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El-Terek and Comcare [2009] AATA 72 (6 February 2009)
Last Updated: 6 February 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 72
ADMINISTRATIVE APPEALS TRIBUNAL )
) No 2007/2625
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GENERAL ADMINISTRATIVE DIVISION
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Re
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FATIMA EL-TEREK
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Applicant
Respondent
DECISION
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Tribunal
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Mr John Handley, Senior Member
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Date 6 February 2009
Place Melbourne
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Decision
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The decision under review is affirmed.
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(Sgd) John Handley
Senior Member
COMPENSATION – lumbar disc injuries alleged by prolonged periods
of sitting and poor ergonomic furniture – complaints of back pain prior to
commencing employment withheld from pre-employment medical – frequent
absences from employment by reason of other illnesses
– work duties
allowed being seated and standing, some walking and routine breaks –
finding of two level disc prolapse
preceded commencing employment and
degenerative in nature – not aggravated by the employment –
Statement of Principles
issued by the Repatriation Medical Authority irrelevant
to finding of connection between employment and injury – decision
affirmed
Safety, Rehabilitation and Compensation
Act 1988 (Cth)
Veterans’ Entitlements Act 1986 (Cth)
s 196A
Military Rehabilitation and Compensation Act 2004
(Cth)
Deledio v Repatriation Commission (1997) 47 ALD 261
REASONS FOR DECISION
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Mr John Handley, Senior Member
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- Mrs
El-Terek is a 27 year old customer service operator employed by Centrelink who
claimed compensation for back injury which she
alleged arose out of her
employment which commenced in 2004. A CT scan of 13 June 2006 demonstrated a
moderate sized and significant posterior central focal disc protrusion at
L4/5 and a partial transitional vertebrae and significant partly
calcified posterior central focal disc protrusion at L5/S1 (the back
injury).
- Comcare
denied the claim in a determination of 4 November 2006 which it affirmed by
reviewable decision on 30 April 2007.
- Mr
Horner of counsel who appeared on behalf of the applicant submitted at the
outset that the employment made a material contribution
to the back injury by
prolonged periods of sitting in the workplace and by prolonged sitting in an
inappropriate ergonomic setting.
- In
evidence the applicant said that she did not have back problems prior to
commencing employment with Centrelink but she did suffer from back pain
which was associated with abdominal pain and it was a vague lower back
pain. She said that she did not previously have any pain referred from her
back to her legs. The applicant had been treated for gynaecological
complications but the source of her back pain had not ever been
investigated.
- In
February 2004 the applicant commenced employment at a call centre in Moreland
Road. She was rostered to work 38.5 hours per week
essentially in a seated
position receiving incoming telephone calls. Back pain was first experienced in
May 2004 which she then
associated with her workplace. The applicant's team
leader, Mr Barillaro, adjusted her chair and the height of her desk and provided
a lumbar support for her back. This provided temporary improvement in the level
of back pain for a few weeks but the pain returned,
her work station was
investigated and an occupational assessment was conducted in June or July 2004.
The applicant was advised that
she needed a new chair. Walking and
physiotherapy was recommended. A trial of working in a standing position for a
limited period
daily was attempted and following provision of the new chair the
applicant's back pain reduced but later returned and she attended
a doctor at
the Merlynston Medical Clinic.
- In
early 2005 the applicant described her back pain as quite significant and
she consulted Dr Cheung at the Glenroy Road Medical Clinic. Panadeine Forte was
prescribed together with analgesic creams.
The applicant remained employed in a
position mostly involving a seated position but later she undertook work of a
manual nature
for about two months which did relieve some of the pain.
- In
September 2005 the applicant successfully applied for a transfer to the
Broadmeadows office of Centrelink where she was then engaged
as a customer
service officer where she interviewed clients at her desk which required her to
work in a seated position. Despite
her workstation not being assessed at the
commencement of employment, she said that the level of back pain was less than
previously
because she was not, initially, having to work in a seated position
for periods of time equivalent to her former job at Moreland.
Later, she said
that the Broadmeadows office became short staffed, rostered breaks were not
being taken during the day and a greater
number of interviews were conducted
than would ordinarily be expected which resulted in severe back pain which also
referred to her
legs. Dr Cheung continued to treat the applicant by prescribing
painkilling medication. Complaints of back pain were notified to
the
applicant's team leader Ms Heldt. An occupational health and safety
officer and an occupational therapist were consulted
who arranged for the
applicant to be provided with a new chair and a footstool. The height of her
desk and computer was adjusted.
Despite these changes, the applicant said she
continued to suffer back pain.
- The
applicant was absent from the workplace between 16 January and 14 April 2006
because of complications associated with a pregnancy.
She said her back pain
then was very very minimal and she did not take painkilling medication.
Upon return to work the back pain re-emerged, painkilling medication was
consumed and
she was referred for a CT scan in June 2006 and eventually to Mr
Han, a consultant neurosurgeon.
- Despite
the alterations to her workstation by the occupational therapist, the applicant
said there was some improvement in her back
pain but it remained quite
significant. Presently she said that her back pain is very severe.
She did undertake physiotherapy for approximately six months in 2006 but it was
of little assistance. Panadeine Forte continues
to be consumed at between two
and eight tablets per day and upon the advice of Mr Han the applicant lost
approximately 15kgs in weight.
Presently the applicant has an appointment in
February 2009 with a neurosurgeon at the Royal Melbourne Hospital because of
advice
given to her by Mr Han that she may benefit by surgery. The applicant
presently consults with Dr Bahnasawi and Dr Cheung who
each provide
prescriptions for Panadeine Forte.
- In
cross-examination the applicant was taken to a pre-employment medical
questionnaire completed by her on 28 January 2004. This
document asked a number
of questions with respect to any medical history prefaced by the question Do
you, or have you ever had . . . . and thereafter 29 separately identified
injuries, illnesses or medical conditions are described against which the
applicant had answered
No.
- The
focus of this part of the examination concerned the applicant's answer to the
injuries, illnesses or conditions of back or neck or pain or injury,
nervous or mental condition, anxiety or stress reaction or
depression, migraine or frequent headaches, and abdominal pain or
bowel disorder. The applicant said that she regarded her answers as being
truthful because she did not regard the questions as referrable to medical
conditions but rather they were simply occurrences. This was despite
extensive medical documentation lodged by the respondent and made available to
the applicant from her treating
medical practitioners that prior to the
completion of this form – that is prior to the commencement of employment
– she
had complained of back pain. The applicant later admitted that her
answer to the questions concerning prior pain to be incorrect.
She had also
been treated for a nervous or mental condition or anxiety or stress
reaction or depression as a result of being a victim of crime for which
compensation was paid by way of the cost of counselling. Attendances on doctors
had also been undertaken for prescription of medication for migraine headache
and frequent attendances with respect to a complaint
of abdominal pain or
bowel disorder. Indeed, later in cross-examination, after there had been
extensive references made in the medical histories to complaints to doctors
of
migraine headache – for which strong painkilling medication had been
prescribed – the applicant also admitted that
her answer with respect to
the question concerning migraine headache was incorrect.
- The
applicant was also taken to a document at page 614, completed by her, as part of
the pre-employment procedure. The applicant
was asked to record the details
of medical conditions – against which she had written N A and also
asked to record the name, address and telephone number of her doctor. The
applicant
said that her answer with respect to details of any medical
conditions was truthful because she wasn't classified ever as having a
medical condition by a doctor. She also said that she understood that the
address given for her doctor was correct (despite having attended on many
occasions).
The address was not correct. The telephone number recorded by the
applicant – 83445777 – was suggested as being the
telephone number
for the Department of Anatomy at Melbourne University. The suggestion put to
the applicant was that by indicating
that she did not suffer from any medical
conditions and recording an incorrect address and incorrect telephone number for
her doctor
that she was attempting to conceal or obstruct any enquiry with
respect to her medical history. (In fairness to the applicant, the
doctor
recorded – Dr Bahnasawi – was then practising at the Dianella
Community Medical Clinic and the telephone number
recorded on its letterhead is
83455777).
- The
evidence at the hearing – both from the applicant and medical witnesses
and evident from the clinical files indicate that
the applicant has had
persisting gynaecological abnormalities and discomfort since 2003. These
matters are of course of an intensely
personal nature and I do not intend to
record in this decision the nature of that condition nor the symptoms or
manifestations in
the detail heard and read during the hearing. It was the
applicant's case that her back pain prior to commencing employment was
associated with the gynaecological abnormality. However, subsequent to February
2004, the back pain was asserted as attributable
to the employment and
management of the gynaecological conditions and pregnancies.
- In
August 2003 the applicant attended the Merlynston Medical Clinic on two
occasions with a complaint of lower back and right sided
back pain, but there is
no reference to gynaecological complaint in the clinical notes. The first
recorded attendance at the Dianella
Clinic for a gynaecological complaint was in
September 2003. The applicant attended the Glenroy Road Medical Clinic in
December
2003 with a history of three day back pain but whilst the applicant
said that it was gynaecological in origin there was however no
reference in the
medical history to the presentation then being gynaecological in nature.
- It
was learnt by the evidence and the extensive clinical data lodged pre hearing
that the applicant had been consulting a number of
doctors at different clinics.
She attended the Merlyston Clinic, the Glenroy Clinic and three in Broadmeadows
– Dianella, Hillcrest
and Health Target.
- The
applicant commenced employment on 2 February 2004 with Centrelink. It was her
evidence that lower back pain progressively worsened
during each working week
but was relieved by rest on weekends. However records produced by the
respondent from the employer indicated
that in the 48 weeks of 2004 (after
2 February 2004) the applicant worked a five day week for 17 weeks only.
It was also noted
that the applicant was frequently absent from work on a
Monday. It was the applicant's case that she was absent from work throughout
2004 because of back pain, but the clinical notes record a complaint of back
pain on three occasions only, despite many attendances
for other complaints,
mainly gynaecological. The clinical records indicate that there was one
attendance only at the Dianella Clinic
on 7 February 2004 where the entry
recorded some back pain now settled where the majority of the clinical
notes indicate attendance for gynaecological manifestations. There were two
attendances at the
Merlynston Clinic on 13 September 2004 and 5 November
2004. The first attendance was with respect to L sided back pain, radiating
to both legs and LBP on the second occasion (the abbreviation is
assumed to be lower back pain). Nurofen and Brufen were then prescribed
although it
is also noted that the applicant presented on the latter occasion
with a complaint of a sore L shoulder.
- It
was put to the applicant (which she denied) that her absences from work –
as she alleged – were not related to her
back injury but rather were
referrable to treatment for other – and most notably – her
gynaecological condition. The
applicant also denied employment elsewhere and
denied activity on weekends being responsible for the frequency of absence from
work
on Mondays. The applicant remained adamant that she did continue to suffer
from back pain throughout 2004 but was self medicating
by taking painkillers
over the counter. When it was specifically put to her that the clinical
notes did not support her claim for ongoing back and left leg pain, the
applicant
said that she was unsure.
- In
2005 the applicant said that she continued to suffer from back pain by reason of
her employment. However, the pattern of absence
from the workplace that existed
in 2004 continued. In 2005 she attended the Merlynston Clinic on
19 January with a complaint
of back pain and on 2 May 2005 (a Monday) a
doctor from the Glenroy Clinic attended her home and obtained a history of back
pain
over the preceding two days. There were many other attendances at doctors
throughout 2005 but none were recorded as the applicant
presenting with back or
leg pain. At May 2005, the applicant had worked a five day week on four
occasions only. The applicant acknowledged
that for three out of every four
weeks until June of 2005 she had been haemorrhaging on three out of every four
weeks. She also
acknowledged that her absences from the workplace had mainly
been because of the bleeding problem and the only absence from the
workplace because of back pain was in September. There are no clinical records
indicating the applicant
attended any of her doctors in or about September 2005
with a complaint of back or leg pain nor anything which would indicate
certification
by doctors for incapacity associated with those conditions.
- In
June 2005 the applicant was referred by the employer to Dr Trifiletti. The
applicant did not then make any complaint of back of
leg pain and refused
permission for Dr Trifiletti to obtain access to her clinical histories. The
applicant said at the time of
consultation she did not disclose the presence of
back pain because it wasn't diagnosed, that's why I wasn't – I didn't
make it aware. She said Dr Trifiletti was not examining in order to provide
a report expressing an opinion concerning fitness for future employment,
but
rather she was reporting on the legitimacy of why I was taking leave off work
and if they could help me in any way at work.
- On
26 September 2005 the applicant commenced work at the Broadmeadows office of
Centrelink. Previously she had worked at the Moreland
Call Centre where,
although having given evidence in chief that she was working in a seated
position all day, she acknowledged that
she had a one hour break at lunch time
and two 15 minute tea breaks during the day. During each of those three breaks
she would
leave the workplace and walk along Sydney Road to obtain a meal or to
attend the local café to obtain coffee. She agreed
in those
circumstances that she was not seated throughout the day and was given the
opportunity at least on those three occasions
to exercise.
- The
applicant acknowledged that she had read the statements from her team leaders
from the Broadmeadows office where it was recorded
that the applicant worked a
variety of duties where she could sit or stand and would frequently have to
walk. The applicant said
that that's the theory but when we're short staffed
which was almost every day that never used to occur. The applicant said
that she was assessed by an occupational health and safety delegate in the
workplace and in December 2005 her
desk was modified and she was provided with a
borrowed chair. At about that time the applicant said (refer also
paragraph 27 of her statement) that her lower back and left leg pain had
eased
but then it came back. In December 2005 the applicant was four months
pregnant.
- In
2006 the applicant suffered a still birth and was away from work on leave until
14 April. On 1 May 2006 she consulted Dr Cheung
at Glenroy Clinic who took a
history of pain in her left shoulder over the previous month without having
undertaken physical work. The applicant said that she had then
complained to Dr Cheung of significant back pain and had also
reported back pain to her supervisor, Daphne Heldt.
- On
31 May 2006 the applicant attended Dr Hussein at the Dianella Clinic with a
complaint of lower back pain with referred right leg
pain. On 2 June there was
no complaint to Dr Hussein of back pain but she was referred for x-ray. On 9
June, Dr Hussein conducted
a neurological examination and discussed the
results of the x-rays. There was no recorded complaint then of leg pain. Dr
Hussein
referred the applicant to Mr Han, a neurosurgeon who consulted with the
applicant on 28 June. He took a history of low back pain
increasing in April
2004 whilst working at Centrelink. He also reported a recent recurrence of low
back pain referred to both legs.
At a further review on 7 July he reported
continuing back pain worse than her leg pain. (Refer T6 and T8). The
applicant agreed that she gave a history to Dr McIntosh who examined at the
request of Centrelink
on 17 July that she had become crippled by the end
of May 2006 because of leg and back pain.
- The
applicant was referred for physiotherapy in August 2006 to the Glenroy
Physiotherapy Centre. The clinical notes record a history
of lumbo-sacral pain
from May 2004 with ongoing symptoms from September 2005. It would appear
that the applicant had six consultations at the Glenroy Physiotherapy Centre in
August
2006. Complaints of work related pain were not given and the
physiotherapist recorded that the applicant was of the opinion that
she probably
had back pain because she had been menstruating. The applicant agreed with that
history and agreed that at August 2006
it was her opinion that her back pain was
attributable to menstrual issues.
- The
applicant consulted with Dr Hussein on a number of occasions in August and
September where a history on 1 September was of the
pain having settled and on 4
September the applicant was due to collect a certificate to return to work. In
November the applicant
agreed that Dr Hussein was concerned that she may have
been depressed and referred her to a psychiatrist. The applicant agreed that
she did not attend that consultation. The applicant decided at the end of 2006
to have all of her treatment conducted by Dr Bahnasawi
and ceased attending the
Dianella Clinic. She said in evidence that it was easier to obtain an
appointment with Dr Bahnasawi than
with Dr Hussein.
- In
fact Dr Bahnasawi first consulted the applicant at the Health Target Clinic in
Broadmeadows on 13 September. The history then
obtained was of back pain due to
heavy lifting at work. He consulted with the applicant on 4, 10, 17, 25, 28 and
31 October.
He prescribed Panadeine Forte and other painkilling
medication. On 17 October he recorded that the applicant's back pain was
getting worse. In November he consulted with the applicant on 1, 7, 12,
14, 16, 17, 21 and 28 with histories of continuing back pain getting
worse on 14 November. Prescriptions were issued for Panadeine Forte, Ducene
and Tramadol. Dr Bahnasawi or his partner Dr Hamdan
consulted with the
applicant on 1, 5, 7, 12, 18, 23 and 29 December where prescriptions were again
issued for Panadeine Forte. Tramadol
was ceased at 29 December 2006.
- The
applicant said that she had complained to Dr Bahnasawi of referred buttock or
leg pain but could not explain why that history
was not recorded in any of the
consultations.
- In
April 2007 the applicant was found to be seven weeks pregnant and on 28 May Dr
Bahnasawi diagnosed back pain due to the pregnancy.
The applicant said that her
pain was then vague and she was not taking painkilling medication.
Between May and August there was no complaint of back pain in the clinical notes
of the Royal Women's Hospital and for a considerable period between July and
October 2007 the applicant was resting in bed.
- The
applicant was then taken to a questionnaire she completed at the Barbara Walker
Centre in September 2006 where she recorded that
she first suffered back pain in
April 2004 but the present episode of pain started in September 2005.
The applicant recorded the reason for the increased pain in September 2005 was
because she was then pregnant.
That history was confirmed in a report by Dr
Muir to Dr Hussein on 23 April 2007 (p797). He examined the applicant on 23
April
2007 and recorded a history of the applicant's back pain having become
worse over the preceding six months during which time she
had attempted a
graduated return to work (GRTW) at five hours per day over four days per week.
The applicant denied that she was
attributing back pain to her pregnancy in
September 2005 but did agree that that history which was also recorded by Dr
Muir in his
report to Dr Hussein was consistent with the information that she
had given him (at consultation) in April 2007.
- The
applicant said that she returned to work on a graduated basis in November 2006
but as her work hours increased she said she was
struggling. She agreed
that from 31 January 2007 Dr Bahnasawi had provided her with certificates for
total incapacity. She also agreed that
he had provided prescriptions for
Panadeine Forte medication which she consumed at between two and eight tablets
per day for pain
relief.
- In
re-examination Mrs El-Terek agreed that her absences from the workplace before
June 2005 were related to her gynaecological condition
and denied that she had
taken time off work because of back pain prior to June 2005 (trans. p85).
- The
applicant said that she did not ever experience or suffer an incident in
the workplace that would be responsible for her back condition and denied that
there was ever any incident away from the workplace that would be
responsible for her back injury. She said that she had been asking her
superiors for a replacement
chair and had given that information to Dr Cheung in
a consultation on 1 May 2006. She said at or about that time the employer had
provided her with a chair usually used by another employee but after a period of
absence from the workplace she was given a chair,
on her return, which had a
lower back and because of prolonged sitting in that chair, she suffered
recurrences of back pain.
DR BAHNASAWI
- Dr
Bahnasawi has treated the applicant at the Health Target Clinic since September
2006 but had previously treated her at the Dianella
Medical Clinic in 2004. He
provided two reports dated 22 November 2006 (T19) and 1 April 2008.
- At
13 September 2006 he said the applicant presented with lower back pain radiating
to both legs, that she was then stressed with the pain, was limping and
her left leg was weak. He observed an MRI or CT scan which confirmed the
presence of disc bulging and in his opinion
the clinical presentation was
consistent with the radiology. Thereafter he prescribed Panadeine Forte,
Tramadol and Valium (as a
muscle relaxant).
- Dr
Bahnasawi was of the opinion that a relationship existed between the applicant's
injury and her employment. It was his opinion
that being seated in the
workplace and sort of probably not getting enough break what she want, with
the pressure of work and this and that, is a major factors in either
causing
disc or making things worse, if it were the pre-existing situations.
Additionally, it was his opinion that if the applicant suffered a disc prolapse
pre-existing the employment that the absence of
rest and a proper supporting
chair, especially in a person overweight, would be responsible for causing the
prolapse to become worse.
- In
cross-examination Dr Bahnasawi acknowledged that his clinical records do not
contain a history of complaint made by the applicant
nor any advice given by
him. He acknowledged that the notes contain the date and time of consultation,
a record of medication prescribed,
a very short description of the history (for
example, back pain still going found in the notes on 23 December 2006 or
back minimal improvement found in the notes on 30 January 2007). Dr
Bahnasawi said that by reason of the frequency of his consultations with the
applicant
and the few numbers of patients at his clinic who have compensation
claims, he was able to remember the applicant's symptoms and
her complaints and
the advice that he gave her. The contents therefore of a report that he wrote
on 1 April 2008 were based largely
on his recollections. He also acknowledged
that any opinions expressed by him would be based on the accuracy of history
given and
his interpretation of radiology reports and other clinical data.
- The
witness was specifically taken to the frequency and quantity of medication
prescribed by him as evident from his clinical records.
Those records indicated
prescriptions frequently being issued for Tramahexal – a slow release
painkiller, Panadeine Forte,
Tramal (same drug as Tramahexal), Ducene (which was
described as being the same drug as Valium and also known as Diazepam) and
Endone
an opioid medication regarded as being stronger than Panadeine Forte and
prescribed when Panadeine Forte is not offering adequate
pain relief. He was
unaware on 4 October 2006 when he prescribed Tamahexal that the same drug had
also been prescribed by the Glenroy
Clinic on 22 September 2006. Dr Bahnasawi
said that he had not ever considered whether the applicant had a psychiatric
impairment
which might account for her frequent requests for medication nor had
he ever considered that the applicant had become dependent upon
Panadeine Forte
which contained 30mg of codeine. The witness confirmed that after 13 April 2007
– when a positive pregnancy
test was obtained – she did not seek any
painkilling medication until 28 May 2007 despite six intervening consultations.
Dr
Bahnasawi said that the applicant was concerned to ensure a full term
pregnancy having previously miscarried and was not prepared
to accept the
proposition put to him that between April and May 2007 she was not in pain and
therefore did not seek painkilling medication.
He noted on 23 May 2007 that
Panadeine Forte was prescribed and on 28 May he recorded the applicant suffered
back pain due to pregnancy.
- Dr
Bahnasawi acknowledged that his notes did not record any reference to referred
leg pain but said that she had definitely given that history. He also
said that observation by him of the films from radiology would confirm the
presence of referred leg
pain.
- The
witness said being seated would not of itself cause a disc prolapse but it may
be aggravated by the duration of the periods being
seated, the nature of the
chair, whether a break was taken, and her posture. Additionally, matters such
as being overweight or pregnant
or having a family history of lumbar disc
prolapse might increase the chances of aggravation of an existing
prolapse.
DOCTORS CHEUNG AND HILL
- Doctors
Cheung and Hill both practice at the Glenroy Clinic. The applicant was a
patient of that clinic between 17 December 2003
and 10 February 2007. They both
gave evidence by telephone mainly to interpret their clinical notes. Neither
had provided a medical
report prior to the commencement of the hearing.
- The
evidence of both doctors revealed that the applicant had attended on a number of
occasions with respect to gynaecological complications,
complaints of migraine
headache, stress, left shoulder and elbow pain and back pain. A left shoulder
ultrasound undertaken on 5
May 2006 did not reveal abnormality. An arrangement
was made for the applicant to be referred to the Northern Hospital for
neurological
assessment of her complaints of headaches and migraine but there
was nothing from the clinical notes to indicate that the applicant
ever
attended. The applicant was also referred to the Northern Hospital because of a
complaint of lower back pain extending to the
left side of her left
flank. Dr Hill noted that the report from the Northern Hospital of 27
February 2005 recorded the applicant's presenting complaint was
of pain at or
near the left iliac fossa with left flank pain. The report recorded that a
cause for the pain was not found. Dr Hill thought that the applicant may have
had a renal calculus
or an ovarian problem.
- The
first presentation to the Glenroy Clinic by the applicant with a complaint of
back pain was on 17 December 2003. The applicant
then consulted with Dr Wilson
(who was unable to give evidence by reason of being on leave) but his notes were
interpreted by Dr
Cheung. The applicant apparently attended because of a
gynaecological matter but the notes also record lower back pain for 3/7.
The notes also record denies stress. The medication Panadol was
recorded as no benefit but it was noted that the applicant was on
Panadeine. Dr Hill consulted on 19 December and he recorded pain still L
lower back o/e L flank ? renal.
- Dr
Cheung visited the applicant at home on Monday 2 May 2005. His notes record a
past history of low back pain of one year duration.
The pain is recorded as
having occurred two days previously but the cause is not recorded. He noted
that the applicant had pain
radiating to her knees, that Panadeine Forte was
prescribed and he certified incapacity for three days. He also referred the
applicant
for lumbo-sacral x-ray. The notes record that the report of the x-ray
of 3 May 2005 found sacralisation of the 5th lumbar
vertebra and of the right side of the transverse process. Dr Cheung
interpreted that report as an anatomical variation. He said that would
cause the applicant to have vertebra not as strong as meant to
be . . . to withstand her body weight at normal lumbar
vertebra. He noted that the applicant then weighed 112kgs and he expected
that the applicant would have back trouble sooner than anyone else. When
asked to clarify, he said that he would expect the applicant to suffer from
degeneration in her spine at an earlier age than
other persons. When he learnt
that the applicant's mother had had lumbar disc problems it was his
opinion that a hereditary effect is quite possible and the applicant
therefore was at risk of a higher chance to get abnormal back spine and to
get some damage to the disc at an earlier stage. He recommended the
applicant lose weight and exercise.
- On
16 January 2006, Dr Cheung interpreted notes completed by Dr Wilson of the
applicant then complaining of a tender right lower back with pain
radiating into her right leg. The applicant was then found to weigh 116kgs and
was taking Panadeine Forte.
- On
8 August 2006 Dr Hill noted that the applicant had been referred by another
doctor to a specialist. He recorded the words prolapsed disc
and noted that the applicant was taking Tramal which he said was a drug similar
to Panadeine Forte. On 9 November Dr Hill learnt
that the applicant had been
seen by Mr Han who had arranged for an MRI scan. Dr Hill had a copy of the
report of the MRI and he
interpreted it as indicating the applicant suffered
from a lumbar disc prolapse.
- Dr
Hill said that he was not prepared to rule it out that the applicant
could suffer a disc prolapse by her work requiring her to remain seated but in
his experience, such an injury
occurs by strenuous activity involving lifting or
bending. He was aware of the applicant's weight from time to time and thought
that obesity was a significant factor in musculo skeletal injury. He was also
of the opinion that pregnancy can cause a softening
of cartilage and it was well
established that pregnancy can be responsible for back pain.
- In
re-examination by Mr Horner, Dr Hill thought that the applicant's weight would
be of greater significance to the risk of developing
a lumbar disc prolapse than
the ergonomics of the office where the applicant worked but he did acknowledge
that poor posture can certainly cause problems in . . . the lower
back.
DAPHNE HELDT AND MAREE-FRANCE CAMILLE
- Ms
Heldt and Ms Camille previously worked as team leaders with Centrelink at the
Broadmeadows Customer Service Centre. Ms Heldt moved
to another Centrelink
office in May 2006 and was replaced then by Ms Camille. Both gave similar
evidence with respect to the office
furniture and the work duties.
- The
witnesses said that the office furniture comprised chairs to which a number of
levers were attached which permitted the raising
or the lowering of the seat or
the adjusting forward or backwards of the back of the seat and the adjustment of
a lumbar support.
The desks could be raised or lowered by a winding type
mechanism. An occupational health and safety officer was located in the
Broadmeadows office who would be available upon request for the purposes of
assessment of a workstation or to adjust or replace furniture.
- Each
witness described the work practice as staff being rostered to perform a number
of clerical type activities comprising work at
a reception area, conducting
walk in interviews or conducting interviews following a pre arranged
appointment.
- Reception
duties were conducted either in a seated or standing position. The seat was of
a stool type construction and could be raised
or lowered depending on the
receptionist's need. Reception duties could be for up to two hours per
day.
- Walk
in interviews and interviews for persons who have pre arranged appointments are
conducted at the officer's desk located behind
the reception area. The officer
is required to walk from the workstation to the reception area and escort the
Centrelink customer
to the desk. At the conclusion of the interview the
customer is escorted from the workstation back to the reception area. Walk
in
interviews are anticipated to take between 15 and 20 minutes and are usually
concerned with persons who attend to provide information
such as change of
address or bank account details. Pre arranged appointments are usually
allocated one hour but after an officer
becomes experienced the appointment
might not extend beyond 45 minutes. Ms Heldt did agree the appointment might
extend to 60 minutes
in the event of a non-English speaking customer. During,
or at the conclusion of the walk in interviews or pre arranged interviews,
the
officer may be required to undertake some photocopying or printing of documents.
That would require the officer to walk away
from the workstation to a printer or
a photocopier located elsewhere in the workplace.
- Ms
Camille and Ms Heldt agreed that from time to time there would be staff absences
where persons might work extended periods of time
at the reception counter or
conducting interviews but generally persons are rostered to perform reception
duties and the two different
types of interviews on a daily basis. The work day
commences at 8.30 and the last interview is scheduled at 4.00pm. A lunch break
of one hour is available together with two 15 minute tea breaks. Both witnesses
disagreed with the evidence of the applicant that
there were occasions where she
would be required to conduct three interviews per hour throughout the day that
is 21 interviews per
day. Whilst Ms Heldt that she was responsible for 29 staff
and Ms Camille said that she was responsible for between 22 and 24 staff,
the
latter said she had no knowledge or memory of any staff
cuts.
DAVID MACINTOSH
- Mr
MacIntosh is a consulting orthopaedic surgeon who examined the applicant on
three occasions at the request of the employer and
provided four reports (three
were forwarded to the employer and one was forwarded to the solicitors for the
respondent).
- Mr
MacIntosh was of the opinion – having observed the CT scan of 13 June 2006
and an MRI of the same date – that the applicant
suffered a significant
calcified disc at L5 / S1 with left sided protrusion and nerve root compression
at S1. It was his opinion that the applicant suffered degenerative disease of
the lower lumbar spine with nerve root compression. He agreed
with opinions
expressed by Mr Michael Shannon in a report of 30 January 2008 who concluded
that the disc protrusion was longstanding,
that it may have preceded the
employment and there was no evidence that the employment had any significant
influence on the development
of the prolapse. Mr Shannon was also of the
opinion – and Mr MacIntosh agreed – that the protrusion was
degenerative
in nature and possibly affected by the applicant's weight, the
stresses of her pregnancies and being unfit.
- Mr
MacIntosh was of the opinion – consistent with the opinions of
Mr Shannon – that the employment did not aggravate
the
pre-existing degenerative disease but could have caused symptoms by prolonged
sitting.
- Mr
MacIntosh was taken to the clinical notes of doctors treating the applicant in
2003 who variously obtained histories of lumbar
pain, tenderness of the lower
back, and lower back pain extending to the left flank. He said those symptoms
were consistent with
degenerative disease which must have then been existing.
He thought that the symptoms would also be consistent with a disc prolapse
at L5
/ S1 but the complaint of leg pain would not necessarily have been caused by the
prolapse.
- When
Mr MacIntosh examined the applicant he noted an inconsistency between straight
leg raising when she was prone and when she was
in a seated position. He was
unable to explain the differences other than the applicant may have been
resisting him during the examination.
- Mr
MacIntosh was reluctant to be drawn into associations, if any, between anxiety
and depression and back pain. He said that anxiety
and depression could affect
a person's perception of pain because when depressed everything seems
worse. Alternatively he said that back pain may cause depression. When he
learnt that the applicant had rated her pain at 9 on a scale
of 1 – 10 at
a pain management clinic in September 2006, he said that he would have expected
the level of pain to be lower
but he conceded that the applicant may have
experienced pain at that level on the day on that she attended the clinic.
- Mr
MacIntosh was then examined on the relationship between obesity and pregnancies
and back pain. He said it might appear that a
person being overweight could
suffer from back pain but in his experience there was no evidence to support
that proposition. He
acknowledged that it was a commonly held view and it was a
point of departure from his unanimous agreement with the contents of the
report
of Mr Shannon. He said it was common for persons who are pregnant to
suffer back pain – including women without
prior complaints of back pain
– but said he was not aware of any correlation between pregnancies and
disc protrusion.
- When
Mr MacIntosh saw the applicant in July 2006 it was his opinion that she was fit
to return to work initially at three hours per
day on three days per week with
10 minute breaks after being seated for 20 minutes. Gradually he said that the
duration of the employment
should increase with supervision by her treating
general practitioner.
- Mr
MacIntosh had read the report of Mr Han and in broad terms he agreed with it
except Mr Han was of the opinion that the employment
did contribute to the
degenerative disease. He said that both he, Mr Shannon and Mr Han were all of
the opinion that the applicant
should not have surgery.
- In
cross examination Mr MacIntosh said that there was no correlation between
complaints of pain and the injury as observed upon radiology.
It follows that a
person with a disc lesion would not necessarily suffer pain whereas other
persons might experience pain. He would
prefer to conduct further examinations
and observe clinically before he concluded that the radiology was consistent
with a person's
complaints. He confirmed the conclusions expressed in his
report of July 2006 that the applicant had difficulty sitting for more
than 20
minutes without having a break because sitting for any longer period of time
would cause increased pain. He therefore agreed
that being seated for up to one
hour without a break, day in day out would increase the applicant's back
pain, more so if the chair upon which she was seated was not suitable. He
thought that a chair
with good lumbar support would be acceptable and likely to
reduce the extent of back pain.
- In
re-examination, Mr MacIntosh said that being seated at work for periods of less
than one hour in a chair supplied by the employer
that was ergonomically
designed which was capable of adjustment as to height and lumbar support and
being seated at a desk which
was capable of being adjusted and being supervised
by an occupational therapist would be unlikely to cause back pain at any greater
level than being seated anywhere else.
MICHAEL SHANNON
- Mr
Shannon is an orthopaedic surgeon who examined the applicant on 29 January
2008 and provided a report of 30 January 2008.
Having observed the reports of a
CT and MRI scan of 2006 it was his opinion that the applicant suffered from
degenerative changes
and a disc protrusion in her lower lumbar spine. Unlike Mr
MacIntosh and Mr Han he was not of the opinion that the applicant suffered
compression at S1.
- Mr
Shannon was alert to the psychosocial factors reported by Mr Han and
thought that conditions of anxiety, stress or depression could form a major role
in assessing the subjective
severity of the injury. The witness was then asked
to consider a summary from the clinical notes of the treating doctors which
indicated
a diagnosis of PTSD in 2001, admission to hospital following an
overdose of paracetamol in 2001, insomnia being diagnosed in 2003,
hyperventilation being diagnosed in 2003 and 2005 and stress diagnosed in 2005.
Mr Shannon thought that history was significant
when evaluating the extent of
the applicant's back pain. He was also of the opinion that surgery would not be
warranted in the case
of the applicant in the absence of appropriate
pathology and psychology. He thought that the chances of success from
surgery – which he thought would be a two level fusion – would
be
negligible.
- When
Mr Shannon also learnt of a summary completed by the applicant on admission to a
pain management clinic of pain associated with
sitting, standing, lifting,
housework, bending, walking and climbing stairs, he said that he would expect
that activity to cause
a worsening in her symptoms (an opinion also held by
Mr MacIntosh when the same question was put to him).
- Mr
Shannon thought that the applicant's clinical history before 2004 of presenting
with complaints of lumbar pain, tenderness, referred
left leg pain and
tenderness over the lumbar muscles could point to the protrusion having preceded
commencement of employment.
- Mr
Shannon was concerned when he leant of the applicant's history of obtaining
prescriptions for and consumption of Panadeine Forte.
Unlike Mr MacIntosh
it was his opinion that Panadeine Forte is a narcotic and is addictive. He was
concerned that the applicant
was able to obtain prescriptions at the frequency
suggested by counsel for the respondent who referred to the clinical notes of
the
applicant's treating general practitioners.
- Mr
Shannon thought that the restrictions imposed by Mr MacIntosh as contained in
his report of 11 July 2007 were appropriate. He
thought that a return to work
by the applicant involving sitting, standing and walking for limited periods
would be appropriate.
He also thought that those type of activities were not
different to ordinary daily activities by persons outside the workplace.
He
maintained his view that the work environment might cause an increase in
symptoms, but there was nothing which pointed to the
disease process suffering
any permanent aggravation.
TIEW FONG HAN
- Mr
Han is a neurosurgeon who has been in practice for eight years. In addition to
some reports he wrote to referring treating general
practitioners (which were
received into evidence), Mr Han provided a report to Comcare dated 14 March
2007. He attended the applicant
on two occasions in June and July 2006 and
obtained a history from the applicant of lower back pain from April 2004 after
commencing
employment with Centrelink. Pain was also experienced in the left
leg and occasionally in the right leg. A CT scan had previously
been undertaken
and Mr Han arranged for an MRI. He said that the radiology as observed by
him was consistent with the complaints
made by the applicant on
presentation.
- In
his report in answer to a question asked by the respondent, Mr Han was of the
opinion that there was a direct relationship between Mrs El-Terek's condition
and her employment. I believe the employment was a significant contributing
factor to her injury. Mr Han said he formed that opinion because on the
history given to him the applicant did not suffer back pain before she commenced
work with Centrelink. He also understood her employment to be mainly standing
serving customers at a counter with some rotation
and turning. In that
environment and working full time, he said back pain could result from
pathological changes. When asked to consider that the applicant also
worked in a seated position, he said that disc damage could be caused if the
applicant
was not sitting in an ideal ergonomic position.
- Mr
Han was then asked to comment on a conclusion expressed by Mr Shannon in
his report that the applicant was not incapacitated,
that her condition was not
related to employment and resumption of employment should be on a gradual basis.
He thought that was a
generalised opinion and consideration would need to
be given to the specific duties required of her in her work. He thought the
opinion would
be sound if the applicant worked in a comfortable environment but
if she was busy or frequently had to sit and stand, walk and turn,
he would
maintain his opinion that the work contributed to the injury.
- Mr
Han recommended that the applicant lose some weight as part of her treatment but
it was his opinion that her weight had not contributed
to the presence of pain
or the injury. He maintained that opinion because on the history he
obtained - and being aware
that she had been overweight prior to
commencement of employment – back pain occurred only after employment with
Centrelink
had commenced.
- In
cross examination Mr Han was taken to his report where in answer to a question
of the respondent he reported there is generally no specific causation
factors for this condition. Generally repetitive trauma such as bending or
lifting would
accelerate the degree of disc degeneration in the lumbar
spine. Mr Han agreed that there could be a hereditary component to
the occurrence or progression of degenerative disease as would trauma or a
person's age. He thought that sitting involved the
use of the spine and
that would also contribute to the degenerative process. When he was reminded
that in 1999 when the applicant was 16 or 17 years
of age and was then reported
to have a weight of 99kg, Mr Han agreed that obesity would accelerate the
degenerative disease.
- Mr
Han was then given a summary from the clinical notes of the applicant's treating
practitioners who in August 2003 variously reported
a history of lumbar pain,
right lower back tenderness with similar complaints in December 2003 including
specific reference to the
L5 / S1 level. With that knowledge – but in the
absence then of radiology – Mr Han said that the symptoms then expressed
by
the applicant could represent disc damage and degenerative disease could then
have been present. He said that he had been advised
by the applicant that she
suffered a gradual increase of back pain since commencing employment with
Centrelink and without specific
trauma. He said that he had presumed that she
had worked 40 hours per week involving rotation and turning. He acknowledged
that
he would need to reconsider his opinions having regard to the history of
which he was not aware.
- Mr
Han was then asked to consider from the evidence heard in these proceedings,
that the applicant had been provided with ergonomic
furniture, that she had been
assisted by an occupational therapist and an occupational health and safety
officer, that the maximum
working week was 36¾ hours, that she could sit
and stand at will when working at the call centre in 2004 and similarly when
conducting interviews at the counter. On that history, Mr Han said that it
would appear that the applicant had early disc damage and degenerative
disease but having heard of the duties that she performed at Centrelink it
was his opinion that that employment could have accelerated the
degree of
degenerative disease. He said the history of pain was more important than the
activities undertaken in the workplace.
He acknowledged that outside work
persons would be expected to sit and stand and twist and turn however, in his
experience a workplace
does not provide an opportunity to rest as might occur at
home.
- Mr
Han said that he considered the possibility of surgery after he first saw the
applicant and observed the results of the CT scan
but dismissed it when he saw
the results of the MRI. Initially he thought that surgery would be warranted
because of the complaints
of severe leg pain but on review, he thought the lack
of musculature and the applicant being overweight contributed to her symptoms.
He agreed that pregnancy was a common cause of back pain.
- In
his report Mr Han also concluded that a psychiatric assessment of the applicant
may be of value. He reported that he was not aware
of any significant
psychological effect by reason of a miscarriage suffered by the applicant
and he thought that psychiatric assessment might determine whether there was
any
association between the previous pregnancy and the back pain.
- At
the hearing Mr Han said that a person with a vulnerable personality would
perceive pain more than was usual. When he learnt that the applicant had
been diagnosed with PTSD in 2001, had attended for treatment following an
overdose of painkilling
medication, suffered depression, hyperventilation, and
stress in 2005 and of concerns expressed by the Royal Women's Hospital after
the
birth of her first child in 2007, Mr Han said that a history of psychosocial
factors may affect the degree of reported pain.
- Mr
Han agreed with conclusions expressed by Mr Shannon and Mr MacIntosh that the
employment did not significantly contribute to the
applicant's injury. He also
agreed that the employment did not materially contribute to the causation,
aggravation or acceleration
of her degenerative disease or the development of
the disc prolapse.
- In
re-examination Mr Han was asked to consider the work duties he had assumed were
undertaken by the applicant and was also asked
to assume that the back pain
reported in 2003 did not have its origin in her spine. He said that in those
circumstances and in the
absence of any pre-existing injury to the back, he
thought the work duties could bring on back
pain.
CONCLUSION AND REASONS FOR DECISION
- The
applicant was 22 years of age when she commenced employment with Centrelink in
2004. At a pre employment medical examination
she was asked to complete a
questionnaire disclosing whether she had or had not previously suffered a number
of stated conditions.
Of some significance (Exhibit R4, p626), the applicant
denied that she had previously suffered back pain. The evidence heard in
these
proceedings clearly demonstrated that answer to be false and the applicant
ultimately admitted that it was false. The applicant
said in evidence that she
misunderstood the question asked but I am satisfied that she is a person of
considerable intelligence and
she clearly understood what was being asked of
her.
- The
medical evidence heard and read in these proceedings revealed complaints to a
number of doctors in 2003 of back pain. In 2006
a CT and MRI scan was conducted
demonstrating the presence of a disc prolapse at L4/5 and L5/S1. Whilst there
was a radiological
absence of nerve root compression, the back pain suffered, at
least in 2003 by the applicant, is consistent with the presence then,
as evident
by the CT/MRI scans, of lumbar disc protrusion at least at one and probably two
levels before the commencement of employment.
I am not satisfied that those
conditions arose out of, or in the course of, the employment. I make those
findings because protrusions
are more likely to have occurred by strenuous
physical activity involving lifting or bending (refer evidence of Dr Hill).
Those
types of activities were foreign to the work undertaken by the applicant.
On the evidence of Doctors Cheung, Hill, Bahnasawi, and
Shannon it is likely
that the prolapse at one or both levels also had an association with the
applicant being overweight (the evidence
pointed to the applicant at all
relevant times being between 112 and 116kgs). There was nothing from the
evidence which points to
the applicant being exposed to any traumatic or
strenuous event or activity in the workplace which would account for the
prolapse
at one or both levels. Mr McIntosh said the prolapse was degenerative
in nature.
- The
only support – on the reports – for the applicant's case was from
Dr Bahnasawi and from Mr Han. I found the
evidence of Dr Bahnasawi to be
confusing and superficial and from which I would place no reliance. His
clinical notes did not reveal
any meaningful history and were brief in the
extreme. His evidence of the history given to him was from memory but I
discount it
and find it to be against the weight of the evidence heard from the
other doctors in these proceedings. He did acknowledge that
it was unlikely
that working in a seated position would cause a disc prolapse but thought that
obesity and heredity factors might
increase the risk of aggravation of a
pre-existing prolapse. Mr Han initially supported the applicant's case but had
an incorrect
history. He associated the prolapse and or the aggravation of it
by the applicant being exposed to frequent bending, twisting and
turning type
movements at work. When he learnt that those activities had not been undertaken
and learnt also of the applicant's
prior medical history – including
attendances upon doctors in 2003 – and learnt also of other illnesses for
which treatment
had been undertaken, he reversed his opinion and was of the view
that there was no material contribution to the causation, aggravation
or
acceleration of any degenerative disease of the lumbar spine or the development
of the prolapse.
- Having
decided that the employment did not cause the prolapse the issue then to be
considered was whether the employment aggravated
the pre-existing prolapse or
degenerative disease. On this issue I am also satisfied that there was no
material contribution.
- One
of the most significant features of this review was learning of the frequency of
the applicant's absences from the workplace.
- The
applicant did not attend the workplace at all in 2007. In 2006 she worked for a
few days only in January, April, May and June. There were significant absences
throughout 2004 and 2005 described
as having an association with either sick
leave or recreation leave or other/maternity. The absences from the
workplace make it difficult to conclude that the work aggravated a pre-existing
degenerative state. That
is to say, if the applicant is not regularly or
routinely in the workplace, the employer can hardly be responsible for any
resulting
injury or aggravation.
- Added
to the above it would appear that the employer did provide a system of work
which permitted sitting or standing at will. The
evidence of Ms Heldt and
Ms Camille was in my view compelling. I dismiss the evidence of the
applicant that she worked performing
up to 21 interviews per day when the work
involved a system of rotation at the counter and then conducting walk-in and
scheduled
interviews. The counter work could be performed either being in a
seated or standing position and the interviews were conducted
in a seated
position but with frequent punctuations for walking and standing by escorting
the client to and from the interview desk,
walking to and from photocopiers and
printers and walking to and from filing cabinets. But that work of course was
only undertaken
on the occasions where the applicant attended the
workplace.
- Additionally,
it would appear that the applicant's complaints of poor furniture were
acknowledged by appropriately qualified occupational
health and safety officers
in the workplace where either appropriate furniture was provided and/or the
applicant was instructed in
the manner in which chairs and desks could be raised
or lowered or adjusted to meet her needs.
- At
its highest the applicant suffered the symptoms of the pre-existing prolapse and
the lumbar disease when at the workplace. However
the respondent is liable only
in the event that an employee suffers an injury as defined (including the
aggravation of an injury) or a disease to which there was a
material contribution by the employment. Especially because of the frequency of
absences from the workplace
I am not satisfied that the applicant did suffer the
aggravation of any pre-existing disease or injury. Additionally,
the duties performed when at the workplace and the unrestrained opportunities to
sit and stand at will together with
routine breaks for lunch and afternoon and
morning teas, do not permit a finding on the probabilities of workplace
attribution.
The applicant's obesity, pregnancies and gynaecological
abnormalities were responsible either for the aggravation of degenerative
disease or causing that disease to be symptomatic.
- In
all of the circumstance I am satisfied that the decision under review should be
affirmed.
POST SCRIPT
STATEMENTS OF PRINCIPLES/VETERANS' ENTITLEMENTS ACT 1986
- During
cross-examination counsel for the respondent sought to rely on a Statement of
Principles (SoP) issued by the Repatriation Medical
Authority by the authority
given to it under s 196A of the Veterans' Entitlements Act 1986.
The SoP concerned lumbar disc prolapse and purported to have the absence of any
factor associating operational or defence service
with activity undertaken in a
seated position. I indicated to counsel that I thought the question was an
irrelevance and the answer
would carry no weight. On review, I remain firmly of
that opinion.
- In
Deledio v Repatriation Commission (1997) 47 ALD 261, Heerey J decided at
p275:
. . . the SoP has no function in relation to the proof or disproof (under
s 120(1) of the particular facts of a veterans' case. The SoPs function is
limited to prescribing a medical-scientific standard with which
a hypothesis
must be consistent – so that the SoP can "uphold" the hypothesis . . . The
SoP is a subset of proved . . . or
known . . . scientific fact. Where an SoP is
applicable it is a statute backed declaration of what is a proved or known
scientific
fact.
- It
is difficult, having regard to the above analysis, to conceive how any SoP
determined by the Repatriation Medical Authority, can
have any relevance at all
to proceedings under the Safety, Rehabilitation and Compensation Act 1988
(SRC Act). Proceedings for review of decisions made under the SRC Act involve
findings, on the balance of probabilities, of connection
between employment and
injury or disease and of entitlement to compensation. Evidence is heard and
witnesses are cross-examined.
SoP's are relevant only to assess liability under
the Veterans' Entitlements Act or the Military Rehabilitation and
Compensation Act 2004. I have heard from Interstate colleagues that
attempts have been made to agitate for affirmation of decisions under review
made under
the SRC Act by reliance on factors contained within a SoP. For the
reasons given above, such attempts have no validity in proceedings
under the SRC
Act.
I certify that the 95 preceding paragraphs are a true copy of
the reasons for the decision herein of
Mr John Handley, Senior Member
Signed: Grace Carney, Personal Assistant
Dates of Hearing 19 and 20 August, 15 and 16 December 2008
Date of Decision 6 February 2009
Counsel for the Applicant Mr N Horner
Solicitor for the Applicant Arnold Thomas Becker
Counsel for the Respondent Ms J Macdonnell
Solicitor for the Respondent Australian Government Solicitor
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