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Syal and Secretary, Department of Families, Housing, Community Services and Indigenous Affairs [2010] AATA 759 (5 October 2010)
Last Updated: 5 October 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2010] AATA 759
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2009/4707
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GENERAL ADMINISTRATIVE DIVISION
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Re
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Applicant
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And
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Secretary, Department of Families, Housing,
Community Services and Indigenous Affairs
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Respondent
DECISION
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Tribunal
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Dr Amanda Frazer, Member
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Date 5 October 2010
Place Perth
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Decision
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The Tribunal affirms the decision under
review.
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.......sgd A Frazer.........
Member
CATCHWORDS
SOCIAL SECURITY – disability support pension – residential
qualification – whether qualified to receive disability
support pension
– when applicant first had a continuing inability to work – whether
applicant satisfies s 94(1)(e)(i) of the Social Security Act 1991
LEGISLATION
Social Security Act 1991 s.94
CASES
Secretary, Department of Family and Community Services v Michael (2001)
FCA 1811
REASONS FOR DECISION
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5 October 2010
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Dr Amanda Frazer, Member
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- This
is an application by Miss Dhriti Syal for a review of a decision made by the
Social Security Appeals Tribunal (SSAT) on 1 November
2009, which affirmed the
decisions of an Authorised Review Officer (the ARO) on 3 June 2009 and a
Centrelink delegate to the Secretary,
Department of Families, Community Services
and Indigenous Affairs dated 29 July 2008, to reject Miss Syal’s claim for
Disability
Support Pension (DSP).
- At
the hearing Miss Syal (Dhriti or the applicant) was represented by Ms Nicole
Joseph, Sussex Street Community Law Service Inc. Ms
Margaret Conlon represented
the respondent. The Tribunal had before it the documents lodged pursuant to
section 37 of the Administrative Appeals Tribunal Act 1975 (the
T-documents), as well as the Exhibits marked A1 and R1, R2, R3, R4 and R5. The
applicant and the respondent filed Statements
of Facts and Contentions with the
Tribunal. The applicant’s mother, Ms Syal, gave oral evidence to the
Tribunal and Dhriti
did not attend the
hearing.
BACKGROUND
- The
applicant was born in India on 12 July 1992. The applicant and her family moved
to New Zealand in September 1994. The applicant
was diagnosed with ataxia
telangiectasia (AT) in July 2000 in New Zealand when she was 8 years old. AT is
a rare neurodegenerative
genetic disorder. The applicant and her family moved
to Australia as permanent residents on 21 May 2001. Ms Syal (the
applicant’s
mother) lodged a Carer Allowance claim in regard to the
applicant on 12 July 2001 which was granted. The applicant lodged a claim
for
DSP on 14 July 2008 (T4). The claim was rejected by a Centrelink delegate on 29
July 2008 (T9). This decision was affirmed by
an ARO on 3 June 2009 (T23) and
the SSAT on 1 November 2009 (T2).
-
The decisions to reject the application were on the grounds that the applicant
failed to satisfy the requirements of s 94(1)(e)(i)
of the Social Security
Act 1991 (the Act). It is accepted that the applicant has AT, that it
attracts an impairment rating of at least 20 points and that the
applicant has a
continuing inability to work. It is accepted that the applicant has not been an
Australian resident for the required
10 year duration and so the issue to be
determined is whether or not the applicant was an Australian resident when her
continuing
inability to work first occurred.
MS SYAL’S
EVIDENCE
- Ms
Syal, the applicant’s mother, gave the following evidence to the Tribunal
about her daughter, Dhriti.
- Ms
Syal said that Dhriti is now 18 years old and lives at home and is dependent on
her family for care. She has AT and uses a wheelchair
for mobility. Dhriti
suffers from frequent myoclonic jerks and has difficulty eating and swallowing.
Dhitri is now down to about
21 kg in weight. Dhriti suffers from frequent chest
infections because coughing and clearing her chest is difficult. Dhriti is
on
antibiotics and requires some ventilatory assistance at night. Whenever
possible Dhriti attends the local school and is a capable
student academically
however often she is too sick to attend.
- Dhriti
was born in India and was a normal baby however was “weak” and
suffered from many colds and episodes of vomiting
and diarrhoea. Ms Syal said
that she and her husband thought that Dhriti was a little delayed in her
development. At around 18 months
Dhriti could pull herself up to stand and
started to talk around age 2.
- The
family then moved to New Zealand when Dhriti was 2. Initially, Dhriti seemed a
little better with less infections. However,
Ms Syal said that Dhriti was still
weak and her gait was not normal. The Syals took Dhriti to see many doctors and
a specialist
at the Starship Hospital. Initially the doctors reassured them
however over the following few years the doctors stated that Dhriti
had some
delayed development. At that time Dhriti had some physiotherapy support in the
form of exercises. Ms Syal said that although
her writing then was a bit slow
Dhriti has always been a capable student academically.
- Ms
Syal said Dhriti caught the chickenpox in July 2000 and required admission to
hospital as she developed chicken pox pneumonia.
During the admission,
following special testing, Dhriti was diagnosed with AT. Dhriti was very sick
with the chicken pox and Ms
Syal said that Dhriti was weaker after the illness
and did not recover well and that her condition worsened quickly in New Zealand.
Ms Syal said that Dhriti suffered more colds and that rather than recovering she
seemed to be “attacked more”.
- Ms
Syal said that over the few months after the chicken pox she noticed that
Dhriti’s gait was becoming slower and that she
would be swaying all the
time. Dhriti also suffered from an increasing number of sudden falls. Ms Syal
said that because of this
she would supervise Dhriti closely to try and stop her
falling. Ms Syal said that occasionally Dhriti would have some bruising from
her falls. Around this time the teachers at school became increasingly
concerned about Dhriti’s safety because of her falls
and requested that
Dhriti use a wheelchair. However, Dhriti and her family did not like using the
wheelchair and Ms Syal said that
she did not want Dhriti to become dependent on
it. Ms Syal said she would often carry Dhriti on her back to or from school.
- Ms
Syal said that in New Zealand she would often not send Dhriti to school because
she would pick up infections and become sick.
- Ms
Syal said that because of the sudden falls she needed to take Dhriti to the
toilet and supervise her toileting to provide support
in case she fell.
- Ms
Syal said that Dhriti was a slow eater as a child and that she has always been
underweight. Dhriti would eat the same food as
the family as a child but Ms
Syal said she preferred softer food. Dhriti did choke on 2 occasions when she
was eating nuts.
THE RESPONDENT’S CASE
- The
respondent accepts that the applicant suffers from AT and that the applicant has
an impairment rating of at least 20 points and
that she has a continuing
inability to work. (R5 SS Guide 3.6.2.30 Manifest Grants & Continuing
inability to work (DSP))
- The
respondent submits that on 11 August 2000 when Dhriti was 8 years old she was
assessed by a physiotherapist (R1). The physiotherapist
notes that
Dhriti’s gait is “wide-based, uneven and unsteady.” She
occasionally “swayed” into walls.
Dhriti displayed “an
intention tremor with effort, obvious in the hands with fine motor tasks”.
Another problem was
“significant overshoot when quick contraction was
required ie catching a beanbag and this significantly affected functional
ability.”
- The
respondent submits that on 20 February 2001, when Dhriti was 9 years old, she
was assessed by a school teacher (R2). The teacher
states:
“Is able to write – but with great difficulty. Walking and is
able to move around. But, again with great difficulty.
Dhriti is very unstable.
Lacks balance. Body sway. Concerns for Dhriti’s safety. A wheelchair
and walker is required to
ensure safety and increase her
mobility.”
- The
respondent submits that on 8 May 2001, when Dhriti was 9 years old, she was
assessed by a teacher at Northern Hospital School
(R3). The teacher
states:
“Dhriti is ORS funded with High Needs. She has difficulty mobilising
independently ... and safety is an issue.”. “Her
small motor skills
have regressed, and small tasks prove difficult. All output is slow, and Dhriti
tires very easily. Dhriti needs
to be supervised eating to make sure she does
not choke. A suitable wheelchair has been requested for use at school (for
safety).
This will be an imperative before she is able to attend school. She
requires a shower chair for home as well as a toilet modification.”
- The
respondent submits that on 12 July 2001 Ms Syal lodged an application for Carer
Allowance for Dhriti (R4) At this time, the family
had just moved to Perth,
Western Australia, 2 months earlier. Dr Mudhar, the treating doctor, ticks that
Dhriti has a “severe”
condition that requires extra care and
attention for 14 hours or more a week. Dr Mudha ticks that Dhriti “can
drink from a
modified cup when the cup is held by an adult” and that
Dhriti “requires full assistance with toileting.” Ms Syal
also
confirms in the application that Dhriti “drinks from a modified cup when
it is held “ and “requires full assistance
with
toileting”.
CONSIDERATION OF THE ISSUES AND
FINDINGS
- The
issue before the Tribunal is whether the applicant qualifies for DSP. In
reaching the correct and preferable decision the Tribunal
has taken into account
the evidence, submissions, case law and relevant legislation. Section 94 of the
Social Security Act 1991 (the Act) provides as
follows;
“94(1) A person is qualified for disability support pension if:
(a) the person has a physical, intellectual or psychiatric impairment; and
(b) the person's impairment is of 20 points or more under the Impairment
Tables; and
(c) one of the following applies:
(i) the person has a continuing inability to work;
(ii) the Health Secretary has informed the Secretary that the person is
participating in the supported wage system administered by
the Health
Department, stating the period for which the person is to participate in the
system; and
(d) the person has turned 16; and
(e) the person either:
(i) is an Australian resident at the time when the person first satisfies
paragraph (c); or
(ii) has 10 years qualifying Australian residence, or has a qualifying
residence exemption for a disability support pension; or
(iii) is born outside Australia and, at the time when the person first
satisfies paragraph (c) the person:
(A) is not an Australian resident; and
(B) is a dependent child of an Australian resident;
and the person becomes an Australian resident while a dependent child of an
Australian resident.
94(2) A person has a continuing inability to work because of an impairment if
the Secretary is satisfied that:
(a) the impairment is of itself sufficient to prevent the person from doing
any work within the next 2 years; and
(b) either:
(i) the impairment is of itself sufficient to prevent the person from
undertaking educational or vocational training or on-the-job
training during the
next 2 years; or
(ii) if the impairment does not prevent the person from undertaking
educational or vocational training or on-the-job training—such
training is
unlikely (because of the impairment) to enable the person to do any work within
the next 2 years.
94(3) In deciding whether or not a person has a continuing inability to work
because of an impairment, the Secretary is not to have
regard to:
(a) the availability to the person of educational or vocational training or
on-the-job training; or
(b) if subsection (4) does not apply to the person—the
availability to the person of work in the person's locally accessible
labour
market.
94(4) For the purposes of subparagraph (2)(b)(ii), if a person has
turned 55, the Secretary may, in considering whether educational
or vocational
training is likely to enable the person to do work, have regard to the likely
availability to the person of work in
the person's locally accessible labour
market.
94(5) In this section:
educational or vocational training does not include a program designed
specifically for people with physical, intellectual or psychiatric
impairments.
on-the-job training does not include a program designed specifically for
people with physical, intellectual or psychiatric impairments.
work means work:
(a) that is for at least 30 hours per week at award wages or above; and
(b) that exists in Australia, even if not within the person's locally
accessible labour market.”
- It
is not in dispute that the applicant satisfies subsections 94(1)(a)(b)(c) and
(d) of the Act. In addition a person must satisfy
either s 94(1)(e)(i),(ii) or
(iii) of the Act. It is not in dispute that the applicant does not satisfy s
94(1)(e)(ii) or (iii)
of the Act. Therefore, the sole issue to be determined is
whether the applicant satisfies s 94(1)(e)(i). The leading authority
is
Secretary, Department of Family and Community Services v Michael (2001)
FCA 1811. In that case a claim for DSP had been lodged by a person who had,
prior to his arrival in Australia and becoming a permanent resident,
been
diagnosed with autism, significant intellectual impairment, epilepsy and
nocturnal enuresis. The conditions, it was submitted,
that resulted in his
impairment and his continuing inability to work, had therefore for the purposes
of s 94(1)(c) of the Act arisen
when the diagnosis was made, that is, before he
was an Australian resident. Therefore he could not satisfy s 94(1)(e)(i) of the
Act
and his claim for DSP was rejected. This decision was set aside by the
Administrative Appeals Tribunal (Michael and Secretary, Department of Family
and Community Services [2001] AATA 560). On appeal to the Federal Court they
summarised the submissions put as follows at paragraph
23:
“As we understand it the applicant’s submission is that one
simply looks to see whether or not the relevant claimant has,
at some time prior
to becoming an Australian resident, satisfied subs (c) in the sense that he or
she has been so impaired as to
be unable to work for two years, presumably from
the time at which the impairment was diagnosed or perhaps, first arose. The
respondent’s
submission, on the other hand , is that as the respondent
would not have worked, or perhaps could not legally have worked, until
his
sixteenth birthday, he has no continuing inability to work until that event, by
which time he was an Australian
resident.”
- In
their reasons for judgement Kiefel and Dowsett JJ found no support for the
respondent’s position. In regard to the applicant’s
submission it
pointed to the need to recognize the importance of the two year period as an
element of a ‘continuing inability
to work’. In allowing an appeal
against that decision they said at paragraph
27:
“We favour the construction of subpar 94(1)(e)(i) which requires the
decision maker to determine when the actual impairment
identified for the
purposes of pars 94(1)(a),(b) and (c) was first such as to prevent the claimant
from doing any work within the
two year period identified for the purposes of
par 94(1)(c). It is true that such an exercise will sometimes be difficult to
perform.....However
in most cases, the decision maker will have only to
determine whether or not the impairment as it is at the relevant time was
present
at the time at which the claimant became an Australian
resident..”
- Dhriti
suffers from the rare progressive neurodegenerative genetic disorder, Ataxia
Telangiectasia. It is accepted that individuals
with AT may show various
clinical signs of varying severity and that the prognosis also varies among
affected individuals. One of
the hall marks of the disorder is ataxia or poor
balance. Many individuals with AT also have problems with immunity and suffer
repeated
respiratory tract infections.
- Dhriti’s
AT was first diagnosed in New Zealand when she was 8 years old. Ms Syal gave
evidence that her daughter may have demonstrated
some developmental delay prior
to this time commencing in early infancy. The Tribunal notes that this may be
clinically consistent
with AT however there is no medical evidence to confirm
this in Dhriti’s case. The Tribunal accepts Ms Syal’s evidence
that
her daughter’s clinical impairments due to her AT and her level of
function worsened quickly after she contracted chicken
pox pneumonia at the age
of 8.
- In
particular, the Tribunal accepts that soon after the chicken pox Dhriti became
significantly affected by her worsening balance
to the extent that her mother
had concerns for her safety due to her sudden falls from her swaying and
unsteady gait. At this time,
Dhriti required supervision and assistance with
toileting due to her balance problems. When Dhriti was 9 years old the school
insisted
she use a wheelchair for her own safety and also to aid her mobility.
The school had concerns about her safety with eating and also
noted she required
toileting assistance. Following the chicken pox pneumonia Ms Syal also stated
that Dhriti was much weaker and
predisposed to catching colds. Ms Syal gave
evidence that she would keep Dhriti home from school so that she would not catch
infections.
- The
Tribunal also notes that the claim for Carer Allowance was completed only 2
months after Dhriti became an Australian resident.
In the claim both the
treating doctor and Ms Syal note that Dhriti has a severe condition and requires
extra assistance and supervision
in drinking and toileting.
- In
accordance with Michael (supra) the Tribunal must identify for the
purposes of s. 94 (1)(a)(b)&(c) of the Act when the actual impairments that
resulted
in the applicant’s continuing inability to work arose and more
specifically whether it was present at the time at which the
applicant became
an Australian resident. Therefore, whilst AT is a genetic disorder and the
genetic abnormality is present at birth,
it is relevant to determine with
respect to the applicant when the actual impairments associated with the genetic
disorder become
apparent. The effects these impairments have on the level of
functioning of the applicant and therefore her ability to work must
be assessed.
In the applicant’s case, it is the balance impairments associated with AT
which most significantly contribute
to her continuing inability to work. The
Tribunal considers that when the applicant was around 9 years old in New Zealand
her balance
impairments were severe enough to cause her to have a continuing
inability to work because she required constant supervising for
her own safety
with respect to toileting and eating. Therefore, the balance impairment which
caused the applicant’s inability
to work was present before the applicant
became an Australian resident. The applicant therefore does not satisfy s
94(1)(e)(i) of
the Act.
- Accordingly
pursuant to s 43 of the Administrative Appeals Tribunal Act 1975,
the Tribunal affirms the decision under review.
I certify that the
27 preceding paragraphs are a true copy of the reasons for the decision herein
of Dr A Frazer, Member
Signed: ...........................E Jordan.............................
Associate
Date of Hearing 15 September 2010
Date of Decision 5 October 2010
Counsel for the Applicant Ms Nicole Joseph
Counsel for the Respondent Ms Margaret
Conlon
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