You are here:
AustLII >>
Databases >>
Administrative Appeals Tribunal of Australia >>
2010 >>
[2010] AATA 129
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Help]
Williams and Comcare [2010] AATA 129 (19 February 2010)
Last Updated: 19 February 2010
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2010] AATA 129
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2008/3034
|
GENERAL ADMINISTRATIVE DIVISION
|
|
|
Re
|
|
Applicant
Respondent
DECISION
|
Tribunal
|
Professor RM Creyke Dr M Miller AO
|
Date 19 February 2010
Place Canberra
|
Decision
|
The Tribunal sets aside the reviewable decision and makes a decision that
Comcare is liable to compensate Ms Williams under section
14 of the Act. The
Tribunal also orders that the costs of these proceedings incurred by Ms Williams
be paid by the responsible authority
subject to any submissions from the
parties. The parties are given 14 days to apply.
|
.....................[sgd]...................
Professor RM Creyke,
Senior Member
CATCHWORDS
COMPENSATION – whether Applicant suffered a disease contributed to
in a material way by her employment – causation of
occupational asthma
– renovations in a sealed, highly secure ‘vault-like area’
over three weeks – Applicant
has ‘highly brittle’ asthma
– decision under review set aside
Safety, Rehabilitation and Compensation Act 1988
(Cth) ss 4, 5, 7, 14, 67(8)
Comcare v Sahu-Khan [2007] FCA 15; (2007) 156 FCR 536
Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232
19 February 2010 REASONS FOR DECISION
|
Professor RM Creyke, Senior Member Dr M Miller
AO, Member
|
|
|
- Ms
Williams had been employed full-time by the Department of Defence since February
1994, and in 2005 was working in the Defence Signals
Directorate, Canberra. In
2005, she developed severe asthma for which she made a claim for compensation on
16 March 2007. Ms Williams
retired on 18 April 2008.
- On
10 September 2007, Comcare denied liability, a decision upheld on
reconsideration on 30 June 2008. On 7 July 2008, Ms Williams
sought further
review by the Tribunal. The matter was heard in both the Intensive Care Unit of
Canberra Hospital and at the Canberra
Registry of the Tribunal between 21 and 22
December 2009.
- It
has been accepted that the date of injury was 8 March
2005.
LEGISLATION
- The
relevant provisions of the Safety, Rehabilitation and Compensation Act
1988 (Cth) (the Act) as at March 2005 are:
4
Interpretation
(1) In this Act, unless the contrary intention appears:
ailment means any physical or mental ailment, disorder, defect or
morbid condition (whether of sudden onset or gradual development).
disease means:
(a) any ailment suffered by an employee; or
(b) the aggravation of any such ailment;
being an ailment or an aggravation that was contributed to in a material
degree by the employee’s employment by the Commonwealth
...
employee has the meaning given in section 5, and also applies to
persons 65 years of age or older.
Impairment means the loss, the loss of the use, or the damage or
malfunction, of any part of the body or of any bodily system or function or
part
of such system or function.
Injury means:
(a) a disease suffered by an employee; or
(b) an injury (other than a diseas) suffered by an employee, being a
physical or mental injury arising out of, or in the course of,
the
employee’s employment; or
(c) an aggravation of a physical or mental injury (other than a disease)
suffered by an employee (whether or not that injury arose
out of, or in the
course of, the employee’s employment), being an aggravation that arose out
of, or in the course of, that
employement;
but does not include any disease, injury or aggravation suffered by an
employee as a result of reasonable disciplinary action taken
against the
employee or failure by the employee to obtain a promotion, transfer or benefit
in connection with his or her employment.
5 Employees
(1) In this Act, unless the contrary intention appears:
... employee means:
(a) a person who is employed by the Commonwealth ...
7
Provisions relating to diseases
(1) Where:
(a) an employee has suffered, or is suffering, from a disease ...
(b) the disease is of a kind specified by the Minister by notice in
writing as a disease related to employment of a kind specified
in the notice;
and
(c) the employee was, at any time before symptoms of the disease first
became apparent, engaged by the Commonwealth ... in employment
of that
kind;
the employment in which the employee was so engaged shall, for the
purposes of this Act, be taken to have contributed in a material
degree to the
contraction of the disease, unless the contrary is established.
(2) Where an employee contracts a disease, any employment in which he or
she was engaged by the Commonwealth ... at any time before
symptoms of the
disease first became apparent shall, unless the contrary is established, be
taken, for the purposes of this Act,
to have contributed in a material degree to
the contraction of the disease if the incidence of that disease among persons
who have
engaged in such employment is significantly greater than the incidence
of the disease among persons who have engaged in other employment
in the place
where the employee is ordinarily employed. ...
(4) For the purposes of this Act, an employee shall be taken to have
sustained an injury, being a disease, or an aggravation of a
disease, on the day
when:
(a) the employee first sought medical treatment for the disease
...
(6) An incapacity for work or impairment of an employee shall be taken,
for the purposes of this Act, to have resulted from a disease
... if, but for
that disease ...:
(a) the incapacity or impairment would not have occurred;
(b) the incapacity would have commenced, or the impairment would have
occurred, at a significantly later time; or
(c) the extent of the incapacity or impairment would have been
significantly less.
14 Compensation for injuries
(1) Subject to this Part, Comcare
is liable to pay compensation in accordance with this Act in respect of an
injury
suffered by an employee
if the injury
results in death, incapacity for work, or impairment.
(2) Compensation is not payable in respect of an injury
that is intentionally self-inflicted.
(3) Compensation is not payable in respect of an injury
that is caused by the serious and wilful misconduct of the employee
but is not intentionally self-inflicted, unless the injury
results in death, or serious and permanent impairment.
- For
the purposes of section 7(1) relevant diseases were specified in the Schedule to
the Safety, Rehabilitation and Compensation (Specified Diseases) Notice
2007(1) notified in the Gazette on 21 June
2007.[1] Item 1 in the
Schedule listed the disease 'Occupational asthma caused by sensitising agents or
irritants'. The specified employment
which related to this disease was described
as 'employment processes involving asthmagenic
agents'.
ISSUES
- The
following are the issues:
- Whether Ms
Williams suffered an ‘injury’, namely a 'disease'?
- Whether Comcare
is liable to compensate Ms Williams under section 7(1) of the Safety,
Rehabilitation and Compensation Act 1988 (Cth) (Act)?
- If Ms Williams
suffered from a disease whether that disease was contributed to, in a material
degree, by her employment by the Department
of Defence?
- If there was a
material contribution between Ms Williams’s claimed disease and her
employment, whether the employment-related
effects of that condition have now
ceased?
- If so, when did
the employment-related effects of Ms Williams’s disease
cease?
- Whether Comcare
is liable to pay compensation to Ms Williams under section 14 of the
Act?
EVIDENCE
- In
2005, Ms Williams was working on the ground floor of the Defence building,
premises known as ‘Russell Offices’, in
Canberra. This floor
contained a large compactus for personnel records along one wall. It was a high
security area. The space was
divided into a seven rooms, one of which was the
Publications Cell. Ms Williams was a supervisor in the Publications Cell which
was
approximately 12m x 14m. The total space was classified as an A class vault
and was roughly 47m x 23m. It was sealed off by two locked
security doors which
were the only entrances. There were no windows, the doors were closed all the
time, and the area was ventilated
solely by air conditioning ducts in the
ceiling.
- Between
16 February 2005 and 1 March 2005, renovations were made in the space. The work
involved demolition of several partition walls,
their replacement with new walls
in a different location, removal of existing benches and their relocation, the
relocation of a whiteboard,
and the removal of a sink. The walls were made of
plasterboard or gyprock, with a steel metal frame. Rebuilding also involved
building
and installing cupboards. The first to be demolished was a wall of the
Publications Cell. The second wall demolished was on the
far side of the
adjoining room to the Publications Cell. The work was undertaken over two days.
The construction of a new wall took
about 7-8 days.
- Following
the demolition and erection of a new wall, the workmen used white acrylic paint
to repaint areas affected by the work. The
paint had strong fumes and repainting
took two days. The total time involved in the renovations was 3 weeks. As the
area was a secure
area, the workmen could only do the work during business
hours. Staff members had to be in the area at all times to ensure there
was no
breach of security, so they took it in turns to arrive at 7.00am to let the
workmen in to the building; escort them within
the secure areas during the day;
and lock up after they had left in the evenings. The workmen needed to be in the
line of sight of
staff at all times. The need to see the workmen also meant no
drop sheets were used to protect workers from the dust and
fumes.
Mr R Stewart
- Mr
Stewart was Ms Williams’s supervisor at Defence for 14 years. He gave
evidence at the hearing and provided a statement dated
28 July 2008. His
evidence was that Ms Williams worked as an APS4 Officer for approximately 14
years in the Russell Offices, Building
5. He said that prior to these events Ms
Williams had been in good health. She did suffer pain in the neck, shoulder and
arm (cervical
brachialgia) from 1999 and was still being treated for this
condition in 2004. However, she rarely took sick leave. After the renovations
in 2005, her time off work increased due to illness.
- During
the renovations, there was extensive dust in the area, and later on, strong
paint fumes. The dust was visible in the air, and
coated all the surfaces
including desks, computers, chairs, the carpet, the compactus, the light
fittings and the vinyl floor area.
The excess dust was still present even after
the work was completed. Although the workers cleaned up the visible area, this
did not
include speakers, and the top of the compactus which stretched some 32m
along one wall. The staff were not issued with protective
breathing apparatus
and the workmen did not wear any masks either. At one stage, a staff member
brought in a fan to see if the dust
could be dispersed.
- Mr
Stewart said Ms Williams’s workstation was no more than 5-10m away from
the wall which was demolished. He recalled Ms Williams
coughing more or less
continuously shortly after the demolition work commenced, although he could not
say precisely when she started.
She also exhibited shortness of breath, and
wheezing if she had to walk any distance. In the midst of a sentence she often
needed
to pause for breath after a bout of coughing. None of these symptoms was
present prior to March 2005. After a prolonged bout of coughing,
Mr Stewart
would tell Ms Williams to see her doctor and he would send her home. Ms Williams
retired in April 2008 on medical grounds.
Mr Stewart noticed a significant
decline in Ms Williams’s health from March 2005.
- Mr
Stewart said Ms Williams was not the only person affected. Ms Macpherson and Ms
Lloyd, who also worked in the area, were coughing.
In Ms Macpherson’s case
the coughing only lasted 2-3 months and then abated. Ms Lloyd did not cough as
much as the other two
and her symptoms disappeared reasonably quickly. Mr
Mitchell also wheezed, but he was an asthmatic. Mr Mitchell complained to Mr
Stewart because his symptoms increased at that time. For his own part, Mr
Stewart said his nose was clogged up every day but this
cleared when he left the
building and he did not develop a cough. Mr Stewart said the room took about 2
days to paint, but the fumes
remained for longer. He also smelt the burning
metal from the grinders.
- In
cross-examination, Mr Stewart said he had completed Ms Williams’s
application for compensation. Questions 5 and 6 were in
his handwriting. He
could not recall when he completed the form but it may have been in March 2007.
He acknowledged that Ms Williams
was working reduced hours because of repetitive
strain injury syndrome and was also being treated for anxiety and depression. He
also remembered that she had fractured her wrist at work and was off work for
about 2 months from early May 2005.
Ms K Lloyd
- Ms
Lloyd said she is pedantic about dust. During the renovations, she remembers
seeing dust on the computers; a film of dust on her
computer’s monitor;
dust on the floor; on the compactus; and on the shelving. In her written
statement dated 29 April 2009,
Ms Lloyd stated the dust emanating from the
gyprock wall being demolished was ‘extreme’, and there was
‘extensive dust all over our work stations and it was difficult to
breathe.’ The dust was everywhere throughout the period the
construction work occurred. She said she was about 5m from the wall and
Ms
Williams was about 5.5m away. On reflection, however, she said she could not
tell how far she was from the new wall and it could
have been 10m.
- Ms
Lloyd said she has had respiratory problems for a long time and carries a
ventolin puffer with her all the time. She recalled experiencing
shortness of
breath, tightening in the chest and difficulty breathing at night around June
2005. She said she is allergic to dust
mites and takes anti-histamine because
she gets itchy, watery eyes and a tickle at the back of her throat when she is
exposed to
dust mites. She recalls thinking she needed to see her general
practitioner at that time, but did not do so and relied on her ventolin
puffer
instead. She said that at the time the work was being done, Ms Macpherson, Mr
Stewart and Ms Williams were all coughing.
- Ms
Lloyd said she had known Ms Williams for over 20 years. Prior to the period in
late February/early March 2005, Ms Lloyd stated
Ms Williams’s respiratory
health was excellent. At that time she recalled Ms Williams coughing almost
continuously and she
heard her wheeze, although she could not recall whether
this followed coughing. She was also pale and did not look well. Ms Lloyd
said
she told Ms Williams to go to a doctor. She said from early March 2005 Ms
Williams’s health declined significantly.
- Ms
Lloyd said she left the Publications Cell in 2007. Subsequently, on one occasion
in 2007 when she had coffee with Ms Williams,
she recalled Ms Williams having to
walk to Russell Offices, Building 1 where Ms Lloyd was located, and being hardly
able to breathe
following the 5 minute walk. She said Ms Williams was much worse
in 2007 than in 2005.
- Ms
Lloyd said in cross-examination that Ms Williams’s wheeze came on later
than March. In June 2005, Ms Lloyd went to the doctor
for her asthma, but she
did not have full-blown asthma in March 2005.
Ms J
Macpherson
- Ms
Macpherson said she worked with Ms Williams in the publications section, but for
a shorter period than Ms Williams. She recalls
the renovations in February/March
2005 and that staff were not provided with any personal protection equipment.
She said Ms Williams’s
desk was about 8m from the gyprock wall which was
demolished. She said that dust and debris were everywhere, that lumps of dust
emerged,
and no-one cleaned the top of the compactus. If you touched anything in
the compactus area, it was likely to be dusty. She said that
after the
construction was over the dust was still heavy and circulating in the air, so
the staff brought in a couple of fans to
try and redirect the dust away from
their desks. She said some days the dust was a fine mist, in other days a cloud.
Desks were grey
with dust and it permeated the compactus, settled on the walls,
and on the floor. Any movement of roof tiles or lighting fixtures
dislodged more
dust which settled on the workstations. She said you could not escape it. She
said she had developed a cough and used
a puffer but only needed it for a couple
of months in late February/early March 2005. She attended her general
practitioner in May
2005.
- She
also said she recalled the glue smell when the plasterboard wall was being put
up and the smell of paint. Ms Williams was badly
affected and was coughing and
sneezing and wheezing and could hardly breathe. She brought an electric oxygen
fibrillator to work,
which Ms Macpherson encouraged her to use. Ms Macpherson
described Ms Williams as very pale, short of breath, and whenever someone
said a
joke her breath became ‘staggered’. Ms Macpherson said they
were concerned about her and thought at times she might need an ambulance.
After the wall came down,
Ms Williams’s health deteriorated. Prior to
these events, her health had been good and she rarely took time off work.
MEDICAL EVIDENCE
- In
the hearing, Dr Sanderson gave evidence on his own; whereas Professor McKenzie,
Dr Johnson and Dr Nogrady gave concurrent evidence,
with Dr Nogrady appearing in
person and Professor McKenzie and Dr Johnson appearing via
video-link.
Dr J Sanderson
- Dr
Sanderson, Ms Williams’s general practitioner since 1998, said he had seen
her on 102 occasions since 1999. His records indicated
she had had no
respiratory problems in the period 1999-2005. She had no history of asthma or of
smoking. On 8 March 2005, she presented
with a cough and he diagnosed
bronchitis. Thereafter, he generally saw her after the sudden onset of acute
episodes of asthma. He
said he recalled her telling him that other co-workers
were also having respiratory problems during the renovations at her workplace
in
early 2005.
- On
27 May 2005, he diagnosed her with a viral or streptococcal illness. The results
of the blood tests ordered by Dr Dillon on 9 May
2005 were confusing. The tests
were positive for only 2 out of 3 conditions for whooping cough or for a form of
pneumonia. In Dr
Sanderson's view, the results of the blood tests were
inconclusive and should be ignored.
- Dr
Sanderson requested further tests on 9 June 2005. On 17 June 2005, he referred
Ms Williams to Dr Nogrady who diagnosed her with
asthma on 5 July 2005. Dr
Sanderson said he accepted the diagnosis of asthma following Ms Williams’s
emergency visit to Canberra
Hospital on 29-30 April 2005. With hindsight, he
believed she had developed asthma earlier. In his written opinion, he said Ms
Williams
had adult onset asthma. However, the condition is unusual in someone
with no prior history and normally onset in such cases is gradual
rather than
sudden. In Ms Williams’s case, she became profoundly unwell soon after
her exposure to dust in the workplace.
- In
his view, Ms Williams suffered an acute onset of severe respiratory illness
precipitated by some trigger. In his opinion, the illness
was consistent with
exposure to dust or another pollutant in the workplace. He noted that by the
time of her retirement in April
2008, she was extremely disabled by her symptoms
and that the effects had worsened over time. In his written report dated 3 May
2008
he said:
In Chris Williams case there is a clear cut chain of events. She went from
never ever experiencing a respiratory illness or asthma
prior to the single
episode of fumes and dust inhalation to the development of severe
life-threatening asthma afterwards. From a
medico-legal point of view there is
no more obvious indication that she has reacted severely and permanently to the
exposure of paint
fumes and dust at her work place in March
2005.
- Although
he confirmed that her ex-husband had smoked for many years and one of her sons
continues to smoke, and he noted Dr Nogrady’s
suggestion that a possible
trigger could have been her son’s smoking, these factors had not changed
his mind.
Associate Professor D McKenzie
- Associate
Professor McKenzie is the Head of the Department of Respiratory Medicine at the
Prince of Wales Hospital, Sydney, and the
Chair of the Respiratory Clinical
Division of the South Eastern Sydney and Illawarra Area Health Service. He
examined Ms Williams
on 20 September 2008 and provided a report dated 27 October
2008. He also provided a supplementary medical report of 11 February
2009 and a
further report dated 24 August 2009.
- In
his report of 27 October 2008, Associate Professor McKenzie
said:
The onset of Ms Williams’ asthma appears to have been
precipitated by a severe lower respiratory tract infection, which had
clinical
features consistent with whooping cough but serological results suggestive of
Mycoplasma pneumonia. Both of these infections
are well documented as common
initiators of asthmatic inflammation in susceptible individuals. ...
There is nothing in Ms Williams’ former occupation that is likely to
have initiated an episode of asthma. ... It is my considered
opinion that the
work environment has played no role in the initiation or progression of her
illness.
- In
his report of 11 February 2009, having reviewed Dr Johnson’s report, he
said there was nothing ‘that would lead me to alter my opinion in
relation to the diagnosis of [Ms Williams] condition and the probable
aggravating factors for it in my previous report.’ He went
on:
In my opinion the illness described by Ms Williams and
documented in the medical records that I have examined does not satisfy the
diagnostic criteria for either irritant induced asthma or RADS. ... The basic
difference between the two is that RADS may develop
following a single exposure
to an irritant with the exposure lasting for minutes to hours. Irritant induced
asthma or airways disease
covers a similar syndrome but when the exposures may
have occurred on several or even many occasions.
- In
his 11 February 2009 report, Associate Professor McKenzie identified 7 factors
which are commonly included in the diagnostic criteria
for RADS or irritant
induced asthma. In his opinion, Ms Williams satisfied only three of those. One
contra-indicator among the criteria
was that ‘[o]ther pulmonary
diseases are ruled out’. In his view, ‘a plausible
alternative diagnosis of asthma induced by lower respiratory tract infection,
namely Mycoplasma pneumoniae, has
been documented.’ In other words, in
his view, in Ms Williams’s case other pulmonary diseases could not be
ruled out. He was of the view
that her diagnosis was late onset asthma
precipitated by a lower respiratory tract infection. That infection occurred
before or during
the period of the renovation.
- In
his report of 24 August 2009, Associate Professor McKenzie said of RADS:
This is a condition which resembles asthma, which has been
initiated by a single heavy exposure to an extremely irritating substance.
This
condition is relatively rare and would usually only occur in exceptional
circumstances such as extreme exposure to highly irritating
substances such as
chlorine gas or the fumes emanating from heated concentrated sulphuric acid or
hydrochloric acid. Irritant induced
asthma is an asthmatic illness or syndrome
which has been induced by repeated exposure, usually over months or years, to
moderately
irritating substances. ... Irritant induced asthma would not usually
be diagnosed in someone who had a casual exposure to mildly
irritating
substances such as paint fumes or general carpentry dust. ...
Broadly speaking, occupational asthma can be divided clinically into
people who had pre-existing asthma, which is aggravated or exacerbated
by the
occupational exposure and new onset asthma which has developed as a result of
exposure to sensitising agents which are known
to be asthmagenic.
- In
his view, ‘none of the exposures that Ms Williams is likely to have
encountered during those renovations was to an agent that is known to be
a
respiratory sensitiser’. He noted she was exposed to gyprock:
[gyprock was] probably the dominant dust particle in the work
environment. This is not known to be asthmagenic. She was exposed to various
types
of wood dust including particle board and laminex. These agents can give
off small quantities of formaldehyde during normal carpentry
work ...
[but] any exposure to formaldehyde would almost certainly have been less
than the occupational standards.
- He
concluded: ‘Ms Williams was not exposed to any known primary
sensitisers of the airways or “asthmagenic agents”’.
Dr A Johnson
- Dr
Johnson is a respiratory physician working in private practice and at Liverpool
Hospital, Sydney. He appeared at the hearing but
also provided four written
reports dated: 16 September 2008, following his interview with Ms Williams; 22
December 2008, reviewing
Associate Professor Mackenzie’s report of 27
October 2008 and Dr Sanderson's 3 May 2008 report; 18 March 2009, considering
whether Ms Williams’ suffered a specified disease under section 7(1) of
the Act; and 10 July 2009 following his review of the statements of Ms
Williams’s co-workers and copies of documents referring
to the composition
of the materials used in the wall which was demolished.
- In
his report of 16 September 2008, Dr Johnson noted that Ms Williams had been
admitted to Canberra Hospital with respiratory problems
8 times since July 2005;
that she had attended the emergency department at the Canberra Hospital due to
shortness of breath in April,
May, July and August of 2005; and that she had
been regularly on prednisone and seretide since June 2005. The doctors at the
Canberra
Hospital diagnosed her as suffering from asthma in April 2005, a
diagnosis confirmed by Dr Nogrady who first saw Ms Williams on 17
June and
provided a report on 5 July 2005. Dr Johnson also noted that around the time of
onset of the asthma Ms Williams had developed
a mycoplasma pneumonia chest
infection which resolved with antibiotic therapy. In his view ‘the
commencement of the asthma would be consistent with irritant-induced
asthma.’
- Dr
Johnson's report of 22 December 2008 cited an article in the recent literature
which noted that dust and fumes, for example, from
paint, were among the most
common exposures leading to reactive airways dysfunction
syndrome.[2] He also
noted that Ms Williams had stated that her symptoms commenced within the first
week of the renovations. He concluded:
It is impossible to know
at this stage whether the exposure at work induced [Ms Williams] asthma. There
may have been other factors
involved in inducing asthma such as respiratory
tract infections. ... I think it is more probable than not that the exposure at
work
aggravated any asthma occurring at that time and that they were involved in
inducing the asthma. .... I think given the clear temporal
relationship and also
the exposure to renovation dust and paint fumes the work exposures were probably
involved in the causation
of her asthma.
- In
his report of 18 March 2009, Dr Johnson noted that in her employment, Ms
Williams was exposed to paint fumes, a potentially asthmagenic
agent, and he
expressed the opinion that Ms Williams ‘probably suffers from
occupational asthma caused by irritants’ which, in his view, was more
probably than not ‘induced and aggravated by irritants present [in
her] employment during renovation works during March 2005’. In his
report of 10 July 2009, Dr Johnson said the wall which was demolished during the
renovations contained urea formaldehyde,
resin and wood dust and he noted the
‘[f]ormaldehyde and wood dust are ... known to be
asthmagenic.’
- At
the hearing, Dr Johnson maintained his view that Ms Williams has asthma, most
likely irritant induced asthma, or occupational asthma,
from her exposure to
irritants in her workplace. In his view, having a cough can be the first
evidence of irritant induced asthma,
and the symptoms emerged quite soon
afterwards. Those symptoms met many of the factors of irritant induced asthma
identified by Brooks.[3]
While he acknowledged that the degree of Ms Williams’s exposure may have
been light and that there was no measurement of the
quantity of dust nor of the
intensity of the paint fumes during the renovations, he pointed out that in some
of the cases referred
to in the literature, there was also an absence of high
exposure. In his view there was no plausible alternative explanation to explain
Ms Williams's development of the condition.
Dr S Nogrady
- Dr
S Nogrady, senior specialist at the Canberra Hospital and Clinical Senior
Lecturer, University of Sydney, saw Ms Williams on several
occasions. Dr
Sanderson referred Ms Williams to Dr Nogrady on 17 June 2005. Fourteen of his
reports on Ms Williams are included in
the evidence provided to the Tribunal. In
his report of 5 July 2005, he diagnosed ‘mild asthma ... compounded by
a recent significant mycoplasma infection and also compounded by a high level of
anxiety and confusion’. He noted she had no previous respiratory
disease but presented with a history of 4 months of cough and increasing
breathlessness,
in the ‘last week or so.’
- A
report by Dr R Wee on behalf of Dr Nogrady on 21 September 2005 noted that Ms
Williams had been admitted to the Canberra Hospital
for seven days in August
2005 with ‘an exacerbation of asthma secondary to an upper respiratory
tract infection’ and also had two visits to the emergency department
with an acute asthma attack on 27 August 2005 and 13 September 2005.
- In
his reports of 6 March 2006, and 5 June 2006, Dr Nogrady refers to Ms
Williams’s sudden and severe attacks of asthma despite
compliance with her
medication. In his search for causes of these acute episodes, Dr Nogrady said in
his 14 August 2006 report that
possible triggers were ‘minor upper
respiratory infections and a runny nose ... and there is also a trigger related
to the smoke in the house from her son.’ However, in his report of 16
July 2007, he concluded following his search for triggering factors
‘there don’t appear to be any obvious ones’.
- In
his 6 January 2009 report Dr Nogrady pointed
out:
Gyprock dust is not known to be toxic to the lungs, nor is it known to be
either an inducer causing the onset of asthma as a disease
nor as a trigger for
symptoms. Non-specific irritant dusts can cause short term increases in asthma
symptoms but these normally
settle fairly quickly. Similarly there is no
evidence for commonly used plastic flat wall paints in the same setting... [O]n
the
balance of probabilities I believe the development of asthma in [Ms
Williams] is not related to the exposures so described. I do
however qualify
this by saying that Mrs Williams has an unusual form of highly brittle asthma
and its onset has at least temporal
co-incidence with the described
exposures.
- However,
Dr Nogrady then changed his opinion. In his report of 23 November 2009 he
acknowledged that the recurrence of acute episodes
of Ms Williams's asthma led
him ‘to reconsider my original thoughts on the etiology of her asthma
and its possible relationship to her work exposure.’ He said he now
believed her asthma was ‘of the reactive airway dysfunction syndrome
variant. The criteria Brooks et al identified for irritant-induced
asthma,[4] as adapted by
Dr Nogrady, are:
- an absence of
pre-existing respiratory disorder;
- the onset of
asthma occurs after a single exposure or accident;
- the exposure is
to an irritant vapour, gas, fumes, or smoke in very high concentrations;
- the onset of
asthma symptoms develops within minutes to hours and 24 hours after the exposure
and persists for at least three months;
- there may or may
not be airflow obstruction confirmed with pulmonary function testing.
- there is
exclusion of another pulmonary disorder that explains the symptoms and findings.
- Applying
those factors to Ms Williams, he concluded that her condition related to the
events in February/March 2005 because she had
no asthma symptoms nor any
respiratory illness prior to the development of the asthma; her symptoms came on
within 12 hours of exposure
to contaminants in her workplace; the symptoms had
persisted; and while none of the dusts in her workplace in February/March 2005
were known to be asthma sensitisers, her major exposure to the mixture of
building dusts fitted with the syndrome, particularly since
an extension to
non-specific dusts and building materials following the 9/11 attacks in New York
city, had now been
established.[5]
Other medical specialists
- Although
Dr R Powell, of the Kingston Family Surgery, did not give a diagnosis her
clinical notes of 1 April 2005 show Ms Williams
was prescribed a seretide
inhaler. Seretide by means of an inhaler is a recognised treatment for asthma as
well as other respiratory
problems.
- On
9 May 2005, Dr Dillon, in his clinical notes refers to ‘persisting
phlemy cough and SOB [shortness of breach] over 2 months or more... finds
puffers bit hard to manage.. Some dust at work.’ He requested
pathology tests for possible 'mycoplasma/respiratory
Chlamydia/Pertussis.’ The clinical record of 13 May 2005 noted blood
tests results: [s]hows pertussis +/- Chl.pneumoniae’ and Ms
Williams’s reason for visit as: ‘Pertussis RTI’. Dr
Dillon prescribed an antibiotic.On 27 May 2005, Dr Dillon's clinical notes
stated 'Attended A + E [emergency] – acutely short of breath.
Responded to ventolin. Keep going with Seretide and ventolin.’ In his
reason for the visit he noted: ‘Asthma – Infective
exacerbation'. Dr Dillon, in a written submission of 25 March 2009, said in
his opinion ‘the March 2005 work place incident played a significant
role in precipitating [Ms Williams’s] asthma
condition.’
- Dr
B Burke, a respiratory and general physician, in his report of 23 March 2006,
noted that her ‘symptoms certainly have a very asthmatic flavour with
cough, wheeze and breathlessness, nocturnal predominance and response to inhaled
bronchodilator and oral steroid’.’ He also noted Ms
Williams’s suggestion that the only trigger she was aware of was cold air.
- Dr
RJ Mullins, consultant physician, Clinical Immunology & Allergy, in his
report on Ms Williams of 22 May 2006, noted the diagnosis
of asthma made in 2006
but said there was evidence of significant anxiety and depression as well. He
confirmed that she was not allergic.
He also noted that ‘many of her
episodes are more consistent with hyperventilation attacks and vocal chord
dysfunction than they are of asthma’. He acknowledged that she
had asthma, but said ‘anxiety is playing a significant role in at least
some of her symptoms.’
- Dr
AJ Nicholls, consultant thoracic physician, in his report of 3 April 2008, noted
Ms Williams’s suggestions that her asthma
could be triggered by viral
infections, exposure to cold air, possibly eating potato chips and laughing. He
concurred with the diagnosis
of late onset asthma. However, in his opinion, it
was coincidental that the onset of her symptoms occurred at the same time as the
office renovations.
Ms Williams
- Ms
Williams said she had no respiratory problems in the period 1999-2005.
Renovations commenced in her workplace on 16 February 2005
involving demolition
of a gyprock wall, installing office fittings, chipboard, plasterboard, and
laminated bench tops and cupboards.
When the renovations started in February
2005 she said there was a lot of noise and dust everywhere for the two to three
week duration
of the work. According to Ms Williams in her supplementary
statement dated 8 April 2009, the first wall demolished was located about
5m
from her work station. Subsequently, she said while repainting was in train,
there were strong paint fumes for 1-2 days. Ms Williams
also noted in her
written statement that the basement below the R5 Building in which she worked
and which she had to visit on occasions,
contained mould, mildew and spores.
This often found its way into the air conditioning system servicing the area in
which she worked.
- She
said once the renovations started, her eyes started watering and she developed a
cough. On 8 March 2005, she went to see Dr Sanderson
for her coughing and
wheezing and was diagnosed with bronchitis. On 1 April 2005, she went to Dr
Powell at the Kingston surgery because
her cough persisted. The medication she
prescribed did not alleviate the cough. On 15 June 2005 she attended Dr Dillon,
also of the
Kingston Family Surgery, and the blood tests he ordered indicated
possible chest infection. Despite extensive treatment and medical
examinations
subsequently, her symptoms persisted. On 29-30 April 2005, 26 May 2005, 4-5 July
2005 and 2-8 August 2005, she attended
the Emergency Department of the Canberra
Hospital. At the first visit, the Hospital doctors diagnosed asthma. She
conceded that no
formal diagnosis of asthma was made by her treating doctors or
specialists until Dr Nogrady's report of 5 July 2005, although Dr
Dillon had
referred to her reason for a consultation on 27 May 2005 as ‘Asthma
– Infective exacerbation’. . Ms
Williams said in her evidence that
fellow workers at that time also suffered respiratory difficulties. Ms Lloyd,
who was asthmatic
but had not used a puffer for some time, had to resort to her
puffer and Ms McPherson developed a persistent cough and breathlessness.
- Ms
Williams confirmed that her ex-husband had smoked for a long period, and that
one of her sons living with her also smokes. However,
she was adamant that her
son's smoking does not trigger her asthmatic attacks since he smokes in a
distant part of the house. Ms
Williams noted her continued difficulty with
managing her condition, indicated by the fact that she has been admitted to
hospital
31 times since the condition developed. She is on daily prednisone, a
nebuliser seretide and ventolin.
- Ms
Williams conceded in cross-examination that the undated incident report she had
completed following the effects on her of the renovations
was probably filled
out later than March 2005. She noted that Dr Sanderson advised her to fill out a
claim for workers’ compensation
for ‘severe asthma’. That
claim was dated 16 March 2007. Her evidence, however, was that she felt
breathless ‘long before May 2005’.
OTHER
EVIDENCE
- On
22 June 2009, the Defence Department produced documents concerning the materials
used in the renovation and safety information
relating to the various products.
The relevant items in this matter are particle board, formaldehyde, wood dust,
paint, sealants,
and jointing compounds. In summary the safety information
says:
- CSR
gyprock plasterboard, cornices and
panels[6]:
- Health
hazard:
- This product
may only present a hazard if boards-panels are sanded, drilled or cut with dust
generation.
- Inhalation:
- Exposure
considered unlikely. An inhalation hazard is not anticipated unless cut,
drilled or sanded with dust generation, which may
result in irritation of the
nose and throat.
- Ventilation:
- Avoid
inhalation. Use in well ventilated areas. Where an inhalation risk exists,
mechanical extraction ventilation is recommended.
- Customwood
MDF Panels, Customwood MDF Mouldings and Customwood Fast Finish
Mouldings[7]:
- Hazards
Identification:
- In its intact
state, this product is not classified as hazardous according to the criteria of
Worksafe Australia. Formaldehyde gas
may be released under some conditions,
particularly when product is heated. However, in well ventilated storage ...
workplaces,
the concentration of formaldehyde is unlikely to exceed the World
Health Organisation standard of 0.1ppm for the general environment
and it will
be well below the National Occupational Health and Safety Commission (NOHSC)
Occupational Exposure Standard of 1.0ppm.
- Exposures
to wood dust produced from machining the products and gas and vapours from heat
processing with inadequate ventilation may
result in the following health
effects: ...
- Nose, throat
and lung irritation, especially in people with upper respiratory tract or chest
complaints such as asthma.
- Engineering
controls:
- All work with
these boards should be carried out in such a way as to minimise the generation
of, and exposure to dust. ... Work areas
should be well ventilated. They should
be cleaned at least daily, and dust removed by vacuum cleaning or wet sweeping
method. Inhalation
of airborne particles from other sources in the work
environment ... may increase the risk of contracting lung diseases associated
with exposure to dust from this product.
- Particleboard[8]:
- Statement
of Hazardous Nature:
- Wood dust from
this product is classified as a hazardous substance according to the criteria of
NOHSC.
- Odour:
- Newly
manufactured board and freshly cut surfaces may have an odour due to residual
formaldehyde from the resin binder.
- Composition
& Information on Ingredients:
- Potential
exposure to dust will occur only when power tools or wood working machinery is
used on the product such as planing, sawing,
drilling or sanding or in poorly
maintained workshops.
- Dust
Hazard:
- Occupational
exposure to wood dust from any timber product has been classified hazardous
according to the NOHSC. Inhalation of excessive
amounts of dust may cause
temporary upper respiratory irritation and/or congestion; and irritation of the
eyes and skin.
- Formaldehyde:
- Formaldehyde gas
may be released under some conditions particularly when the boards are heated
and laminated or cut by laser cutting
machines. However in well-ventilated
storage areas and workplaces, the concentration of formaldehyde is unlikely to
exceed the World
Health Organisation Standard of 0.1ppm for the general
environment and it will be well below the NOHSC Occupational Exposure Standard
of 1.0ppm.
- Acute
(short term) Health Effects:
- Inhalation of
wood dust and the resin may be irritating to the nose, throat and
lungs.
- Chronic
(long term) Health Effects:
- There are also
increased risks of respiratory and skin sensitization from wood dust and resin
in asthma and dermatitis respectively.
- CSR
Vinyl-based Plasterboard Jointing
Compounds[9]:
- Health
Hazard:
- Inhalation:
- Irritant.
Dust generation may result in mucous membrane irritation of the upper
respiratory tract with over exposure.
- Dulux Ceiling
Paint & Wash and Wear Interior Flat Acrylic
[10]:
- Inhalation:
- Where this
material is used in a poorly ventilated area, at elevated temperatures or in
confined spaces, vapour may cause irritation
to mucous membranes of the
respiratory tract, headache and nausea.
- Dow Corning
Silicon Bathroom & Tile
Sealant[11]:
- Inhalation:
- Irritant.
Over exposure to vapours at high levels (in poorly ventilated areas) may result
in mucous membrane irritation of the nose
and throat and coughing. ... High
vapour levels are not anticipated under normal conditions of
use.
- Ventilation:
- Use with
adequate natural ventilation. Open windows and doors where possible. In poorly
ventilated areas, mechanical extraction ventilation
is recommended.
CONSIDERATION
- Counsel
for Ms Williams contended that the reviewable decision was against the weight of
the evidence, there was a clear temporal
connection between her asthma and her
exposure to dust in the work place in or about March 2005, and that there were
factual inaccuracies
in respect of the proximity of her work place to the
partition wall being demolished.
- Counsel
for Comcare denied that her condition was contributed to by her employment, a
view supported by the specialist evidence of
Associate Professor McKenzie, the
earlier reports of Dr Nogrady, and the absence of references to this possibility
in the reports
of Dr Nicholls, Dr Burke and Dr Mullins. An alternative
explanation for the development of her asthma was that the bronchitis she
was
suffering at the time of the renovations caused her
asthma.
Whether Ms Williams suffered an ‘injury’,
namely a ‘disease’?
- ‘Injury’
is defined in section 4 of the Act as a ‘disease suffered by an
employee’. There is no issue that Ms Williams was an employee of the
Department of Defence, a Commonwealth department, in 2005. There
is also no
dispute that Ms Williams has asthma, an ‘ailment’ (section 4
of the Act), and hence a
'disease'.[12]
- How
to characterise her asthma is, however, more controversial. Dr Sanderson, Dr
Dillon, Associate Professor McKenzie, Dr Johnson,
Dr Nogrady, and Dr Nicholls
all agree that Ms Williams has adult onset asthma. Whether her asthma can be
classified as an occupational
disease for the purposes of section 7 of the Act,
or is an ‘injury’, namely, a ‘disease’ which has been
contributed to, to a material degree, by
Ms Williams’s employment for the
purposes of section 14 of the Act is a key question. The form of asthma which Ms
Williams suffers and what caused it are inextricably linked to the answer
to
these questions.
- The
Tribunal was provided with copious literature on occupational
asthma.[13] The
material refers to two forms of occupational asthma: irritant induced asthma,
and a subset, reactive airways dysfunction syndrome
(RADS). The latency period
for the development of asthma varies between the two. As Associate Professor
McKenzie noted (see paragraph
30 of these reasons):
The basic difference between the two is that RADS may develop following a
single exposure to an irritant with the exposure lasting
for minutes to hours.
Irritant induced asthma or airways disease covers a similar syndrome but when
the exposures may have occurred
on several or even many
occasions.
- While
not using the same terminology, the Australian Safety and Compensation Council
reflected a similar dichotomy when it noted of
occupational respiratory
diseases:
For inhalational accidents, the respiratory effect is seen almost immediately
or within a few hours following exposure. ... For occupational
asthma, the
symptoms usually don’t start until some weeks to months after first
exposure.[14]
- Clearly,
it is easier to identify a cause or causes for the more immediately occurring
RADS, than for irritant induced asthma or other
forms of occupational asthma.
- At
the same time, the Tribunal notes that it is possible that her condition could
be classified as RADS, assuming that there may have
been an initial misdiagnosis
by her doctor when Ms Williams first presented on 8 March 2005. For example,
Malo notes that in cases
of RADS (which he described as 'acute
irritant-induced asthma’):
... coughing is generally a predominant symptom. Thereafter, bronchial
obstruction, if present, does not respond as well to bronchodilators.
... In
addition, obliterative bronchiolitis has been described in victims of the Bhopal
accident and, more recently, in soldiers
exposed to mustard
gas'.[15]
- The
Australian Safety and Compensation Council also
noted:
Occupational asthma is defined as asthma caused by exposure to agents
encountered in the working environment in workers without pre-existing
asthma.
Airways responsiveness is obstruction in nature and results in wheeze, chest
tightness, cough and shortness of
breath.[16]
- These
descriptions fit closely with the circumstances of Ms Williams. She was coughing
and sneezing in the period from 16 February
to 1 March 2005, and by early March
2005 was exhibiting shortness of breath and wheezing. The diagnosis by Dr
Sanderson on 8 March
2005 of 'acute bronchitis' is present, and the fact that a
bronchial infection, if it existed, did not respond well to seretide,
a
bronchodilator, when prescribed on 1 April 2005, also fits within the
description. So although asthma was not diagnosed until the
end of April 2005
when Ms Williams presented at the emergency department of the Canberra Hospital,
she may have been suffering from
asthma earlier.
- Her
asthma was not caused by a single high intensity incident. Rather it was the
cumulative effect over several weeks of a trigger
or triggers which caused her
asthma. Nonetheless, the two forms of asthma are closely connected and many of
the factors identified
in the literature on RADS may also be applied to
irritant-induced asthma as well. For these reasons, the Tribunal has relied on
the
literature on both.
- The
Tribunal notes the absence of evidence as to the level of dust or fumes during
the renovations. In terms of Brooks’s criteria
for RADS this raises doubts
as to whether the exposure can be considered 'high level'. Nonetheless the
research is not definitive
on the criteria, distinguishing irritant-induced
asthma from its subset, RADS. Even Brooks's research, which is frequently cited,
noted that though ‘our definition of RADS is restrictive and requires
the presence of a high level exposure, it is conceivable that a low level
chronic
exposure could cause a similar type process in some
individuals.’[17]
In the absence of evidence the Tribunal is not able to find that Ms
Williams’s exposure was high level. However, she may be
among those
individuals for whom a 'low level chronic exposure' could cause RADS. Again, it
is not possible given the evidence before
the Tribunal to make that finding. On
balance, the Tribunal finds that Ms Williams suffered from irritant-induced
asthma rather than
the subset, RADS, both being forms of occupational asthma.
The Tribunal also finds that Ms Williams’s exposure, although not
high
level, was likely to occur since her desk was situated some 8-10m from the wall
which was first demolished.
Whether Comcare is liable to
compensate Ms Williams under section 7(1) of the Safety, Rehabilitation and
Compensation Act 1988 (Cth) (Act)?
- Section
7 identifies certain occupational diseases which, if contracted in the
circumstances outlined in the section, create a presumption
that the disease has
been contributed to by employment. The occupational diseases and the employment
which attracts the provision
are set out in the Schedule to Notice 1 of 2007
published in the Gazette, 21 June 2007. The relevant prescribed disease
is 'Occupational asthma caused by sensitising agents or irritants'. The
specified employment
which related to this disease was described as 'employment
processes involving asthmagenic agents'.
- Ms
Williams suffered irritant induced asthma, a form of occupational asthma.
Whether it was caused by sensitising agents or irritants
has yet to be
established. However, assuming that the dust and fumes from the renovation were
responsible for causing Ms Williams's
asthma, and that these are asthmagenic
agents, it must also be established that:
[t]he incidence of that disease among persons who have engaged in such
employment is significantly greater than the incidence of the
disease among
persons who have engaged in other employment in the place where the employee is
ordinarily
employed.[18]
The
Tribunal has interpreted ‘such employment’ to be employment during
the renovations in February/March 2005 in the Department
of Defence
‘vault’ area. The evidence does not indicate that any of Ms
Williams's workmates developed asthma from the
events of February/March 2005.
One other person, Mr Mitchell, was already an asthmatic. Ms Macpherson, Ms Lloyd
and Mr Stewart were
also coughing, but Mr Stewart said Ms Lloyd's coughing
stopped reasonably quickly, Ms Macpherson's cough in disappeared after between
2-3 months, and in his own case, Mr Stewart’s nasal blockage cleared after
he left the workplace. Nor was evidence provided
that the workmen who were
exposed to the conditions in the vault suffered from asthma. So there was no
evidence at all that her workmates
developed irritant induced asthma and that
this was significantly greater than the incidence of the disease among other
staff or
workmen in that area. Since no evidence was provided as to other staff
or forms of employment conducted in the ‘vault’
area, it was not
possible to establish that the incidence was greater among staff or workmen not
involved in or affected by the renovations
within the ‘vault’ area,
of Defence. In those circumstances, section 7 is not applicable to Ms Williams's
case.
If Ms Williams suffered from a disease, whether that disease was
contributed to, in a material degree, by her employment by the Department
of
Defence?
- A
contribution to a 'material degree' as required by section 4 of the Act in 2005.
What amounted to a ‘material contribution’ was considered in
Comcare v
Sahu-Khan[19] by
Finn J who endorsed the decision of the Full Federal Court in Comcare
v Canute[20]
that the expression was ‘intended to require that the contribution
be “more than a mere contributing
factor”’.[21]
This view is now accepted as the correct interpretation of that expression. As
His Honour put it, the inclusion of the term ‘material’
imposed an
‘evaluative threshold below which a causal connection may be
disregarded’.[22]
Finn J concluded that the correct test for ‘in a material degree’
was probably best captured by the meaning in the Shorter Oxford English
Dictionary as ‘4. In a material degree; substantially,
considerably’[23]
and that ‘in a material degree’ required an evaluation of all
relevant contributing
factors.[24]
- There
is no question of aggravation of a pre-existing condition. The principal issue
is what was the trigger for Ms Williams’s
late onset asthma? Candidates
are her ex-husband's smoking over many years and that one of her three sons
still living at home smokes;
a viral infection such as the possible bronchitis
she was diagnosed as suffering on 8 March 2005; or the dust and fumes from the
renovations in her workplace. Another potential trigger was the mould, mildew
and spores circulated through the air conditioning
system. Ms Williams also
suggested that cold air, eating potato chips, and laughing might be possible
causes of her attacks. Allergies
can also cause asthma.
- Dr
Nicholls, to whom the suggestions about cold air, eating potato chips and
laughing were made by Ms Williams, did not endorse any
of them in his report,
and was not called to give evidence. Nor is there scientific support for at
least two of those triggers -
eating potato chips and laughing. Cold air is a
recognised factor but there is insufficient evidence to indicate this is a
causal
trigger in Ms Williams's case. Although mould, mildew and spores can be
triggers for asthma, given that these potential triggers
would have been in the
air conditioning long before Ms Williams developed asthma, and there was no
indication that others in the
workplace who had respiratory conditions were
suffering any effects from these agents, these potential triggers too can be
discounted.
Allergies can also be discounted since, as Dr Mullins report
indicates, no evidence was provided that allergies were implicated in
Ms
Williams's condition.
- Associate
Professor McKenzie was of the view that the trigger for Ms Williams's asthma was
more likely to have been a severe lower
respiratory tract infection given what
he noted as the 'casual exposure to mildly irritating substances' in her
workplace, and the absence of evidence of exposure in her workplace to agents
known to be respiratory sensitisers. His view
was supported by the report of Dr
Nicholls, who was not called to give evidence.
- Initially,
Dr Nogrady also appeared to be of the view that her condition was more likely to
be due to an upper respiratory tract infection,
coupled with her significant
level of anxiety and depression (the latter also being conditions noted by Dr
Mullins). Dr Nogrady,
too, in his 6 January 2009 report noted that gyprock dust
and paint fumes were not usually regarded as triggers for asthma. However,
Dr
Nogrady resiled from that view and in his 23 November 2009 report, faced with
the continuation of Ms Williams’s acute asthma
attacks and the difficulty
of managing her symptoms, said he then believed she suffered from asthma of the
RADS variant.
- The
later view of Dr Nogrady was strongly supported by Dr Johnson and by her
treating medical practitioners, Dr Sanderson and Dr Dillon.
Nor were Dr Nogrady,
Dr Sanderson, and Dr Johnson dissuaded from their views on cross-examination. Dr
Burke did not give his opinion
as to the cause of Ms Williams's asthma. Dr
Mullins advised of multiple causes, and said anxiety was playing a significant
role.
- The
Tribunal finds that although Associate Professor McKenzie pointed out that Ms
Williams only had 'casual exposure to mildly irritating substances', he
may have given insufficient attention to the environment in which Ms Williams
worked. The Tribunal heard that the 'vault-like’
area of Russell Offices
in which Ms Williams worked had no windows, was sealed off by two locked doors,
and air was provided solely
through air conditioning ducts. The safety
information about the materials being used and the dust produced during the
renovations
universally
stated[25] that
exposure in poorly ventilated areas or in areas without natural ventilation
could cause irritation to upper respiratory functions
and increased risks for
those with asthma or for the development of asthma. In these circumstances, even
casual contact with mildly
irritating substances may have an enhanced
effect.
- Others
in Ms Williams's workplace developed respiratory symptoms during this time, and
their symptoms only settled when the renovations
were complete. So the dust and
fumes did have an effect on her fellow workers. In Ms Williams's case, Dr
Nogrady diagnosed her as
having a 'highly brittle' form of asthma, which
suggests a greater likelihood on her part to have a reaction to asthmagenic
agents or other triggers.
- Wood
dust was classified as 'hazardous' by the NOHSC. It is significant that the
Australian Safety and Compensation Council noted
too that 'the two most
commonly reported causative agents for asthma in the SABRE notification scheme
are wood dust and isocyanates (13.5% and
5.8%
respectively).’[26]
- So,
although the length and extent of Ms Williams's exposure may not have been high,
and there was a possible alternative trigger
in her upper respiratory condition
at the time, given the doubts about the accuracy of the diagnosis of the
respiratory infection,
the safety information, the peculiar nature of the
premises, Ms Williams's special sensitivity, the medical view about the
significant
of the temporal correlation with the renovations, and the fact that
others in her workplace were affected, the Tribunal finds that
Ms
Williams’s exposure to dust and fumes at work in 2005 did have a material
role in her development of asthma.
If there was a material
contribution between Ms Williams’s claimed disease and her employment,
whether the employment-related
effects of that condition have now
ceased?
- Ms
Williams has provided evidence that the severity of her condition has abated to
a degree. Nonetheless, at the time of the hearing
in late 2009, Ms Williams had
again suffered an acute attack of asthma and was in the Intensive Care Unit at
the Canberra Hospital.
It is evident that she continues to suffer the condition
and that control of symptoms remains a problem. Research by Malo et al on
a
group with acute irritant-induced asthma has indicated that between 7.4 and 16.6
years after diagnosis: 'respiratory symptoms were common at the time of
follow-up, wheezing being present in 80% of subjects' and 'one third of
the subjects were on inhaled
steroids'.[27]
The research concluded that:
... the long-term outcome of subjects with 11A [acute irritant-induced
asthma] is at least as poor as found in subjects with allergic OA
[occupational asthma]. From the functional point of view, only six subjects
(17%) included in the current study [of 68 subjects] had normal airway caliber
and responsiveness at follow-up. This is to be compared with 28 cured
subjects/103 subjects (27%) with allergic OA who were examined
at a mean
interval of 9 years after stopping
exposure'.[28]
- In
a related study by Tarlo containing a Consensus Statement by the American
College of Chest Physicians, the prognosis for occupational
asthma (OA) was
described in these terms:
The long-term consequences of OA are variable and require prolonged
follow-up. ... A systematic review of the outcome of sensitizer-induced
OA
reported a pooled estimate of symptomatic recovery of 32% varying from 0 to 100%
within a median duration of follow-up of 31 months.
The pooled prevalence of
persisting nonspecific bronchial hyperresponsiveness was 73% and was
significantly greater for those with
OA from HMW [High Molecular Weight]
agents compared with those with OA from LMW [Low Molecular Weight]
agents. Outcomes were best in those patients with a shorter duration of
exposure.[29]
- This
is confirmed by research by Chan-Yeung which
found:
The majority of patents with occupational asthma with latency do not recover,
even after several years away from exposure. They have
permanent impairment or
disability. ... The increased bronchial responsiveness is associated with
chronic airway inflammation. Once
initiated, the inflammatory process in the
airways may perpetuate
itself.[30]
- The
Tribunal finds that the research suggests that there are long-term effects of
occupational asthma. In these circumstances, and
given the history of Ms
Williams's condition, the acute nature of her ongoing asthma attacks and the
continuing difficulty of management
of its symptoms, she would appear to fall
within the high percentage of subjects surveyed in whom the effects continue for
some time
and possibly indefinitely. On that basis, Ms Williams’s asthma
continues to be experienced and the effects can be directly
attributed to the
initiation in 2005 of the condition. The employment related effect of Ms
Williams's disease has not ceased.
Whether Comcare is liable to
pay compensation to Ms Williams under section 14 of the Act?
- It
follows that the Tribunal sets aside the reviewable decision and makes a
decision that Comcare is liable to compensate Ms Williams
under section 14 of
the Act. The Tribunal also orders that the costs of these proceedings incurred
by Ms Williams be paid by the responsible authority
subject to any submissions
from the parties. [31]
The parties are given 14 days to apply.
I certify that the 84 preceding paragraphs are a true copy of the
reasons for the decision herein of Professor RM Creyke
Dr M Miller AO.
Signed:
............................[sgd]........................................
C. Kocak, Associate
Date/s of Hearing 21 December 2009 - 22 December 2009
Date of Decision 19 February 2010
Counsel for the Applicant David Richards
Solicitor for the Applicant Maurice
Blackburn Lawyers
Counsel for the Respondent Ben
Dubé
Solicitor for the Respondent Sparke
Helmore
[1] J Ballard and P
Sutherland Annotated Safety, Rehabilitation and Compensation Act 1988
(Federation Press, 2007) note at [7.02] that the schedule of diseases was first
published in Gazette S 365 of 30 November 1988, revoked and replaced
without substantive change, by the 2007
Notice.
[2] MS
Shakeri, FD Dick and JG Ayres, ‘Which agents cause reactive airways
dysfunction syndrome (RADS)? A systematic review’
(2008) 58 Journal
of Occupational Medicine 205; SM Brooks, MA Weiss and IL Bernstein,
‘Reactive airways dysfunction syndrome (RADS): Persistent Asthma Syndrome
After High
Level Irritant Exposures’ (1985) 88 CHEST 376.
[3] Eg Shakeri et
al, above n 2.
[4]
SM Tarlo, Balmes, Balkissoon, Beach, Beckett, Bernstein, Blanc, Brooks, Cowl,
Daroowalla, Harber, Lemiere, Liss, Pacheco, Reclich,
Rowe and Heitzer,
Diagnosis and Management of Work-Related Asthma: American College of Chest
Physicians Consensus Statement (2008), 134 CHEST, Suppl 1S.
[5] GI Banauch, D
Alleyne, R Sanchez, K Olender, HW Cohen, M Weiden, KJ Kelly and DJ Prezant,
'Persistent Hyperactivity and Reactive
Airway Dysfunction in Firefighters at the
World Trade Center' (2003) 168 American Journal of Respiratory and Critical
Care Medicine
54.
[6] Chem Alert
Report – Extended Summary
Report
[7]
Material Safety Data
Sheet.
[8]
Material Safety Data Sheet 301: Trade Essentials –
Particleboard.
[9]
Chem Alert Report – Extended Summary
Report.
[10]
Material Safety Data
Sheet.
[11]
Chem Alert Report – Extended Summary
Report.
[12]
Safety, Rehabilitation and Compensation Act 1988 (Cth) s
4.
[13] Australian
Safety and Compensation Council, ‘Occupational Respiratory Diseases in
Australia (2006); RJ Martin, M Kraft, HW
Chu, EA Berns and GH Cassell, ‘A
link between chronic asthma and chronic infection’ (2001) 107 Journal
of Allergy Clinical Immunology 595; PMaestrelli, P Boschetto, LM
Fabbri and CE Mapp, ‘Mechanisms of occupational asthma’ (2009) 123
Journal of Allergy Clinical Immunology 531; N Nisar, R Guleria, S
Kumar, TC Chawla and NR Biswas, ‘Mycoplasma pneumoniae and its role in
asthma' (2007) 83 Postgraduate Medical Journal 100; Moira Chan-Yeung and
Malo, 'Occupational Asthma' (1995) 333 New England Journal of Medicine
107; CE Mapp ,P Boschetto, P Maestrelli and LM Fabbri, ‘Occupational
Asthma’ (2005) 172 American Journal of Respiratory and Critical Care
Medicine 280; WM Alberts and GA do Pico, ‘Reactive Airways Dysfunction
Syndrome’ (1996) 109 CHEST (the official journal of the American
College of Chest Physicians) 1618; Brooks et al, ‘RADS’, above n2;
Australian Government
Department of Health and Ageing, ‘Asthma and Air
Pollution: A guide for health professionals’ (2004); J Fahy and PM
O’Byrne,
‘"Reactive Airways Disease: A Lazy Term of Uncertain
Meaning that should be Abandoned’ (2001) 163 American Journal of
Respiratory and Critical Care Medicine 822; MS Shakeri et al, above n 2;
Banauch et al, above n4; SM Marlo, Balmes, Balkissoon, Beach, Beckett,
Bernstein, Blanc, Brooks,
Cowl, Daroowalla, Harber, Lemiere, Liss, Pacheco,
Redlich, Rowe and Heitzer, 'Diagnosis and Management of Work-Related Asthma'
(2008
Supplement) 134 CHEST 1S; J Malo, J L’Archeveque, L
Castellanos, K Lavoi, H Ghezzo and K Maghni, 'Long-Term Outcomes of Acute
Irritant-induced Asthma'
(2009) 179 American Journal Respiratory Critical
Care Medicine 923.
[14]
Australian Safety and
Compensation Council, ‘Occupational Respiratory Diseases in Australia
(2006) 3.
[15] J
Malo, J L’Archeveque, L Castellanos, K Lavoi, H Ghezzo and K Maghni,
'Long-Term Outcomes of Acute Irritant-induced Asthma'
(2009) 179 American
Journal Respiratory Critical Care Medicine 923,
923.
[16] Above n
14, 7.
[17] SM
Brooks et al, above n 13,
382.
[18]
Safety, Rehabilitation and Compensation Act 1988 (Cth) s
7(2).
[19] (2007)
156 FCR 536.
[20]
[2005] FCAFC 262; (2005) 148 FCR 232, paras 11 –
12.
[21] Ibid, para
12.
[22]
Ibid.
[23] Ibid,
para 15.
[24]
Ibid, para 16.
[25]
There was an exception for jointing compounds but the impact of this substance
is likely to have been
minor.
[26]
Australian Safety and Compensation Council, 'Occupational Respiratory Diseases
in Australia' (2006),
v.
[27] J Malo et
al, above n 15,
924.
[28] Ibid,
925.
[29] Susan M
Marlo, above n 13, 27S –
28S.
[30] M
Chan-Yeung and Malo, above n 13; see also Brooks et al, ‘Reactive airways
dysfunction syndrome (RADS): Persistent Asthma
Syndrome After High Level
Irritant Exposures’, 382.
[31] Safety,
Rehabilitation and Compensation Act 1988 (Cth) s 67(8).
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/AATA/2010/129.html