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Blyton and Secretary, Department of Families, Housing, Community Services and Indigenous Affairs [2011] AATA 599 (30 August 2011)
Last Updated: 30 August 2011
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2011] AATA 599
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2011/0770
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GENERAL ADMINISTRATIVE DIVISION
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Re
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Applicant
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And
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SECRETARY, DEPARTMENT OF FAMILIES, HOUSING,
COMMUNITY SERVICES AND INDIGENOUS AFFAIRS
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Respondent
DECISION
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Tribunal
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Dr P McDermott, RFD, Senior Member
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Date 30 August 2011
Place Brisbane
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Decision
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The Tribunal affirms the decision under
review.
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...............[Sgd]...............................
Senior Member
CATCHWORDS
SOCIAL
SECURITY – Disability support pension – Impairment Tables –
Psychiatric impairment – Conditions not
treated or stabilised with 13
weeks of date of claim – Conditions unable to be given impairment rating
– No entitlement
to disability support pension – Decision under
review affirmed
Social Security Act 1991(Cth) s
94
Social Security (Administration) Act 1999 (Cth) cl 4(1)
Schedule 2
Secretary, Department of Social Security v Pusnjak
[1999] FCA 994; (1999) 56 ALD 444
REASONS FOR DECISION
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Dr P McDermott, RFD, Senior Member
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INTRODUCTION
- I
have to decide whether Ms Maree Blyton (“the applicant”) is entitled
to receive disability support pension. In making
a decision about her
eligibility for that benefit, I have to examine whether the applicant had
medical conditions which impaired
her ability to work at the date of her claim
or within a period of 13 weeks following the date of her
claim.
PRIOR DECISIONS
- On
28 July 2010 the applicant made a claim for disability support pension.
At the hearing of this application she stated that she
lodged her claim on
the advice of an officer of Centrelink.
- On
1 September 2010 Centrelink made a decision that the applicant was not qualified
to receive disability support pension. On 29 November
2010 an authorised review
officer affirmed the decision.
- By
a decision despatched on 1 February 2011 the Social Security Appeals Tribunal
affirmed the decision of Centrelink that the applicant
was not qualified to
receive disability support pension.
- On
1 March 2011 the applicant made an application for review to this
Tribunal.
ELIGIBILITY CRITERIA
- The
qualification criteria for disability support pension are contained in s 94 of
the Social Security Act 1991 (Cth) (“the Act”).
- A
person is qualified for a disability support pension if the person has a
physical, intellectual or psychiatric impairment (s 94(1)(a)); and the
person’s impairment is of 20 points or more under the Impairment Tables (s
94(1)(b)); and the person has a continuing inability to work (s 94(1)(c)). All
of these requirements must be satisfied before a person is entitled to a
disability support pension.
- In
considering whether the applicant had a “continuing inability to
work” I must have regard to the definition in s 94(2) of the Act. That
definition requires a claimant to have an impairment which is, of itself,
sufficient to prevent the person from
doing any work or training within the
next two years. In considering whether a claimant has a continuing inability to
work the Secretary
cannot have regard to the factors in s 94(3) of the Act.
The term “work” is defined to be work of at least 15 hours per week
that exists in Australia even if that
work is not locally accessible (s
94(5)).
- I
should mention that there are other provisions in s 94 that the applicant
satisfies. She is over the age of 16 years (s 94(1)(d)) and she is an Australian
resident (s 94(1)(e)(i)).
IMPAIRMENT TABLES
- The
Impairment Tables which I am required to apply are in Schedule 1B of
the Act. It is also necessary for me to have regard to the
instructions in
the Introduction to the Impairment Tables.
- Paragraph
2 of the Introduction to the Impairment Tables provides that the Tables
“are designed to assess impairment in relation
to work”.
- Paragraph
4 of the Introduction to the Impairment Tables provides that a rating is only to
be “assigned after a comprehensive
history or examination”.
The paragraph states that for “a rating to be assigned the condition
must be a fully documented,
diagnosed condition which has been investigated,
treated and stabilised”.
- Paragraph
5 of the Introduction to the Impairment Tables states that a condition
“must be considered to be permanent”.
The paragraph states that
“once a condition has been diagnosed, treated and stabilised, it is
accepted as being permanent if
in the light of available evidence it is more
likely than not that it will persist for the foreseeable future. This will be
taken
as lasting for more than two years”. The paragraph concludes
with a statement that a condition will be considered to be fully
stabilised
“if it is unlikely that there will be any significant functional
improvement, with or without reasonable treatment,
within the next
two years”.
- Paragraph
6 of the Introduction to the Impairment Tables states that “in order to
assess whether a condition is fully diagnosed,
treated and stabilised, one must
consider what treatment or rehabilitation has occurred” and “whether
any treatment is
still continuing or is planned in the near future”.
- There
is no issue that the appropriate table for the applicant to be assessed under is
Table 6 (Psychiatric Impairment).
TIME FOR DETERMINING
ELIBILITY
- At
the hearing of her application I informed the applicant that to be qualified to
receive the disability support pension, she must
meet the eligibility criteria
on the date she made her claim, or within 13 weeks of the date of her
claim.[1] That period commenced on 28
July 2010 and ended on 27 October 2010. I appreciate that the applicant may make
another claim for disability
support pension. However, in considering this
application I am confined to considering the eligibility of the applicant in
that 13
week period.
TREATING DOCTOR’S REPORT
- Centrelink
was provided with a Treating Doctor’s Report dated 28 July
2010.[2] The treating doctor reported
diagnoses of major depressive disorder and alcohol dependence.
- The
treating doctor reported that the date of onset of the major depressive disorder
was stated to be 2006 - 2007, and current symptoms
were noted as
“persistent unresolved grief/anger and agitation; suicidal
ideation; alcohol dependence; self neglect” (p 37). The report mentions
that the depressive disorder was not being treated. The treating doctor reported
on the impact of this condition on the applicant’s
ability to function. It
was noted that “depression and alcohol dependence co-morbidly effect whole
ability to cope”,
and that within the next two years the effect of
the condition on the applicant’s ability to function would “somewhat
improve/fluctuate/uncertain” depending on the applicant’s compliance
with treatment (p 38).
- The
treating doctor reported that the date of onset of the condition of alcohol
dependence was 2007. Current symptoms were noted
as being “ongoing
alcohol dependence” and current treatment as a “home detox
program” (p 39). The report
stated that the applicant had refused a
structured detox program. Future treatment was noted as “alcohol
abstinence/detoxification”
(p39). Earlier in the report it was stated that
the applicant had been prescribed medication (Campral) for alcohol dependence (p
38). In response to questions regarding the impact of this condition on the
applicant’s ability to function, the report stated
that “when at
lowest state – unable to self care and communicate. Currently relatively
stable/self caring” (p 40).
Within the next two years the effect of the
condition on the applicant’s ability to function would “somewhat
improve/fluctuate/uncertain”
depending on the applicant’s compliance
with various treatment programs (p 40).
OTHER MEDICAL
REPORTS
- The
applicant provided a number of medical reports which were admitted into
evidence.
- A
Discharge Summary from The Palm Beach Currumbin Clinic dated 15 October
2004 confirms that the applicant was admitted on 11 October
2004. However, she
was uncooperative with treatment and discharged herself against the advice of
the clinic. In giving evidence before
me the applicant stated that she was not
at all happy with the medication that was being administered to her.
- Dr
T Lotz, psychiatrist, wrote a report, dated 11 January 2007, in which he
confirms that the applicant had only recently consulted
him after having had a
relapse of her alcohol abuse condition following the recent death of her
daughter. Dr Lotz considered that
the applicant was then experiencing a
grieving reaction and recommended a course of treatment.
- Dr
David Stratton, psychiatrist, wrote a report, dated 30 September 2010,
in which he confirmed diagnoses of major depressive disorder
and alcohol
dependency and abuse. He recommended treatment be commenced with Avanza and
readmission to Damascus. Dr Stratton wrote
a further report dated 15 October
2010 in which he again recommended the readmission of the applicant to Damascus
for inpatient treatment.
- Dr
F Loo, general practitioner, wrote a report dated 5 May 2011. In her report Dr
Loo expressed agreement with Dr Stratton that the
admission of the applicant to
hospital for inpatient detoxification would be likely to lead to an improvement
of her condition.
The report also confirms that Dr Stratton had commenced the
applicant on Avanza, which she had been taking since September 2010.
Dr Loo also stated that further sessions with Dr Stratton and admission as
an inpatient to address the applicant’s bereavement,
depression and
alcohol dependency may likely lead to an improvement in her
condition.
WORK CAPACITY ASSESSMENT REPORTS
- On
29 July 2010 a Job Capacity Assessment Report was completed with,
an assessment made by Ms Claire Mulcahy, a Registered
Psychologist.[3] In the report
the applicant’s medical conditions were stated to be depression and
alcohol dependence (p 46). Both conditions
were considered to be fully
diagnosed, but neither were fully treated and/or fully stabilised. In the
report it was also noted that
she was not currently taking any medication or
participating in psychological intervention in respect of her depression. In
respect
of the alcohol dependence condition, the applicant reported that
she was not currently taking any medication or participating in
psychological
intervention. While medication with Campral was noted as current treatment in
the medical report[4] , the applicant
advised that she was not currently taking any medication, and that she had also
declined to participate in a structured
detoxification program or home reduction
program (p 46). Ms Mulcahy reported that as the applicant had not undertaken any
treatment
for her depression or alcohol dependence, those conditions could not
be regarded as having been fully treated and stabilised, and,
accordingly,
neither could be assigned an impairment rating (p 47).
- Ms
Mulcahy also considered that the applicant had a current baseline capacity for
work of 8 – 14 hours per week (p 48), or 15
– 22 hours per week with
intervention (p 49). However, having regard only to those conditions which were
fully diagnosed, treated
and stabilised, Ms Mulcahy assessed the
applicant’s capacity to work as 30+ hours per week (p 49).
- On
2 June 2011 a further assessment was undertaken by Ms Mulcahy in which she
considered additional medical reports provided by the
applicant.[5] Ms Mulcahy
reported that the applicant did not receive treatment for depression at the time
of her claim in July 2010, and that
she had only commenced treatment in
September 2010 when she saw Dr Stratton. Ms Mulcahy also noted Dr Loo’s
opinion that Ms
Blyton’s condition was expected to improve with treatment.
Ms Mulcahy reported:
During the relevant period (28/7/2010 – 27/10/2010) ... depressive
condition/s were not optimally treated. During this period
she had re-engaged
with a psychiatrist and re-commenced anti-depressant medication for only 1
month, following an unknown period
of “no specific treatment for
depression”. The potential for significant improvements in her condition
following re-engagement
in treatment was therefore sufficient to consider this
condition “not fully treated and stabilised” ... and thus
[this
condition] cannot attract a rating on Impairment Table
6.[6]
- In
respect of the condition of alcohol dependence, Ms Mulcahy noted that at the
time of the claim in July 2010, the applicant was
not compliant with her Compral
treatment. She also noted the opinions of Dr Loo and Dr Stratton that inpatient
treatment was the
optimal course of treatment and that the applicant’s
condition was likely to improve with such treatment. Ms Mulcahy also reported
that the applicant’s:
... unwillingness to commit to treatment at present cannot be attributed to an
absence of insight into the likely benefits of treatment.
This is particularly
evident in the letters of Dr Stratton which indicate that prior engagement in
treatment with Damascus was successful
and viewed favourably by the
client.[7]
- Ms
Mulcahy concluded the applicant:
... is currently working with her GP to reduce alcohol consumption and indicates
her intention to complete inpatient treatment in
the future. Given past success
following admission to Damascus, and the likely improvement associated with
readmission, this condition
cannot be considered optimally treated and stable.
Based on this information, Ms Blyton’s condition cannot be considered
fully
treated and stabilised at present and thus cannot be assigned a rating on
Impairment Table 7.[8]
CONSIDERATION
- The
respondent accepts that the applicant does have a physical, intellectual or
psychiatric impairment for the purpose of the Act
(s 94(1)(a)). This concession
is properly made, as in evidence before me is an uncontradicted report from
psychiatrist Dr David Stratton who, on
30 September 2010, confirmed diagnoses of
major depressive disorder, and alcohol dependency and abuse. This is evidence
that the
applicant had such impairments within a period of 13 weeks following
the date of her claim.
- I
must next consider whether the major depressive disorder and alcohol dependency
conditions of the applicant warrant her being assigned
an impairment rating of
20 points or more under the appropriate table or tables in the Impairment Tables
(s 94(1)(b)).
- There
was no issue before me that the appropriate Table to assess the condition of the
applicant is Table 6 (Psychiatric Impairment).
The introductory words to Table 6
contain the direction: “Table 6 is used for permanent psychiatric
disorders only”.
I note that Ms Mulcahy was unable to assign a rating
under Table 7, which relates to the alcohol dependency condition, because
the
condition is not fully treated and stabilised.
- I
have already mentioned that paragraph 4 of the Introduction to the Impairment
Tables provides that for “a rating to be assigned
the condition must be a
fully documented, diagnosed condition which has been investigated, treated and
stabilised”.
- The
conditions of the applicant are certainly fully diagnosed as there is
uncontradicted evidence that the applicant has major depressive
disorder and
alcohol dependency conditions. I also rely upon the Treating Doctor’s
Report of 28 July 2010[9]
in finding that the onset of both of these conditions occurred in 2007.
- The
applicant has certainly received some treatment for her conditions.
I accept the evidence of the applicant (who I also accept
as a truthful
witness) that not all of her treatment has been recorded in the Treating
Doctor’s Report.[10]
Her evidence in this respect is indeed corroborated by the documentary
evidence before me. For instance, the report of Dr
Lotz[11] refers to medication that
was prescribed by the treating doctor but which is not referred to in the
Treating Doctor’s Report.
I presume that Dr Lotz would have been made
aware of the treatment in a letter of referral which is not in evidence before
me.
- I
am satisfied that the applicant has not pursued all treatment options which have
been recommended. The applicant has been truthful
in stating that she has been
reluctant to take all medication that has been prescribed for her. I also accept
that there is an issue
of cost for inpatient treatment as the applicant no
longer has private health insurance. That is why, at the conclusion of my
reasons,
I recommend that the applicant be given assistance by a social
worker so that she can receive whatever treatment is available. Therefore,
the
condition cannot be considered to be fully treated.
- I
am not satisfied that the conditions of the applicant have been stabilised
within a period of 13 weeks following the date of her
claim. This period ended
on 27 October 2010. A fortnight earlier, on 15 October 2010, Dr Stratton
reported on her treatment for depression”.
He reported that the medication
which she was prescribed “has yet to show much impact on her
depression” and that inpatient
care was needed for her complex
bereavement, depression and alcohol dependency
conditions.[12] Having regard to
this evidence, I cannot accept that these conditions were stabilised within the
period of 13 weeks following the
date of her claim. I should also mention that
Dr Loo has given a positive prognosis, provided the applicant undertakes the
recommended
treatment. It is for that reason that it would be premature to
regard the conditions of the applicant as permanent.
- I
have already mentioned that paragraph 4 of the Introduction to the Impairment
Tables provides that for “a rating to be assigned
the condition must be a
fully documented, diagnosed condition which has been investigated, treated and
stabilised”. In these
circumstances I am unable to assign a rating under
Table 6 for the depression condition of the applicant which were not stabilised
within the period of 13 weeks following the date of her claim.
Continuing inability to work
- As
I have concluded that the applicant cannot be assigned an impairment rating, it
is not strictly necessary for me to determine whether
she has a continuing
inability to work. However, I feel that it is appropriate for me to make some
observations on the application
of s 94(2) of the Act.
- In
order for the Secretary to conclude that a person has an inability to work
because of an impairment it is necessary that the criteria
in both s 94(2)(a)
and s 94(2)(b) be met. This is indicated by the presence of the
distributive word “and” in s 94(2).
- The
judgment of the Federal Court of Australia in Secretary, Department of Social
Security v Pusnjak [1999] FCA 994; (1999) 56 ALD 444 (“Pusnjak”) was
cited at the hearing of this application. In that case Drummond J made reference
to the explanatory memorandum of the
amendment which is now s 94(2)(a) of the
Act. His Honour, at 452, formulated the test that I must now consider:
As to s 94(2)(a): Does the impairment of itself, ie, considered in isolation
from other matters that may influence his attitude to working, have such
an
impact on the particular claimant’s capacity for work that it prevents him
from doing work available anywhere in Australia,
being work of a kind which
the particular applicant is, by reason of his existing work skills and
experience, capable of performing,
without the need for retraining?
- In
considering the application of s 94(2)(a), I must refer to the definition of
“work” in s 94(5) of the Act. This defines ‘work’ as
meaning work for at least 15 hours per week.
- I
now turn to s 94(2)(b) of the Act. I mention that for a claimant to be
successful it is necessary for the claimant to satisfy either s 94(2)(b)(i) or
s 94(2)(b)(ii) of the Act.
- In
Pusnjak, Drummond J at 452 also formulated the test under s 94(2)(b)(i) of
the Act. His Honour remarked:
As to s 94(2)(b)(i): Is the impairment of itself sufficient to prevent the
particular pension claimant undertaking, ie, commencing, during the next 2
years, retraining of a kind that is available to him and which would fit him for
a class of work available in Australia that he currently
lacks the skills or
experience to perform, even if unimpaired?
- In
considering the application of s 94(2)(b)(ii) of the Act, I have had regard to
the guidance provided in Pusnjak where Drummond J at 452 formulated the
test under that provision:
As to s 94(2)(b)(ii): If there is available training of a kind capable of
fitting the claimant within a 2-year period for work which he cannot now
perform,
for want of the necessary skills or experience, but which he could
perform with that retraining, is it likely, taking into account
only the
impediment his impairment may place on his ability to complete the training
within that period, that he will acquire the
skills or experience necessary to
fit him for the new class of work within 2 years?
- His
Honour remarked that an affirmative answer to this question would mean that
“the applicant will not be eligible for the
pension”.[13]
- I
have accepted the Job Capacity Assessment of Ms Mulcahy that the applicant has a
current baseline capacity for work of 8-14 hours
per week, or 15-22 hours per
week with intervention. However, having regard only to those conditions which
were fully diagnosed,
treated and stabilised, Ms Mulcahy assessed the
applicant’s capacity to work as 30+ hours per week (p 49). I therefore
consider
that the applicant does not satisfy the test in s 94(2)(b)(ii) of the
Act.
- I
also accept the evidence of the applicant that she has explored options for
employment.
- There
is no evidence before me that the impairments of the applicant are of themselves
sufficient to prevent her from undertaking
educational or vocational training or
on-the-job training during the next two years under the terms of
s 94(2)(b)(i) of the Act. Indeed the applicant in giving evidence was
amenable to being retrained. The applicant has valuable experience in assisting
her late husband in his accountancy practice. The tenor of her evidence was that
she had experience in manual bookkeeping but that
she could benefit from some
computer training. I would recommend that some assistance should be
provided to the applicant to identify
some suitable training programs which
could assist her.
- Having
regard to all of the evidence before me I have come to the conclusion that the
applicant is not entitled to disability support
pension as s 94(1)(b) and
94(1)(c) of the Act are not satisfied.
- As
a matter of completeness I should mention that the treating doctor has
identified, in his report, some other medical conditions
of the applicant which
it is not necessary for me to
identify.[14] It is not necessary
for these conditions to be rated as the treating doctor has stated that these
now have a minimal effect on her
condition.
- I
recommend that Centrelink should provide some support to the applicant to assist
her in obtaining treatment for her conditions.
The applicant informed me that at
one time she had no accommodation. She does not have any immediate family to
provide her with support
and she certainly needs
assistance.
DECISION
- I
affirm the decision under review.
I certify that the 53 preceding
paragraphs are a true copy of the reasons for the decision herein of Dr P
McDermott, RFD, Senior Member
Signed:
......................[Sgd].......................................................
Research Associate
Date/s of Hearing 12 August 2011
Date of Decision 30 August 2011
The applicant was self-represented
Solicitor for the Respondent Karen Hamilton, departmental advocate
[1] Social Security
(Administration) Act 1999 (Cth), Sch 2 cl
4.
[2] T-Document
6.
[3] T-Document
8.
[4] T-Document
6.
[5] Exhibit
G.
[6] Exhibit G, page
2.
[7] Exhibit G, page
4.
[8] Exhibit G, page
4.
[9] T-Document
6.
[10] T-Document
6.
[11] Exhibit B, page
2.
[12] Exhibit
D.
[13] Secretary, Department
of Social Security v Pusnjak [1999] FCA 994; (1999) 56 ALD 444 at 452 at
[32].
[14] T-Document 6, Folio
41.
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