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Jimmieson and Repatriation Commission [2009] AATA 89 (12 February 2009)
Last Updated: 12 February 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 89
ADMINISTRATIVE APPEALS TRIBUNAL )
) No Q200600828
|
VETERANS' APPEALS DIVISION
|
|
|
Re
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TERRANCE JIMMIESON
|
Applicant
Respondent
DECISION
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Tribunal
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Dr K S Levy RFD, Senior Member
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Date 12 February 2009
Place Brisbane
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Decision
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The Tribunal affirms the decision under
review.
|
..............[Sgd]....................
SENIOR MEMBER
CATCHWORDS
VETERANS’ AFFAIRS – benefits and entitlements – alcohol
abuse/dependence – whether alcohol abuse/dependence
was defence-caused
– clinical onset of alcohol abuse – whether applicant was unable to
obtain appropriate clinical management
– decision affirmed
Veterans’ Entitlements Act 1986 (Cth), ss 5D, 70, 120, 120B,
196B
Administrative Appeals Tribunal Act 1975 (Cth), s 44
Repatriation Commission v Yates (1997) ALD 487
Re Robertson and Repatriation Commission (1998) 50 ALD 668
Repatriation Commission v Cornelius (2002) FCA 750
Youngnickel v Repatriation Commission (2004) FCA 1961
Re Skene and Repatriation Commission [2004] AATA 782
Repatriation Commission v Milenz [2006] FCA 1436; (2006) 93 ALD 107
Brew v Repatriation Commission [1999] FCA 1246; (1999) 94 FCR 80
Repatriation Commission v Law [1981] HCA 57; (1980) 31 ALR 140
Repatriation Commission v Law [1981] HCA 57; (1981) 147 CLR 635
Roncevich v Repatriation Commission (2003) 75 ALD 345
Re Lindsay and Repatriation Commission (1995) 39 ALD 108
Re Penhall and Repatriation Commission (1992) 28 ALD 261
REASONS FOR DECISION
|
|
Dr K S Levy RFD, Senior Member
|
INTRODUCTION
|
|
- This
application is a rehearing of part of a former decision of this Tribunal as a
remitter from the Federal Court of Australia.
Mr Terrance Jimmieson, the
Applicant in this case, originally applied on 30 January 2004 for acceptance of
a condition of Post Traumatic
Stress Disorder (PTSD) as being service related.
That application was initially determined by the Repatriation Commission on 24
September 2004, and decided that the appropriate medical diagnoses were PTSD,
alcohol dependence or alcohol abuse and depressive
disorder. However, it held
that none of those conditions were related to the Applicant’s service,
either operational service
or eligible defence service (the period 7 December
1972 to 9 May 1974).
- On 14 August
2006, that decision was reviewed by the Veterans’ Review Board which held
that the condition of alcohol
dependence or alcohol abuse was a diagnosed
condition but again confirmed that there was no condition related to the
Applicant’s
defence service.
- The
matter was then appealed to the Administrative Appeals Tribunal which on 4
January 2008 (the Tribunal’s first decision)
held that: neither of the
incidents put forward by the Applicant as being the cause of the psychiatric
conditions were related to
operational service; and, post traumatic stress
disorder was also not related to eligible defence service. However, in the
reasoning
in that decision the Tribunal held that the Applicant developed
alcohol abuse whilst in the Navy and while on eligible defence service.
It also
held that the condition of major depressive disorder, and alcohol dependence,
were consequential effects of alcohol abuse
and therefore were referrable to
eligible defence service. This latter aspect of that decision, relating to
recognition of the condition
of alcohol abuse as having originated during
eligible defence service and the consequential development of alcohol dependence
and
major depressive disorder, were the subject of appeal to the Federal Court
of Australia. By consent, the appeal in relation to this
latter aspect
(paragraphs 74 and 75 of the original decision which have now been set aside)
are now the subject of the current re-determination
before this
Tribunal.
ISSUE
- The
issue for determination in this matter is whether Mr Jimmieson’s
conditions of alcohol abuse and the subsequent conditions
of depressive disorder
and alcohol dependence are “defence caused” within the meaning of
s 70(5) of the Veterans’ Entitlement Act 1986 (the
Act). The relevant statutory provisions are referred to later.
- The
decision under review is focussed on whether the condition of alcohol abuse is
“defence caused”. The Applicant has
indicated through
Counsel’s Outline of Submissions that the Statement of Principles (SOP)
for depression cannot be effectively
argued and now recommends that a finding be
made that that condition not be held to be defence caused. The Respondent has
proceeded
to argue on that basis also. I accept those submissions and find that
depression is not defence caused. Therefore, this decision
must effectively deal
with whether or not Mr Jimmieson’s alcohol abuse (and now alcohol
dependence) can be said to be
related to his “eligible defence
service”.
- The
Applicant’s present claim is that his conditions are due to an inability
to obtain appropriate clinical management during
his defence service. The
issues to be determined are:
(1) Did the Applicant suffer a
condition (ie. clinical onset) of alcohol dependence or alcohol abuse before or
during his eligible
defence service, ie., during the period 7 December 1972
until 9 May 1974?
(2) Was the Applicant unable to obtain appropriate clinical management for
that condition during his defence service?
(3) If so, was the inability to obtain appropriate clinical management
connected to the Applicant’s defence service?
(4) Did such inability materially contribute to, or did it aggravate,
Mr Jimmieson’s condition of alcohol abuse or alcohol
dependence?
EVIDENCE
- The
background briefly is that the Applicant served in the Royal Australian Navy
(RAN) from 3 May 1968 until 9 May 1974. He had two
brief periods of operational
service in Vietnam waters while serving on HMAS Duchess in April and
May/June 1971.
- Mr
Jimmieson’s statement of 6 September 2007, presented at the first Tribunal
hearing, shows that he did not drink before he
joined the Navy and after
joining, he drank moderately only, both on shore and when at sea. The Applicant
claims that after two
incidents in 1971, his drinking pattern changed and he
drank heavily after that time. He continued drinking heavily until the end
of
his naval career when he took early discharge three years later in May 1974.
His still drinks heavily (60 cans of beer per week
and half a bottle of rum and
sometimes port and tequila also).
- He
was married in 1972. His marriage failed in 1980 due to heavy drinking.
- In
a supplementary statement dated 7 November 2008, the Applicant confirmed that
his drinking increased in the early 1970s. He stated
while he had a shore
posting to HMAS Albatross, his drinking increased as it was only 5 or
10 cents per pot. He had no close supervision on his job and consequently
his heavy
and frequent drinking did not cause any job related problems. He
never sought treatment for his drinking as that was the culture
in the Navy and
it would have been seen as weakness or malingering. He claimed there were no
alcohol or drug awareness programs
in the 1970s.
- There
were five other statements provided from former RAN members. Two statements
were provided by those who were acquaintances of
Mr Jimmieson and three
other statements were provided by those who were not acquaintances. All had a
similar tone suggesting
that the culture in the Navy at the time encouraged
heavy drinking. All statements also referred to insinuations of
“weakness”
or “malingering” if sailors sought treatment
from the sick bay. All said that sailors could be socially isolated if
they
were not involved in the culture of drinking. One statement by a Mr Paul
Toonen indicated a small number of sailors, including
himself, did not drink
heavily but they were a minority. However, those who did drink would then
obtain the ration of those who
were non-drinkers. The ration only applied to
junior sailors and no such restriction applied to senior sailors. Mr Toonen
attested
to the fact that many sailors he observed were alcoholics and he did on
occasion send sailors off watch because they were not fit
to carry out their
duties due to their consumption of alcohol. A theme in the statements was that
because it was an established
culture, disciplinary action in a formal sense was
not taken but other duties or alternative methods of discipline were found.
MEDICAL EVIDENCE
- Dr
Geoffrey Rees provided three reports dated 2 April 2004, 13 June 2006 and 17
August 2007. Dr Rees was the treating psychiatrist
and said that making a
diagnosis relevant for 1973 was difficult, but he was satisfied that Mr
Jimmieson suffered alcohol abuse then.
He said that this developed into alcohol
dependence much later. On the basis of the history, Dr Rees said social
problems post-dated
the Applicant’s discharge in 1974. He also said
however that depression was evident before alcohol abuse.
- Professor
Ivor Jones provided a report at the request of the Respondent. His first report
was dated 6 September 2007. He also
gave oral evidence that personality
factors generally could lead to depression, then to alcohol abuse and
subsequently to alcohol
dependence. While Professor Jones did not believe that
several incidents relied upon from Mr Jimmieson’s operational service
could have initiated any psychiatric condition, he agreed that by 1971 Mr
Jimmieson was drinking heavily and that his drinking continued
to escalate from
that time. He noted Mr Jimmieson’s suicide attempts in 1980 and 2000, and
that his marital breakdown in 1980
was due to drinking, not to financial
difficulties. Professor Jones referred to Mr Jimmieson suffering
“alcoholism”
for 35 to 40 years, its onset being while he was
undertaking service in the Navy. The onset described to him was “social
rather
than therapeutic”, which I take to mean that it occurred while in
the defence service but was a result of off-duty, social
activities and not
causally attributable (in Professor Jones’ view) to the stress of service
life.
- Professor
Jones provided a further report on 21 November 2008, without undertaking a
further consultation with Mr Jimmieson. In this
report, Professor Jones
suggested that the Applicant was resistant to the adverse effects of alcohol for
a considerable period, indeed
until well after he had left the Navy. He
observed alcohol was seen as a ‘rite of passage’ and ‘index to
manhood’
amongst young males in the 1970s, particularly those in the
defence forces. Professor Jones said, that in his opinion, Mr Jimmieson
would
have presented for treatment much earlier had his naval experience been the
prime cause of his alcohol abuse.
- In
relation to clinical management of his condition, Professor Jones said that
appropriate treatment for alcohol abuse or alcohol
dependence in the 1970s was
not very different to that which exists today. His report of 21 November 2008
referred to psychological
treatment, group therapy, and drugs. During his oral
evidence, he added that while all those treatments may have been refined, there
has not been “a radical change in these techniques”.
- At
the hearing of the current review, Professor Jones gave oral evidence that the
first clinical indication of alcohol abuse was when
Mr Jimmieson’s
marriage broke down in 1980. He also said that it was a clearer case of alcohol
abuse about the time he attempted
suicide in 2000. He said Mr Jimmieson was
certainly suffering alcohol abuse by the time he saw him in 2004, although he
saw no evidence
that alcohol abuse necessarily predated depression.
- Professor
Jones observed that heavy drinking is not synonymous with alcohol abuse. He
noted there was nothing in the naval records
to suggest that there were problems
associated with alcohol consumption, such as charges of drinking on duty. Nor
was his early discharge
related to heavy drinking. He also noted no evidence of
alcohol problems for many years until after he had left the Navy. He did
not
question the veracity of the heavy drinking but Professor Jones concluded that
Mr Jimmieson seemed to have been coping well with
it for a very long time.
- He
referred to alcoholism as being a broad term that covers both alcohol abuse and
alcohol dependence. He said alcohol abuse was
not like measles or some other
disease which arises only because of contact with others. He said it depends on
initial contact,
and then there had to be a willingness to drink. There must
also be denial that an alcohol problem exists.
- In
relation to an aggravation of a drinking problem in the Navy,
Professor Jones acknowledged that there was strong social pressure
for that
behaviour to continue. He said that pressure did not disappear outside the Navy
but it was not as great as that which existed
within the armed services,
particularly in the 1970s and where groups of young men were involved. An
aggravation requires an increase
in the symptoms from a psychological point of
view. However, the evidence presented to him from a medical standpoint was that
the
drinking continued but was not aggravated in the sense that there was
evidence of an increase in drinking behaviour.
- He
referred also to the susceptibility of some people and said that there was a
minority of people who had a familial or genetic tendency
to alcoholism. The
development due to genetic causes, he said, would be likely to be over a long
period of time and four or five
years (as occurred with Mr Jimmieson) would be
unusual. He suggested also that such people would be affected after about 20
years
or longer and where they were not able to get any treatment. He suggested
that in Mr Jimmieson’s case, if there was a
genetic factor and if it
did contribute to his condition, it did not explain why Mr Jimmieson did not
seek treatment shortly after
leaving the Navy.
- In
cross-examination by Mr Nathan Jarro, Professor Jones stated that he did not
recall giving evidence in November 2007 at the first
Tribunal hearing. He also
commented that he would expect alcohol abuse to predate alcohol dependence.
However, page 3 of Professor
Jones’ latest report said that alcohol
dependence predated alcohol abuse – a position which he agreed was wrong
and that
the reverse sequence should have been shown in the report. Professor
Jones said the onset of alcoholism was in the Navy and that
the onset of
depression was unclear but was probably very much later. He agreed with
statements made by Warrant Officer Rigby
and other statements by former
Navy personnel about the pressures on people in the defence forces, particularly
during the 1970s,
to drink alcohol excessively. He also referred to
confirmatory medical tests that he had undertaken on Mr Jimmieson such as liver
function, and these appeared normal.
CONSIDERATION
- I
have taken account of all the evidence presented at the first hearing and
distilled with any new evidence presented at the latest
hearing. In addition,
the relevant statutory and case law necessary to answer the issues before the
Tribunal have also been taken
into account.
- The
earlier decision of the Tribunal was based essentially on the evidence that Mr
Jimmieson had drunk excessively from 1971 whilst
in the Navy until his discharge
in 1974. However, the Tribunal accepted Professor Jones’ view at the
first hearing that there
were some social factors or personality factors in the
Applicant’s background which contributed to the initiation of heavy
drinking from 1971 onwards. This resulted in a sequence of events of: early
discharge in 1974, a marriage breakdown in 1980 due
to the Applicant’s
drinking, a suicide attempt in 1980, and an ongoing pattern of excessive
drinking ever since. There has
been a subsequent suicide attempt and a
diagnosis of depression also since that time.
- The
Respondent argued at the start of the latest hearing that further evidence
should be admitted. The Applicant objected, given
the Order of the Federal
Court that the limited question be referred to the Tribunal for rehearing
without the taking of further
evidence. However, the Respondent submitted that
further evidence is not precluded and referred the Tribunal to Repatriation
Commission v Yates (1997) 46 ALD 487. That decision held that s 44(5) of
the Administrative Appeals Tribunal Act 1975 (Cth) would ordinarily
express any requirement about the hearing of further evidence, and that this
should include any prohibition
on the hearing of further evidence. I ruled that
in the circumstances there should be no impediment to the receiving of fresh
evidence
in respect of the limited questions referred to the Tribunal. In
making that determination I also took account that Dowsett J made
no order of
prohibition as referred to in Yates (supra).
- In
respect of the material before the Tribunal, I was satisfied the evidence
pointed to the following:
(1) There was a culture of drinking
alcohol at higher levels than normal among a very large number of young males in
the RAN during
the period under review.
(2) Statements by former Navy personnel support the existence of the culture
of heavy drinking, although it is circumstantial and
not specific to Mr
Jimmieson.
(3) Mr Jimmieson commenced drinking heavily while serving in the RAN from
1971 and through to his discharge in 1974.
(4) There were some social or personality factors present which led to the
onset of the Applicant’s drinking.
(5) There is no report or evidence of Mr Jimmieson not coping with his
official duties whilst in the RAN, although he was granted
discharge three years
earlier than the period of his official engagement.
(6) There is no report or evidence of Mr Jimmieson not coping with his
official duties in the Queensland Fire Service since leaving
the RAN, at least
until the diagnosis of depression in 1989 and a subsequent suicide attempt.
- Mr
Jimmieson now frames the basis of his claim as being that he was unable to
obtain appropriate clinical management for his condition
while undertaking
defence service.
- The
fundamental legislative provisions are contained in s 70(1) and (5) as follows:
s 70 Eligibility for pension under this Part
(1) Where:
...
(b) a member of the Forces or member of a Peacekeeping Force is incapacitated
from a defence-caused injury or a defence-caused disease;
the Commonwealth is, subject to this Act, liable to pay:
...
(d) in the case of the incapacity of the member--pension by way of compensation
to the member;
in accordance with this Act.
...
(5) For the purposes of this Act, the death of a member of the Forces (other
than a member to whom this Part applies solely because
of section 69A) or
member of a Peacekeeping Force shall be taken to have been defence-caused, an
injury suffered by such a member
shall be taken to be a defence-caused injury or
a disease contracted by such a member shall be taken to be a defence-caused
disease
if:
(a) the
death, injury or disease, as the case may be, arose
out of, or was attributable
to, any defence service, or peacekeeping service, as the case may be, of the
member;
... or
(d) the injury or disease from which the member died, or is incapacitated:
(i) was suffered or contracted during any defence service or peacekeeping
service of the member, but did not arise out of that service;
or
(ii) was suffered or contracted before the commencement of the period, or the
last period, of defence service or peacekeeping service
of the member, but not
during such a period of service;
and, in the opinion of the Commission, the injury or disease was contributed to
in a material degree by, or was aggravated by, any
defence service or
peacekeeping service rendered by the member, being service rendered after the
member suffered that injury or contracted
that disease; or...
- It
is also apparent that in order for the Commonwealth to be liable to pay
compensation under s 70(1) of the Act, the Tribunal must
decide according to its
“reasonable satisfaction” (the appropriate standard of proof (s
120(4))). That standard is explained
further in this case in s 120B(3) which
shows: there must be a connection between the relevant disease and defence
service; and,
if there is a SOP released by the Repatriation Medical Authority
under s 196B(3), certain factors specified must be in existence
for the claimed
condition to be able to be related to defence service. That is further defined
in s 196B(14) that a factor will
be related to service if “... it arose
out of, or was attributable to, that service”. That definition is
effectively
identical with that in s 70(5) which relates to the
Commonwealth’s obligation to pay compensation. In respect of the
connection
between a disease and defence service, a “disease” is
defined in s 5D(1) as “... any physical or mental ailment,
disorder,
defect or morbid condition (whether of sudden onset or gradual
development)...”.
- Section
5D(2) refers to an incapacity from war caused or defence caused injury or
disease as being “... a reference to the effects
of that injury or disease
and not a reference to the injury or disease itself”. With that
definition in mind, the crucial
question in the evidence here, was when could it
be said that Mr Jimmieson’s acknowleged condition of alcohol abuse
commenced.
In that regard I turn to the first of the identified issues in this
case – clinical onset.
ISSUES
ISSUE ONE – CLINICIAL ONSET OF ALCOHOL ABUSE
- The
question to be answered here concerns whether clinical onset of alcohol abuse
occurred during the Applicant’s defence service
ie. did it occur before or
during the period 7 December 1972 until date of discharge in May 1974?
- Clinical
onset refers to when a person becomes aware of symptoms or other indications of
a disease which will allow a doctor to make
a diagnosis of a disease and when
that disease was likely to have commenced or was present (Re Robertson
and Repatriation Commission (1998) 50 ALD 668; Repatriation Commission v
Cornelius (2002) FCA 750). All of the symptoms of a disease ought be shown
to exist (Youngnickel v Repatriation Commission (2004) FCA 1691).
However, difficulties occur in the identification of symptoms where a disease
develops progressively, such as alcoholism (Re Skene and Repatriation
Commission [2004] AATA 782). The question then arises whether there is
material before the Tribunal which indicates that any medical practitioner had
actually
stated that a symptom was present and that a disease was being suffered
by a veteran at a particular time, or whether the material
before the Tribunal
enabled it to make such a finding by inference (Cornelius (supra);
Youngnickel (supra)).
- Here,
there is expert evidence of Dr Rees (including oral evidence at the earlier
hearing) indicating alcohol abuse was present in
1973 (during defence service);
whereas, a contrary view by Professor Jones maintains that the condition
developed after defence service.
Despite evidence of the Applicant starting to
drink heavily in the Navy as evidenced by Professor Jones’ report of 6
September
2007 (page 4), together with his oral evidence on 14 November 2007
(see transcript page 31, lines 6 to 11), Professor Jones’
later report
opines that the condition of alcohol abuse did not occur until well after
defence service (see report of 21 November
2008).
- Counsel
for the Applicant however says Professor Jones’ evidence is inconsistent
and that his earlier report of 6 September
2007 should be relied upon. The
Applicant also relies on the Tribunal’s previous assessment.
- The
Applicant also submits that he was deprived of the opportunity to obtain
appropriate clinical management whilst in the defence
service. It was argued
that this resulted in a worsening of his drinking problem and, ultimately led to
alcohol dependence. The
Applicant’s Counsel therefore submits that Mr
Jimmieson’s defence service made a material contribution to his condition
and this has continued since that time, resulting in alcohol dependence.
- The
findings in my previous Decision were based on acceptance of the evidence of
Professor Jones relating to the Applicant’s
claims for operational
service. I said at paragraph 36 “... I accept Professor Jones’
explanation of the personality
factors as triggering early discharge and that
the consequential effects have resulted in a chronology of alcohol abuse then
alcohol
dependence and subsequently a major depressive disorder. PTSD has
emerged subsequently as a delayed onset type, as described by
Dr Rees”.
The clinical onset of alcohol abuse in relation to Defence Service has not
really been clarified by the additional
expert evidence received at the present
hearing. The Applicant says Professor Jones’ evidence was
inconsistent. I must
say that while his explanation of the psychiatric
evidence based on the incidents claimed and linked to operational service were
more logical and objective, his evidence on this occasion, particularly in
relation to the onset of alcohol abuse in relation to
defence service, was less
convincing for a number of reasons:
(1) He admitted a fundamental
error in his second report that alcohol dependence predated alcohol abuse. All
evidence to date, including
his previous evidence, showed the reverse order. It
must be acknowledged however, that could easily have been a simple error missed
in proof-reading. It is an inconsistency but not an error, or itself, of great
consequence.
(2) His second report, in my view, would have earned more weight had he taken
the opportunity of interviewing Mr Jimmieson again.
Professor Jones said
he recalled Mr Jimmieson very well. But I doubt this, as, Professor Jones could
not recall having given evidence
in this matter at the first hearing some
12 months ago.
(3) Professor Jones referred to the Applicant having
“alcoholism”. He used this term to cover both alcohol abuse and
alcohol dependence. Some literature refers to the use of that term in that
way. However, in cross examination, Professor Jones
said, defensively,
that alcoholism was not referred to in DSM-IV, when referring to the adequacy of
his written response to the second
question on page 10 of his report dated 6
September 2007. Alcohol abuse and Alcohol Dependence are referred to in both
editions
– in DSM-IV (Item 305.00 at page 196, and Item 303.90 at page
195) and in DSM-IV-TR (Item 305.00 at page 214, and Item 303.90
at page 213),
and are the specific conditions under review here. His explanation in
differentiating these terms is not supported
by other evidence provided.
(4) On the one hand, Professor Jones accepts that Mr Jimmieson was drinking
over two litres of beer per day in 1973 (over twice
the safe level of
drinking now prescribed). But, on the other hand, he maintains Mr
Jimmieson’s drinking did not equate to
Alcohol Abuse. I was unable to
accept his evidence in this regard as the heavy drinking in 1973 and the
chronology of subsequent
life patterns was not consistent with the conclusions
he reached with respect to that period.
(5) Professor Jones’ view was that if naval service had been the cause
of the onset of such heavy drinking, he would expect
that Mr Jimmieson
would have presented for treatment much earlier. This conclusion is difficult
to accept in the context of
Professor Jones’ acceptance of Warrant Officer
Rigby’s evidence (which is consistent with statements of four other former
RAN personnel) that there was a culture or entrenched practice of heavy drinking
and not to report for treatment.
(6) Professor Jones based his opinion in part, on the absence of adverse
reports of performance by the Applicant in the RAN. However,
his conclusions
here were not qualified by his acceptance that there was a culture of heavy
drinking, with a high tolerance of this
behaviour by those who would be in
reporting positions. I doubt if much can be made of an absence of adverse
reports.
(7) Professor Jones discounted genetic influence in Mr Jimmieson’s
drinking. He said if there was, it did not explain why Mr
Jimmieson did not
seek treatment shortly after leaving the RAN. This seems contrary to his
evidence that he would not expect any
genetic effect to be noticeable after 4 or
5 years but would be more likely to be noticeable after 20 years. His evidence
of an
expected chronology of effects of drinking compared with his expectation
of seeking treatment shortly after leaving the RAN (only
a short number of years
after heavy drinking commenced), is not readily reconcilable.
- On
the basis of the above I find that clinical onset occurred by 1973 during
defence service. And, I accept Dr Rees’ opinion
as the preferred view
based on the evidence in respect of a claim of onset of alcohol abuse during the
period of defence service.
I so find because of the level of drinking (accepted
by Professor Jones and Dr Rees) which commenced in 1971, and taking account
of the other indicia of early discharge in 1974, marital breakdown in 1980 (due
to heavy drinking by the Applicant), a suicide attempt
also in 1980, and
continual heavy drinking ever since that time. I find that it is a
“disease” which had “gradual
development” (s 5D(1) of
the Act) and which commenced during defence service.
ISSUE TWO
– INABILITY TO OBTAIN APPROPRIATE CLINICAL MANAGEMENT
- This
issue refers to Factor 6(i) of Statement of Principles (SOP) Instrument No 18 of
2008 – Alcohol Dependence and Alcohol
Abuse:
(i) inability to obtain appropriate clinical management for alcohol dependence
or alcohol abuse.
- It
is noted that SOP Instrument No 2 of 2009 has been issued since the date of the
hearing which supersedes the above SOP. The wording
of the relevant factor
(Factor 6(k)) in the latest SOP is identical and therefore the latest change is
immaterial to the outcome
of the present case.
- That
factor must be pointed to by the evidence before the necessary connection with
relevant service can be said to exist. It applies
only to a material
contribution to or aggravation of, alcohol abuse in circumstances where the
condition of alcohol abuse “...
was suffered or contracted before or
during (but not arising out of) the person’s relevant service”. So
much is made
clear by paragraph 7 of the SOP. It must be assessed according to a
medical scientific standard (not a lay standard) and there must
be evidence of a
clinical worsening of the disease as defined in the SOP. In other words, there
must be evidence of “...clinically
significant impairment or
distress” as manifested by at least three of the factors shown in the
definition (Repatriation Commission v Milenz [2006] FCA 1436; (2006) 93 ALD 107). I accept
there is a clinical worsening of the condition as defined in the SOP and based
on Dr Rees’ diagnosis.
- The
Applicant’s case now is that he could not get appropriate clinical
management and that has caused the escalation of alcohol
abuse to alcohol
dependence over a long period of time.
- Factor
6(i), read with the opening paragraph 6 and with the qualification in paragraph
7, requires 3 pre-conditions to be satisfied:
(1) alcohol abuse must
have existed during military service; and
(2) there must have been an inability to obtain appropriate clinical
management because of that military service (factor 6(i)); and
(3) pre-condition (2) must have resulted in a material contribution to or an
aggravation of the condition.
This is to be adjudged according to the standard specified as “on the
balance of probabilities” (Factor 6).
- Despite
my being satisfied that clinical onset of alcohol abuse occurred during defence
service, this current ground must be assessed
as submitted by the Respondent ie.
“... as a matter of practical reality” (Brew v Repatriation
Commission [1999] FCA 1246; (1999) 94 FCR 80 at 87 at [25]). Merkel J said that the approach
to be adopted should consider “... objective barriers such as lack of
power,
capacity or means or a subjective barrier such as the condition of being
unable. Whether the objective or subjective barrier to
obtaining treatment is
made out in a particular case depends on the facts of that case” (at
[26]). Heerey J said “Clearly
the factor operating on the person’s
choice would have to be a substantial one before it could be said there was
“inability”.
How substantial is a question of fact, and not capable
of definition a priori” (at [3]).
- The
Applicant refers to a culture of heavy drinking. Five testimonies of former
Navy personnel are provided in support. Professor
Jones accepts that that was
the culture in the services in the 1970s and particularly with groups of young
men. He referred to it
as being seen as ‘an index to manhood’.
- While
that evidence is uncontested, it is general evidence and does not sheet home to
Mr Jimmieson any inability to obtain clinical
management. Nor does it provide
any basis to draw an inference that there was an inability to obtain clinical
management. A culture
where members generally may be reluctant to seek
treatment cannot be extended to give it an illogical meaning.
- Mr
Jimmieson has clearly, as Professor Jones put it, been “resistant”
to alcohol for some time and has coped well with
it both in the defence service
and subsequently in the fire service.
- The
requisite inability to obtain appropriate clinical management is that the member
must feel unable to, or be prevented because
of a service reason, from seeking
treatment. In the circumstances I find there is no substantial evidence of an
objective barrier
to Mr Jimmieson obtaining treatment, nor was there a lack of
appropriate clinical management which was available to Mr Jimmieson.
The only
subjective barrier was a general reference in the first hearing to personality
factors and this was not prosecuted by any
party in relation to this issue. The
claim on this second issue must therefore fail on the balance of probabilities
as pre-conditions
(2) and (3) in paragraph 41 cannot be
satisfied.
ISSUES THREE AND FOUR
- In
Issue Two, I found no “inability” to obtain appropriate clinical
management while Mr Jimmieson was in the Australian
Defence Force. Failure to
satisfy that requirement means that Issues Three and Four cannot be satisfied.
- While
the Applicant has claimed at this hearing on the basis of an inability to obtain
appropriate clinical management, and while
I have not found evidence to support
a claim on that basis, the fundamental question is still whether the condition
arose out of
or was attributable to defence service (s 70(5)). I have found
that alcohol abuse had its clinical onset during the period of defence
service
ie. either before or during the period 7 December 1972 to 9 May 1974.
- The
words “arose out of or been attributable to” has been held to
satisfy a connection with defence service “...
if some less proximate
causal relationship is established” (Repatriation Commission v Law
[1981] HCA 57; (1980) 31 ALR 140 at 150). When that case was heard on appeal by the High
Court of Australia, it was emphasised that the above quotation by the Federal
Court referred to causation and that it would be sufficient “if the cause
was one of a number of causes provided that it was
a contributing cause
...” (Repatriation Commission v Law [1981] HCA 57; (1981) 147 CLR 635 at 648).
While the above authorities were considering identical words used in s 8 of the
Act, the words in s 70(5) have been more
recently considered. In Roncevich v
Repatriation Commission (2003) 75 ALD 345 at [27], the Federal Court held
that the interpretation involves a relatively broad test although it was not to
be viewed “... whether the relevant act ... was one that he was obliged to
do as a soldier. A causal link alone or a causal
connection is capable of
satisfying a test of attributability without any qualifications conveyed by such
terms as sole, dominant,
direct or proximate”. It is clear therefore a
temporal condition will not be sufficient (Roncevich (supra) at [23, 27
and 55]).
- The
application of the principles involved in those authorities involves cases where
it was held that alcoholism was integrally connected
with the stress of service
as well as the culture of drinking to excess (Re Lindsay and Repatriation
Commission (1995) 39 ALD 108). However, there was no integral connection in
Re Penhall and Repatriation Commission (1992) 28 ALD 261, where the
evidence revealed nothing other than the ordinary and unexceptional incidents
whilst serving in the Royal Australian
Air Force in Australia and overseas,
apart from a claim of a culture of excessive use of alcohol. In that case, it
was held that
there was a connection with service which was “in the course
of” service but that a greater degree of connection is necessary
for it to
be “attributable to” defence service. In other words, it satisfied
a temporal connection but not a connection
of sufficient proximity as required
by s 70(5)(d) of the Act. I find the evidence in this case requires a like
finding in relation
to the statutory provisions, as, despite onset during the
period of defence service, the Applicant’s condition does not satisfy
the
causal connection. There was no inability to obtain appropriate clinical
management related to defence service as claimed. The
application by Mr
Jimmieson therefore fails.
- In
the circumstances therefore the decision under review is affirmed.
I
certify that the 51 preceding paragraphs are a true copy of the reasons for the
decision herein of Dr K S Levy RFD, Senior Member
Signed:
............[Sgd]............................................................
Joan Torbey, Associate
Date of Hearing 15 December 2008
Date of Decision 12 February 2009
Counsel for the Applicant Mr Nathan Jarro
Solicitor for the Applicant Mr Terence
O’Connor
Counsel for the Respondent Ms Helen
Bowskill
Solicitor for the Respondent Australian Government Solicitor
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