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Bowd and Repatriation Commission [2011] AATA 59 (4 February 2011)
Last Updated: 4 February 2011
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2011] AATA 59
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2009/3956
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VETERANS’ AFFAIRS DIVISION
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Re
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Applicant
Respondent
DECISION
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Tribunal
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Mr Egon Fice, Senior Member Dr Kerry Breen,
Member
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Date 4 February 2011
Place Melbourne
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Decision
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The Tribunal affirms the decision made by the Veterans’ Review Board
on 22 July 2009.
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..........[sgd] Egon Fice...........
Senior Member
VETERANS’ AFFAIRS – Post Traumatic
Stress Disorder – Vietnam – disability pension – traumatic
event – associated with war service
– standard of proof –
operational service – diagnosis on the balance of probabilities –
Statement of Principles
– reasonable hypothesis – experiencing a
server stressor – clinical onset – being confronted with an event
– DSM-IV-TR – psychiatrist – generalised anxiety disorder
– independent expert medical practitioner
Veterans’ Entitlements Act 1986 ss 120, 120(1), 120(4)
Byrnes v Repatriation Commission [1993] HCA 51; (1993) 177 CLR 564
Mines v Repatriation Commission [2004] FCA 1331; [2004] 86 ALD 62
National Justice Compani Naviera SA v Prudential Assurance Co Ltd (The
Ikarian Reefer) [1993] 2 Lloyd's Rep 68
Repatriation Commission v Budworth [2001] FCA 1421; (2001) 116 FCR 200
Repatriation Commission v Deledio [1998] FCA 391; (1998) 83 FCR 82
Repatriation Commission v Hill [2002] FCAFC 192; (2002) 69 ALD 581
Repatriation Commission v Smith (1987) 15 FCR 327
Woodward and Another v Repatriation Commission [2003] FCAFC 160; (2003) 131 FCR 473
Statement of Principles – Post Traumatic Stress Disorder -
Instrument No 5 of 2008
Statement of Principles – Post Traumatic Stress Disorder -
Instrument No 3 of 1999 as amended by No 54 of 1999
4th Edn American Psychiatric Association's
Diagnostic and Statistical Manual of Mental Disorders
Diagnostic Criteria for 309.81 Posttraumatic Stress Disorder
Chambers 21st Century Dictionary
Ham, Paul ‘Vietnam: The Australian War’ (Harper Collins
Publishers, 2004)
REASONS FOR DECISION
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Mr Egon Fice, Senior Member Dr Kerry Breen,
Member
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- Mr
Raymond Bowd was a National Serviceman having been conscripted into the
Australian Army on 1 October 1969. He had operational
service in South Vietnam
between 15 February 1971 and 9 October 1971. He was discharged on
30 November 1971.
- Mr
Bowd made a number of applications to the Repatriation Commission (the
Commission) for a disability pension which was granted.
Subsequently, on
8 June 2007 he applied for a pension for incapacity arising from a
urinary tract infection. The Commission
disallowed that claim. On 22 June
2007, Mr Bowd sought a review of the Commission’s decision before the
Veterans’ Review
Board (the VRB). Prior to the VRB making a decision
regarding that application, on 15 December 2008, Mr Bowd lodged a
further claim for incapacity for Post Traumatic Stress Disorder (PTSD) and for
an increase in the rate of pension for his previously
accepted disabilities.
- On
6 March 2009 the Commission accepted Mr Bowd’s application for an increase
in the pension and increased his pension to 30
per cent of the general rate.
However, the Commission denied his claim for PTSD. On 25 March 2009 Mr Bowd
lodged an application
with the VRB seeking a review of the decision relating to
PTSD.
- On
22 July 2009 the VRB rejected Mr Bowd’s claim based on urethral stricture
(urinary tract infection); refused his claim based
on PTSD and consented to the
withdrawal of his application relating to the assessment of the rate of pension.
- On
24 August 2009 Mr Bowd lodged an application with the Tribunal seeking a review
of the VRB decision relating to PTSD and urethral
stricture. However, prior to
the commencement of the hearing of this matter, Mr Bowd withdrew his application
for review of the
decision relating to urethral stricture. Therefore, the only
application before this Tribunal is that relating to PTSD.
- The
only matters which we are required to determine are:
- (a) whether Mr
Bowd suffers from PTSD; and
- (b) if we find
that Mr Bowd suffers from PTSD, whether that condition was war-caused as that
expression is defined in the Veterans’ Entitlements Act 1986 (the
VE Act).
DIAGNOSIS – PTSD
- The
process of determining whether a disease or injury is war-caused involves an
antecedent decision about the disease or injury from
which a veteran claims he
or she suffers. The problem with cases involving PTSD is that the question
whether that disease is suffered
by the veteran is bound up with the question of
connection with war service. A diagnosis of PTSD requires identification of a
traumatic
event which is of such a nature that it could give rise to the disease
in question. As Gray J explained in Mines v
Repatriation Commission [2004] FCA 1331; [2004] 86 ALD 62, in cases involving PTSD,
the diagnosis involves two questions. The first is whether the person is
suffering from symptoms which,
if the traumatic event is identified, would
result in a diagnosis of PTSD. The second is whether the traumatic event
occurred.
- Gray
J also suggested that there might be more than one possible traumatic event and
that there might be a question as to which event
is responsible for the PTSD
claimed. If any one of those possible traumatic events is not associated with a
veteran's war service,
the decision maker needs to resolve the question whether
the symptoms result from the events associated with the veteran's war service,
or with the other event or events.
- Before
outlining the two possible processes of reasoning suggested by Gray J in
Mines case, one needs to understand the operation of s 120 of the VE Act
dealing with standard of proof. Relevantly, s 120(1) of the VE Act
provides:
120 Standard of proof
(1) Where a claim under Part II for a pension in respect of the incapacity
from injury or disease of a veteran, or of the death of
a veteran, relates to
the operational service rendered by the veteran, the Commission shall determine
that the injury was a war-caused
injury, that the disease was a war-caused
disease or that the death of the veteran was war-caused, as the case may be,
unless it
is satisfied, beyond reasonable doubt, that there is no sufficient
ground for making that determination.
Note: This subsection is affected by section 120A.
. . .
- Section
120(4) of the VE Act provides:
. . .
(4) Except in making a determination to which subsection (1) or (2) applies,
the Commission shall, in making any determination or
decision in respect of a
matter arising under this Act or the regulations, including the assessment or
re-assessment of the rate
of a pension granted under Part II or Part IV, decide
the matter to its reasonable satisfaction.
Note: This subsection is affected by section 120B.
. . .
- Because
the decision regarding diagnosis is distinct from the decision about whether the
disease is connected to a veteran's operational
service, the standard of proof
which must be applied to the diagnosis is that set out in s 120(4) of the VE
Act. In other words,
we must decide the question of diagnosis to our reasonable
satisfaction (see Repatriation Commission v Hill [2002] FCAFC 192; (2002) 69 ALD 581 at
598-599). The phrase used in s 120(4) of the VE Act . . . decide the matter
to its reasonable satisfaction, was comprehensively analysed by the Full
Court of the Federal Court in Repatriation Commission v Smith (1987) 15
FCR 327 at 334-335. There, Beaumont J, with whom Northrop and Spender JJ
agreed, said at 335:
Even if the Tribunal is not bound by the traditional evidentiary principles,
s 120(4) constitutes a clear direction to the Tribunal
that it must be
reasonably satisfied before it makes any decision. In my opinion, this could
only have been intended to introduce
the standard of proof required in civil
litigation. . . .
This means that we are
required to decide the question of diagnosis on the balance of
probabilities.
- Gray
J in Mines case stated that more than one process of reasoning was
possible when determining the question regarding the diagnosis of PTSD. He
said,
at 71-72:
. . . The decision-maker might approach the problem by first considering
whether, on the balance of probabilities, the traumatic event
occurred as part
of war service and whether it has resulted in the veteran suffering PTSD. If
satisfied on the balance of probabilities
as to these facts, the decision-maker
would no doubt find that there was a reasonable hypothesis connecting the PTSD
with the veteran’s
operational service and that the hypothesis was
sustained by reference to the relevant SoP and was not excluded beyond
reasonable
doubt. It seems impossible to assume that, if the decision-maker were
reasonably satisfied on the balance of probabilities that a
traumatic event
experienced during operational service led to the PTSD, there could be anything
other than a reasonable hypothesis,
sustained by reference to the PTSD SoP, and
not excluded beyond reasonable doubt. The steps required by Deledio
[Repatriation Commission v Deledio [1998] FCA 391; (1998) 83 FCR 82] would be satisfied
without difficulty. . . .
- The
alternative process of reasoning suggested by Gray J is to treat all questions
of connection between operational service and PTSD,
including questions that are
part of the process of determining whether PTSD has been suffered by a veteran,
on the reasonable hypothesis
basis required by s 120(1) of the VE Act.
According to his Honour, a decision-maker would only apply the balance of
probabilities
standard to a determination of what symptoms the veteran concerned
suffered, and whether those symptoms were consistent with the
finding of PTSD.
The question of whether there was PTSD would be determined on the reasonable
hypothesis basis, using the four steps
referred to in Repatriation Commission
v Deledio [1998] FCA 391; (1998) 83 FCR 82.
- Gray
J said, despite what was said in Byrnes v Repatriation Commission [1993] HCA 51; (1993)
177 CLR 564, the Full Court of the Federal Court has consistently followed the
first process of reasoning to which we have referred above. The
process, he
said at 73-74, was:
'The first question for the Tribunal will be how to characterise the
psychiatric problems exhibited by the veteran. If the Tribunal
is satisfied that
the symptoms constitute an injury or disease, the second question will be
whether there is an SoP in force in respect
of the disease. The diagnosis of
that disease, and the determination of whether or not there is an SoP in force
in respect of that
kind of disease, falls for determination according to the
standard of proof laid down in s 120(4). The characterisation of a disease
(or
injury or death in an appropriate case), for the purposes of determining whether
or not an SoP is in force in respect of that
kind of disease (or injury or
death), is separate from the question of whether a claim relates to the
operational service rendered
by a veteran within s 120(1). The standard of proof
laid down by s 120(1) has no application to the former question.’
- While
we have no doubt that the process described by Gray J is correct, and in any
event, we are bound to follow it, since his Honour
decided Mines case,
the Statement of Principles (SoP) dealing with PTSD has altered. The current
SoP, which took effect from 9 January 2008, is Instrument
No 5 of 2008. The
significant difference between the current SoP and the SoP which was current at
the time Gray J decided Mines case, lies in the factors which must exist
before it can be said that a reasonable hypothesis has been raised connecting
the disease with
the circumstances of the person's relevant service. In the SoP
which was current at the time of the Mines decision (Instrument No 3 of
1999 as amended by No 54 of 1999), one of the factors which had to exist was
described as experiencing a
severe stressor prior to the clinical onset of PTSD. The expression,
experiencing a severe stressor, was defined in terms identical to
Criterion A1 which is set out in DSM-IV-TR (4th Edn
American Psychiatric Association's Diagnostic and Statistical Manual of
Mental Disorders) as follows:
A. The person has been exposed to a traumatic event in which both of the
following were present:
1. the person experienced, witnessed, or was confronted with an event or
events that involved actual or threatened death or serious
injury, or a threat
to the physical integrity of self or others.
2. the person's response involved intense fear, helplessness, or horror.
- However,
in the current SoP, that factor is now described as experiencing a category
1A stressor before the clinical onset of PTSD or experiencing a category
1B stressor before the clinical onset of PTSD. The definitions of a
category 1A stressor and a category 1B stressor are no longer consistent with
Criterion A1 in DSM-IV-TR. A
category 1A stressor involves experiencing a life
threatening event but no longer includes being confronted with such an event.
It includes being subject to a serious physical attack and being threatened with
a weapon, being held captive, being kidnapped or
being tortured; but there is no
reference to events concerning persons other than the veteran. The definition
of category 1B stressor
includes being an eyewitness to a person being killed or
critically injured; being an eyewitness to atrocities inflicted on another
person or persons; being an eyewitness to or participating in the clearance of
critically injured casualties; viewing corpses or
critically injured casualties
as an eyewitness; or killing or maiming a person. While some of the events
described under the definition
of a category 1B stressor could fit the
description of being confronted with events involving death or serious injury,
the effect
of the definition is to significantly narrow the nature of events
which fit the description.
- The
problem which we perceive exists under the current SoP concerning PTSD is the
fact that Criterion A in DSM-IV-TR continues to
refer to a person being
confronted with an event that involved actual or threatened death or serious
injury or threat to the physical
integrity of self or others. However, to
satisfy the definition of a category 1A stressor, a person must experience the
events described
under Criterion A. There is no reference to being confronted
with any of those events. Under a category 1B stressor, there is a
reference to
being an eyewitness to events which might fall within the Criterion A
description, as well as killing or maiming a person.
There is no reference to
being confronted with an event of the type described in Criterion A.
- The
difficulty we face is that the Full Court of the Federal Court in Woodward
and Another v Repatriation Commission [2003] FCAFC 160; (2003) 131 FCR 473 rejected the notion
that being confronted with an event meant that the person had to be present in
the sense that they either experienced
or witnessed the event. The Court said,
at 495:
The definition of "experiencing a severe stressor" has three elements that
relate to a person's encounter with an event involving
death -- the person must
have "experienced, witnessed or [have been] confronted with an event that
involved death ...". Plainly enough,
although the elements may overlap in any
particular situation, the definition will be satisfied if any one of them is
present. As
a matter of ordinary language, the field that the definition is
intended to cover is bounded by the three different elements. It
follows that
for the purposes of the definition a person may be "confronted with" an event
that he or she has neither experienced
nor witnessed.
In any event, as a matter of ordinary usage to be "confronted" with something
means to be brought face to face with it either physically
or, perhaps more
commonly, in the mind. If the thing being confronted is an event, usage does not
require that the person be present
at the event she or he "confronts". This is
no less the case when the confronting event [sic] is one involving death or
serious injury.
- Therefore,
while the diagnostic criteria set out in DSM-IV-TR might be met, thereby
permitting a diagnosis of PTSD, when it comes
to applying the factors which must
be present before it can be said that a reasonable hypothesis has been raised
connecting a claimant's
PTSD with the circumstances of his or her relevant
service, they may not be able to satisfy the category 1A or category 1B stressor
definitions. For example, if a veteran was confronted with (but did not witness
or experience) an event which involved a threat
to the physical integrity of
self or another person, while that could satisfy Criterion A of DSM-IV-TR, it
would not fall within
the category 1A or category 1B stressor definitions. If
we are correct about that, what Gray J said in Mines case regarding the
first process of possible reasoning may no longer apply. That is, it is no
longer possible to assume that if we are
reasonably satisfied on the balance of
probabilities that a traumatic event said to have been confronted during
operational service
led to the PTSD, there will exist a reasonable hypothesis
sustained by reference to the SoP. While this appears to be an anomaly
created
by the amended SoP No 5 of 2008, we must deal with it as best we can having
regard to the processes outlined by Gray J in
Mines case.
- We
also need to be mindful of what the Full Court said in
Repatriation Commission v Budworth [2001] FCA 1421; (2001) 116 FCR
200 regarding the characterisation of the disease suffered by a veteran. The
Full Court said, at 207-208:
. . . This means, we consider, that the decision-maker has to identify the
collection of relevant symptoms which he or she is satisfied
constituted the
disease which the veteran contracted. It is not a matter of nomenclature or
attaching a traditional medical label
to the collection of symptoms. That, as
the conflicting expert psychiatric evidence . . . shows in relation to the
label "Post Traumatic
Stress Disorder", may turn on questions of causation or
aetiology. Once the decision-maker has identified, to his or her reasonable
satisfaction, the collection of relevant symptoms from which an applicant
suffers, the question of whether those symptoms were war-caused
has to be
resolved by imposing on the Commission the reverse onus of proof on the criminal
standard in accordance with s 120(1) as
qualified by s
120(3).
- The
SoP dealing with PTSD (No 5, 2008) states that for the purposes of the SoP, PTSD
means a psychiatric condition meeting certain
diagnostic criteria derived from
DSM-IV-TR. The diagnostic criteria are then set out in full. We have already
referred to Criterion
A above. The remaining criteria
are:
(B) the traumatic event is persistently re-experienced in one or more of the
following ways:
(i) recurrent and intrusive distressing recollections of the event, including
images, thoughts, or perceptions;
(ii) recurrent distressing dreams of the event;
(iii) acting or feeling as if the traumatic event were recurring (including a
sense of reliving the experience, illusions, hallucinations,
and dissociative
flashback episodes, including those that occur on awakening or when
intoxicated);
(iv) intense psychological distress at exposure to internal or external cues
that symbolise or resemble an aspect of the traumatic
event;
(v) physiological reactivity on exposure to internal or external cues that
symbolise or resemble an aspect of the traumatic event;
and
(C) persistent avoidance of stimuli associated with the trauma and numbing of
general responsiveness (not present before the trauma),
as indicated by three or
more of the following:
(i) efforts to avoid thoughts, feelings, or conversations associated with the
trauma;
(ii) efforts to avoid activities, places, or people that arouse recollections
of the trauma;
(iii) inability to recall an important aspect of the trauma;
(iv) markedly diminished interest or participation in significant
activities;
(v) feeling of detachment or estrangement from others;
(vi) restricted range of affect (e.g., unable to have loving
feelings);
(vii) sense of a foreshortened future (e.g., does not expect to have a
career, marriage, children, or a normal life span); and
(D) persistent symptoms of increased arousal (not present before the trauma),
as indicated by two or more of the following:
(i) difficulty falling or staying asleep;
(ii) irritability or outbursts of anger;
(iii) difficulty concentrating;
(iv) hypervigilance;
(v) exaggerated startle response; and
(E) duration of the disturbance (indicated by the relevant symptoms set out
in paragraphs (b), (c) and (d)) is more than one month;
and
(F) the disturbance causes clinically significant distress or impairment in
social, occupational or other important areas of
functioning.
- Ms
Ann McMahon of counsel, who appeared on behalf of Mr Bowd, reminded us in her
closing submissions that the diagnostic criteria
in DSM-IV-TR should not be used
in a cookbook fashion. In fact, Chapter IV of DSM-IV-TR dealing with the
evaluation process says this about diagnosis in case
formulation:
The DSM classification and the specific diagnostic criteria are meant to
serve as guidelines to be informed by clinical judgement
in the categorisation
of the patient’s condition(s) and are not meant to applied in a cookbook
fashion.
- The
introduction to DSM-IV-TR also contains a number of caveats regarding the use of
the diagnostic criteria set out in the manual.
The introduction acknowledges
that although the manual provides a classification of mental disorders, it
admits that no definition
adequately specifies precise boundaries for the
concept of mental disorder. In fact, it states
that:
The concept of mental disorder, like many other concepts in medicine and
science, lacks a consistent operational definition that covers
all situations.
All medical conditions are defined on various levels of abstraction ...
.
The introduction then states:
In DSM-IV, each of the mental disorders is conceptualised as a clinically
significant behavioural or psychological syndrome or pattern
that occurs in an
individual and that is associated with present distress (eg, a painful symptom)
or disability (ie, impairment in
one or more important areas of functioning) or
with a significantly increased risk of suffering death, pain, disability, or an
important
loss of freedom. In addition, this syndrome or pattern must not be
merely an expectable and culturally sanctioned response to a
particular event,
for example, the death of a loved one. Whatever its original cause, it must
currently be considered a manifestation
of behavioural, psychological or
biological dysfunction in the individual.
- By
definition, PTSD requires a person to have been exposed to a traumatic event as
is set out in Criterion A of DSM-IV-TR. The traumatic
experiences recounted by
Mr Bowd in his evidence, while rendering operational service in South Vietnam,
were:
- (a) a
call out to the helipad at Nui Dat for the purpose of assisting in loading or
guarding helicopters required to deliver ammunition
to C and D Companies of 3
RAR which were in contact with enemy forces;
- (b) becoming
aware that Lieutenant John Wheeler and Private Paul Manning were killed in the
confrontation with the enemy and being
shown a damaged dog tag worn by
Lieutenant Wheeler;
- (c) becoming
lost for about 10 minutes while on a clearing patrol at the Horseshoe Fire
Support Base; and
- (d) observing a
young Vietnamese girl with horrific facial deformities.
- Although,
for the purposes of making a diagnosis, we are not concerned with whether the
events referred to above in fact occurred,
we do need to look in greater detail
at those events because they need to satisfy Criterion A for the purposes of
diagnosing PTSD.
Furthermore, as will become immediately apparent, the accounts
given by Mr Bowd of these events has varied from time to time. Again,
without
making any findings about which account should be accepted, we need to examine
all of the accounts in order to determine
whether they satisfy Criterion A.
- Dr
Barrie Kenny, a psychiatrist, examined Mr Bowd on 17 September 1999. It seems
that this examination was in relation to an earlier
application made to the
Commission by Mr Bowd in respect of a claim for Generalised Anxiety Disorder
(GAD). This claim was rejected
by the Commission.
- Dr
Kenny provided a written report dated 20 September 1999. He recorded that he
had not seen any other reports about Mr Bowd. In
fact, it appears this was the
first occasion on which Mr Bowd had seen a psychiatrist. Dr Kenny mentioned in
his report that Mr
Bowd told him he did not see psychiatrists or psychologists;
that he did not feel the need to; and he did not take nerve tablets. It
is also significant that this first examination by Dr Kenny preceded the
severest phase of the urological problem which in fact
led to Mr Bowd giving up
work in 2008. This problem, in the opinion of two psychiatrists, contributed to
Mr Bowd’s anxiety
problems.
- In
the history recorded by Dr Kenny, he referred to Mr Bowd’s experiences in
Vietnam including the following passage:
He said in the first week some of his group were “hit hard” and
two were killed. He said he didn’t see any actual
combat. He was on
patrol, didn’t see firefights, wasn’t bombed or bombarded. He was
scared a bit of the time but he
was more always aware. He didn’t see any
bodies. He said one friend was blown up but he didn’t see him. He said
he
had other friends from Geelong who were there and they were mutually
supportive.
- Dr
Kenny said he asked Mr Bowd about any other traumatic experiences which he may
have had while in Vietnam. The only experience
recited by Mr Bowd was an
occasion when he went to a fishing village with a couple of officers and he saw
a very deformed child.
He said that stood out in his mind. According to Dr
Kenny, Mr Bowd said that the sight of the child choked me up. Mr Bowd
said that in general terms, he was kept busy and his time there wasn’t all
that bad. He didn’t drink alcohol
when he went to South Vietnam but drank
a fair bit towards the end of his tour and, after returning to Australia, has
gone off it since and drinks socially only. There is no mention at all of
the incident regarding the loading of helicopters at the helipad, seeing the dog
tag of Lieutenant Wheeler
or the finding of a bullet in his hut (an event to
which he referred later).
- After
leaving the army, Mr Bowd told Dr Kenny that he bummed around for six
months; he then got a job with International Harvester for one year
following which he went into retail paint sales in a partnership with
his wife.
That partnership had been successful and he enjoyed it. He continued to have a
good relationship with his wife and children.
He had an interest in football
and cars and was a reasonably sociable person. He saw himself as generally a
happy person.
- Dr
Kenny concluded that in his opinion, there was no evidence that Mr Bowd had or
has a significant underlying psychiatric, psychological
or emotional problem.
He had a good work record, owned his own business, had a good relationship with
his wife and three children
and a good range of interests and activities. Dr
Kenny accepted that Mr Bowd felt on-edge some of the time and frightened
occasionally
while in Vietnam. However, apart from the grossly deformed child,
he did not report anything else which really horrified him. Dr
Kenny was of the
opinion that Mr Bowd could not satisfy Criterion A for PTSD and in any event, he
did not have any symptoms of PTSD.
He did not abuse alcohol and he did not
smoke tobacco. He did not present with any symptoms of anxiety associated with
his army
service. He concluded that Mr Bowd had no evidence whatsoever of any
psychiatric or psychological disturbance and he could not therefore
see him as
having a war-caused psychiatric problem.
- Ms
McMahon referred us to the transcript of the hearing before the VRB on
1 August 2000 in respect of Mr Bowd’s first
claim to the
Commission. In that transcript, Mr De Vlieger, who was Mr Bowd’s advocate
for the purposes of that hearing, explained
that Mr Bowd told him in the course
of being examined by Dr Carol Newlands, a psychiatrist, he told her he did
not feel comfortable
with Dr Kenny and did not express his true feelings.
Dr Newlands examined Mr Bowd on 1 March 2000 and again on 15 March 2000.
She
prepared a written report dated 12 April 2000. In that report, Dr Newlands
made no mention at all of Mr Bowd’s reaction
to Dr Kenny, nor did she
refer to having seen his report at all.
- Following
the VRB hearing on 1 August 2000, Mr Bowd was again referred to Dr Kenny who
provided a second report dated 15 June 2001.
Presumably, this was because
Mr Bowd made or intended to make an application to this Tribunal in respect
of the VRB decision.
- The
first thing that Dr Kenny recorded was that at the time he first saw Mr Bowd, Mr
Bowd did not consider himself to have a psychiatric
problem. However, at this
stage, having gone through further assessments and having had his attention
focused on problems he may
have had in his Vietnam experiences, Mr Bowd told Dr
Kenny that he was now not certain as to whether he had a psychiatric problem.
He was of the view that his Vietnam experiences had a significant effect on him.
Dr Kenny recorded that in general terms, Mr Bowd
had no objection to the history
which he provided in his first report.
- Dr
Kenny said that he examined some of the issues in more detail on the second
occasion. With respect to the enemy action in which
two members of
D Company 3 RAR were killed, Mr Bowd told Dr Kenny that it drove home to
him that Vietnam was a dangerous place.
He also told Dr Kenny that one
didn’t know who were enemy and who were not. Being on patrols made him
feel on edge. He again mentioned the visit to the village where he saw
the very deformed girl. He said he was horrified by that vision and that
was
one of the things which kept coming back into his mind. He also explained that
being on piquet duty was rather frightening and
that he had to be aware of
everything which was occurring. He explained that a friend of his was killed in
action. He said he had
seen him only two days earlier and that it fell to him
to identify his friend’s dog tags which were damaged by the explosion
in
which he had died. He said that all of those things hit home. He also
said there were some good things about being there, including the camaraderie.
He did not see any bodies and he did not
see actual combat. He explained that
he drank a fair bit while there but insisted he had only been a social
drinker and not a heavy drinker since coming back from Vietnam. He said
occasionally he would
have more than he should when he drinks with friends.
- Mr
Bowd confirmed that at no stage had he had any treatment, any psychiatric or
emotional problems nor had he had any medication.
He coped well with his work
and he considered himself to be a disciplinarian. He tended to avoid conflict
at home and had some
trouble communicating. He had a couple of cars in which he
was interested but he did not bother going to sporting events as he used
to do.
He explained to Dr Kenny that he had a bout of gonorrhoea while in Vietnam but
responded quickly to treatment. Generally
speaking, he said he did not have bad
dreams. He was more inclined to have dreams when he was stirred up about things
that were
going on in his life and that he only had an occasional dream about
his Vietnam experiences. He was reluctant to be involved in
Vietnam
Veterans’ activities because they drink too much and reminisce about
things he doesn’t want to reminisce about.
- Mr
Bowd said that he sometimes thinks about his experiences (presumably in Vietnam)
wondering what it was for. Those experiences
didn’t distract him although
his tendency to think about them has become worse over the past few years. Dr
Kenny explained
that this was consistent with the fact that he was now enmeshed
in the process of making claims to the Commission. He told Dr Kenny
that his
memory and concentration were good. As a rule, he did not watch war films but
he recently watched the new film Pearl Harbour and thought it was very
good.
- Dr
Kenny recorded that in the course of the interview, Mr Bowd presented in a
fairly calm, relaxed and matter of fact way. He was
emotionally responsive. He
was also quite aware of the fact that he thinks more about his Vietnam
experiences in the last couple
of years. Dr Kenny also referred to Dr
Newlands’ report of 12 April 2000 and the fact that having done
the Davidson’s
Structured Interview, she diagnosed him with PTSD.
- Dr
Kenny recorded that since he first saw Mr Bowd, he had become enmeshed in the
assessment process and found that he was thinking
more about his Vietnam
experiences. Dr Kenny said that this was a pattern he saw very commonly. Dr
Kenny accepted that there were
difficulties in Mr Bowd’s life and that he
had more dissatisfactions now than when he saw him on the first occasion.
Nevertheless,
he continued to function well in his life and was getting on well
with his family, although admitting to some difficulties. He did
not see
himself as unhappy. He was less sociable than he was in past years. He
explained that Mr Bowd sometimes thought about his
experiences in Vietnam and
particularly about the deformed girl. Those thoughts distracted him. Despite
this, Dr Kenny was of the
opinion that the stressors experienced by Mr Bowd were
not to such an extent that he would consider them symptomatic of psychiatric
disturbance. Dr Kenny agreed that the experiences recounted to him by Mr Bowd
were anxiety provoking experiences. However, he was
not of the view that they
satisfied Criterion A for the development of PTSD. In fact, Dr Kenny was of the
view that Mr Bowd did
not satisfy the first and fundamental Criterion A. In
addition, he was of the view that his symptoms were not significantly severe,
numerous or pervasive to warrant psychiatric diagnosis.
- Dr
Kenny did not see Mr Bowd’s sleep problems as representing a psychiatric
problem. He said he did not think his dreams were
sufficiently frequent or
clearly enough related to Vietnam to justify relating those to his Vietnam
experiences. He also did not
see Mr Bowd’s tendency to be a bit on edge,
sometimes with occasional palpitations, sweaty hands and butterflies in the
stomach,
as sufficient to justify a diagnosis of anxiety disorder. He said he
could not necessarily relate this to his Vietnam experience.
He described Mr
Bowd as having some personality traits that create some difficulty for him with
minimal symptoms of anxiety and
frustration in his life, but it would not be
appropriate to make a psychiatric diagnosis of his presentation.
- When
Mr Bowd was asked in cross-examination if what Dr Kenny stated in his two
reports was a fair account, Mr Bowd reluctantly said,
if it was written,
probably. When it was put to Mr Bowd that in neither of those reports
was there a reference to the loading of ammunition at the helipad,
Mr Bowd
responded by saying he might not have been asked the question. He also
said that he could not clearly recall but he had never been to a psychiatrist
before. However this does not explain why
he did not mention the event on the
second occasion, by which time he had seen two psychiatrists.
- Mr
Bowd did say that on the second occasion he saw Dr Kenny, he was not as
confident with him because he was a changed man. In our opinion, this
was probably an astute observation because, from a reading of
Dr Kenny’s second report, it is possible
that he was irritated by the
change he observed in Mr Bowd which he attributed to his becoming enmeshed in
the assessment process. However, this mention of a change in Dr
Kenny’s attitude to Mr Bowd is also open to the interpretation that Mr
Bowd was comfortable
when first interviewed in 1999. There is nothing in the
history taken by Dr Kenny which would suggest Mr Bowd was reluctant to provide
a
full account of his Vietnam experiences. He was able to describe his emotional
reaction to seeing a deformed child while in Vietnam
therefore making it
difficult for us to accept that he concealed other emotional reactions from Dr
Kenny.
- Dr
Newlands took a detailed history from Mr Bowd some seven months after he first
saw Dr Kenny. Mr Bowd told Dr Newlands that 3 RAR
sent out patrols for
familiarisation on about the third day after arrival at Nui Dat and that they
lost three men on that day. He
also told Dr Newlands that helicopters were
flying in and out taking ammunition to the battle area, however he made no
mention of
the fact that he was called out to the helipad to assist in loading
the helicopters. He did describe feeling anxiety and panic at
Nui Dat and he
said everyone felt that we were going to be overrun. He then apparently
said: Everyone felt themselves to be on guard that night and for a few days
later.
- We
had in evidence extracts from Mr Bowd’s diary which he kept while in
Vietnam. His account of that incident appears to be
different. His entry for
Tuesday 2 March 1971 records being called out to the magazine at 10.30pm.
A magazine is generally a fortified structure where ammunition and explosives
are stored (weapons are usually stored at the armoury).
It is frequently
protected by a bunker. The location of the magazine was not identified and it
was not necessarily at the helipad.
Mr Bowd’s diary recorded that D
Company was in an ambush and that about 40 men worked liked pigs loading
magazines for various weapons so that they could be loaded onto the helicopters.
The magazines referred to in this description
are those which hold rounds of
ammunition and clip onto a weapon. He recorded that they finished at roughly
12.30am although they
stayed there all night and thought they saw movement on
the Kapyong pad, which was a helipad adjacent to Luscombe airfield located
in
about the centre of Nui Dat base.
- There
is nothing in the diary to suggest, as does Mr Bowd in his written statement of
evidence, that he was sent with five other men
to the Australian helipad for the
purpose of guarding it while helicopters transported supplies, such as
ammunition, to men in the
field. In his oral evidence Mr Bowd said that he was
sent to the helipad for the purpose of loading ammunition and keeping guard.
He
said he was armed and had his rifle with him. In his evidence to the VRB on
this application, Mr Bowd was asked whether he did
any of the loading of the
helicopters. He responded no and said that he simply helped unload or
load ammunition. By that, we understood that he was loading magazines with
rounds of ammunition
as is stated in his diary note. He was not in fact
involved in loading helicopters at the helipad. He nevertheless insisted that
he was on guard around the helipad.
- There
is no mention of guarding the helipad at all in his diary note, nor is there any
logic to the statement given that the helipad
is the middle of a heavily
fortified military base which had a perimeter some 13 kilometres in length. In
a history taken by Dr Nigel Strauss,
a psychiatrist, Dr Strauss
recorded that Mr Bowd told him that he and others had to stay at the helipad all
night in case further
assistance was required. There is an entry in Mr
Bowd’s diary on the following day, 3 March 1971 in which he has written:
Alerted for piquet as they said we could possibly [be] attacked. To
no avail. By that, we understood that Mr Bowd was alerted for further
piquet duty because of a possible attack on the base but as the attack
did not
eventuate, that additional piquet duty was not required. There is clearly a
difference between a fear of being overrun as described by Mr Bowd and
the precautionary extra piquet duty required in the event of an attack being
mounted against the base
at Nui Dat.
- The
account of the events on the night of 2 March 1971 recorded by
Dr Arthur Velakoulis, a psychiatrist, appear to be more
graphic than
any evidence given by Mr Bowd. Dr Velakoulis, in his report dated 2 November
2008, recorded the following in italics
and bolded in his report by which we
understood this was the verbatim account given by Mr Bowd. He
said:
We got an alarm that our company was being overrun.
They hit us hard. We lost four fellows on that night. Nobody knew what was
going on or expected. There were helicopters coming in for reloading the fuel
and ammunition. Everybody was on alert all night.
I was down on the helipad
and told to keep guard. I stayed up all night. It seemed like something out of
an apocalypse. You didn’t
know what to expect.
They had apparently sent a battalion down to attack us. I was extremely
fearful. We didn’t know what to expect. It kept going
for hours. They
were almost at Nui Dat, the gunfire and mortar fire. There was chaos and fear.
I wasn’t trained as a proper
infantryman at Canungra. I didn’t do
the courses and I felt unprepared.
- In
his evidence to the VRB in August 2000, there was no mention at all of the night
Mr Bowd spent on the helipad. In his evidence
given to the VRB in
July 2009 he was asked if, during that particular night, anything untoward
happened while he was at the
helipad. Mr Bowd’s response
was:
Oh, no. Well, someone came in. Someone came in injured but they took them
virtually straight out. No, we were just all on alert.
We didn’t really
know what we were – what it was about. We weren’t informed greatly
of what was happening at
the time.
Later Mr
Bowd described that it was only on the following morning that he found out what
had happened. He repeated that he was alert,
wondering what was going on and
there wasn’t much information passed down to him. He referred to the fact
that someone told
him that they could be overrun and when asked who that was, he
simply said: Oh, someone. When one of the choppers came in there was sought
of like second hand information. He then agreed to the suggestion that it
was a rumour. He made no reference to hearing gunfire or mortar explosions.
- In
his evidence-in-chief, Mr Bowd was asked whether it was noisy at the helipad.
His response was that the choppers were coming in,
and he could hear gunshots,
and mortar thumps going on. He also said that the sirens were on at the base.
However, in his written
statement of 20 August 2009 he
said:
The noise from the helicopters meant that I was unable to hear whether there
was any noise from the discharge of weapons. I was terrified
that our position
was vulnerable and that our lives were at
risk.
- The
second incident referred to by Dr Newlands was, as she put it, when a soldier he
knew well was killed. This was a reference to
the death of Lieutenant Wheeler.
She recorded Mr Bowd as having told her how his dog tags were mangled and that
only the name Wheeler
was evident. She said that Mr Bowd had known Lieutenant
Wheeler pretty well and was somewhat shaken at how little was left of him
and
the effect it had on the metal dog tag. Mr Bowd’s expressed close
relationship with Lieutenant Wheeler was not mentioned
at all by Dr Kenny. In
his written statement, Mr Bowd said that he knew Lieutenant Wheeler very well
having spoken regularly with
him, even while in Australia. He considered
himself to be a friend of Lieutenant Wheeler and he had a close personal
relationship,
regarding him as influential in his life. He said that they had a
common interest in sport and cars. They drank alcohol together
socially. He
said that his duties as a Batman required him to mingle with the officers.
- Dr
Velakoulis described Mr Bowd as expressing intense distress at seeing Lieutenant
Wheeler’s dog tag. He said: he was a good acquaintance.
- In
the August 2000 transcript of the proceeding before the VRB, Mr Bowd described
having met Lieutenant Wheeler socially in Adelaide
a couple of times. He
described having been to dinner with him at the 2IC of the battalion’s
house. He also described having met Lieutenant Wheeler
through sport, in fact
football. This was despite the fact that Lieutenant Wheeler played rugby and Mr
Bowd played Australian Rules
football. When asked how often he saw Lieutenant
Wheeler, he replied: I would have spoken to him probably at least once a
week ... . He said those conversations varied from five minutes up to 10 or
15 minutes. When it was put to him that Lieutenant Wheeler was
more an
acquaintance rather than a friend, Mr Bowd said: Well, yes. Mr Bowd
agreed that he knew Lieutenant Wheeler had been killed before he saw the dog
tag. He said he thought he saw the dog tag within
a day or two following his
death.
- In
his evidence before the VRB in July 2009, Mr Bowd said that he probably saw
Lieutenant Wheeler everyday and that he got to know
him personally. He said he
knew Lieutenant Wheeler for about 10 months. Mr Bowd also agreed that he did
not write anything about
the viewing of Lieutenant Wheeler’s dog tag in
his diary. Mr Bowd’s evidence was that he still had thoughts about
his death quite often.
- Dr
Newlands reported that when she asked Mr Bowd what symptoms he felt might be
related to his experiences in Vietnam, he explained
that he believed he had
gone into a bit of a shell, in that he did not mix much socially. He
also explained he hesitated a great deal, particularly in situations where there
was some
danger or some sort of failure attached to any action he might take.
He explained himself to be short tempered, though not violent,
and was aware of
the strain that puts on his family. He also said he thought often about what it
meant to go to Vietnam or whether
it was a good or bad thing.
- Under
specific questioning, Dr Newlands recorded that Mr Bowd acknowledged that he did
use alcohol as a remedy. She said he only tends to drink when he meets
together with his group of Veterans’ and that would be a couple of times a
year.
At other times, he did not drink.
- Mr
Bowd apparently acknowledged broken sleep with regard to his irritability and
strictness as a parent to his children. He described
his mood as pretty
average. He apparently said that when he returned from Vietnam, he took a
year off, because he just could not fit in. That statement is
also contrary
previous evidence given by Mr Bowd regarding being unsettled for the first
six months.
- Mr
Bowd said he was able to concentrate well during working hours and was able to
maintain his business. He said he avoided violent
films although again, this
contradicts his statement to Dr Kenny in 2001 where he said he watched the film
Pearl Harbour. That film plainly contains violence. He described his
memory as usually alright.
- Mr
Bowd told Dr Newlands that he had some recurrent intrusive recollections or
thoughts that came in bursts, possibly half a dozen times a year.
Overall, he was of the view that the instances were fairly mild and did not tend
to bother him much.
- He
described having nightmares, about once a month. He said these were
particularly evident if he had something on his mind at the
time. He also said
he had at times scenes of Vietnam and recognising people in them, but more often
an awareness of being there
rather than anything specific that happened while he
was there.
- He
said that if he had been exposed to an event reminding him of his time in
Vietnam, he said he might feel somewhat sick. Otherwise,
he said it was a
fairly mild response and not frequent. He said he tended to be always very
alert and also rather jumpy, for example,
if a car were to backfire. He might
have what he called a memory flash of being in Vietnam. This was also
the case if a helicopter flew overhead. He described his overall recall of his
experiences in
Vietnam as very complete.
- Dr
Newlands was apparently not told about Mr Bowd finding a stray bullet in his
tent.
- When
asked to describe his worst memories of Vietnam, Mr Bowd said that on the second
night he was there, they heard Hanoi Rose on Vietnamese radio warning the
troops of 3 RAR that they would be hit hard. He also described the
incident of the second night on Vietnam soil (although it was in fact a little
later than two days after
arrival) being the night when D Company was attacked
and two of its members were killed. He said it finally hit him that the war
was
real. He also described the sight of the dog tags belonging to Lieutenant
Wheeler and the disfigured girl he saw in Vietnam
as being things he recalled
quite vividly.
- Dr
Newlands said: I feel that he shows the symptoms of Post Traumatic Stress
Disorder. Dr Newlands said he satisfied Criteria [sic] A for this
condition. He was in a war zone and confronted with the death of a friend.
He
was also on patrol at times (although she did not describe the experience of
being lost on patrol described by Mr Bowd on other
occasions) and while he did
not see any major conflicts, he was on clearing patrols. Although not out with
the company which was
attacked (on the night of 2 March 1971), he felt anxiety
and panic at base as helicopters took off with ammunition. He described
everyone being concerned that they were about to be overrun by the Vietcong and
that everyone was tense and on guard for some days
later.
- She
described his psychological reactivity as feeling a bit sick at times and
thus he reached the requirement for re-experiencing an event. She also
described Mr Bowd as satisfying Criteria [sic]
C of persistent avoidance in many
ways. She described him not talking about events, making sure he is always busy
and avoiding activities
which remind him of those events. She also described
his change of attitude to life where he now avoids anything which may have
any
hassles, preferring his own company and doing his own thing.
- Dr
Newlands also referred to Criteria [sic] D being the persistent symptom of
increased arousal. She nevertheless described his memory
and concentration as
okay. She then stated that Mr Bowd met the requirements for the other
categories and said I feel [this]... would be most reasonably considered as
the suffering from Post Traumatic Stress Disorder.
- Dr
Velakoulis has been Mr Bowd’s treating psychiatrist since June 2008. He
also provided a written report dated 2 November
2008 which he said was made in
his capacity as an independent specialist. Dr Velakoulis estimated that he had
seen Mr Bowd on at
least 10 occasions in the course of treating him since 26
June 2008. We have already set out above the events that occurred on the
night
of 2 March 1971 as given by Mr Bowd and recorded by Dr Velakoulis.
Dr Velakoulis then said Mr Bowd described an intense
sense of fear and life
threat during that episode. He said his anxiety was heightened by his lack of
infantry training during his
time at Canungra. This is of course to be
contrasted with the histories taken by the other psychiatrists regarding this
event.
- Mr
Bowd also recounted the event when he was patrolling around the fire support
base Horseshoe and he became lost. He described that
event in the following
way: We did a patrol. It was long grass. I got lost and put my hat on my
gun. I must have panicked. There was some fear.
- Mr
Bowd made a diary entry on 8 July 1971 in which he referred to being lost. The
diary entry records: Done clearing patrol in grass six foot got lost.
Following that entry is a sketch of a rifle with a hat sitting on top of the
barrel and the words Ha Ha. Quite plainly, there seems to be, at least
on the face of it, a very big difference between what Dr Velakoulis recorded and
Mr
Bowd's diary entry.
- The
words Ha Ha seem to indicate that he found the episode somewhat amusing.
However, in his evidence-in-chief, Mr Bowd said when he lost visual
contact with
other members of the patrol, he stayed put. He then put his hat on the end of
his rifle barrel and lifted it above
the level of grass because he thought it
was best not to call out. When asked how he felt about that incident, he said
he felt useless and under strain because I was absolutely lost. As to
the use of the expression Ha Ha in the diary entry, Mr Bowd said that it
was simply an expression he used. He said it was his way of expressing the fact
that he
was under duress or pressure. He denied he considered the episode to be
a joke. In his written statement, Mr Bowd said that during
the period he was
lost, he was terrified to be on his own. He said he feared he would have to
continue the patrol on his own and
that he might detonate a mine or come across
enemy forces. Dr Strauss recorded that Mr Bowd told him he became anxious and
upset
at being lost.
- As
we have already mentioned above, Mr Bowd also described to Dr Velakoulis seeing
the dog tag of Lieutenant Wheeler and seeing the
deformed Vietnamese girl.
According to Dr Velakoulis, Mr Bowd described intermittent day recollections of
these incidents occurring
periodically. Apparently Mr Bowd said there was mild
associated distress but he denied it was excessive. Dr Velakoulis said there
was no evidence to suggest dissociative episodes or flashbacks. He nevertheless
indicated that Mr Bowd experienced a degree of psychological
and physical
reactivity when exposed to reminders of his Vietnam service. Apparently he
described reasonable levels of distress
when serving Vietnam Veteran customers
in his store, ANZAC day ceremonies and Long Tan day ceremonies as well as
helicopters. He
also described symptoms of avoidance. He said Mr Bowd avoided
socialising with Vietnam Veterans even though in other evidence he
indicated
that he occasionally had a drink with them. He also stated that he avoided
television and films related to war and disliked
violent shows despite the fact
that he quite enjoyed the film Pearl Harbour. Dr Velakoulis said there was no
evidence of emotional
numbing. He did however believe there were hyper-arousal
symptoms and that Mr Bowd suffered an exaggerated startle response and
at times
was hyper-alert.
- Mr
Bowd also described to Dr Velakoulis an intense escalation in his anxiety
associated with his chronic urinary tract symptoms.
This is the first occasion
on which he appears to have mentioned this problem to any psychiatrist. He said
that he had recurrent
concerns about urinary incontinence and the need for
ongoing surgical intervention. Dr Velakoulis also referred to Mr Bowd suffering
from mild depressive symptoms over the years but those have not been
severe.
- On
his return from Vietnam, Mr Bowd apparently told Dr Velakoulis that his alcohol
intake escalated further and remained high from
1972 until approximately 2001.
This is a vastly different statement to those Mr Bowd has previously made about
his drinking. Dr
Velakoulis's clinical notes for 4 August 2008 indicate Mr Bowd
telling him that on return from Vietnam, for about 12 months, he was
drinking 10
to 12 standard drinks per day as well as binge drinking on weekends. He
apparently told Dr Velakoulis that his intake
decreased over the past 7 to 8
years primarily because of his escalating urinary symptoms. He currently drinks
6 to 8 standard drinks
on weekend days only. Mr Bowd denied any physical
forensic sequelae associated with his high level of alcohol usage. Dr
Velakoulis
also recorded that Mr Bowd takes no regular medication despite
the fact that the clinical notes from the Geelong City Medical
Clinic record at
least two prescribed medications.
- Dr
Velakoulis noted that Mr Bowd told him that following his discharge from the
Army, he partied for three months with alcohol excess. After that, he
went on to work as a painter and decorator in a retail outlet with Dulux. In
1978 he became self employed as a
paint retailer which was continuing at the
time of Dr Velakoulis's report. He described the job as enjoyable without
excess
difficulties and he was currently coping relatively well with it. He
suffered from periods of fatigue and occasional irritability
with customers, but
he continued to work successfully for at least 50 hours per week. He was hoping
to retire in the next 4 or 5
years. He described his marriage as pretty
good. He described a reasonable relationship with his children but at times
said there were tensions between him and his wife. He had
a small social
network of 2 to 3 very good friends but was not particularly a social fellow and
did not mix well. He described becoming
anxious in crowded situations. Dr
Velakoulis also recorded that his recreational life was somewhat limited but in
addition to his
anxiety, which he said related to his PTSD symptoms, he suffered
from high anxiety related to his urinary symptoms. Dr Velakoulis
did not
explain how these two sources of anxiety could be distinguished.
- Dr
Velakoulis was of the opinion that Mr Bowd met the diagnostic criteria in
DSM–IV for PTSD. He described it as being of a
mild severity. He put
that down to an overwhelming sense of threat throughout Mr Bowd's deployment in
Vietnam with periodic incidents
which could be perceived as life threatening.
He described Mr Bowd's receiving the news of injury and death of his
comrades
as resulting in him being quite distressed. He described his
PTSD symptoms as having been evident since the early 1970s and that they
fluctuated in severity over the years,
possibly increasing mildly with age.
- Dr
Velakoulis was also of the view that Mr Bowd met the criteria for alcohol
dependence in full remission.
- As
far as Mr Bowd's chronic urinary tract symptoms and anxiety and PTSD are
concerned, he said the relationship between those was
complex and probably
circular. Despite any problems Mr Bowd experienced, Dr Velakoulis was of the
opinion that he was nevertheless
capable of performing his regular work duties
as a self employed paint retailer for more than 38 hours per week. In fact, he
described
Mr Bowd as coping relatively well with 50 hours per week of work at
that time. There was no evidence that his work capacity was
deteriorating in
the acute or long term. He was of the view that mild impact on Mr Bowd's
current work capacity was related 50%
to his PTSD and 50% to the sequelae of his
urethral stricture. He was of the view that successful urological surgery was
likely
to result in moderate clinical gains regarding his psychological
condition.
- Dr
Strauss provided a written report dated 25 May 2010. He interviewed
Mr Bowd on that day.
- According
to Dr Strauss, Mr Bowd told him that after leaving the Army, he did not work for
6 months. He said that with a group of
3 or 4 Veterans, he drank heavily for 6
months and they enjoyed themselves. He then worked with his veteran friends for
4 to 6 months.
After a period of working with International Harvester, he went
back to interior decorating where he ran his own business until
late 2008, for
some 29 years. When he was asked why he stopped working he said he had a few
medical problems, particularly relating
to his urinary functioning. He said
this problem worsened in the 4 years before he stopped work. He had a major
operation on his
urinary tract in May 2009. Prior to that, he had severe
frequency which restricted his level of activity and independence. He said
that
was a major reason why he stopped working. In fact he had 4 operations before
the major operation. Mr Bowd apparently
told Dr Strauss that another
reason why he sold his business was that he was approaching the age of 60
years.
- Dr
Strauss recorded that following the major operation on his urinary tract,
Mr Bowd could not lift any heavy objects for months
but could now do
housework slowly. He did not do the gardening. His wife worked full time in
Melbourne. He did not see many friends
and he lived a circumscribed life
because he did not like going out much because of his urinary problems. He
explained he did not
mix well with friends.
- Mr
Bowd apparently told Dr Strauss that his alcohol consumption increased several
months after he got to Vietnam, largely because
of peer pressure. He now
considered himself to be a social drinker. He said that for a number of years
he drank quite heavily but
in recent years, his consumption has reduced. Dr
Strauss said that Mr Bowd gave a rather vague and confusing account of how
much alcohol he drinks. Dr Strauss formed the impression that he did not drink
excessive amounts of alcohol.
- Mr
Bowd told Dr Strauss that he had been married for 32 years and had a good
relationship with his wife. He had three adult children.
He apparently has had
problems with his driver's licence and at the time of seeing Dr Strauss, he did
not have a licence. No reasons
were offered why that was the case.
- Of
some interest is the fact that Mr Bowd told Dr Strauss that before he came back
from Vietnam, he signed on for an extended 3 month
period because he said he
was on a good wicket. In cross-examination Mr Bowd said that he was
conscripted and that he had no choice as to whether he was sent to Vietnam.
While
of course this was not the case (see Vietnam: The Australian War by
Paul Ham Harper Collins, 2004 at 170-171) that does not matter for these
purposes. Mr Bowd agreed it did not worry him to go to Vietnam and
he was
attracted by the pay offered for service in the Army. He had friends who were
also conscripted and they went to Vietnam.
Mr Bowd also said that in addition
to there being no choice, more people were killed on the roads in Victoria than
were killed in
Vietnam. He was not particularly concerned. He also said that
the inducement to sign on for a further 3 months was the possibility
of
promotion and more money. He also said he might have stayed longer in Vietnam
but the war ended and all troops were sent home.
- Mr
Bowd told Dr Strauss that within a few days of his arrival at Nui Dat, soldiers
(presumably from 3 RAR) had contact with the enemy
and that he was sent out to
the helipad with 8 or so others to assist in loading helicopters with
ammunition. He described that
as being a busy frightening time and there was a
good deal of activity. He said that he and others had to stay at the helipad
all
night in case further assistance was required. There was no mention of
guarding the helipad as described to others. Mr Bowd told
Dr Strauss that on
the following day, he found out that 3 of his colleagues were dead and 1 of them
he knew quite well. He did not
see any of the wounded or the dead. He said
that a few days later he saw some possessions from the dead men and this upset
him.
He said it made him very aware that he was in a war zone and he knew what
the risks were.
- Dr
Strauss recorded Mr Bowd as telling him he did not drink excessive amounts of
alcohol for some months while in Vietnam but eventually
he did start to drink
more, largely because of peer pressure. He said that while in Vietnam, his
girlfriend in Australia left him
for someone else and this upset him.
- Mr
Bowd told Dr Strauss that on one occasion he went to a fire support base and he
was with a group of others, presumably on patrol,
and for about 5 or 10 minutes
he was lost in long grass and had to put his gun up above his head with his
helmet on it. He said he became anxious and upset although he was near
the base.
- Mr
Bowd also described seeing the young girl who was badly deformed. He said he
had never forgotten that and it was upsetting. He
said the major effect of that
event was sadness.
- Mr
Bowd also described an occasion at night when he was in the hut and there were
some interpreters in the next hut (also described
as a tent). He described a
round going off in the next hut and everyone in Mr Bowd's hut ducking. He said
that when he was cleaning
up on the following day, he found a bullet. He still
has the bullet. This incident is not mentioned at all in Mr Bowd's written
statement of evidence although he referred to it in his oral evidence. In
cross-examination he said he heard a gun discharge and
later found the round in
his tent the following day. He agreed that the weapon was not discharged inside
the tent. In a diary note
dated 17 June 1971, Mr Bowd recorded: Having
coffee a round came through the hut. Big panic but we were all
cleared’. There is also another diary entry which refers to a round
going off. On 2 March 1971 Mr Bowd recorded: Whilst cleaning some
leaves up a live round got mixed with it & went up. ...Hell ducked & got
out of the way. It is unclear which event Mr Bowd was referring to. His
only response to finding the bullet was that recorded by Dr Velakoulis.
He
said: You panic.
- As
to his return to Australia, Mr Bowd apparently told Dr Strauss that he did not
like going on marches and he thought that Australian
Troops should not have been
in Vietnam. He does go to the dawn service to see friends but he does not
march. He does not like war
movies and he then explained to Dr Strauss that he
saw the movie Apocalypse Now and that it was full of crap and not
real. Again this is contrary to what he has said about war movies and violence
in films to others.
- He
told Dr Strauss he did not mix well and he was less confident particularly
because of his urinary problems. He explained that
his urinary problems greatly
affected his sleep but that is now better because his urinary problems are under
some control. He described
becoming anxious at times but said his dreams were
non specific. He said if he had contact with his old Vietnam Veteran
colleagues,
he might dream about Vietnam. Nevertheless, he said his dreams were
non specific. He denied having flashbacks. He described being
occasionally
irritable but that he got on well with his wife. He said he did not startle
easily and that only occasionally did he
become depressed. He said he was not
tearful or suicidal. He described being sent to see Dr Velakoulis by the
Veterans' Advocate.
He also described not taking medication.
- Dr
Strauss said he was not convinced Mr Bowd had developed PTSD. He said that
although Mr Bowd had some upsetting experiences in
Vietnam, they did not
constitute experiences which would satisfy the criteria for a diagnosis of PTSD.
Despite those experiences,
he seemed to have coped with his work in Vietnam and
was never exposed to any direct combat himself. Although Mr Bowd may have
been frightened at times, Dr Strauss said he could not reach the conclusion that
this left him with a life long psychiatric illness.
He said this was confirmed
by the fact that he had only seen a psychiatrist for treatment in recent years.
Dr Strauss also said
that because Mr Bowd volunteered to sign on for extended
service as a Batman, that indicated he was not overwhelmed or particularly
frightened in the latter period of his time in Vietnam. He was content to stay
there for a longer period of time.
- Dr
Strauss noted that in more recent years, as observed by Dr Velakoulis,
Mr Bowd had not been left with a significant alcohol
problem. Dr Strauss
also commented about the fact that Mr Bowd was sent to Dr Velakoulis by his
advocate and not by a treating doctor.
It also appeared to Dr Strauss that Mr
Bowd had not received active treatment from Dr Velakoulis apart from
psychotherapy. Dr Velakoulis
had shown Mr Bowd how to relax and Dr Strauss
accepted that he probably needed this assistance.
- Dr
Strauss was of the opinion that Mr Bowd's personal life experiences were more
significant in relation to his anxiety symptoms rather
than his service
experience. In particular, Dr Strauss referred to Mr Bowd's severe urinary
problems for a number of years which,
in his opinion, stopped him from working.
That affected his confidence and also his desire to socialise.
- In
his opinion, Mr Bowd did not have significant dreams or flashbacks. He was not
convinced that Mr Bowd had a fear of war movies
as he admitted to seeing
Apocalypse Now. He told Dr Strauss he was not particularly jumpy. Dr
Strauss also explained that Mr Bowd had worked effectively and satisfactorily
for many years, raised a family without any need for psychiatric treatment and
the only reason he stopped working was that he was
approaching the age of 60 and
had severe urinary problems. In conclusion, Dr Strauss was of the opinion that
Mr Bowd was not suffering
from a diagnosable psychiatric illness although he was
prone to anxiety and that did affect his confidence. Dr Strauss was of the
opinion that Mr Bowd did not meet the criteria in the SoPs for a PTSD. It is
unclear what Dr Strauss meant by that. Nevertheless,
he was of the opinion that
Mr Bowd had no incapacity for employment on psychiatric grounds. He was not
suffering from a service
related psychiatric condition. He did not require any
psychotropic medication and he did not require long term psychiatric or
psychological
treatment.
- While
something needs to be said about whether Mr Bowd was exposed to a traumatic
event of the kind which would satisfy Criterion
A of DSM-IV-TR, there is one
aspect of this case where all of the psychiatrists who have examined Mr Bowd are
not in serious disagreement.
This is in relation to Criterion F of DSM-IV-TR
which provides:
F. The disturbance causes clinically significant distress or
impairment in social, occupational or other important areas of
functioning.
- As
the introduction to DSM-IV-TR states, the manual deals with mental disorders.
However, the authors of the manual accept that the
concept of mental disorder,
like any other concepts in medicine and science, lacks a consistent operational
definition that covers
all situations. Nevertheless, the introduction to the
manual adopts the definition of mental disorder that was included in prior
editions of the manual. The manual refers to the fact that each of the mental
disorders is conceptualised as a clinically significant
behavioural or
psychological syndrome and that it is associated with present distress,
disability or a significantly increased risk
of suffering death, pain,
disability or an important loss of freedom. It must be a manifestation of a
behavioural, psychological,
or biological dysfunction in the individual.
- Leaving
aside for the moment any associated present distress, which has been described
by all psychiatrists as mild, it is difficult
to find disagreement about the
level of Mr Bowd's dysfunction or distress in his social, occupational or other
important areas of
functioning. Dr Kenny described Mr Bowd as having a good
work record, a good relationship with his wife and children and a good
range of
interest and activities. Of course, this was in 1999. Therefore, it is
reasonable to say that if there was any deterioration
in any of those areas of
functioning, it occurred after 1999 and therefore is highly unlikely to be
associated with events which
took place in 1971.
- In
2000, Dr Newlands recorded nothing which might be described as clinically
significant in important areas of functioning. She recorded
some break in his
sleep patterns due to prostate problems but nevertheless following sleep he
would feel refreshed and able to go
on. He had normal appetite and he described
his mood as pretty average. He described being able to concentrate well
during working hours and able to maintain his business. Although he described
some
flashbacks, he said they were fairly mild and did not tend to bother him
much. Although he described nightmares, and at times he
described seeing scenes
of Vietnam, they were not about anything specific that happened in Vietnam.
Although he described feeling
somewhat sick when being reminded of his time in
Vietnam, he said this was a fairly mild response, and not terribly
frequent.
- Dr
Newlands described Mr Bowd's hobbies and interests to include classical cars and
sports. When Dr Newlands described his family
situation, she made no comment
about any adverse interaction with his wife and children. She did note he told
her that he was short
tempered and that put some strain on his family.
Nevertheless, he indicated he tended to avoid confrontation. In our opinion,
this
could not be described as a clinically significant behavioural or
psychological syndrome or pattern. Mr Bowd also told Dr Newlands
that he only
tended to drink when he met together with his group of veterans which would be a
couple of times per year. He described
them having a chat, a laugh and a talk
over the past. At other times, he described himself as not being a drinker.
Again, this
is not the description one would attach to a person who displays
impairment in the social area of functioning.
- Dr
Kenny, in his 2001 report, again repeated the fact that up until that time,
Mr Bowd had not required any treatment for psychiatric
or emotional
problems. Dr Kenny described Mr Bowd’s functioning in important areas as
normal. He did mention the fact that
Mr Bowd was now thinking more about his
Vietnam experiences, wondering whether it was worthwhile and that this had
become worse over
the past couple of years. He described this as being
consistent with the fact that Mr Bowd was now enmeshed in the veterans' claim
process. In our opinion, that is a logical conclusion to draw. In fact, as the
evidence discloses, as Mr Bowd has become further
enmeshed in this process, his
descriptions of events in Vietnam have become significantly more florid; and
events which were not
mentioned at all in his early consultations with
psychiatrists, were now being described. Although Dr Kenny described Mr Bowd on
the second occasion as expressing more dissatisfaction than on his first
consultation some two years previously, he nevertheless
concluded that
Mr Bowd functioned well in life, and generally sees himself as getting on
well with his family although admitting
to some difficulties. He did not see
himself as unhappy although he was probably less sociable than he used to be in
years past.
Dr Kenny concluded that Mr Bowd's symptoms were not
significantly severe, numerous or pervasive to warrant a psychiatric
diagnosis.
- Dr
Velakoulis's report of 2008 causes us some difficulty. In his oral evidence, he
described having provided that report as an independent
specialist. However, as
Dr Velakoulis stated in his report, he was also Mr Bowd's treating psychiatrist
since June 2008.
- At
the outset we should make it clear that we accept that Dr Velakoulis can
properly give evidence as an independent expert despite
the fact that he is also
the treating medical practitioner. This is despite the common law principles
dealing with expert witnesses,
which are generally said to have their foundation
in what was set by Creswell J in National Justice Compani Naviera SA v
Prudential Assurance Co Ltd (The Ikarian Reefer) [1993] 2 Lloyd's Rep 68, at
81. Those principles have frequently been adopted by various courts as rules of
conduct and they include:
- (a) Expert
evidence presented to the court should be, and should be seen to be, independent
product of the expert uninfluenced as
to form or content by the exigencies of
litigation;
- (b) An expert
witness should provide independent assistance to the court by way of objective
unbiased opinion in relation to matters
within his expertise; and
- (c) An expert
witness should never assume the role of an advocate.
- The
difficulty which may arise with the treating practitioner also providing an
independent expert report is the fact that the medical
practitioner will, at the
same time, have a primary ethical duty to his or her patient and also a duty to
assist the court impartially.
There is a risk, even if the treating doctor is
aware of his or her duty to a Court or Tribunal, that any evidence which strays
into the expert field, rather than being a factual account of how a diagnosis
was arrived at and how the patient has been treated,
will be biased
(subconsciously or otherwise) in favour of the patient. This risk will be
compounded particularly in psychiatric
care because of the intense need not to
give evidence in front of the patient that could undermine the confidence the
patient has
in their treating psychiatrist.
- The
difficulties inherent with being a treating specialist doctor witness are
heightened in instances where the diagnosis of PTSD
is in question, because the
treating doctor is obliged, in the application of the criteria set out in
DSM-IV-TR, to provide a report
which canvasses issues which are, in many
respects, in the domain of the decision maker. In this case, Dr Velakoulis'
involvement
in the care of Mr Bowd is further compounded by his declared major
clinical interest and clinical workload being in PTSD sufferers
and his
concession that funding for the care of Mr Bowd is dependent upon him
making a diagnosis such that the treatment costs
of it will be met by the
Department of Veterans' Affairs. In fact, in the course of questioning by the
Tribunal, it was clear that
Dr Velakoulis was experiencing considerable
difficulty in separating his role as a treating doctor witness from the approach
he might
take if he was to be asked questions as an independent expert witness.
To further compound matters, Dr Velakoulis was asked to provide
a written report
at the request of Mr Richard J Embleton, a voluntary advocate at Geelong
Veterans' Welfare Centre. Although not
particularly significant, it does
undermine the sense of independence Dr Velakoulis brought to bear when he
prepared his report.
We were not provided with the usual letter of instruction
given to an expert upon a request being made for a report.
- Our
concerns about the usefulness of Dr Velakoulis's report were raised by the
matters we refer to below.
- In
his written report, Dr Velakoulis used bolded italics with quotation marks to
highlight statements purportedly made by Mr Bowd
in regard to the events he
experienced in Vietnam. In his oral evidence, Dr Velakoulis said that those
words came verbatim from
his handwritten notes taken at interview. Having
subsequently been provided with a copy of Dr Velakoulis' handwritten notes, and
comparing what he wrote in his report with those notes, we have found that the
passages in his report are not verbatim. For example,
where he quotes: They
were almost at Nui Dat, the gunfire and mortar fire, his notes read It
was a click out of Nui Dat, the gunfire + mortar fire. There are also some
other small examples and while they might not seem significant, they do suggest,
for example, that the Nui
Dat base was being attacked, when it was not. In our
opinion, it is potentially misleading to record what Dr Velakoulis did as direct
quotes without any further explanation.
- We
are also concerned by the way in which the purported statements of Mr Bowd
were expressed. For example, regarding the incident
which he said occurred at
the helipad, Dr Velakoulis recorded Mr Bowd describing himself as being
extremely fearful. To that, Dr Velakoulis added his own commentary
stating that: The veteran describes an intense sense of fear and life threat
during this episode . . . As to the incident referred to by Mr Bowd when on
a clearing patrol and becoming lost, Dr Velakoulis recorded: I must have
panicked. There was some fear. Regarding the finding of the bullet in the
tent incident, Dr Velakoulis recorded: One night a round went off and fired
into my hut. I found the bullet in my tent. You panic.
- Without
reading the reports of interviews by Dr Kenny and Dr Newlands, and without
having heard the oral testimony of Mr Bowd, the
responses recorded by
Dr Velakoulis could indeed be taken as evidence that Mr Bowd had
experienced three very frightening and
life threatening events when in Vietnam.
However, other evidence and his oral evidence before the Tribunal does not
support that
interpretation. In his words to the Tribunal and in his diary
record of the helipad event, we could discern no evidence of a sense
of intense
fear. Similarly, he was unable to verbalise any real sense of intense danger
over the lost on patrol in long grass incident,
and his explanation for the
diary entry about this event, which concludes with the words Ha Ha, was
not convincing. Regarding the bullet which he found in his tent, in oral
evidence it was clear that the bullet was found on
the following day and we
could not discern an account of his reactions that suggested intense fear or
other emotions.
- Dr
Velakoulis also recorded another incident which was not recounted to any of the
other psychiatrists who examined him where he said
a colleague picked up a
mortar grenade and shook it. Any person with basic knowledge of military
equipment (such as Mr Bowd) would understand that a mortar and a grenade
are two
different kinds of explosive devices. Nevertheless, Dr Velakoulis then recorded
that whatever it was, detonated and blew
off his colleague's hand. With great
respect, anyone who understands the power of either of those explosive devices
would have difficulty
with that statement.
- It
is also significant that Dr Velakoulis' report has nothing to say about
Mr Bowd's evidence of a generally good level of social
and employment
functioning for many years following his service in the Army. This is despite
the fact that he recorded Mr Bowd describing
his job as enjoyable without excess
difficulties and he was currently coping relatively well. He also recorded that
Mr Bowd continued
to work successfully for at least 50 hours per week. Despite
that, by means which are not at all clear from his report, Dr Velakoulis
arrived
at the conclusion that Mr Bowd had impairment in one or more important areas of
functioning. In fact, under the heading
Final Diagnostic Assessment and
Summary, Dr Velakoulis makes no reference at all to Mr Bowd's good marriage
and relationship with his children. Furthermore, Dr Velakoulis'
history of
and conclusion about Mr Bowd's use of alcohol was inconsistent with Mr Bowd's
oral evidence.
- In
summary, while Dr Velakoulis can provide independent expert evidence while at
the same time being the treating practitioner of
Mr Bowd, the problems
associated with successfully adopting both roles are readily apparent in his
report. We attach very little
weight to it.
- Dr
Strauss' report does take into account any impairment suffered by Mr Bowd
in important areas of functioning. Dr Strauss reported
that Mr Bowd worked
effectively and satisfactorily for many years and he raised a family without any
need for psychiatric treatment.
He described Mr Bowd as stating he was
irritable but not often, and that he got on well with his wife. Mr Bowd did
report reduced
social functioning but that was in more recent years since his
urinary symptoms became significant. He became increasingly embarrassed
and
concerned about those problems and that affected his confidence. That is a
reasonable explanation for Mr Bowd preferring not
to go out and socialise but
rather to stay at home. Despite that, Dr Strauss described Mr Bowd as remaining
reasonably active on
a daily basis despite his urinary problems. Dr Strauss
concluded that Mr Bowd did not meet the diagnostic criteria for a diagnosis
of
PTSD. In fact, he was of the view that Mr Bowd did not require any long term
psychiatric or psychosocial treatment.
- The
evidence, in our opinion, overwhelmingly points to the fact that Mr Bowd does
not have a mental disorder which is clinically significant.
There was no
evidence that his mental condition causes clinically significant distress or
impairment in social, occupational or
other important areas of functioning. In
fact the opposite is apparent from the evidence. He has coped very well
following his
return from Vietnam in social, occupational and other areas of
functioning. He cannot therefore meet the diagnostic criteria in
Criterion F of
DSM-IV-TR.
- While
our findings regarding Criterion F are sufficient to dispose of Mr Bowd’s
claim, a brief examination of the elements of
Criterion A also results in the
same conclusion. The elements required to satisfy Criterion A are twofold: The
first is to have
experienced, witnessed or having been confronted with a
particular level of serious event involving death, serious injury or a threat
to
the physical integrity of self or others. The second element requires a
particular form of response to that event involving intense
fear, helplessness
or horror. This analysis poses some difficulties because of Mr Bowd’s
differing accounts of the events
relied on. In Mr Bowd’s statement of
facts and contentions, he has relied on four events which were described as
discrete
stressors he experienced while in Vietnam. They were:
- (a) the helipad
incident;
- (b) the death
of Lieutenant Wheeler;
- (c) becoming
lost while conducting a clearing patrol; and
- (d) the
observation of a Vietnamese girl with serious facial deformities.
- However,
at the hearing of this matter, Mr Bowd made reference to hearing radio
transmissions from Hanoi Rose about the fact that 3 RAR, which had just
arrived in Vietnam, was to be hit hard. We did not understand that to be an
event relied
on as a stressor. Mr Bowd also described the event where he found
a bullet in his tent. This incident is referred to by Dr Velakoulis
but not by
any other psychiatrist. He described the event as a round going off and fired
into the tent in which he occupied. He
said he found the bullet in his tent
although, in cross-examination, he said he found the bullet on the following
day. Although
Dr Velakoulis described Mr Bowd’s reaction to that as
you panic, in his oral evidence he did not describe his reaction to that
event at all. While Dr Velakoulis referred to Mr Bowd describing the
potential
for life threat, there is no evidence at all that Mr Bowd was in the tent at the
time of the discharge. In fact, if one
were to accept what he wrote in his
diary on 2 March 1971, then he was not. If Mr Bowd was referring to
his diary entry
on 17 June 1971, he may have been.
- Although
Mr Bowd in his written statement and in the statement of facts and contentions
filed on his behalf mentioned seeing a Vietnamese
girl with facial deformities,
that did not seem to be part of the submissions made by Ms McMahon on his behalf
at the conclusion
of the hearing. That may be because he described the sight of
her as deeply upsetting. That response does not appear to satisfy the
requirement of Criterion A of DSM-IV-TR. He also described that incident to
Dr Kenny
and said that its effect was that it choked me up. That
also does not seem to satisfy Criterion A.
- As
for the loading of ammunition into magazines for loading onto helicopters, that
event was not mentioned when Mr Bowd was first
examined by Dr Kenny in 1999. He
did mention the fact that helicopters were flying in and out taking ammunition
to the battle area
on the night that D Company of 3 RAR lost two men (which he
described as three men). He said everyone felt that we going to be overrun
and everyone felt themselves to be on guard that night and for a few days
later. Again, we note the difference between what Mr Bowd now says was his
duty at the helipad and what he said to Dr Newlands. The fact
that they felt
themselves to be on guard that night is quite different to the fact that they
were ordered to the helipad to stand
guard in the event that there was an attack
on the base. There may well have been an anxious moment during that night when
he described
the soldiers there thinking they saw movement on the Kapyong pad,
but it was someone who was lost. He described those present as
grabbing
grenades and bullets; presumably to defend themselves if that became necessary.
However, there is no description in Mr
Bowd’s diary note as to his
reaction to that event. He told Dr Newlands he felt anxiety and panic which was
evident at the
base because of the activity of helicopters flying in and out.
He then described his feelings as the message hit home I think. Dr
Newlands described this event as bringing home to each of the soldiers that the
war was a reality.
- While
Dr Velakoulis described Mr Bowd’s reaction to the helipad event as an
intense sense of fear and life threat, in his oral
evidence, Mr Bowd was not so
forthcoming. In fact, despite the best efforts of Ms McMahon to elicit a
stronger response from him
in the course of his examination-in-chief, she
finally had to suggest to him that he felt threatened and he simply agreed. A
stronger
statement made by Mr Bowd was that he didn’t know how explain it
and he simply mentioned there was stress because the soldiers
were not told what
was happening. Curiously, when Ms McMahon asked him if it was noisy, Mr Bowd
said there were choppers coming
in, he could hear gun shots and the mortar thump
going on. This is of course completely contradictory to what he said in his
written
statement. There he said: the noise from the helicopters meant that
I was unable to hear whether there was any noise from the discharge of weapons.
In his written statement, he said he was terrified that his position was
vulnerable and that his life was at risk. However, we did not get any such
response from Mr Bowd in the course of oral examination.
- While
we can readily accept that this incident, whichever version might be correct,
was certainly stressful and quite likely frightening
at the time, we cannot
accept that Mr Bowd’s response involved intense fear, helplessness or
horror, or anything approaching
that level of emotional disturbance.
Furthermore, we are not satisfied that the event was one which involved the
threat of death
or serious injury or a threat to the physical integrity of
himself or others. While certainly Mr Bowd may have perceived the level
of risk
of harm to have risen markedly, particularly as there may have been rumours
about whether the base was to be attacked or
overrun, that does not, in our
opinion, satisfy the meaning of the word threat. According to Chambers
21st Century Dictionary, threat means:
- a
warning that one is going to or might hurt or punish someone. 2. the sign
that something dangerous or unpleasant is or maybe about to happen. 3. a
source of danger.
The word is usually used to
describe a warning that something unpleasant or dangerous is likely to happen.
That, in our opinion,
is different to an increase in the risk that something
unpleasant or dangerous might occur.
- Furthermore,
Dr Strauss described Mr Bowd as telling him that it was a busy frightening time
and there was a good deal of activity.
According to Dr Strauss. Mr Bowd said
he was made blatantly aware that he was in a war zone and what the risks were.
Dr Strauss
accepted that Mr Bowd felt on edge in Vietnam and frightened
occasionally but he did not tell Dr Strauss that he saw anything that
really
horrified him. Dr Strauss was of the view that Mr Bowd did not meet the
criteria in the SoP for PTSD.
- In
our opinion, the evidence does not disclose that this event involved threatened
death or serious injury or a threat to the physical
integrity of self or others
and Mr Bowd’s response to this incident did not involve intense fear,
helplessness or horror.
Accordingly, we find that the helipad incident does not
satisfy Criterion A of DSM-IV-TR.
- The
second event which we understood was relied on by Mr Bowd was the death of
Lieutenant Wheeler. In his diary on 3 March 1971 Mr
Bowd referred to the death
of Lieutenant Wheeler and Mr Paul Manning. He also recorded the wounding of a
Mr Strickland. He did
not recall his response to the news that Lieutenant
Wheeler had been killed.
- In
his written statement Mr Bowd said that he knew Lieutenant Wheeler very well and
that he had a close personal relationship and
regarded him as influential in his
life. He made no mention at all of his reaction to hearing the news of his
death on 3 March 1971.
However, he said that after he was shown the
damaged dog tag worn by Lieutenant Wheeler, the sight of it was devastating and
brought
home Lieutenant Wheeler’s death in concrete terms. Again, we find
that description does not satisfy the second element in
Criterion A of
DSM-IV-TR.
- Mr
Bowd recounted Lieutenant Wheeler’s death to Dr Kenny when he was examined
in 1999. He did not make any statement about
his relationship with Lieutenant
Wheeler or his reaction to hearing of his death. This is in contrast to
Mr Bowd describing
his emotional reaction to seeing the deformed Vietnamese
girl. Dr Kenny also described Mr Bowd as matter-of-fact and not overtly
distressed, depressed or anxious. He also said there was not the slightest
evidence at interview of any psychiatric or emotional
or psychological
disturbance.
- Dr
Newlands recorded that Mr Bowd described the event as a soldier, who he knew
well, being killed. She described him as stating
being somewhat shaken at how
little was left of Lieutenant Wheeler, having explained to Dr Newlands that he
was blown to smithereens. Of course, Mr Bowd did not see Lieutenant
Wheeler’s body and therefore did not know its condition. Again, being
somewhat shaken
does not satisfy the second limb of Criterion A. He did not
experience flashbacks or nightmares about this particular incident.
- On
the second occasion Dr Kenny interviewed Mr Bowd, he apparently told
Dr Kenny that the death of two members of 3 RAR drove
home to him that it
was a dangerous place. Dr Kenny also described Mr Bowd as being fairly calm and
relaxed in a matter-of-fact
way. He also described him as being emotionally
responsive. The descriptions given to Dr Kenny on this occasion do not satisfy
the second limb of Criterion A of DSM-IV-TR.
- According
to Dr Velakoulis, Mr Bowd described intense distress in seeing Lieutenant
Wheeler’s dog tag. He then provided this
apparent quotation:
I was in Battalion Headquarters and I saw Wheeler’s dog tag. It hit
home. He was a good acquaintance. He lost his life within
a few days of
getting to Vietnam.
According to Dr
Velakoulis, Mr Bowd described a sense of distress regarding the loss and also a
sense of threat to his own safety.
- According
to Dr Strauss, after finding out that three of his colleagues were dead, one of
whom he knew quite well, he said that this
upset him. He also apparently said
he was blatantly aware that he was in a war zone and he knew what the risks
were.
- In
his evidence-in-chief Mr Bowd described that he had a close relationship with
Lieutenant Wheeler despite the fact that in his evidence
before the VRB in
August 2000 he agreed that Lieutenant Wheeler was more of an acquaintance rather
than a friend. Also, at that
time, when asked about his reaction to the death
of Lieutenant Wheeler, he said it was a shock and just unbelievable. He
described
this as occurring when he was first told of Lieutenant Wheeler’s
death before he saw the dog tags. In his evidence-in-chief,
when asked about
his reaction to seeing the dog tags, he said: dumbfounded – taken aback
– shell shocked. He was then asked what his emotional response was,
and Mr Bowd said: shows how vulnerable you are – devastating effect
– lost, can’t do anything about it – not experienced anything
like it – shattering experience.
- In
our opinion, this incident regarding the death of Lieutenant Wheeler does not
satisfy the second limb of Criterion A of DSM-IV-TR.
That is whether we accept
that he had a personal relationship with Lieutenant Wheeler or whether he was an
acquaintance.
- The
third incident which Mr Bowd described as a traumatic event was him being lost
while on clearing patrol. In his written statement,
he described his reaction
as being terrified at being on his own. He said he feared he would have to
continue on his own and that
he might detonate a mine or come across enemy
forces.
- In
his evidence-in-chief, when he described putting his hat on his rifle so that
others could locate him, he was asked how he felt.
His response was: useless
– under strain – I guess I was absolutely lost. When asked why
he wrote the words Ha Ha in his diary, he explained that this was an
expression which he used or his way of expressing his feelings when he was under
duress
or pressure. He denied it was a joke. In cross-examination, Mr Bowd
agreed that the patrol walked in line abreast around the perimeter.
The
soldiers were about 20 feet or more apart. When it was put to Mr Bowd that he
was at all times aware of the direction of the
base, and that he could have
turned and walked towards the perimeter, he said: I didn’t think of
that. He agreed he was not criticised for his actions in putting his hat
onto his rifle barrel holding it in the air.
- Mr
Bowd did not mention this incident to Dr Kenny in 1999. He did not mention this
incident to Dr Newlands in April 2000 or to Dr
Kenny on his second consultation
in June 2001. He did describe the incident to Dr Velakoulis where he said he
got lost, put his
hat on his gun and that he must have panicked. Dr Velakoulis
recorded him as saying: there was some fear. Dr Velakoulis also recorded
that there was a degree of anger within his unit as a result of his actions of
placing his hat on top
of his gun, as it put them all at risk. This of course
was contrary to his oral evidence before us. Regardless, we find that Mr
Bowd’s response to this event does not satisfy the second limb of
Criterion A in DSM-IV-TR.
- Having
carefully considered all of the evidence relating to the events described by Mr
Bowd which he regarded as traumatic while on
operational service in South
Vietnam, and having examined his response to those events, we must agree with
the opinions of Dr Kenny
and Dr Strauss that Mr Bowd does not suffer from PTSD.
We have taken some care to analyse all of the relevant evidence and have
been
careful to look for evidence of a clinically significant behavioural or
psychological syndrome or pattern associated with distress
or disability. On
all these counts, Mr Bowd cannot satisfy the diagnostic criteria for PTSD set
out in DSM-IV-TR. Accordingly,
we find that Mr Bowd does not suffer from PTSD.
CONCLUSION
- In
our opinion Mr Bowd does not suffer from PTSD nor does he have any other
significant psychiatric conditions. We accept that he
may have experienced some
anxiety as a consequence of his urinary problems but that since his operations,
he has had a degree of
relief. Having found that Mr Bowd does not have a
clinically significant psychological or psychiatric condition, his application
to this Tribunal cannot succeed.
- The
decision made by the VRB on 22 July 2009 rejecting Mr Bowd’s claim for
compensation as a result of PTSD was correct. We
affirm that decision.
I certify that the one hundred and thirty five [135] preceding
paragraphs are a true copy of the reasons for the decision herein of
Mr Egon Fice, Senior Member
Dr Kerry Breen, Member
Signed: .........[sgd] Elise Montalto...................................
Associate
Date/s of Hearing 12 & 13 October 2010
Date of Decision 4 February 2011
Counsel for the Applicant Ms A. McMahon
Solicitor for the Applicant Williams
Winter
Counsel for the Respondent Mr G.
Purcell
Solicitor for the Respondent Department
of Veterans’ Affairs, Advocacy Section
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