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Scott and Repatriation Commission [2010] AATA 82 (4 February 2010)
Last Updated: 5 February 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2010] AATA 82
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2007/6055
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VETERANS' APPEALS DIVISION
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Re
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Applicant
Respondent
DECISION
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Tribunal
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Dr P McDermott, RFD, Senior Member
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Date 4 February 2010
Place Brisbane
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Decision
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The Tribunal varies the decision under review
and decides that the nasal polyps condition is defence-caused within the meaning
of
s 70 of the Veterans’ Entitlements Act 1986 (Cth),
the date of effect of the decision being 7 November 2005. Otherwise the
decision under review is affirmed. The matter
is remitted to the
respondent for assessment.
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..................[Sgd]..................
Senior Member
CATCHWORDS
VETERANS’ AFFAIRS – benefits and
entitlements – eligible defence service – claim for asthma sinusitis
and
nasal polyps – consideration of Statements of Principles –
decision under review partially set aside to allow claim for
nasal
polyps
Administrative Appeals Tribunal Act 1975 (Cth) s 34J
Veterans’ Entitlements Act 1986 (Cth) ss 68, 70, 120B
REASONS FOR DECISION
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Dr P McDermott, RFD, Senior Member
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INTRODUCTION
- Mr
Bruce Scott (the applicant) claims that the following conditions from which he
suffers: asthma; chronic sinusitis; and nasal polyps
are all related to his
service with the Royal Australian Air Force (RAAF). The Tribunal has to
decide whether those conditions
are related to his defence service. The parties
have consented to this matter being heard on the papers pursuant to s 34J
Administrative Appeals Tribunal Act 1975 (Cth) apart from oral evidence that
was given by Dr F Szallasi.
SERVICE
- From
9 June 1949 until 16 February 1979 the applicant served with the RAAF. His
service from 7 December 1972 until his discharge
on 16 February 1979 amounts to
‘defence service’ under s 68 Veterans’
Entitlements Act 1986 (Cth) (the Act) as the applicant
was engaged in continuous full-time service as a member of the defence force
since 7 December 1972.
MEDICAL EVIDENCE
- I
have considered a number of medical reports which relate to the condition of the
applicant.
- In
a form which was completed on 20 March 2005, the applicant stated that his first
symptoms of asthma occurred some 18 months earlier
although he referred to
coughing symptoms which went back a few years. The applicant’s claim form
which was lodged on 7 March
2005, contained a report confirming the
applicant’s asthmatic condition dated 2 March 2005 from Dr Kirton, his
longstanding
physician. In that report, Dr Kirton states that the applicant
first consulted him about his asthma symptoms in August 2003.
- The
applicant was examined by Dr R Edwards, a thoracic and sleep physician, who
reported on 21 April 2005 that the applicant had no
significant impairment from
a respiratory point of view. Dr Edwards stated that the applicant may have had
asthma but that it is
well controlled by Flixotide. Dr Edwards noted that
during the applicant’s service in the RAAF, he had been a spray painter
and was exposed to two-pack paints but that he was not aware of any symptoms
which suggested occupational asthma.
- On
22 March 2005, Dr Kirton opined that the applicant may have been suffering from
allergic rhinitis since 1990 and since 2000 has
had an impaired drainage of the
sinus due to nasal polyps. On 1 March 2005, Dr. Szallasi reported that the
applicant suffers from
both chronic sinusitis and nasal polyps.
- The
applicant has been examined by Dr Szallasi. Dr Szallasi is the treating
otolaryngologist who has performed several operations
on the applicant including
a limited septoplasty and removal of nasal polyps.
- On
1 March 2005, Dr Szallasi provided his report where he opined that the applicant
suffers from both chronic sinusitis and nasal
polyps. This diagnosis was made
on the basis of the physical examination he conducted and the applicant’s
CT scans. Dr Szallasi
reported that the applicant had first consulted him for
that condition on 7 March 2000.
- In
his report dated 17 September 2007, Dr Szallasi stated that the applicant
“has recently made me aware that he has been exposed
to a great number of
volatile agents through his service in the Defence Forces. I was not aware of
this historically important information
before and certainly in the context of
his diagnosis it would seem quite reasonable on the balance of probabilities to
attribute
his upper respiratory tract pathologies to these agents”.
- Dr
Szallasi also made a report on 22 December 2008. In that report,
he commented upon the fact that no abnormality was detected
in 1979 when
the applicant was discharged. Dr Szallasi remarked:
It would be my understanding that during a routine medical examination the nose
would be inspected internally and some assessment
of nasal patency would be
made. In addition there would be some limited anterior rhinoscopy but most
medical practitioners would
not use a head light or head mirror and would
certainly not have access to endoscopic assessment following decongestion of the
nasal
cavity.
Nasal polyps can be difficult to diagnose particularly when they are small and
may only be present in the middle meatus or spheno
ethmodial recess.
In other words it would have been quite possible for Mr Scott to have some
intranasal pathology which was not detected at a routine
medical examination in
1979.
Secondly the question is regarding the etiology of nasal polyps. I have been
able to locate at least one article which establishing
a statistically
significant difference between a history of chemical and occupational duct
exposure and the occurrence of nasal polyps.
Obviously the etiology of nasal polyps can remain largely obscure although we
clearly know of clinical conditions that are associated
with an increased
incidence of nasal polyposis. It would appear from this article that there is
also some degree of relevance of
occupation or environmental exposure to certain
substances although it is difficult to obtain detailed clinical
information.
DIAGNOSIS
- The
threshold matter to consider is the issue of the diagnosis of the conditions of
the applicant that are material to his claim.
- On
2 March 2005, Dr Kirton reported that the applicant had nasal polyps.
On 22 March 2005, Dr Kirton reported that the
applicant had chronic
sinusitis.
- On
1 March 2005, Dr Szallasi gave his opinion that the applicant suffers of both
chronic sinusitis and nasal polyps. Dr Szallasi
made his diagnosis on the basis
of his examination as well as CT scans.
- I
accept this uncontradicted evidence of Dr Szallasi and find that the applicant
has the conditions of chronic sinusitis and nasal
polyps. I also note that this
opinion accords with that of Dr Kirton.
- I
have also given consideration to whether on the evidence before me I can make a
finding that the applicant has asthma.
- In
his report dated 2 March 2005, Dr Kirton has diagnosed the applicant as having
asthma. He reports that the first consultation
for this condition was in August
2003. However, the applicant was examined by Dr Edwards, a thoracic and sleep
physician, who reported
on 21 April 2005 that the applicant had no significant
impairment from a respiratory point of view. On examination, Dr Edwards
reported that there was no evidence of respiratory distress. Dr Edwards also
conducted a lung function assessment which showed a
mild airway obstruction with
no acute change after an aerosol bronchilator was used. Dr Edwards further
reported that lung volumes
and carbon monoxide gas transfer was normal. Dr
Edwards opined that the applicant “may” have had asthma but that it
is well controlled by Flixotide which has also been effective in relieving the
applicant’s cough.
- On
the evidence before me I cannot be reasonably satisfied that the applicant has
asthma. The usual method of confirming whether
a person has asthma is to have a
positive result from a bronchial provovation test. The material before me does
not include a report
of such a test.
CAUSATION
- The
applicant can succeed if the material before me raises a connection between the
conditions of the applicant if those conditions
arose out of, or can be,
attributable to service; or was contributed to in a material degree by or was
aggravated by service (s 70 of the Act).
- Where
there is a Statement of Principles that “upholds the contention”
that the disease of the applicant is on the balance
of probabilities connected
with his service, then the applicant can succeed as a consequence of s 120B of
the Act. The Statements of Principles that are listed in the
respondent’s statement of facts and contentions are:
Asthma,
Instrument No. 86 of 2001 as amended by Instrument No 37 of 2004;
Chronic Sinusitis, Instrument No 22 of 2003 and
Allergic Rhinitis, Instrument No 4 of 2003.
- In
addition to the Statements of Principles that are listed in the
respondent’s statement of facts and contentions, I have also
consulted the
Statement of Principles for Acute Sinusitis, Instrument No 210 of 1995.
This Statement of Principles was referred to at the hearing where Dr Szallasi
gave evidence.
- There
is no Statement of Principles made in respect of nasal polyps nor has the
Repatriation Medical Authority given any notice under
s 120B of the Act that it
intends to carry out an investigation in respect of this
condition.
CONSIDERATION
- Regardless
of the fact that the applicant, or his representative has not relied upon any
Statements of Principles I have considered
the factors in each Statement of
Principles.
Asthma
- While
I have not been prepared to make a finding that the applicant has asthma, I have
given consideration to the Statement of Principles
for Asthma,
Instrument No. 86 of 2001. If it is assumed that there was the clinical
onset of asthma in August 2003 as indicated, there is no
factor in the Statement
of Principles which would indicate, on the balance of probabilities, that
the condition of asthma is
connected with service. Under, for instance, factor
5(a) of the Statement of Principles there must be, for the first episode of
asthma only, exposure to an occupational antigen within 24 hours before the
clinical onset of asthma. If it assumed that the
clinical onset of asthma
occurred in August 2003, this was well after the service of the applicant had
concluded. There can therefore
be no basis for a claim that the
applicant’s asthmatic condition is connected with his
service.
Nasal Polyps
- Since
this matter was considered by the Veterans’ Review Board there has been a
further report to the respondent dated 17 September
2007 from Dr Szallasi who,
as I have mentioned earlier, has concluded that “it would seem quite
reasonable on the balance of
probabilities to attribute his upper respiratory
tract pathologies to these [volatile] agents”. I accept that the report
of
Dr Szallasi does not identify the volatile agents in question but the
respondent has not asked Dr Szallasi to explain the basis
upon which he
gave his opinion.
- There
is no indication in the service medical records of the applicant having suffered
from nasal polyps at the time of his discharge.
However, this should not bar
the claim of the applicant. I accept the explanation given by Dr Szallasi that
nasal polyps can be
difficult to diagnose particularly when they are small and
may only be present in the middle meatus or spheno ethmodial recess.
- I
should also mention that the parties have consented to this review being
determined without a hearing pursuant to s 34J of the Administrative Appeals
Tribunal Act 1975 (Cth). The respondent has not sought to examine
the veteran and impeach the credibility of the veteran as to his exposure to
chemicals.
When Dr Szallasi gave evidence before me his conclusions were,
quite properly in my view, not challenged in cross-examination
by the
respondent. In these circumstances, I consider that it is
‘fair’[1]
for me to rely upon the report.
- The
claim for the nasal polyps condition should succeed because the uncontradicted
report of Dr Szallasi is evidence that the nasal
polyps condition arose out of,
or was attributable to, the service of the applicant.
Chronic
sinusitis
- The
report of Dr Szallasi of 17 September 2007 attributes the “upper
respiratory tract pathologies” (which expression
could fairly be regarded
as including sinusitis) to volatile agents used during the service of the
applicant. I have considered
the Statement of Principles for Chronic
Sinusitis, Instrument No 22 of 2003 as well as the Statement of Principles
for Acute Sinusitis, Instrument No 210 of 1995. In considering the
application of these Statements of Principles I have had regard to the fact that
the applicant was discharged in 1979.
- The
report of Dr Kirton indicates that the onset of the sinusitis condition was in
2000. This is according to the report of Dr Kirton
who has been treating the
applicant for some time. It is important for me to bear this is mind because
the factors in the Statements
of Principles for Chronic Sinusitis and
Acute Sinusitis are concerned with the clinical onset or clinical
worsening of the sinusitis condition. The clinical onset of the sinusitis
condition occurred some ten years after his discharge in 1979. There can
therefore be no service connection for the sinusitis condition.
- I
should also mention that I have examined factor 5(i) of the Statement of
Principles for Chronic Sinusitis, Instrument No 22 of 2003, which refers
to a person who is suffering from allergic rhinitis at the time of the clinical
onset of
chronic sinusitis. However, this factor is rendered inapplicable as
the clinical onset occurred at a time well after the applicant’s
discharge.
Rhinitis
- Dr
Kirton considers that the onset of this condition was in the 1990s - a time well
after the applicant’s discharge. The Statement
of Principles for
Allergic Rhinitis, Instrument No 4 of 2003 contains factors which
refer to the exposure to allergens within 24 hours of the clinical onset of
allergic
rhinitis. There cannot be any nexus with the defence service of the
applicant and his allergic rhinitis condition.
DECISION
- I
vary the decision under review and decide that the nasal polyps condition is
defence-caused within the meaning of s 70 of the Veterans’
Entitlements Act 1986 (Cth), the date of effect of the decision being
7 November 2005. Otherwise the decision under review is affirmed. The matter
is
remitted to the respondent for assessment.
I certify that the 32 preceding paragraphs are a true copy of the
reasons for the decision herein of Dr P McDermott, RFD, Senior Member
Signed:
..........................[Sgd].............................................
Kate Slack, Research Associate
Hearing on the Papers 10 December 2009
Date of Decision 4 February 2010
[1] See s 2A of the
Administrative Appeals Tribunal Act 1975 (Cth).
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