You are here:
AustLII >>
Databases >>
Administrative Appeals Tribunal of Australia >>
2011 >>
[2011] AATA 58
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Help]
Pickering and Repatriation Commission [2011] AATA 58 (4 February 2011)
Last Updated: 4 February 2011
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2011] AATA 58
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2009/2230
|
VETERANS' APPEALS DIVISION
|
|
|
Re
|
|
Applicant
Respondent
DECISION
|
Tribunal
|
Brigadier C. Emert (Retd), Member Dr K. J. Breen,
Member
|
Date 4 February 2011
Place Melbourne
|
Decision
|
The decision under review is set aside and in its place the Tribunal
decides that Mr Pickering’s psychiatric conditions are
properly diagnosed
as Post Traumatic Stress Disorder (PTSD) and depressive disorder; and that the
PTSD is war-caused.
|
.................[signed].....................
Member
VETERANS’ AFFAIRS –
operational service in Vietnam – anxiety disorder, depressive disorder,
erectile dysfunction, ischaemic heart disease,
unilateral edema of left eye
– diagnosis of psychiatric conditions – PTSD, depressive disorder
– whether psychiatric
conditions war-caused – four stages of Deledio
reasoning - hypothesis connecting conditions with operational service -
Statements
of Principles - not satisfied beyond reasonable doubt that PTSD not
war-caused – decision set aside – PTSD war-caused.
Veterans’ Entitlements Act 1986 ss 9, 120, 120A, 196A, 196B
Benjamin v Repatriation Commission [2001] FCA 1879; (2001) 70 ALD 622
Gerzina v Repatriation Commission [2003] FMCA 490; (2003) 79 ALD 400
Gerzina v Repatriation Commission [2004] FCAFC 96
Hill v Repatriation Commission [2001] FCA 1775; (2001) 66 ALD 293
Hunter v Repatriation Commission [2010] FCA 145
Repatriation Commission v Budworth [2001] FCA 1421; (2001) 116 FCR 200
Repatriation Commission v Cooke (1998) 90 FCR 307
Repatriation Commission v Deledio [1998] FCA 391; (1998) 83 FCR 82
Repatriation Commission v Gosewinckel [1999] FCA 1273; (1999) 59 ALD 690
REASONS FOR DECISION
|
|
Brigadier C. Emert (Retd), Member Dr K. J.
Breen, Member
|
|
|
- Mr
Ian Grey Pickering, the veteran, was born in 1941. He served in the Australian
Army from 18 September 1958 to 27 February 1981.
His Army service included two
periods in Vietnam, the first from 15 April 1966 to 1 May 1967, and the second
from 1 August to 13 August 1972.
- During
his first period in Vietnam, Mr Pickering was initially located in Saigon
as an operator in a communications centre.
After approximately three months,
Mr Pickering was transferred to Vung Tau, where he was a shift leader in a
communications
centre. During his second tour of duty, Mr Pickering served as a
communicator on board the Army ship, MV John Monash. The Repatriation
Commission (the Commission) accepted both periods of service as comprising
operational service, in accordance with the provisions of the
Veterans’ Entitlement Act 1986 (the Act).
- Mr
Pickering contends that during his operational service he experienced a number
of incidents which caused him considerable stress.
They were:
- (a) While
walking in the countryside away from Saigon, local villagers warned Mr Pickering
and his two companions to move away from
their village. Mr Pickering assumed
the reason was the presence of Viet Cong. He was concerned about the risk of
the Viet Cong
attacking him, until they were a safe distance from the village.
(the village incident)
- (b) While
walking through an orchard some distance from Saigon, a US helicopter flew
towards Mr Pickering, hovered overhead with the
door gunner pointing his machine
gun at Mr Pickering, before flying away again. Mr Pickering feared that
the gunner would open
fire on him. (the helicopter incident)
- (c) While
walking on the eastern side of the Vung Tau peninsula, some distance away from
the Australian base, Mr Pickering came across
a sign that indicated that he had
possibly just walked through a minefield. (the minefield incident)
- (d) While he
was walking on the western side of the Vung Tau peninsula Mr Pickering was
confronted by a group of Vietnamese
who tried to take his camera. He believed
that his life was in danger. (the camera incident)
- (e) On one
occasion, while on night piquet duty at Vung Tau, Mr Pickering heard a bullet
pass between him and his fellow sentry.
Both men dived to the ground before
retreating to the rear of the hill and continuing with their piquet duties.
(the piquet incident)
- (f) While
sleeping on board the John Monash at a wharf in the Saigon River, Mr
Pickering awoke, startled by the noise of explosions. He feared the vessel
might be the subject
of an attack, in which case he might be trapped below the
water line. (the John Monash incident)
- After
his service in Vietnam, Mr Pickering continued to serve in the Army, rising
through the ranks to Warrant Officer Class 1 by
the time of his retirement in
1981. After leaving the Army, Mr Pickering found employment as a parking
inspector with Stonnington
City for about two years, before commencing
employment at the Titles Office. Mr Pickering stayed with the Titles Office for
15 years.
During that time he was promoted from attendant to examiner. He
retired in October 1999.
- Mr
Pickering contends that he suffered no emotional problems prior to his service
in Vietnam but after his return to Australia he
was irritable, angry, short
tempered and moody.
- On
15 February 2008 Mr Pickering submitted a claim to the Repatriation Commission
for multiple medical and psychiatric conditions.
On 31 July 2008 the Commission
decided that anxiety disorder, depressive disorder, erectile dysfunction,
ischaemic heart disease
and unilateral edema of the optic disc (left eye) were
not war-caused conditions. Mr Pickering applied for a review of the decision.
On 19 March 2009, the Veterans’ Review Board (VRB) affirmed the
decision under review. Mr Pickering has applied to this
Tribunal for a review
of the decision of the VRB.
THE HEARING
- At
the hearing, Ms C. Serpell of counsel represented Mr Pickering.
Mr K. Rudge, an advocate with the Department of Veterans’
Affairs, represented the Commission. Mr Pickering gave evidence. The
Tribunal also heard evidence from Mrs Pickering, and
Drs H. Hassan and G. White,
consultant psychiatrists.
- The
Tribunal had before it the documents the respondent submitted pursuant to s 37
of the Administrative Appeals Tribunal Act 1975. Ms Serpell tendered the
following evidence: statements by Mr and Mrs Pickering, a medical report by
Dr Hassan, photographs
taken by Mr Pickering, and a poem written by Mr
Pickering. Mr Rudge tendered the following evidence: the clinical notes of Dr
Carter,
the transcript of the hearing at the VRB, a report by Mr W. Barsley,
military historian, a medical report by Dr White, and a bundle
of documents
pertaining to the respondent’s acceptance of the condition of hypertension
as war-caused.
THE ISSUES
- Prior
to the hearing, the respondent conceded that Mr Pickering’s ischaemic
heart disease and erectile dysfunction were war-caused,
with effect from
15 November 2007. In addition, Ms Serpell advised the Tribunal that Mr
Pickering was no longer pursuing the
claim for unilateral edema of the optic
disc (left eye). Accordingly, the only conditions for consideration are Mr
Pickering’s
depressive and anxiety related conditions.
- The
Tribunal must determine:
(a) the diagnoses of
Mr Pickering’s conditions, and
(b) whether those conditions are war-caused.
WHAT ARE THE DIAGNOSES OF THE CONDITIONS?
- The
Tribunal’s first task is to determine the appropriate diagnoses for the
conditions claimed by Mr Pickering. The standard
of proof is to the
Tribunal’s reasonable satisfaction: Repatriation Commission v Budworth
[2001] FCA 1421; (2001) 116 FCR 200; Repatriation Commission v Cooke (1998) 90 FCR
307; and Repatriation Commission v Gosewinckel [1999] FCA 1273; (1999) 59 ALD 690.
Consistent with these cases, in Benjamin v Repatriation Commission [2001] FCA 1879; (2001)
70 ALD 622 the Full Court of the Federal Court stated at
634:
When the commission, or the tribunal on review, is
required to determine whether a veteran is suffering from a particular injury or
disease, that issue must be decided to the reasonable satisfaction of the
decision-maker, in accordance with s 120(4) of the Act
...
- Mr
Pickering’s claim for disability pension stated that his conditions were
PTSD – Depression/Anxiety Disorder.
SUMMARY OF THE
MEDICAL EVIDENCE
- The
Tribunal observed Mr Pickering give evidence for more than one day. The
Tribunal read and heard evidence from a number of doctors
who have seen him and
heard evidence from his wife. It is clear to the Tribunal that
Mr Pickering has been emotionally unwell
for a very long time and remains
moderately unwell.
- It
was apparent to the Tribunal that Mr Pickering has considerable difficulty in
expressing and/or explaining his emotional distress
in verbal terms. Evidence
from Mr Pickering’s treating psychiatrist and a report by a clinical
psychologist confirmed this.
His treating psychiatrist noted that he was able
to express some of his emotions through his writings, examples of which Mr
Pickering
provided to the Tribunal.
- In
the Tribunal’s view, even in writing, his expressions of distress can be
obscure. Whether his difficulty in understanding
and expressing his feelings
are a part of his illness, caused by his illness, or are part of his personality
and temperament, did
not become clear in the hearing. However, for reasons that
will become clearer when the evidence is summarised and assessed below,
the
Tribunal believes that this difficulty goes a long way towards explaining the
conflicting medical reports presented to the Tribunal.
- The
Tribunal noted that all of the psychiatrists found Mr Pickering to be unwell.
Where they differed was in the diagnosis of his
illness, and in the degree to
which his operational service contributed to that illness. Its observation of
Mr Pickering’s
demeanour, his distress and his evident difficulties
in expressing himself about his emotions, assisted the Tribunal to evaluate
the
various opinions expressed by the psychiatrists.
MR
PICKERING’S EVIDENCE
- Ms
Serpell and Mr Rudge examined and cross-examined Mr Pickering for several hours
during two hearing days. In addition, Mr Pickering
provided the Tribunal with a
six-page statement dated 15 May 2009 (exhibit A1). In his statement,
Mr Pickering stated that
he suffered no emotional problems prior to his
service in Vietnam but on his return to Australia he was irritable, angry,
short-tempered and moody and was counselled about his behaviour and bad
temper.
- In
his statement, Mr Pickering said that at that time he was intolerant of the
noise made by his young children and was hypervigilant,
checking for intruders
around his house every evening. He stated
that:
...it was in about 1967 or 1968 that I shot the next door neighbour’s
cat because I was so annoyed by its behaviour.
Mr Pickering stated that he was having trouble sleeping... on my return
from Vietnam ... averaging about three hours of sleep per night. Later in
his statement he wrote that [i]n the 1990s my emotional state
deteriorated.
- In
his oral evidence, Mr Pickering confirmed that he joined the Army in 1958, at
the age of seventeen. He was asked to describe himself
at around the time he
met his wife (18 months prior to marriage) and he responded
Very young, confident, motorbike rider.
Being confident, I was probably a smart alec; got on well with women, enjoyed
myself
He denied having problems with his temper or in relating to people at that
time.
- Mr
Pickering was then asked how he felt after returning from Vietnam and he
stated:
I didn’t know at the time that I was moody and angry, and it was only
– in fact, I’d set out in the passage –
Dawn and I were babes
in the wood when it came to my troubles.
Mr Pickering then gave examples of how he had been abusive to staff after his
return and was often angry with others. He described
having difficulty
reviewing communications traffic from Vietnam as it was something that
tended to make me want to cry.
- Ms
Serpell asked Mr Pickering to describe his talking with his wife before and
after Vietnam and he replied:
Very little that I remember. In that way, I have to tell the hearing that
the only person who saw anything – who verbalised
anything being wrong
with me was Dawn’s parents ... I didn’t realise I had a problem.
- Ms
Serpell asked Mr Pickering about his claim that loud noises upset him. He
answered:
And it does – it did and it does, but probably my biggest problems were
the smaller noises that I couldn’t identify...
If I heard something, I had to know what it was. And if that meant getting
up in the middle of the night to do so, I did it.
I could say that I had a certain amount of agitation until I had identified
what the noise was.
As a way to cope with these concerns, he described keeping weapons including
a machete, an air rifle, a baseball bat, and a hammer;
all of which disappeared.
The Tribunal heard in subsequent evidence that Mr Pickering’s wife took
those items away.
- Mr
Pickering stated that although he had nightmares, he could not recall their
content but added:
There have been times when Dawn has woken me up and I’ve felt so bad I
haven’t been able to go back to sleep and I get
up and do something which
they call – things to make you forget.
- Despite
the apparent difficulties Mr Pickering had in verbally expressing his emotional
responses to events past and present, the
Tribunal formed the view that Mr
Pickering was an open and frank witness. Mr Pickering demonstrated his
frankness by his willingness
to recount past behaviours that were potentially
embarrassing or even shameful; and his adherence to his original description of
his Vietnam experience as being a boy’s own adventure. He
maintained the description even after it had become clear that such an approach
was almost certainly an inappropriate psychological
defence mechanism and after
it should have been apparent to him that some psychiatrists had misinterpreted
this description to his
disadvantage.
MRS PICKERING’S
EVIDENCE
- Mrs
Dawn Pickering, the applicant’s wife, provided a statement dated
15 May 2009 (exhibit A2) and gave oral evidence.
In addition, she made her
undated letter, addressed to Dr Pomorin, available to the Tribunal. In her
written statement, Mrs Pickering
stated that her husband had:
...no emotional problems of which I was aware prior to his service in
Vietnam.
There was a significant change in Ian which I noticed immediately following
his return from his first tour of service ... He was easily
upset and startled
by loud noises, he was very moody, irritable and short tempered. He seemed very
angry ... had developed significant
sleeping problems ... was suffering bad
dreams ... would thrash in bed ... I was struck on many occasions and I would
have to wake
Ian up.
- In
the two-page letter addressed to Dr Pomorin, Mrs Pickering wrote about the
changes she had observed in her husband but did not
provide a time frame. This
document also contains a description of an incident she had observed when
travelling in Australia with
her husband:
...we were sitting down at the beach having lunch at Tin Can Bay. He looked
up and said those sand dunes over the other side reminded
him of Vung Tou [sic],
and then two helicopters flew over. It took about a week to get over that.
When we got back, the doctor
asked Ian about the holiday and he broke down and
cried.
- In
her oral evidence, Mrs Pickering explained that she had met her future husband
while they were both working in communications in
the Army. She left the Army
when they married, 18 months later in February 1961. She described
Mr Pickering at that time as
very easy going, normal and very
conscientious. She was asked about her husband’s ability to have easy
conversations and his ability to convey his feelings. She stated
that before he
went to Vietnam he had no difficulties but on his return:
He was off - very angry. Very private, sort of, you know, the talking
wasn’t the same, sort of thing... He would say a lot,
“You
don’t want to know.” I used to say “What are you
thinking?” And he’d say “You don’t
want to
know.
- Mrs
Pickering contrasted her husband’s patient behaviour with their two young
boys before he went to Vietnam with his lack of
involvement with them on his
return. She recalled the shouting and the anger was the main thing, and
I’m not used to that. She described a number of incidents including
seeing him flat on the floor after hearing a car backfire and hiding in bushes
in
response to an aircraft flying over. She also confirmed her husband’s
habit, after his return from Vietnam, of keeping a range
of weapons under the
bed including (at different times) a machete, a hammer and a baseball bat,
weapons that she confiscated.
- Mrs
Pickering contrasted her husband’s ability to sleep through
anything before Vietnam with his poor sleeping on his return. She confirmed
her written statement about her husband’s nightmares, some
of which she
concluded were horrific because he’d sing out and thrash around
... his arms and legs would go ... I had bruises.
- Mrs
Pickering also recounted the incidents where shortly after her husband’s
return from Vietnam he shot a neighbour’s
cat because it was annoying him.
She also said Mr Pickering shot the family dog because it was chasing his
mother-in-law’s
hens. Mrs Pickering gave evidence about her husband no
longer liking to be left on his own. However, when questioned by Ms Serpell
as
to whether this was soon after his return from Vietnam, she said No, really
in the last 10 or 15 years...
- Ms
Serpell asked Mrs Pickering about her husband’s temperament before and
after Vietnam. She described his tolerance levels
after his return from Vietnam
as not very high and before Vietnam as easy going and just went along
with everything and mum and dad really loved him ... but it just changed ...
- In
cross-examination, Mr Rudge put to Mrs Pickering that her evidence about the
timing of changes in her husband’s demeanour
differed from the description
provided in a statement by Mr Digby Reid, who said he had known Mr Pickering
since 1976. She explained
the difference in terms of her husband being very
good at putting on a good face; and that she used to think Well, how come
he’s like this when he’s with others...
- The
Tribunal asked Mrs Pickering about the most troubling aspects of her
husband’s behaviour soon after he returned from Vietnam.
Mrs Pickering
responded:
Well, the kids really couldn’t have their friends around a lot; and Ian
being so jumpy at noises; at Craigieburn the wind blows
one way, and the front
door would bang, and the back door would bang, and that really upset
him.
The Tribunal then asked Mrs Pickering whether there was any sign of her
husband’s apparent nightmares in the first two years
after his return from
Vietnam. She replied Look, I can’t remember. I can’t,
sorry...
- The
Tribunal also invited Mrs Pickering to describe what happened at the start of Mr
Pickering’s first attendance with Dr White
and she gave the following
account:
I was there, and Ian wanted me to come in with him, and Dr White said,
“No. She can’t.” And Ian said, “Well
I’m not going
in.” So Dr White asked me in, and he said, “Now, don’t you say
anything.” So I just
sat there.
Mrs Pickering impressed the Tribunal as a person not inclined to
overstatement or exaggeration and the Tribunal accepts her evidence
as a whole.
DR HASSAN’S EVIDENCE
- Dr
Hassan, a psychiatrist, provided a detailed written report (exhibit A3) and gave
oral evidence. She first saw Mr Pickering on
5 January 2010. At the time of
writing her report, dated 26 April 2010, she had been treating him for four
months and had seen him
seven times. By the time Dr Hassan gave her oral
evidence at the hearing, she had been treating Mr Pickering for six months and
she estimated she had seen him ten times.
- At
the beginning of her report Dr Hassan emphasised how much difficulty
Mr Pickering experienced in communicating his emotions
in the following
terms:
When I first started to see Mr Pickering it was clear to me that his
situation was complex and that he clearly had difficulties with
communication
and the expression of his emotions. Initially I found Mr Pickering would
communicate indirectly and use circuitous
routes to explain his feelings and
behaviours. He seems to prefer to communicate via his written work, sharing it
generously with
myself, other professionals and friends .... I certainly think
that his style of communication has acted as a barrier to the understanding
of
his psychiatric experience.
Dr Hassan wrote that she concurred with Captain Philippa Weiland,
psychologist, who saw Mr Pickering weekly for individual psychotherapy,
while he
attended a post-traumatic stress disorder group:
I concur specifically with her impression that his difficulties with verbal
expression may reflect heightened emotional reactivity
especially when
discussing war related experiences.
- Dr
Hassan’s report referred in detail to Mr Pickering’s upbringing, and
the impression she had gained that bushfires may
have traumatised his mother.
Being raised by a traumatised individual may have rendered Mr Pickering
vulnerable to the development of PTSD should he be exposed to severe
trauma. Dr Hassan wrote that By all accounts he functioned well in the
army, especially in the early years, gaining promotion.
- Dr
Hassan was firm in her opinion that Mr Pickering suffered from PTSD. She
reported a temporal relationship between his symptoms
and his tour of duty in
Vietnam, observing that:
He describes clear symptoms of re-experiencing in the form of nightmares,
avoidance/numbing, hyperarousal (characterised by insomnia,
increased startle
response, hypervigilance and irritability) immediately on return from
Vietnam.
- Dr
Hassan noted that Mr Pickering came from a family of veterans whose members were
perceived as coping well with their war experiences.
This would have strongly
influenced Mr Pickering’s responses to his experiences and his denial
strategies initially adopted
as his own mechanism for coping. She wrote:
...his management of his distress in Vietnam was clearly in keeping with his
learnt experience of management of stress and his defensive
strategies to ward
off feelings of shame.
- Dr
Hassan’s report addressed seriatim some experiences of Mr Pickering while
in Vietnam. In relation to the helicopter incident,
she wrote:
Mr Pickering describes looking down the barrel of the gun intensely fearful
that he would die and at that point felt totally
helpless.
In relation to the piquet incident, Dr Hassan reported that Mr Pickering had
explained to her that he felt to leave the picket and report the incident
would result in disciplinary consequences. Her report then went on to
catalogue Mr Pickering’s flashbacks, noting a number of triggers including
the smell of fish and
seeing helicopters and sand hills.
- Dr
Hassan noted that Mr Pickering avoided talking about Vietnam and used his
interest in genealogical research to distract himself.
She
reported:
...chronic sleeping problems which his wife noticed immediately on his return
from Vietnam and which he was aware of himself in the
1970s.
She recorded examples of hypervigilance, finding that
...he has to sit with his back to walls in restaurants. In the past he would
check the house for safety and had various offensive
weapons around the house
(e.g. a machete, air rifle, bolster hammer, baseball
bat).
- Dr
Hassan also diagnosed major depressive disorder, which she noted had been
treated and which she felt was then in remission.
- Ms
Serpell asked Dr Hassan about an aspect of her report, where she indicated that
changes had taken place in Mr Pickering in the last decade or so.
Dr Hassan explained:
What happens with PTSD ... and what I think happened with him, is that there
was clear symptoms of acute stress and the – and
symptoms of the disorder
at the beginning. And then what happens is, patients who do have some kind of
level of resilience, or very
powerful defence mechanisms, actually try and quash
the symptoms and control the illness, really and sometimes for many years. But
it always eventually comes out, and I think he has been living with the symptoms
that he’s been able to keep from, obviously
not Dawn, but from maybe
distant family or friends that don’t actually live with him. It’s a
really occult disorder that’s
associated with
shame.
- Dr
Hassan gave evidence of Mr Pickering’s irritability, anger and poor
judgement soon after his return from Vietnam, mentioning
his shooting of a
neighbour’s cat and his son’s dog. She stated that Mr
Pickering‘s wife had reported his insomnia
after his return from Vietnam;
adding:
He doesn’t report that, but I think his self awareness at that time
might have been quite impaired. He made quite a poor judgement
in volunteering
to return to Vietnam, and I think that that’s – you know,
that’s – there’s another
defence in play
there.
- Dr
Hassan noted that, when asked, Mr Pickering seemed unaware of what the term
flashback meant. Dr Hassan emphasised that Mr Pickering does not have
any traumatic memories or re-experiencing of events when he was growing
up.
Ms Serpell asked Dr Hassan to rank the stressful events in the order of the
level of stress. Dr Hassan identified the
helicopter incident and the piquet
incident as equally important.
- Ms
Serpell also questioned Dr Hassan about the diagnosis of depression and she
stated:
...it’s incredibly common to get depressed when you have
PTSD...
...it’s a very, very common post-comorbid diagnosis. I think
absolutely he suffers from depression.
- Dr
Hassan’s evidence was balanced, insightful and thorough. The evidence she
gave of the history she had elicited over time
from the applicant and the
interpretations she had made were consistent with Mr Pickering’s evidence
and the emotional responses
observed in Mr Pickering by the Tribunal.
DR WHITE’S EVIDENCE
- Dr
White assessed Mr Pickering at the Commission’s request. In his report,
dated 21 January 2010, he recorded that he had interviewed
Mr Pickering twice,
on 20 November 2009 and on 15 January 2010. His report makes no mention of an
incident at the beginning of the
first consultation, an incident that Mr and
Mrs Pickering had described to the Tribunal earlier. Mr Pickering gave
evidence
that he had requested that his wife be present for the interview and
that at first Dr White appeared reluctant to agree to this request.
- In
his oral evidence, Dr White told the Tribunal that he saw Mr Pickering twice
because he thought during the first interview that he was too agitated and
distressed. Dr White was able to recall that Mr Pickering did ask that his
wife be present. When cross-examined, he admitted that he did not
clearly
recall what happened when Mr Pickering wanted his wife to accompany him. The
Tribunal believes that in conducting his assessment,
Dr White may have been
disadvantaged by this initial interaction; a disadvantage which, when added to
Mr Pickering’s difficulties
in verbally expressing his emotions, could
readily explain how Dr White extracted a somewhat different history to that
taken by Dr
Hassan; and thus reached a quite different conclusion.
- The
first three pages of Dr White’s report represent his selected extracts
from a range of the materials provided by the Commission.
These materials did
not include Dr Hassan’s report, as that was yet to be compiled. The
materials did include the Section
37 documents, which contained the two-page
report of Captain Weiland, written in 2008, at the end of 15 counselling
sessions.
Dr White’s report does not refer to or extract any information
directly from Captain Weiland’s report but does refer
to selected elements
of the report in so far as they were used by the Veteran’s Review
Board.
- Dr
White concluded that Mr Pickering suffered from a mid-life major depressive
disorder characterised by low mood, reduced interest
and other biological,
psychological and social symptoms of depression. Part of his symptomatology, in
Dr White’s view, included
considerable ruminations upon and
re-experiencing of a number of issues from his past, including traumatic events
in Vietnam as well
as guilt and resentment about his and others’ behaviour
in Vietnam. In his oral evidence, Dr White reiterated his belief that
the
ruminations and re-experiencing were a manifestation of depression and not of
PTSD.
- In
his oral evidence, Dr White indicated that, in hindsight, a diagnosis of
dysthymic disorder should be preferred to major depressive
disorder but that
this was in his view largely academic. He
stated:
...that there may have been some patches over that 10 to 15 years of being
unwell, during which his symptoms did not fully meet the
criteria for major
depressive disorder.
- Mr
Rudge asked Dr White if he had considered the diagnosis of PTSD and if so, what
was he looking for. He stated:
...I was looking for a combination of catastrophic traumas and a
constellation of re-experiencing symptoms, avoidance symptoms and
hyper-arousal
symptoms.
He later added:
When people become depressed they have nightmares, they have every symptom in
the textbook, and every symptom included in PTSD, so
PTSD is not just the
diagnosis by ticking boxes.
- Dr
White gave evidence on two days separated by approximately three months.
Between those dates, he was provided with a copy of Dr
Hassan’s report and
was cross-examined by Ms Serpell about some of its content.
- The
Tribunal finds that the diagnosis of major depressive disorder reached by Dr
White was a reasonable one, based on the material
he was able to extract from
the records he was provided and from the interviews with the applicant. Indeed
Dr Hassan agrees that
Mr Pickering suffers from depression. Nevertheless, the
Tribunal attaches far less weight to the diagnosis of Dr White than to the
diagnosis of Dr Hassan. The Tribunal has come to this conclusion principally
because of the very considerable time that Dr Hassan
spent with Mr Pickering
compared with that available to Dr White. Further, the Tribunal’s own
observations of Mr Pickering
throughout his evidence far more closely align with
the evidence of Dr Hassan than that of Dr White.
OTHER MEDICAL
EVIDENCE
DR A VELAKOULIS’ EVIDENCE
- Dr
Velakoulis, a psychiatrist who treated Mr Pickering for a brief period, made a
short entry dated 17 December 2007 on a disability
claim form lodged by the
applicant. He provided a diagnosis of PTSD and depression and based the
diagnosis of PTSD on Vietnam-related
trauma, re-experiencing, avoidance, numbing
and hyperarousal. His notation indicated that he based the diagnosis of
depression on
diminished mood, diminished attention and
anhedonia.
CAPTAIN WEILAND’S EVIDENCE
- In
a report dated 14 October 2008, Captain Weiland stated that Mr Pickering had
recently completed a twelve-week PTSD residential
program at the Veteran’s
Psychiatry Unit at the Austin Repatriation Hospital at Heidelberg. Mr Pickering
attended fifteen
individual counselling sessions during that time (the report is
unclear but it seems that all 15 sessions were with Captain
Weiland). She
wrote:
Ian generally presents as enthusiastic and jovial, however, he has disclosed
that this presentation is a facade, masking his true
thoughts and emotional
responses. Ian is an avid writer both in poetry and prose and uses these
mediums to express his reactions
to his time in Vietnam. In contrast, Ian
struggles to verbally express his thoughts and feelings, often displaying
heightened emotional
reactivity, especially when discussing war related
experiences.
She continued:
Ian consistently reports that he did not feel emotionally distressed whilst
in Vietnam and describes his time in Vietnam as the best
in his life,
“like a boy’s own adventure” ... It would appear that Ian
coped with events in Vietnam by distancing
or cutting himself off from an
emotional reaction ... This may be an extension of a long-standing coping style
of distancing himself
from experiencing emotions, reflected in Ian’s
description of his disruptive childhood as having no long-term effect on his
life.
DR POMORIN’S EVIDENCE
- Dr
Norbert Pomorin, psychiatrist, assessed Mr Pickering at the request of the
Department of Veterans’ Affairs on 3 June 2008,
in the presence of Mrs
Pickering. His report, dated 17 June 2008, does not indicate how long the
assessment took. Dr Pomorin
elicited symptoms that he felt were consistent
with anxiety and depression and diagnosed generalised anxiety disorder and
depressive disorder. Dr Pomorin was not called to give evidence. The
Tribunal has difficulty reconciling this assessment with those of
Drs Hassan,
Mock and Weiland. The Tribunal is not persuaded from the
recorded history in the report that Dr Pomorin had sufficient time with
Mr Pickering to reach a conclusion with the same degree of clarity as the
other reviewing psychiatrists.
DR MOCK’S EVIDENCE
- Dr
Phoebe Mock wrote a report addressed to Mr Pickering’s general
practitioner and dated 7 November 2007. At the time, Dr Mock
was a psychiatry
registrar (a training position), employed by Austin Health and working in the
Older Veterans Psychiatry Program.
She wrote that she had assessed Mr Pickering
on 25 September 2007. The report is over three pages in length and quite
detailed.
It does not state how much time Dr Mock spent interviewing Mr
Pickering.
- Dr
Mock reported that Mr Pickering had been treated for depression by his general
practitioner for the past two years. She noted
that he was distressed and
tearful throughout the interview and he described symptoms of depression
and of PTSD. Earlier in the report, she mentioned Attempted to
re-enter Veteran community by helping sell badges in Long Tan week,
unfortunately this caused more emotional disturbances. Later in her report
she wrote:
He describes symptoms of excessive emotionality and outbursts of anger and
aggression over this time, which are gradually becoming
worse. There are
associated symptoms of poor sleep and irritability, and PTSD-like symptoms of
agitation and hypervigilance, with
increasing avoidance of war-related events
over the years.
DR KRUSE’S EVIDENCE
- Dr
David Kruse, consultant psychiatrist to the Austin Health PTSD Program, wrote a
brief letter to the Department of Veterans’
Affairs dated 21 July 2008.
This letter informed the Department as
follows:
The above veteran has been assessed and is suffering from service related
Post Traumatic Stress Disorder based in the American Psychiatric
Association’s DSM 1V criteria.
His symptoms are of moderate severity.
Psychiatric co-morbidities include Major
Depression.
- The
Commission did not call Dr Kruse to give evidence so the Tribunal was not able
to inquire as to the basis of this opinion. The
Tribunal notes that this brief
letter was written after the assessment made by Dr Mock but apparently prior to
Mr Pickering’s
12-week stay in the PTSD residential program at the
Veteran’s Psychiatry Unit at the Austin Repatriation
Hospital.
FINDINGS AS TO DIAGNOSIS
- Based
on the above summaries and assessment of all the evidence before us, the
Tribunal is satisfied on the balance of probabilities
that Mr Pickering suffers
from PTSD and that features consistent with PTSD were apparent soon after he
returned from Vietnam. In
addition, the Tribunal is satisfied that Mr Pickering
suffers from depressive disorder.
- The
Tribunal will consider each condition in turn to determine whether in
Mr Pickering’s case the conditions are war-caused.
IS
MR PICKERING’S PTSD WAR-CAUSED?
- The
question of whether an injury or disease is war-caused is covered in s 9 of
the Act. This section provides that:
(1) Subject to this section and section 9A, for the purposes of this Act, an
injury suffered by a veteran shall be taken to be a war-caused
injury, or a
disease contracted by a veteran shall be taken to be a war-caused disease,
if:
(a) the injury suffered, or disease contracted, by the veteran resulted from
an occurrence that happened while the veteran was rendering
operational
service;
...
- The
parties agreed that the relevant period of the veteran’s service
constituted operational service as defined in the Act. Thus, the
question of whether his claimed condition is war-caused is to be determined by
applying s 120(1)
and s 120(3) of the Act. Those sections provide
that:
(1) Where a claim under Part II for a pension in respect of the incapacity
from injury or disease of a veteran, or of the death of
a veteran, relates to
the operational service rendered by the veteran, the Commission shall determine
that the injury was a war-caused
injury, that the disease was a war-caused
disease or that the death of the veteran was war-caused, as the case may be,
unless it
is satisfied, beyond reasonable doubt, that there is no sufficient
ground for making that determination.
Note: This subsection is affected by section 120A.
(3) In applying subsection (1) or (2) in respect of the incapacity of a
person from injury or disease, or in respect of the death
of a person, related
to service rendered by the person, the Commission shall be satisfied, beyond
reasonable doubt, that there is
no sufficient ground for determining:
(a) that the injury was a war-caused injury or a defence-caused
injury;
(b) that the disease was a war-caused disease or a defence-caused disease;
or
(c) that the death was war-caused or defence-caused;
as the case may be, if the Commission, after consideration of the whole of
the material before it, is of the opinion that the material
before it does not
raise a reasonable hypothesis connecting the injury, disease or death with the
circumstances of the particular
service rendered by the person.
Note: This subsection is affected by section
120A.
- Section
120A of the Act provides that, in the case of applications lodged after 1 June
1994, where the Repatriation Medical Authority
(RMA) has determined a Statement
of Principles (SoP) in respect of a particular kind of injury or disease, the
reasonableness of
a hypothesis is to be assessed by reference to that SoP.
Section 120A(3) provides that:
(3) For the purposes of subsection 120(3), a hypothesis connecting an injury
suffered by a person, a disease contracted by a person
or the death of a person
with the circumstances of any particular service rendered by the person is
reasonable only if there is in
force:
(a) a Statement of Principles determined under subsection 196B(2) or (11);
or
(b) a determination of the Commission under subsection 180A(2);
that upholds the hypothesis.
Note: See subsection (4) about the application of this subsection.
- Section
196A of the Act provides for the establishment of the RMA. Section 196B(2)
of the Act provides:
(2) If the Authority is of the view that there is sound medical-scientific
evidence that indicates that a particular kind of injury,
disease or death can
be related to:
(a) operational service rendered by veterans; or
(b) peacekeeping service rendered by members of Peacekeeping Forces;
or
(c) hazardous service rendered by members of the Forces; or
...
(ca) warlike or non-warlike service rendered by members;
the Authority must determine a Statement of Principles in respect of that
kind of injury, disease or death setting out:
(d) the factors that must as a minimum exist; and
(e) which of those factors must be related to service rendered by a
person;
...
- The
reference in s 196B(2) of the Act to a particular kind of injury,
disease or death being related to service is expounded in s 196B(14)
of the Act. Section 196B(14) provides
that:
(14) A factor causing, or contributing to, an injury, disease or death is
related to service rendered by a person if:
(a) it resulted from an occurrence that happened while the person was
rendering that service; or
(b) it arose out of, or was attributable to, that service; or
...
- Where
a condition is the subject of an SoP, the Tribunal must apply the test
prescribed by section 120A(3) of the Act, in the manner
explained by the Federal
Court in Repatriation Commission v Deledio [1998] FCA 391; (1998) 83 FCR 82 at 97-98:
- The
Tribunal must consider all the material which is before it and determine whether
that material points to a hypothesis connecting
the injury, disease or death
with the circumstances of the particular service rendered by the person. No
question of fact finding
arises at this stage. If no such hypothesis arises, the
application must fail.
- If
the material does raise such a hypothesis, the Tribunal must then ascertain
whether there is in force an SoP determined by the
Authority under s 196B(2) or
(11). If no such SoP is in force, the hypothesis will be taken not to be
reasonable and, in consequence,
the application must fail.
- If
an SoP is in force, the Tribunal must then form the opinion whether the
hypothesis raised is a reasonable one. It will do so if
the hypothesis fits,
that is to say, is consistent with the "template" to be found in the SoP. The
hypothesis raised before it must
thus contain one or more of the factors which
the Authority has determined to be the minimum which must exist, and be related
to
the person's service (as required by ss 196B(2)(d) and (e)). If the
hypothesis does contain these factors, it could neither be said
to be contrary
to proved or known scientific facts, nor otherwise fanciful. If the hypothesis
fails to fit within the template, it
will be deemed not to be "reasonable" and
the claim will fail.
- The
Tribunal must then proceed to consider under s 120(1) whether it is satisfied
beyond reasonable doubt that the death was not war-caused,
or in the case of a
claim for incapacity, that the incapacity did not arise from a war-caused
injury. If not so satisfied, the claim
must succeed. If the Tribunal is so
satisfied, the claim must fail. It is only at this stage of the process that the
Tribunal will
be required to find facts from the material before it. In so
doing, no question of onus of proof or the application of any presumption
will
be involved.
Adopting the Deledio line of reasoning, the
Tribunal considered whether Mr Pickering’s PTSD was war-caused.
STEP 1 – DOES THE MATERIAL POINT TO A HYPOTHESIS CONNECTING THE
VETERAN’S PTSD WITH HIS OPERATIONAL SERVICE?
- The
hypothesis advanced on behalf of Mr Pickering is that the stressful events he
experienced during his operational service led to
the onset of his psychiatric
condition. The contention is that, although the condition was not diagnosed as
PTSD until 2007, Mr
Pickering nevertheless showed clear signs of his condition
soon after he returned from his first period of service in Vietnam.
Mrs Pickering
gave evidence of the changes she saw in her husband
immediately following his return from Vietnam. Her evidence was that Mr
Pickering
was easily upset, startled by loud noises, moody, irritable,
short-tempered and very angry and that he had developed significant
sleeping
problems. Mrs Pickering also gave evidence of her husband keeping weapons by
his bedside and his habit of checking the
perimeter of his house each night
before going to bed.
- In
her evidence, Dr Hassan clearly related the onset of Mr Pickering’s
symptoms of PTSD to his service in Vietnam. While some
of the medical evidence
differed concerning the diagnosis of Mr Pickering’s condition, the
evidence clearly connected Mr Pickering’s
condition with his service in
Vietnam.
- The
Tribunal is satisfied that there is material pointing to the hypothesis
connecting Mr Pickering’s PTSD with his operational
service in
Vietnam.
STEP 2 – IS THERE AN SOP IN FORCE WHICH DEALS WITH
THE RELEVANT CONDITION?
Instrument No 5 of 2008 is the SoP concerning PTSD and is in force. The
Tribunal notes that Instrument No 3 of 1999 as amended by
Instrument No 54 of
1999 was in force at the date of the primary decision (31 July 2008) and it may
need to consider this later in
the decision.
STEP 3 – DOES THE HYPOTHESIS FIT THE TEMPLATE OF THE SOP?
- Before
it can be said that the hypothesis is reasonable it must contain one or more of
the factors which the RMA has determined to
be the minimum that must exist and
be related to the person’s service. In this case, a relevant factor of
the SoP is factor
6(a), which states:
(a) experiencing a category 1A stressor before the clinical onset of
posttraumatic stress disorder;
- Paragraph
9 of SoP No 5 of 2008 defines a category 1A stressor
as:
...one or more of the following severe traumatic events:
(a) Experiencing a life-threatening event;
(b) Being subject to a serious physical attack or assault including rape and
sexual molestation; or
(c) Being threatened with a weapon, being held captive, being kidnapped, or
being tortured;
- Ms
Serpell contends that the helicopter incident and the piquet incident fit the
definition of a category 1A stressor.
- In
his oral submissions, Mr Rudge contended that the helicopter incident was not a
life-threatening event. Mr Pickering was not threatened
by a weapon, as the
helicopter was a US Army helicopter which merely hovered over Mr Pickering and
then flew off. However, Mr Rudge
did concede that the piquet incident was, at
face value, a life-threatening event.
- In
relation to the helicopter incident, the evidence was that although
Mr Pickering knew that the helicopter was American, he
was fearful for his
life when he saw the door gunner point his machine gun directly at him. Mr
Pickering had heard stories of Americans
shooting first and asking questions
later and he was fearful that the gunner could shoot him. The Tribunal is
satisfied that Mr Pickering genuinely believed that he was being
threatened with
a weapon and that such an event would classify as a category 1A stressor.
- In
relation to the piquet incident, the Tribunal heard the evidence of
Mr Pickering, uncontested on this point, that while on
night piquet duty in
Vietnam he and his fellow piquet heard a bullet pass between them. The evidence
was that both persons were
convinced at the time that they had been shot at and
they immediately hid themselves from the view of the shooter. The Tribunal
is
satisfied that such an incident constitutes a life-threatening event, meeting
the provisions of a category 1A stressor as defined
in the SoP.
- Consequently,
the Tribunal is satisfied that the hypothesis submitted on behalf of Mr
Pickering meets the template of factor 6(a)
of the SoP.
STEP 4
– IS THE TRIBUNAL SATISFIED BEYOND REASONABLE DOUBT THAT THE PTSD WAS NOT
WAR CAUSED?
- Mr
Rudge submitted that Mr Pickering’s circumstances did not meet any of the
essential factors of the SoP. He submitted that
the only factor relevant to
this case were factor 6:
(a) experiencing a category 1A stressor before the clinical onset of
posttraumatic stress disorder and
(b) experiencing a category 1B stressor before the clinical onset of
posttraumatic stress disorder.
Mr Rudge contended further that the category 1B stressors all relate to
a veteran observing one of a number of traumatic events
happening to someone
else and therefore do not apply to this case. This contention was not contested
and the Tribunal is satisfied
that factor 6(b) is not applicable in this
case.
- Concerning
factor 6(a) of the SoP, Mr Rudge submitted that the circumstances of a category
1A stressor all constitute serious attacks
on the individual. He cited
Hunter v Repatriation Commission [2010] FCA 145 in which Perram J
observed that the SoP required the claimant to have come, in effect, face to
face with some species of peril. He contended that this was not the
situation with Mr Pickering. Mr Rudge submitted that the helicopter incident
was not in fact
a life-threatening event as the helicopter was American and
posed no threat to Mr Pickering. For the same reason, he submitted
that Mr
Pickering was not threatened with a weapon.
- Mr
Rudge conceded that the piquet incident, at face value, could be considered a
life-threatening event; although there was no evidence
that Mr Pickering
showed signs of intense fear as a result of the incident. Mr Rudge submitted
that at the time Mr Pickering
was a trained and qualified non-commissioned
officer and that he was accompanied by a colleague. He referred to Mr
Pickering’s
evidence that after the incident he and his colleague
continued to walk around the unit lines for the remainder of their shift and
did
not report the shot to anyone. He said that Mr Pickering considered the
threat to be one against him and not a threat to
the unit and therefore did not
require such a report.
- In
her submissions, Ms Serpell said that during the piquet incident,
Mr Pickering believed that his life was under threat and
that he was
terrified at the time. Ms Serpell submitted that in the helicopter incident Mr
Pickering feared that the gunner would
open fire on him. This fear was based on
the stories Mr Pickering had heard that Americans were likely to shoot first and
ask questions
later.
- Ms
Serpell contended that only one event needs to meet the criteria of the SoP for
the Tribunal to find in the applicant’s favour.
THE
TRIBUNAL’S CONSIDERATION
- In
considering the question of whether Mr Pickering’s PTSD was war-caused the
Tribunal looked first at the definition of PTSD
in the SoP. For the purposes
of the SoP, PTSD means a psychiatric condition meeting the following diagnostic
criteria derived from
the fourth edition of the Diagnostic and Statistical
Manual of Mental Disorders (DSM-IV-TR):
(A) The person has been exposed to a traumatic event in which:
(i) the person experienced, witnessed, or was confronted with an event or
events that involved actual or threatened death or serious
injury, or a threat
to the physical integrity of self or others; and
(ii) the person’s response involved intense fear, helplessness, or
horror; and
(B) the traumatic event is persistently re-experienced in one or more of the
following ways:
...and
(C) persistent avoidance of stimuli associated with the trauma and numbing of
general responsiveness (not present before the trauma),
as indicated by three or
more of the following:
...and
(D) persistent symptoms of increased arousal (not present before the trauma),
as indicated by two or more of the following:
... and
(E) duration of the disturbance (indicated by the relevant symptoms set out
in paragraphs (b), (c) and (d)) is more than one month;
and
(F) the disturbance causes clinically significant distress or impairment in
social, occupational or other important areas of
functioning.
- The
Tribunal will consider the claimed events in turn against the provisions of the
SoP.
THE PIQUET INCIDENT
- The
uncontested evidence of Mr Pickering was that he heard a bullet pass between him
and his companion while on piquet in Vietnam.
In his submissions, Mr Rudge
conceded that at face value this would be a life-threatening event. He
went on to raise the question of whether the incident actually occurred but
later withdrew
that issue. The Tribunal considers it self-evident that a bullet
passing between two people on a night patrol is an event that threatens
death or
serious injury to the people involved. The Tribunal is satisfied that, in this
incident, Mr Pickering experienced
an event that threatened death or
serious injury to himself and his companion and that the provisions of paragraph
3(b)(A)(i) of
the SoP have been met.
- Paragraph
3(b)(A)(ii) of the SoP requires Mr Pickering’s response to the incident to
have involved intense fear, helplessness, or horror. Mr Rudge contended
that there is no evidence of Mr Pickering having shown intense fear,
helplessness or horror. He referred the
Tribunal to the decisions of Doussa J
in Hill v Repatriation Commission [2001] FCA 1775; (2001) 66 ALD 293 at 302, Gerzina v
Repatriation Commission [2003] FMCA 490; (2003) 79 ALD 400 at 408 and Gerzina v
Repatriation Commission [2004] FCAFC 96. Together, these cases determine
that the word intense as used in this section of the SoP is applied
adjectively to each of the nouns fear, helplessness and
horror.
- In
his oral evidence of this incident, Mr Pickering described his reaction as
shock and out of a scale of 10 he rated his level of fear
as:
...six or seven ...
[And you say in your statement that you were terrified at the time, but
couldn’t admit it?] ... Yes. ... I knew that I’d
had the shit
frightened out of me
When asked again later about his level of fear he described it as:
...intense fear, mainly because you couldn’t see anything and you
didn’t know if it was a precursor to something that
you should be
concerned about...
[So that was intense for you?] Yes
- In
considering Mr Pickering’s rating of his reaction as six or seven on a
scale of ten, the Tribunal also noted the evidence
of Dr Hassan and Captain
Weiland. Both reported the difficulty Mr Pickering has in expressing his
emotions, particularly in relation
to his operational experiences. Dr Hassan,
in particular, reported on Mr Pickering’s intense shame at his
feelings of
fear. During the hearing the Tribunal noted for itself the
difficulties Mr Pickering has in expressing himself, preferring to downplay
the
intensity of his feelings, which became apparent when he was pressed for further
clarity and becoming quite emotional and visibly
distressed.
- Under
cross-examination, Dr White accepted that Mr Pickering’s evidence of being
very fearful of indeed soiling his pants would involve intense fear.
- After
considering the evidence of Mr Pickering, the medical evidence and its own
observations, the Tribunal is satisfied that Mr Pickering’s
response to
the piquet incident involved intense fear. Accordingly, the Tribunal is
satisfied that the provisions of paragraph 3(b)(A)(ii)
of the SoP are met in
this case.
- Paragraph
3(b)(B) of the SoP calls for the traumatic event to be persistently
re-experienced in one of a number of ways. Mr Pickering
gave evidence of
nightmares after his return from Vietnam. Although he does not remember the
content of the nightmares, he said
that his wife told him that he used to sing
out in the middle of the night, and hit and kick her. Mrs Pickering
corroborated his
account in her own evidence. Mr Pickering also recounted an
occasion when he and his wife were walking along a track at Rainbow
Beach and
the situation revived memories of his first night in Vung Tau, when he walked
through the scrub to the remote radio equipment.
The memories caused Mr
Pickering to stop and go back to the car to lie down before packing up and
driving back to their accommodation.
- In
her psychiatric assessment of Mr Pickering contained in a letter to Dr Gary
Carter, dated 25 September 2007, Dr Mock reports no nightmares or flashbacks
(exhibit R1, page 30).
- In
his oral evidence, Dr White recounted Mr Pickering acknowledging that he was
having a lot of dreams and thoughts about Vietnam
and said that he was happy
to use the word re-experiencing in a very broad sense, but he had no
evidence of its persistence. He commented that Dr Hassan had not documented
how many times a day, for how many seconds or minutes or hours they have the
experience, and how many times a week but agreed that such documentation was
not necessary for someone to fit within a diagnosis of PTSD. Dr White referred
to his written
notes and said that Mr
Pickering:
...frequently ... thought about various events in Vietnam ... walking down
the streets, to having to attend dangerous parades, to
annoyance about decision
making and politics. "I spend a lot of time being angry about it all."
I had already formed the opinion that yes he was having
re-experiencing.
- The
Tribunal acquainted Dr White with Mr Pickering’s evidence of having to go
back to the car, lie still, and then leave the
area (and being distressed for a
week) after a helicopter came over a hill while he and his wife were on a
holiday trip. Dr White
said in response that he “would certainly
wonder about that being a PTSD kind of re-experience.”
- In
her report (exhibit A3) Dr Hassan records Mr Pickering describing flashbacks
where he sees things again like a picture or a TV program and one memory leads
to another. Mr Pickering amplified this particular point in his own
evidence, in which he described his memories as a kaleidoscope of information
that just keeps going round and round. Dr Hassan gave evidence of Mr
Pickering’s more intense and more common traumatic memories and
re-experiencing of the
helicopter and piquet incidents. Dr Hassan also
noted Mr Pickering response to various triggers. She noted in particular Mr
Pickering’s reaction to certain smells. In his evidence of the piquet
incident, Mr Pickering associated the incident with
the smell of the river where
he grew up. His evidence was that there was a swamp near the unit lines he was
patrolling at the time
of the incident. Dr Hassan said in her
evidence:
Your senses can become really - if you are in fear and dissociate at that
time, your senses can become really - really clear, and
so his olfactory senses
may have become really specific...
...an olfactory memory is really one of the most primitive visceral memories,
so for that to be there ... is evidence of trauma and
that’s not something
... that he can make happen to him, it’s absolutely driven by smell ...
not only does he see the
film but he smells the smell of the
place
- In
his submissions, Mr Rudge referred to the report of Dr Mock saying she had found
no evidence of nightmares or flashbacks. He also
referred to the report of
Dr Pomorin in which he says Mr Pickering does not have any
re-experiencing symptoms. Mr Rudge submitted that Dr White spoke of the
non-specificity of Mr Pickering’s dreams, being about a range of
experiences
but not specifically about the incidents drawn to the
Tribunal’s attention. In particular, Mr Rudge referred to
Dr White’s
evidence that:
...most psychiatrists, I am confident, would not diagnose PTSD very easily on
the basis of a shot being fired on piquet duty, unless
... there was ... in
immediate years after, a re-experiencing of that event. Secondly, that the
re-experiencing be really quite
convincingly related to that event either via
nightmares of shots ringing out whilst on picket duty, or flashbacks during the
day,
walking along the street and suddenly hearing a shot ringing
out...
- The
Tribunal notes that there is no direct evidence of persistent re-experiencing of
the piquet incident. Mr Pickering does not remember
the content of his dreams
and describes his flashback episodes as a recurring kaleidoscope of events. The
histories obtained by
the various psychiatrists vary from statements that Mr
Pickering had no flashbacks or re-experiences to an acceptance that he clearly
did have recurring kaleidoscopic traumatic memories. However, the histories
indicate that these memories cover a multitude of aspects
of his time in Vietnam
and are not specific to this incident. There is strong evidence from Mr and
Mrs Pickering of his reaction
to the sound of a helicopter flying overhead,
clearly relating to the helicopter incident. The only evidence specific to the
piquet
incident is from Dr Hassan, namely, that the traumatic memories,
the re-experiencing of those two incidents seems to happen more intensely and
more commonly, the two incidents being the helicopter incident and the
piquet incident. Later, in answer to a question from the Tribunal, Dr Hassan
said:
...as far as I’m concerned the evidence is about having traumatic
memory and so he clearly to me has traumatic memory of those
two incidences
where he has a reliving, re-experiencing...
- The
common evidence of Mr Pickering’s persistent re-experiencing of various
events in Vietnam and the specific evidence of Dr
Hassan is sufficient to
satisfy the Tribunal that in regard to the piquet incident the provisions of
paragraph 3(b)(B) are met.
- Paragraph
3(b)(C) requires a persistent avoidance of the stimuli associated with the
trauma. Mr Pickering gave evidence of no longer
reading war books, nor watching
films or television programs relating to war, and of not attending ANZAC day
celebrations; indeed
making positive efforts to go away in order to avoid coming
into contact with the ceremonies. In her report Dr Hassan records that
Mr
Pickering avoids talking about Vietnam and that he tries to distract himself
with other activities such as genealogical research.
He actively avoids ANZAC
Days and RSLs as they are triggers to his memories. Dr Hassan also records a
diminished interest in things
he used to be interested in and that he feels
detached from others for about 20-30 per cent of his time. He also feels
emotionally
numb much of the time with moderate intensity.
- This
evidence of avoidance was not disputed. Indeed, Mrs Pickering corroborated much
of it. Accordingly, the Tribunal is satisfied
that the provisions of paragraph
3(b)(C) of the SoP are met.
- In
regard to symptoms of increased arousal, not present before the trauma, Mr
Pickering gave evidence of difficulty in staying asleep
with disturbances from
violent dreams. He detailed many instances of irritability and outbursts of
anger. He has been banned from
several shops because of his outbursts. He gave
evidence of shooting the neighbour’s cat because it was annoying him; and
on another occasion shooting the family dog because he thought it was killing
sheep. Mrs Pickering gave evidence of Mr Pickering’s
hypervigilance about
the security of the house. Each night before going to bed Mr Pickering patrols
around the outside of the house,
armed with whatever weapon he can find, to
assure himself that there is no threat. Dr Hassan records a similar history,
including
that of Mr Pickering’s exaggerated startled response, which she
witnessed in her rooms.
- There
is no dispute about this evidence. The Tribunal is satisfied that the
provisions of paragraph 3(b)(D) are met in this case.
- In
regard to the onset of the disturbances, there is considerable evidence,
uncontested, that Mr Pickering’s symptoms of re-experiencing,
avoidance
and arousal started to become evident on his return from Vietnam. That his
symptoms have been evident for more than one
month is not in dispute.
Accordingly, the Tribunal is satisfied that paragraph 3(b)(E) of the SoP is
met.
- In
regard to clinically significant distress or impairment, Mr Pickering’s
evidence was of abusive behaviour towards his superiors
in the Army before he
resigned, and his irritability with his subordinates at the Titles Office. He
could not continue working because
of his outbursts of anger and irritability.
A friend who had also known Mr Pickering before his Army service remarked upon
his change
in behaviour. Similar histories were recorded in the medical reports
and there is no dispute that Mr Pickering’s psychiatric
condition caused
clinically significant distress and impairment in social and occupational
functioning. Accordingly, the Tribunal
is satisfied that the provisions of
paragraph 3(b)(F) are met.
- Therefore,
the Tribunal is satisfied that Mr Pickering’s circumstances meet the
definition of PTSD as provided in the SoP.
The Tribunal has already found that
a bullet passing between the two members on patrol constitutes a
life-threatening event in accordance
with paragraph 9 of the SoP. Accordingly,
the Tribunal has evidence that Mr Pickering experienced a life-threatening event
while
on operational service. The Tribunal has accepted that Mr Pickering
suffers the condition of PTSD. There is evidence connecting
each of the
required provisions of the SoP with Mr Pickering’s war service.
Consequently, in regard to the piquet incident,
the Tribunal is not satisfied
beyond reasonable doubt that Mr Pickering’s PTSD was not war-caused.
- There
is no requirement for the Tribunal to consider other incidents claimed to
contribute to Mr Pickering’s PTSD. The findings
of the piquet incident
alone are sufficient for the Tribunal to reach its conclusions that it is not
satisfied beyond reasonable
doubt that Mr Pickering’s PTSD was not
war-caused. In accordance with the provisions of s 120(1) of the Act, the
Tribunal
is therefore required to determine that Mr Pickering’s PTSD was
war-caused, and it does so.
CONCLUSION
- Mr
Pickering’s claim was for a review of the decision of the VRB that
affirmed an earlier decision that anxiety disorder, depressive
disorder,
erectile dysfunction, ischaemic heart disease and unilateral edema of the left
eye were not war-caused. Subsequent to
that decision, Mr Pickering’s
erectile dysfunction and ischaemic heart disease were accepted as war-caused.
At this hearing,
the Tribunal was advised that Mr Pickering was not pursuing the
claim for his left eye condition. Hence, the only conditions for
review were
the psychiatric conditions of anxiety disorder and depressive disorder.
- After
considering the extensive medical evidence available, the Tribunal has found
that Mr Pickering’s psychiatric conditions
are properly diagnosed as PTSD
and depressive disorder.
- After
considering all of the evidence, the Tribunal has determined that
Mr Pickering’s PTSD is war-caused. This finding
is sufficient for Mr
Pickering’s claim to succeed. The Tribunal does not need to consider
whether his depressive disorder
is also
war-caused.
DECISION
- The
decision under review is set aside and in its place the Tribunal decides that Mr
Pickering’s psychiatric conditions are
properly diagnosed as PTSD and
depressive disorder and that the PTSD is war-caused.
I certify that the one hundred and thirteen [113]
preceding paragraphs are a true copy of the reasons for the decision
herein of:
Brigadier C Ermert (Retd), Member
Dr KJ Breen, AM, Member
Signed: ..................[signed]....................................
Associate Grace Horzitski
Dates of Hearing: 26 and 28 July, and 23 November 2010
Date of Decision: 4 February 2011
Solicitor for the applicant: Williams Winter Solicitors
Counsel for the applicant: Ms C. Serpell
Solicitor for the respondent: Mr K. Rudge, Department of Veterans’
Affairs
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/AATA/2011/58.html