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MZYFH v Minister for Immigration and Citizenship [2010] FCA 559 (4 June 2010)
Last Updated: 7 June 2010
FEDERAL COURT OF AUSTRALIA
MZYFH v Minister for Immigration and
Citizenship [2010] FCA 559
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Citation:
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MZYFH v Minister for Immigration and Citizenship [2010] FCA 559
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Appeal from:
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Parties:
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MZYFH v MINISTER FOR IMMIGRATION AND
CITIZENSHIP and REFUGEE REVIEW TRIBUNAL
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File number(s):
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VID 863 of 2009
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Judge:
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BROMBERG J
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Date of judgment:
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Catchwords:
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MIGRATION – appeal from Federal Magistrates Court of decision
of RRT affirming a decision to refuse protection visa to appellant
– whether
RRT breached s 424A(1) of Migration Act by
failing to comply with s 424AA – whether RRT failed to comply with s 424AA
– whether RRT complied with the obligation to give clear particulars and
to ensure that the visa applicant understood the relevance
and consequence of
the information that RRT had determined would be the reason or part of reason
for affirming the decision under
review – non-compliance with s 424AA
– jurisdictional error – appeal allowed.
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Legislation:
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Cases cited:
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Place:
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Melbourne
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Division:
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GENERAL DIVISION
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Category:
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Catchwords
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Number of paragraphs:
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72
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Counsel for the Appellant:
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The appellant appeared in person with the
assistance of an interpreter
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Counsel for the Respondents:
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Ms Holt
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Solicitor for the Respondents:
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DLA Phillips Fox
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IN THE FEDERAL COURT OF AUSTRALIA
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VICTORIA DISTRICT REGISTRY
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ON APPEAL FROM THE FEDERAL MAGISTRATES COURT OF AUSTRALIA
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AND:
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MINISTER FOR IMMIGRATION AND
CITIZENSHIPFirst Respondent
REFUGEE REVIEW TRIBUNAL Second Respondent
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DATE OF ORDER:
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WHERE MADE:
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THE COURT ORDERS THAT:
- The
appeal be allowed.
- The
orders made by the Federal Magistrate Court of Australia on 13 November 2009 in
proceeding number MLG751 of 2009 be set aside.
- There
be substituted for those orders, orders that:
(1) a writ of
certiorari issue, directed to the second respondent, removing into this Court
the decision of the second respondent,
dated 20 May 2009, in case number
0900851, for the purpose of quashing that decision.
(2) the decision of the second respondent, dated 20 May 2009 in case number
0900851, be quashed.
(3) a writ of mandamus issue, directed to the second respondent, requiring
it to hear and determine the application of the appellant
for review of the
decision of a delegate of the first respondent to refuse to grant the appellant
a protection visa, according to
law.
(4) the first respondent pay the appellant’s costs of the proceeding
in the Federal Magistrates Court of Australia.
- The
first respondent pay the appellant’s costs of the appeal.
Note: Settlement and entry of orders is dealt with in Order 36 of
the Federal Court Rules.
The text of entered orders can be located using
Federal Law Search on the Court’s website.
IN THE FEDERAL COURT OF AUSTRALIA
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VICTORIA DISTRICT REGISTRY
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GENERAL DIVISION
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VID 863 of 2009
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ON APPEAL FROM THE FEDERAL MAGISTRATES COURT OF AUSTRALIA
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BETWEEN:
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MZYFH Appellant
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AND:
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MINISTER FOR IMMIGRATION AND CITIZENSHIP First
Respondent
REFUGEE REVIEW TRIBUNAL Second Respondent
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JUDGE:
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BROMBERG J
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DATE:
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4 JUNE 2010
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PLACE:
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MELBOURNE
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REASONS FOR JUDGMENT
INTRODUCTION
- The
appellant is a citizen of India who arrived in Australia on 18 September 2008.
The appellant and his family are Christians.
The appellant claims that Hindu
activists persecuted him and his family by reason of their religion.
- This
proceeding is an appeal from orders made by the Federal Magistrates Court on 13
November 2009 which dismissed an application
for judicial review of a decision
of the Refugee Review Tribunal (“the Tribunal”): see MZYFH v
Minister for Immigration and Citizenship & Anor [2009] FMCA 1067. The
Federal Magistrate found no error in the decision of the Tribunal made on 20 May
2009. By its decision, the Tribunal affirmed
the refusal dated 14 January 2009
of a delegate of the first respondent (“the Minister”) to grant a
protection visa to
the appellant.
- There
is one ground of appeal pursued by the appellant before this Court. That ground
alleges that the Tribunal’s decision
was in breach of s 424A of the
Migration Act 1958 (Cth) (“the Migration Act”).
- The
Federal Magistrate rejected that contention. For the reasons which follow, I
have concluded that that rejection involves appellable
error. Accordingly, I
have determined to allow the appeal.
BACKGROUND
- The
appellant is a 37 year old national of India. He arrived in Australia on 18
September 2008 and on 21 November 2008 applied for
a protection visa. That
application was refused by a delegate of the Minister. The delegate found that
the appellant did not have
a genuine fear of harm and that there was not a real
chance of persecution occurring should he return to India. The delegate also
found that relocation within India was a safe and reasonable option for the
appellant. The delegate concluded that the appellant’s
fear of
persecution was not well founded and refused to grant the appellant a protection
(Class XA) visa.
- On
9 February 2009, the appellant applied to the Tribunal for a review of the
delegate’s decision. On 30 March 2009, the Tribunal
held a hearing at
which the appellant was present.
THE LEGISLATION
- The
principal provisions of the Migration Act relevant to this appeal are ss 424A
and 424AA which are in the following terms:
424AA Information and invitation given orally by Tribunal while
applicant appearing
If an applicant is appearing before the Tribunal because of an invitation under
section 425:
(a) the Tribunal may orally give to the applicant clear particulars of any
information that the Tribunal considers would be
the reason, or a part of the
reason, for affirming the decision that is under review; and
(b) if the Tribunal does so--the Tribunal must:
(i) ensure, as far as is reasonably practicable, that the applicant
understands why the information is relevant to the review,
and the consequences
of the information being relied on in affirming the decision that is under
review; and
(ii) orally invite the applicant to comment on or respond to the
information; and
(iii) advise the applicant that he or she may seek additional time to
comment on or respond to the information; and
(iv) if
the applicant seeks additional time to comment on
or respond to the
information--adjourn the review, if the Tribunal considers that the applicant
reasonably needs additional time
to comment on or respond to the information.
424A Information and invitation given in writing by Tribunal
(1) Subject to subsections (2A) and (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers
appropriate in the circumstances, clear particulars of any
information that the
Tribunal considers would be the reason, or a part of the reason, for affirming
the decision that is under review;
and
(b) ensure, as far as is reasonably practicable, that the applicant
understands why it is relevant to the review, and the
consequences of it being
relied on in affirming the decision that is under review; and
(c) invite the applicant to comment on or respond to
it.
(2) The information and invitation must be given to the applicant:
(a) except where paragraph (b) applies--by one of the methods
specified in section 441A; or
(b) if the applicant is in immigration detention--by a method prescribed
for the purposes of giving documents to such a person.
(2A) The Tribunal is not obliged under this section to give particulars
of information to an applicant, nor invite the applicant
to comment on or
respond to the information, if the Tribunal gives clear particulars of the
information to the applicant, and invites
the applicant to comment on or respond
to the information, under section 424AA.
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is
just about a class of persons of which the applicant
or other person is a
member; or
(b) that the applicant
gave for the purpose of the application for review;
or
(ba) that the applicant gave during the process that led to the
decision that is under review, other than such information
that was provided
orally by the applicant to the Department; or
(c) that is
non-disclosable information.
THE EVIDENCE BEFORE THE TRIBUNAL
- The
Tribunal had before it the appellant’s visa application, which was
supported by a written statement made by the appellant.
In that statement the
appellant claimed that:
8.1 He and his family were Christians;
8.2 He and his family had received threats including threats that he and his
family would be killed if they did not change their religion
to the Hindu
religion;
8.3 He was assaulted and threatened by Hindu activists and later his shop was
damaged and he was beaten badly and left unconscious
on 24 December 2007;
8.4 As a result, he and his family converted to Hinduism;
8.5 His wife became seriously sick and he was advised by the father at the
Church that this was occurring including because he and
his family had converted
to Hinduism. He was told to remain Christian and to bring his wife to
Church;
8.6 He did that and his wife recovered from her illness. He was convinced
not to leave Christianity;
8.7 Through his Church he was encouraged to join a group travelling to
Australia where the Pope was visiting (World Youth Day Conference);
8.8 He arrived in Sydney to attend the World Youth day Conference on 15 July
2008 and on 24 July 2008 he returned to India;
8.9 On 13 August 2008 his wife gave birth to twins;
8.10 A few days thereafter, Hindu activists came to his home and threatened
his family. They told him to change his children’s
names to Hindu names
or leave the country;
8.11 He felt very frightened. He spoke to the Father at the Church about the
latest threats. The Father told him to leave and go
back to Australia because
Australia was a Christian country that would help his family. The Father told
him that in the meantime
the Church will take care of his family;
8.12 On 18 September 2008 he returned to Australia;
8.13 He believed that if he went back to India he would be killed by Hindu
activists who have recently killed a lot of Christians
in India.
- During
the hearing before the Tribunal, the appellant gave oral evidence and submitted
various photographs and other documents.
He was assisted by an interpreter. Of
particular relevance to this appeal, the applicant was asked by the Tribunal to
identify the
Church that he was a member of and the names of the priests at that
Church. The Church was identified as the Sacred Heart Church,
also called the
City Parish in Jalandhar. The applicant initially named father Mathew (whom he
described as the previous priest)
as the only priest he knew. Later he said the
priests he knew were Father Peter, Father Mattar and Bishop Anil Qouto.
- The
appellant was also asked by the Tribunal to identify precisely where his wife
and children were living at that time. The appellant
told the Tribunal that
they were initially living at the Church but that now they are staying at
another rented property.
- The
Tribunal asked the appellant whether he had any objection to the Tribunal
contacting the Sacred Heart Church. The appellant
agreed to the Tribunal
contacting the Church. In the presence of the appellant, the Tribunal
telephoned the Sacred Heart Church.
The following account of what then occurred
is extracted from paragraphs [59] – [63] of the Tribunal’s
decision:
Evidence of Father Thomas
- The
Tribunal spoke initially to a Father Thomas, who indicated that he was the
parish priest at the Sacred Heart Church. The Tribunal
explained that it was
seeking to obtain confirmation of the applicant’s claim, in particular:
that he is a member of the church;
that he was attacked by Hindus; and that his
wife Meena and their children are being looked after by the church. Father
Thomas immediately
indicated that that was all lies; that nobody had been
attacked by Hindus and nobody was being looked after by the church. He
explained
that he is only one of the Fathers at the church, and he thought it
would be better if I spoke to Father Peter who had organised
the trip to
Australia. He connected the Tribunal to Father Peter who then asked to be
telephoned back in 10 minutes so that he could
return to his desk and have the
relevant information in front of him.
Evidence of Father Peter Kavumpuram
- The
Tribunal took evidence from Father Peter who identified himself in more detail
and indicated that he is the youth director of
the Jalandhar Diocese. The
Tribunal again outlined the applicant’s claims to father Peter. He
replied that the claims are
absolutely wrong; that the applicant had been
interviewed by many people here and was recommended to travel with the group.
There
was only one aim, to participate in the World Youth Day and he explained
to them all to come back. He even has affidavits signed
by the participants
undertaking to return. He said it a case of fraud and that the applicant is
attempting to bluff the Tribunal,
and has applied because of pressure from
advocates and a lot of money having been taken from them.
Further Evidence of the Applicant
- The
visa applicant was invited to respond to the evidence it had just heard from
Father Peter. He observed that other people had
been known to break their
oaths, and that Father Peter is annoyed with the people who sought asylum here.
Asked if he was implying
other people who sought asylum here have put in false
claims, he agreed that is the case. Asked if he was inviting the Tribunal
to
infer that his claim was the exception, he said that he could have escaped the
first time he came here, but he went back and had
problems and then he returned
again.
- The
applicant was then given a warning, pursuant to s.424AA of the Act; the Tribunal
noting that the evidence of Father Peter and Father Thomas, as set out above,
suggested that he had not,
in fact, been attacked by Hindus and that his wife
and children were not being looked after by the church. The Tribunal indicated
that this was relevant because it undermined the applicant’s protection
claims, and could therefore form the reason, or part
of the reason, for
affirming the decision under review. The applicant was invited to comment on or
respond to the information, and
was also given the opportunity of requesting an
adjournment, if he wished prior to responding.
- The
applicant elected to respond immediately. He said that other people made these
mistakes and Father Peter or the church is taking
it out on him. The Tribunal
noted that the applicant had said that his wife had been living in the church.
He replied that it was
other people, some of the City Parish members, who had
helped her.
THE TRIBUNAL’S REASONS
- Of
particular relevance to the ground of appeal are the findings that the Tribunal
made in reliance upon the evidence received from
Father Thomas and Father Peter.
The Tribunal’s review of and treatment of that evidence will be analysed
later, when I set
out my reasoning.
- However,
based largely on that evidence, the Tribunal found that the applicant had not
been persecuted in the past for reason of
his religion and that there is not a
real chance that the appellant will experience serious harm (capable of
amounting to persecution
for the purposes of s 91R(2) of the Migration Act) in
the reasonably foreseeable future if he returned to Punjab in India, whether by
reason of his religion or for any other reason
pertaining to the 1951 Convention
Relating to the Status of Refugees as amended by the 1957 Protocol Relating to
the Status of Refugees
(“the Convention”).
- The
Tribunal then dealt with an alternate basis for its decision, based upon its
view that safe relocation within India was available
to the appellant. The
Tribunal said at [81]:
Although the finding in the preceding paragraph disposes of this application,
the Tribunal notes, in any event, that the country
information set out above
suggests to the Tribunal that there are parts of India where Christians are in
fact in the majority, to
which the applicant might reasonably be expected to
relocate even if he were at risk of persecution on the basis of his
Christianity.
The details the applicant has provided with his protection visa
application suggests that he has 10 to 12 years of education, speaks
a number of
languages, has some 10 years experience practising as a photographer, a trade
which appears to the Tribunal to be quite
portable, and on his own evidence he
has still has savings in India. Against these factors, the Tribunal does not
consider the fact
that the applicant has a young family and that the children
might get sick would make it unreasonable to expect him to relocate within
India
if he were at risk of persecution in Punjab for reason of his Christian
religion, nor the fact that most of his relatives are
in the Punjab. The
Tribunal finds accordingly that in that eventuality, safe relocation would be
reasonably open to the applicant.
- The
Tribunal concluded by declaring that it was not satisfied that the applicant was
a person to whom Australia has protection obligations
under the Convention. The
Tribunal determined that the applicant did not satisfy the criteria for a
protection visa set out in s 36(2) of the Migration Act. The Tribunal affirmed
the decision not to grant the applicant a protection visa.
THE FEDERAL MAGISTRATE’S DECISION
- The
application before the Federal Magistrates Court was based on the following
grounds:
3. The grounds in the application are as
follows:-
- That
the tribunal’s decision was in breach of section 424A(1) of the Migration
Act 1958 (Cth).
Particulars
(a) There was certain adverse information used by the Tribunal to affirm the
decision under review.
(b) The tribunal did not disclose the information in accordance with s
424A(1).
- That
the Tribunal made error of law and lack procedural fairness (sic) and therefore
committed jurisdictional error.
- That
the tribunal made denial of natural justice. Because it failed to provide
further opportunity before the tribunal.
-
I need not deal further with grounds (2) and (3) of the challenge before the
Federal Magistrate. It is not clear that either of
those grounds were pressed
before the Federal Magistrate. In any event, any decision in relation to those
grounds is not under challenge
in this appeal.
- As
to the challenge based upon an alleged breach of s 424A(1) of the Migration Act,
the Federal Magistrate found that the Tribunal had complied with the
requirements of s 424AA and therefore did not have to comply with the
requirements of s 424A of the Migration Act.
- Whilst
the particulars of ground (1) referred to “certain adverse
information” being used by the Tribunal to affirm its decision, the
nature and content of that adverse information is not identified.
It appears
from the decision of the Federal Magistrate that the appellant relied upon the
evidence of Father Thomas and Father Peter
as being the adverse information in
question.
- Before
the Federal Magistrates Court, the Minister conceded that the evidence received
from the two Fathers was adverse to the applicant
and was therefore relevant
information within s 424A. The Minister, however, contended that the Tribunal
was not required to comply with s 424A because the Tribunal had complied with s
424AA.
- After
setting out the relevant statutory provisions, the Federal Magistrate determined
that the requirements of s 424AA had been complied with by the Tribunal. By
reference to the decision of the Tribunal, the Federal Magistrate relied upon
the following
conclusions in determining that the requirements of s 424AA were
complied with by the Tribunal:
- That the
evidence of the Fathers had been put to the appellant and the relevance of it
explained to him ([8] of the Federal Magistrate’s
judgment); and
- The appellant
did not seek time to respond to that evidence ([9]-[10] of the Federal
Magistrate’s judgment).
APPEAL TO THE FEDERAL COURT
- On
30 November 2009 the appellant filed a notice of appeal in this Court, appealing
from the whole of the judgment of the Federal
Magistrates Court. The appellant
is self represented. The ground of the appeal specified in the notice of appeal
is:
- The
FM failed to find that the tribunal’s decision was in breach of s 424A of
the Migration Act 1958 (Cth) and therefore fall (sic) under jurisdictional
error.
(a) There was certain adverse information used by the Tribunal to affirm the
decision under review and the Tribunal did not disclose
the information in
accordance with s 424A(1).
- On
8 December 2009, directions were made for the filing of written submissions.
The appellant did not file any written submissions.
Written submissions were
filed by the Minister. On the hearing of the matter the appellant was assisted
by an interpreter. He
was given an opportunity to consider and respond to the
Minister’s submissions. A short adjournment was provided to the appellant
for that purpose. On resumption, the appellant had no response to make.
Despite the opportunity to do so, the appellant did not
make any oral
submissions of any substance. He did however tell the Court that he sought
orders setting aside the decision of the
Federal Magistrate and that the matter
be remitted for reconsideration by the Tribunal.
- The
Minister relied upon its written submission. In that submission the Minister
accepted that the adverse information that the
Tribunal received from Father
Thomas and Father Peter was relevant information which attracted the operation
of
s 424A. The Minister, however, submitted that the Tribunal was not
obliged to comply with s 424A as it had complied with s 424AA of the Migration
Act. The Minister contended that the Tribunal engaged the provisions of s 424AA
and complied with its requirements. In that respect, the Minister says the
Tribunal informed the appellant that the evidence of
Father Peter and Father
Thomas was information that was relevant, as it undermined his claims. The
Tribunal invited the appellant
to comment and the appellant elected to respond
immediately. Having complied with the requirements of s 424AA, the Minister
contends that it was not necessary for the Tribunal to comply with the
requirements of s 424A.
- The
Minister made no application for the exercise of the Court’s discretion to
decline the relief sought, in the event that
the Court found appellable error:
compare SZBYR v Minister for Immigration and Citizenship [2007] HCA 26 at
[27]- [29] and [87]-[90].
REASONING
- The
Federal Magistrates Court has no jurisdiction to judicially review a decision of
the Tribunal if the decision of the Tribunal
in question is a privative clause
decision. That constraint arises by operation of s 474 and s 476 of the
Migration Act.
- However,
where a decision of the Tribunal is infected with jurisdictional error, the
decision of the Tribunal is not a decision made
“under the Act” and
not within the exclusionary scope of the protection of the privative clause
provisions of the Migration Act: Plaintiff S157/2002 v Commonwealth
(2003) 211 CLR 476.
- The
Federal Magistrate concluded that he had no jurisdiction to interfere with the
Tribunal’s decision because that decision
was not infected with
jurisdictional error. For the appellant to succeed on this appeal, I need to be
satisfied that the Federal
Magistrate erred in arriving at that conclusion.
- The
appellant’s ground of appeal is that the Federal Magistrate failed to
identify that the Tribunal had breached s 424A and that, consequently, its
decision was infected with jurisdictional error. The Federal Magistrate
rejected that challenge on the
basis that compliance with s 424A was not
necessary if there was compliance with s 424AA. The Federal Magistrate was
satisfied that there was compliance with s 424AA.
- Sections
424AA and 424A work in a complementary manner. If the Tribunal engages the
provisions of s 424AA and complies with that section, it need not meet the
requirements of s 424A(1). That is the effect of s 424A(2A) as explained by
Moore, Tracey and Foster JJ in SZMCD v Minister for Immigration &
Citizenship [2009] FCAFC 46; (2009) 174 FCR 415 at [88] and [104].
- A
failure to comply with the requirements of s 424AA does not constitute
jurisdictional error: SZMCD at [74]-[75] and [93]-[101]. However,
non-compliance by the Tribunal with the requirements of s 424AA will cast the
Tribunal back to s 424A. In that event, the Tribunal must then comply with the
provisions of s 424A(1): SZMCD at [92] and [103]. A failure to comply
with the requirements of s 424A(1) does constitute jurisdictional error:
SAAP v Minister for Immigration and Multicultural and Indigenous Affairs
[2005] HCA 24; (2005) 228 CLR 294 at [78], [173] and [208]; SZBYR v Minister for
Immigration and Citizenship [2007] HCA 26 at [13].
- In
this case, the Tribunal sought to invoke s 424A(2A) and comply with the
requirements of s 424AA. If it failed to comply with those requirements, in
order to avoid jurisdictional error it was required to comply with the
requirements
of s 424A(1). The Tribunal took no steps to comply with s
424A(1). Therefore, if the Tribunal did not comply with the requirements of s
424AA, its decision will be infected with jurisdictional error by reason of its
non-compliance with s 424A(1).
- For
the Tribunal properly to invoke the facility provided by s 424A(2) and proceed
orally under s 424AA rather than in writing under s 424A, it must provide to the
visa applicant “clear particulars” of any information that the
Tribunal considers would be the
reason, or part of the reason, for affirming a
decision that is under review. Additionally the Tribunal must ensure that, as
far
as is reasonably practicable, the visa applicant understands why the
information is relevant to the review and the consequences of
the information
being relied upon for the decision under review: s 424AA(a) and (b)(i): and see
Minister for Immigration and Multicultural Affairs v SZGMF [2006] FCAFC
138 per Branson, Finn and Bennett JJ at [31]. Thereafter, the visa applicant
must be given a “meaningful opportunity” to
comment and respond to
the information, including by seeking additional time and, if the Tribunal
considers it reasonably necessary,
through an adjournment of the hearing: s
424AA(b)(ii)-(iv) and SZNKO v Minister for Immigration and Citizenship
[2010] FCA 297 per Flick J at [23] and [27].
- As
the Full Court said in SZMCD at [71]-[72], the same policy and purpose
underpins s 424AA as that which underpins s 424A. Relevantly, the policy and
purpose is that the Tribunal should be compelled to:
(a) put the
visa applicant on fair notice of critical matters of concern to the Tribunal;
(b) ensure that the visa applicant understands the significance of those
matters to the decision under review; and
(c) give the applicant a reasonable opportunity to comment on or to respond
to those matters of concern.
- The
requirements of the Tribunal under paragraph (a) and (b)(i) of s 424AA are not
relevantly distinguishable from the requirements in s 424A(1)(a) and (b) (other
than for the fact that the former deals with oral communication and the latter
with written communication). Many
of the authorities which I refer to deal with
the Tribunal’s obligations under s 424A. Given the common textual and
purposive characteristics of s 424A and 424AA, those authorities are helpful to
an analysis of the requirements of s 424AA.
- Unlike
many cases in this area, this is not a case where there is any issue as to
whether s 424AA was enlivened. Given the largely subjective nature of the
pre-condition for the provision becoming operative (found in the phrase
“that the Tribunal considers”), it is obviously important to look at
what the Tribunal said. The Tribunal told the appellant
that he was being given
a “warning” pursuant to s 424AA. Whilst that characterisation was
inept, in this case the Tribunal was clearly of the view that there was
information before it of
the kind which had enlivened the operation of s 424AA.
The Minister concedes that s 424AA was enlivened.
- The
real issue is whether the Tribunal met the obligations required of it by
s
424AA. Relevantly, the issue for determination is whether the Tribunal complied
with the obligation to give clear particulars and to ensure
that the visa
applicant understood the relevance and consequence of the information that the
Tribunal had determined would be the
reason or part of reason for affirming the
decision under review.
- The
nature and content of the obligations upon the Tribunal under s 424A(1) were
recently summarised by Flick J in SZMTJ v Minister for Immigration and
Citizenship and Anor (No 2) [2009] FCA 486. I respectfully agree with his
Honour’s observations at [52] that each of the requirements of s 424A are
not to be treated as though they were divorced one from the next. The greater
degree of clarity in the particulars of any information
provided, the less may
be the exposition needed to convey the relevance of that information to the
review being undertaken; the greater
the uncertainty in the information being
provided, the greater may be the need to explain why it may be relevant. The
same observations
are applicable to s 424AA.
- In
relation to s 424A(1)(a), Flick J at [45] emphasised that a visa applicant is to
be provided with “sufficient specificity” of the information
to be
relied upon. Language which fails to identify information with
“sufficient specificity” and which fails to set
out information
“unambiguously” may fail to comply with s 424A(1)(a): see for
example MZXKH v Minister for Immigration and Citizenship [2007] FCA 663
at [20] per Tracey J.
- In
SZNKO v Minister for Immigration and Citizenship [2010] FCA 297, Flick J
traced the legislative history of the requirement for particulars in s 424A.
His Honour noted that prior versions of s 424A had referred merely to
“particulars of any information”. The requirement that “clear
particulars” be provided
was introduced by the Migration Amendment
(Review Provisions) Act 2007 (Cth). As his Honour noted, that change in
language cannot be ignored. The change came at the same time that s 424AA was
introduced
and thus the facility provided to the Tribunal to communicate orally
its intended reliance upon “information”, rather
than in writing
under s 424A. Although the language of s 424A(1)(a) was also brought into line
with that of paragraph (a) of s 424AA,
it may be inferred that the change from
“particulars” to “clear particulars” was somewhat
motivated by the
concern that extra care be taken in the giving of particulars,
especially as particulars could now be given orally. That concern
recognises
that the opportunity to reflect and digest particulars given orally is more
limited than when particulars are given in
writing.
- As
Flick J further noted at [44] of SZMTJ, s 424A(1)(b) imposes what has
been said to be “strict requirements”. His Honour referred to the
decision of Rares J
in SZEOP v Minister for Immigration and Citizenship
[2007] FCA 807, where Rares J said that
s 424A(1)(b) required the
Tribunal to ensure, as far as reasonably practical, that it identified to the
visa applicant why the information
was relevant to the review. Such an
identification is necessary to avoid the visa applicant being left to choose
between uncertain
inferences that might otherwise be available. The visa
applicant needs to be told by the Tribunal why the information is relevant
to
the review. That obligation is not fulfilled if the Tribunal leaves it to
chance that the visa applicant appreciates the relevance
of the information from
the course of the hearing, or from other circumstances surrounding the way in
which the review was being
conducted: SZEOP at [36].
- It
is necessary, in order to determine whether the Tribunal complied with its s
424AA obligations, to return to the Tribunal’s
decision and analyse the
evidence given by the Fathers and see how it was dealt with by the Tribunal.
- The
Tribunal’s telephone conferences with each of the Fathers appear to have
been relatively short. The Tribunal asked each
of Father Thomas and Father
Peter for confirmation of what the Tribunal said were the following claims made
by the applicant:
- That the
applicant was a member of the Church;
- That “he
was attacked by Hindus” (no specific event or events were referred to);
and
- That his wife
Meena and their children were being looked after by the Church (what
“looked after” meant was not specified).
- Father
Thomas’ response to the Tribunal’s characterisation of the
appellant’s claims, was that it was “all
lies”. He went
further. He said that “nobody had been attacked by Hindus and that nobody
was being looked after by
the Church”. Father Thomas then said that it
would be better if the Tribunal spoke to Father Peter who had organised the trip
to Australia.
- The
Tribunal did not ask Father Thomas to give the basis for his knowledge. It did
not follow up with the obvious question as to
how Father Thomas even knew the
appellant when it appears that he refuted the appellant’s claim to have
been a member of his
Church. Father Thomas’ referral of the Tribunal to
Father Peter “who had organised the trip to Australia”, suggests
that Father Thomas’ comments were made in the context of some prior
knowledge by him of claims for refugee status being made
by persons who had
visited Australia on a trip organised by his Church.
- When
the three claims were put to Father Peter, he replied “that the claims are
absolutely wrong”. He gave no further
detail. The Tribunal had not
identified when and how the attacks by Hindus had been claimed to have occurred
and Father Peter, like
Father Thomas before him, asked for no
specification.
-
His evidence immediately moved to the World Youth Day trip and was to the effect
that the appellant had travelled to Australia for
World Youth Day and that all
participants had been told to come back and had undertaken to do so in
affidavits. Father Peter said
that it was a case of fraud, and that the
appellant was attempting to bluff the Tribunal and had applied for a visa
because of pressure
from advocates who were motivated by money.
- These
were serious allegations. It is not clear how Father Peter knew of them. He
was not asked by the Tribunal to explain the
basis of his knowledge or expand on
his understanding, including as to the attack or attacks which he was refuting.
Clearly Father
Peter was labouring under the mistaken view that the appellant
had not returned to India after his trip with the Church for World
Youth Day.
Despite that fact being known to the Tribunal, the Tribunal made no attempt to
disabuse Father Peter of it or otherwise
clarify the position.
- There
was a fair inference to be drawn that Father Peter’s views (and perhaps
those of Father Thomas), including his denial
of what the Tribunal said were the
appellant’s claims, may well have been tainted by his mistaken view that,
despite undertakings
given to the Church by the appellant, the appellant had
failed to return to India after World Youth Day. The Tribunal made no attempt
to explore that obvious possibility.
- The
Tribunal made no attempt to explore the basis upon which Father Peter knew that
the appellant’s wife and children were
not “being looked after by
the Church”. The appellant’s prior evidence that initially the
appellant’s wife
and children were living in the Church but were now
staying “in another rented property”, was not put to Father Peter
nor to Father Thomas.
- Despite
the presence of the appellant during the telephone conferences, he was not given
any opportunity to ask any questions of
the Fathers.
- The
appellant was, however, immediately invited to respond to the evidence of Father
Peter. His response was to the effect that
Father Peter had said what he had
said because he was annoyed with those who had breached their oath and had
failed to return to
India. The appellant tried to emphasise that his position
was different to those that Father Peter had spoken of. He had returned
to
India.
- At
that point, the Tribunal says in its decision that it gave the applicant
“a warning, pursuant to s 424AA of the Act”.
In that context, the
Tribunal referred to the evidence of Father Peter and Father Thomas and noted
that their evidence suggested
that the applicant had not, in fact, been attacked
by Hindus and that his wife and children were not being looked after by the
Church.
The Tribunal “indicated this was relevant because it undermined
the applicant’s protection claims, and could therefore
form the reason, or
part of the reason, for affirming the decision under review”. The
appellant was invited to comment on
or respond to the information and was also
given the opportunity to request an adjournment, if he wished, prior to
responding.
- The
appellant elected to respond immediately. In his response, the appellant again
asserted that Father Peter’s evidence was
tainted by the conduct of others
who had refused to return to India after World Youth Day. He said that Father
Peter didn’t
know anything about what had happened to him. More detail of
the response is set out at paragraphs [63]-[70] of the Tribunal’s
decision.
- In
its decision, the Tribunal accepted that the applicant and his family were
Christians as claimed. The Tribunal, however, found
that the appellant’s
claim to have been a victim of anti-Christian violence in the past, and his
evidence generally, was unconvincing
for three reasons. One of those reasons,
and arguably the most potent of the reasons relied upon, was the evidence given
by Father
Thomas and Father Peter. In that regard, the Tribunal said at
[78]:
- key aspects of
the applicant’s claims, namely that he has been the victim of attacks by
the Hindu extremists and that, as a
consequence, the church he belongs to had
provided accommodation for his wife and children, were refuted by church
officials from
whom the Tribunal took evidence during the hearing.
- As
the Tribunal said at [79], for reasons including the reason set out in the
extract above, the Tribunal did not find the appellant’s
claims and
evidence to be credible. The Tribunal did not accept that the appellant had
been attacked and threatened, nor that he
had been beaten unconscious and his
shop ransacked after having been warned to change his religion or leave the
country. The Tribunal
did not accept that the appellant had been persecuted in
the manner claimed, including by threats requiring the appellant to change
his
children’s names to Hindu names or leave the country. Further, the
Tribunal did not accept that the appellant’s
family had sought sanctuary
from the church and that his family and mother are currently living in church
property.
- In
my view, the Tribunal did not provide to the appellant clear particulars of the
information it considered would be a reason or
part of the reason for affirming
the decision under review. There was not sufficient specificity and further, as
Tracey J said in
MZXKH at [20], the wording employed by the Tribunal
lacked the necessary clarity.
- In
giving its s 424AA “warning”, the Tribunal referred to the evidence
of Father Peter and Father Thomas and said that
that evidence suggested that the
appellant had not in fact been attacked by Hindus and that his wife and children
were not being
looked after by the Church. Was the Tribunal here saying that
the entirety of the evidence given by the Fathers was the basis for
these
suggestions? Conversely, was the Tribunal trying to say that only the evidence
of the Fathers that dealt directly with the
claims put to them was
relevant?
- If,
in the words of the Full Court in SZMCD at [71], the Tribunal was
required to put the appellant “on fair notice of critical matters of
concern to the Tribunal”,
the Tribunal was here required to identify
whether its concern related to the whole of the evidence of the Fathers, or
simply that
part of it which directly refuted what was said by the Tribunal to
be the appellant’s claims. Given that the entirety of the
evidence of the
Fathers was adverse to the appellant and given that the Tribunal’s
acceptance of the appellant’s evidence
was obviously going to depend, to
some extent, on whether the Tribunal believed the appellant, all of the evidence
given by the Fathers
was potentially relevant to the claim about attacks by
Hindus, and also to the claim that the appellant’s family was being
looked
after by the Church. The Tribunal failed to identify clearly the information
that it was concerned about. The appellant
was not in a position to know
whether his response should deal with the entirety of the evidence of the
Fathers (including allegations
of fraud and that the appellant was bluffing the
Tribunal and pressured to do so by people motivated by money), or simply Father
Thomas’ response that “that was all lies” and Father
Peter’s response that “the claims are absolutely
wrong”.
- Further,
the Tribunal failed to ensure that the appellant understood why the information
(whether in its entirety or more limited
form) was relevant to the review. For
the Tribunal to say that “this was relevant because it undermined the
applicant’s
protection claims” is to do no more than indicate that
the information was adverse to the appellant’s claim for a protection
visa. What was required was an explanation as to “why the information is
relevant to the review”. To simply say that
the information undermines an
applicants case is far too general, and does not satisfy the requirement of s
424AA(b)(i) to ensure
that the visa applicant “understands why the
information is relevant to the review”.
- It
is not clear whether the Tribunal meant to indicate that the information was
relevant to the specific claims refuted by the Fathers,
or to each and every
claim made by the appellant, or something in between. Ultimately, the Tribunal
used the information to reject
all of the claims made by the appellant
identified earlier in paragraph [56]. It did that because it found that the
appellant was
not a credible witness. Yet, the Tribunal did not say that the
information suggesting that the appellant was not attacked and that
his family
were not being looked after by the Church, was relevant to whether or not the
Tribunal would accept other claims made
by the appellant.
- Furthermore,
paragraph (b) of s 424AA speaks of both the relevance and the consequences of
the information. Rather than ensuring
that the appellant had an understanding of
the consequences of the information being relied upon by the Tribunal, the
appellant was
here misled as to what that consequence would be. Given that the
Tribunal had come to the view that s 424AA was enlivened and thus
that it had
information before it which it considered “would” be the reason or
part of the reason for affirming the decision
that was under review, it was
misleading of the Tribunal to tell the appellant that the information
“could” form the
reason or part of that reason.
- In
Minister for Immigration and Citizenship v SZLFX [2009] HCA 31; (2009) 238 CLR
507 French CJ, Heydon, Crennan, Kiefel and Bell JJ said at
[25]:
As observed equally correctly by Heerey J in MZXBQ v Minister for Immigration
and Citizenship (2008) 166 FCR 488 at [29], s 424A speaks of information
which “would”, not which “could” or “might”,
be the reason or part of the reason for affirming the decision under
review.
- In
MZXBQ, Heerey J noted the conditional characteristic of s 424A(1)(a). I
agree that a conditional characteristic is found in that paragraph,
as it is in
s 424AA. With respect to Heerey J, I would express the condition slightly
differently. The Tribunal’s satisfaction
that the information would be
the reason is conditional upon the Tribunal being persuaded to the contrary by
the opportunity provided
to a visa applicant to comment or respond to the
information. As Heerey J said at [28], that is the point of giving the
applicant
the opportunity to rebut, qualify or explain the information.
- In
that context, in order to meet its obligation to ensure that the visa applicant
understands the consequence of the information,
it is incumbent on the Tribunal
to tell the visa applicant that the information which it has particularised
would be the reason,
or part of the reason, for affirming the decision under
review, unless it is persuaded not to do so by any response that the applicant
can make to the information. The visa applicant should be invited to comment on
or respond to the information, including by seeking
additional time, for that
purpose. Thus, having clearly particularised the information in question, the
Tribunal might invite the
visa applicant to “comment on information that
the Tribunal considers would, subject to any comments you make, be the reason,
or part of the reason, for affirming the decision under review”. That
formulation appears to have been utilised by the Tribunal
in other cases: see
for example Minister for Immigration and Citizenship v SZIAI [2009] HCA
39 at [6] and MZXKH at [20]. It was not utilised here.
- By
telling the applicant that the information “could” form the reason
or part of the reason, the Tribunal failed to ensure
that the applicant
understood the view that the Tribunal had arrived at, and the full gravity of
the consequence of that view upon
his claim. In the absence of a proper
understanding, the appellant was not put in a position to understand how
critical it was for
him to respond and to do so convincingly.
- In
the circumstances of this case, the appellant may well have taken the view that
the Tribunal would regard the evidence of Father
Thomas to be of little
consequence. As I have said already, it is unclear from the evidence that
Father Thomas gave that he even
knew of the appellant. Similarly, in relation
to evidence of Father Peter, the appellant may well have thought that the
Tribunal
would not give that evidence very much weight. The evidence was
unspecific, the basis for the assertions made was not given and
the evidence was
obviously tainted by Father Peter’s misconception that the appellant was
one of the oath breakers who had
not returned to India.
- In
those circumstances, and because he was told that the evidence of the Fathers
could, rather than would, be the reason or part
of the reason for affirming the
decision under review, the appellant may well have elected to respond
immediately rather than take
the benefit of the opportunity provided by s 424AA
to seek additional time to provide his response. A full understanding of the
gravity of what he was facing may well have impacted upon both the timing and
the content of any response that the appellant chose
to make.
- For
that reason as well, the Tribunal’s approach failed to ensure that the
appellant was put into a position where he could
understand both the relevance
and consequence of the information. That failure denied the appellant the
proper opportunity to comment
on or respond to the information, which s 424AA
intends that he should have.
CONCLUSION
- The
Federal Magistrate erred in failing to identify that jurisdictional error
existed. The Federal Magistrate should have held that
because the Tribunal
failed to comply with s 424AA, it was required to comply with s 424A(1) and did
not. The Federal Magistrate
should have held that the decision of the Tribunal
was not a privative clause decision and should have issued the writs of
certiorari
and mandamus which the appellant sought.
- These
conclusions lead to the result that the appeal must be allowed. The orders made
by the Federal Magistrate should be set aside
and be substituted by orders that
provide remedies by way of certiorari and mandamus directed to the Tribunal.
Those remedies will
have the effect of quashing the decision of the Tribunal and
requiring the Tribunal to hear and determine, according to law, the
appellant’s application for review of the decision to refuse his
application for a protection visa.
- In
accordance with the usual principle, costs should follow the event. Orders will
be made for the first respondent to pay the appellant’s
costs before the
Federal Magistrates Court and of the appeal.
I certify that the preceding seventy-two (72)
numbered paragraphs are a true copy of the Reasons for Judgment herein of the
Honourable
Justice Bromberg.
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Dated: 4 June 2010
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