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Quirk and Military Rehabilitation and Compensation Commission [2009] AATA 899 (24 November 2009)
Last Updated: 24 November 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 899
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2008/4684
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GENERAL ADMINISTRATIVE DIVISION
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Re
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Applicant
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And
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MILITARY REHABILITATION AND COMPENSATION
COMMISSION
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Respondent
DECISION
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Tribunal
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Mr B H Pascoe, Senior Member
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Date 24 November 2009
Place Melbourne
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Decision
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The Tribunal sets aside the decision under
review and in its stead decides that the applicant is entitled to compensation
pursuant
to sections 24 and 27 of the Safety, Rehabilitation and Compensation
Act 1988 (the Act) for 10 per cent permanent impairment assessed under Table
9.5 of the Guide to the Assessment of the Degree of Permanent Impairment
and remits the matter to the respondent for assessment of such
compensation.
The respondent shall pay the applicant's costs and disbursements in respect
of these proceedings pursuant to section 67 of the Act.
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(sgd) B H Pascoe
Senior Member
COMPENSATION - back
injury as a consequence of employment - subsequent leg conditions - whether
arising from back injury - whether permanent impairment
of lower limbs
Compensation (Commonwealth Government Employees) Act 1971
Safety, Rehabilitation and Compensation Act 1988 s 24,
s 27
Lyons and Military Rehabilitation and Compensation Commission [2006]
AATA 157
REASONS FOR DECISION
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Mr B H Pascoe, Senior Member
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- This
is an application to review a decision of the respondent denying liability for
permanent impairment compensation in respect of
a lumbar spine condition
suffered by the applicant.
- At
the hearing the applicant, Mr R Quirk was represented by Mr M Carey of counsel
and the respondent by Mr B Dube of counsel. Evidence
was given by
Mr Quirk, Dr A Webster, an occupational physician, Mr G Grossbard, an
orthopaedic surgeon and Professor S Davis
a neurologist. The respondent
tendered a surveillance report and video from MPOL Group Pty Ltd.
- Mr
Quirk was born on 6 June 1957 and served in the Australian Army from February
1978 to April 1984. He suffered an injury to his
lumbar spine from lifting
heavy loads into and out of trucks which was aggravated by physical training and
slipping on wet long grass
during a game of touch football during that training
in February 1984. That back injury was accepted as compensable. As it occurred
and the resultant impairment was permanent prior to 1 December 1988 no lump sum
compensation was available under the applicable Act,
the Compensation
(Commonwealth Government Employees) Act 1971.
- The
evidence of Mr Quirk was that, prior to some time in 2003 or 2004, he had no
difficulties with his legs and he regularly walked
3 to 3½ km over
some 40-45 minutes on 3 or 4 occasions during a week. Subsequent to 2003/2004
he has suffered pins and
needles in the ankles and feet with pain in the shins
and calves and, sometimes, pain in the thighs. He said that he now has
difficulty
walking more than 200 to 300 metres without resting and has problems
with stairs and grades.
- Since
discharge from the army in 1984 Mr Quirk has primarily worked as a prison
officer. Currently and since 1997 he has been employed
as a corrections officer
at Port Phillip Prison in the admissions area. He said that he works 12 hour
day shifts, usually three
per week on average but which can be on two, three or
four or, on occasion five, consecutive days. The prison is 25 minutes drive
from home and a walk of approximately 150 metres from the car park to the front
door of the prison. The unit in which he works is
a two storey unit to hold a
maximum of 24 prisoners. Mr Quirk said that there is very little walking
involved in his duties which
involve a lot of paper work at his desk on the
lower floor. He said that he can sit or stand at will. On occasions he is
required
to go up stairs to the upper level. He said that he arranges with his
work colleagues to deal with upper level matters but, on occasions,
he holds
both rails to climb the 13 steps slowly. Mr Quirk acknowledged that he has not
told his employer of his difficulties in
walking, standing or sitting.
- In
a statement lodged for the purposes of these proceedings, Mr Quirk set out his
physical difficulties which can be summarised as:
- Unable to walk
further than half a block
- Unable to share
a bed with his wife
- Unable to assist
with housework, gardening or maintenance
- Unable to walk
around and peruse shops
- Unable to sit
through a movie
- Unable to drive
more than 30 minutes
- Unable to sit in
a car or aeroplane for extended periods
- Unable to watch
television unless he lies on the floor
- Mr
Quirk was examined by Dr Webster on 28 May 2008 at the request of the
respondent. His assessment in a report of 3 June 2008
was:
Mr Quirk is a 50-year old man who has low back pain and referred leg
pain.
He does not have evidence of neurological compromise of his lower limbs. He
does not have significant nerve root impingement or cauda
equina compression on
MRI. His pain and neurological symptoms of altered sensation are intermittent
in nature. They do not follow
the dermatomes that are related to the nerve
roots. The leg pain appears to be more referred pain from the disc rather than
from
neurological compromise from nerve root impingement. He does not have
objective evidence of permanent neurological impairment of
the lower limbs. He
has no evidence of muscle wasting. His reflexes are all brisk and equal and his
power is normal. He has normal
sensation to light
touch.
In his oral evidence, Dr Webster
confirmed that there was no neurological effect on Mr Quirk’s lower limbs
and no symptoms which
could be measured objectively as pain was the only
complaint. Dr Webster observed that Mr Quirk had apparent difficulty walking
down stairs and observed him walking approximately 250 metres where he walked
slowly and with a limp.
- Mr
Grossbard examined Mr Quirk on 5 December 2007 at the request of
Mr Quirk’s legal representatives. He found no physical
problems in
relation to his legs and no neurological deficit. He believed, on the balance
of probabilities that Mr Quirk had
difficulty in walking distances and with
steps and grades and that this condition is entirely related to the back injury
of 1984.
Dr Grossbard assessed Mr Quirk as having a 20 per cent impairment
under Table 9.5 of the Guide to the Assessment of the Degree of Permanent
Impairment (the Guide) issued pursuant to section 28 of the Safety,
Rehabilitation and Compensation Act 1988 (the Act). Dr Grossbard
accepted that his findings and opinions were based on the history provided by Mr
Quirk and not on direct
observation.
- Professor
Davis examined Mr Quirk at the request of the respondent and provided a report
dated 8 January 2009. He found no physical
or neurological abnormalities in the
lower limbs although accepted that minor radicular symptoms (often referred
to as nerve root irritation) are often not associated with any clinical or
radiological features
of nerve root compromise. In his oral evidence
Professor Davis accepted that he had made no objective measurement of any
walking difficulties of Mr Quirk
and had relied on the history given to
him.
- It
was submitted for the applicant that, as a consequence of the accepted work
related back injury, he had a permanent impairment
of the lower limbs which
caused difficulty with steps, grades and distance and that impairment had
commenced in 2003 or 2004. Mr
Carey argued that for Table 9.5 of the Guide to
be applicable it was not necessary to find any objective neurological deficit as
the Table was concerned only with function.
- For
the respondent, it was submitted that Table 9.5 of the Guide cannot be used
where there is no objective evidence of neurological
changes resulting in injury
to the legs. While Mr Dube accepted that, in circumstances such as in this
proceeding, the Guide is
not particularly well drafted, he argued that the
intention was clear that there need be some objective evidence of injury to the
lower limbs for Table 9.5 to apply. It was suggested, also, that the evidence
of Mr Quirk should be treated with caution given his
ability to work full time
on 12 hour shifts, the fact that he had not sought any medical or other
treatment for the alleged leg difficulties
and the video had shown him walking
with a normal gait with no limp or apparent difficulty.
- In
the matter of Lyons and Military Rehabilitation and Compensation Commission
[2006] AATA 157, Deputy President Hack was faced with the same issues and
arguments as in this matter. In the decision it was
said:
29. In the result I am satisfied by the objective evidence that Mr Lyons does
have pain in his lower limbs that causes him difficulty
with steps and grades. I
am, as well, satisfied on the basis of the evidence of Dr Williams that Mr
Lyons’ back trouble is
responsible for his ongoing leg symptoms. I should
say that I do not overlook the body of evidence relied on by the Commission that
concludes that there is no neurological connection between Mr Lyons’ back
condition and his leg difficulties. Dr Williams,
as I understood him, accepted
that this was so. So too did Dr Hislop. But the evidence of both of them was
that there was a permanent
impairment of Mr Lyons’ lower limb function as
a result of his back injury. That is, and I accept, Mr Lyons has a back injury
which causes pain which means that he has difficulty with grades and steps
although he can rise to a standing position and walk.
30. Thus I would conclude that by reference to Table 9.5 of the Guide Mr
Lyons has a 10% permanent impairment of his lower limb function
in addition to
the accepted permanent impairment of 10% to his thoraco-lumbar spine.
31. But the respondent submits that the case is not one where a finding of
impairment under table 9.5 is open as a matter of law.
The respondent’s
contention is that, in the circumstances of the present case, Mr Lyons is not
entitled to be regarded as having
a permanent impairment to his lower limbs
because that impairment is not a neurological consequence of his back injury.
Absent impairment
to the lower- limbs themselves, pain and reduced mobility can
be addressed, it is said, by reference to non-economic loss. This is
so, the
argument goes, by reference to the notes at table 9.6. Those notes are in these
terms,
"Note: Lesions of the sacrum and coccyx should be assessed by using the table
which most appropriately reflects the functional impairment
this would usually
be table 9.5. Lesions of the spine are often accompanied by neurological
consequences. These should be assessed
using table 9.4 or 9.5 and the results
combined using the combined values table."
32. The respondent submits that those notes support the construction that it
is only where the lower limb impairment is as a neurological
consequence of the
spinal impairment that a separate assessment under table 9.5 is to be
undertaken. I should add that I was informed
by counsel that their researches
had been unable to locate any decision where this issue had been
considered.
33. I am unable to accept the respondent’s argument.
34. As it seems to me the notes to table 9.5 do not yield to that conclusion;
rather they set out one example of where it will be
necessary to make a separate
assessment. Moreover the argument seems to me not to be supported having regard
to the introductory
notes to the Guide where, under the heading "Combined
Impairment", the following appears,
"It is important to realise that impairment is system or function based and
that a single injury or disease may give rise to multiple
loss of function. When
more that one table applies to a single injury separate scores should be
allocated to each functional impairment."
35. Here, on the view I take of the evidence Mr Lyons has a permanent
impairment of the spine which answers the 10% descriptor. There
is no issue with
this. But in addition, and as a consequence of the injury to the spine which has
been accepted he has pain in his
legs which causes him difficulty with grades
and steps. He thus satisfies the 10% impairment level under table 9.5.
- The
respondent has made the same submission in this matter and for the same reasons
as set out above, I am unable to accept that view.
I am satisfied that if the
applicant has an accepted work related back injury and the evidence
demonstrates, on the balance of probabilities,
that he has difficulties in his
lower limbs caused by pain from that back injury with grades, steps and/or
distances, then Table
9.5 can be applied. As a consequence the issue is whether
there is objective evidence that Mr Quirk has such difficulties and whether
such
difficulties are related to the back injury.
- It
must be said that I have difficulties with the evidence of Mr Quirk. In his
statement setting out his physical difficulties the
emphasis of the majority of
complaints appeared to be related to the lumbar spine rather than his legs. It
is difficult to accept
that if these difficulties are real, that he is able to
work as a prison officer for 12 hour shifts of up to five consecutive days
with
his employer being unaware of such difficulties. It would appear that he has
had no lost time at work because of his injury
and has not sought any medical
treatment in the last 12 months. In the course of his employment he is
entitled to use force
if required to restrain prisoners and in the past, has
injured his shoulder in such activities. It is difficult to accept that he
is
able to carry out his duties with the alleged physical difficulties stated.
While he stressed his inability to sit for more than
short periods, it was noted
that he sat in the witness box while giving evidence for some 90 minutes without
any apparent discomfort.
Only one of the examining medical practitioners
observed him on steps and walking. Dr Webster observed him walking
approximately
250 metres, slowly and with a limp. It is recognised that Mr
Quirk attended the examination by Dr Webster at the request of the
respondent
for assessment for the purposes of this claim. It is not unreasonable to assume
that Mr Quirk would be seeking to
demonstrate an impairment in such
circumstances. The surveillance report and video provided no conclusive
evidence either way.
There was no vision of Mr Quirk on steps or grades nor of
walking any distances of more than, possibly, 200 metres. Equally there
was no
vision demonstrating any limp or other apparent walking difficulties alleged by
Mr Quirk.
- A
further difficulty in this matter is the period of some 20 years between the
initial injury to the back and the alleged onset of
leg pain and associated
difficulties. Is it possible some aggravation was caused by some other
activity? Mr Quirk said that, until
1995, he enjoyed horse riding but could not
tolerate this activity subsequently. He injured his shoulder in physical
activity associated
with his current employment. It seems quite possible that
some other such activity has led to the leg problems and not the injury
suffered
in 1984.
- Against
these concerns is the clear acceptance by the three medical practitioners who
examined Mr Quirk and gave evidence at the hearing
that he does suffer leg pain
which would cause difficulties with grades and steps and that, on the balance of
probabilities, the
cause of that pain is referred pain from the disc in the
injured back. The only difference between them was the appropriateness
of
arriving at a permanent impairment entitlement under Table 9.5 (lower limb
function) rather than Table 9.6, relating to the spine,
only.
- On
balance and with reservations, it is appropriate to accept the view of the
medically qualified witnesses that Mr Quirk is suffering
pain in his legs as a
consequence of the back injury and is having the functional difficulty with his
lower limbs. Table 9.5 provides
an impairment rating of 10 per cent where the
person can rise to a standing position and walk but has difficulty with grades
and
steps. The rating increases to 20 per cent if the person also has
difficulty with distances. Mr Grossbard assessed the impairment
at 20 per
cent, Professor Davis at 10 per cent and Dr Webster made no assessment under
Table 9.5. On balance on the evidence before
me I am unable to find that
Mr Quirk has difficulty with distances compared with what might be expected
at his age. There is
simply no demonstrable objective evidence of this other
than somewhat generalised statements of Mr Quirk seeking to compare himself
with
some years ago. I am prepared to accept difficulties with grades and steps
giving him a 10 per cent whole person impairment
pursuant to Table 9.5 of the
Guide and a consequent entitlement under section 24 of the Act being an
impairment resulting from an
injury which arose in the course of employment with
the Australian Army. There would be a further entitlement to compensation for
non economic loss pursuant to section 27 of the Act but no evidence in relation
to this was provided.
- The
appropriate course is to set aside the decision under review and remit the
matter to the respondent on the basis that the applicant
is entitled to
compensation pursuant to sections 24 and 27 of the Act for 10 per cent permanent
impairment under Table 9.5 of the
Guide.
I certify that the eighteen
[18] preceding paragraphs are a true copy of the reasons for the decision herein
of
Mr B H Pascoe, Senior Member
Signed: Dianne Eva
Clerk
Dates of Hearing 28, 29 and 30 September 2009
Date of Decision 24 November 2009
Counsel for the Applicant Mr M Carey
Solicitor for the Applicant Mr B Mason,
Slater & Gordon
Counsel for the Respondent Mr B Dube
Solicitor for the Respondent Sparke
Helmore
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