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Vasiliu and Comcare [2009] AATA 719 (22 September 2009)
Last Updated: 22 September 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 719
ADMINISTRATIVE APPEALS TRIBUNAL No. 2008/2226
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GENERAL ADMINISTRATIVE DIVISION
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|
|
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MICHELLE ANNE VASILIU
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Applicant
Respondent
DECISION
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Tribunal:
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G. D. Friedman, Senior Member
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Date: 22 September 2009
Place: Melbourne
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Decision:
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The Tribunal affirms the decision under
review.
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(sgd) G.D. Friedman
Senior Member
COMPENSATION – aggravation of neck injury and depressive
disorder – claim for permanent impairment – diagnosis of psychiatric
condition – whether bipolar disorder – whether material contribution
by employment
Safety, Rehabilitation and Compensation Act 1988 ss 4, 6, 14, 24,
28
Comcare v Sahu-Khan [2007] FCA 15; (2007) 156 FCR 536
REASONS FOR DECISION
22 September 2009 G.D. Friedman, Senior Member
- Michelle
Vasiliu suffered a neck injury on her way home from working for the Australian
Taxation Office (ATO) in 2002. The respondent
accepted liability to pay
compensation for aggravation of neck sprain and aggravation of
depressive disorder.
- On
30 March 2007 Ms Vasiliu lodged a claim for permanent impairment. The
respondent refused the claim on the basis that the neck
sprain did not meet the
threshold 10 per cent permanent impairment. At the hearing the respondent also
argued that, despite its
earlier acceptance of liability, there was no
work-related impairment attributable to her psychiatric condition, so there
could be
no liability for permanent impairment.
LEGISLATIVE
BACKGROUND
- Section
14(1) of the Safety, Rehabilitation and Compensation Act 1988 (the SRC
Act), in effect at the relevant time, provides
that:
Subject to this Part, Comcare is liable to pay compensation in accordance
with this Act in respect of an injury suffered by an employee
if the injury
results in death, incapacity for work, or
impairment.
Injury is defined in s 4(1)
of the SRC Act as including a disease, which in turn is defined as:
(a) any ailment suffered by an employee; or
(b) the aggravation of any such ailment;
being an ailment or an aggravation that was contributed to in a material
degree by the employee’s employment by the Commonwealth
or a licensed
corporation.
Ailment means any
physical or mental ailment, disorder, defect or morbid condition (whether of
sudden onset or gradual development). Aggravation includes
acceleration or recurrence.
- Section
6(1) of the SRC Act provides:
Without limiting the circumstances in which an injury to an employee may be
treated as having arisen out of, or in the course of,
his or her employment, an
injury shall, for the purposes of this Act, be treated as having so arisen if it
was sustained:
...
(b) while the employee:
...
(ii) was travelling between his or her place of residence and place of work,
other than during an ordinary recess in that employment;
- Section
24 of the SRC Act provides for the payment of compensation for injuries
resulting in permanent impairment:
(1) Where an injury to an employee results in a permanent impairment,
Comcare is liable to pay compensation to the employee in respect
of the
injury.
(2) For the purpose of determining whether an impairment is permanent,
Comcare shall have regard to:
(a) the duration of the impairment;
(b) the likelihood of improvement in the employee’s condition;
(c) whether the employee has undertaken all reasonable rehabilitative
treatment for the impairment; and
(d) any other relevant matters.
...
The words permanent and
impairment are defined in s 4(1) of the SRC Act as follows:
permanent means likely to continue indefinitely.
impairment means the loss, the loss of the use, or the damage
or malfunction, of any part of the body or of any bodily system or function or
part of such system or function.
The lump sum
amount of compensation which is payable in accordance with s 24 of the SRC
Act is calculated by reference to the
degree of permanent impairment
which, under s 24(5), is to be determined in accordance with the provisions
of the approved Guide: the Guide to the Assessment of the Degree of
Permanent Impairment prepared by Comcare in accordance with s 28 of the SRC
Act. Under s 24(7), where it is determined that the relevant degree
of
permanent impairment is less than 10 per cent, compensation is not payable under
s 24 (except in the case of certain specific
categories of impairment, none of
which is relevant here).
- The
approved Guide contains the impairment tables which form the basis of assessment
of the degree of permanent impairment. Each
table contains a description of the
level of impairment and assigns a percentage of whole person impairment, that
is, the impairment
of the functional capacity of a normal healthy person to each
description. Tables 5.1 and 9.15 relate to psychiatric conditions
and cervical
spine respectively, and specify the corresponding percentages of whole person
impairment.
ISSUES
- The
issues before the Tribunal are:
- What is the
nature of the neck injury?
- Did the neck
injury or its aggravation result in a permanent impairment that is at least 10
per cent whole person impairment? If so:
- Did the neck
injury, or its aggravation, arise out of, or in the course of,
Ms Vasiliu’s employment?
- What is the
nature of the psychiatric condition?
- Did Ms
Vasiliu’s employment with the ATO aggravate or contribute in a material
way to her psychiatric condition? If so:
- Was the
psychiatric condition sustained while she was travelling between her residence
and her place of work? If so:
- Did the
psychiatric condition result in a permanent impairment that is at least 10 per
cent whole person impairment?
WHAT IS THE NATURE OF THE NECK INJURY?
- By
way of background Ms Vasiliu told the Tribunal that she qualified as a teacher
before joining the Australian Public Service (APS)
in 1992. She married in 1994
but by 1997 had separated from her husband. In 1994 she commenced with the
Child Support Agency (CSA)
in Cheltenham, and within three years she had been
promoted to the position of team leader. She said that she was enjoying her
work
and was highly regarded within the CSA. However circumstances changed in
1997, when the ATO announced that the Cheltenham office
was to close and CSA
staff were to be re-located to Dandenong. Ms Vasiliu explained that the
decision was made without consultation
and was extremely unpopular.
Subsequently ATO management decided that the re-location would be to Box Hill
instead of Dandenong,
which was opposed by most staff.
- Ms
Vasiliu stated that she lodged a hardship claim, preferring to work at Dandenong
than at Box Hill. She was ultimately successful,
although she said that the
goodwill that had developed at Cheltenham was lost, and a number of staff
resigned. She said that she
commenced working at Dandenong on 31 August 1998,
and on 3 September 1998 she was involved in a motor vehicle accident on her way
to work, resulting in a whiplash injury to her neck. On 18 November 2002
she was involved in a second motor vehicle accident
on her way home from work,
and aggravated her neck condition. She said that she required several weeks off
work.
- In
a report dated 14 June 2007 Dr P Stevenson, consultant physician, referred to Ms
Vasiliu’s complaints of continuing non-specific
neck pain. He found minor
restriction of cervical movement and radiological evidence of a normal
age-related degenerative change
but no trauma. Dr Stevenson concluded that the
pain would have been exacerbated temporarily by soft tissue strains arising from
the two motor vehicle accidents, but there was a normal range of movement and no
permanent pathology. He said that the pain is
due to other health issues such
as psychiatric illness and obtaining inappropriate treatment such as neck
manipulation.
- In
a report dated 27 March 2006 Mr I Kelman, consultant orthopaedic surgeon,
diagnosed mild cervical spondylosis, which he related
to the history of the two
motor vehicle accidents.
- In
a report dated 12 August 2009 Dr S Pratt, chiropractor, said that
Ms Vasiliu presented on 31 March 2008 with a history of
neck pain and
headache that she had stated was caused by a motor vehicle accident in 1998 and
had been aggravated by the 2002 motor
vehicle accident. Dr Pratt said that the
symptoms are consistent with chronic biomechanical and postural
dysfunction.
- Mr
J Rush, orthopaedic surgeon, stated on 25 January 2007 that Ms Vasiliu suffered
from a non-specific soft tissue injury involving
the muscles and associated
ligamentous structures around the lower cervical spine.
DID THE
NECK INJURY RESULT IN A PERMANENT IMPAIRMENT THAT IS AT LEAST 10 PER CENT WHOLE
PERSON IMPAIRMENT?
- Mr
Rush assessed an 8 per cent permanent impairment of the cervical spine under
Table 9.15 of the Guide. Dr Stevenson noted non-specific
neck pain with minor
restriction of movement, and assessed 0 per cent whole person impairment under
Table 9.15.
- In
respect of the neck injury the Tribunal accepts the evidence of Mr Rush, whose
assessment of 8 per cent whole person impairment
was based on
Ms Vasiliu’s history, particularly the 2002 motor vehicle accident,
and a physical examination. The Tribunal
finds that the level of permanent
impairment under Table 9.15 is 8 per cent, which is below the threshold of 10
per cent, so Ms Vasiliu
has no entitlement to compensation for permanent
impairment under s 24 of the SRC Act in respect of aggravation of neck
sprain. Therefore there is no need for the Tribunal to consider whether the
neck injury, or its aggravation, arose out of, or in the course
of, her
employment with the ATO.
WHAT IS THE NATURE OF THE PSYCHIATRIC CONDITION?
- Dr
K Lim has been Ms Vasiliu’s treating psychiatrist since 1998 and prepared
a number of reports concerning his diagnosis and
treatment of her psychiatric
condition. Dr Lim described Ms Vasiliu as emotionally fragile, with issues such
as her mother’s
illness and the demands of parenthood affecting her
ability to cope with the stresses of life. He considered that Ms Vasiliu was
suffering from post-traumatic stress disorder with anxiety and depression. On 7
December 2006 he stated that Ms Vasiliu was
suffering from a major
depressive disorder which was likely to persist, and that she would be unlikely
to cope with open market employment.
On 20 September 2007 Dr Lim described
Ms Vasiliu’s conditions as major depressive disorder, post-traumatic
stress disorder
and anxiety. He said that a hypomanic episode on 8 March 2007
at her child’s school had been caused by the effects of antidepressant
medication.
- On
22 September 2008 Dr Lim stated that Ms Vasiliu’s depressive episodes were
related to the stressors of the motor vehicle
accidents and her mother’s
illness and death. He stated that in both depressive disorder and bipolar
disorder depressive episodes
can be triggered by these types of stressors. He
concluded that Ms Vasiliu was suffering from a longstanding affective
(depressive)
disorder with episodes of a mood disorder, both of which appeared
to have underlying chemical and genetic predisposing factors.
In oral evidence
Dr Lim stated that he is now treating Ms Vasiliu for bipolar disorder, and he
stated that there was no evidence
of this condition before the hypomanic episode
in 2007.
- Dr
P Smith, consultant psychiatrist, stated in a fitness for duty report on
8 October 2003 that Ms Vasiliu suffers from mild
anxiety and depression.
He noted a depressive episode in 1998 following the breakup of her first
marriage, and another in 2000 when
her mother’s illness was diagnosed. Dr
Smith referred to a history of psychiatric conditions suffered by her mother and
her
paternal uncle, and anxiety and depression suffered by Ms Vasiliu during her
childhood and teenage years.
- Dr
B Trifiletti, occupational physician, stated in a report dated 14 October 2003
that Ms Vasiliu had a history of depression since
1998 and had suffered a
relapse since 2002. She considered that Ms Vasiliu was suffering from
depression with anxiety, and that
the post-traumatic stress disorder was a
separate condition related to the 2002 motor vehicle accident. On 1 December
2006 Dr Trifiletti
stated that there had been only a marginal improvement in Ms
Vasiliu’s condition and that Ms Vasiliu was wholly disabled for
work. On
18 December 2006 she said that the depressive condition was treatment-resistant.
- On
2 March 2004 Dr N Rose, consultant psychiatrist, stated that
Ms Vasiliu’s depressive disorder was genetic in origin,
and she had
suffered from a fluctuating major depressive illness for many years. He said
that Ms Vasiliu had been under treatment
prior to the 2002 motor vehicle
accident, which had aggravated her depressive disorder and had led to residual
symptoms of her post-traumatic
stress disorder.
- On
24 March 2006 Dr G White, consultant psychiatrist, stated that Ms Vasiliu
is suffering from major depressive disorder, recurrent, which was caused
by genetic factors, vulnerable personality traits and life events, plus work
issues concerning technological change
and changes in the workplace. On 17 May
2006 and in subsequent reports Dr White said that the main ongoing stressors for
Ms Vasiliu
were the juggling of work commitments and family responsibility,
together with her vulnerable personality and genetic predisposition.
He told
the Tribunal that recurrent depressive disorder is the same as bipolar affective
disorder, and is treated with mood stabilisers.
Dr White stated that Ms Vasiliu
had probably suffered from the disorder since adolescence.
- On
27 November 2006 Dr H Pham, consultant psychiatrist, stated that Ms Vasiliu
suffered from depression with anxiety features
and post-traumatic stress
disorder in remission. He considered that her prognosis was poor.
- In
a report dated 25 September 2007 Dr M Overton, general practitioner, said that
Ms Vasiliu suffered from major depression with elements
of post-traumatic stress
disorder. On the basis of the history given to him Dr Overton related
Ms Vasiliu’s condition
to the 2002 motor vehicle accident with
elements of post-traumatic stress disorder, and to workplace stress. On 8
October 2007 Dr
Overton reported a worsening of Ms Vasiliu’s
depression.
- Dr
Y Greenberg, consultant psychiatrist, noted a history of mood disorder and
stressful life events and stated in a report dated 9
December 2008 that Ms
Vasiliu suffers from a severe psychiatric illness best described as bipolar
affective disorder.
- In
a report dated 28 February 2008 Professor I Schweitzer, Department of
Psychiatry, the University of Melbourne, stated that he examined
Ms Vasiliu, who
had been referred by Dr Lim, and had taken a history of episodes of mood
elevation and severe depression beginning
from the age of 17 years, together
with anxiety and instances of panic attacks. Professor Schweitzer referred to
obsessional personality
traits and a strong history of depression. He noted
that Ms Vasiliu has had at least two likely hypomanic episodes (in about 2000
and 2003) before the major episode in March 2007, and he diagnosed bipolar
disorder which he said has been present for many years.
In a further report
dated 8 August 2008 Professor Schweitzer said that he had re-examined Ms Vasiliu
and had little doubt about
his earlier diagnosis of bipolar disorder with
ongoing symptoms of anxiety.
- On
the weight of the medical evidence and the history given to the Tribunal and to
various medical practitioners by Ms Vasiliu, the
Tribunal accepts the opinions
of Professor Schweitzer, Dr Greenberg and Dr White, together with the
acknowledgment by Dr Lim in oral
evidence that Ms Vasiliu has a longstanding
affective disorder and that he is treating her for bipolar disorder. On this
basis the
Tribunal finds that Ms Vasiliu suffers from bipolar or affective mood
disorder.
DID MS VASILIU’S EMPLOYMENT WITH THE ATO
AGGRAVATE OR CONTRIBUTE IN A MATERIAL WAY TO HER PSYCHIATRIC CONDITION?
- Ms
Vasiliu stated that her employment with the ATO contributed to, or aggravated,
her depressive disorder. She said that on 15 December
1998 she suffered her
first depressive episode while on holidays in Thailand as a result of the stress
of the attempt to prevent
the re-location of the CSA from Cheltenham, and the
effects of the 1998 motor vehicle accident. She was treated with
antidepressants.
She said that on her return she consulted Dr Lim and has
continued to consult him for treatment.
- Ms
Vasiliu stated that she re-married in November 1999 and was coping well at work
after her transfer to a position in Human Resources
Skilling at the Dandenong
office of the ATO, although she said she did not enjoy the location. In early
2000 she suffered her second
major depressive episode after her mother was
diagnosed with a serious illness. Her mother died in August 2001. Ms Vasiliu
explained
that in early 2002 her position was made redundant and her team was
re-located to Box Hill. She said that she again lodged a hardship
claim and in
April 2002 was permitted to remain at Dandenong, although she had no permanent
position. She found the entire process
to be extremely stressful. She said
that on her own initiative she completed two outstanding projects from her
previous position
and in July 2002 she commenced a temporary position in the
Goods and Services Tax area of the ATO. In October 2002 a position in
Human
Resources Practice was found for her on a trial basis, although this did not
prove to be successful and she had difficulty
coping. She became severely
depressed.
- On
3 March 2003 Ms Vasiliu commenced a permanent position with the GST Workforce
Solutions area at Dandenong. However she only remained
in that position for
half a day, as the work was of a technical nature and she felt that she was
unable to cope with the duties.
She said that she became severely depressed and
on 5 March 2003 she suffered her third major depressive episode. She stated
that
she was admitted to a psychiatric hospital and spent several weeks as an
inpatient. She did not return to work, and took accumulated
leave for about a
year. Ms Vasiliu said that in mid-2005 the ATO proposed a return to work
program but she resisted, preferring
to seek a position in other government
agencies. She stated that the ATO agreed that she should not return to the ATO
at that time,
and in early 2006 with the consent of the ATO she obtained a
position with Anglicare that involved the preparation of publications
for that
organisation.
- Ms
Vasiliu told the Tribunal that in August 2006 the writing projects were
completed, and a further two psychiatrists had examined
her and had agreed with
Dr Lim that she was not fit to return to the ATO. However, the ATO
insisted that she undertake a second
return to work program involving a return
to the ATO. She said that on 15 November 2006 she complied reluctantly with a
direction
to attend a meeting at the ATO, but felt that her employer was totally
unsupportive and unsympathetic to her psychological issues.
Ms Vasiliu said it
was unreasonable that a return to work program was even contemplated at that
time. She left the meeting feeling
shocked and upset. She said that over the
next few months she became severely depressed and agitated, and was unable to
sleep.
- Ms
Vasiliu’s condition deteriorated and she stated that on 8 March 2007 a
hypomanic episode, or agitated behaviour, occurred
at her child’s school,
which resulted in her admission to the psychiatric ward of a public hospital as
an involuntary patient.
She said that during her enforced stay she was
diagnosed incorrectly with bipolar disorder and staff ceased her antidepressant
medication
She said that this had an adverse effect on her but was unable to
convince the medical authorities that she should be released into
the care of
Dr Lim. She stated that after five weeks she was finally discharged, but
by this time she was severely depressed
and required four admissions to a
psychiatric facility over the next few months, and an increase in her
medication. She told the
Tribunal that in May 2007 her employment with the
Commonwealth was terminated on medical grounds. She said that she consults Dr
Lim regularly and hopes to work again in the future, although she acknowledged
that she will require medication for the rest of her
life.
- Under
cross-examination Ms Vasiliu agreed that she had consulted a psychiatrist after
the breakdown of her first marriage, and had
been prescribed antidepressant
medication. She also agreed that she had experienced depression during her
teenage years and that
other family members had been diagnosed with depression
or mood disorder. Ms Vasiliu stated that the ATO had disregarded the medical
advice by proposing a return to work at the ATO, and had acted unfairly by
refusing her request for permission to continue her writing
projects as part of
her rehabilitation process.
- In
a 2003 report Dr Lim stated that work-related events, including the motor
vehicle accident on 18 November 2002, had contributed
to and exacerbated her
depressive condition. On 16 June 2003 he stated that Ms Vasiliu had experienced
a number of negative life
events in 1998, including the first motor vehicle
accident, interpersonal difficulties with her former husband, and the proposed
closure of Cheltenham office of the CSA. In a further report dated 28 July 2003
Dr Lim noted that the work-related aggravation of
Ms Vasiliu’s depressive
disorder had continued.
- On
4 January 2005 Dr Lim reported that Ms Vasiliu had experienced some post-natal
depression for a brief period in 2004, which had
been controlled with an
increase in her antidepressant medication. He also stated that Ms Vasiliu was
anxious about returning to
work, and he had recommended that she not continue at
the ATO because she had not coped well with the changes that had occurred in
the
work environment. On 12 December 2005 Dr Lim noted that Ms Vasiliu had reported
anxiety in coping with the demands of her workplace
case manager. Nevertheless
Dr Lim stated that the aggravation of her psychiatric condition as a result of
the 2002 motor vehicle
accident had subsided and that she was fit to undertake a
return to work program, although she would require ongoing treatment.
- On
8 November 2006 Dr Lim reported that Ms Vasiliu’s psychiatric condition
had deteriorated because of the stresses in respect
of her request to continue
writing-based work, and her reluctance to return to the ATO and the APS. He
disagreed that the depressive
disorder would have arisen in the absence of Ms
Vasiliu’s work with the Commonwealth, especially as the 2002 motor vehicle
accident, which was the original stressor, occurred in compensable
circumstances.
- On
11 October 2008 Dr Lim stated that Ms Vasiliu’s psychiatric conditions of
depression and post-traumatic stress disorder are
related to her employment,
commencing with the 2002 motor vehicle accident and the stressors involved with
the re-location of her
workplace. He added that during her rehabilitation
program she encountered further stressors when she felt overwhelmed and unable
to cope with the expectations placed upon her by the ATO. He said this
contributed to her further anxiety and depression which necessitated
high doses
of antidepressants that led to the hypomanic episode in 2007.
- Under
cross-examination Dr Lim agreed that Ms Vasiliu had given a history that
included a number of stressful events in her life before
the 2002 motor vehicle
accident. He also agreed that in his clinical notes of December 1998 and
January 1999 there is no reference
to the 1998 motor vehicle accident or the
stress of the re-location of the CSA staff from Cheltenham. Dr Lim agreed that
after the
2002 motor vehicle accident Ms Vasiliu returned to work after two
weeks off and holidays, but disagreed that this demonstrated that
the accident
played a minor role in her psychiatric problems at the time, even though in his
clinical notes of 11 December 2002 he
recorded Not depressed. He agreed
that in his clinical notes of January and March 2003 there is no mention of the
2002 motor vehicle accident, although
he disagreed that as at 3 March 2003 Ms
Vasiliu had no residual effects from the accident. He also disagreed that
non-work matters
constituted the basis of her ongoing psychiatric issues.
- Dr
White said that employment with the ATO, including Ms Vasiliu’s
involvement in the 2002 motor vehicle accident, was previously
a contributing
factor, but he did not believe that her employment continued to contribute to
her condition. He concluded that, given
the severity, duration and cyclical
nature of her mood disorder, together with her history of depression and her
family history of
depression, the disorder would have occurred regardless of
whether the stressors were work stressors or other stressors.
- Dr
Greenberg stated that the more recent events suggest either spontaneous episodes
or alternatively that non-work events had superseded
any effects of past
precipitating factors. She noted Ms Vasiliu’s strong family history of
mood disorder. Although she conceded
that Ms Vasiliu may have had symptoms of
post-traumatic stress after the 1998 motor vehicle accident, Dr Greenberg said
that a family
history of mood disorder is significant in the diagnosis of
affective bipolar disorder and that genetic factors are significant.
Under
cross examination Dr Greenberg agreed that Ms Vasiliu did not have a history of
hypomania, and that a large dosage of anti-depressant
medication might
contribute to hypomanic episodes. She concluded that it was no longer
appropriate to consider the psychiatric condition
to be work-related.
- Ms
L Edwards, Director Payroll Services and Appointments, ATO, told the Tribunal
that in March 2003 she was team leader of four officers
involved in the
management and analysis of appraisal returns completed by ATO personnel in the
GST area. She said that Ms Vasiliu
joined the team as part of a selection
exercise and was found to be suitable for the position which was at her
substantive level.
Ms Edwards explained that she met Ms Vasiliu three
weeks beforehand and again on commencement on 3 March 2003 to explain the
duties. She said that Ms Vasiliu left after one day and provided medical
certificates for an extended period due to an undisclosed
illness. Ms Vasiliu
did not return to the position.
- In
a statement dated 28 August 2009 Ms D Phelps, health management consultant at
the ATO, said that she was Ms Vasiliu’s case
officer between 2004 and
2007. She explained that Ms F Casey, an occupational therapist engaged by the
ATO as a rehabilitation provider,
drew up a rehabilitation program on 14
November 2006 that involved external work, on the basis that medical reports had
suggested
that a return to work at the ATO would be inappropriate for Ms
Vasiliu. Ms Phelps said that at the meeting on 15 November 2006 neither
she nor
Ms Casey had required Ms Vasiliu to return to work at the ATO, and that any
return to work program would incorporate recommendations
by medical
practitioners. Ms Phelps emphasised that at the ATO rehabilitation programs aim
to return employees to pre-injury working
hours (25 hours per week in this
case), and that for Ms Vasiliu any employment involving home-based or contract
writing was not considered
to be appropriate because of its seasonal and
uncertain nature. Ms Phelps said that the meeting was arranged to occur before
additional
medical appointments so that Ms Vasiliu could be involved in all
steps of the rehabilitation process.
- Ms
Casey told the Tribunal that at no time was it suggested to Ms Vasiliu that she
be asked to return to work at the ATO. Ms Casey
said that the rehabilitation
program included job-seeking discussions and vocational assessment with an
independent careers counsellor,
but that she ceased her involvement on
15 November 2006 because Ms Vasiliu refused to sign the rehabilitation
program or participate
further in its implementation.
- In
Comcare v Sahu-Khan [2007] FCA 15; (2007) 156 FCR 536 Finn J adopted the conclusions of
the majority in Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232 on the question of
material contribution required for liability in respect of an ailment, and
referred to an evaluative threshold below which a causal connection with
an ailment may be disregarded. Finn J held that this requires an evaluation of
all relevant
contributing factors in deciding whether the employment contributed
to the necessary threshold level in relation to the ailment and
stated at
[16]:
Bearing in mind that the course of statutory construction is often not aided
by substituting for the word used in an enactment, another
word which is not so
used, probably the best that can ultimately be said is that the s 4 definition:
(i) requires a stronger causal relationship between the employment and the
ailment, etc suffered than that exacted by the 1971 Act;
(ii) "in a material degree" requires an evaluation of all relevant
contributing factors for the purpose of asking whether the employee’s
employment did or did not contribute materially to the suffering of the ailment,
etc, in question ("the threshold evaluation");
(iii) whether this will be so in a given case will be a matter of fact and
degree.
- In
relation to the stressors outlined by Ms Vasiliu, the Tribunal takes into
account that the first episode on 15 December 1998 after
a holiday in Thailand
occurred more than three months after the 1998 motor vehicle accident. The
Tribunal is satisfied that she
had commenced working at Dandenong in August 1998
and that the issues arising from the closure of the CSA in Cheltenham and the
possible
re-location to Box Hill had been dealt with in 1997 and by September or
October 1998. An examination of Dr Lim’s clinical
notes of Ms
Vasiliu’s consultations with him on and after 15 December 1998 reveal a
focus on family and personal issues unrelated
to work or the motor vehicle
accident. On the material provided, the Tribunal is satisfied that there were
no significant work-related
issues at that time affecting Ms Vasiliu’s
bipolar disorder that might have precipitated the episode.
- In
relation to the second episode in 2000 the Tribunal takes into account
Ms Vasiliu’s evidence that her mother’s
serious illness during
that year had a significant effect on her. On the material provided, the
Tribunal is satisfied that there
were no significant work-related issues at that
time affecting Ms Vasiliu’s bipolar disorder that might have precipitated
the
episode.
- In
relation to the third episode in March 2003 shortly after commencing in a new
position with GST Workforce Solutions at Dandenong,
the Tribunal notes that in
2002 Ms Vasiliu had been successful in her second hardship application not to be
transferred to Box Hill.
She appears to have had a reasonable working
relationship with officers at Dandenong. The Tribunal accepts Ms Edwards’
evidence
that she spent considerable time with Ms Vasiliu explaining the duties
of the position, and that Ms Vasiliu had the necessary qualifications
and
experience within the ATO to carry out the duties of the position. There was no
apparent work-related reason that Ms Vasiliu
could not perform the duties.
The 2002 motor vehicle accident had occurred more than three months
previously.
- There
was no significant reference in Dr Lim’s clinical notes to any
psychological impact arising from the 2002 motor vehicle
accident. He recorded
not depressed on 21 January 2003. The clinical notes of the psychiatric
hospital to which Ms Vasiliu was admitted in March 2003 refer to a number
of
personal and family issues but not the 2002 motor vehicle accident. On the
material provided, the Tribunal is satisfied that
there were no significant
work-related issues at that time affecting Ms Vasiliu’s bipolar disorder
that might have precipitated
the episode.
- In
relation to the fourth episode on 8 March 2007, the Tribunal accepts that Ms
Vasiliu was upset about the events leading to the
meeting on 15 November 2006 to
discuss the return to work program, and she was also unhappy at the prospect of
retirement from the
APS. She felt that she was not being supported by the ATO.
However the Tribunal accepts the evidence from Ms Phelps and Ms Casey
that
the process of implementing the rehabilitation plan sought to involve Ms Vasiliu
and was flexible enough to incorporate recommendations
of Dr Lim and other
medical practitioners. There was no intention to return her to the ATO.
- Ms
Vasiliu’s employment ceased effectively in November 2006 when she had
completed her writing projects (with the approval of
the ATO) and had refused to
participate in the return to work program. Accordingly, by November 2006 the
issue of the writing contracts
and the return to work issues had been resolved,
although not necessarily in the manner that Ms Vasiliu had preferred. By March
2007 none of these or other work-related issues had been the subject of
complaint to Dr Lim, and there appears to have been no significant
reference in
Dr Lim’s clinical notes to the impact of the 2002 motor vehicle accident.
The hypomanic episode occurred away
from the workplace several months after the
events of November 2006. On the material provided, the Tribunal is satisfied
that there
were no significant work-related issues at that time affecting Ms
Vasiliu’s bipolar disorder that might have precipitated the
episode.
- In
view of its conclusions regarding each of the stressful episodes, the Tribunal
finds that Ms Vasiliu’s employment at the
ATO did not aggravate or
contribute in a material way to her bipolar disorder. This finding is
consistent with Dr White’s
conclusion that given the nature and severity
of her mood disorder, together with the history of depression, the disorder
would have
occurred regardless of whether the stressors were work stressors or
other stressors. It is also consistent with Dr Schweitzer’s
conclusion
about the longstanding factors involved in the diagnosis of bipolar disorder,
and Dr Greenberg’s finding that biological
and genetic factors contributed
to the condition.
- For
these reasons the Tribunal finds that Ms Vasiliu has no entitlement under s 14
of the SRC Act for compensation for the psychiatric
condition, so she has no
entitlement under s 24 of the SRC Act for compensation for permanent impairment.
Therefore there is no need
for the Tribunal to consider whether the psychiatric
condition was sustained while she was travelling between her residence and her
place of work; or the level of whole person impairment arising from any
psychiatric condition.
DECISION
- The
Tribunal affirms the decision under review.
I certify that the fifty-two [52] preceding paragraphs are a true
copy of the reasons for the decision of:
G.D. Friedman, Senior Member
Signed: Olympia Sarrinikolaou
Associate
Dates of hearing: 23 February 2009, 1, 2, 4 and 5 June 2009, 28 and 31 August
2009
Date of final submissions: 21 September 2009
Date of decision: 22 September 2009
Advocate for the applicant: Self-represented
Counsel for the respondent: Mr J Lenczner
Solicitor for the respondent: Thomson Playford Cutlers
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