact comparable should be treated
in a similar way and then to
construe the words used in the statute in a way which accords with those
preconceptions. It is for
the Parliament, if it wishes to do so, to remedy
any anomalies that may be found in the Code. (at p223)
11. It is said that speaking strictly the word "provocation" is not used in
s. 269 with reference to any offence, since that section
provides that what
might otherwise constitute an offence does not attract criminal
responsibility. That is true, but it is not,
I think, of much assistance in
resolving the problem raised in this appeal. I think that it cannot be
doubted that s. 268 applies
to the word "provocation" in s. 269. I do not
think that it is a necessary consequence that the opening phrase in s. 268
cannot
be held to be restricted to an offence of which an assault is expressly
declared to be a necessary element. On any view the language
used is not apt
to provide in a precise way a logical link between s. 268 and s. 269. But
whilst it is true that s. 269 does not
itself contain any reference to an
offence of which an assault is an element, I am of opinion that unless the
limiting words at the
commencement of s. 268 are to be held to have no
operation at all, then the fact that the definition in s. 268 does apply to
the
term "provocation" as used in s. 269 carries with it the consequence that
whatever limitation is imposed by those opening words of
s. 268 must be
imported into s. 269. In saying that I do not overlook the fact that the
opening words are not themselves part of
the definition contained in s. 268,
but are words which impose a limitation with respect to the applicability of
the definition.
But it remains true, in my opinion, that the scope of the
operation of s. 269 must be affected by that limitation, that is to say,
the
defence which s. 269 provides must be applicable only in those cases in which
the offence charged is "an offence of which an
assault is an element". (at
p223)
12. I agree with respect with the opinions expressed by McTiernan and Menzies
JJ. in their joint judgment herein that in their prima
facie meaning, the
words "used with reference to an offence of which an assault is an element" in
s. 268 indicate that an assault
must be a necessary component of "an offence"
as defined by some provision of the Code. As their Honours say, it is to the
necessary
elements of an offence that attention is directed rather than to the
particular evidence tendered to prove the offence which is charged.
(at p223)
13. In my opinion, the adoption of the view that, regardless of the charge
that is brought against the alleged offender, whenever
as part of the proof of
the charge evidence is given that the accused committed an assault on some
other person s. 269 is available
as a defence (subject, of course, to the
conditions which are required by the section to be satisfied in order that the
provocation
put forward by the accused may provide him with a defence) has the
consequence that the words "used with reference to an offence
of which an
assault is an element" have no real operation at all. It is plain that those
words must have been intended to impose
some limitation upon the area within
which the definition is to be operative. Some meaning should be given to them
which has the
effect of limiting its operation, and of thereby limiting the
area within which the exculpatory provisions of s. 269 are applicable.
But if
the words had been omitted from s. 268, the terms of the definition itself are
such that it could apply only in a case in
which there has been an assault on
one person by another. That means that it could apply only in a case in which
the commission
of an assault becomes an issue at the trial and evidence is
offered to show that an assault has been committed. If, then, it is
said that
s. 269 is available whenever it appears in the particular case that an assault
is alleged as part, and as a necessary part,
of the proof of the commission of
the offence charged, whatever that offence may be, no limitation is imposed on
the area of operation
of the definition and, consequently, on the scope of s.
269, additional to the limitation inherent in the subject matter with which
ss. 268 and 269 are concerned, that is to say, assaults following upon
provocative acts or insults. No effect is given to the words
"used with
reference to an offence of which an assault is an element". I am, therefore,
in agreement with the opinion expressed
by the learned district court judge
who presided at the trial that, upon the view which was afterwards adopted in
this case by the
minority in the Court of Criminal Appeal, the words just
quoted would be surplusage. (at p224)
14. Many difficult problems additional to those to which I have referred were
discussed in the Court of Criminal Appeal and at the
hearing of this appeal.
Amongst these problems may be mentioned the questions of the relationship of
ss. 268 and 269 to ss. 291 and
303 and of the applicability of the definition
in s. 268 of "provocation" to the use of that word in s. 304 of the Code. I
do not
think that it is necessary for me to discuss those problems in these
reasons. No doubt my conclusion may have logical consequences
in relation to
the questions whether the term "provocation" is used in s. 304 in the sense
attributed to it in the definition in
s. 268 and whether s. 269 is applicable
in some cases of alleged manslaughter. But those questions are not raised
directly by this
appeal and I do not think that I need embark upon a
discussion of them. This does not mean, of course, that I have left out of
account,
in reaching my conclusion, the authorities in which those questions
have been discussed. (at p225)
15. In my opinion the second question should be answered "No". (at p225)
16. I am of opinion that special leave to appeal should be granted and that
the appeal should be dismissed. (at p225)
GIBBS J. The applicant was indicted in the District Court of Queensland on
a charge that on 5th March 1971 at Brisbane he unlawfully
did grievous bodily
harm to one Ibro Bajric. That charge was laid under s. 320 of the Criminal
Code (Q.) ("the Code") which provides:
"Any person who unlawfully does grievous bodily harmBefore a verdict was given, counsel for the applicant applied to the learned trial judge to reserve two questions of law which arose on the trial, and on which the learned trial judge had during the course of the trial given rulings adverse to the applicant. In accordance with s. 668B of the Code, the learned trial judge did reserve the two questions, which were as follows:
to another is guilty of a crime, and is liable to imprisonment
with hard labour for seven years."
"(a) Whether there was a defence under s. 23 of the CodeThe jury convicted the applicant and the learned trial judge postponed judgment until the two questions had been considered and decided by the Court of Criminal Appeal of the State of Queensland. That Court, specially constituted by five judges, heard argument on the questions, and by a majority determined that both questions should be answered in the negative and that the case should be remitted to the learned trial judge to pronounce sentence on the applicant (1972) Qd R 465 . From this decision application is made to us for special leave to appeal. (at p225)
available upon the evidence in the case; and
(b) Whether ss. 268 and 269 of the Code apply to a
charge under s. 320 of the Code of unlawfully doing
grievous bodily harm."
2. The case transmitted by the learned trial judge to the Court of Criminal
Appeal, although not altogether precise, appears upon
analysis to reveal the
following facts. Bajric spoke to the applicant words which constituted a
wrongful insult of such a nature
as to be likely, when offered to an ordinary
person, to deprive him of the power of self-control and to induce him to
assault the
person by whom the insult was offered. The applicant was in fact
provoked by that insult to act as he did. He took hold of Bajric's
wrist and
pushed Bajric's hand, which was holding a glass of beer, back towards Bajric's
face. Bajric pushed back with his own hand.
The glass was forced against
Bajric's eye causing him grievous bodily harm. At some time during this
incident the glass broke,
but it is not clear whether that occurred before or
after the glass touched Bajric's face. It was also stated in the case that
there
was some evidence that the applicant had acted in self-defence, but this
is not relevant to the questions reserved. (at p226)
3. The first question raised is whether a defence under s. 23 of the Code was
available in the circumstances of the case. Section
23 provides as follows:
"Subject to the express provisions of this Code relatingBy s. 1 the term "criminally responsible" means "liable to punishment as for an offence", and s. 2 provides that "An act or omission which renders the person doing the act or making the omission liable to punishment is called an offence". (at p226)
to negligent acts and omissions, a person is not criminally
responsible for an act or omission which occurs independently
of the exercise of his will, or for an event which
occurs by accident.
Unless the intention to cause a particular result is expressly
declared to be an element of the offence constituted,
in whole or part, by an act or omission, the result intended
to be caused by an act or omission is immaterial.
Unless otherwise expressly declared, the motive by which
a person is induced to do or omit to do an act, or to form
an intention, is immaterial so far as regards criminal
responsibility."
4. The first paragraph of s. 23, after the introductory proviso as to
negligent acts and omissions, states two rules which, although
they deal with
related matters, are quite distinct. For present purposes the discussion of
these rules may be confined to the case
of acts, since it was acts and not
omissions that resulted in the applicant being held criminally responsible in
the present case.
The first rule, that a person is not criminally responsible
for an act which occurs independently of the exercise of his will, requires
that the act for which a person is criminally responsible shall be his own
act, and an act which results from the exercise of his
will. Thus the section
has been held to have the effect that an employer is not liable for the act of
his servant done without his
authority and contrary to his instructions (Hunt
v. Maloney; Ex parte Hunt (1959) Qd R 164 ), that a person driving a motor
vehicle
would not be liable for causing the death of another if he had fallen
asleep without any prior warning of his inability to keep awake
and in
circumstances where a reasonably careful driver would not have been aware that
he was likely to fall asleep (R. v. Scarth
(1945) St R Qd 38 ) and that a
person is not criminally responsible for acts done in a state of automatism
caused by an injury to
the head (Cooper v. McKenna; Ex parte Cooper (1960) Qd
R 406 ). Of course other sections of the Code may render the exculpatory
provisions of s. 23 inapplicable; for example, s. 7 may render a person who
falls within its provisions criminally liable for an
offence committed by
another, and ss. 27 and 28 will govern cases of insanity and intoxication that
might otherwise have fallen within
s. 23. However, the first rule of s. 23,
in so far as it applies to acts of the accused himself, requires that those
acts should
be of his own volition - that he should have willed that the acts
themselves should happen. That rule is not concerned with the consequences
of
an act which the accused has willed. It is the second rule, that a person is
not criminally responsible for an event which occurs
by accident, that
exculpates an accused from liability for the accidental outcome of his willed
acts. Moreover, neither rule deals
with the result intended to be caused by
an act or omission; the second paragraph of s. 23 renders that immaterial
unless the intention
to cause a particular result is expressly declared (that
is, in the provision creating the offence) to be an element of the offence
constituted, in whole or part, by the act or omission. (at p227)
5. There has been a difference of opinion as to what is comprehended within
the meaning of the word "act" in the first paragraph
of s. 23. One view is
that it refers to any act forming an element of the offence charged; another
is that it means what Dixon C.J.,
in Vallance v. The Queen (1961) 108 CLR, at
p 59 , called "the external elements necessary to form the crime". In the
present case
the submission of the applicant takes as its starting point the
latter view. It was conceded that the pushing of the glass towards
Bajric's
face was an act which resulted from the exercise of the will of the applicant,
but it was submitted that the "act", for
the purposes of the first rule in s.
23, included everything that happened from the time when the applicant
commenced to push against
Bajric's hand until Bajric was occasioned grievous
bodily harm, and that it should have been left to the jury to consider whether
the pushing of the glass into Bajric's face with a degree of force sufficient
to cause him grievous bodily harm was an act accompanied
by the exercise of
the applicant's will. This is very close indeed to a submission that the jury
should have been invited to consider
whether the applicant had an intention to
cause grievous bodily harm - a question which was quite irrelevant to the
charge. (at p228)
6. In Vallance v. The Queen [1961] HCA 42; (1961) 108 CLR 56 , where the accused was charged
with the offence of unlawfully wounding
another, the
Court discussed the
meaning
of the word "act" in s. 13(1) of the Criminal Code (Tas.), a section
which although similar
to s. 23
has important points of difference
from that
section. Section 13(1) provides:
"No person shall be criminally responsible for an act
unless it is voluntary and intentional, nor, except as hereinafter
expressly provided, for an event which occurs by
chance." (at p228)
7. Dixon C.J. said that the words of the first part of this sub-section refer
to the punishable acts of the accused and that since
in that case the wounding
was the punishable act it was the wounding which must be voluntary and
intentional (1961) 108 CLR, at pp
60-61 . Windeyer J. was of a like opinion.
He said (1961) 108 CLR, at p 79 :
"The statement that no person shall be criminally responsibleSince nothing less than the act of wounding would, if done intentionally, give rise to criminal responsibility, he too considered that the wounding was the act to which s. 13(1) referred. However, this view was rejected by Kitto and Menzies JJ. Kitto J. said (1961) 108 CLR, at p 64 :
for an act, unless it is voluntary and intentional
refers, I think, as a mere matter of construction, to an
act for which, if done voluntarily and intentionally, a person
would be criminally responsible. The definition of 'criminally
responsible' in s. 1 seems to confirm this construction.
The 'act' referred to is thus a deed that, if done wilfully
and intentionally (and in cases where a specific intent
is an ingredient of the crime, done with that intent), would
make the doer criminally responsible."
"In my opinion, s. 13(1) is framed with a recognitionMenzies J. said (1961) 108 CLR, at p 71 that the "act" was the act of shooting and not the act of wounding - the latter was the "event" or result brought about by the "act" of shooting. The other member of the Court, Taylor J., did not expressly deal with the question, although the reasons which he gave for his judgment (1961) 108 CLR, at pp 68-69 suggest that he was of a similar opinion to Kitto and Menzies JJ. (at p229)
that there is a distinction to be drawn between, on the one
hand, a bodily action performed by a person, entailing
criminal responsibility either per se or in virtue of some
quality of the action, some consequence caused by it ...,
some accompanying intent or state of mind ..., and, on the
other hand, something eventuating in consequence of the
action and attracting a criminal responsibility which the
action otherwise would not have produced. When s. 13(1)
speaks of an act being voluntary and intentional, before
turning to the event and speaking of that as not occurring
by chance, it seems to me to be addressing itself only to the
question whether a person charged acted of his own free
will and by decision, before asking whether that which
eventuated from his act was a merely chance result."
8. In my respectful opinion, the difference between s. 13(1) of the Tasmanian
Code and s. 23 of the Queensland Code are not such
as to render it necessary
to give to the word "act" in the latter section a meaning different from that
which it bears in the former.
However, in Timbu Kolian v. The Queen [1968] HCA 66; (1968)
119 CLR 47 , the meaning of s. 23 of the Code, as adopted in Papua
and New
Guinea,
fell for consideration and three members
of the Court took the view
that the question was not concluded by Vallance
v. The Queen
[1961] HCA 42; (1961) 108 CLR 56
. The facts were that the accused had, in the darkness, picked up a stick and
aimed
a blow at his wife but had
struck and killed a baby who was being
carried in his wife's arms. The accused did not know of, and had
no reason to
suspect, the
presence of the baby. The whole Court held that the operation of
s. 23 required the acquittal of the accused.
Barwick C.J. and McTiernan
J.
were of opinion that the first rule in s. 23 applied. Their view was that the
"act", for the purposes
of s. 23, was the striking
of the child on the head,
and not the actual wielding of the stick. Kitto, Menzies and Owen JJ., on the
other hand, considered that
the second rule applied; Menzies J. said (1968)
119 CLR, at p 56 that the death of the child from being
struck upon the head
with
the stick was an event which occurred by accident, and Owen J. (with whom
Kitto J. concurred) said (1968)
119 CLR, at p 71 that
the fact that the blow
struck the child was an event which occurred by accident. Windeyer J. held
that both
rules applied: the
act of the accused, namely hitting the child on
the head with a stick thereby killing him, was not an intended
act;
alternatively,
the striking of the child causing the death was an event which
occurred by accident. Although in this case three
members of the
Court
adopted an interpretation of s. 23 similar to that given to s. 13(1) of the
Tasmanian Code by Dixon C.J. and
Windeyer J. in
Vallance v. The Queen [1961] HCA 42; (1961)
108 CLR 56 , and the other members of the Court did not expressly dissent
from
that interpretation,
it would in my opinion
be quite wrong to regard the
decision as an authority binding this Court to adopt
that interpretation. To
hold that the second rule
applied, and that the death of the child was an
event caused by accident, was
in my opinion implicitly
to reject the view that
the
first rule was applicable. Although of course one set of facts may call
for
a consideration of both
rules and, as Timbu Kolian v.
The Queen shows,
those called upon to decide the question may agree that s.
23 applies while
differing
as to which rule is applicable,
nevertheless, as Barwick C.J.
pointed out in Timbu Kolian v. The Queen
(1968) 119 CLR, at pp 52-53
, the
second rule is directed
to the consequences of an act which was accompanied by
the will of the
actor. Although it may be that
in an exceptional case the
applications of the two rules may not be mutually exclusive, that is not
true
of circumstances such as
those under consideration
in Timbu Kolian v. The
Queen. The decision of Menzies, Kitto and Owen JJ.
in that case that the
killing
or the striking of the child
was an event which occurred by accident
ought to lead to the conclusion
that neither the killing nor
the striking of
the child was
an "act" which occurred independently of the will of the
accused. The
Court was in effect evenly divided
as to whether the first
rule
in s. 23 applied, and the question of the meaning of the word "act"
in that
section remains an open
one upon which I am now
free to give effect to my own
opinion. (at p230)
9. I can, with respect, appreciate the force of the argument that since s. 23
is intended to relieve an accused person from responsibility
in the cases to
which it applies, the "act" referred to must be one which renders the person
doing it liable to punishment. However,
it would in my respectful opinion be
a departure from the ordinary meaning of the word to regard "act" as including
all the ingredients
of the crime other than the mental element. As has been
pointed out, in many cases the bodily acts of the accused by themselves
do not
entail any criminal responsibility. Putting aside cases where a specific
intention is required, there are many offences which
are constituted only if
the act of the accused was accompanied by some extrinsic circumstance (e.g.
absence of consent on a charge
of rape or the age of the girl on a charge of
unlawful carnal knowledge) or had some particular consequence (e.g. the
causing of
grievous bodily harm, as in the present case). It would be
straining language to regard the word "act" as extending to all such external
circumstances. Further, the phrase "negligent acts" in the first paragraph of
s. 23, and the word "act" in the second and third
paragraphs, obviously can
only apply to physical actions and do not refer, for example, to the
consequences of those actions. However,
perhaps the strongest indication of
the intent with which "act" is used in the first paragraph of s. 23 is to be
found in the very
words of that paragraph, which, by distinguishing between an
act and its consequences, show that "act" is not intended to embrace
the
consequences as well as the action that produced them. Section 23 is
elliptical and when it speaks of criminal responsibility
for an act or for an
event it does not mean that the act or event per se would necessarily give
rise to criminal responsibility,
but rather refers to an act or event which is
one of the circumstances alleged to render the accused person criminally
responsible.
It seems to me that this must be beyond argument in so far as
the section refers to an event, for an event - the consequences of
an act -
alone could hardly give rise to criminal responsibility. In my opinion the
"act" to which the first rule refers is some
physical action, apart from its
consequences - the firing of the rifle rather than the wounding in Vallance v.
The Queen [1961] HCA
42; (1961) 108
CLR 56 and the wielding of the stick, rather than the
striking or the killing of the baby in Timbu Kolian v. The
Queen
(1968) 119
CLR 47 . I thus respectfully adopt the views of Kitto and Menzies JJ. in
Vallance v. The Queen
[1961] HCA 42; (1961) 108 CLR 56 rather than the
contrary opinions.
(at p231)
10. The pushing, by the applicant, of the hand holding the glass was an
action willed by the applicant. It was not an action which
occurred
independently of the exercise of his will and the first rule in s. 23
therefore had no application. (at p231)
11. In my opinion, the second rule does not apply. It must now be regarded
as settled that an event occurs by accident within the
meaning of the rule if
it was a consequence which was not in fact intended or foreseen by the accused
and would not reasonably have
been foreseen by an ordinary person: see
Vallance v. The Queen (1961) 108 CLR, at pp 61, 65, 82 , Mamote-Kulang v. The
Queen [1964]
HCA 21; (1964)
111 CLR 62, at pp 69, 72, 85 , Timbu Kolian v. The Queen (1968)
119 CLR, at pp 67, 71 and Reg. v. Tralka (1965)
Qd R 225,
at pp
228, 233-234
. It is impossible to say that the grievous bodily harm suffered by Bajric
was so unlikely a consequence
of pushing
a glass forcibly towards his face
that no ordinary person could reasonably have foreseen it - indeed no very
strong argument
was
advanced to the contrary. In the present case the
provisions of s. 23 did not exculpate the applicant and the first question
was
rightly answered in the negative. (at p232)
12. The second question, in effect whether a defence of provocation is
available on a charge of unlawfully doing grievous bodily
harm, is one that
has occasioned considerable controversy. The answer to it depends upon the
proper construction of ss. 268 and 269
of the Code which appear in Ch. 26
("Assaults and Violence to the Person Generally: Justification and Excuse")
and read as follows:
"268. Provocation. - The term 'provocation', used with
reference to an offence of which an assault is an element,
means and includes, except as hereinafter stated, any
wrongful act or insult of such a nature as to be likely,
when done to an ordinary person, or in the presence of an
ordinary person to another person who is under his immediate
care, or to whom he stands in a conjugal, parental,
filial, or fraternal, relation, or in the relation of master or
servant, to deprive him of the power of self-control, and to
induce him to assault the person by whom the act or insult
is done or offered.
When such an act or insult is done or offered by one person
to another, or in the presence of another to a person
who is under the immediate care of that other, or to whom
the latter stands in any such relation as aforesaid, the
former is said to give to the latter provocation for an
assault.
A lawful act is not provocation to any person for an
assault.
An act which a person does in consequence of incitement
given by another person in order to induce him to do the
act, and thereby to furnish an excuse for committing an
assault, is not provocation to that other person for an
assault.
An arrest which is unlawful is not necessarily provocation
for an assault, but it may be evidence of provocation to a
person who knows of the illegality."
"269. Defence of provocation. - A person is not criminally
responsible for an assault committed upon a person who
gives him provocation for the assault, if he is in fact deprived
by the provocation of the power of self-control, and acts
upon it on the sudden and before there is time for his
passion to cool; provided that the force used is not disproportionate
to the provocation, and is not intended, and
is not such as is likely, to cause death or grievous bodily
harm.
Whether any particular act or insult is such as to be likely
to deprive an ordinary person of the power of self-control
and to induce him to assault the person by whom the act
or insult is done or offered, and whether, in any particular
case, the person provoked was actually deprived by the
provocation of the power of self-control, and whether any
force used is or is not disproportionate to the provocation,
are questions of fact." (at p233)
13. From the time of the enactment of the Code, and for some decades
afterwards, it was accepted by the courts in Queensland without
question that
s. 269 had the effect that provocation, as defined in s. 268, was, subject to
the conditions stated in s. 269, a defence
to a charge of manslaughter,
unlawfully doing grievous bodily harm, or unlawfully wounding, where the
death, grievous bodily harm
or wounding had been caused by an assault
committed by the accused: R. v. Coupland ((1901) Griffith C.J.) and R. v.
Smeltzer ((1905)
Cooper C.J.), cited in Macleod's Queensland Criminal Code
Supplement, at pp. 94-96; R. v. Foxcroft (Real J.) (1911) 5 QJP 129 ; R.
v.
Harris (Court of Criminal Appeal) (1930) QWN 22 ; R.
v. Sabri Isa (Stanley and
O'Hagan JJ.) (1952) St R Qd 269, at pp 288-289,
303-305 . The Code in
defining those crimes does not use
the word "assault", and does not make an
assault a necessary component
part of the offence, but the defence of
provocation was nevertheless
held applicable where the commission of an
assault was alleged
to have been in fact an element of the offence charged.
However, a
shift of opinion became manifest in Reg. v. Martyr (1962) Qd R
398
, where Philp J., in the course of expressing his view that under
s. 291 of
the Code (which provides that "it is unlawful to
kill any person unless such
killing is authorized or justified or excused
by law") an accused person
escapes liability only if the
killing itself is authorized, justified or
excused, and that it is not enough
that the blow or other act causing death
was authorized,
justified or excused, went on to say (1962) Qd R., at p 414 :
"Thus by s. 269 of the Code a person is not criminallyThe question fell for discussion again in Reg. v. Johnson (1964) Qd R 1 , where the Court of Criminal Appeal was called upon to consider the meaning of "provocation" in s. 304 of the Code, a section which appears in Ch. 28 ("Homicide:...") and which then read as follows:
responsible for an assault committed upon a person who
gives him provocation for the assault. The assault is justified
but if death be caused by the assault the mere fact that
the assault was justified is immaterial to the question whether
the killing was justified or excused."
"304. Killing on provocation. - When a person who(The words "wilful murder or" have since been omitted from the section.) The actual decision in that case was that the word "provocation" in s. 304 was used in the sense in which it was understood at common law and not with the meaning given to it by s. 268. In reaching that conclusion Philp J. (1964) Qd R., at p 5 expressed again his earlier opinion that s. 269 affords no exculpation so far as manslaughter is concerned. Lucas J. was of a similar opinion. He said (1964) Qd R., at p 20 :
unlawfully kills another under circumstances which, but for
the provisions of this section, would constitute wilful murder
or murder, does the act which causes death in the heat of
passion caused by sudden provocation, and before there is
time for his passion to cool, he is guilty of manslaughter
only."
"Wilful murder and murder are not offences of whichThese remarks of Philp and Lucas JJ. were treated by Hart J. in Reg. v. Sleep (1966) Qd R 47 , as mere dicta and not binding upon him, and upon consideration he followed the earlier authorities and held that s. 269 affords a defence to a charge of manslaughter. In Reg. v. Day (Unreported, 7th June 1966; Supreme Court of Queensland.) Hoare J. took the same view. These authorities were discussed by the Court of Criminal Appeal in Reg. v. Williams (1971) Qd R 414 , where it was held that the interpretation of ss. 268 and 269 reached in Reg. v. Johnson (1964) Qd R 1 was correct and that Reg. v. Sleep (1966) Qd R 47 was wrongly decided. Notwithstanding this decision, in Reg. v. Pickett (1972) Qd R 425 , Hart J. held that the facts in Reg. v. Williams (1974) Qd R 414 had raised no question of provocation and that the observations of the Court in that case were only dicta: he accordingly felt free to adhere to the views that he had earlier expressed in Reg. v. Sleep (1966) Qd R 47 . It was in the light of this striking conflict of judicial opinion that a Special Court of Criminal Appeal of five members was convened in the present case. (at p235)
an assault is an element, and it is only in connection with
offences of wilful murder and murder that s. 304 has any
operation. It is true that many, perhaps most, cases of wilful
murder and murder are cases in which an assault has
occurred, but this does not, in my opinion, make these
offences offences of which an assault is an element."
14. The same question has also fallen for decision in Papua New Guinea, where
the Queensland Code has been adopted as part of the
law, and it has there been
held that s. 269 does make provocation a defence to a charge of manslaughter:
Reg. v. Nantisantjaba (1963)
P & NGLR 148 . (at p235)
15. A controversy not unrelated to that concerning the application of ss. 268
and 269 has also raged in relation to the meaning
of "provocation" in s. 304.
Its relevance to the present case is that if the definition contained in s.
268 applies to "provocation"
in s. 304, that would afford support to the view
that the words "an offence of which an assault is an element" in s. 268 do not
limit
the application of that section to offences of which an assault is, by
definition, a necessary element. It was assumed in the Court
of Criminal
Appeal in Queensland (at least by E. A. Douglas J.) in R. v. Willis
(Unreported, 1946; Supreme Court of Queensland.)
, and held by a majority of
the same Court in R. v. Sabri Isa (1952) St R Qd 269 , that "provocation" in
s. 304 has the meaning given
to that expression by s. 268. However, in Reg. v.
Herlihy (1956) St R Qd 18 , the Court of Criminal Appeal, by a majority
(Mansfield
C.J. and Mack J.), held (on grounds the validity of which it is
unnecessary to canvas) that R. v. Sabri Isa (1952) St R Qd 269 did
not amount
to a binding decision and that upon the proper construction of s. 304
"provocation" in that section was to be understood
according to its meaning at
common law. This has since been accepted in Queensland as settled doctrine:
Reg. v. Young (1957) Qd
R 599, at p 603 ; Reg. v. Johnson (1964) Qd R, at pp
6, 22 . However, in Western Australia, where a Code in similar terms is in
force, and in Papua New Guinea, the decided cases strongly support the view
that "provocation" in s. 304 is to be interpreted as
defined in s. 268:
Mehemet Ali v. The Queen (1957) 59 WALR 28 ; Reg. v. Hamo-Tine (1960) 8 FLR
381 ; Reg. v. Zariai-Gavene (1963)
P & NGLR 203 ; Reg. v. Iawe-Mama (1965-66)
P & NGLR 96 ; Reg. v. K. and J. (Unreported, 17th November 1972; Supreme Court
of Papua
New Guinea.) . (at p235)
16. This Court is not bound by any of these authorities and is free to
resolve these disputed questions according to its own opinion.
Although it is
unnecessary to canvass in further detail the reasoning to be found in these
decisions, it ought to be said that the
judgments contain clearly stated
arguments in favour of the contending views and have been most helpful in
enabling me to reach a
decision. (at p236)
17. The question that now falls to be decided is one of construction. The
instrument to be construed is a Code. It is hardly necessary
to repeat,
although it is of importance not to forget, the rules of construction of
codifying instruments that have been laid down
in such authorities as Bank of
England v. Vagliano Brothers (1891) AC 107, at pp 120, 144-145 ; Robinson v.
Canadian Pacific Railway
Co. (1892) AC 481, at p 487 ; Brennan v. The King
[1936] HCA 24; (1936) 55 CLR 253, at p 263 ; and Wallace-Johnson v. The King (1940)
AC 231,
at
p 240 . The proper course in the first instance
is to turn to the language
of the Code itself and to construe it according
to its
natural meaning.
However, if the Code uses an expression
(such as "provocation") which has
acquired an accepted technical
meaning,
that accepted meaning may be
attributed to the word if
the Code itself has not defined it. (at p236)
18. The section of the Code which, in cases to which it applies, makes
provocation a defence, is s. 269. In my opinion if that
section stood alone
it would (subject, of course to the conditions which it specifies) exculpate
an accused person who stood charged
with manslaughter, unlawfully doing
grievous bodily harm or unlawfully wounding, if the death or injury had
resulted from a provoked
assault. If the accused is not criminally
responsible for the assault he cannot, in my opinion, be held responsible for
the death
or injury which has resulted from it. To say, as Philp J. did in
Reg. v. Martyr (1962) Qd R 398 , that the provocation may excuse
the assault
but not the killing, would in my opinion, with all respect to that eminent
judge, be to place altogether too narrow a
construction on the exculpatory
words of s. 269 and to construe s. 291 with a slavish literalism which would
ignore the sense of
the section and its relation to other provisions of the
Code. However, the words of s. 269 must of course be understood in the light
of s. 268 and it is upon the phrase "used with reference to an offence of
which an assault is an element" contained in that section
that much of the
argument in favour of a restricted view of s. 269 is based. (at p236)
19. It has been said that the fact that the definition of "provocation"
appears in s. 268, in the chapter dealing with assaults,
rather than in s. 1,
the definition section, of the Code, provides an indication that the
definition is intended to be applied only
for limited purposes. It has also
been said that the introductory words of the definition show that it governs
the meaning of "provocation"
only when that term is used in the Code in
respect of an offence which, as enacted, makes an assault an element.
However, the word
"provocation" appears in the Code only in ss. 25, 268, 269,
270 and 304, although the word "provoked" is also used in ss. 271 and
272, and
"provoke" is used in ss. 61 and 73. In none of those sections is
"provocation" used with reference to an offence of which
an assault is
declared to be a necessary element. It is of course clear that the definition
in s. 268 must govern the word "provocation"
in s. 269 - if that were not so,
and if it did not apply to s. 304, it would have no effective application at
all. However, strictly
speaking, "provocation" in s. 269 is not used with
reference to any offence, for the section describes circumstances in which no
offence has been committed notwithstanding that there was an assault, for the
person who committed the assault is absolved from criminal
responsibility for
it. Further, s. 269 is expressed to apply to any case in which an assault has
been committed upon a person who
has given provocation for the assault and
there is nothing in that section to confine its operation to cases where the
offence as
defined specifies an assault as an element of it. If the
definition in s. 268 is to apply to the term "provocation" in s. 269 -
as it
must - the opening phrase of s. 268 cannot mean "used with reference to an
offence of which an assault is expressly declared
to be a necessary element".
The phrase, which is imprecise and not well chosen, must therefore be given
some such meaning as "used
with reference to a case in which an assault in
fact formed an element (or the sole element) of the offence charged". On this
view
the definition would apply to s. 304 in cases where the manslaughter was
caused by an assault. But whatever meaning is given to
the phrase in s. 268
it is impossible to avoid the conclusion that the definition of "provocation"
in s. 268 applies to the term
as used in s. 269, and since all that s. 268
does is to define the meaning of "provocation" there is no justification for
regarding
the introductory phrase in that section as imposing a further
limitation on the scope of s. 269. (at p237)
20. We were referred to the many sections of the Code in which the word
"element" is used but they provide little assistance in
resolving the present
question. "Element" is an equivocal word; an element of an offence must be a
constituent part of the offence
but it may be either an essential component of
the offence as defined or a part of the offence as it was actually committed.
It is
true that in quite a number of sections of the Code (of which ss. 22, 23
and 28 are only a few) the context shows that the word "element"
can only mean
an element of the offence as defined but in others (e.g. ss. 12, 557 and 685)
it can clearly enough be used in either
sense. The word is also used in s.
575 and the cases in which that section has been discussed (cases which it is
not here necessary
to consider) show the doubt that can attend the meaning of
the word. A consideration of the sections in which "element" appears does
not
indicate that in the Code the word is always used to mean a component part of
the offence as expressly defined. (at p238)
21. If the defence given by s. 269 were to be confined to offences in which
an assault is expressed to be a necessary element of
the offence, the result
would be that the Code would in some circumstances have a quite capricious
operation. It would mean that
the availability of the defence of provocation
would depend on the expression used in the Code to define the offence, rather
than
on any rational considerations. For example, the defence would be
available to a person charged with unlawfully assaulting another
and thereby
doing him bodily harm (s. 339) but not to a person charged with unlawfully
wounding another (s. 323) when the wounding
was caused by an assault, although
both offences carry the same maximum punishment and although a case of
unlawful wounding will
not necessarily be any more serious than one of assault
causing bodily harm. It is legitimate, in choosing between the possible
meanings of this ambiguous provision in the Code, to adopt a construction that
would avoid anomalies of this kind. (at p238)
22. Further, it would be somewhat surprising to find that in the Code, whose
authors went to pains to frame provisions that would
exclude and supersede the
general rules of the common law as to criminal responsibility, and who
provided a full and careful definition
of "provocation" that in some respects
differed from the common law, should nevertheless have intended that to
ascertain the meaning
of the word "provocation" in s. 304 it should still be
necessary to roam over the various authorities in which the scope of the
doctrine
had been defined at common law. The fact that the law of homicide
was materially altered by the provisions of ss. 301 and 302 (which
have since
respectively been repealed and amended) lends some further support for the
view that it was not likely to have been intended
that the rules of the common
law with regard to provocation should continue to apply. (at p239)
23. Certain other arguments have been advanced in favour of the view that s.
268 can only apply in relation to offences of which
an assault is a necessary
element according to the definition of the offence, and does not define the
word as used in s. 304. It
has been said that even if the definition
contained in s. 268 were read into s. 304, the statement of the law with
respect to the
reducing effect of provocation on charges of murder would be
defective and that recourse must in any case be had to the common law
to fill
the gap. In particular it has been suggested that s. 304 does not contain any
express requirement that the accused should
be "in fact deprived by the
provocation of the power of self-control" and does not contain a requirement
that "the force used is
not disproportionate to the provocation" (cf. s.
269.). However, s. 304 speaks of an act done "in the heat of passion caused
by
sudden provocation" and those words imply that the act was done by a person
who, acting in the heat of passion, had lost his power
of self-control. As to
the absence from s. 304 of a requirement that the force used should not be
disproportionate to the provocation,
the omission was in my opinion
deliberate. Section 304 applies only to cases in which the person who gave the
provocation has been
killed, and the force used that resulted in the killing
must necessarily have been disproportionate to the provocation offered, except
perhaps in a case where a complete defence would have been available on the
ground of self-defence. In my opinion there is no reason
on the face of the
sections why the definition in s. 268 should not be read into s. 304 as well
as into s. 269. It has also been
said that s. 304 can apply to a killing
which has been caused otherwise than by an assault, e.g. as the result of an
interference
with a ship, motor car or aircraft, and that this shows that s.
268, which applies only to assaults, has no application to s. 304.
Murders
effected by damaging the vehicle in which the person killed was travelling or
about to travel are not unknown, but it must
indeed be a rare and exceptional
case - if indeed one has ever arisen - where the interference with a vehicle
which resulted in death
was done in the heat of passion rather than as a
result of malevolent deliberation. However that may be, in my opinion the
framers
of s. 304 did not contemplate that the doctrine of provocation could
apply to a case in which the killing had been brought about
in circumstances
in which there was no assault. I reject the conclusion that s. 304 was
intended to incorporate some of the common
law rules as to provocation. On the
contrary, in my opinion s. 268 provides the definition of "provocation" in s.
304, and if this
is so, the words of s. 268 cannot be restricted to the case
of offences whose definition includes an assault as an element. (at p240)
24. My conclusion may be shortly stated. Section 269 absolves from criminal
responsibility for an assault a person who is acting
under provocation in the
circumstances mentioned in the section. Of course the section does not apply
to cases of murder: that is
the effect of the proviso to the first
sub-section. However, to absolve a man from criminal responsibility for an
assault must similarly
be to absolve him from liability for an offence which
was in fact constituted by the assault. If there were a conflict between the
words of s. 268 and s. 269, those of the latter section ought to prevail since
it is the operative section, and has been enacted
in favour of the liberty of
the subject. However, the words of s. 268 do not in my opinion mean that the
definition in that section
can only be applied to the case of an offence of
which an assault is declared by the provisions creating the offence to be an
element.
(at p240)
25. For these reasons, and with great respect to those who have taken a
contrary view, in my opinion the second question in the
case should have been
answered "Yes". (at p240)
26. The question then arises, what order ought to be made in the matter? By
s. 668B the question reserved is to be heard and determined
as an appeal. It
follows from what I have said that the defence of provocation should have been
left to the jury unless on the evidence
no reasonable jury could fail to have
been satisfied that the force used was disproportionate to the provocation or
was intended
or likely to cause death or grievous bodily harm. It is not
possible on the facts stated to say that a reasonable jury must have
been so
satisfied. If the evidence had shown that the glass had been broken before it
was pushed towards Bajric's face it would
have been difficult to escape the
conclusion that the force used by the applicant was likely to cause grievous
bodily harm. However,
it does not appear when the glass became broken and
although it was foreseeable that the pushing of an unbroken glass into
Bajric's
face might cause grievous bodily harm it was a matter for the jury to
say whether it was likely in all the circumstances to cause
grievous bodily
harm. Further, on the facts stated it is not possible to say that
notwithstanding the failure to leave the question
of provocation to the jury
no substantial miscarriage of justice has actually occurred, within the
meaning of the proviso to s. 668E.
The conviction ought therefore to be set
aside. (at p241)
27. On behalf of the applicant it was submitted that having regard to the
considerable delays that have occurred since the conviction
(which were
explained in part by a hope that the decision in Reg. v. Williams (1971) Qd R
414 would conclude the question in issue
and by the difficulty of convening a
Court of Criminal Appeal of five judges) we should refrain from ordering a new
trial. It would
seem to me, however, that nothing has been shown in the
material before us that would justify us in declining to order a new trial.
No
doubt the Crown in deciding whether to proceed with a new trial will give such
attention as may be proper to the delays that have
occurred. (at p241)
28. For these reasons I would grant special leave to appeal. I would answer
the first question "No" and the second question "Yes",
would quash the
conviction and would order a new trial. (at p241)
STEPHEN J. On this appeal there arise for decision two questions of law
reserved by the learned trial judge in the course of the
trial of the accused.
A case was stated for the Queensland Court of Criminal Appeal, specially
constituted of five judges, and a
majority of that Court answered each
question in the negative; from that decision special leave is now sought to
appeal to this Court.
(at p241)
2. I have had the advantage of reading the reasons for judgment of Gibbs J.
With the considerable assistance which I have derived
from the arguments of
counsel in this case and from the judgments of each of the members of the
Court of Criminal Appeal I have concluded
that I do not wish to add anything
to what is said by my brother Gibbs concerning what are important and very
vexed questions affecting
the interpretation of the Criminal Code of
Queensland. I agree both with his reasons for judgment and with the form of
order which
he proposes. (at p241)
ORDER
Special leave to appeal granted: Appeal dismissed.The questions in the stated case answered as follows: Question 1. No. Question 2. No.
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