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Slattery and Comcare [2010] AATA 56 (28 January 2010)
Last Updated: 28 January 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2010] AATA 56
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2009/1204
|
GENERAL ADMINISTRATIVE DIVISION
|
|
|
Re
|
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Applicant
Respondent
DECISION
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Tribunal
|
Professor RM Creyke, Senior Member Dr M Miller,
Member Mr M Hyman, Member
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Date 28 January 2010
Place Canberra
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Decision
|
The Tribunal orders the matter be remitted to
the Respondent for reassessment using the fifth edition of the American Medical
Association
Guide.
|
.......................[sgd]....................
Professor RM Creyke,
Senior Member
Dr M Miller, Member
Mr M Hyman,
Member
CATCHWORDS
COMPENSATION – Degree of impairment to elbow injury – whether
loss of grip strength is an impairment assessable under
Respondent’s
approved guide – whether it can be assessed in accordance with the
American Medical Association’s
guide – which edition of the AMA
guide – matter remitted to Respondent
Administrative Appeals Tribunal Act
1975 (Cth), s 34E(3)(b)
Safety, Rehabilitation and Compensation Act 1988 (Cth), ss 28(4)
Pavic and Comcare (1996) 45 ALD 409
Whittaker v Comcare [1998] FCA 1099; (1998) 86 FCR 532
Re Peters and Australian Postal Corporation [1994] AAT No
9680 (Unreported, 23 August 1994)
Re Edwards and Comcare [2001] AATA 522; (2001) 64 ALD 495.
Comcare v Ticsay [1992] FCA 468; (1992) 38 FCR 181
Public Transport Commission (NSW) v J Murray-More (NSW) Pty Ltd
[1975] HCA 28; (1975) 132 CLR 336
Canute v Comcare [2006] HCA 47; (2006) 226 CLR 535
Coulter and Comcare (2005) ALD 315
28 January 2010 REASONS FOR DECISION
|
Professor RM Creyke, Senior Member Dr M Miller,
Member Mr M Hyman, Member
|
|
BACKGROUND
|
|
- Mr
Slattery is employed by the Australian Federal Police (AFP) as a trainer with
the AFP Operational Response Group. He is currently
40 years of age. He trains
AFP personnel before they leave on overseas deployment. The work involves
camping, weapons training, counter-insurgency
tactics such as personal combat
techniques, high risk searches, and physically demanding activities such as
navigation, diving, drop-offs
and pick-ups by helicopter, and driving on
difficult terrain. Fitness is important to him.
- On
19 December 2006 he was injured at work while riding a quad motorcycle which
turned sideways in loose gravel when he was negotiating
a corner and rolled
over. Mr Slattery landed heavily on his left elbow and fractured his left arm.
The injury involved 50 per cent
of the bone in the radial head of his left arm
and Mr Slattery underwent an operation on 31 December 2006.
- Comcare
accepted liability for the injury on 31 January 2007, with a date of injury of
19 December 2006. Mr Slattery returned to work
on restricted duties on 22
January 2007. Continuing pain led to a further operation on 11 October 2007 to
remove the screws in the
left radial head. Mr Slattery was certified fit for
work from 14 November 2007. He claimed permanent impairment on 1 June 2008.
- That
claim was rejected by Comcare on 18 November 2008, a claim upheld on review by
Comcare on 17 March 2009. Mr Slattery sought further
review by the Tribunal on
23 March 2009.
- On
9 November 2009 the parties submitted for neutral evaluation the following
question:
Whether the Applicant’s claimed impairment, comprising a loss of grip
strength, is of a kind that can be assessed in accordance
with the second
edition of the Guide to the Assessment of the Degree of Permanent
Impairment?
A neutral evaluation was provided by
the Tribunal on 13 November 2009.
- At
the substantive hearing on 2 December 2009, counsel for Comcare sought to tender
the neutral evaluation, there having been no formal
notification in advance of
the hearing that the applicant objected to its
tender.[1] In the result
counsel for Comcare withdrew the request to tender the document and the decision
was made without knowledge of the
findings in the neutral evaluation
report.
MEDICAL EVIDENCE
- Following
the second operation on Mr Slattery’s arm on 11 October 2007, Dr Aubin,
the orthopaedic surgeon for Mr Slattery, reported
on 23 November 2007 that the
wound was healing well but with some swelling and stiffness of the elbow
especially on supination, that
is, when the arm is turned so the palm of the
hand faces upwards. Dr Aubin said Mr Slattery had regained a range of motion in
his
left elbow with a slight lack of full extension. His ‘pronation
[turning the arm so the palm of the hand faces downwards] and
supination are
90o’. He noted that Mr Slattery was suffering an
overall decreased level of pain but some aching continued.
- In
a report of 5 November 2008, on behalf of Comcare, Dr William Coyle, consultant
orthopaedic surgeon, assessed Mr Slattery as having
4 per cent whole person
permanent impairment under Tables 9.10a and 9.10b of the Guide to the
Assessment of the Degree of Permanent Impairment (2005)
(2nd ed.) (‘Approved Guide’) with the date
of permanency being the date of the original injury. The 4 per cent consisted
of:
- 1% loss of elbow
extension;
- 1% loss of elbow
flexion;
- 1% loss of
forearm rotation; and
- 1% loss of elbow
supination.
- Dr
Coyle listed Mr Slattery’s symptoms as sharp pain in the posterolateral
aspect of his elbow on movement or attempted use,
pain resulting from all elbow
use, but not at rest, and post traumatic osteoarthritis of the left elbow as a
result of the injury.
- In
a supplementary report of 18 August 2009, Dr Coyle assessed Mr Slattery as
having suffered a zero per cent whole person impairment
under Table 9.14 of
the Approved Guide. Dr Coyle considered he had not suffered a loss of
digital dexterity, the function addressed under ‘upper extremity
function’ in Table 9.14. Dr Coyle also considered that Mr Slattery could
lift up to 30 kg with his left hand, although possibly
not repetitively. He
considered he had not suffered a loss of grip strength as a result of his
compensable injury. Dr Coyle assessed
a 4 per cent impairment under the Tables
9.10a and 9.10b of the Approved Guide.
- Dr
Graham Griffith, a consultant surgeon, who has specialist qualifications in
chronic musculo-skeletal and medico-legal matters,
provided a report dated 25
September 2007. The report assessed Mr Slattery, using the AMA Guides
(5th ed.) Tables 16-34 to 16-37, as suffering 12 per
cent whole person impairment. His report listed current symptoms as discomfort
in
the left elbow joint, worse with cold; stiffness; loss of pronation and
flexion; marked crepitus (a grating sound); and pain with
jarring, driving a car
and pushing. He diagnosed arthralgia; persistent flexion contracture left elbow
(20 degrees); limited pronation
and supination of the left elbow; and effective
loss of half left side grip strength. To prevent further post traumatic
osteoarthritis
to the elbow, he recommended steroid treatment and an arthroscopy
with possible insertion of a prosthesis.
- In
a supplementary report of 29 June 2009, Dr Griffith assessed Mr Slattery as
having suffered 3 per cent whole person impairment
under the Approved Guide
Table 9.10a in relation to left elbow motion. In relation to upper extremity
function, as measured by Table
9.14, his WPI was 5 per cent. His report said the
impairment had become permanent 12 months after his last surgery on 31 December
2006.
- Dr
Griffith also provided an assessment using Tables 16-34 and 16-37 of the AMA
Guide (5th ed.), which measure range of motion of the
left elbow. Using these tables, Dr Griffith found Mr Slattery had a 3 per cent
permanent
whole person impairment. However, he referred to an alternative
measurement which was derived from diminished grip strength, in accordance
with
the methodology on p 509 (‘Limited Grip – Normal Grip/Normal Grip =
Strength Loss Index’) and gave an assessment
of 50.5 per cent. If that
figure was inserted in Table 16-34 of the AMA Guide
(5th ed.) it would give a 20 per cent impairment of the
upper extremity, or alternatively (Table 16-3, p 439) a whole person impairment
of 12 per cent. Dr Griffith tested Mr Slattery’s grip strength using a
dynamometer and found the average figure was 30.5 kg
on the left side compared
with 61.5 kg on the right side.
- Dr
Griffith said that Mr Slattery’s loss of grip strength can not be assessed
under Table 9.14 of the Approved Guide and suggested
that reference could be
made to the AMA Guide (5th ed.) for an
alternative measurement of Mr Slattery’s grip strength, but acknowledged
that it was not open to him to resort
to the AMA Guide simply as a means of
obtaining a preferable assessment if the employee’s impairment is capable
of being assessed
under the Approved Guide.
- At
the hearing, Dr Griffith said Mr Slattery's impairment was significant but this
was not reflected in the Approved Guide. He agreed
that Mr Slattery is a
particularly fit person and his work is very physical. His impairment therefore
affects him more than, for
example, an office worker. In particular, his loss of
grip strength is debilitating. The results were consistent with a grossly
degenerative
radioulnar condition which is likely to get worse. In his view, if
Mr Slattery had been embellishing his disability, there would
have been a lack
of consistency on the dynamometer results but this was absent. The results
showed his loss of grip strength is genuine.
- Mr
Slattery's grip strength for the right arm was approximately 12 kg greater than
average, while on his left side it was 18-20 kg
lower than normal. The crepitus
of his left arm was consistent with a loss of grip strength in the radial head.
The radial head is
grossly degenerative. In effect he has lost about half his
grip strength in the left arm.
- In
Dr Griffith’s opinion grip strength cannot be assessed under Table 9.14
Upper Extremity Function on p 109 of the Approved
Guide. There is no specific
reference to grip strength and the Table has entirely neglected that element of
upper extremity function.
This might be because grip strength is not often used
as a measure of impairment. He affirmed that the Approved Guide is selective
and
this is one of the areas which have been omitted. However, the AMA Guide Table
16-34 and the accompanying text on pp 498-507
does separate out grip strength
and the formula on p 509 can be used to assess impairment. He had used Mr
Slattery's right hand
for 'normal strength' even while acknowledging that his
strength was not the average person's grip strength. He acknowledged that
the
assessment of grip strength in his most recent report was different from that
shown in his 2007 report, but said this was due
to his new dynamometer which
provides more accurate measurement. He believed the correct figures were those
shown on p 3 of his 29
June 2009 report.
- By
contrast, Dr Griffth said the 5 per cent figure he assessed under the Approved
Guide was because Mr Slattery has normal digital
dexterity and has no
limitations in use of his extremities for personal care, Mr Slattery could lift
30 kg; lace his shoes easily;
join paper-clips without difficulty and write 2 A4
pages or more at a time. In his view, however, it is counter-intuitive to
produce
a result under the Approved Guide which clearly does not reflect the
person's level of impairment. He said if Table 9.14 under the
Approved Guide is
used, it produces a result which is irrational, inappropriate and ‘a
nonsense’. The injury to Mr Slattery's
elbow clearly causes him pain.
There is no muscle loss but the pain, often without conscious intervention,
inhibits his muscular
activity and leads to functional loss. Dr Griffith
conceded that, if Mr Slattery was on constant painkillers, he would have higher
grip strength, but said this was unrealistic and would not be good for Mr
Slattery in the long term.
- Dr
Griffith also said he knew there was a sixth edition of the AMA Guide but in his
opinion no-one uses it. He does not have a copy
and he does not know whether it
has a separate table for grip strength. He also said it was possible to assess
Mr Slattery's condition
under Tables 9.10a and 9.10b of the Approved Guide but
these are objective measurements assessing motor strength or ability, not
grip
strength. Hence in his opinion they were not applicable.
ISSUES
- The
issues as identified by the parties are:
- Is the degree of
impairment of Mr Slattery due to his elbow injury a whole person impairment
(WPI) which is 10 per cent or greater?
- Is Mr
Slattery’s claimed loss of grip strength an impairment of a kind that can
be assessed in accordance with the provisions
of the Approved Guide
(2nd ed.)?
- If not, is the
impairment of a kind that can be assessed in accordance with the AMA Guide
(5th ed./6th ed.)?
- If yes, what is
the degree of permanent impairment?
- Is Mr Slattery
entitled to compensation under sections 24 and 27 of the Safety,
Rehabilitation and Compensation Act 1988 (‘the Act’) and,
if so, to how much compensation is he entitled?
- Should the
reviewable decision dated 17 March 2009 be affirmed?
- Mr
Slattery claims to be entitled to compensation under sections 24 and 27 of the
Act. He says his entitlement arises because he suffers
at least 12 per cent
whole person impairment in respect of his accepted condition under the AMA Guide
(5th ed.). His permanent impairment accordingly exceeds
the 10 per cent threshold.
- Comcare
denies this contention on the basis that an assessment can be made under the
Approved Guide and as a consequence there is
no need to rely on the AMA Guide. A
subsidiary issue which arose during the hearing was, if the AMA Guide was relied
on, was it the
fifth or the sixth edition of that Guide?
MR
SLATTERY'S EVIDENCE
- Mr
Slattery owns and manages a 75 acre alpaca farm on which he runs 45 alpacas in
his spare time. Despite his accident, he has retained
his position as a trainer
with the AFP Operational Response Group. Since the second operation in October
2007, Mr Slattery says his
elbow condition has stabilised but he is restricted
to some extent in his ability to perform his trainer role. He believes as a
trainer
he should personally be able to demonstrate the operational response
techniques he is teaching. Following the injury to his elbow
he can no longer do
so.
- Mr
Slattery continues to undertake many of his former physical activities but needs
assistance, particularly with lifting boxes of
ammunition, roping, climbing
ladders, hand-cuffing techniques and certain group activities such as wrestling
on the ground. He cannot
get handcuffs from his pocket with his right arm while
holding the person to be handcuffed on the ground. He has difficulty doing
endurance marching, long-distance swimming, and hanging on to a dry bag while
‘fin swimming’ to the shore. He can no
longer do fine motor
manipulations with his left hand. In particular, he has lost about half his grip
strength in his left arm. He
can not carry a heavy (40 kg) pack or do helicopter
work involving ascending and descending rope ladders since his arm would give
out half way. Nor can he do ‘fast roping’, that is, holding on to a
rope to get down from a helicopter, at sea, or for
other sheer descents.
- He
says his colleagues in his workplace know about his injury and are very
supportive. He does physical exercises weekly, but is not
required to do boat or
helicopter work as regularly. He has been advised not to do push ups or bench
press work. He can no longer
do dips, barbell curls, or work with dumbbells
since he can no longer grip as he used to do. When he was on a posting to the
Solomon
Islands in 2008, he had difficulty opening the heavy doors of armoured
vehicles with his left arm and it greatly aggravated his symptoms,
so he elected
to drive instead.
- Mr
Slattery took possession of his alpaca farm two days after the accident, but
said in evidence he had negotiated to buy the property
some two months earlier.
On his own he can no longer shear the animals or give them injections since this
involves holding down the
animal with one arm and shearing or injecting with the
other. He also has to get help with mowing, slashing, fencing, lifting bags
of
concrete, and putting in metal strainer posts. By himself, he cannot pull bags
of chicken feed or concrete off the back of his
utility vehicle. In other words,
he can no longer do all the farm work without help. He relies heavily on his
right arm with limited
assistance from his left arm, but can get pain any time
he puts a load on his left arm.
- At
home, Mr Slattery cannot hang washing on the line, lift up the basket of
washing, or ride a motor bike, because of the jarring.
He has no difficulty
cooking, cleaning, or doing his hair, but can not do anything requiring fine
motor skills. He has a young son
who needs to be bottle fed with a special
bottle which has to be squeezed and he has difficulty both holding him and
feeding him.
He cannot carry heavy shopping bags. He has difficulty driving to
work because it is 55 km each way with 18 km of dirt road, and
he cannot keep
both hands on the steering wheel for the full 45 minutes. After about 20 minutes
of continuous driving his arm gets
sore.
CONSIDERATION
- The
following facts are uncontroverted. Mr Slattery is an employee of the Australian
Federal Police. In the course of his employment,
he suffered an injury to his
elbow which was compensable under the Act. In all the medical evidence it is
accepted that he has a
degree of impairment which is permanent. Mr Slattery
impressed as a witness of truth.
WHICH GUIDE?
- The
first issue is whether Mr Slattery has a permanent impairment of at least 10 per
cent. To assess the level of impairment, the
Tribunal is required to use the
Approved Guide[2] unless
the assessment tables in the Guide can not be used, in which case the American
Medical Association Guides to the Evaluation of Permanent Impairment (AMA
Guide) may be relied on. The first issue is to decide whether an assessment can
be undertaken using the Approved Guide. If not,
and the Tribunal uses the AMA
Guide, a sub-issue is which edition of the AMA Guide should be used.
- The
introduction in the Approved Guide to the section on assessing upper extremities
sets out the preconditions to use of particular
tables in the Approved Guide.
It states:
If the medical assessor feels that the impairment is not adequately assessed
using ... Table 9.10..., and the condition involves radiographically
demonstrated joint instability, radiographically demonstrated arthritis or where
the employee has had an arthroplasty, the medical
assessor may consider the
effect of the injury on upper extremity function instead and determine the WPI
using Table
9.14.[3]
- This
statement suggests that Table 9.14 may be regarded as an alternative to Table
9.10 but only where there is 'joint instability',
'arthritis' or where the
person has had an 'arthroplasty'. There is medical evidence that Mr Slattery's
elbow condition involves
post operative osteoarthritis so it is clear that Table
9.14 may be used. All the medical assessments referred to Table 9.10 or Table
9.14 as alternatives for assessment purposes. However, there is evidence that
neither table covers grip strength.
APPROVED GUIDE / AMA GUIDE?
- Part
II of the Approved Guide which deals with assessment of ‘the upper
extremities’ including elbows states:
Where a condition cannot be assessed under a specific table in the Upper
Extremities group, an assessment may be made under the provisions
of the edition
of the American Medical Association’s Guides to the Evaluation of
Permanent Impairment current at the date of the
assessment.[4]
- The
Principles of Assessment in the Approved Guide permit use of an alternative
guide to Part I of the Approved Guide (which relates
to sections 24 and 27 of
the Act) in certain circumstances. That exemption applies ‘in the event
that an employee’s impairment is of a kind that cannot be assessed in
accordance with the provisions of Part
I’.[5] In that
event, ‘the assessment is to be made under the edition of the [AMA
Guide] current at the time of
assessment’.[6]
For emphasis the principle concludes:
Any reference in this Guide to the [AMA Guide] is a reference
to the edition current at the time of assessment, unless there is reference to a
specific
edition.[7]
- The
Approved Guide itself, in acknowledging in principle 12 that the AMA Guide is
needed to fill gaps, infers that it is an imperfect
tool and that in an
appropriate case reference may be made to the AMA Guide. As a consequence, where
no table in the Approved Guide
enables an adequate assessment to be made, the
medical assessor can have recourse to the AMA Guide.
- There
are principles from the case law on this issue. In Re Pavic and
Comcare[8] the
relevant Table provided tests for standing and walking, but had not referred to
pain, the problem suffered by the
applicant.[9] On that
basis, the Tribunal decided that the AMA Guide could be
used.[10] This step
was justified in that case because it was recognised that the Approved Guide is
selective and there are gaps in its
coverage.[11]
- However,
if use of the relevant table simply results in the applicant not meeting the
statutory threshold because the person's level
of impairment is below 10 per
cent, that is not a sufficient reason to use the AMA
Guide.[12] Nor is it
sufficient, for recourse to the AMA Guide, that the Approved Guide is capable of
providing an assessment but the assessment
is inadequate or
unfair.[13] Drawing
the line between deciding that there is no table which adequately assesses
impairment and that the use of the Guide’s
tables produces an unfair or
inadequate result, requires careful analysis of the major and minor criteria
listed in the relevant
table.
- In
making that choice, it is useful to rely on Olney J’s judgment in
Comcare v
Ticsay,[14]
approving the comment that the Act 'is socially remedial legislation intended
to benefit workers and should be given a construction which advances its
purposes.’[15]
As Olney J also said:
[T]he legislative policy of the Act is to provide for the payment of
compensation to an employee who has suffered an injury resulting
in a permanent
impairment. The guide should be construed and applied in aid of the general
statutory purpose, not as a means of
limiting
it.[16]
- Similarly,
at a more general level, Gibbs J, in Public Transport Commission (NSW) v J
Murray-More (NSW) Pty
Ltd[17] said:
'Where two meanings are open ... it is proper to adopt that meaning that will
avoid consequences that appear irrational and
unjust.’[18]
- The
Tribunal notes that Table 9.10 of the Approved Guide, dealing with elbows,
relates to ‘range of motion of the
elbows’[19], not
grip strength. While the major criteria for Table 9.14 are ‘digital
dexterity’ and ‘use of extremity for personal
care’, and minor
criteria include ability to lift, there is no reference to grip strength.
- Mr
Slattery does not have major problems with digital dexterity, nor does his elbow
injury restrict his personal care. However, Mr
Slattery does have problems with
some weight lifting, a minor criteria in Table 9.14, but this is apparently a
measure of arm function
rather than hand function. The criterion does not
address the capacity to handle and grip heavy objects, as in holding down
alpacas
while injecting or shearing them, or nursing a baby while manipulating
the special teat on a bottle for feeding. Neither Table 9.10
nor Table 9.14
measures grip strength. In other words, there is a gap in the coverage of the
Approved Guide in relation to this aspect
of impairment due to elbow
injury.
- The
Act is intended to provide compensation for those who are injured in their
employment[20] and
impairment is to be assessed on the basis of the loss of, or loss of use of, or
damage to, parts of the
body.[21] Where a gap
in coverage has been identified, the Guide itself acknowledges that the gap
invites recourse to the AMA Guide. This is
reinforced by the beneficial
legislative policy underpinning the Act. Mr Slattery has suffered an impairment.
He has significant
damage to his left elbow, and partial loss of the use of his
left hand. Dr Griffith testified that he had a ‘grossly degenerate
elbow’. None of the tables in the Approved Guide captures that impairment.
For these reasons the Tribunal finds that the alternative,
more comprehensive
AMA Guide can be consulted.
WHICH EDITION OF THE AMA
GUIDE?
- The
latest edition of the AMA Guide is the sixth edition. That edition records the
year of publication as 2008 although the Guide
was published on 15 December
2007.[22] Mr
Slattery’s application for compensation for permanent impairment was made
on 1 June 2008. So the ‘Guide’ that
was ‘current at the time
of assessment’ was the sixth edition. There are a number of difficulties,
however, in relying
on the sixth edition of the AMA Guide. In the first
instance, the assessments by Dr Griffiths which relied on the AMA Guide referred
to the fifth, not the sixth, edition. Evidence was also provided by Dr Griffith
at the hearing, that ‘no-one is using the sixth
edition’, although
no reason was given for that opinion, nor was it corroborated or challenged by
other experts.
- More
problematic is that the sixth edition, like the second edition of the Approved
Guide, lacks a table assessing grip strength.
There is no explanation of the
reason for the omission of the grip strength tables. The fifth edition of the
AMA Guide has relevant
tables, namely, Table 16-32 ‘Average Strength of
Grip by Age in 100 Subjects’; Table 16-33 ‘Average Strength of
Lateral Pinch by Occupation in 100 Subjects’; and Table 16-34 ‘Upper
Extremity Joint Impairment Due to Loss of Grip or
Pinch Strength’. Table
16-34 was relied on by Dr Griffith when he made an assessment of Mr
Slattery’s level of impairment.
The sixth edition, on examination, is a
more complex document than the fifth edition and requires the use of assessment
processes
which are far from intuitive. This may have contributed to a
preference among medical assessors to continue to use the fifth edition.
- The
Guide to be used is that ‘current at the time of
assessment’.[23]
If the fifth edition is continuing to be used as being easier to apply or more
comprehensive, for example, its widespread use gives
it a currency that brings
it within the instructions provided by the Comcare Guide. That is,
‘current edition’ in the
Approved Guide is interpreted as current
usage rather than the edition currently in force. In this context the Tribunal
notes that
the Approved Guide is not legislation, has not been drafted by
parliamentary drafters, and although its use is authorised by the
Act, it does
not have that status which parliamentary scrutiny and attention to the text
provides.
- The
Approved Guide itself envisages that where it does not measure impairment, the
AMA Guide may be relied on to fill any gaps. This
both acknowledges that the
Approved Guide is selective and indicates an intention that assessment should
not be stymied for lack
of an appropriate guide. The concession accords with the
legal principle that the Guide should be construed and applied in line with
its
general statutory purpose, which is to provide an assessment of the level of
compensation to persons injured at work, not to
limit that purpose. In Mr
Slattery's case, such an approach also avoids a meaning that appears 'irrational
and unjust'.
- It
follows that, wherever possible, an available guide should be used to provide an
assessment that meets the statutory purpose. The
Tribunal would be loath to
endorse the opinion expressed in Re Coulter and
Comcare[24]
that:
[e]ven though an employee suffers an injury which results in a permanent
impairment, unless the impairment can be assessed under one
of the guides there
can be no degree of impairment assigned to
it.[25]
- Nor
does the Tribunal accept the reasoning in Re Coulter that
‘[t]here is no difference between an impairment which is referred to
and given a zero rating and one which is not referred to at
all.’[26] An
assessment which results in a zero rating under an existing and appropriate
table in the Guide is envisaged by the Guide, even though the result may
be considered ‘unfair’. By contrast, where there is a gap, that is,
the impairment is ‘not referred to at all’, the Approved Guide
envisages use of the AMA Guide to fill those gaps.
- In
support of this argument, underpinning the Approved Guide is a principle that if
a person has been assessed under an earlier version
of the Guide, and a
reassessment under a later edition of the Guide would reduce the degree or
impairment or the degree of non-economic
loss, the earlier Guide may be used. In
other words, use of a later revised Approved Guide should not disadvantage an
applicant.
This is apparent from the introduction to the Approved Guide which
states that ‘in determining whether or not there has been any
subsequent increase in the degree of permanent impairment, the degree of
permanent
impairment or degree of non-economic loss shall not be less than the
degree of permanent impairment or degree of non-economic loss
determined’[27]
under an earlier Guide.
- On
balance, the Tribunal's view is that the purpose of the compensation scheme is
to provide compensation for conditions which fall
within the Act and that
purpose should not be frustrated by any gaps in the impairment table when
alternatives are available, as
here, namely, through the use of the fifth
edition of the AMA Guide. The Tribunal directs that the matter be remitted to
Comcare
for reassessment using the fifth edition of the AMA Guide.
I certify that the
49 preceding paragraphs are a true copy of the reasons for the decision herein
of Professor RM Creyke, Senior Member;
Dr M Miller, Member; and Mr M Hyman,
Member.
Signed:
.......................................[sgd].....................................
C. Kocak, Associate
Date/s of Hearing 2 December 2009
Date of Decision 28 January 2010
Counsel for the Applicant David Richards
Solicitor for the Applicant Slater & Gordon
Counsel for the Respondent Phillip Walker
Solicitor for the Respondent Dibbs Barker
[1] Administrative
Appeals Tribunal Act 1975 (Cth) (‘AAT Act’) s
34E(3)(b).
[2]
Safety, Rehabilitation and Compensation Act 1988 (Cth) s
28(4).
[3] Comcare,
Guide to the Assessment of the Degree of Permanent Impairment
(2nd ed.) (2005), 86 (‘Comcare Approved
Guide’).
[4]
Ibid.
[5] Ibid,
14.
[6]
Ibid.
[7]
Ibid.
[8] Re Pavic
and Comcare (1996) 45 ALD
409.
[9] Ibid,
415.
[10]
Ibid.
[11]
Whittaker v Comcare (1998) 86 FCR 532.
[12] Re Peters
and Australian Postal Corporation [1994] AAT No 9680 (Unreported, Senior
Member Barnett, Dr Staer and Member Lloyd, 23 August 1994), para
22.
[13] Re
Edwards and Comcare (2001) 64 ALD 495.
[14] Comcare v
Ticsay (1992) 38 FCR
181.
[15]
Ibid, 188.
[16]
Ibid..
[17]
Public Transport Commission (NSW) v J Murray-More (NSW) Pty Ltd (1975)
132 CLR 336.
[18]
Ibid, 350.
[19]
Comcare Approved Guide, above n 3, 95.
[20] Comcare v
Ticsay [1992] FCA 468; (1992) 38 FCR 181 at 188 per Olney J; Whittaker v Comcare
[1998] FCA 1099; (1998) 86 FCR 532 at 545 per Drummond, Cooper and Finkelstein JJ.
[21] Canute v
Comcare (2006) 226 CLR 535.
[22] Advice from
the Administrative Appeals Tribunal Library, 18 December 2009.
[23] See above n
6.
[24] Coulter
and Comcare (2005) ALD
315.
[25] Ibid, 323
(per Senior Member
Constance).
[26]
Ibid.
[27] Approved
Guide, iv.
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