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Foster and Telstra Corporation Limited [2010] AATA 89 (8 February 2010)
Last Updated: 9 February 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2010] AATA 89
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2007/5715,
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GENERAL ADMINISTRATIVE DIVISION
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2009/0400
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Re
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Applicant
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And
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TELSTRA CORPORATION LIMITED
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Respondent
DECISION
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Tribunal
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Dr K S Levy RFD, Senior Member Brigadier G.
Maynard, Member
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Date 8 February 2010
Place Brisbane
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Decision
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The decision under review is affirmed.
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.................[Sgd]...................
Senior Member
CATCHWORDS
Administrative Appeals Tribunal Act 1975 (Cth) s26
Safety Rehabilitation and Compensation Act 1988 (Cth) ss 14(1), 5A,
5B, 4, 62, 14(1) and, Pt 2
Comcare v Sahu-Khan [2007] FCA 15; (2007) 156 FCR 536
Lees v Comcare [1999] FCA 753; [1999] 56 ALD 84
March v EMH Stramare Pty Ltd [1991] HCA 12; (1991) 171 CLR 506; 99 ALR 423
Penfold and Military Rehabilitation Compensation Commission [2006]
AATA 90
REASONS FOR DECISION
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Dr K S Levy RFD, Senior Member
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INTRODUCTION
- This
application brought by Russell Foster, is one where compensation is claimed
under the Safety Rehabilitation and Compensation Act 1988 (Cth)
(“the Act”), for injuries which have developed over a number of
years. The claim is based on the injuries
being due to the applicant’s
former employer, Telstra Corporation Limited. The hearing of the matter was
elongated. Further evidence
was taken after an adjournment of ten months.
The applicant was a computer operator and has suffered pain in the hand and the
forearm.
He made an application for compensation on 16 February 2007
for tendonitis of the right wrist. On 20 April 2007 the respondent
accepted
liability for soft tissue injury to the right wrist from 15 February 2007.
The respondent made two further determinations,
firstly in August of that year
and then on 16 October 2007, revoking its 20 April 2007 determination where it
accepted liability
for tendonitis.
- As
a result of the respondent’s decision to close one of its call centres,
the applicant was made redundant on 7 November
2007. The respondent
conducted further review of the matter in a motion dated 22 December 2008 and
subsequently revoked its decision
of 16 October 2007. It determined that it was
not liable to compensate the applicant for tendonitis but was liable with
respect
to a ganglion condition. It further determined that liability should
cease on 25 July 2007 as the applicant did not continue to
suffer the effects of
the ganglion condition from that date.
- Again
the respondents reviewed the matter and on 2 February 2009 it revoked the
decision of 22 December 2008 and determined that the
applicant no longer
suffered the effects of a compensable injury as from 31 December 2007, but that
the respondent was liable for
compensation for ganglion of the right wrist. It
also determined that as a result, the respondent was not liable to pay medical
expenses
(s 16 of the Act) or incapacity payments (s 19 of the Act) as from
31 December 2007.
ISSUES
- The
issues for determination are:
- (1) Is the
respondent entitled to review its decision of its own motion?
In particular, is the decision of 2 February 2009 legally
effective?
- (2) Does the
applicant suffer from tendonitis of the right wrist or a ganglion condition of
the right wrist?
- (3) If the
applicant suffered from either tendonitis or a ganglion condition is that
attributable to his employment with Telstra?
- (4) If the
answer to issue (3) is “yes”, is the applicant entitled to medical
treatment or incapacity payments beyond
31 December
2007?
EVIDENCE
EVIDENCE OF THE APPLICANT
- The
evidence demonstrated that Mr Foster has suffered from a number of medical
conditions. He has a reported history of pain in the
right hand from
January 2005. In addition, he has suffered depression, bursitis, an
upper and lower respiratory tract
infection, joint problems of the knees, and a
genetic problem in one eye. The hearing of the evidence in this matter
commenced
on 20 and 23 February 2009. In cross examination, there was
evidence of a potential somatisation disorder, an anxiety condition
which
manifests itself into a physical condition, suggested co morbidity of
depression and other disorders, and also the potential impact of other private
activities such as gardening on Mr Foster’s
right hand and forearm pain.
After hearing the evidence on the first day, the matter was adjourned for
want of further medical
evidence. That resulted in significant delays and the
hearing of evidence from medical specialists didn’t occur until
10 December 2009.
- The
issues are essentially concerned with determining the origin of
Mr Foster’s pain in his right hand and right forearm
and whether they
can be correctly attributed to his employment in undertaking computer work at
Telstra. His work involved a
high level of activity, searching computer
screens and using a computer mouse with his right hand.
- The
initial onset of pain is reported to have been in January 2005. By the start of
2007, the applicant said that performance improvement
programs within Telstra
were introduced and performance targets required an increased level of output.
He said those targets
had to be achieved if his job was not to be under
threat. Nevertheless, he made a Telstra ‘incident notification’ on
14 February 2007 and was examined by Dr Cameron on 28 March 2007. After
ultrasound testing, no evidence of tenosynovitis was discovered.
In May 2007 he
had an MRI which evidenced some tendonitis and a complex ganglion of the right
wrist. Mr Foster believes that the
use of the computer mouse aggravated the
ganglion condition.
- In
June 2007 Dr Couzens undertook an aspiration of the ganglion.
In July 2007 Telstra then announced that the business
in which Mr
Foster was employed would be closed. On 17 August 2007 a determination was made
that compensation would be denied for
the claim for tendonitis. The applicant
was told to apply for compensation for aggravation of the ganglion and right
wrist tendonitis
following further evidence being provided. On 14 September
2007 Mr Foster underwent further treatment with Dr Couzens and surgery
was
performed to remove the ganglion in his right hand. On 25 September 2007 he
then applied for compensation for aggravation of
the ganglion and right wrist
tendonitis.
- At
the hearing on 20 February 2009, Mr Foster maintained that he still had
tenderness over the scar of the right wrist ganglion and
that his forearm and
wrist ached after simple manual tasks. He had difficulties using a keyboard and
mouse and he also suffered
from a visual impairment (keratoconus). As a result
of his medical conditions and redundancy, he is now employed as a parking
inspector
for the Brisbane City Council. This role involves him chalking tyres
of parked vehicles, which also requires use of his hand and
wrist.
MEDICAL EVIDENCE
- The
applicant first obtained medical advice in March 2007 and saw his general
practitioner Dr Wright. At that time he made no mention
of his right wrist
pain. He again consulted Dr Wright on 18 April 2007 and on that occasion
mentioned pain in the right wrist.
He was provided with medication and referral
to an occupational therapist. Dr Wright recommended an MRI be performed if the
pain
did not settle. The applicant was then advised that Telstra accepted
liability from 20 April 2007 and he was granted sick leave
from 25 April
2007 to 6 June 2007. In this period, he had an MRI. Afterwards Dr Wright
changed his diagnosis to a “complex
right wrist ganglion”. He also
consulted Dr Cameron, a neurologist who initially determined that the condition
was a degenerative
one and unrelated to Mr Foster’s work. In June
2007, Dr Couzens was consulted and was of the view that the ganglion was
not
related to the applicant’s work as it was a degenerative condition (see T
27).
- Dr
Coleman was also consulted and provided an independent report
(see report of 18 May 2009 – Exhibit 10). Dr
Coleman
reported arthritic changes to the base of the thumb and joints of the fingers
and said there was a possible small ganglion
on the ulnar side of the wrist.
Both these conditions were unrelated to his employment but were “age
related and constitutional”.
Dr Coleman also gave evidence at the hearing
on 20 February 2009. He said that the forearm pain was caused by muscles of the
forearm
being used in the repetitive activities of everyday life. He was not
certain that the ganglion would actually cause pain. However, he said
the mouse activity would increase pressure and perhaps cause pain if he had
tendonopathy. However, it is normally accepted that six months after
ceasing the activity that the pain would also cease. Under cross examination
Dr Coleman was questioned as to why Mr Foster’s pain still had not
settled. He said that there was no “tumour”
evident but
that Mr Foster did have a ganglion. In relation to tendonitis, Dr Coleman
said that if that condition was present,
then it would get better as time goes
by although it might take one or two years. He also commented that
use out of work
hours could also aggravate the ganglion. For example, gardening
would be an aggravating factor as would a slip or strain to the
areas of the
hands and forearm. Dr Coleman said the pain could also be affected by anxiety
or stress.
- Dr
Couzens also gave oral evidence at the first hearing on 23 February 2009. He
noted that it was then 17 months since he had performed
surgery on Mr
Foster’s hand and said once the ganglion was excised it might not return
to normal. He noted that removing the
ganglion should theoretically result in
the return to a normal condition although other activities such as raking,
hammering or lifting
could also cause pain. His experience was that generally
speaking, patients do not come back 12 to 18 months after having a ganglion
removed. He said if there is still pain after that period, it would be regarded
as permanent. In relation to tendonitis, Dr Couzens
said there was no evidence
of that in Mr Foster as shown by the MRI. In relation to arthritis, Dr Couzens
opined that it is caused
by the activities of everyday life and not from his
previous employment. His opinion was that when he saw Mr Foster in
mid 2007,
he did not think that any other treatment was required other than
the removal of the ganglion. He did not recommend treatment for
tendonitis at
that time.
- After
an adjournment of 10 months, the hearing continued on
10 December 2009. Both Dr Coleman and Dr Couzens provided further
written reports and again gave oral evidence.
- Dr
Coleman’s view was that based on all of the evidence that he had seen,
Mr Foster had had a ganglion in the right wrist.
He did not support the
possibility of keyboard work being the “cause” of the ganglion, nor
did he think it would be
the cause of arthritis. However, he agreed it could
“aggravate” the ganglion because of the use of a computer mouse.
In
his professional opinion, using a computer mouse might aggravate a ganglion (and
lead to consequential pain) but would not be
the cause of the condition. He
maintained his earlier held view that the applicant’s arthritis of the
thumb is age related
and hereditary and the ganglion condition is
constitutional.
- Dr
Couzens also gave evidence at the resumed hearing on 10 December 2009.
He said there were two conditions- (1) ganglion
on the ulnar side of the wrist;
and (2) pain on the extensor muscle distally (referring to tendonitis). With
respect to the ganglion,
he said this could cause pain as described by
Mr Foster. He could not be certain that the ganglion could be caused by
scrolling
when using a computer mouse but he was clearly of the view that it was
aggravated by the work he did at the time he was employed
at Telstra and more
recently, aggravated by the work he did as a Council parking inspector.
- As
to recovery after surgery, Dr Couzens said it usually takes three months on
average before the affected limb could be “weight
bearing”. He
expected recovery about 14 weeks after surgery but noted that some people could
still have pain after that time.
He was guided by Mr Foster’s responses
to him. He reviewed Mr Foster on four occasions and Mr Foster expressed the
view that
the pain was improving over that period after surgery in September
2007. Dr Couzens also reviewed Mr Foster on 17 October 2007
and 30 November
2007. By the latter date, he noted the range of movement in Mr Foster’s
hand was excellent and he had not
made arrangements to see him again. He
thought he should have recovered by 31 December 2007.
- In
further clarification of the condition and its cause, Dr Couzen said ganglions
can grow back – even in the same location
as a previous ganglion. His
opinion was that as the cause of the ganglion was constitutional he was of the
opinion that another
ganglion must have grown since he had last seen him. He
thought that was the most likely cause given that Dr Coleman’s report
in
April 2008 showed that at that time, the previous ganglion had resolved. He
said that the present pain being experienced would
be due to a new ganglion,
aggravated by whatever activity the applicant was then doing, for example,
marking tyres or other activities
in which he is engaged. He did not think it
could be attributed to work performed for Telstra in
2007.
CONSIDERATION
- In
order to answer the issues to be determined, the evidence must be examined in
light of the governing law. Section 14(1) of the Safety Rehabilitation and
Compensation Act 1988 (Cth) provides that:
(1) Subject to this Part, Comcare is liable to pay compensation in accordance
with this Act in respect of an injury suffered by an
employee if the injury
results in death, incapacity for work, or
impairment.
- Liability
under this section is restricted to any limitations provided by other provisions
in part II of the [1999] FCA 753; Act (Lees v Comcare [1999] 56 ALD 84).
- The
term “injury” is the defined in s 5A of the Act where it is said to
include a “disease”. “Disease” is then defined in
s 5B of the Act to mean:
(a) an ailment suffered by an employee; or
(b) an aggravation of such an ailment;
that was contributed to, to a significant degree, by the employee’s
employment by the Commonwealth or a licensee.
- An
“ailment” is defined in s 4 of the Act to mean “any physical
or mental ailment, disorder, defect or morbid condition (whether of sudden onset
or gradual
development)”.
- The
definition of an injury implies that some activity has initiated the condition
from which the person now suffers. A disease on
the other hand implies that the
condition is due to inherent development or something idiosyncratic or
constitutional which is related
to an individual. It is noted also that the
definition of “disease” requires a contribution to “a
significant degree”.
That term is amplified within the definition
contained in s 5B to mean “a degree that is substantially more than
material”.
- Within
that context, I now turn to the issues for determination.
ISSUE
1: IS THE RESPONDENT ENTITLED TO REVIEW ITS DECISIONS OF OWN MOTION? IN
PARTICULAR, IS THE DECISION OF 2 FEBRUARY 2009 LEGALLY
EFFECTIVE?
- This
question involves a consideration of s 62 of the Act. In the ordinary course of
merits review under s 26 of the Administrative Appeals Tribunal Act 1975
(Cth), an original decision maker may not further review that decision
unless the enactment that authorises the making of the application
expressly
permits the decision to be altered. That exceptional case is provided for by s
62 of the Act which allows for decisions to be reconsidered by Telstra or by its
delegate. Therefore the decision of 2 February 2009
by the respondent is the
legally effective decision under review, the former decisions having been
lawfully revoked (Penfold and Military Rehabilitation Compensation
Commission [2006] AATA 90).
ISSUE 2: DID THE APPLICANT
SUFFER FROM EITHER TENDONITIS OR GANGLION?
- The
evidence shows that the applicant had a ganglion condition which was aspirated
(removal of fluid) in June 2007; and subsequently
in September 2007,
the ganglion was excised by surgery. Dr Couzens performed both of these
procedures. In a question by Dr
Maynard to Dr Couzens during the course of the
hearing, Dr Couzens said that post operative complications occur in 5% of
cases
only. We note also the pain occurred long before the November 2007
redundancy arose.
- We
note the expert medical evidence, that a ganglion is caused by constitutional
factors and in particular, where someone has a breakdown
of collagen and this
forms a cyst like growth in that part of the body. The mere removal by surgery
does not prevent the collagen
deterioration from forming into another ganglion.
The medical evidence of Dr Couzens (Mr Foster’s surgeon) and
Dr Coleman
is consistent in the expectation that the pain should have
settled within about 14 weeks (on average). Dr Couzens said reports from
Mr
Foster by the end of 2007 were that he had progressed well and that he therefore
saw no need for Mr Foster to see him again.
As a complementary remark,
Dr Couzens said that the surgery was done in “a bloodless
field” and therefore he was
confident that there was a complete removal of
the ganglion at the time of surgery in September 2007.
- The
complaint of ongoing pain is therefore, on the balance of probabilities,
explicable by the opinions of Dr Coleman and Dr Couzens
that it is possible for
the ganglion to regrow which would be due to an individual’s
predisposition. Neither of the medical
experts said that there was any logic
from a medical point of view that either pain while working in Telstra, or pain
which appears
to have become worse since December 2007 could be attributable to
the work performed by Mr Foster while he was with Telstra. Working
with Telstra
would have been an aggravation, but not a cause to Mr Foster’s condition.
- We
accept the evidence of both Dr Couzens and Dr Coleman. We find no evidence of
any significance which is in dispute between the
opinions of these doctors.
Consequently, based on the evidence, we find as a fact that there is no
tendonitis condition suffered
by Mr Foster. We also make a finding of fact that
Mr Foster had a ganglion which was removed in 2007. We further find that
on the balance of probabilities, the only explanation based on the medical
evidence is that any pain experienced by the applicant
since 31 December 2007,
the reasonable period following excision of the ganglion, would be that a
further ganglion has grown due
to constitutional factors. In our opinion, the
evidence clearly shows that this must have occurred since Mr Foster has ceased
his
employment with Telstra.
ISSUE 3: IS ANY CONDITION
ATTRIBUTABLE TO MR FOSTER’S EMPLOYMENT AT TELSTRA?
- We
make a finding of fact that the applicant has a “disease” within the
meaning prescribed in the Act. From the findings
in Issue 2 above, there is no
evidence of attribution or causation which relates to the applicant’s
employment with Telstra.
The medical evidence discloses that that employment
could have been an aggravation but the statutory definition requires there to
be
a “material” contribution. A consideration of that issue is
consistent with the provision in s 14(1) of the Act that requires that the
evidence of injury “results in”... “incapacity for
work”. The linkage
required is related to “a
‘commonsense’ evaluation of the causal change, that evaluation
being made in the
light of the statutory formula itself
(March v EMH Stramare Pty Ltd [1991] HCA 12; (1991) 171 CLR 506; 99 ALR
423). It was more recently considered by Finn J in Comcare v Sahu-Khan
[2007] FCA 15; (2007) 156 FCR 536 at 542 where His Honour said that the materiality factor must
be assessed by an “evaluative threshold below which a causal
connection
may be disregarded.” His Honour also said that all of the relevant issues
should also be taken into account.
- The
strength of the medical evidence shows that there is a temporal connection
between the applicant’s employment with Telstra
and an aggravation of his
ganglion. It is clear however that the ganglion had been surgically removed
before his redundancy and
that any resulting pain would have been expected by
the medical experts to have resolved by 31 December 2007. That medical
assessment
was based on positive reports from the applicant himself. Medical
evidence shows that a ganglion is caused by constitutional factors
which are
unrelated to employment factors. We find that the evidence cannot sustain an
argument that the applicant’s condition
was contributed to a significant
degree as required by the statute.
- On
the basis of the authorities and taking account of the applicant’s
evidence and the medical opinions, we find that causation
of the ganglion cannot
be attributable to his employment with the respondent.
ISSUE 4:
IF THE ANSWER TO ISSUE 3 IS “YES”, IS THE APPLICANT ENTITLED TO
MEDICAL TREATMENT OR INCAPACITY PAYMENTS BEYOND
31 DECEMBER 2007?
- As
our answer to Issue 3 is “no”, it is not strictly necessary to
answer this question, or at least in any detail. Based
on the finding in Issue
3 we find there is no justification for any payment for medical treatment or
incapacity as the requirements
of s 14(1) of the Act are not satisfied.
- We
note however that compensation payments up to 31 December 2007 have already been
provided based on the respondent’s decision
on 2 February 2009.
As a result of our findings, there is no liability on behalf of the
Commonwealth. Further, as was
noted by Counsel for the respondent at
the hearing in December 2009, the respondent does not intend to pursue that
matter further.
CONCLUSION
- We
therefore find that the application must fail. The decision under review is
affirmed.
I certify that the 34 preceding paragraphs are a true copy of the
reasons for the decision herein of Dr K S Levy RFD, Senior Member
Signed:
........................[Sgd].............................................
Kate Slack, Research Associate
Date/s of Hearing 20 February and 10 December 2009
Date of Decision 8 February 2010
For the Applicant Brenda Gordon, advocate
Counsel for the Respondent Ms Elenne
Ford
Solicitor for the Respondent Sparke Helmore Lawyers
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