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High Court of Australia |
KILBY v. THE QUEEN [1973] HCA 30; (1973) 129 CLR 460
Criminal Law
High Court of Australia.
Barwick C.J.(1), McTiernan(2), Menzies(3), Stephen(4) and Mason(5) JJ.
CATCHWORDS
Criminal Law - Rape - Consent - Absence of complaint by prosecutrix - Whether evidence of consent.
HEARING
Sydney, 1973, April 11, 12; August 29. 29:8:1973DECISION
April 12.
August 29.
2. The following reasons for judgment were delivered by the COURT:-
BARWICK C.J. The applicant for special leave to appeal was convicted by a
jury on 25th February 1970 at the Central Criminal Court,
Sydney, of the rape
on 25th January 1969 of Patricia Anne Organ (the prosecutrix) at Old Bar on
the North Coast of New South Wales.
(at p462)
3. At the time of the commission of the offence for which he was convicted
the applicant was a little more than twenty years of
age. He was tried along
with two other young men, one about twenty-two years of age and the other
almost the same age. All were
charged that they did on the same evening and
at the same place "without her consent ravish and carnally know" the said
Patricia
Anne Organ. One of the others was also convicted of rape but the jury
were unable to agree on a verdict in the case of the third
accused. (at p462)
4. The evidence against the applicant was that on 24th January 1969 the
prosecutrix, then aged fifteen years and ten months, had
travelled from Sydney
to Taree in the company of a young man, sharing with him a motol room for the
night though without the occurrence
of sexual intercourse between them. She
claimed to have been a virgin at the time of the subsequent intercourse by the
applicant's
fellow-accused who was convicted of rape in respect of that
intercourse. Medical evidence given at the trial tended to confirm her
claim.
The young man with whom she was travelling sought out in Taree some of his
mates without success in the first instance. Later
he found them, some 80 or
100 in number - described in the evidence as "bikies" - at or near a hotel.
One of these "bikies" was known
to the prosecutrix: but she did not associate
with any of the "bikies" when first they met. After spending the day in
Taree, stopping
at a "few hotels", a mixed party, which included the
prosecutrix and the young man with whom she was travelling, set off for Old
Bar Beach, which was about half an hour's travel by motor cycle from Taree.
By the time Old Bar Beach was reached it was "late".
On arrival there,
desultory conversation seems to have occupied the prosecutrix for a time until
she was "tackled" by the co-accused
who was convicted. He picked her up and
carried her about thirty yards away from the spot where she had been
conversing with a group,
including young women as well as young men. The
prosecutrix claimed to have struggled and screamed and to have endeavoured to
escape
but without avail. The applicant assisted the other accused to lay the
prosecutrix down on the grass, at which time they were joined
by other youths
who helped to hold her down while her slacks, jumper and underpants were
removed. She was in menstruation and was
wearing a sanitary pad which was
removed. Her hands and legs were held whilst she screamed or attempted to do
so and cried. A hand
was placed over her mouth to prevent her screams being
heard. At an early stage the prosecutrix asked that she be "let go" and this
was denied her. Thereupon the co-accused who was later convicted "forced her"
to have intercourse with him whilst she was so held.
Thereafter four other
youths did so including the applicant. A gang of youths stood round during
the whole performance. Eventually
a youth helped her dress and carried her
down near a fire which had been kindled. She stayed the night on the beach,
went next day
to the motor cycle races with a youth and on the Monday
"hitch-hiked" to Sydney. She made no "complaint" until she told her mother
of
the events of the night some considerable time later at Maitland Court before
which she had occasion to appear. (at p463)
5. During the course of the trial a transcript of questioning of the
applicant by police officers, which had been read by the applicant
and signed
by him as a record of the interview, was tendered and, over the objection of
counsel, admitted in evidence. That document
contained admissions of the
truth of a number of the assertions made by the prosecutrix, for example, that
she was "carried to the
grass"; that some of the boys held her arms above her
head; that her slacks, pants and jumper were removed; that the applicant
helped
to remove her clothing; and that the co-accused who was convicted had
intercourse with her. The document further recorded the statements
that there
had been an arrangement between these accused that the applicant should have
intercourse with the prosecutrix first and
before his co-accused, an
arrangement which through no fault of the co-accused was not fulfilled; that
the applicant had intercourse
with the prosecutrix; that she screamed till one
of "the boys" put his hand over her mouth to stop her screaming; that "we"
were
putting our hands over her mouth because campers were passing by and "we"
thought they would hear her screaming. (at p464)
6. In summing up the learned trial judge instructed the jury as follows:
"I also tell you as a matter of law in a crime of this nature
if the woman has made a complaint of what happened to her
within a reasonable time, on the first reasonable opportunity
that she has, it is open to the Crown to lead that in evidence.
It is only open to the Crown to do that if such a complaint is
made within a reasonable time after the event. If such a
complaint is given in evidence it is not any evidence of the
facts, it is only evidence that her conduct was consistent with
that of a woman who had been raped. In this case there is
not any evidence lead by the Crown of any such complaint."
the applicant:
"COUNSEL FOR THE ACCUSED: The...direction I would ask
your Honour to give is in these terms: that the failure of the
prosecutrix to make a fresh complaint is evidence of consent.
Your Honour's only direction, as I recall, on the question of
complaint was the customary direction as to the usual evidence
of fresh complaints if there is any, plus the added direction
that in this case there was none. I ask for a further direction
that the absence of fresh complaint is itself evidence of consent.
...
HIS HONOUR: You seek a direction from me that because there
is no fresh complaint that is evidence of consent?
COUNSEL FOR THE ACCUSED: That is my submission.
HIS HONOUR: I will not give that direction." (at p464)
7. The applicant's motion for special leave is based on two submissions, each
said to raise a matter of general public importance.
(at p464)
8. The first submission is that the trial judge was in error in not
instructing the jury that the absence of a complaint by the
complainant at the
earliest reasonable opportunity thereafter, intercourse by the applicant
having admittedly taken place with her,
was evidence of her consent to that
intercourse. (at p464)
9. The second submission was that the above-mentioned record of interview by
police officers with the accused, voluntarily signed
by him, was wholly
inadmissible, it being said that its only permissible use in the trial was as
a means of refreshing the recollection
of the officer who conducted the
interview. (at p464)
10. It would no doubt be proper for a trial judge to instruct a jury that in
evaluating the evidence of a woman who claims to have
been the victim of a
rape and in determining whether to believe her, they could take into account
that she had made no complaint
at the earliest reasonable opportunity.
Indeed, in my opinion, such a direction would not only be proper but,
depending of course
on the particular circumstances of the case, ought as a
general rule to be given. (at p465)
11. The circumstances of the instant case which I have detailed would,
however, in my opinion, be illustrative of an occasion when
such an
instruction might reasonably be omitted. Clearly, if the evidence of the
prosecutrix and the signed statement of the applicant
were accepted by the
jury, failure to complain could have no relevance. If that statement were not
accepted by the jury and the
credit of the prosecutrix was under
consideration, failure to complain could, in my opinion, have some but very
little significance.
Her story was that she was held down and raped while
physically and vocally resisting, her endeavours by screaming to call
attention
to her plight being frustrated by her mouth being covered. There
was no room to accept a view of the prosecutrix's evidence that
intercourse
took place with her in any other circumstances. So far as she was concerned
it was a case of intercourse whilst she,
protesting, was physically
overpowered. (at p465)
12. The applicant did not give evidence but made a statement in which he said
that, seeing the prosecutrix on the ground talking
to one of "the boys", he
began to talk to her. As she was endeavouring herself to take her pants off,
he helped her. He was kneeling
down beside her when she removed her sanitary
pad and said "I don't care, but you" - the assembled group - "might". One of
those
present said he didn't care and had intercourse with her. Then the
applicant did so, because, as he said, she was consenting. He
denied that she
resisted or screamed. He explained the signed statement as due to his
confusion and that the police said "that it
would be all right, all they
wanted was a record and they would fix everything". (at p465)
13. In my opinion, for reasons I shall give, the trial judge, at best, in any
case could only instruct the jury that a failure to
complain should be taken
into consideration by them when they were considering whether they would
accept the prosecutrix's evidence.
He could not in any case, in my opinion,
the basis of which I shall later discuss, tell them that the failure to
complain bore out
the applicant's statement. Thus, in this case, I would see
little need to instruct the jury at all as to the effect upon the
prosecutrix's
credibility of her failure to complain. (at p466)
14. However, the applicant does not raise or rely on the failure of the judge
to instruct the jury as to the effect upon the credibility
of the prosecutrix
of a failure to complain. His counsel submits that as a matter of law a judge
on a trial of an accused for rape
is bound in every case to instruct the jury,
no matter what the circumstances, that the failure to make such a complaint is
evidence
of consent by the woman to the intercourse. The submission is
founded on the proposition that because evidence of proximate complaint
is
evidence, as it was said, that the woman had not consented, the lack of
complaint must be evidence of consent. But, in my opinion,
even granting the
premises, the conclusion does not follow. Further, evidence of a complaint at
the earliest reasonable opportunity
is exceptionally admitted only as evidence
of consistency in the account given by the woman claiming to have been raped:
that is
to say, it is admitted as matter going to her credit (see Reg. v.
Lillyman, per Hawkins J. (1896) 2 QB 167, at p 170 ; Sparks v.
The Queen
(1964) AC 964, at p 979 ). Because the account with which the complaint is
said to show consistency is an account of intercourse
without consent, it has
often been said that the evidence of the complaint is evidence negating
consent. In my opinion, this manner
of expressing the function of the evidence
of proximate complaint is not correct: though, as it shows consistency in her
account
of rape, the fact of the complaint buttresses her evidence of no
consent or, as it was said in Reg. v. Lillyman (1896) 2 QB 167 ,
is
inconsistent with consent. At times also it is said with technical inaccuracy
that the evidence of such a complaint is corroborative
of the woman's evidence
of the rape. It is quite clearly not so corroborative (see R. v. Christie
(1914) AC 545 ; Eade v. The King
[1924] HCA 9; (1924) 34 CLR 154 ), though it is so spoken
of in American literature (see Wigmore on Evidence, 3rd ed. (1940), vol.
IV,
p. 219,
par. 1134 and p. 227, par. 1137; vol. VI, p. 173, par. 1761). (at
p466)
15. However, having regard to the importance of the matter and the need to
have uniformity of practice and the avoidance of laxity
in the use of evidence
or lack of evidence of proximate complaint, it is proper that I should examine
the course of decision in the
courts. (at p466)
16. Wigmore, (3rd ed.), vol. IV, p. 219, par. 1134, says as to the admission
of evidence of a proximate complaint by a prosecutrix
in rape:
"Down to the beginning of the 1800's, evidence of this sortWigmore gives the American experience in some detail: but, though this is instructive, we are here concerned with the experience of the common law of England which we have inherited and which in this field we still apply without modification. (at p467)
was received by the courts as a matter of old tradition and
practice, with little or no thought of any principles to support
it. The tradition went back by a continuous thread to the
primitive rule of hue-and-cry: and the precise nature of the
survival is more fully explained in dealing with the Hearsay
Exception of 'Res Gestae'. But as more and more attention
began to be given, in the early 1800's, to the principles underlying
every sort of evidence, there came to be felt a need of
explaining on principle this inherited and hitherto unquestioned
practice; and thus the various aspects of its significance
began to be thought of."
17. A review of the subject begins, in my opinion, with Reg. v. Lillyman
(1896) 2 QB 167 . The trial judge at the time of an indictment
for rape had
admitted, over the objection of counsel for the accused, all that the
prosecutrix had said to her mistress very shortly
after the commission of the
acts of the accused of which the prosecutrix complained. The Court of Crown
Cases Reserved (Lord Russell
of Killowen C. J., Pollock B., Hawkins, Cave and
Wills JJ.) decided that the details of the complaints were admissible and took
occasion
to state the basis of admissibility and the function of the evidence
of a proximate complaint. Prior to that decision there had
developed in
England a practice of excluding the details of a complaint by a prosecutrix,
whilst admitting the fact that she had
complained at a time proximate to the
occurrence forming the basis of the charge against the accused. (at p467)
18. It is worth mentioning in passing that Sir Robert Finlay the
Solicitor-General in arguing for the Crown in Lillyman's Case (1896)
2 QB, at
p 169 submitted that "the principle upon which the fact of the complaint
having been made is allowed to be given in evidence
is that it is the natural
expression of the woman's feelings that as soon as possible after the
occurrence she should tell her mother,
or her mistress, or some person in a
confidential relation, what has happened; it is further admissible as evidence
of non-consent".
But quite clearly the Court did not accept the whole of that
submission. Passages in the judgment delivered for the Court by Hawkins
J. to
my mind make this quite plain (1896) 2 QB, at p 170 .
"It is necessary, in the first place, to have a clear understanding
as to the principles upon which evidence of such a
complaint, not on oath, nor made in the presence of the
prisoner, nor forming part of the res gestae, can be admitted.
It clearly is not admissible as evidence of the facts complained
of: those facts must therefore be established, if at all, upon
oath by the prosecutrix or other credible witness, and, strictly
speaking, evidence of them ought to be given before evidence
of the complaint is admitted. The complaint can only be used
as evidence of the consistency of the conduct of the prosecutrix
with the story told by her in the witness-box, and as being
inconsistent with her consent to that of which she complains." (at p468)
19. Here the emphasis is that the complaint is not probative but only an aid
to the credibility of the prosecutrix. When it is
said that the complaint can
be used "as being inconsistent with her consent to that of which she
complains" the Court, in my opinion,
is but stating the obverse of the
statement that the complaint tends to show consistency in the evidence of the
prosecutrix which,
whether consent be an issue in the trial or not, must in
the nature of things be an account of an occurrence taking place without
her
consent. (at p468)
20. The passage cited by Hawkins J. from Blackstone shows that the admission
of evidence of the complaint is based solely on the
effect it has on the
credit of a prosecutrix (1896) 2 QB, at p 171 ,
"...but the credibility of her testimony, and how far forth
she is to be believed, must be left to the jury upon the circumstances
of fact that concur in that testimony. For instance:
if the witness be of good fame; if she presently discovered the
offence, and made search for the offender...these and the
like are concurring circumstances, which give greater probability
to her evidence. But, on the other side, if she be of evil fame,
and stand unsupported by others; if she concealed the injury
for any considerable time after she had opportunity to complain;
if the place, where the fact was alleged to be committed, was
where it was possible she might have been heard, and she
made no outcry; these and the like circumstances carry a
strong, but not conclusive, presumption that her testimony is
false or feigned". (at p468)
21. Having dealt with the submission that the particulars of the complaint
ought not to be admitted and having examined in that
connexion a course of
decision between 1779 and 1877, the judgment proceeded to express the Court's
definite opinion (1896) 2 QB,
at p 177 :
"After very careful consideration we have arrived at the
conclusion that we are bound by no authority to support the
existing usage of limiting evidence of the complaint to the bare
fact that a complaint was made, and that reason and good sense
are against our doing so. The evidence is admissible only upon
the ground that it was a complaint of that which is charged
against the prisoner, and can be legitimately used only for the
purpose of enabling the jury to judge for themselves whether
the conduct of the woman was consistent with her testimony
on oath given in the witness-box negativing her consent, and
affirming that the acts complained of were against her will,
and in accordance with the conduct they would expect in a
truthful woman under the circumstances detailed by her." (at p469)
22. In my opinion, nothing in this judgment lends any support to the
proposition that evidence of the making of the complaint is
evidence of any
fact other than the fact of the making of the complaint itself and of the
terms in which it is claimed to have been
made. When Hawkins J. in the first
of the two passages which I have quoted from Lillyman's Case (1896) 2 QB, at p
171 spoke of
the evidence of a complaint as being inconsistent with consent
he was not, in my opinion, intending to place its admissibility upon
a second
and different ground from that of its tendency to show consistency in the
conduct of the prosecutrix. He was merely indicating
the extent of its effect
on the credit of the prosecutrix. (at p469)
23. In my opinion, the error which has been made by text writers and in
subsequent decisions is in treating this remark of Hawkins
J. as if it did set
up a second and independent ground of admissibility. In my respectful opinion,
it did not. (at p469)
24. In Reg. v. Lillyman (1896) 2 QB, at pp 170-171 , reference was made to
the passage in Hawkins' Pleas of the Crown where it is
said "It is a strong,
but not a conclusive, presumption against a woman that she made no complaint
in a reasonable time after the
fact". But just as the fact of a proximate
complaint tends to support credibility of the complainant so its absence may
be a considerable
factor where a tribunal of fact is deciding on the
credibility of the complainant. The word "presumption", in this connexion, is
not, of course, a reference to a presumption of law but is no more, in my
opinion, than a statement that a tribunal of fact might
well consider that a
woman who made no complaint was not to be believed when she gave an account of
events to which she gave no consent.
This use of the word "presumption" has
assisted to give rise to misconception as to the basis of admissibility of a
proximate complaint
and as to the effect of the absence of such a complaint.
(at p469)
25. In any case, to say that Lillyman's Case (1896) 2 QB 167 recognizes that
the evidence of a proximate complaint may be used
to negative consent is to
make an ambiguous statement. If it means that in so far as a complaint tends
to buttress the evidence
of the prosecutrix that what occurred did occur
without her consent and in so far as belief in the truth of her statement
would negative
consent, it may be an acceptable statement, though, I think,
prone to be, as it has proved to be, misleading. If, of course, it
means that
the evidence of a complaint is direct evidence negativing consent, I am of
opinion that the statement is completely unwarranted,
both in point of
precedent so far as Lillyman's Case (1896) 2 QB 167 is concerned and in point
of logic. It is true that Ridley
J. in R. v. Osborne (1905) 1 KB 551 treated
the evidence of proximate complaint as admissible on two grounds, founding
himself on
Lillyman's Case (1896) 2 QB 167 . He did not intend to depart from
the decision or to enlarge its reasoning. But as I have indicated,
Lillyman's
Case (1896) 2 QB 167 does not really warrant the conclusion that there are two
distinct grounds of admissibility of evidence
of proximate complaint. Always
the basic authority for the contrary proposition in the texts and in the
decisions has been Lillyman's
Case (1896) 2 QB 167 . (at p470)
26. Phipson in all its editions has stated the rule thus:
"In cases of rape, indecent assault, and similar offences,See also Archbold's Criminal Pleading Evidence and Practice, 36th ed. (1966), p. 392, par. 1077:
the fact that the prosecutrix or prosecutor made a complaint,
shortly after the outrage, of the matters charged against the
prisoner, together with the particulars of the complaint, are
admissible as evidence in chief for the prosecution, not to prove
the truth of the matters stated, but (1) to confirm her or his
testimony and (2) where consent is in issue, to disprove
consent." (11th ed. (1972), par. 355).
the earlier authorities, that upon the trial of an indictment for46 ; 1 Hawk, c. 16, s. 9; 4 Bl Com 211,213 .
rape or other kindred offences against women or girls (including
indecent assault and sexual intercourse with girls under thirteen
and between thirteen and sixteen) the fact that a complaint
was made by the prosecutrix shortly after the alleged occurrence
and the particulars of such complaint, may so far as they relate
to the charge against the prisoner, be given in evidence by the
prosecution, not as being evidence of the facts complained of
but as evidence of the consistency of the conduct of the
prosecutrix with the story told by her in the witness-box, and
as negativing consent on her part. The mere complaint is no
evidence of the facts complained of, and its admissibility
depends on proof of the facts by sworn or other legalised testimony:
R. v. Brasier (1779) 1 Leach 199 (168 ER 202) ; R. v. Wood (1877) 14 Cox
In R. v. Osborne (1905) 1 KB 551 , the indictment was for an indecent
assault on a girl under thirteen, and consent was therefore
immaterial. It was held that in the case of charges of sexual
offences against females, evidence of fresh complaint is
admissible 'whether non-consent is legally a necessary part of
the issue or whether on the other hand it is what may be
called a collateral issue of fact' in consequence of the story
told by the complainant in the witness-box, and the complaint
is not admissible merely as negativing consent, but as being
consistent with the sworn evidence of the complainant." (at p471)
27. Though Ridley J. in R. v. Osborne (1905) 1 KB 551 said that evidence was
admitted because, if believed, it was consistent with
a complainant's story in
evidence and also that it was inconsistent with consent, he did not say at any
time that it was evidence
of the absence of consent. Indeed on neither of the
bases of the admissibility which his Lordship expressed is the complaint
probative
of any fact, not even of the facts made in the complaint. (at p471)
28. The definitive passage in the judgment of Hawkins J. in Reg. v. Lillyman
(1896) 2 QB, at p 177 finds its echo and endorsement
in Sparks v. The Queen
(1964) AC 964 . The conclusion there expressed that the evidence of a
complaint is not admissible in the
absence of evidence by the prosecutrix is
emphatic of the proposition that the evidence of a complaint is not probative
of the absence
of consent. (at p471)
29. Jordan C.J. in Smith v. Commonwealth Life Assurance Society Ltd. (1935)
35 SR (NSW) 552, at p 556 , said:
"Such evidence is admissible, not because what was said byIn support of these propositions the learned Chief Justice cited R. v. Osborne (1905) 1 KB 551 and R. v. Christie (1914) AC 545 . In my respectful submission neither of these cases lends support for either of these propositions. Halsbury (1952), 3rd ed., vol. 10, p. 468, par. 859, in my opinion, puts the matter in proper perspective when it is there said:
way of complaint can be treated as corroborating the evidence
of the facts of the alleged happening given by the witness in
the witness-box, but, firstly, because absence of complaint is
strong evidence of consent in any case in which consent is
material, and secondly because the fact that a complaint was
made at the time in terms similar to the evidence afterwards
given, goes to negative the possibility that what is now said
in evidence is an afterthought - an invented story prepared
after the event - a possibility which is regarded as existing in
a special degree in this class of case."
"The admissibility of the particulars of a complaint made
soon after the commission of an alleged offence in the absence
of the defendant by the person in respect of whom a crime is
alleged to have been committed is peculiar to rape, indecent
assault and similar offences upon females, and also offences
of indecency between male persons. This evidence is not to
be taken in proof of the facts complained of, but only as matter
to be borne in mind by the jury in considering the consistency,
and, therefore, the credibility, of the complainant's story,
including the consideration of the question of consent if the
prisoner raises that as a defence." (at p472)
30. The admission of a recent complaint in cases of sexual offences is
exceptional in the law of evidence. Whatever the historical
reason for an
exception, the admissibility of that evidence in modern times can only be
placed, in my opinion, upon the consistency
of statement or conduct which it
tends to show, the evidence having itself no probative value as to any fact in
contest but, merely
and exceptionally constituting a buttress to the credit of
the woman who has given evidence of having been subject to the sexual
offence.
(at p472)
31. To understand the reasons for the admissibility and the use which can
properly be made of the evidence of recent complaint is
to deny the validity
of the applicant's proposition that lack of complaint is probative of consent.
I can see no ground in logic
for saying that because evidence of complaint is
admitted to show consistency in the story told by the woman, evidence of
non-complaint
is evidence of her consent to the intercourse. In my opinion,
quite apart from the fact that there may be many reasons why a complaint
is
not made, the want of a complaint does not found an inference of consent. It
does tell against the consistency of the woman's
account and accordingly is
clearly relevant to her credibility in that respect. (at p472)
32. I am clearly of opinion therefore that a trial judge is not only not
bound as a matter of law but not entitled to instruct a
jury in the trial of
an accused on a charge of rape that the failure of the woman claiming to have
been raped to complain at the
earliest possible opportunity is evidence of her
consent to the intercourse. Statements to the contrary in Reg. v. Hinton
(1961)
Qd R 17 and in Reg. v. Mayberry (Court of Criminal Appeal of
Queensland 1973, unreported) are not, in my opinion, supportable. (at
p472)
33. The second submission made on behalf of the applicant is, in my opinion,
unacceptable. The "record of interview" is a written
document, accepted as to
its contents and signed by the accused. To the extent that its contents are
relevant it is in my opinion
clearly admissible, assuming its signature and
the material it contains to have been voluntarily given. That it comes into
existence
at the instance of the police and as the result of police
questioning does not mean that for those reasons alone it is inadmissible.
(at
p472)
34. Of course, if the document contains inadmissible or irrelevant matter,
that matter should not be admitted, but should be excised
from the document
and not placed before the jury. But to the extent that it contains an
admission of guilt, or an admission of a
fact or facts relevant to an issue in
the trial or from which such a fact or facts may be inferred or statements
connecting the story
it tells, clearly it will be admissible. No doubt
counsel for an accused and the trial judge will both scan such a record of
interview
with scrupulous care to ensure that only so much of it is admitted
as is relevant and admissible to the extent I have indicated.
(at p473)
35. Over and above the question of admissibility is the general discretion of
the trial judge to ensure fairness both to the Crown
and to the accused. He
will exercise that discretion in deciding whether to admit the document and in
controlling the use made of
it if and when admitted into evidence. In all
that I have said, I have assumed voluntariness and an absence of unlawful or
unfair
procurement calling for the exclusion of the document in the exercise
of the judicial discretion. (at p473)
36. In my opinion, the applicant's submission that the signed record of
interview irrespective of what it contains cannot be admitted
but used only to
refresh recollection is quite clearly not sustainable. (at p473)
37. Having made these observations on the submissions of the applicant, I am
of opinion that the case is not a case in which we
should grant special leave.
(at p473)
McTIERNAN J. I have had the advantage of reading and considering the
judgment of the Chief Justice which he has just handed down
and I entirely
agree with it. (at p473)
MENZIES J. Two grounds for the grant of special leave to appeal from a
decision of the Court of Criminal Appeal of New South Wales
were urged by
counsel for the applicant, an accused convicted upon a charge of rape. (at
p473)
2. The first is that there was a misdirection at the trial in that the
learned trial judge did not direct the jury that the absence
of a recent
complaint, by the girl alleged to have been raped, was evidence that she
consented to the intercourse which took place
between the accused and herself.
(at p473)
3. The complaint at the earliest reasonable opportunity that offers by a
woman alleged to have been raped is, it has long been established,
admissible
evidence against the man charged with the offence. The basis of the admission
of such a complaint has been explained,
from time to time, in language which
has not always been exactly to the same effect. It has, however, always been
recognized that
the making of such a complaint is a matter going to support
the credibility of evidence of the woman alleged to have been raped.
(at
p474)
4. In Sparks v. The Queen (1964) AC 964 , the House of Lords decided that,
upon the trial of a man charged with the indecent assault
of a girl just under
the age of four, evidence by the girl's mother of a complaint by the girl was
inadmissible because the girl
had not herself given evidence. Lord Morris,
speaking for the House of Lords said (1964) AC, at p 979 :
"If the girl had been old enough to give evidence and if sheThis decision shows that in cases where complaints are admissible, the complaint is not admitted as hearsay evidence of the relevant facts. Were that the case, the complaint would be admissible whether or not the female assaulted or raped gave evidence. (at p474)
had given evidence, and if the mother had given evidence as
to a complaint made to her by the girl shortly after the alleged
assault, the latter evidence would not be evidence which
proved the truth of anything that the girl had said. If admitted
it would be received on the basis that it tended to show
consistency in her conduct and consistency with the evidence
given by her in court: it would relate to her credibility."
5. It is also established that, when admitted, the complaint does not merely
support a woman's denial of consent to intercourse;
it may support the whole
of her story including for instance the identification of her attacker. It is
because this is so that the
details of the complaint and not merely the fact
of the complaint may be proved: Reg. v. Lillyman (1896) 2 QB 167 . There, in
a
judgment which said all that needs to be said on the matter, this appears
(1896) 2 QB, at pp 177, 178 :
"The evidence is admissible only upon the ground that it
was a complaint of that which is charged against the prisoner,
and can be legitimately used only for the purpose of enabling
the jury to judge for themselves whether the conduct of the
woman was consistent with her testimony on oath given in
the witness-box negativing her consent, and affirming that the
acts complained of were against her will, and in accordance
with the conduct they would expect in a truthful woman under
the circumstances detailed by her.
It has been sometimes urged that to allow the particulars
of the complaint would be calculated to prejudice the interests
of the accused, and that the jury would be apt to treat the
complaint as evidence of the facts complained of. Of course,
if it were so left to the jury they would naturally so treat it.
But it never could be legally so left; and we think it is the
duty of the judge to impress upon the jury in every case that
they are not entitled to make use of the complaint as any
evidence whatever of those facts, or for any other purpose than
that we have stated. With such a direction, we think the
interests of an innocent accused would be more protected than
they are under the present usage. For when the whole statement
is laid before the jury they are less likely to draw wrong
and adverse inferences, and may sometimes come to the
conclusion that what the woman said amounted to no real
complaint of any offence committed by the accused." (at p475)
6. Not infrequently the main issue in a trial for rape is the absence of the
consent of the woman in respect of whom the charge
is made. Where this is so,
it is, of course, natural enough to speak, without precision, of the proof of
a recent complaint as evidence
of the absence of consent. It is, for
instance, this consideration that explains the language of judges in cases
such as R. v. Osborne
(1905) 1 KB 551, at pp 560, 561 in a judgment which
strongly emphasizes that evidence of the recent complaint is admitted not as
evidence of the acts complained of, but as affording greater probability that
the evidence of the woman who has made such a complaint
is true. (at p475)
7. That the law for potent reasons so admits evidence of a recent complaint
against an accused charged with rape affords no basis
for the contention of
counsel for the applicant here that, in a case of rape where there has been no
complaint, the judge must, as
a matter of law, instruct the jury that the
absence of recent complaint affords evidence of the consent to intercourse of
the woman
alleged to have been raped. To decide that the absence of the
complaint is evidence of such consent would be an unwarranted generalization
for the absence of complaint might, in a particular case, be due to other
considerations. A generalization that the absence of complaint
renders it
probable that there was consent to intercourse, is to my mind without
justification either in law or in life, yet the
direction here contended for
would be proper only if the absence of complaint tended to support that
conclusion. It is, of course,
true that in a particular case the explanation
of an absence of complaint might be that there was consent, but the correct
way to
deal with that possibility, in an appropriate case, is for the judge to
tell the jury that in considering the evidence that the intercourse
was had
without consent, it is a circumstance that is to be taken into account that
there was no complaint by the woman at the first
reasonable opportunity for
making it. This is, however, another matter. Such a direction would be based
upon like considerations
to those rendering a complaint admissible whereas the
direction here sought would depart from those considerations and would rest
rather upon what, in one aspect, has been decisively rejected i.e., that a
complaint or the absence of a complaint is material evidence
about what had
happened. (at p476)
8. The second matter relates to the admissibility of a record of interview
between the accused and a police officer which the accused
signed as correct.
The record contains admissions by the accused of matters tending to establish
his guilt. (at p476)
9. I consider the signed record was admissible. In this case, I am disposed
to think that the record contained nothing inadmissible
although some of the
questions and answers do no more than show the setting of the interview and
provide background of completeness
and continuity for what is of evidential
value. It hardly needs to be said, however, that if there were any part of
the record which
contained inadmissible matter either because of the
irrelevance to the charge or because what was said if admitted would infringe
the rules of evidence, e.g., as tending to show that the accused was of bad
character or had previous convictions, so much of the
statement would have to
be excised before the document could be admitted. (at p476)
10. It is for the reasons now stated that I considered that special leave to
appeal should be refused. (at p476)
STEPHEN J. I agree in the judgment of the Chief Justice. (at p476)
MASON J. I am in agreement with the reasons for judgment which have been
prepared by the Chief Justice and my brother Menzies.
(at p476)
2. For these reasons it is my opinion that the application for special leave
to appeal should not be granted. (at p476)
ORDER
Special leave to appeal refused.
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