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Ramsdale and Comcare [2011] AATA 40 (31 January 2011)
Last Updated: 1 February 2011
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2011] AATA 40
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2008/1069
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GENERAL ADMINISTRATIVE DIVISION
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Re
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Applicant
Respondent
DECISION
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Tribunal
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The Hon R J Groom AO (Deputy President)
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Date 31 January 2011
Place Hobart
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Decision
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The decision under review is set aside and
the matter remitted to the respondent with the following directions:
(a) The respondent is liable to pay compensation to the applicant in
accordance with the provisions of the Act in respect of an injury,
namely an
aggravation of his pre-existing PTSD, suffered by the applicant on or about 18
October 1993.
(b) The applicant is
incapacitated for work as a result of the said injury and has been so
incapacitated since 14 May 1995.
(c) The amount of compensation payable to the applicant is to be
assessed.
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[Sgd: Hon R J Groom]
Deputy President
CATCHWORDS
COMPENSATION - Vietnam war caused PTSD - later employed as police officer
by Australian Federal Police - whether police service aggravated
his
pre-existing PTSD - whether notice given under section 53 of the 1988 Act - "in
a material degree" - "aggravation" - PTSD aggravated
by police service -
decision under review set aside
Safety, Rehabilitation and Compensation Act 1988, ss 4(1), 4(9), 7(2),
7(4), 14(1), 53
Compensation (Commonwealth Government Employees) Act 1971, 31(2),
53
Treloar v Australian Telecommunications Commission [1990] FCA 511; (1990) 26 FCR
316
Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232
Suters v Australian Postal Corporation (1992) 28 ALD 320
Comcare v Sahu-Khan [2007] FCA 15
Australian Postal Corporation v Bessey[2001] FCA 266
Ogden Industries Pty Ltd v Lucas [1967] HCA 30; (1967) 116 CLR 537
REASONS FOR DECISION
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The Hon R J Groom AO (Deputy President)
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INTRODUCTION
- Mr
Ramsdale rendered war service with the Australian Army in Vietnam. As a result
he suffered PTSD. He was later employed for some
20 years by the Australian
Federal Police ("AFP"). He was involved in many stressful incidents during his
police service. The
question for the Tribunal is whether this employment by the
AFP has caused an aggravation of his pre-existing PTSD and his continuing
incapacity for work.
- By
determination dated 15 March 1995, Comcare denied liability stating that Mr
Ramsdale's claimed condition "was not caused by or
aggravated by his service
with the AFP". An extension of time was granted to the 3 February 2003 for the
applicant to seek a reconsideration
of that determination. It was not until 17
December 2007 that a formal request was made for a reconsideration. Comcare
accepted
that request and proceeded to reconsider the earlier decision.
- On
20 February 2008 an Independent Review Officer completed the reconsideration of
the decision of 15 March 1995. That reconsideration
decision, which is the
reviewable decision now before the Tribunal, affirmed the earlier determination.
- An
application for review of the reconsideration decision dated 5 March 2008 was
received and filed in this Tribunal on 13 March
2008.
BACKGROUND
- Mr
Ramsdale was born on 17 December 1947 and is therefore now 63 years of age.
- He
voluntarily enlisted in the Australian regular army on 7 February 1968 and
served in Vietnam from 11 February 1969 until 17 December
1969. Mr Ramsdale was
discharged from the army on 7 February 1970.
- Mr
Ramsdale saw active service whilst in Vietnam with the 1st Armoured Regiment.
He was a driver/crew commander of armoured personnel
carriers (APC's)
responsible for the re-supply of tanks in the field, escorting damaged tanks and
APC's back to Nui Dat and a range
of other military activities. He personally
carried a semi-automatic pistol and a M16 armalite rifle. He was conscious of
the risk
in the field of ambush or enemy capture and experienced many
potentially life-threatening situations.
- It
is not in dispute in this application that Mr Ramsdale suffers from post
traumatic stress disorder ("PTSD") caused by his military
service in Vietnam and
based on the medical evidence before it the Tribunal so finds.
- Following
his discharge from the army Mr Ramsdale was employed in various positions in
Tasmania including with G J Coles and Co Ltd,
in fruit picking and in the scrap
metal industry.
- Mr
Ramsdale joined the Commonwealth Police on 7 April 1975. The name of the
organisation later changed to the Australian Federal
Police. He ceased
employment with the Australian Federal Police on 15 May 1995. The total period
of his police service was therefore
in excess of 20 years.
- During
his police service Mr Ramsdale served initially as a uniformed officer at the
Hobart Airport (1975-1976). After his service
at the airport he was then
attached to the Hobart plainclothes office (CIB) (1976-1981) and later was with
the Tasmanian Combined
Drug Enforcement (1981-1987). Following an application
by him Mr Ramsdale was then seconded to the National Crime Authority in New
South Wales (1988-1991) and subsequently to the Australian Securities Commission
in Tasmania (1991-1993). He undertook further plainclothes
duties prior to
taking sick leave in October 1993. Mr Ramsdale retired from the AFP on 14 May
1995. When undertaking secondments
to other organisations Mr Ramsdale remained
at all times an employee of the AFP.
- Mr
Ramsdale alleges that stressful occurrences during his police service resulted
in an aggravation of his pre-existing war-caused
PTSD and permanent incapacity.
Several medical witnesses gave evidence and expressed opinions about the
probability of Mr Ramsdale's
police service causing an aggravation of his PTSD.
The Tribunal will proceed to explain the issues which require determination and
will then make findings in relation to those issues including whether the 1971
or 1988 Act applies in this application, whether notice
was properly given in
accordance with section 53 of the relevant Act, about the applicant's
credibility, also the various stressors
alleged to have occurred during Mr
Ramsdale's police service, assess the medical evidence, and will then state its
conclusion and
decision.
- It
is not in dispute in this application that the applicant was, at all relevant
times during his police service, an "employee" within
the meaning of that term
in section 5 of the Act.
LEGISLATION
- Section
14(1) of the 1988 Act provides as follows:
"14(1) Subject to this Part, Comcare is liable to pay compensation in
accordance with this Act in respect of an injury suffered by
an employee if the
injury results in death, incapacity for work, or
impairment."
- The
word "injury" was at the relevant time defined in section 4(1) of the 1988 Act
as follows:
"Injury means:
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, being a
physical or mental injury arising out of, or in the course
of, the employee's
employment; or
(c) an aggravation of a physical or mental injury (other than a disease)
suffered by an employee (whether or not that injury arose
out of, or in the
course of, the employee's employment), being an aggravation that arose out of,
or in the course of, that employment
..."
- In
section 4(1) of the 1988 Act, at the relevant time, "ailment" and "disease" were
defined as follows:
"Ailment means any physical or mental ailment, disorder, defect or morbid
condition (whether of sudden onset or gradual development)"
and
"Disease means:
(a) any ailment suffered by an employee; or
(b) the aggravation of any such ailment;
being an ailment or an aggravation that was contributed to in a material
degree by the employee's employment by the Commonwealth or
a licensed
corporation".
- Section
4(9) of the 1988 Act provides:
"A reference in this Act to an incapacity for work is a reference to an
incapacity suffered by an employee as a result of an injury,
being:
(a) an incapacity to engage in any work; or
(b) an incapacity to engage in work at the same level at which he or she was
engaged by the Commonwealth or a licensed corporation
in that work or any other
work immediately before the injury happened".
- It
is necessary for the Tribunal to be satisfied on the balance of probabilities
that Mr Ramsdale's employment with the AFP contributed
"in a material degree" to
an aggravation of his pre-existing PTSD.
- The
meaning of "material degree" has been considered in a number of cases including
the Full Federal Court decisions in Treloar v Australian Telecommunications
Commission [1990] FCA 511; (1990) 26 FCR 316 and Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232
as well as by Ryan J in Suters v Australian Postal Corporation (1992) 28
ALD 320 and more recently by Finn J in Comcare v Sahu-Khan [2007] FCA
15.
- It
should be noted that the opinions of the Full Federal Court in both Treloar
and Canute were obita although clearly most helpful in gaining an
understanding of the true meaning of the word "material" as it appears in the
Act.
- In
Suters Ryan J said, when pointing out that Treloar was actually
considering legislation in which the word "material" did not appear,
that:
"The case nonetheless contains a valuable exposition of the meaning of that
word to which Courts and Tribunals are entitled to have
regard when considering
legislation containing it"
- Finn
J in Sahu-Khan after considering the earlier decisions suggests that the
meaning of the word "material" as intended by the legislature in probably
more
accurately captured by the following definition in the Shorter Oxford
Dictionary:
"4. In a material degree; substantially,
considerably".
His Honour. however, concluded that statutory construction is not usually
assisted by attempting to substitute one word for another
and said that the best
that "can ultimately be said" is that the definition of "material":
"(i) requires a stronger causal relationship between the employment and the
ailment, etc suffered than that exacted by the 1971 Act;
(ii) "in a material degree" requires an evaluation of all relevant
contributing factors for the purpose of asking whether the employee's
employment
did or did not contribute materially to the suffering of the ailment, etc, in
question ("the threshold evaluation");
(iii) whether this will also be so in a given case will be a matter of fact
and degree".
- The
word "aggravation" in the circumstances of this case means making a pre-existing
disease worse. (See Ogden Industries Pty Ltd v Lucas [1967] HCA 30; (1967) 116 CLR 537
at 593). The cause of the worsening must be the applicant's employment. If
there is a temporary aggravation which ceases to have
any effect after a short
period then there would be no entitlement to ongoing compensation for incapacity
as a result of that aggravation.
There would merely be an entitlement to
compensation during that short period when the aggravation causes temporary
incapacity.
- Gyles
J in Australian Postal Corporation v Bessey [2001] FCA 266 said as
follows:
"6 It has been well settled by a series of decisions starting from Jordan
CJ's judgment in Salisbury v Australian Iron & Steel
Ltd (1943) 44 SR (NSW)
157, including Darling Island Stevedoring & Lighterage Co Ltd v Hankinson [1967] HCA 10; (1967) 117 CLR 19; Asioty v Canberra Abattoir Pty Ltd
[1989] HCA 40; (1989) 167 CLR 533 and Casarotto v Australian Postal
Commission [1989] FCA 116; (1989) 86 ALR 399, that if an underlying condition is aggravated, in
the sense of been made worse, then any incapacity which results is compensable.
On the other hand, if the aggravation is temporary, so that after a time it
ceases to have any effect and leaves the underlying condition
no worse, then
there is no relevant continuing injury causing incapacity.
7 In the present case, there is no relevant dispute that spondylosis is an
ailment, and that when riding a motor bike for mail delivery
the spondylosis
causes the respondent to experience symptoms (principally pain) which make such
work unsuitable so incapacitating
the respondent.
8 This would require compensation for the period when the symptoms were
operative, but would not, without more, constitute continuing
injury. To
constitute continuing injury it would be necessary to go further and find that
the work had adversely affected the underlying
condition in some way which
continued to have an effect. The mere fact that incapacity resulting from the
spondylosis caused pain
whilst working does not mean that the symptoms resulted
from a work related injury (including aggravation) but rather resulted from
the
underlying condition".
THE ISSUES
- The
principal issues to be determined by the Tribunal
are:
(a) Whether:
(i) the applicant's entitlement (if any) arises from the Compensation
(Commonwealth Government Employees) Act 1971 or the Safety,
Rehabilitation and Compensation Act 1988.
(ii) the applicant gave notice as required by section 53 of the 1971 Act
or section 53 of the 1988 Act (whichever is applicable).
(iii) does section 31(2) of the 1971 Act or section 7(2) of the 1988 Act
apply in the circumstances of this application?
(b) Whether the applicant's police service "contributed to in a material
degree" to any "aggravation" of his pre-existing PTSD within
the meaning of
the relevant Act.
(c) Has the applicant suffered an incapacity for work as a result of such an
aggravation?
DOES THE 1971 OR 1988 ACT APPLY?
- Counsel
for each party expressed the view that it was likely that the 1988 Act applies.
The Tribunal agrees with that view.
- Section
7(4) of the 1988 Act makes provision for the date when an employee is taken to
have sustained a disease or an aggravation
of a disease. It is in the following
terms:
"7(4) For the purposes of this Act, an employee shall be taken to have
sustained an injury, being a disease, or an aggravation of
a disease, on the day
when:
(a) the employee first sought medical treatment for the disease, or
aggravation; or
(b) the disease or aggravation resulted in the death of the employee or
first resulted in the incapacity for work, or impairment
of the
employee;
whichever happens first".
- It
is reasonable to infer from the evidence that the alleged aggravation of the
pre-existing PTSD probably first resulted in incapacity
for work on the 18
October 1993 when Mr Ramsdale took sick leave following the incident at the
Anglesea Barracks. It was not until
Mr Ramsdale's admission to the Hobart
Clinic in August 1994 that it became apparent to his treating psychiatrist, Dr
Burges-Watson,
that stressful experiences during his police duties had
contributed to his medical condition. It was at that point that medical
treatment for the alleged aggravation commenced.
- The
Tribunal therefore finds that if the applicant sustained a work caused
aggravation of his PTSD then the date he sustained that
aggravation was the 18
October 1993 which is the date the aggravation first resulted in his incapacity
for work.
- The
commencement of the 1988 Act was the 1 December 1988. It follows that the
relevant Act applicable to Mr Ramsdale's claim is the
Safety, Rehabilitation
and Compensation Act 1988 ("the Act").
DID THE APPLICANT
GIVE PROPER NOTICE UNDER SECTION 53 OF THE 1988 ACT?
- Section
53 of the Act provides as follows:
"(1) This Act does not apply in relation to an injury to an employee unless
notice in writing of the injury is given to the relevant authority:
(a) as soon as practicable after the employee becomes aware of the
injury; or
(b) if the employee dies without having become so aware or before it is
practicable to serve such a notice - as soon as practicable
after the
employee's death".
- The
Tribunal finds that the applicant only became aware that his pre-existing PTSD
may have been aggravated by his employment with
the AFP shortly prior to making
his claim for compensation. It was only at this time that he had sufficient
knowledge to appreciate
in any meaningful sense that his police service had
played a part in the ill health he was then suffering.
- The
Tribunal is therefore satisfied that Mr Ramsdale did give notice to Comcare as
soon as practicable after he became "aware of the
injury". The obligation to
give notice of injury is not an obligation to give notice after the happening of
the injury but to give
notice when the employee becomes aware of the injury.
The Tribunal finds that Mr Ramdale has satisfied the requirements
of section 53 of the Act.
SECTION 7(2) OF THE 1988 ACT
- It
is necessary to briefly mention an issue raised by Mr Grueber in his closing
address. He referred to the possibility that section
31(2) of the 1971 Act may
apply because Dr Sale had given evidence of "... a greater incidence of PTSD
amongst police than in the general population".
It should be pointed out that
Mr Grueber did not press the point and in fact said "I don't really make much of
it". (Transcript
page 493).
- It
has already been determined that the 1971 Act does not apply. The corresponding
provision in the 1988 Act is section 7(2). I refer to the concluding words in
section 7(2):
"... is significantly greater than the incidence of the aggravation of that
disease among persons suffering from it who have engaged
in other employment in
the place where the employee was ordinarily
employed".
- That
provision has no relevance to the circumstances of this application. There is
no evidence before the Tribunal to enable a comparison
of the incidence of PTSD,
or an aggravation of that disease, among employees in the type of employment in
which the applicant was
engaged and others "engaged in other employment in the
place where the applicant was ordinarily employed".
- The
Tribunal finds on the evidence before it that section 7(2) of the 1988 Act has
no application in this case.
CREDIBILITY
- The
Tribunal had the opportunity over three separate days to observe and hear the
applicant's evidence and to note his demeanour and
the manner in which he
responded to questions put to him.
- The
Tribunal has formed the view that Mr Ramsdale is a conscientious person who gave
a frank and honest account of relevant events
consistent with his memory and
perception. His evidence concerning occurrences during his police service and
the health problems
he suffered was generally reliable.
- There
was some inconsistency between Mr Ramsdale's recollection of certain incidents
during his police service in Hobart and the recollection
and understanding of Mr
Floyd Ballard who for a period had been Inspector-in-Charge of the AFP in
Hobart. Those differences in recollection,
in the Tribunal's view, are not of
such significance to adversely influence its assessment of Mr Ramsdale's
credibility.
- It
is noted that Mr McDonald, one of the witnesses called by the respondent,
described Mr Ramsdale as "... honest, reliable, steady,
..." (Paragraph 16 of
Mr McDonald's statement of 16 March 2010).
- The
only real issue of credibility which arose in the course of the hearing
concerned the emphasis placed by Mr Ramsdale on his Vietnam
War experiences and
the effect on his health, up until the time he made his claim for compensation
relating to his employment with
AFP. From that point Mr Ramsdale tended to
place more emphasis on his AFP work experiences.
- Mr
Lenczner for the respondent said this "always raises a little bit of a
credibility issue" but went on to say "that is in no way
a reflection on Mr
Ramsdale, that is just the way the brain works ..." (Transcript page 552).
- Mr
Ramsdale's credibility was not seriously challenged at any point in the course
of the hearing. This is significant as the evidence
of stressful occurrences
during Mr Ramsdale's police service is largely dependent on the reliability of
his own account and recollection.
The respondent did not call evidence
disputing Mr Ramsdale's recollection of the stressful experiences during his
police service.
It is noted in a letter dated 13 March 1995 from Detective
Superintendent E D Webster, who was the office-in-charge of the AFP in
Tasmania,
addressed to Comcare Australia, he indicated that he was really not able to
provide any reliable information about any
particular instances which might be
described as life threatening in which Mr Ramsdale was involved. He did say
there may have been
some occasions, especially involving Family Court matters,
which could give some persons the impression that there was an apprehension
of
violence. He went on to say that it is quite possible that Detective Sergeant
Ramsdale, because of his illness or condition,
perceived threats which were not
obvious to other members. He then apologised for "not being more specific but
the facts you require
are not recorded within AFP records" (See T20 page
80)
FACTUAL EVIDENCE
- As
has been said it is not in dispute that Mr Ramsdale suffers PTSD caused by his
active war service during 10 months in Vietnam.
Again as has been pointed out,
he later served in the AFP, including periods of secondment to other agencies,
for a very lengthy
period of some 20 years.
- The
applicant's case is that stressors which occurred during his police service have
materially contributed to an aggravation of his
pre-existing PTSD and that
material contribution continues and has caused and continues to cause total
incapacity for work.
- The
respondent contends that the applicant has suffered and continues to suffer
Vietnam war-caused PTSD alone and that any illness
or incapacity during his
police service or since have been caused solely by that underlying PTSD. It is
contended on behalf of the
respondent that none of his experiences during his
police service were sufficiently serious to materially contribute to an
aggravation
of his PTSD.
- It
is therefore necessary for the Tribunal to consider the nature of police work
and the specific stressful occurrences which the
applicant alleges occurred
during his police service.
STRESSFUL NATURE OF POLICE
WORK
- Although
the assessment of the actual affect on the applicant's health of his police work
must depend on a proper consideration of
the stressors he actually suffered, a
number of medical witnesses expressed the view that police work can be a
stressful occupation.
- Dr
Moore, a retired but experienced clinical psychiatrist expressed the following
view in his report of 13 April 2005:
"With the benefit of hindsight, it was most unfortunate to say the least that
Mr Ramsdale then in 1975 joined the Commonwealth/Federal
Police. Superficially,
the concept of using skills acquired in combat and military service in the
Police Force is attractive. It
is cheap for the employing organisation, in this
case the Commonwealth/Federal Police as there is a reduction in the amount of
training
required. However, the difficulty in these circumstances is that
combat veterans, a high proportion of whom develop Post Traumatic
Stress
Disorder, have this Post Traumatic Stress Disorder reinforced, reactivated,
aggravated or considerably worsened by active
Police duties. I have seen this
in members of both Victoria Police and also the Commonwealth/Federal Police in
my clinical practice
in Victoria prior to moving to Tasmania in 2001.
...
Police work is dangerous. It may not be as dangerous as armed combat in
military forces. However, worldwide surveys of Police Officers
show a high
incidence of Post Traumatic Stress Disorder arising directly from Police duties
such as those which Mr Ramsdale undertook
in the interval between joining in
1975 and last being operational in 1994 and also arising from internal and
administrative matters.
Most Police Officers who develop Post Traumatic Stress Disorder join the
Police Force without Post Traumatic Stress Disorder or without
having previously
had Post Traumatic Stress Disorder. Mr Ramsdale, by contrast, had active Post
Traumatic Stress disorder arising
out of Vietnam service, and while it was
settling, it was gradually reactivated by the progressive series of stressors
which he had
during his time in the Commonwealth/Federal Police and the
dangerous nature of the duties which he was involved in during that time".
(PT36 at pages 117/118)
- In
his oral evidence Dr Burges Watson, again a retired experienced psychiatrist,
with recognised expertise in PTSD, indicated that
it is not uncommon for police
officers to suffer PTSD when he said he knew "... dozens of policemen" who had
suffered PTSD. (Transcript
page 221).
- When
asked whether police work was suitable work for a person like Mr Ramsdale who
was already suffering PTSD another psychiatrist
Dr Reid
said:
"For me the police work was always going to put him in danger and have the
potential to exacerbate his condition" (Transcript page
406)
Earlier in his evidence Dr Reid had said:
"So somebody with a similar history of PTSD or his exposures in Vietnam, if
you put them in the police force, you know the result
is premature retirement
through an exacerbation of his PTSD. So if he was working elsewhere - say if he
stayed at Sims Metals for
his working life, I would have thought he wouldn't
have retired in his 40's. So it is something to do with his work that has
worsened
his PTSD". (Transcript page 394).
- Dr
Sale, who is also an experienced clinical psychiatrist and who was called by the
respondent and is now principally involved in
forensic and medico-legal work,
acknowledged in his evidence that the incidence of PTSD is greater in serving
police officers than
others in the general population. Speaking of police
officers and other emergency workers he
explained:
"... by the nature of the job, they are going to be exposed to some very
difficult scenes". (Transcript page 474).
- Dr
Sale did say, however, that:
"I believe that many police officers, serving police officers, do have and
continue to work with low grade PTSD symptoms ..." (Transcript page
473)
INCIDENTS DURING APPLICANT'S POLICE SERVICE
- Mr
Ramsdale has detailed numerous incidents during his 20 years of police service
which he said caused him to sense personal danger
and at times to fear for his
life. The incidents are detailed in his handwritten notes (R2), particularly in
Part "B" headed "Drug
Duties" and Part "C" under the heading "Family Law", and
also in his two witness statements of 4 May 2009 and 27 August
2010.
The Tribunal does not intend setting out in these reasons all
of the evidence of such incidents. It will however highlight some evidence
of
the dangerous nature of some of the investigations Mr Ramsdale undertook.
- Throughout
much of his police career Mr Ramsdale was involved in investigating alleged
crimes, undertaken surveillance duties or searching
premises involving people
who had a history of violence or who he believed were capable of violence. In
many of the police operations
in which he was involved Mr Ramsdale would draw
and have at the ready his service firearm. He said at paragraph 21 of his
handwritten
notes entitled "Drug Duties":
"21. I learned early that you just had to expect trouble any time you
knocked on the door of a house. I have had lead and been
involved in dozens
upon dozens of searches from drugs, fraud, Family Law for children and property.
It came my absolute belief that
at each search the following could
happen:
i) That I could get killed gaining entry or during a search;
ii) That a member of the team I was in could get killed; and
iii) That an occupant could get killed".
- Mr
Ramsdale said he had been involved in many Family Law matters when children had
been taken "under threat of male family members".
He said in his handwritten
notes at paragraph 7 under the heading "Family
Law"
"They were always potentially dangerous situations and on approaching any
premises great caution would be taken including checking
the front windows for
curtain movement and keeping away from the front of the door once you rang the
bell. At the same time as
being defensive you had to be ready to react
instinctively and be on guard at all times. It was a situation where you had to
be
prepared to defend your life and at the same time be prepared to talk and
advise the occupant. You had to act calm, be prepared
to assist and advise
while at the same time expect the worse (sic)"
- He
considered Family Law duties always to be potentially dangerous. In his
statement of 27 August 2010 Mr Ramsdale said at paragraph
7:
"I was doing family law matters two or three times a week. I became
convinced that all family law matters were dangerous duty and
that normal placid
people were prepared to do anything when it came to their home, children and
wife. I firmly believe that there
was potential for someone to be killed on any
of these duties".
- In
the same statement Mr Ramsdale said at paragraph
12:
"The times I drew my firearm were wide ranging and varied, however I did not
do it lightly".
- He
provided details in his handwritten notes of a number of incidents which caused
him to feel threatened. An example is the incident
described at page 10 of his
statement of 4 May 2009:
"There were seven Police officer in the search including Tasmania Police
officers. I found a number of large hunting knives in one
bedroom and asked the
occupant to go into the lounge of the house as we were going to conduct a search
of the premises. We were
in the process of trying to get all six of the
occupants into the lounge area to read out the search warrant when fights
started
to break out between two or three of them. Some windows were broken in
the rear porch and a large rock smashed into the wall of
the lounge near me. I
went to check and see how the other occupant was going in getting dressed and
turned to walk towards the lounge.
I turned and looked behind me and saw
through the door one of the occupants with a rifle. I yelled that out and raced
into the
bedroom grabbing the barrel as he was cocking the action. While I was
struggling with man and the rifle Senior Constable ........
came into the room
and helped me disarm him. The rifle was unloaded, but it really upset me. We
continued the search without finding
anything and left after about two hours.
The house was never properly secured as the occupant were shouting and screaming
abuse
all the time and fighting amongst themselves. We left the house with the
rifle but no charges were ever made against the person
with the rifle and I was
never given a satisfactory explanation why".
- In
the same statement of 4 May 2009 Mr Ramsdale
said:
"We mounted surveillance on various suspected drug dealers and gangs in
Hobart and the North of the State. There were a number of
occasions where we
had firearms at the ready in case they were needed. I have also been involved
in investigating a number of targets
where counter surveillance was done and we
were compromised. We frequently found people doing counter surveillance which
made it
harder to follow or target them. On one occasion going into a
plantation in the bush in Southern Tasmania I noticed a green cotton
hanging
from bushes at about knee height. I realised that this was put across tracks
in order to see if anyone had found the crop
or was watching
it".
- He
went on to state in the statement of 4 May 2009 on page
11:
"I undertook many searched under warrants for fraud and drug offences and
mounted many surveillance operations. I gradually found
that it was all wearing
me out. I was becoming more apprehensive going to a property search and was
breaking out in sweats as well
as suffering from chest pains and numbing and
tingling in both arms and my hands".
- Mr
Ramsdale referred to several incidents when he was working with the National
Crime Authority when he believed his life was in danger.
In his statement of 27
August 2010 at page 19 he said as follows:
"After a number of weeks conducting static surveillance of premises I was
paired off with a detective sergeant from New South Wales
to investigate the
....... group. Our directive was to identify all members of .......
organisation, identify all importations of
narcotics he was involved with and
identify and recover any money laundered through his organisation through
proceeds of crimes act
legislation. We had the use of an informant who was
under witness protection. We were involved in debriefing and meeting the
informant
on many occasions both day and night. This was quite dangerous as his
life was in grave danger. He eventually gave evidence while
under 24 hour
protection. While debriefing this man I firmly believe that our lives were in
danger and I never took the same route
home. I always did counter surveillance
prior to going home and I told my wife how to use my .38 calibre Smith &
Weston revolver.
Whenever we met this informant we were armed, and at that time
I was always armed. We met with this informant over a period of
approximately
eight or nine months".
- At
paragraph 23 of that same statement Mr Ramsdale
said:
"While I was with the NCA there was a direct threat to kill police officers
working with the NCA. During my time in the AFP I had
19 years of operational
experience. I dealt with many criminals, suspects and witnesses. There were a
number of times that my life
was at risk while conducting investigations. I
never dodged an issue and confronted many criminals with records of violence. I
conducted surveillance , .... and executed search
warrants"
- In
his handwritten notes Mr Ramsdale speaks of the investigation that he was
involved in immediately prior to taking sick leave from
18 October 1993. He
said at paragraph 57 of Part "E" of his handwritten
notes:
"I found I was failing in these duties. I managed to start three
investigations with the Army Military Police involving theft, and
although I had
successfully executed search warrants on two of them, I was unable to complete
the third. We were changing 24 hour
video tapes at an Army Store which was
recording thefts of produce by two or three Army employees for use in their own
business.
We were changing the tapes late at night so we would not be detected.
At the same time we marked a lot of containers of food with
a black light pen
which shows up under ultra violet light. I found on the Sunday evening I just
could not go any further. I handed
all the equipment to the Military Police
officer to continue with and said I would contact his Sergeant on Wednesday.
On the Saturday and Sunday night, and indeed each of the previous nights we
were changing the tapes at the Store I found my heart
was pounding and chest
aching. I was almost scared and as well my arms and hands were tingling and
there was numbness also. I was
experiencing sweats and panic and thought I was
going to have a heart attack. I went to Dr Jolley and subsequently was given a
certificate
saying I was permanently unfit for
duty".
- In
his statement of 27 August 2010 Mr Ramsdale explained that towards the end of
his police career his health was deteriorating.
He said in his statement
that:
"32. Towards the end of my career I ended up very edgy and uptight and
frequently experienced dizzy spells. I became anxious, sweated
profusely and
experienced panic attacks when something was happening, such as the lead up to
the interviews, searches, giving evidence
in court and surveillance. I found
that I needed to go to the bathroom both before and after many of these
situations and finally
I just could not cope.
33. I continue to experience difficulty sleeping, difficulty concentrating
and difficulty coping with any form of pressure. I become
irritable and
agitated and tearful at times. I find current affairs associated with police
stressful".
- There
are a number of statements from Mr Ramsdale which explain to some extent the
effect on him of the various stressful incidents.
It is also possible to
reasonably infer from his evidence that he believed his life was in danger and
that he was fearful. The
Tribunal is satisfied on the evidence that Mr Ramsdale
did perceive that he was in many life threatening situations during his
extensive
police career.
- In
his witness statement of 4 May 2009 Mr Ramsdale comments as
follows:
"I found that I was becoming increasingly nervous and breaking out in sweats
whenever a confrontation such as executing a search warrant,
dealing with a
family law matter or interviewing witnesses or suspects occurred". (Page 7,
paragraph 5)
And:
"My anxiety levels started to increase markedly with drug searches over the
years and I was gradually finding it harder to cope with
things both at work and
at home". (Page 10)
And:
"The duties that I was doing combined with this issue were causing me a great
deal of distress. I was also experiencing problems
with dizziness and found
that I was walking distances of 200 metres and 300 metres and not being able to
recall having done so or
walking past where I was supposed to be going without
realizing. I also found I was walking to places in the city to do something
and
would forget what it was that I was going to do". (Pages 13 and
14)
- At
page 9 of his statement of 27 August 2010 Mr Ramsdale
said:
"Towards the end of my career I ended up very edgy and uptight and frequently
experiencing dizzy spells. I became anxious, sweated
profusely and experienced
panic attacks when something was happening, such as the lead up to the
interviews, searches, giving evidence
in court and surveillance. I found that I
needed to go to the bathroom both before and after many of these situations and
finally
I just could not cope".
- It
is true that Mr Ramsdale did not explain in great detail the actual impact on
him of the various stressful incidents that he had
experienced during his police
service. This is however consistent with the Tribunal's impression of him as a
man who is naturally
quite reluctant to speak openly about the sense of anxiety
and fear he experienced at the time of the incidents.
EVIDENCE
THAT THE APPLICANT'S WORK AS A POLICE OFFICER CAUSED HARM TO HIS HEALTH
- Mr
Lenczner submitted that prior to Mr Ramsdale's claim for compensation under the
Safety, Rehabilitation and Compensation Act 1988 the evidence pointed to
his Vietnam war service as the sole cause of the applicant's ill health.
- Prior
to 1994 there were very few indications in contemporaneous records that Mr
Ramsdale's police work was causing him stress or
otherwise adversely affecting
his health. According to the recorded information for much of his service with
the AFP up until that
point in time when he took sick leave in 1993 he appeared
to be carrying out his duties without undue strain and in a reasonably
competent
manner. After all, he managed to achieve promotion to Detective Sergeant, and
was appointed on his own application to
the National Crime Authority, an
organisation charged with investigating very serious criminal activity including
organised crime.
- Dr
Burges Watson said it was not uncommon for people to continue to work even
though they are suffering PTSD. He said that revealing
symptoms in the course
of a career can place the person's employment in jeopardy. He said:
"... I know dozens of policemen who have worked well for years with PTSD, and
have kept it well under their belts, or under their
hats or whatever you'd like
to say; because to say that you've got symptoms is the end of your career".
(Transcript page 221)
- Not
all of Mr Ramsdale's medical records are available and those that were tendered
are, as is often the case when notes have been
written by busy medical
practitioners, quite difficult to read. There are just two references in the
notes of Dr Ross, who was then
Mr Ramsdale's general practitioner, to the
applicant experiencing pressure associated with his work.
- There
is a reference in Dr Ross' notes of a 1987 consultation to "chest pains" and
"... a lot of pressure at work ...". This is a
clear indication that he
believed his health may be affected by the pressure he was experiencing at work.
- In
Dr Ross' notes of September 1988 the following statement
appears:
"Going to Sydney 2 years NCA. Feels stress has decreased with impending
change of job".
One can infer from that comment that Mr Ramsdale had been suffering stress at
work for a period of time.
- Mr
Ramsdale had various visits to general practitioners over the years but it was
not until very early in 1992 that his health deteriorated
to the point where he
sought assistance from the Vietnam Veterans' Counselling Service. Dr Burges
Watson in his report of 15 June
1992 said as
follows:
"I gather he first went to see Dr Jolley "in desperation" in January or
February of this year - largely at his wife's insistence and
has since been
seeing Simon Webb at the Vietnam Veterans' Counselling
Service".
The Tribunal considers it to be of significance that Mrs Ramsdale had
insisted that the applicant should seek professional assistance
for his
deteriorating health.
- In
his report of 15 June 1992 Dr Burges Watson said as
follows:
"Since during two years of National Service he served in armoured personnel
carriers in Vietnam from early February '69 to December
'69, there is no doubt
that the primary cause of his PTSD is his war service. Even though he didn't
describe in the time he was
with me any particularly horrific experiences, his
duties generally were sufficient for his life to be under threat for a large
amount
of the time that he was in South Vietnam and there have been no
subsequent experiences - at least that I could discover - to account
for his
current symptoms. Indeed it is difficult to see why the symptoms have become
worse recently but I suspect, like many other
servicemen, that he probably
started to deteriorate after attending the welcome home marches. He attended
both the march in Melbourne
and the march in Sydney, finding the latter far more
emotional".
Dr Burges Watson's opinion then was that Mr Ramsdale was suffering PTSD which
had been caused by his Vietnam War experiences.
- Three
days earlier, on the 12 June 1992, Dr Burges Watson had seen Mr Ramsdale and had
taken notes of the interview. On page 2 of
the handwritten notes it is recorded
"no pressure at work". That response obviously followed an inquiry from Dr
Burges Watson.
- It
is noted that Mr Ramsdale had applied on 27 May 1992 to the Department of
Veterans' Affairs for a disability pension. On 30 June
1992 Mr Ramsdale was
referred to Dr Wilson a psychiatrist in relation to his application for a
disability pension. Dr Wilson confirmed
the diagnosis of PTSD, expressing the
view that it was "delayed type". Dr Wilson described the symptoms and said "...
not associated
with his work as Federal policeman".
- A
turning point in Dr Burges Watson's opinion about the cause of Mr Ramsdale's ill
health appears to be the applicant's admission
to the Hobart Clinic. He was an
in-patient at the Hobart Clinic from 12 August 1994 until 2 September 1994 (he
was also admitted
to the Clinic for a few days later in 1994). Dr Burges Watson
asked Mr Ramsdale when he was at the Hobart Clinic to write out in
detail any
stressors he suffered in Vietnam and also during his police service. Dr Burges
Watson said:
"... there is some therapeutic value in as much, until it's all out in the
open, you don't really know what you're dealing
with".
- After
considering the evidence, including evidence of Mr Ramsdale's nature and
character, the Tribunal is satisfied that Mr Ramsdale
is a person who has tended
not to want to admit to suffering ill-health as a result of either his war
service or his lengthy police
service. Dr Burges Watson said in his oral
evidence:
"... basically the characteristic was that the veterans would deny that they
had any problems". (Transcript page 191)
- It
was only after Mr Ramsdale had written down details of the stressful events
experienced in the police force that Dr Burges Watson
recognised that Mr
Ramsdale's police service had involved many life-threatening experiences. He
expressed the opinion in his report
of 17 October 1994
that:
"Thus, in summary, Mr Ramsdale presents a very typical picture of a Vietnam
veteran with Posttraumatic Stress Disorder with a substantial
component of the
disorder being the result of his experiences in South Vietnam. Initially his
experience in the army and South Vietnam
may well have helped him cope with his
duties in the Police, but in the end both sets of experiences combined to
determine a totally
incapacitating Posttraumatic Stress Disorder which
profoundly affects his social and personal life as well as his ability to work".
(Page 68 of Supplementary T Documents)
- As
previously indicated Mr Ramsdale has detailed many stressful experiences during
his police service. There were instances when
he perceived his life to be under
threat. On some of these occasions it can be said that there was, objectively,
potential danger
to life. There is evidence that he often feared for his life
including in Family Court searches, drug investigations and during
his service
with the National Crime Authority.
- Mr
Ramsdale's health deteriorated very seriously in the early weeks of 1992. It
was largely at his wife's insistence that he sought
medical help and
counselling. This reluctance to seek assistance is indicative of his nature.
There was a reluctance to talk about
Vietnam until it all became too much for
him and he sought assistance. Similarly it was not until he was so ill that he
needed to
be hospitalised in a psychiatric clinic that he opened up and detailed
to Dr Burges Watson in his frank handwritten notes all the
stressors suffered in
his many years of police service which he described as "hazardous police
duties".
- Although
Mr Ramsdale completed his Vietnam service as long ago as 1969 the serious
adverse impact of that service on his health did
not become evident until 1992.
When it became apparent to Mr Ramsdale and to the medical professionals treating
him that he was
suffering PTSD caused by his war service, that particular cause
became the focus. Later when Mr Ramsdale and Dr Burges Watson and
other medical
practitioners became aware of the stressors experienced in his police service
and that they were a causative factor
in his ill health then the focus shifted.
What was said by Mr Ramsdale to his medical practitioners at the time is
obviously a factor
to be taken into account but the central question to be
determined by the Tribunal is did Mr Ramsdale suffer serious stressors,
including
life threatening events, during his police service and have those
stressors contributed in a material way to an aggravation of his
pre-existing
Vietnam war caused PTSD?
- The
Tribunal will now consider the opinions of the various medical practitioners who
have issued reports or have given oral evidence
to the
Tribunal.
THE MEDICAL EVIDENCE
- The
Tribunal concludes on the evidence that Mr Ramsdale did experience many serious
stressors during his employment with the AFP as
detailed in his handwritten
notes under the hearing "Hazardous Police Duties". The Tribunal accepts the
account given by Mr Ramsdale
in those handwritten notes to be honest and
accurate.
- Of
all the medical witnesses who gave evidence at the hearing the Tribunal prefers
the evidence and opinions of Dr Burges Watson.
The evidence shows that he is an
acknowledged expert on PTSD. He was treating Mr Ramsdale for a considerable
period and in the
Tribunal's view has exhibited a very good understanding of Mr
Ramsdale's history including his Vietnam war service and his service
with the
AFP and also of the symptoms of his illness. Importantly, although a treating
psychiatrist, he gave his evidence in an
impartial and objective
manner.
From that point in time when he became aware of the many
stressful and life threatening events experienced by Mr Ramsdale during his
employment with the AFP Dr Burges Watson has held strongly and consistently to
his view that Mr Ramsdale's underlying PTSD caused
by his war service had been
aggravated by his later stressful police duties.
- The
psychiatrist called by the respondent, Dr Sale, is also a most experienced
psychiatrist who was engaged by the respondent to provide
a medico-legal
opinion. Initially preferring a diagnosis of a generic anxiety disorder Dr Sale
was ultimately willing to concur
with the diagnosis of PTSD, which had been
proffered by the other psychiatrists. He said "they include Dr Burges Watson,
an expert
in the field".
- Dr
Sale expressed the opinion that the incidents during Mr Ramsdale's police career
were not sufficiently threatening to cause a permanent
worsening of his
underlying condition. He said in his detailed report of 18 August 2008 (at page
13):
"For someone involved in law enforcement, the experiences described by Mr
Ramsdale are not exceptional".
Dr Sale said at page 14 of that report:
"If it is assumed that Mr Ramsdale emerged from his Vietnam service with some
form of anxiety disorder, perhaps Posttraumatic Stress
Disorder, then this is
likely to influence his capacity to cope with various other events in his life,
both occupational and others.
In short, an individual who is chronically
anxious will be less resilient, less able to regulate affect, concentrate poorly
under
pressure, and perhaps more prone to perceive circumstances as threatening
or overwhelming. This formulation might help explain why
Mr Ramsdale first
started to experience anxiety symptoms when moved from Hobart Airport to
CIB.
The question then arises as to whether police service was stressful to a
degree that aggravated Mr Ramsdale's underlying problems,
or whether it was
perceived as stressful because of those underlying
problems".
He went on to express the following opinion (at page 15):
"Intermittent anxiety problems presenting as symptoms such as chest pain and
dizziness, but his major difficulties appear to have
escalated from around 1991.
Involvement in Vietnam related functions appears to have been a factor in this
escalation. Another important
issue is the effect of longstanding alcohol abuse
and the effect this would have had upon his general health and function.
Therefore,
I believe that the probability is that this late escalation in
difficulties represents the natural progression of a chronic Posttraumatic
Stress Disorder complicated by alcohol abuse".
- Dr
Sale is of the opinion that the various incidents which occurred during Mr
Ramsdale's AFP service, including the secondments, were
not of the quality
necessary to cause a permanent worsening of this condition. On the other hand
three other psychiatrists believe
they were of that quality and in particular Dr
Burges Watson with his in depth understanding of Mr Ramsdale and his recognised
expert
knowledge of PTSD also so believed. The Tribunal accepts Dr Burges
Watson's opinion that Mr Ramsdale's experiences in the AFP were
sufficient to
cause a permanent worsening of his condition.
- Dr
Reid agreed with Dr Burges Watson that Mr Ramsdale had suffered, as a result of
his police duties an aggravation of his war caused
PTSD. Dr Moore went further
and said in his view the police service had caused a new and distinct PTSD. The
Tribunal prefers the
view of Dr Burges Watson that an aggravation has occurred
rather than the new PTSD hypothesis proposed by Dr Moore. Dr Wilson, another
retired but experienced psychiatrist was asked to give his opinion in relation
to an application by Mr Ramsdale for a Department
of Veterans' Affairs
disability pension. The focus of Mr Ramsdale and Dr Wilson was clearly on the
question of the Vietnam War
and whether or not the war had caused Mr Ramsdale to
suffer PTSD. Dr Wilson did not then have available to him any detailed
information
about Mr Ramsdale's police service. He obviously did not have a
copy of the handwritten notes prepared by Mr Ramsdale about his
experiences
during his police service because those notes were not prepared until 1994, some
two years after the interview with Dr
Wilson. Dr Isles provided a useful
history but when it came to a diagnosis of Mr Ramsdale's condition he relied
upon the specialist
knowledge of Dr Burges Watson.
- Dr
Sale agreed that when it comes to an aggravation of PTSD it is not necessary for
the Tribunal to be satisfied that the criteria
applying to the underlying
condition as set out in DSM-IV do exist.
CONCLUSION
- As
explained in paragraph 23 above to establish the existence of a permanent
aggravation it is necessary for the Tribunal to be satisfied
that the
pre-existing condition has been made worse and that the applicant's employment
contributed in a material degree to that
worsening.
- Mr
Lenczner for the respondent argued that Mr Ramsdale's ill health including the
various symptoms he has suffered during and since
his police career were solely
manifestations of his existing war caused PTSD and none of the events that
occurred during his police
service was sufficient to contribute to any
aggravation of his PTSD. Dr Sale was supportive of that viewpoint. But the
overwhelming
preponderance of the medical opinions before the Tribunal supports
the view that the stressful incidents in his police service were
indeed
sufficient to help cause an enduring aggravation of his pre-existing PTSD.
- As
the medical evidence indicates Mr Ramsdale was always going to be in a
vulnerable position if after serving in Vietnam and suffering
PTSD as a result
of his war service he then engaged in a stressful occupation. Mr Ramsdale's
employment in the AFP was certainly
a stressful occupation.
- Dr
Burges Watson said that events during Mr Ramsdale's police service contributed
to his symptoms "in a significant ... materially
significant way". Dr Reid also
said that traumatic events during his time in the police force heightened
symptoms of PTSD.
- The
Tribunal is satisfied that Mr Ramsdale's PTSD symptoms were made worse and
heightened by his police service including recurrent
disturbing dreams,
difficulty in concentrating, irritability, anxiety, poor sleep patterns, panic
attacks, unable to take pressure
and becoming socially withdrawn and
detached.
- Although
other factors may have played some small part in the worsening of his condition,
including the Vietnam veterans' reunions
and marches, the Tribunal is satisfied
that Mr Ramsdale's employment in the AFP played a very significant role in his
PTSD becoming
worse. The contribution to this aggravation caused by his police
service was much more than minimal. The level of contribution
satisfied the
meaning of material degree suggested in Comcare v Sahu-Khan.
- The
Tribunal therefore finds that the applicant's police service did contribute in a
material degree to an aggravation of his pre-existing
PTSD within the meaning of
the Act. That aggravation occurred on or about 18 October 1993.
- The
Tribunal finds on the medical evidence and other material before it that the
applicant has continued, since 14 May 1995, when
he retired from the AFP, to
suffer an "incapacity for work". The respondent is therefore liable under
section 14(1) of the Act to pay compensation to the applicant in accordance with
the provisions of the Act.
DECISION
- The
decision under review is set aside and the matter remitted to the respondent
with the following directions:
(a) The respondent is liable to pay
compensation to the applicant in accordance with the provisions of the Act in
respect of an injury, namely an aggravation of his pre-existing PTSD, suffered
by the applicant on or about 18 October 1993.
(b) The applicant is incapacitated for work as a result of the said
injury and has been so incapacitated since 14 May 1995.
(c) The amount of compensation payable to the applicant is to be
assessed.
COSTS
- This
decision is one to which section 67(9) of the Act applies. Therefore it appears
that the applicant is entitled to costs. I will however hear counsel further as
to costs if an application
is made within 14 days. If no application is made
within that time I will order that the respondent pays the applicant's costs of
these proceedings as agreed or taxed and that order will be incorporated in this
decision.
I certify that the 104 preceding paragraphs are a true copy of the
reasons for the decision herein of The Hon R J Groom (Deputy President)
Signed: R Hunt (Administrative Assistant)
Date/s of Hearing 31/8/10, 1, 2, 22/9/10, 14, 15, 16, 17/12/10
Date of Decision 31 January 2011
Counsel for the Applicant Mr Richard Grueber
Solicitor for the Applicant Ogilvie Jennings
Counsel for the Respondent Mr Joe Lenczner
Solicitor for the Respondent Mr Ray
Ternes, Sparke Helmore
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