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Kowalski and Military Rehabilitation and Compensation Commission [2009] AATA 38 (21 January 2009)
Last Updated: 21 January 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 38
ADMINISTRATIVE APPEALS TRIBUNAL )
) Nos S2005/112, S2005/308,
|
VETERANS’ APPEALS DIVISION
|
) S2005/309 and S2006/185
|
|
Re
|
|
Applicant
|
And
|
MILITARY REHABILITATION AND COMPENSATION
COMMISSION
|
Respondent
DECISION
|
Tribunal
|
Deputy President B T Lander Dr E Eriksen, Member
|
Date 21 January 2009
Place Adelaide
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Decision
|
The Tribunal: (a) Affirms the decision of
the respondent in S2005/112. (b) Affirms the decision of the respondent in
S2005/308. (c) Affirms the decision of the respondent in S2005/309.
(d) Revokes the decision of the respondent in S2006/185 and instead affirms
the decision of 22 May 2006 denying the applicant’s
claim for medical
expenses, incapacity payments, permanent impairment and non-economic loss for
psychological and/or psychiatric
illness.
|
B T Lander
(Signed)
Deputy President
CATCHWORDS
VETERANS’ ENTITLEMENTS – compensation claim – applicant
sought review of four decisions affirming determinations
of the respondent
disallowing claim for compensation – major depression and generalised
anxiety, heart attack, obesity and
Type 2 diabetes, duodenal ulcer – claim
for medical expenses, incapacity payments, permanent impairment and non-economic
loss
for psychological and/or psychiatric illness – nature of AAT’s
inquisitorial role – applicant had long unsuccessful
litigation history
against former employer within State system leading to order declaring him a
vexatious litigant – whether
applicant’s psychiatric illness and
coronary problems had causal link with applicant’s military service
– whether
applicant received treatment for psychological illness whilst in
Army service – applicant developed duodenal ulcer whilst in
Army service
– liability initially admitted by Army – medical opinion as to cause
of ulcer had changed – applicant
no longer suffered from duodenal ulcer
– decisions under review affirmed – application dismissed.
Administrative Appeals Tribunal Act 1973 (Cth)
Compensation (Commonwealth Employees) Act 1971 (Cth)
Safety Rehabilitation and Compensation Act 1988 (Cth)
Workers Rehabilitation and Compensation Act 1986 (SA)
Applicant VEAL of 2002 v Minister for Immigration and Multicultural and
Indigenous Affairs [2005] HCA 72; (2005) 225 CLR 88
Brennan v Comcare (1994) 122 ALR 615
Bushell v Repatriation Commission [1992] HCA 47; (1992) 175 CLR 408
Canute v Comcare (2006) 86 ALJR 1578
Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232
Comcare v Levett (1995) 131 ALR 645
Drake v Minister for Immigration and Ethnic Affairs [1979] AATA 179; (1979) 24 ALR
577
Kazimir Kowalski v Mitsubishi Motors Automotive Ltd (No 2) [1996]
SAWCAT 111
Kowalski v Military Rehabilitation and Compensation Commission [2007] AATA
1988
Minister for Immigration and Multicultural Affairs v Wang [2003] HCA 11; (2003) 215 CLR
518
Mitsubishi Motors Australia Ltd v Kowalski [2005] SASC 154
Re Beigman and Secretary, Department of Social Security [1992] AATA 377; (1992) 29 ALD
332
Treloar v Australian Telecommunications Commission [1990] FCA 511; (1999) 26 FCR
316
REASONS FOR DECISION
|
|
Deputy President B T Lander
|
INTRODUCTION
- Section
64 of the Safety Rehabilitation and Compensation Act 1988 (Cth) (the SRC
Act) empowers a claimant under that Act to apply to the Administrative Appeals
Tribunal (AAT) for a review of a reviewable
decision. A reviewable decision is
a decision made under s 38(4) or s 62.
- Section
38(4) provides a procedure whereby Comcare, a body established under the Act,
which has the functions in s 69 of the
Act, reviews a determination made by
a rehabilitation authority. Section 62 is the procedure whereby a determining
authority, being
the person who made a decision made under particular sections
of the Act (a determination), reconsiders that determination of its
own motion
or by request by the claimant, the Commonwealth or a Commonwealth authority.
The decision by the determining authority
is a reviewable decision which
entitles the claimant to a merits review in the AAT: s 64.
- Mr
Kowalski is a claimant under the SRC Act and he seeks merits review of four
separate reviewable decisions made by the respondent,
the Military
Rehabilitation and Compensation Commission (the Commission). Those reviewable
decisions relate to two claims made by
Mr Kowalski for compensation in respect
of a duodenal ulcer and two claims made by Mr Kowalski for
psychological/psychiatric illness
including major depression and generalised
anxiety, and consequential illnesses and disease including mental illness,
hypertension,
heart attack, Type 2 diabetes and obesity.
- The
four separate claims were:
(1) In S2005/112, the applicant seeks
review of a decision of the respondent on 22 April 2005 which affirmed a primary
determination
of the MRCC of 10 December 2004. The determination disallowed a
claim for compensation for “major depression and generalised
anxiety,
heart attack and open heart surgery” and “obesity and Type 2
diabetes” arising out of the applicant’s
service in the Army. In
reviewing the determination, the review officer, the Director of Military
Compensation and Rehabilitation
(the Director), had regard to the medical
evidence provided, including a report of Dr Thompkins of 14 April 2005, a report
of Dr
Jagermann of 23 August 1991 and a report of Dr Cheung of 1 November 2004.
The review officer also had regard to Professor Marie
Esler’s opinion of
18 May 1998. The decision was affirmed by the review officer on the ground that
the available evidence
failed to support a causal relationship between the
claimed conditions and Mr Kowalski’s military service.
The application for review was lodged with the AAT on 29 April 2005.
(2) In S2005/308 the applicant seeks review of a second decision of the
respondent dated 11 November 2005, which affirmed a determination
of 22 June
2005 that the applicant was not entitled to receive incapacity benefits in
respect of a duodenal ulcer. The applicant
had previously submitted a claim for
compensation arising out of a duodenal ulcer on 3 August 1973 alleging that his
duodenal ulcer
had been caused by stress at work. Liability for this condition
was accepted by determination on 4 April 1974. The applicant was
in fact paid
compensation for this condition on nine separate occasions from 4 April 1974
until 17 March 1981. However, the review
officer, the Director, held that the
applicant had failed to prove his claim for incapacity as at the date of the
claim, as the evidence
was that the applicant no longer suffered symptoms as a
result of the ulcer.
(3) In S2005/309, the applicant seeks review of a further decision of the
respondent of 11 November 2005 affirming a determination
of 6 May 2005. The
review officer, the Director, determined that the applicant was not entitled to
compensation for permanent impairment
as a result of a duodenal ulcer.
The applicant’s claim was denied on two grounds; first, because the
evidence was that the applicant’s impairment from
the ulcer was not
permanent (or even if it were, there was insufficient evidence that the
condition had been contributed to in a
material degree by
Mr Kowalski’s Army service); and secondly, the Compensation
(Commonwealth Employees) Act 1971 (Cth) (the 1971 Act) did not provide for
payment of lump sum compensation for a condition of a “duodenal
ulcer” that
became permanent at any time prior to 1 December 1988
(which was the date of the enactment of the SRC Act).
(4) Finally, in S2006/185, the applicant seeks review of a decision of a
review officer, a delegate of the respondent, of 30 June
2006 which reviewed a
determination of the respondent of 22 May 2006. The respondent’s
determination denied the applicant’s
claim for medical expenses,
incapacity payments, permanent impairment and non-economic loss for
psychological and/or a psychiatric
illness. The reviewable decision, made
pursuant to s 62 of the Act, revoked the primary determination and instead
decided that
a determination on the applicant’s claim should be delayed
until such time as liability was accepted to pay compensation under
section 14
of the Act in respect of the claimed psychological or psychiatric condition in
S2005/112.
OVERVIEW
- Mr
Kowalski was born on 7 August 1947. After leaving school on 16 January 1964 he
commenced employment with Chrysler Australia Pty
Ltd (Chrysler) as an apprentice
fitter and turner. The company supported him while he studied for and obtained
qualifications in
1969 as a mechanical technician. He completed training as a
draftsman in 1970. He married his wife in 1970. When he was aged 20
he was
conscripted into National Service. Because he was studying for tertiary
qualifications his entry into National Service was
delayed. Mr Kowalski
extended his study so as to avoid having to serve in the Australian Military
Forces. Eventually he could no
longer avoid entering the Army and he began
service as a soldier on 20 April 1972. After basic training and trade
training
of three months, he served in the Australian Military Forces as a
regimental and mechanical draftsman in the Electrical Mechanical
Engineer
Workshop. He did not serve outside Australia. He served until 19 October
1973.
- He
asserts that as a result of his service in the Army he suffered stress and
anxiety which gave rise to a duodenal ulcer, and that
the further complaints he
has made consisting of psychological or psychiatric illness, major depression
and generalised anxiety,
hypertension, ischemic heart disease, Type 2 diabetes
and obesity are all the result of his service in the Army.
The
Applicant
- Before
turning to the facts and the claims, it is necessary to say something about Mr
Kowalski himself. There is no doubt that Mr
Kowalski suffers from a psychiatric
illness. He now suffers from chronic dysthymic disorder with a major depressive
disorder. He
suffers from a double depression which includes a chronic
depression with occasional increase of symptoms due to major depression.
We
find that he has a personality disorder in that he has an obsessive compulsive
personality. He has probably suffered from all
of the above psychiatric
problems since at least 1991. He also has suffered and does suffer from the
physical conditions of which
he complains, except that he no longer suffers from
a duodenal ulcer and has not since 1999.
- Mr
Kowalski has had a long and protracted litigation history in the State system
seeking worker’s compensation benefits from
his former employer,
Mitsubishi Motors Australia Limited (Mitsubishi). His claims have proved to be
unsuccessful. Eventually an
order was made declaring Mr Kowalski to be a
vexatious litigant for having persistently instituted vexatious proceedings:
Mitsubishi Motors Australia Ltd v Kowalski [2005] SASC 154 at [278].
In making that order, Bleby J said at [278]:
The defendant [Mr Kowalski] has demonstrated his unwillingness or inability
to accept decisions on his claims for compensation which
have been conclusively
and repeatedly determined against him.
- Mr
Kowalski was a most difficult party. From the outset it was clear he distrusted
the curial process. He made that clear by making
insulting remarks of judges in
the State system. He was antagonistic, argumentative and often quite
unreasonable. He constantly
interrupted the Tribunal and counsel for the
respondent. He would not accept or take direction, nor would he take any
advice. He
insulted counsel and the solicitors for the respondent. He made a
number of groundless claims of unprofessional conduct on their
part. He
insulted the two medical witnesses, Dr Reid and Professor Goldney, who were
called by the respondent. He was rude to them
and about them. He reported both
doctors to the Medical Board. He telephoned Professor Goldney’s wife and
wished her a miserable
Christmas. He made it clear that unless he had his own
way or obtained the result to which he claimed to be entitled then it was
because the Tribunal must be biased or simply wrong. He conducted himself in
much the same way as Bleby J has recorded in Mitsubishi Motors Australia Ltd
v Kowalski [2005] SASC 154 at [35]. He repeated his submissions time and
time again. He has repeatedly written to the Tribunal reminding the Tribunal of
the High
Court decision in Bushell v Repatriation Commission [1992] HCA 47; (1992) 175
CLR 408.
- None
of that means his claims should be dismissed or even discounted. His
psychiatric condition and his personality traits should
not disadvantage him in
a consideration of a review of the impugned decisions. However, his blinkered
view of his own case and lack
of objectivity affects the reliability of his
evidence and means that his evidence insofar as it is relevant must be treated
with
extreme caution. We are only prepared to accept Mr Kowalski’s
evidence where it is corroborated by the evidence of another
witness who we have
found to be reliable and credible or corroborated by documents which are
themselves reliable or where his evidence
appears to be self-evidently reliable.
Where his evidence conflicts with other witnesses who we have found to be
reliable and credible,
we reject his evidence.
The
Witnesses
- We
should also say something about the medical witnesses who were called by the
parties. Mr Kowalski called his treating psychiatrist,
Dr Thompkins.
Dr Thompkins’ describes himself on his letterhead as a psychiatrist
specialising in general psychiatry,
Medico-Legal and WorkCover claims, barrister
and solicitor (retired) and fellow of the Australian College of Legal Medicine.
He
has been Mr Kowalski’s treating psychiatrist since July 2003
seeing Mr Kowalski nearly every month and in total on 40
or 50 occasions. His
evidence fully supported Mr Kowalski’s case. Dr Thompkins did not confine
his evidence to his own specialty
but offered opinions outside that specialty.
In particular, he offered opinions which were contrary to the evidence of a
gastroenterologist,
Dr Reid who was called by the respondent. We regret to
say that we think Dr Thompkins’ evidence lacked objectivity.
We do not
think his evidence was given with appropriate detachment. We think that his
evidence was given in an endeavour to support
Mr Kowalski’s claims. That
may be because Dr Thompkins thinks that it is in Mr Kowalski’s best
interests he be acknowledged
as entitled to compensation but, if that be his
motivation for the evidence which he gave, it means that his evidence must be
described
as unreliable. Some aspects of his evidence however are
uncontroversial. Indeed, he and Professor Goldney have reached the same
diagnosis of Mr Kowalski’s present psychiatric condition. But they differ
in two other respects. Professor Goldney is of
the opinion that Mr
Kowalski’s present psychiatric condition is unrelated to his Army service.
Dr Thompkins offered the opinion
that the stress and anxiety which Mr Kowalski
suffered whilst serving in the Army contributed to his present psychiatric
condition
and his physical complaints. They also differ as to his personality
disorder. Professor Goldney was of the opinion that Mr Kowalski
has an
obsessive compulsive personality disorder. Dr Thompkins was of the opinion that
Mr Kowalski does not have an obsessive
compulsive personality disorder but
suffers from narcissistic traits which affect his behaviour. He described Mr
Kowalski’s
behaviour “along the terms of narcissism, of narcissistic
traits, of a sense of an untrained man who comes – litigates
a lot, having
an unrequited – a requitable sense of entitlement.” He said that he
did not think he had observed any
obsessive compulsive traits. We have no doubt
that Professor Goldney’s diagnosis of Mr Kowalski’s personality
disorder
is the appropriate diagnosis. Whilst we are not trained as
psychiatrists, and one of us is not trained in medicine, there is no
doubt in
our opinion that Professor Goldney’s diagnosis of Mr Kowalski’s
personality disorder is correct and Dr Thompkins’
diagnosis should be
rejected.
- Mr
Kowalski’s conduct, both in and out of the Tribunal, and in correspondence
with the Tribunal, was consistent with Professor
Goldney’s diagnosis and
inconsistent with Dr Thompkins’ diagnosis. An indication of the obsessive
compulsive nature
of Mr Kowalski’s personality is his repeated letters to
the Tribunal drawing the Tribunal’s attention to the dicta of
Brennan J in
Bushell v Repatriation Commission [1992] HCA 47; (1992) 175 CLR 408. He was told that
there was no point in continuing to refer to the same case in correspondence to
the Tribunal. He said that he
could not help himself and he could not sleep
until he had written to the Tribunal reminding the Tribunal of that decision. A
reading
of the transcript also confirms Professor Goldney’s
diagnosis.
- In
the end, nothing much turns on why Mr Kowalski behaves like he does. However,
Dr Thompkins’ failure to diagnose Mr Kowalski’s
personality disorder
impacts upon the assessment of the reliability of his evidence.
- Dr
Thompkins has seen Mr Kowalski on many more occasions than Professor Goldney who
has seen him only on two occasions. Ordinarily,
that might be considered to be
an advantage in obtaining a history from the patient and arriving at a diagnosis
and prognosis. We
think that it has been an advantage in the medical sense in
that Mr Kowalski has a good relationship with Dr Thompkins. It has,
however,
not advantaged Dr Thompkins in the giving of evidence because we think probably
the closeness of their relationship has
prevented Dr Thompkins displaying the
objectivity and detachment that is expected of an expert witness.
- An
important issue in the proceeding was whether Mr Kowalski suffered a psychiatric
illness such as anxiety whilst in the Army. In
his evidence-in-chief,
Dr Thompkins said there was documentary evidence to support Mr
Kowalski’s claim that he suffered
anxiety whilst in the Army. In his
cross-examination, he was obliged, albeit reluctantly, to admit that was not so.
Dr Thompkins
did not think it to be relevant that Mr Kowalski did not mention
anything about the Army service in the first two years that Mr Kowalski
consulted him. He did not see it to be relevant that Mr Kowalski did not blame
his mental and physical conditions on Army service
until the time when his
claims against Mitsubishi had been concluded against Mr Kowalski’s
interests.
- Professor
Goldney, on the other hand, gave his evidence in a straightforward and direct
manner, in particular in cross-examination,
answering all of Mr Kowalski’s
questions, some of which were asked repeatedly. Professor Goldney showed no
sign of irritation
notwithstanding Mr Kowalski’s attitude toward and
of him. He retained his objectivity and detachment throughout.
- Wherever
there is a conflict of evidence between that of Dr Thompkins and Professor
Goldney, we prefer the evidence of Professor Goldney.
- Dr
Donald Reid, a consultant physician and specialist gastroenterologist was also
called by the respondent. He also gave his evidence
in a straightforward and
direct manner. He also answered Mr Kowalski’s questions directly and
appropriately. He also retained
his objectivity and detachment, notwithstanding
that he was repeatedly asked the same questions and that Mr Kowalski was often
rude
to him and about him.
- As
we have already said, Dr Thompkins strayed outside his specialty and into Dr
Reid’s specialty in relation to the cause and
effect of duodenal ulcers
and the treatment of them. Dr Reid is better able to express an expert opinion
on those matters because
they are directly within his own specialty and not the
specialty of a psychiatrist. We think, for those reasons, we should prefer
Dr
Reid’s evidence wherever it conflicts with Dr Thompkins’ evidence
but there is another critical reason why his evidence
should be preferred. Dr
Reid gave evidence in accordance with the opinion of mainstream medical science.
Dr Thompkins gave evidence
which suited Mr Kowalski’s case but which was
often inconsistent with mainstream medical science. For that reason, we also
prefer Dr Reid’s evidence wherever his evidence is in conflict with that
of Dr Thompkins.
- We
think both Professor Goldney and Dr Reid were excellent witnesses who understood
their obligation to assist the Tribunal to reach
the truth of the matter into
which the Tribunal was inquiring. We accept the evidence of both of those
witnesses.
The role of the Tribunal
- We
should set out for Mr Kowalski’s benefit, at least, our understanding of
the Tribunal’s role in the inquiry which is
undertaken. This Tribunal
does not undertake an inquiry as to whether or not the decision-maker whose
decision is under review made
the correct decision on the material before the
decision-maker. The role of this Tribunal is to determine whether the decision
which
was arrived at was the correct or preferable decision on the material
before the Tribunal: Drake v Minister for Immigration and Ethnic Affairs
[1979] AATA 179; (1979) 24 ALR 577. The Tribunal carries out its inquiry with as little
formality and technicality as possible and without being bound by the rules
of
evidence. The Tribunal may inform itself on any matter in such manner as it
thinks appropriate: s 33 of the Administrative Appeals Tribunal Act
1973 (Cth) (the AAT Act). Of course, if information comes to the attention
of the Tribunal it must acquaint the parties with that information
so that the
parties can know what information is being considered by the Tribunal in
determining whether or not the decision which
is under review was the correct or
preferable decision. In carrying out that function, the Tribunal is obliged to
act judicially
and to accord parties to the review procedural fairness.
- The
proceedings are not adversarial but inquisitorial and are conducted, as we have
said, for the purpose of the Tribunal reaching
the correct or preferable
decision in the circumstances of the case: Re Beigman and Secretary,
Department of Social Security [1992] AATA 377; (1992) 29 ALD 332. The Tribunal’s
decision should be arrived at on the material before it. In Minister for
Immigration and Multicultural Affairs v Wang [2003] HCA 11; (2003) 215 CLR 518, Gleeson CJ
said at [16]:
Under the statutory scheme, and in consequence of the other orders made by
the Full Court, the Tribunal is now obliged to undertake
a further review of the
delegate’s decision. The Tribunal’s decision upon that review is to
be made on the basis of
the facts as they appear in the course of that review.
... The findings made by [the original Tribunal] will have no legal status
in
that further review.
- In
Bushell v Repatriation Commission [1992] HCA 47; (1992) 175 CLR 408, Mr Bushell made a
claim under the Repatriation Act for a disability pension for incapacity
which was refused by the Repatriation Board and by the Veterans’ Review
Board. He
applied to the Tribunal for a review of that decision. Brennan J
said at 424-425:
Proceedings before the AAT may sometimes appear to be adversarial when the
Commission chooses to appear to defend its decision or
to test a
claimant’s case but in substance the review is inquisitorial. Each of the
Commission, the Board and the AAT is an
administrative decision-maker, under a
duty to arrive at the correct or preferable decision in the case before it
according to the
material before it. If the material is inadequate, the
Commission, the Board or the AAT may request or itself compel the production
of
further material. The notion of onus of proof, which plays so important a part
in fact finding in adversarial proceedings before
judicial tribunals, has no
part to play in these administrative proceedings.
See also Applicant VEAL of 2002 v Minister for Immigration and
Multicultural and Indigenous Affairs [2005] HCA 72; (2005) 225 CLR 88 per Gleeson CJ,
Gummow, Kirby, Hayne and Heydon JJ at [26].
- When
conducting a review under the AAT Act the Tribunal takes the place of the
decision-maker whose decision is under review. The
Tribunal therefore has the
same obligations as the decision-maker had at the time that he or she made his
or her decision. One of
the obligations the Tribunal inherits by reason of the
review is the obligation to ensure that it has sufficient information to be
able
to make the correct or preferable decision. If the parties are not able or fail
to provide sufficient information, as the substituted
decision-maker, the
Tribunal has the obligation to obtain that information.
- However,
that obligation is not addressed in the abstract. The Tribunal must be made
aware that there is information which is relevant
and will bear upon the
ultimate decision before the Tribunal is obliged to obtain that information.
The Tribunal might be informed
by reason of information which it receives from
the parties or it may separately know that such information is available. But,
in
the end result, there must be an awareness of the availability of some
relevant information and a need for the obtaining of that
information before the
Tribunal is obliged to act in that regard. That is consistent with the Tribunal
being substituted as the
decision-maker and having inquisitorial powers to
obtain information.
- As
Bushell v Repatriation Commission [1992] HCA 47; (1992) 175 CLR 408 shows, there is no
legal onus of proof on the applicant to demonstrate error on the
“appeal”. Because the Tribunal is
substituted for the
decision-maker, the Tribunal must make its decision on the material available
and before the Tribunal. The decision
under review is not presumed to be
correct. In a practical sense, however, there may be some information which is
peculiarly within
the knowledge of a party to the review. If it be the
decision-maker, he or she is bound to assist the Tribunal in that regard:
s 33(1AA)
of the AAT Act. Where the information is peculiarly within the
knowledge of the applicant, the applicant needs to present that information
to
the Tribunal. When the applicant knows where that information can be obtained,
the applicant needs to advise the Tribunal.
- During
the hearing of this matter, on a number of occasions, Mr Kowalski claimed that
the Tribunal had an obligation to obtain information
relating to the facts under
examination. He put the obligation, as we have said, in the abstract rather
than in practical terms.
- The
Tribunal did, however, accede to Mr Kowalski’s request that it arrange for
Dr Thompkins to give evidence because he could
not afford to have
Dr Thompkins give evidence before the Tribunal.
The
claims against Mitsubishi
- As
we have said, Mr Kowalski was employed by Chrysler before he went into the Army
and shortly after he was discharged from the Army,
he commenced employment with
Mitsubishi. Mitsubishi acquired Chrysler’s business in Australia. He
remained with Mitsubishi
until his employment was terminated either in 1994 or
1998. He and Mitsubishi cannot agree on when his employment was terminated
but
nothing turns on that on this review.
- He
brought a number of worker’s compensation proceedings against Mitsubishi
in relation to the following injuries:
(1) an eye injury in December
1986;
(2) a right middle finger injury in May 1988;
(3) a back injury in May 1989;
(4) emotional distress on 16 August 1991;
(5) a heart attack in December 1997; and
(6) bilateral carpal tunnel syndrome in December 2003.
- The
back injury in May 1989 is much more significant than the previous injuries.
That set off a series of events which gave rise
to a plethora of
litigation.
- The
proceedings which he has brought against Mitsubishi were identified by Bleby J
in Mitsubishi Motors Australia Ltd v Kowalski [2005] SASC 154. Between
September 1991 and June 2004, there were 45 appearances before a Reviewing
Officer, a Judge of the Industrial Court, a Deputy
President of the Workers
Compensation Tribunal or the Supreme Court.
- In
1998 the parties met for the purpose of a mediation conducted by
Mr S Walsh QC and a settlement was arrived at. Mitsubishi
and Mr
Kowalski entered into a Heads of Agreement on 27 October 1998 in which Mr
Kowalski agreed:
- Kowalski
on behalf of himself and his dependants hereby agrees to accept the sum of
$200,000 in full and final settlement of any entitlements
he may have to
superannuation, sick leave, compensation in damages arising out of or in the
course of his employment with MMAL.
In particular, the said sum to be paid with
a denial of liability, includes payment in full and final settlement
of:
1.1 Any injuries or disabilities in respect of an eye injury in December
1986, a middle finger injury in May 1988, a back and/or left
leg injury in May
1989, stress or mental breakdown in August 1991 and a heart attack in December
1997.
1.2 Any outstanding sick leave.
1.3 Any matters related to the termination of his employment with
MMAL.
1.4 Any superannuation payable by the MMAL Staff Superannuation
Fund.
- It
was a further term of the agreement that Mr
Kowalski:
4.1 Not to institute any legal proceedings and/or legal complaints with any
Court, Tribunal or body in respect of the matters set
out in paragraph 1 hereof
nor to join MMAL as a defendant in the action against R J Cole & Partners
and, Dowd.
...
4.3 To discontinue all actions and proceedings currently subsisting between
Kowalski and MMAL.
4.4 To execute all documents necessary to bring into effect this agreement to
make such personal attendances required at any Court,
Tribunal or
Commission.
- A
year later, on 23 November 1999, Mr Kowalski filed an application in the Workers
Compensation Tribunal to have consent orders which
were made as a consequence of
the agreement reached at mediation set aside.
- Subsequently,
he brought a number of proceedings against Mitsubishi and from about February
2000 until June 2004 those further proceedings
were heard in the Workers
Compensation Tribunal at the first instance, and on appeal to the Full Bench of
the Worker Compensation
Tribunal and the District Court.
- Ultimately,
Mitsubishi brought a proceeding against Mr Kowalski for an order that he be
declared a vexatious litigant and, as we have
said, Mr Kowalski was declared to
be a vexatious litigant by Bleby J: Mitsubishi Motors Australia
Ltd v Kowalski [2005] SASC 154.
The Claim
- On
27 April 2004 the applicant made a Claim for Rehabilitation and Compensation
under the SRC Act to the Military Compensation and
Rehabilitation Service
claiming that he had suffered major depression and generalised anxiety which
culminated in a heart attack
and open heart surgery. He claimed that the injury
occurred, or he first noticed the disease or illness, on 16 August 1991. As
part of his claim, he claimed that he had suffered “stress and generalised
anxiety and high blood pressure over a long period
of time since at least
1982”. This was his first claim against the respondent in respect to any
injury since 17 March 1981.
As we have already observed, the applicant had been
paid compensation under the 1971 Act between 1974 and 1981 for a duodenal ulcer
for which liability was accepted by the respondent on 4 April 1974.
- In
answer to the question as to what aspects of his employment contributed to his
illness, he wrote:
Defence caused – staff shortages, stress, pressure of work,
unreasonable times allocated to complete tasks at work, stress of
being called
up for national service and stress of thinking about being sent to Vietnam,
stress of being charged or going home to
see my wife who was sick, stress that
caused my duodenal ulcer, stress of being threatened with dismissal for being
absent from work
at the WorkCover Review Panel, high blood
pressure.
- During
his proceedings in relation to his claim for damages and compensation against
Mitsubishi between 1989 and 2004, he never claimed
that his military service had
contributed to his ill-health. That claim was first made six years after he
entered into the Heads
of Agreement with Mitsubishi. At no time prior to
bringing the claim on 27 April 2004 had Mr Kowalski told any of his doctors
whom he consulted since 1989 when he first suffered a back injury at Mitsubishi
that he had either been in military service or that,
as a result of his military
service, he had suffered stress, anxiety or a duodenal ulcer. Indeed, his
general practitioner, Dr Christina
Cheung, wrote on 1 November 2004 to a
delegate of the Commission noting that although she had been his treating doctor
on a regular
basis since 1998, “I have not been aware of the stresses
during his military service and furthermore I was not even aware that
he was in
military service.” She, however, was the first to be told, probably in
October 2004, and after he had made his claim
for compensation.
- Specifically,
he did not tell his psychiatrist Dr Jagermann, who had treated him between 1991
and 1998, of his military service or
of any sequelae as a result of that
military service. Nor did he tell Dr Thompkins prior to this date of his
military service.
- All
of the doctors whom he consulted were led to believe that his psychiatric state
and his physical complications were as a result
of his employment with
Mitsubishi. It was not until he exhausted every avenue in relation to any claim
that he could make against
Mitsubishi that he asserted that he was entitled to
compensation as a result of his military service.
- He
was cross-examined about his failure to mention his Army service to any of the
medical practitioners who treated or examined him
after he left the Army.
- When
he brought his claim against Mitsubishi he said that on 16 August 1991 he
suffered a psychiatric injury when he was the subject
of a false accusation by
his employer. He said that at the time his mind was drawn to dwell upon the
memory of “a friend who
committed suicide two years ago”. He was
sent to a psychiatrist, Dr Jagermann who he saw six days after the event.
He
recounted the incident which we have mentioned.
- After
he commenced this claim he said that during the 16 August 1991 incident he had
“a flashback to the time that I had been
charged for simply going home to
see my wife who had been sent home from work because she was sick”. He
was then referring
to an incident during his service which we will later
address.
- He
was cross-examined as to why he had not told Dr Jagermann about this flashback.
He gave frank but nevertheless concerning
evidence:
And did you give to Dr Jaggermann (sic) an account of this flashback?---Well,
with Dr Jaggermann (sic) I was trying to claim against
Mitsubishi, right, so I
suppose selectively, either consciously or unconsciously, I was telling him
things that would support my
claim against Mitsubishi.
Yes. Well, I would suggest you did it consciously, Mr Kowalski, that you
left out this issue because it was only a few days prior,
on 16 August, that you
had the flashback and you took it upon yourself when you were examined by him a
few days later not to tell
him?---Yes.
So you are a person who is prepared to, through omission, mislead people
about what might be the cause of your conditions?---Well,
I was claiming against
Mitsubishi.
It is irrelevant.
HIS HONOUR: Just let him answer the question.
MR WALLACE: Sorry, Mr Kowalski, please finish your answer?---I said to me,
if I’m claiming compensation against Mitsubishi,
I’ll tell the
doctor what happened to cause my problems with
Mitsubishi.
- Later
he was asked about his failure to tell Dr Scanlon, a psychiatrist to whom the
applicant was referred by the respondent, about
his Army service which
Mr Kowalski now says is the cause of all his mental and physical
illnesses:
MR WALLACE: Well, you subsequently saw another psychiatrist, Dr Edwin
Scanlon, did you not, in October 1999?---He examined me, yes.
And Dr Scanlon asked you, did he not, to tell him what your injuries had
been?---Yes.
He didn’t limit that question to Mitsubishi, did he?---No.
And he interviewed you for nearly 2 hours; do you recall that?---Yes.
You didn’t give him any account of this stress in the Army, did
you?---Well, again the claim was against Mitsubishi for stress.
He didn’t ask you just about Mitsubishi, did he?---Well, I said what I
said at the time and I can’t help it if I didn’t
elaborate even
further. I am normally criticised for elaborating but here I’ve got a
claim against Mitsubishi and in my mind
all you do is portray what you want in
regards to Mitsubishi. Like the Army, I don’t refer to things that
happened at Mitsubishi
to claim against the Army. You don’t see me
including everything that happened at Mitsubishi for this claim.
Well, you have related, for example, concern about a friend suiciding that
you found stressing?---Yes.
That has got nothing to do though with you (sic) claim with Mitsubishi, has
it?---No, no. He was a friend who I got on very well
– he was a union
rep, he actually committed suicide, right, and I was quite upset about that. He
had a claim for compensation
and they were giving him a hard time, so yes, I
mentioned that. You must remember when you are in such a state you
haven’t
got a clear mind, completely clear mind, but anyway.
Was it the case you were trying to mislead or draw Dr Scanlon away from the
prospect that you had had other claims that you say involved
a psychiatric
disorder?---No.
Well, why not tell him?---I’ve got a claim against Mitsubishi.
Would you agree that that is a form of dishonesty, Mr Kowalski?---No, not in
my mind.
Isn’t it misleading the doctor through omission?---Not in my
mind.
- He
was again asked about the information he gave to Dr
Jagermann:
Now, since 1991 and prior to Dr Jaggermann’s (sic) death, how often
were you seeing him?---Once a month.
And in that period did you ever disclose to him that you thought you had an
anxiety state caused by your Army service?---Can’t
recall.
It’s not recorded in here, is it?---No, no. I don’t know where
his notes are.
None of us do but you have had copies of his reports with you?---Yes, but his
notes – you see, he took a lot of notes and I
tried to locate the notes.
Apparently after his death some law firm or something took his estate and I
don’t know where the
notes are. I tried to get a copy of all my notes; I
thought they were mine but they said, no, they belong to Dr Jaggerman
(sic).
It was Dr Jaggerman’s (sic) practise though, was it not, to copy you
into every report that he wrote about you?---Yes, yes.
And you are familiar with those reports because you had copies as opposed to
the notes?---Well, at one stage I would have had copies
fro (sic) him,
yes.
And do you recall whether in any of those reports there is any reference at
all to you having previously suffered an Army caused anxiety?---Well,
if I have
got a claim for stress against Mitsubishi, I wouldn’t have mentioned Army
relates problems.
- Mr
Kowalski thought it was appropriate to give a selective history to his medical
practitioners and to medical examiners to suit the
particular litigation he was
then pursuing.
- The
fact is when he was in litigation with Mitsubishi he blamed all of his mental
and physical conditions upon Mitsubishi and, in
particular, the two incidents on
9 May 1989 and 16 August 1991. When those claims failed he blamed all of those
conditions on his
Army service because, as he said, he was told by a friend if
Mitsubishi did not cause those conditions it must have been Army service.
- The
following issues are said by the respondent to arise on the four different
claims:
S2005/112
Whether the Applicant suffers from an injury and/or disease as defined by
the Safety Rehabilitation and Compensation Act 1988 (‘the SRC
Act’), or by the operation of the transitional provisions of the SRC Act,
its predecessor, the Compensation (Commonwealth Government Employees) Act
1971 (‘the 1971 Act’), as claimed by claim form dated 27
April 2004.
Whether the Applicant is entitled to compensation for “major
depression and generalised anxiety, heart attack and open-heart surgery, and
Type 2 diabetes” as claimed (‘the claim’) pursuant to the
SRC Act.
Whether the claim cannot succeed given that notice of it was provided outside
of the prescribed time limits, pursuant to section 53 of the 1971 Act or
pursuant to section 53 of the SRC Act.
S2005/308
Whether the Applicant continues to suffer from the condition of
‘duodenal ulcer’ (‘the condition’) as a result of his
military service.
If the Tribunal finds that the Applicant does continue to suffer from the
condition as a result of his military service:
(a) Whether the condition has resulted in the Applicant being incapacitated
for work, in accordance with the provisions of Part II
Division 3 of the SRC Act
as claimed by the Applicant on 11 May 2005.
(b) Whether, as claimed by the Applicant on 11 May 2005, the Applicant is
entitled to compensation for incapacity under the SRC Act
as a result of the
condition
(c) Whether, as claimed by the Applicant on 11 May 2005, the Respondent is
liable to pay compensation to the Application under Part
II Division 3 of the
SRC Act in respect of the condition.
S2005/309
Whether the accepted condition of ‘duodenal ulcer’
(‘the condition’) has resulted in a permanent impairment as
defined in the SRC Act.
Whether the condition has resulted in a permanent impairment which entitles
the Applicant to receive compensation under sections 24
and 27 of the SRC
Act.
If the condition has resulted in permanent impairment, when the impairment
became permanent.
If the condition has resulted in a permanent impairment that became permanent
prior to the commencement of the SRC Act, whether there
is no entitlement to
compensation for permanent impairment having regard to:
(a) Section 124 of the SRC Act;
(b) The provisions of the 1971 Act, given that the 1971 Act did not allow for
lump sum payments for permanent impairment of the digestive
system.
If the Applicant suffered a permanent impairment due to the condition that
became permanent after the commencement of the SRC Act,
whether the whole body
impairment is at least 10%.
If the Applicant suffered a permanent impairment due to the condition that
became permanent after the commencement of the SRC Act,
the level of that
impairment.
S2006/185
Whether the Respondent properly exercised its power pursuant to section 62 of
the SRC Act to issue the reviewable decision revoking
the determination dated 22
May 2006 and instead deciding to defer making a decision in relation to the
claim for compensation under
sections 16, 24, 27 and Part II Division 3 of the
SRC Act for ‘psychological and or a psychiatric illness’
until such a time as liability for the psychological or psychiatric illness is
determined under section 14 in Administrative Appeals
Tribunal Application
s 2005/112.
Whether the Respondent should have made a reviewable decision determining the
claim in the absence of acceptance of liability under
section 14 of the SRC for
‘psychological and or a psychiatric illness’ (Lees v Comcare
(1999) 56 ALD 84; [1999] FCA 753).
History
- These
claims relate to events which occurred many years ago and for which there is
incomplete evidence. Nevertheless, it remains
necessary to make a determination
as to whether any of the applicant’s medical conditions were caused or
contributed by his
service in the Army.
- In
1967, the year that Mr Kowalski turned 20, Australian forces were serving in
Vietnam. When he turned 20 he became eligible to
be and was conscripted into
the Australian Army. A conscript was entitled to defer military service if he
was undertaking a course
of tertiary education. It was Mr Kowalski’s
evidence that he deferred his military service between 1967 and April 1972 by
undergoing further courses of education. He did not wish to go to Vietnam. He
was worried about being killed or having to kill
someone else. He was worried
for his wife who, as we have said, he married on 19 April 1970.
- On
28 July 1971 the then Prime Minister Mr McMahon told the State Council of the
Liberal Party that Australian troops were likely
to be withdrawn within six
months. On 18 August 1971 Mr McMahon announced in Parliament that the
Government had decided to withdraw
all remaining combat forces from Vietnam. He
did not at that stage give a detailed timetable for the withdrawal but announced
that
most of the forces would be home in Australia by Christmas 1971. By May
1972 Australia had withdrawn all but its advisory forces
from Vietnam.
- We
accept Mr Kowalski’s evidence that he underwent further studies so as to
avoid Army service. We also accept his evidence
that he was concerned about
being sent to Vietnam and of being killed, and of having to kill. We also
accept his evidence that he
was concerned for his wife if he were required to
serve overseas. We accept his evidence that all of those matters acted as
stressors.
- However,
Mr Kowalski is not entitled to be compensated for any stress or the result of
any stress which was occasioned him before
he entered the Army. His entitlement
to compensation can only arise after he commenced “employment” in
the Army. Section
27 of the 1971 Act imposed a liability on an employer (as
defined in s 7) to pay compensation for personal injury “arising
out
of or in the course of the employment of the employee by the
Commonwealth”. Section 29 imposes a further liability in
respect of a
disease or aggravation thereof contracted where the employment was a
contributing cause. Mr Kowalski was not in any
relevant employment prior to his
induction into the Army.
- Mr
Kowalski entered the Australian Army on 20 April 1972 having undergone a
pre-enlistment medical examination on 6 March 1972.
- He
was asked in cross-examination whether he knew that conscripts were entitled to
elect as to whether or not they went to Vietnam.
He said he was unaware of
that. He also said that he had no idea that by April 1972 the Prime Minister
had announced a complete
withdrawal in August of 1971. It is inconceivable that
Mr Kowalski, who had delayed his service for five years so as to avoid
being sent to Vietnam, could not have known that the Prime Minister Mr McMahon
had announced on 18 August 1971 that all Australian
troops were to be withdrawn
and would be home by Christmas.
- It
is right, as Mr Kowalski argued in his evidence, that conscription continued
after the announced withdrawal of Australian troops
from Vietnam but that does
not establish, as Mr Kowalski would have us believe, that Australia was still
sending its conscripts to
Vietnam to fight.
- We
find positively that at the time Mr Kowalski entered service he knew that he
would not be sent overseas to fight in Vietnam.
- He
underwent three months basic training at Puckapunyal. He was transferred to
Bonegilla. On 1 August 1972 he was stationed at Amberley
Air Force base where
he remained until he was discharged. Whilst at Amberley, he was employed as a
mechanical draftsman. He said
he had to do the work of three men. He said he
had to work especially hard after national service ended with the election of Mr
Whitlam’s government in December 1972 and the existing national servicemen
left the Army. He said he was working under stress.
Notwithstanding that he
was forced to work hard, he elected to remain in the Army, he said, because he
was persuaded that to do
so would qualify him for a war service loan.
Notwithstanding that apparent inconsistency, we accept Mr Kowalski’s
evidence
on this topic because there is independent evidence to support his
claim. His Commanding Officer, Major Fenton, recorded in a report
of accident
to which we will have further regard:
In my opinion the injury did arise out of the course of the employee’s
employment because the member has been placed under great
stress and over
employed since December 1972 when with the cessation of national service he was
performing mechanical drafting duties
where previously three personnel were
employed. The work programme has been intense since Dec
72.
- We
find that Mr Kowalski worked hard and was under pressure to work hard during his
military service.
- Mr
Kowalski gave evidence of a particular incident during his service in 1973 which
he said caused him significant stress. He was
notified by his wife who was
living near the base that she was unwell. He told his Sergeant and Corporal
that he was leaving the
base to see his wife. He said that a junior officer saw
him leaving the base and when he returned he was marched to Major Fenton’s
office by two soldiers who had machine guns. He explained what had happened and
was told “You’re okay”. He was
not charged and no
disciplinary action was taken against him. There are no records of this
incident perhaps, not surprisingly, because
he was not subjected to any form of
discipline. There is no contemporary evidence to support Mr Kowalski’s
account.
- The
incident was never mentioned by Mr Kowalski to any of his medical examiners
until after he made his first claim for compensation
to the Commission after
July 2004. There is no record that Mr Kowalski ever mentioned the incident to
any medical examiner before
he suffered his back injury in May 1989. Indeed,
there is no evidence that he mentioned this incident to the doctors in the Army
who later diagnosed and treated him for his duodenal ulcer. Specifically, there
is no record that he mentioned the incident to Dr
Gilmore when he examined him.
There is no record that he mentioned the accident to Flight Lieutenant Dr
Wilson, who treated him
in 1973.
- We
are prepared to accept that an incident of the kind occurred. Whether he was
marched to the officer under armed guard is problematic
having regard to the
fact that he was only observed to leave the base, wrongly it was thought,
without permission. We are not prepared
to find that the incident gave rise to
the degree of stress that Mr Kowalski now asserts.
- Whilst
in Army service, Mr Kowalski contracted a duodenal ulcer. The symptoms
apparently commenced in May 1973.
- There
are medical records relating to his service in the Army still in existence.
They relevantly show:
14 June 73 Pain in lower chest last night (between meals) again after
lunch
Occurred after meals
Relieved by Quick Eze
Light Drinker No Aspirin
Pushed with job
O/E (On examination) – NAD (No Abnormality
Detected)
15 June 73 Pain is even worse
Breakfast at 8.00am ..Pain at 10.00am
[this line indecipherable]
For 1 RIB [Rest in bed] for 5/7 [5 days] at home
2 Antrenyl 5mgs. 4 times a day
3 Mylanta between meals
21 June 73 Recurrent pilonidal sinus
Specialist
[This is a separate and unrelated physical
complaint]
17 July 73 Epigastric pain after food (1 ½ hours)
4-5/52 (weeks). Relieved by antacid
O/E (On examination) NAD (no abnormality detected)
Treatment Kol gel and Merbentyl
30 July 73 No family history of duodenal ulcer
Symptomatic relief from antacid
Barium meal and review See 2 weeks
1 August 73 Diagnosis duodenal ulcer
Duo gastric
Kol Gel See 2 weeks
10 August 73 Symptoms settling with
treatment
20 August 73 Night pain ++
Under stress at work
On examination no epigastric tenderness See 1 week
Treatment continuing
Dou Gast
Kol Gel increased to 20 ml. 4 times a day
Librax 3 times a day and 2 at night
24 August 73 Seems better continue
treatment
27 August 73 Bleeding PR again no pain
Bright red blood ... Faeces
See surgeon’s comments
O/E (On examination) no piles visible
For ...
- There
is no explanation as to the circumstances in which the medical practitioners
noted the reference to work on 14 June 1973 and
20 August 1973, and the
reference to stress at work in that later note. It may have been that the
matters noted were in response
to questions asked by the medical practitioner
but there is no point in speculating.
- On
7 August 1973 the applicant made a claim for compensation for the duodenal
ulcer. He completed two forms: a “Statement of
Claimant for
Compensation”; and a “Report of an Injury”.
- In
the first form Mr Kowalski wrote that he had developed a duodenal ulcer
“which was proven at RAAF base Amberley on 1 August
73”. He
wrote:
Approx 8 to 10 weeks prior to the above date I developed pains under the rib
cage, at that time I was placed on a suspected ulcer
treatment by Dr (Flt L
Wilson). I was then given a B/A meal & x-rays which proved my
condition.
- In
the second form he wrote that the duodenal ulcer occurred by reason of
“stresses at work”.
- On
7 August 1973 Major Fenton said in a document entitled “Report of Accident
by Officer in Charge” that the “reporting
doctor considers that the
duodenal ulcer developed from work stress”.
- The
“Report of an Injury” form included a part for a statement by the
Officer-in-Charge. The Officer addressed the question
whether the injury arose
out of the course of the employee’s employment and
wrote:
The member has been placed under great stress & over employed since
December 1972 when with the cessation of National Service
he was performing
mechanical drafting duties where previously three personnel were employed. The
work programme has been intense
since Dec 72.
- Later,
he wrote:
I strongly support a claim for
compensation.
- The
applicant was medically examined on 31 August
1973:
No hiatus hernia br oesophageal reflux could be detected. The stomach was
hypotonic and peristalsis was normal. The pyloro duodenal
region was somewhat
... but not actually deformed. The ... of the duodenal cap was oedematous and
in the base of the cap there
is a small ulcer crater present. The duodenal loop
was normal. Gastric emptying proceeded with out
delay.
- The
presence of a duodenal ulcer was confirmed on 6 September 1973 and liability
accepted for it by the Army.
- On
his discharge the applicant was asked to complete a history questionnaire
relating to his health. He marked all of the questions
negatively except for
the question, “23. Recurrent indigestion, ulcer of stomach or
duodenum” which he marked affirmatively.
In further explanation for that
item it is recorded:
- X
Ray report (PM 112. 31/8/73.) = Duodenal Ulcer.
Member c.o. “heartburn” and epigastric pain.
Having ant-acids with relief.
- In
particular, he denied the following:
20. Frequent severe depression
21. Mental illness – nervous breakdown
...
39. Any other illness or injury
- He
underwent a medical examination and a report was prepared on 19 September
1973 which indicated that the only disability discovered
was duodenal ulcer. At
the time of discharge, he was assessed as having a degree of incapacity of
15%.
- A
document was created, apparently, on 25 September 1973 entitled
“Notification of Medical Assessment” which was signed
by an Army
officer. It records the Board’s examination of the applicant on 19
September 1973. There are two versions of the
document. One has no handwriting
on it except a signature. The other has at the top of the document in
handwriting the words “Major
Depression”. The words are written
outside the margin of what must have been the original document. Mr Kowalski
seized upon
this document as evidence that he was diagnosed as suffering from
depression, indeed major depression, whilst in the Army.
- We
reject that contention. We do not accept the words “Major
Depression” were written on one version of the document
at the time it was
created or at any time near the time it was created. We do not know who wrote
the words on that version of the
document but we do not accept that the words
were written by a medical practitioner or that the words reflect any medical
practitioner’s
opinion of Mr Kowalski’s state of mental health
at any time whilst he was in the Army.
- There
are three reasons for that conclusion. First, there is a version of the
document which does not have those words on it. That
would mean that the words
were written on the second version at a later time and after the original had
been copied. Indeed, as
we have said, the words are written outside the margin
of the original document. The words must have been written on a copy. There
would not have been any need for a copy of this document at the time it was
created. Secondly, if it did represent a considered
opinion of a medical
practitioner the words would have been written on the original document. There
would be no point in making
a copy upon which to write the words and at the same
time leave the original unendorsed. Thirdly, the term “major
depression”
was not in use in Australia when this document was created.
The words, Professor Goldney said, and we accept, did not enter the
psychiatric
literature until the mid to late 1970s. The expression was not used in 1973 in
the diagnostic systems.
- We
do not need to decide who wrote those words upon the version of the document
relied upon by Mr Kowalski. We find that the words
do not express any opinion
by anyone qualified to give an opinion of Mr Kowalski’s mental health at
any time during his Army
service or upon his discharge.
- On
19 October 1973 Mr Kowalski was discharged from the Army and shortly thereafter
resumed employment with Chrysler. He was then
symptom-free.
- Subsequently,
Mr Kowalski made a number of claims for compensation arising out of his duodenal
ulcer, including claims for medical
and pharmaceutical expenses which were
accepted by the Commission.
- His
first claim after discharge led to him being referred to Dr Hugh Gilmore,
physician, who was asked to examine the applicant at
the request of the
Commonwealth Department of Health in relation to his duodenal ulcer. In a
written report dated 26 February 1974,
Dr Gilmore relevantly
reported:
1. The employee suffered from a duodenal ulcer proven by barium
meal.
- On
the balance of probabilities, the condition arose as the result of the stress
which started in December 1972, when National Service
came to an end as the
result of change of Government, and which resulted in heavy pressure and the
need to keep to deadlines being
placed on the
claimant.
...
- The
incident of December 1972 and thereafter are the factors contributing to the
development of a duodenal ulcer.
...
3c. Relevant in as much as the work with which the claimant was familiar
became a burden by virtue of the quantity required him (it
has been stated that
he was doing the work that three personnel formerly
did).
- The
effects were of a temporary nature, and it would seem reasonable to assume that
the effects ceased in about July 1973 when his
problem was recognised and
treated. However, the healing of the ulcer probably took some months, further
treatment, although it
seems at the time of discharge in October 1973, he was
symptom free and healing can reasonably be assumed at this time.
- Appropriate
treatment with antacid and anti-cholinergic medication has been
provided.
- No
restrictions are imposed on the employee’s capacity for employment, other
than employment which would expose him unreasonably
to stress.
- On
4 April 1974 a delegate of the Commissioner for Employees Compensation advised
Mr Kowalski that his claim for compensation had
been considered and it had been
determined that there was a liability under the SRC Act for duodenal ulcer. He
was provided with
the formal determination.
- On
a number of occasions in 1974 and 1975 he claimed and was paid compensation
leave for his duodenal ulcer.
- Dr
Gilmore reassessed Mr Kowalski and reported on 20 October 1976. He gave the
following answers to questions asked of him:
- The
employee suffered from a duodenal ulcer which was proved by barium
meal.
2a. On the balance of probabilities this duodenal ulcer arose as the result
of the stress which commenced in December 1972, when National
Service came to an
end following the change of Government, and which resulted in heavy pressures
being placed on the claimant, and
the need to keep deadlines in his work
schedule.
2b. Not relevant.
2c. Nature of the employment referred to above whilst in the service of the
Commonwealth Government, is held responsible for the contraction
of a duodenal
ulcer.
...
3c. The characteristic of the work performed by the employee for the
Commonwealth, and the conditions under which it was peformed,
(sic) became a
burden to the claimant by virtue of the amount of work required of him, and the
tight time schedules imposed on him
to have the work completed. He stated to me
when I saw him originally, and again today, that he was doing the work that
three personnel
formerly did, and there is documentary evidence to support this
view.
- Though
the provoking factors as described above can be held to be responsible for the
development of a duodenal ulcer, and also though
these in the main have now
abated since discharge from the Services, I think it would be generally
acknowledged that once an individual
has acquired a duodenal ulcer, it may
despite the loss of such stress factors, recur from time to time, requiring
continuing treatment
with ant-acids and other medication. My interrogation of
the claimant today has revealed that since I saw him in February 1974,
he has
had recurrence of ulcer pain, usually quite quickly relieved by standard ulcer
treatment, which he had for some time ready
to hand, by virtue of supplies given
him at the time of discharge from the Services. The need to acquire further
supplies took him
along to the designated local medical officer, and it has been
following this attendance to Dr. R. Pearlman, the designated L.M.O.,
that the
Department has apparently refused, what I would think should have been a state
of continuing acceptance by them of responsibility
for the duodenal ulcer which
this man has had.
- The
treatment which he needs for this ulcer condition consists of antacid and
anti-cholinergic medication, and which from enquiry
clearly quickly keeps him
comfortable, though it can be anticipated that he will have recurrence of ulcer
pain from time to time,
and not necessarily related to any present stress
factors in his environment. He also keeps to the pattern of having frequent
small
meals, treatment which I regard as quite appropriate to his
condition.
- I
find there are no restrictions imposed on the employee’s capacity for
employment, other than aspects of employment which would
prevent him from having
frequent small meals, and employment which by its very nature imposed
unreasonable stress on him. His present
employment appears quite satisfactory
assuming that the motor industry in which he works remains stable and
progressive, and able
to provide him with a continuing state of security and
employment.
- There
is a clear relationship between the acknowledged duodenal ulcer acquired during
service conditions, and the symptoms which he
has had off and on since discharge
from the Army. From what I have mentioned above, I believe that from time to
time he has recurrence
of symptoms which are identical with those arising from a
duodenal ulcer, and which in all probability will continue to trouble him
in the
indefinite future. He will need regular medical supervision and supplies of
medication to control this problem, and prevent
further complications.
- As
we have said, he made nine claims in all up to and including 17 March 1981.
- There
is objective evidence that Mr Kowalski was suffering stress at work during his
military service. Major Fenton’s statement
is to that effect and there is
no reason therefore not to accept that evidence and Mr Kowalski’s evidence
to that effect.
- It
may be inferred that Flight Lieutenant Dr Wilson, who was treating
Mr Kowalski in the middle of 1973, treated his diagnosed
duodenal ulcer on
the basis that it was either caused or contributed to by stress. That inference
arises from the references in
his notes of 14 June 1973 and 20 August 1973. In
particular, the note of 20 August 1973 would indicate that diagnosis. It
may also be inferred that was Flight Lieutenant Dr Wilson’s opinion
because, on 20 August 1973, having been told that the pain
was more significant
at night and that Mr Kowalski was under stress at work, he prescribed Librax.
Librax was described in a document
sent to the Tribunal by the
applicant:
Librax combines in a single capsule
formulation the antianxiety action of Librium (chlordiazepoxide hydrochloride)
and the anticholinergic/spasmolytic effects of Quarzan
(clidinium bromide), both
exclusive developments of Roche research.
Each Librax capsule contains 5 mg chlordiazepoxide hydrochloride and 2.5 mg
clidinium bromide. Each capsule also contains corn starch,
lactose
and talc.
Gelatin capsule shells may contain methyl and propyl parabens and potassium
sorbate, with the following dye systems: FD&C Yellow No.10 and either
FD&C Blue No.1 or FD&C Green No.3.
Librium (chlordiazepoxide hydrochloride) is a versatile, therapeutic
agent of proven value for the relief of anxiety and
tension.
It is indicated when anxiety, tension or apprehension are significant components
of the clinical profile. It is among the safer
of the effective
psychopharmacologic compounds.
Chlordiazepoxide hydrochloride is
7-chloro-2-methylamino-5-phenyl-3H-1,4-benzodiazepine 4-oxide hydrochloride. A
colorless, crystalline
substance,
it is soluble in water. It is unstable in solution and the powder must be
protected from light. The molecular weight is 336.22.
...
Quarzan (clidinium bromide) is a synthetic anticholinergic
agent which has been shown in experimental and clinical studies to have a
pronounced antispasmodic
and antisecretory effect on the gastrointestinal
tract.
- We
think it safe to assume that Librax was designed because some medical
practitioners at that time held the opinion and earlier medical
opinion had been
that stress caused or contributed to the occurrence of a duodenal ulcer. The
drug was designed to alleviate stress
and to cure the ulcer.
- Another
drug which was available and prescribed at this time was Librium. That drug
contained a chemical, chlordiazexpoxide which
had the effect of reducing
anxiety. It was prescribed for symptoms of anxiety.
- The
evidence is clear that Dr Gilmore was of the opinion in 1974-1976 that stress
caused or contributed to a duodenal ulcer and that
Mr Kowalski’s duodenal
ulcer had been caused or contributed to by the stress which he was occasioned
during his military service.
- Mr
Kowalski endeavoured to have the expert witnesses who were called say that the
Librax was prescribed by Flight Lieutenant Dr Wilson
to treat Mr
Kowalski’s stress/anxiety. Dr Thompkins was prepared to give that
evidence but neither Professor Goldney nor Dr
Reid was prepared to agree with
that proposition.
- However,
it is enough to say that the evidence before the Commission in 1974-1976 was
that stress caused a duodenal ulcer and that,
in Mr Kowalski’s case, he
had been subjected to stress which, in the opinion of Dr Gilmore, had caused or
contributed to that
duodenal ulcer. In those circumstances, the Commission
accepted liability for Mr Kowalski’s duodenal ulcer.
- That
determination remains in place at the present time. Although for reasons which
we will explain, we think Dr Gilmore’s
opinion to be wrong and that, in
fact, stress does not cause or contribute to the contraction of a duodenal
ulcer, we do not think
it would be appropriate to set aside that determination.
The Commission did not seek such a result and, in those circumstances,
although
we think the determination is based upon a flawed opinion, we think the
determination should stand. For reasons which we
will give, however, that does
not mean that Mr Kowalski can succeed on his claim for incapacity benefits
or for compensation
for impairment as a result of his duodenal ulcer because, as
a matter of fact, the uncontradicted evidence is that he no longer has
a
duodenal ulcer. For reasons which we will give, he is also not entitled to
compensation for permanent impairment because the 1971
Act did not provide for
payment of a lump sum compensation for a duodenal ulcer prior to the enactment
of the SRC Act.
- Mr
Kowalski’s evidence was that when he returned to Chrysler he was working
seven days per week with one Sunday off a month
as well as overtime on two days
per week which he found stressful. His working conditions were stressful.
- In
an undated letter written more than two years after his discharge and probably
prior to 17 November 1976, Mr Kowalski
said:
On being discharged from the 5 Base WKSP at the Amberley Air Force Base in
Queensland, in mid 1973, I was given a prescription of
five bottles of Kolantyl
Gel, Mylanta tablets and Lybrax tablets. During the past two and a half years,
since being discharged,
I have been having ulcer pains, but because I had a
supply of medication, I saw no reason to see a doctor about the problem with
the
ulcer.
I have now run out of Kolantyl Gel (which is what was most effective as a
pain relief) and after being prescribed some Kolantyl Gel
by my doctor I am
claiming a refund for it and the doctor’s visit on my approved Army
Compensation Reference No. 73/3959.
- On
17 November 1976 the delegate of the Commissioner for Employees Compensation
considered that liability for the ulcer condition
should continue to be found
and that Mr Kowalski should be entitled to compensation in respect of any
medical expenses and certified
periods of incapacity for work due to that
condition.
- In
1980/1982 he was involved in an accident whilst on a motor cycle which resulted
in an arthroscopy to his left knee. On 24 August
1984 he was diagnosed as
suffering from hypertension which was treated by medication. Mr Kowalski said
he had high blood pressure
in the early 1980s which Mr Kowalski attributed to
stress because of his general working conditions. His general
practitioner’s
notes show that his blood pressure was high in the early
1980s but he was not diagnosed as having hypertension until 24 August 1984
for
which he was prescribed drugs. In 1986 a foreign body lodged in his right eye
and was removed by his general practitioner.
He is left with a dry eye. He
suffered a right middle finger injury in 1988. In 1989 he ceased medication on
his own initiative for hypertension. His general practitioner subsequently
agreed that he could do without
medication.
- On
9 May 1989, whilst at work, Mr Kowalski slipped in a pool of oil lying on the
factory floor and sustained a back injury. Mr Kowalski
was able to recommence
work for about two and a half months but then claimed that he was unable to
continue to work. He was examined
by orthopaedic surgeons, one of whom said
that his condition was stable and that he could resume work. That led to a
dispute between
Mr Kowalski and Mitsubishi in relation to a claim for
compensation which he made under the Workers Rehabilitation and Compensation
Act 1986 (SA).
- The
workers compensation claim required Mr Kowalski to attend conferences with
WorkCover and in the District Court. In accordance
with a company protocol, Mr
Kowalski had to obtain the permission of his supervisor to attend Court and
conferences with WorkCover.
Each fortnight he was obliged to sign a timesheet
indicating hours worked which was used to calculate his wages. Apparently,
Mr Kowalski
on one occasion did not indicate that he had attended a
conference and was therefore paid for a full day’s work although he
was
absent for part of the day.
- On
Friday, 16 August 1991 Mr Kowalski was called to the office of the Employee
Relations Manager of Mitsubishi. There is a dispute
as to what occurred at that
meeting but it is no part of this inquiry to determine what occurred.
Mr Kowalski said that he
was accused of committing fraud and threatened
with dismissal. He said that he broke down in front of the others at the
meeting
and suffered physical symptoms including pins and needles in the arms
and legs and acute stomach discomfort. He told medical practitioners
that his
mind was drawn to dwell on the memory of a “friend who committed suicide
two years ago”. He did not tell them
that he had a flashback to the
incident when he was “frog marched” at Amberley.
- He
did not work at Mitsubishi again, although his employment was not terminated
until, as we have said, either 1994 or 1998.
- His
general practitioner referred him to a psychiatrist, Dr Karl Jagermann who first
saw Mr Kowalski on 22 August 1991. It would
appear that Dr Jagermann was the
first psychiatrist that Mr Kowalski had consulted. In his letter of report
dated 23 August 1991,
Dr Jagermann recorded as part of
Mr Kowalski’s history:
The examination of the more distant past revealed that Mr Kowalski had been
with Mitsubishi Motors for 26 years where he was employed
as a tooling analyst.
Whereas he had ‘an anxiety problem years ago, it was brought under
control’ upsetting events of
the immediate past proved that otherwise with
Mr Kowalski falling victim to injury, antagonism vicissitude and rejection
promoting
tension and concern and ‘distrust of
everything’.
- Dr
Jagermann did not record any matter of relevance relating to Mr Kowalski’s
service in the Army. Indeed, there is no reference
to Mr Kowalski having been
in the Army. It may be inferred, because of the detail apparent from the
report, that Dr Jagermann
was not given any information relating to the
applicant’s Army service. Dr Jagermann did not record any history of a
duodenal
ulcer. Mr Kowalski’s evidence, to which we have referred,
confirms that inference.
- Dr
Jagermann was of the opinion that Mr Kowalski was suffering from dysthymia which
incapacitated him from work. He thought he had
a pathologically intense state
of anxiety secondary to exposure to an unwarranted verbal attack on Friday,
16 August 1991.
He deemed Mr Kowalski unfit to work and provided him with
a medical certificate covering him from 22 August 1991 to 15 September
1991
inclusive.
- Dr
Jagermann subsequently issued certificates of unfitness to work and Mr Kowalski
did not resume his employment with Mitsubishi.
- In
October 1991, Mitsubishi sent Mr Kowalski to Dr Edmund Scanlon, psychiatrist,
for an assessment. On 28 October 1991 Dr Scanlon
provided a very detailed
report in which he recorded a history of the initial injury being a left lateral
disc protrusion at the
level of his lumbo-sacral spine which had caused Mr
Kowalski to suffer a left S1 compressive sciatica.
- Mr
Kowalski gave Dr Scanlon a very long history about his difficulties with
Mitsubishi and its management, and the way in which management
had dealt with
him since at least 1986. He told Dr Scanlon that he was sacked five or six
years previously for refusing to go into
permanent afternoon shift. Eventually,
after a Commission hearing, he agreed to go on to that shift. He recounted
differences he
had had with a supervisor at work. He had commenced keeping a
diary on 26 January 1989 in which he recorded his employer’s
conduct
insofar as it related to him. He went into lengthy detail in relation to a
motor vehicle which he had bought from Mitsubishi
and the difficulties he had
had with Mitsubishi.
- Whilst
Dr Scanlon took a most detailed history of events in Mr Kowalski’s life,
there is no mention of Mr Kowalski ever having
been in the Army.
Dr Scanlon recorded that Mr Kowalski had started work at Mitsubishi in 1964
when aged 17. There is nothing
in the history taken that Mr Kowalski’s
employment was ever interrupted by Army service. There is, as well, no mention
of
Mr Kowalski ever having suffered from a duodenal ulcer. He does, however,
record that Mr Kowalski had a motor cycle accident in
1980/1982 and a foreign
body in his right eye in 1986. He took a long history of the 1989 incident
which was said to give rise to
the bad back injury. Mr Kowalski’s
evidence confirms that Dr Scanlon was not told of his service in the Army, any
stress suffered
in the Army or Mr Kowalski contracting a duodenal ulcer.
- Dr
Scanlon was of the opinion that Mr Kowalski was suffering from depression of
middle age relating to his personality and style.
He was suffering from
paranoid features. He said Mr Kowalski had a mixed anxiety/depressive
state.
- Mr
Kowalski continued to consult Dr Jagermann for treatment for his psychological
problems. On 23 February 1993 Dr Jagermann reported:
... there is a direct and convincing line of development and evolution
between the occasioning of Mr Kowalski’s industrial back
injury and the
causation of physical stress and the subsequent causation of emotional injury
and psychological distress upon Mr Kowalski
finding himself unfairly and
unjustly “got at” at work ...
- Mr
Kowalski was advised, so he said, to claim damages (rather than worker’s
compensation) against Mitsubishi in the District
Court under the Occupational
Health legislation. The action was unsuccessful and on 3 July 1992 he was
ordered by Judge Lee to pay
$12,000 costs. Mr Kowalski was of the opinion that
his lawyers were negligent in the presentation of his claim against Mitsubishi
and he brought a claim against his former lawyers. That claim was also
unsuccessful and Mr Kowalski was ordered to pay $173,000
costs. As we
understand it, payment of those costs has still not been made.
- At
or about this time, he assumed the conduct of his worker’s compensation
claims. Dr Jagermann, in a series of reports between
1992 and 1996, identified
the history of those claims and Mr Kowalski’s reactions.
- Sometime
in 1995 Mr Kowalski was again diagnosed with hypertension and was again
prescribed drug therapy.
- On
6 August 1996 Deputy President Judge Gilchrist sitting in the Workers
Compensation Appeal Tribunal dismissed an appeal from a review
officer who had
made a determination confirming a determination made by Mitsubishi rejecting the
applicant’s claim for compensation
pursuant to the Workers
Rehabilitation and Compensation Act 1986 (SA): Kazimir Kowalski v
Mitsubishi Motors Automotive Ltd (No 2) [1996] SAWCAT 111.
- On
11 April 1997 Deputy President Judge McCusker dismissed an application by Mr
Kowalski to set aside consent orders which had been
made in the Workers
Compensation Tribunal. Judge McCusker rejected Mr Kowalski’s evidence
which he found to be unreliable.
- On
26 December 1997 Mr Kowalski suffered a myocardial infarction and on 27 December
1997 was admitted to the Flinders Medical Centre.
On 6 January 1998 Mr
Kowalski underwent double bypass heart surgery. He was discharged from the
Flinders Medical Centre on
13 January 1998.
- On
7 April 1998 Dr Jagermann issued a medical certificate in which he
said:
After examining the worker, it is my opinion that he is suffering
from:
After effects of recently sustained myocardial infarction secondary to stress
overload, particularly events of hectic prolonged and
sleep depriving written
Court submissions taking place prior to suffering his heart attack with the
onset of symptoms emerging on
26.12.97 and Kaz’s myocardial infarction
becoming established on 27.12.97.
- Dr
Jagermann said in a report dated 15 April 1998, after referring to that
certificate, that he had last seen Mr Kowalski a week
before he suffered
his myocardial infarction when he discerned that Mr Kowalski was visibly
labouring under disquiet and pressure.
He said in his report that there was a
positive correlation which had been established between “an overburden of
stress and
promotion of myocardial disease”. He
concluded:
In my view it is therefore legitimate enough to invest Kaz with the
likelihood and probability that his myocardial infarction was
indeed brought
about by unrelenting and untoward work pressures, persisting work conflict and
work derived and cost intensive Court
proceedings left single-handedly to Kaz to
sort out and manage – directly responsible for, and contributing toward
the making
of his heart attack.
- At
about this time on 1 April 1998 Mr Kowalski resumed pharmaceutical treatment
again for hypertension.
- On
22 April 1998 he lodged a further claim for compensation against Mitsubishi
alleging the “aggravation, acceleration, exacerbation
and deterioration of
a pre-existing heart disease and depression, heart attack (myocardial
infarction)”. He based his claim
on the stress which he had suffered for
long periods without relief whilst preparing for legal actions in the Workers
Compensation
Tribunal, the District Court, the Industrial Court and the Supreme
Court.
- On
3 September 1998 Dr Sangster, cardiologist, reported that Mr Kowalski had
advised him that he had been particularly stressed over
the last few years
whilst involved in his various claims against his employer. Mr Kowalski told
him that stress had aggravated his
blood pressure, which subsequently aggravated
his coronary heart disease and subsequent infarction. It was Dr
Sangster’s opinion
for that to be a perfectly reasonable hypothesis and
said he would support it:
... I believe that the stresses perceived by the worker in dealing with these
legal cases contributed to the existing hypertension
and made it more difficult
to control and subsequently aggravated the underlying tendency to coronary
artery disease and eventual
infarction.
- Professor
McFarlane interviewed Mr Kowalski on 25 August 1998 for the purpose of providing
a medico-legal report. He said that Mr
Kowalski told him that he had suffered
his myocardial infarction at 11.00 pm on 26 December 1997 and claimed that
the infarction
was due to events of 22 December 1997 where the barrister acting
for his employer tried to prevent the proceeding going further.
Mr Kowalski told him that on the date of his myocardial infarction he was
updating his reports of the review hearing, having
worked from 10.00 am to
10.30 pm.
- Professor
McFarlane offered the opinion that the diagnosis of dysthymia made by Dr
Jagermann and Dr Scanlon was still appropriate.
Professor McFarlane thought
that Mr Kowalski had suffered stresses in his litigation.
- On
19 October 1998 Dr Aylward, a cardiologist, expressed the opinion that the
opinions given by Dr Hetzel and Dr Sangster that Mr
Kowalski’s stress
would have aggravated his hypertension and his hypertension would have
aggravated his coronary heart disease,
appeared to him to be reasonable.
- Professor
McFarlane was called upon to consider the origin of Mr Kowalski’s stress
and he reported on 27 October 1998. He accepted
that Mr Kowalski was suffering
from dysthymia which was likely to have been exacerbated by the ongoing legal
proceedings. In particular,
Professor McFarlane thought his mental state had
deteriorated by reason of a major depressive episode as a result of the
rejection
by Judge Lee in the District Court on 3 July 1992 of his claim for
common law damages.
- He
also thought that a further cause of distress was a rejection in March 1994 of
his stress claim related to the August 1991 incident
and stress caused by his
perception of his former solicitors and his perception of the conduct of
Mitsubishi’s solicitors and
counsel.
- Professor
McFarlane was asked to comment as to whether Mr Kowalski’s psychiatric
condition was due to or aggravated by the back
injury which occurred on 9 May
1989 and in his report of 27 October 1998 he
said:
The original report of Dr Jaggermann (sic) of 23 August, 1991 documents how
Mr Kowalski was particularly distressed following
the counselling session
which occurred and on this occasion he also was drawn to the memory of a friend
who committed suicide two
years previously in similar
circumstances.
The counselling session is the 16 August 1991 meeting.
- Professor
McFarlane said that in his opinion Mr Kowalski was suffering from a psychiatric
condition, namely dysthymia, about which
he
said:
The current stress complained of by Mr Kowalski is the ongoing litigation and
the attitude taken to him by Mitsubishi and their legal
counsel. An individual
who suffers from dysthymia is likely to find life stresses more upsetting than
an individual without such
a condition. His condition is also likely to
increase the sense of aggravation and distress as a consequence of the ongoing
legal
proceedings. The essence of the issue, is whether the legal proceedings
are a direct consequence of his continued pursuit of litigation
and whether
these [are] matters that he has either initiated or whether they are initiated
by his employer.
- It
was Professor McFarlane’s opinion that the stress which Mr Kowalski
suffered was a result of a judgment given by Judge Lee
in the District Court on
3 July 1992 which caused a significant decline in his mental state which
led to a major depressive
episode. A further cause of his distress was a
rejection in March 1994 of his stress claim related to the August 1991
counselling
session. His failure to have consent orders which reflected the
settlement set aside was a further factor in his distress. Another
cause was
his sense of persecution and mistreatment by his legal counsel.
- In
summary, Professor McFarlane said:
Consistently he had stated that the counselling session in 1991 was the cause
of his stress. His complaints about the back injury
and finger injury appears
(sic) to have only begun after the loss of the appeal. This indicates his
propensity to misattribute the
onset of his symptoms. As outlined in my
evidence for the Review Officer, this is a major cause when judging
patients/plaintiffs’
capacity to correctly identify the factors leading to
the onset of their distress.
- He
concluded by saying that, in his opinion, there was no known relationship
between dysthymia and hypertension.
- On
27 October 1998 Mr Kowalski and Mitsubishi executed the Heads of Agreement, to
which reference has already been made: [33].
- On
5 November 1998 Review Officer Duigan made a consent
order:
With the consent of both parties I hereby dismiss all claims made by
Mr Kowalski against Mitsubishi which are currently before
the review
panel.
- On
23 November 1999, notwithstanding the provisions of the Deed, Mr Kowalski
filed an application under s 88H of the Workers Compensation and
Rehabilitation Act seeking to have the orders made by the conciliation
officers revoked as a result of Mr Kowalski discovering in other proceedings
that “the employer had failed to acted (sic) in good faith, therefore, the
terms of the agreement which were made in good faith
have not been
met”.
- The
thrust of Mr Kowalski’s case was that he had not been provided with a
draft report which had been written by Professor McFarlane
and had been misled
about a report from a Dr Sangster. The application was dismissed.
- The
medical evidence contained in the reports of Dr John Sangster of
3 September 1998, Dr Peter Hetzel of 22 September
1998 and
Dr Philip Aylward of 19 October 1998 supports the hypothesis that the
stress and strain that Mr Kowalski suffered
after 1989 in pursuing his
remedies at common law and under workers compensation legislation contributed to
his hypertension which
led to a progression of ischaemic heart disease which, in
turn, resulted in the acute myocardial infarction and the need for coronary
artery surgery.
- Dr
Cheung provided a medical report dated 23 May 2005 detailing the history
Mr Kowalski had given Dr Cheung in relation to his
duodenal ulcer. Mr
Kowalski first consulted Dr Cheung on 3 January 1995 complaining of a burning
sensation in his throat which he
had for a period of two years but which was
relieved by Quikeze. A barium meal undertaken was normal but he was referred to
Dr Williams
for endoscopic examination. Mr Kowalski did not keep that
appointment. He told Dr Cheung that he could not afford the investigation.
Instead, Dr Jagermann commenced him on Pepcidine and his symptoms resolved.
- He
returned to Dr Cheung in July 1998 in relation to stress-related problems. He
was treated with Rani 2 for his dyspeptic symptoms.
Because he was still
symptomatic on 9 December 1998, he was referred to Dr David Hetzel, a
gastroenterologist who carried out an
endoscopy upon which he reported on 7 May
1999 saying that Mr Kowalski had a mild gastritis and Mr Kowalski was positive
for Helicobacter
Pylori. The duodenum was then normal. He was treated by Dr
Hetzel to eliminate the Helicobacter Pylori and a subsequent urea breath
test
indicated that the helicobacter had been eradicated.
- It
was Dr Hetzel’s opinion that as at July 1999 that Mr Kowalski was not
suffering from a duodenal ulcer. In due course, Dr
Reid reached the same
opinion.
- After
Dr Jagermann’s death, Mr Kowalski’s general practitioner, Dr Cheung,
referred him to Dr Zsolt Lukacs, psychiatrist.
In a report dated 18 November
1999, Dr Lukacs records that Mr Kowalski told him that in the past the
stress of his WorkCover
claim had been associated with cardiac problems,
including a heart attack and hypertension. Mr Kowalski also told Dr Lukacs that
his lifestyle revolved extensively around litigation. Dr Lukacs does not record
that he was told by Mr Kowalski that he had been
in the Army.
- Some
time in July 2003 Dr Cheung referred Mr Kowalski to another psychiatrist, Dr
Richard Thompkins who reported on 11 July 2003.
Dr Thompkins’ report is
important because his evidence was relied upon by Mr Kowalski in support of
these applications.
- Dr
Thompkins introduced his report with the following
comments:
Thank you for referring Kaz who I had the opportunity to interview on the
7th July 2003. His is an extraordinary tale of
progressive embroilment with the legal system.
Of course, my sole responsibility is Kaz’ psychiatric welfare.
However, that can only really be understood in the context of, firstly, a
physical injury sustained at work in 1989 and, secondly,
his progressive descent
into the interstices of the legal system.
- He
took a history from Mr Kowalski including his schooling. He noted that
Mr Kowalski joined Mitsubishi in 1964 at the age of
17 and that he worked
for the next 30 years with Mitsubishi as a production engineer and toolmaker.
He did not record any history
of Mr Kowalski being in the Army. It may be
inferred that he was not told by Mr Kowalski that Mr Kowalski had been
conscripted and
served in the Army in 1972 and 1973. Mr Kowalski’s
evidence, and Dr Thompkins’ evidence, would confirm that.
- Insofar
as his medical history is concerned, Dr Thompkins wrote, “Prior to 1989,
his only Workcover claim was in 1988 for a
minor finger injury.”
- He
then documented the injury which Mr Kowalski suffered in 1989 to his lumbar
spine and then dealt with what he described were Mr
Kowalski’s forensic
dramas:
- 1994
was the last time he attended the work place. He was at that point deemed by
the employer to be no longer employed, on the basis
of a legal doctrine known as
Kaz having “frustrated the
contract”.
On Kaz’ account, this had far more to do with an exacerbation of his
back injury (April 1991) and with his suffering a psychiatric
decompensation,
once again probably in 1991, leading to his referral to a
psychiatrist.
- Kaz
was ultimately dismissed from his employment in 1998, receiving an ex gratia
payment, the amount of which he was disinclined to share with me. Since that
time, Kaz has been financially supported by his wife.
- Between
1991 and 1998, he regularly attended a psychiatrist, frequently weekly or
fortnightly. Unfortunately, in 1998 the psychiatrist
in question committed
suicide.
- After
unsuccessfully attempting to form a therapeutic alliance with another
psychiatrist, Kaz has for the last four years been solely
looked after by his
general practitioner.
- Through
a combination of legal events which I more or less was able to follow, but the
details of which seem unnecessary to be repeated
here, Kaz has problems
including the following:-
a). A debt of $175,000 for unpaid legal
fees.
- These
legal fees allegedly arise because of his attempts to sue the firm of solicitors
which negligently allowed his claim for the
1991 exacerbation of his back injury
to become statute barred (because of excessive
delay).
- On
Kaz’s account, a District Court Judge made what is, on its face, an
unlawful order for costs pursuant to Rule 101. Somewhere
tied in with all this
are further bills of costs, which Kaz has not paid, on the reasonable grounds
(as explained to me) that the
parties on the “Allocaturs” were
expressed the wrong way round. In other words, it is not Kaz who owes the money
to
the solicitor, but the other way round.
- Be
that as it may, Kaz has to attend next month to “pay” these debts
which are in fact owed to him, in default of which a warrant will be
issued for his arrest.
- Kaz
has the distinction of apparently being an unrepresented litigant in the High
Court of Australia. This concerns an application
for Leave to Appeal, due for
hearing in Adelaide in the next couple of months, wherein Kaz is taking
proceedings against the Mitsubishi
Superannuation Fund who have refused his
access to $200,000 in accumulated superannuation entitlements. Their apparent
reason for
so refusing is that Kaz is only deemed to be temporarily unfit for
work, and not permanently incapacitated. This decision has been
reached
notwithstanding that he has been under essentially constant psychiatric care for
the past twelve years; that he has suffered
a heart attack and required a
Coronary Artery Bypass Graft; that he has high blood pressure, ongoing back
problems, numerous gastrointestinal
problems, and various other ailments which
you list in your very helpful referral letter.
- Dr
Thompkins then discussed “other aspects of the history”. He noted
that Mr Kowalski had had a left knee arthroscopy
after a motor cycle
accident in 1982 and he also noted that there was no reported forensic
history.
- He
discussed Mr Kowalski’s family and
wrote:
Furthermore, I failed to elicit any history suggestive of any pathologically
raised levels of anxiety. When I started talking about
panic attacks, Kaz
digressed into the palpitations which heralded his heart attack in 1997. I
understand that these cardiac symptoms
have disappeared with the assistance of
the Coronary Artery Bypass Graft.
By contrast, depressive symptomatology is longstanding and profound.
Ever since 1991, Kaz appears to have been chronically depressed to some
degree. At initial presentation back in those days, he was
not eating, not
sleeping, he had become reclusive, his brain was filled beyond capacity, and he
lacked energy and motivation.
- Dr
Thompkins discussed Mr Kowalski’s symptoms since 1991 and addressed Mr
Kowalski’s pre-morbid personality and
said:
Premorbidly, hobbies included going for walks, collecting stamps, playing
tennis and watching golf. Nowadays, his only distractions
are the computer and
researching legal texts in connection with his ongoing litigation.
To summarise role collapse, premorbidly Kaz portrayed himself as happy,
outgoing, sociable and friendly. Prior to the recent introduction
of the SSRI,
he portrayed himself as sad, pessimistic, reclusive, chronically suicidal, and
“glad that I got rid of the gun.”
- Dr
Thompkins offered as his opinion:
In diagnostic terms, I trust it sufficiently appears that I think Kaz has
suffered a life threatening episode of Major Depression.
This has been variably
treated, with differing degrees of success, since about 1991. The recently
instituted Luvox appears to have
been a very timely
intervention.
- The
striking aspect of Dr Thompkins’ opinion is that there is no reference
whatsoever to Mr Kowalski’s service in the
Army or any anxiety, depression
or any other form of mental illness prior to 1991.
- Dr
Thompkins sheets home the whole of Mr Kowalski’s mental problems to
post-1989 events. That indeed was Professor McFarlane’s
and Dr
Jagermann’s opinion. That was Mr Kowalski’s case in the State
compensation claims.
- On
27 April 2004 Mr Kowalski made his first claim for compensation to the Military
Compensation and Rehabilitation Service under the
SRC Act. We have already set
out the key aspects of that claim. At the time he made that claim, as we have
demonstrated, he had
not told any medical practitioner at any time after at
least 1989 and probably earlier, that he had served in the Army or that he
had
suffered stress or that he had been diagnosed with a duodenal ulcer whilst in
service.
- On
1 July 2004 Mr Kowalski wrote to the Commission claiming he was suffering from
Type 2 Diabetes contributed to by weight gain and
obesity as a result of his
military service.
- On
1 November 2004 Dr Christina Cheung wrote to a delegate of the Commission in
response to a request for a report on Mr Kowalski
“regarding his claim for
compensation for a number of conditions which he attributes to stress and
anxiety in military service
which led him to becoming overweight and suffering
from the conditions arising from his physical state”.
- This
is the first mention in a medical report of a claim for stress and anxiety
during Mr Kowalski’s military service. Dr Gilmore,
of course, had in
1974, and again in 1975, offered the opinion that Mr Kowalski’s duodenal
ulcer was as a result of stress
in his work environment. There will be a need
to examine that opinion in the light of contemporary medical science but it is
enough
to note at this stage that Dr Gilmore did not indicate that Mr Kowalski
ever suffered anxiety. The stress, in Dr Gilmore’s
1974 and 1975 opinion,
was the cause of the duodenal ulcer. It was not suggested by Dr Gilmore that
the stress was the cause of
any other disability.
- Dr
Cheung’s report is the first occasion where a medical practitioner
suggested that Mr Kowalski suffered from stress and anxiety
as a result of
military service which has led him to become overweight and suffering from
conditions arising from his physical state.
- Dr
Cheung identified the conditions which have been identified above and, in
addition, made reference to a duodenal ulcer:
Duodenal ulcer H/P eradication 1999
Chronic dyspepsia
- In
relation to his military service, Dr Cheung writes:
- I
have only been his treating doctor on a regular basis since 1998. Most of the
stresses he has been under have been caused by his
WorkCover claim. I have not
been aware of the stresses during his military service and furthermore I was not
even aware that he
was in military service. In my opinion as his treating
doctor from 1998 all the conditions secondary to stress and the anxiety
depression
itself have been caused by his ongoing dispute with Mitsubishi
relating to his WorkCover claim.
- In
my opinion except for D/U the answer is
yes.
...
- In
my opinion the factors contributing to his conditions are stresses relating to
his WorkCover claim and lifestyle
...
12) a) Mr Kowalski is totally incapacitated for work because of his major
depression which is currently treated by Dr. Richard
Thompkins
- The
period of incapacity is ongoing and he is being reviewed by Dr. Thompkins
on a regular basis
- Ongoing
psychotherapy with Dr R. Thompkins, anti-depressants, anti H/T, low dose
aspirin, statins and PPI
- It
is interesting to note that Dr Cheung was not aware that Mr Kowalski was ever in
military service until presumably shortly before
that report was written. That
would seem to be borne out by a later report of Dr Cheung dated 23 May 2005 in
which the general practitioner
addressed Mr Kowalski’s history of duodenal
ulcer.
- In
Dr Cheung’s report of 1 November 2004 she mentions that the applicant was
diagnosed as suffering from Type 2 diabetes which
was “secondary to
sedentary life style and obesity”.
- On
16 February 2005 Dr David Hetzel who had carried out an endoscopic examination
of Mr Kowalski in 1999 wrote to the Tribunal. Dr
Hetzel had first seen Mr
Kowalski in November 1998 in relation to an abnormal liver function test. At
that time, he noted a past
history of duodenal ulcer and that a barium meal in
1973 showed a small ulcer crater in the base of the duodenal cap. He noted that
Dr Gilmore’s opinion in 1974 was that duodenal ulcers were caused by
stress.
- On
7 May 1999 he carried out an endoscopy at the Royal Adelaide Hospital which
showed a small sliding hiatus hernia without ulcerative
oesophagitis. As
already noted, Mr Kowalski was then positive for Helicobacter Pylori and was
treated with Ranitidine bismuth citrate,
Clarithromycin and Amoxicillin for the
Helicobacter Pylori. The Helicobacter Pylori was eradicated by 1 July 1999. Mr
Kowalski
did not then suffer from a duodenal ulcer and he has not suffered from
a duodenal ulcer since that time.
- Dr
Hetzel was asked to address the question of the cause of Mr Kowalski’s
duodenal ulcer on the basis of current mainstream
medical opinion. He
wrote:
The theories of stress causing duodenal ulcer have largely been discounted.
The major risk factors include Helicobacter pylori, and
the use of aspirin or
anti inflammatory drugs. Mr Kowalski’s ulcer occurred in the 1970’s
and at that stage I am not
aware that he had received aspirin or anti
inflammatory drugs, although he has received both of these since that time in
the late
1980’s for back pains and in the 1990’s for ischemic heart
disease following his heart attack in 1997 and coronary artery
vein grafting in
1998.
In some individuals without Helicobacter pylori or aspirin or NSAID usage,
duodenal ulcer can still occur for reasons that are unknown.
There is a weak
inherited family tendency which does not appear to be the case with
Mr Kowalski. There are also rarities such
as diseases which cause
hypersecretion of gut hormones such as gastrin or histamine but none of these
appear to apply to Mr Kowalski.
...
You ask is there a causal relationship between a duodenal ulcer as diagnosed
above and his military employment. In my opinion the
duodenal ulcer is unlikely
to be directly due to his military employment. We know that in most individuals
Helicobacter pylori is
contracted before the age of 5 years, usually from
parents or siblings or other individuals who are in close physical contact with
the patient in childhood. I am not aware of any evidence that members of the
military are at any greater risk of suffering from
Helicobacter pylori or
duodenal ulcer than a civilian population of similar age, sex, social class or
country of birth, all factors
which may of course influence the presence of H.
pylori and the risk of ulcer disease.
In my opinion it seems likely that Mr Kowalski would have suffered from the
condition regardless of his military employment. Please
let me know if there
are any other questions that you require
answered.
- Dr
Hetzel was of the opinion that Mr Kowalski would need acid inhibition for
heartburn and regurgitation because of the condition
of reflux oesophagitis and
to that extent required ongoing treatment for gastrointestinal symptoms.
- It
would appear from a report written by Dr Thompkins on 14 April 2005,
Mr Kowalski first asked Dr Thompkins to express an opinion
as to whether or
not Mr Kowalski’s service in the Army “materially or
substantially caused or contributed to [Mr
Kowalski’s] present psychiatric
decompensation” shortly before that date.
- Before
addressing that opinion it should be noted that Mr Kowalski did not apparently
tell Dr Thompkins, his treating psychiatrist,
that he had been in the Army and
suffered a duodenal ulcer until 21 months after first seeing him. If, as
Dr Thompkins says,
he has seen Mr Kowalski every month then Mr Kowalski did
not tell Dr Thompkins of these facts at about 20 consultations.
- On
14 April 2005 Dr Thompkins referred to Dr Gilmore’s reports of
26 February 1974 and 20 October 1975 (sic) that
Mr Kowalski’s
working environment in the Army gave rise to the ulcer through his psychological
mechanisms. He said:
To the best of my knowledge, it is the case that ever since your time in the
Army you have never been free of psychiatric symptoms.
This appears to be amply
borne out by the transcript of Doctor Jagermann’s evidence in the hearing
dated 6th May 1993.
- Two
things should be noted in relation to this paragraph of Dr Thompkins’
report. Prior to writing his report, he had not known
that Mr Kowalski had been
in the Army. He could never have had the knowledge which he claims. At best,
he could say that he was
told of those matters by Mr Kowalski.
- The
transcript of Dr Jagermann’s evidence in the hearing of 6 May 1993 was not
put before the Tribunal and we have not had access
to it. However, we can
assume because Dr Jagermann had no knowledge of Mr Kowalski’s service in
the Army that Dr Jagermann
did not address Mr Kowalski’s Army service and
therefore could not have made the statement in the first sentence of the
paragraph.
- Dr
Thompkins concluded:
Moreover, given that there have now been judicial determinations that your
subsequent Workcover claim against Mitsubishi has found
an absence of
psychiatric decompensation attributable to your time with Mitsubishi, (here I am
accepting your understanding of the
decision), then there equally appears to be
no basis for the suggestion that any psychological injury relating to your
military service
has, so to speak, been subsumed by subsequent events during
your employment after leaving the Army.
- It
is hard to understand how Dr Thompkins could reach that opinion. He had no
knowledge of any psychiatric symptoms claimed to have
been suffered by
Mr Kowalski earlier than 1991 until three days before he wrote the
report.
- We
also are somewhat puzzled by Dr Thompkins’ conclusion that because there
has been a judicial determination of the absence
of “psychiatric
decompensation” attributable to his employment at Mitsubishi, that there
can be no suggestion that any
psychological injury relating to his military
service has been subsumed by subsequent events.
- The
opinion assumes psychological injury was caused to Mr Kowalski in the Army
without identifying what psychological injury is being
addressed. There is, as
Professor Goldney has said, no evidence that Mr Kowalski suffered from any
psychological illness whilst
serving in the Army.
- The
first question which has to be determined is whether or not Mr Kowalski suffered
any psychological injury in 1972/1973 as a result
of his service in the Army.
Dr Gilmore, of course, assumed because it was then the opinion of some medical
practitioners that stress
and anxiety caused duodenal ulcer. As Dr
Hetzel’s report of 16 February 2005 has already demonstrated, that is no
longer accepted
mainstream medical opinion.
- On
22 April 2005 the Director of the Military Compensation and Rehabilitation
Service affirmed a determination made on 10 December
2004 that Mr
Kowalski’s claim for compensation should be rejected.
- On
26 April 2005 Mr Kowalski made a further claim for compensation in relation to
the duodenal ulcer diagnosed in 1974 caused by stress
in the Army. In relation
to the extent of his impairment, he said the duodenal ulcer was symptomatic
until December 2002 when he
commenced on Nexium. He said that the duodenal
ulcer had been asymptomatic since.
- Some
time before 9 May 2005, Mr Kowalski provided a copy of the Director’s
decision to Dr Thompkins.
- On
9 May 2005, Dr Thompkins wrote to Mr Kowalski relating to that part of his
previous report in which Dr Thompkins referred to the
judicial determination
relating to Mr Kowalski’s employment with Mitsubishi and
said:
Accordingly, I can confirm that you have supplied me with direct evidence in
written form of the decision which is unequivocally to
the effect that you did
not suffer a psychiatric decompensation attributable to your employment with
Mitsubishi.
- It
is difficult to understand what importance Dr Thompkins puts upon this
statement. Mr Kowalski reasons that because the State Courts
have dismissed his
claim for compensation against Mitsubishi in which he claimed to have suffered
injury which was caused or contributed
to by his employment, his psychiatric and
physical conditions must be due to his service in the Army. That, of course, is
not an
example of logical reasoning. Insofar as Dr Thompkins reasons the same
way and we think regrettably that he does, he also reasons
illogically. The
fact that the State Courts have dismissed Mr Kowalski’s claims it seems to
us is historically interesting
and may explain why Mr Kowalski has proceeded in
the way that he has, but it is not relevant in determining whether Mr Kowalski
suffered
any injury whilst in military service.
- On
11 November 2005 the Military Compensation and Rehabilitation Service affirmed a
determination made on 22 June 2005 dismissing
Mr Kowalski’s claim for
incapacity payments in respect of duodenal ulcer. The claim was rejected
because Dr Cheung’s
evidence did not support a claim for any incapacity at
that time. The Commission wrote:
The medical information shows that you are not suffering from a duodenal
ulcer:
● in 1995, when referred by Dr Cheung for a barium meal; or
● in May 1999 when you underwent an endoscopy.
Furthermore in Dr Cheung’s report of 26 April 2005 she stated you had
been symptomatic until December 2002 but were currently
asymptomatic due to
medication. Given this information I fail to see how you could be suffering
incapacity due to any ulcer condition.
- On
the same day the Military Compensation Rehabilitation Service also rejected the
claim for permanent impairment in respect of duodenal
ulcer.
- The
Director affirmed the decision because Mr Kowalski was not suffering from a
duodenal ulcer in 1995 when referred by Dr Cheung
for a barium meal and, in May
1999, when he underwent an endoscopy. He found that the condition of duodenal
ulcer was a temporary
condition evidenced by the fact that the condition was not
present in 1995 or 1999.
- He
found further that there was insufficient evidence that any condition of
duodenal ulcer has been contributed to in a material degree
by Mr
Kowalski’s Army service. He also found that if Mr Kowalski suffered a
permanent impairment as a result of the condition
of duodenal ulcer which had
been contributed to by the Army service, any such condition would have become
permanent as defined in
the SRC Act prior to 1 December 1988 and while the 1971
Act was in operation. He wrote:
Pursuant to subsection 124(3) of the SRCA a person who has an impairment that
became permanent prior to 1 December 1988 is not entitled
to compensation under
section 24 of the SRC Act in respect of permanent impairment, if that person was
not entitled to receive lump
sum compensation in respect of the impairment under
the compensation legislation in force when the impairment became permanent.
As
the 1971 Act did not provide for payment of lump sum compensation for conditions
such as duodenal ulcer, pursuant to subsection
124(3) of the SRCA, an
entitlement does not exist under the SRCA.
- As
can be seen from [4] of these reasons, Mr Kowalski rejects the
Commission’s determinations. He seeks compensation, namely
incapacity
benefits, in respect of the duodenal ulcer. He also seeks compensation for
permanent impairment from that duodenal ulcer.
He further seeks medical
expenses, incapacity payments, permanent impairment and non-economic loss for
psychological and/or a psychiatric
illness. Lastly, he seeks compensation for
“major depression and generalised anxiety, heart attack and open heart
surgery”
and “obesity and Type 2 diabetes”. Mr Kowalski seeks
compensation in relation to all of his medical conditions which
he says are
attributable to his service in the Army.
- He
pursues the claim for incapacity benefits in respect of the duodenal ulcer and
compensation for permanent impairment in relation
to the duodenal ulcer,
notwithstanding that all of the evidence is one way and that is that he no
longer suffers from a duodenal
ulcer. On his own case, the decisions of the
respondent of 11 November 2005 affirming the determination of 22 June 2005 that
the
applicant was not entitled to receive incapacity benefits in respect of a
duodenal ulcer, and the determination of 6 May 2005 that
the applicant was not
entitled to compensation for permanent impairment from a duodenal ulcer must be
affirmed, for the reasons he
does not suffer incapacity or permanent
impairment.
- However,
Mr Kowalski argues that all of his present medical conditions are due to the
stress under which he was put during and before
his military service.
- Mr
Kowalski relies on two notes in his medical practitioner’s notes in 1973
and the fact that he was prescribed Librax for his
contention that all of his
medical conditions which have manifested themselves since 1989 are the result of
his service in the Army.
He relies on the notes of 14 June 1973 and 20 August
1973 which say, respectively, “pushed with job” and “under
stress at work” and the fact that he was prescribed Librax on 20 August
1973 as supporting his claim that his medical conditions
since 1989 are a result
of the stress which he suffered whilst in service in the Army.
- Further
medical evidence has been obtained which ought to be addressed.
- At
the request of the Commission the applicant was seen by Professor Goldney, a
psychiatrist, on 17 November and 12 December
2005, and Professor Goldney
reported to the Commission’s solicitors on 19 December 2005.
- Mr
Kowalski told Professor Goldney that he had always blamed Mitsubishi for his
health problems but, when he obtained legal determinations
that Mitsubishi had
not been responsible for his emotional difficulties, he began to attribute his
problems to his Army service.
- It
was Professor Goldney’s opinion that Mr Kowalski suffers a depressive
condition which is either that of chronic dysthymia
or a major depressive
disorder. He said that the conditions are often seen together where the term
“double depression”
is sometimes used. In addition, he opined that
Mr Kowalski has quite marked obsessive compulsive personality traits. He was of
the opinion that it was probable that Mr Kowalski’s depression was
contributed to by the incident of 16 August 1991.
However, he said that a
depressive condition can simply arise without any specific external cause.
- He
was of the opinion, however, that it was most unlikely that Mr Kowalski’s
psychiatric condition was related to his employment
with the Army. He was
unable to relate any specific issue to his service.
- On
20 March 2006 Dr Donald Reid, a consultant physician, provided a report at the
request of the Commission. He was of the opinion
that Mr Kowalski presently
suffers from a gastrointestinal condition, being gastro-oesophageal reflux
disease which was not materially
contributed to by his employment with the
Army.
- He
said that whilst a barium meal in 1973 disclosed a duodenal ulcer, a subsequent
barium meal and an endoscopy have not shown the
existence of any duodenal ulcer.
There was no evidence, on his examination, of duodenal ulcer disease or any
aftermath from duodenal
ulcer. He was of the opinion that there was no good
evidence to prove that stress causes duodenal ulcer.
- Two
particular questions which were asked of Dr Reid in his answers ought to be set
out in full:
(d) Mr Kowalski says he was prescribed Librax, initially in 1973, for
control of a psychological condition. We would appreciate if
you could take a
history of this and provide any comments you may have regarding the prescription
and use of Librax during the 1970s
and since that time and what this medication
was prescribed to do.
Librax is no longer available in Australia. Librax is a mixture of
Chlordiazepoxide (anti-anxiety drug) and Clinidium Bromide
(anticholinergic-spasmolytic
drug). The theory was that by treating anxiety,
hopefully reducing gastic (sic) acid and by reducing spasm, the combined tablet
would help both anxiety and duodenal ulcer. There was never a good empirical
evidence base for this. My opinion is that it was
probably given mainly to Mr
Kowalski in 1973 for anxiety.
He described to me much anxiety and nervous tension before and during his
Army service and his desire not to be in the Army. He
says he was also
over-worked in the Army and stressed, and these altogether led to anxiety. I
note his assertion but cannot make
any other useful comment about
them.
(e) Please also comment on the opinion of Dr Gilmore and whether you agree
with it and if not why not.
I have two reports from the late Dr Hugh Gilmore, dated 26 February 1974 and
20 October 1976.
In regard to the report of 26 February 1974, I do not agree with Dr
Gilmore’s answer to Question 2, in which he thought stress
induced the
duodenal ulcer. In 1974, the cause of duodenal ulcer was unknown. One of the
theories of causation was that stress
caused duodenal ulcer. It was always
debatable, even at that time, and I did not myself accept that theory in 1974.
I do not accept
it now. In the 32 years since then, it has become clear that
duodenal ulcer is principally due to either the germ helicobacter pylori
in the
stomach, or to the use of anti-inflammatory tablets. The current view is that
stress is not a significant causative factor
in duodenal
ulcer.
In Dr Gilmore’s letter of 20 October 1976 re-affirms that he thinks
stress contributed and caused the duodenal ulcer (sic).
He thought that once an
ulcer had been induced by Army service, then it might continue after Army
service. My opinion is that Army
service and any associated stress did not
cause the initial duodenal ulcer and did not cause any exacerbations of duodenal
ulcer
after leaving the Army. My reasons are as elaborated
above.
- The
hearing of this matter commenced on 17 October 2006 when Mr Kowalski gave
the evidence to which we have referred.
- Professor
Goldney and Dr Reid were called by the Commission. Dr Thompkins’
attendance was secured by the Tribunal after
Mr Kowalski indicated that he was
not in the position to pay the very high fee that Dr Thompkins was seeking to
give evidence. Dr
Thompkins gave evidence in February 2007.
- After
Dr Thompkins had given his evidence and the parties had addressed,
Mr Kowalski wrote to the Tribunal on a number of occasions
making a number
of submissions and including further evidence.
- Eventually,
he made an application to re-open his case and on 28 November 2007 orders were
made allowing him to re-open the case and,
in due course, the Tribunal accepted
a number of further documents, some by way of evidence and the others by way of
submission:
Kowalski v Military Rehabilitation and Compensation Commission
[2007] AATA 1988.
- Mr
Kowalski also wrote to the three medical practitioners putting a series of
questions which were answered in the case of Dr Thompkins,
and some of which
were answered in the case of Professor Goldney and Dr Reid. Professor Goldney
and Dr Reid did not answer some
of the questions on the advice of those acting
for the Commission.
- The
effect of all of those matters was that further medical reports were provided by
Dr Thompkins, and Professor Goldney and Dr Reid.
- Dr
Thompkins gave two further reports; the first dated 17 March 2008 and the second
dated 15 April 2008.
- In
the first report he was asked by Mr Kowalski to address the last paragraph of
his report dated 11 July 2003. In that report he
had
written:
In diagnostic terms, I trust it sufficiently appears that I think Kaz has
suffered a life threatening episode of Major Depression.
This has been variably
treated, with differing degrees of success, since about 1991. The recently
instituted Luvox appears to have
been a very timely
intervention.
- In
his report of 17 March 2008 he wrote:
I understood you to say that the sentence reading “this has been
variably treated, with differing degrees of success, since
about 1991” has
been interpreted to mean that you did not suffer from Major Depression prior to
1991.
That was certainly not the intention behind my choice of words.
There are many reasons why such an interpretation is erroneous.
One obvious reason is that (unlike, for example, a compound fracture of the
tibia in orthopaedic practice) there is almost invariably
a very substantial lag
time between clinical onset of a psychiatric condition and the patient
presenting for treatment. A whole
galaxy of circumstances may have come
together leading you to seek treatment in about 1991, which in no way excludes
the diagnosis
being present prior to that time.
Furthermore, presentation in 1991 is not to be confused with the suggestion
that the Major Depression only assumed clinical significance
in 1991.
The lag period may have been twenty months or twenty years, or even
longer.
A further complication is that “Major Depression” is not
interpreted consistently even at the present day. Just what
“depression” has meant over the last thirty-five years has been a
variable feast.
That is not to say that the symptoms have changed, rather that psychiatric
nomenclature is an evolving art.
I trust that the above sufficiently answers your inquiry.
I also hope that the above is self-explanatory.
If not, please feel free to contact me seeking further
clarification.
- It
is difficult to understand what point Dr Thompkins is attempting to make in that
report except to contradict what he wrote in the
earlier report. In his first
report, he had no history of stress or anxiety or any psychiatric illness prior
to 1991. His opinion
reflected the history which Mr Kowalski had given
him.
- In
his second report of 15 April 2008, Dr Thompkins addressed a number of questions
which had been asked him in a letter dated 23
February 2008. It is not
necessary to set out those questions to obtain the flavour of the report of 15
April 2008, but it is enough
to set out some aspects of the report.
- The
Notification of Medical Assessment dated (at the bottom)
25th September 1973 bears what appears to be a
handwritten annotation stating “MAJOR
DEPRESSION.”
Assuming this annotation is contemporary with the original document, I would
interpret it as evidence that somebody at that time
was of the opinion that you
were suffering from that condition.
- Yes,
with appropriate caution. Such blanket exhortations from the manufacturer
commonly accompany most if not all prescription drugs.
In the case of Librium and Mylanta, to the best of my limited understanding
the interaction is purely one of dilution and/or providing
some degree of
physical barrier to absorption. I am not privy to any true pharmacokinetic or
pharmacodynamic drug interactions between
those two substances.
I remind myself that dilution or other effects influencing absorption
constitute pharmacokinetic interactions.
Answering this question lies to some extent outside my area of specialist
expertise.
...
- Judging
by the entries in the notes, the assertion that Librax was prescribed to treat
the duodenal ulcer does not appear to me to
be
logical.
I am fortified in that conclusion by the entry dated
17th July 1973 which appears to state that epigastric
pain occurring [for?] one and a half hours after food, during the previous four
to five weeks, is relieved by antacids.
I am further fortified in that conclusion because the entry dated
20th August 1973 appears to state, in
part:-
“Night pain ++ ... on examination no epigastric tenderness ...
treatment [continue Duogastrone] and increase [some form of]
Gel up to 20ml four
times per day ... Librax 1 three times per day and 2 at
night.”
The difficulty I have is that the first two lines appear to say, in part,
“strain at work.” However, I cannot confidently
decipher the word
that immediately follows “night pain ++.” My best guess is that it
says “under” –
reading therefore “under strain at
work.”
- In
Edinburgh, the cause was largely a mystery. Of course there was the usual
mish-mash of genetic predisposition, acutely stressful
situations and the like.
For example I remember an incident in a maternity ward when, immediately after
the birth of the baby (the
mother and baby doing well), the father collapsed
with a copious haematemesis from an acute duodenal ulcer – his
Haemoglobin
dropping to about 5 as I recall.
At medical school, the basic story was that excessive acid was being
produced over and beyond what the acid resistant lining of the
stomach
(particularly the mucus) could withstand. Hence, the mainstay of surgical
treatment in those days (ie when antacids, bed
rest etc failed) was vagotomy
(and pyloroplasty), on the footing that that would decrease the secretion of
hydrochloric acid.
...
- I
think the issue is what did this particular doctor (Flight Lieutenant Wilson)
think he was treating on this particular occasion
with this particular patient
on this particular day in August 1973. I do not think references to the drug
company’s literature
help a great deal.
To answer your question, I find Doctor Reid’s apparent change of
opinion in his answer to question 4 to be less than convincing
(report dated
15th February 2008).
The whole thrust of the notes appears to be a duodenal ulcer is diagnosed
and treated with standard medications such as Mylanta and
Duogastone.
On the 20th August 1973, something new is reported.
There is now night pain++. There is now being “under strain at
work.” That
something new being complained about results in something new
being prescribed, namely Librax. That appears to be the opinion stated
by
Doctor Reid in paragraph 3.3 of his report dated 20th
March 2006. In my view, nothing can escape the obvious logic and commonsense of
that original answer.
- In
answer to questions 2 and 3, my recollection is that Librax and Valium were
prescribed more or less interchangeably, at least in
the ward situation. Librax
ultimately fell by the wayside because of its greater cost, and also its
association with fatalities
in overdose.
- There
is no need to comment on the whole of the part of the report to which we have
referred. It can be seen that Dr Thompkins descends
into argument. We cannot,
for example, understand how Dr Thompkins could write that “the assertion
that Librax was prescribed
to treat the duodenal ulcer does not appear to be
logical”. Librax was designed to treat duodenal ulcers. It also had a
property
which was used for the treatment of stress. However, it was a drug
used for the treatment of duodenal ulcers. Librium was designed
only for the
purpose of treating stress. If one assumes that the prescribing medical
practitioner was only intending to treat stress,
it would be
“logical” to prescribe Librium rather than Librax.
- We
do not accept the suggestion that Librax and Valium were prescribed
interchangeably. Valium was prescribed for stress and anxiety.
It had no
properties which would treat a duodenal ulcer. Librax was prescribed to treat a
duodenal ulcer and stress which was then
wrongly thought by some to be the cause
of the duodenal ulcer.
- We
think these two reports indicate, as we have found, that Dr Thompkins is
incapable of giving detached and objective evidence in
relation to Mr
Kowalski’s complaints.
- Dr
Thompkins, both in his written and oral evidence, found it necessary,
unfortunately, to act as it were as Mr Kowalski’s advocate.
It may be
that he thought it necessary to give Mr Kowalski his full support in order to
maintain his relationship with Mr Kowalski
so that he could treat Mr
Kowalski’s ongoing psychiatric problems.
- However,
if that is the reason, that does not make his evidence any more credible but
only explains why it is that he gave evidence
of the kind which he did.
- Dr
Thompkins was prepared to put himself in a position where he was commenting on
the evidence of witnesses in another specialty.
Dr Thompkins was formerly a
legal practitioner. One would have thought he would have known that was not his
role.
- He
also gave evidence outside his specialty and was prepared to assert,
notwithstanding that mainstream medicine and all other witnesses
said otherwise,
that stress could cause a duodenal ulcer. He is the only medical practitioner
in contemporary times who has been
asked to give an opinion on that subject who
has said that stress could cause a duodenal ulcer. That is an opinion outside
his specialty.
- Unfortunately,
for the earlier reasons which we gave and for these further reasons, we have to
say that we find Dr Thompkins to be
an unreliable witness. We reject his
opinion on the cause of a duodenal ulcer which is inconsistent with the
specialist medical
practitioners who practise in that area.
- We
have therefore had the opportunity of hearing the evidence of all three medical
practitioners on two occasions. For the reasons
we have given already, we
prefer the evidence of Professor Goldney and Dr Reid to that of Dr
Thompkins.
- Mr
Kowalski insisted in his examination of Professor Goldney and Dr Reid in asking
them why it was that Flight Lieutenant Dr Wilson
prescribed him Librax on
20 August 1973. He could not understand why it was that the medical
practitioners could not answer
that question in that form because, of course,
they could not know what was in Flight Lieutenant Dr Wilson’s mind.
- Although
the question was disallowed on a number of occasions, Mr Kowalski repeatedly put
the question to the medical practitioners.
Eventually he obtained their answers
but the answers were, from his point of view, unfavourable.
- Professor
Goldney in his further report and in his evidence did not depart from the
opinion which he expressed in his first report.
His diagnosis of Mr
Kowalski’s illness remained the same. In particular, he remained of the
previously expressed view that
there was no evidence in Mr Kowalski’s Army
records that Mr Kowalski had suffered from a psychiatric illness during his Army
service. He was of the opinion that the fact that it was recorded that Mr
Kowalski suffered stress on 14 June 1973 and 20 August
1973 could not lead to a
conclusion that at any time during his Army service did Mr Kowalski suffer
from a psychiatric illness
such as anxiety or depression, or anything of the
kind.
- We
accept that evidence. As we have shown and Professor Goldney has accepted,
there is nothing in Mr Kowalski’s Army records
which indicate that he
suffered a psychiatric illness at any time whilst he was in Army service. There
is evidence that he either
complained of stress or was asked whether he was
suffering stress and agreed on the two occasions we have mentioned. We accept
Professor
Goldney’s evidence, however, that complaints of that kind do not
indicate that Mr Kowalski was suffering a psychiatric illness
at the time.
- We
reject Mr Kowalski’s evidence and submissions insofar as they were made
that he was suffering from anxiety or anything of
that kind at that time.
- Dr
Reid explained one aspect of his first report both in his further written
reports and in his evidence. He gave two further written
reports dated 15
February 2008 and 3 April 2008. Whilst he had said in his first report that Mr
Kowalski was probably prescribed
Librax for the treatment of his anxiety, he
said in his further written report of 15 February 2008:
- In
paragraph 3.3(d) of your report dated 20 March 2006, you stated “My
opinion is that if [Librax] was probably given mainly
to Mr Kowalski in 1973 for
anxiety”. Please clarify what this sentence
means.
The sentence needs to be read in the context that it was part of a quite
long answer to a five-line question. The question that
had been put to me was:
“Mr Kowalski says he was required Librax, initially in 1973 for control of
a psychological condition.
We would appreciate if you could take a history of
this and provide any comments you may have regarding the prescription and use
of
Librax during the 1970s and since that time and what this medication was
prescribed to do?
When I rethink this question today my opinion is that the doctor prescribed
Librax in 1973, his primary intention was to treat duodenal
ulcer. In 1973
there were no truly proven effective drugs for the curing of duodenal ulcer.
The drugs available included antacids
(rationale to reduce acid in the stomach),
anticholinergics, such as clinidium, (rationale to reduce secretion of acid by
the lining
of the stomach and to reduce muscle spasm in the stomach) and
benzodiazepines (rationale the presumption that anxiety and stress
predisposed
to the formation of duodenal ulcer). None of these three drugs was truly
effective in curing duodenal ulcer and the
actual effectiveness and the
rationale for use of the benzodiazepine class of drug in duodenal ulcer were
doubtful.
I have reviewed the medical records for Mr Kowalski supplied to me in the
past, and refer now to a page entitled ‘Attendance
and Treatment
Card’, with the date of 20 August 1973. I read the longhand note,
“Night pain, under strain at work.
On examination no epigastric
tenderness, Rx Duogastrone, illegible four times per day, and Librax, one in the
morning and two at
night”. I think this is the first record of the
prescription of Librax in his medical records, although I am not certain of
this
because the hand writing is difficult to read.
I note that Mr Kowalski told me he had much anxiety and tension in his life
in 1973. When I met him in March 2006 he told me that
he was troubled by
psychological symptoms.
Putting all the above together, my opinion is the treating doctor in 1973
had the principal intention of treating duodenal ulcer
with Librax. He chose
the combination of anticholinergic and an antianxiety drug because it was
fashionable to use it for duodenal
ulcer at that time, because of the
presumption among part of the medical profession at that time that anxiety and
psychological factors
contributed to duodenal ulcer, and possibly because he
observed anxiety and nervous tension in Mr Kowalski (the fact that he wrote
down
on 20 August 1973 “under strain at work”, supports this latter
statement.)
On reflection I think I worded the reply to the question poorly. Rather
than saying the Librax was mainly given to treat anxiety
I should have said the
Librax was mainly given to treat duodenal ulcer.
- He
also addressed two other matters raised by the applicant:
- In
an email to the Administrative Appeals Tribunal dated 22 February 2007, the
Applicant stated:
‘On another issue, on 20 February 2007 by GP, Dr C Cheung, said to
me that in the 1970s it was her opinion and the opinion of
the majority of
medical doctors that stress and anxiety caused ulcers’.
Do you agree with (what the Applicant reports) Dr Cheung
believes?
I note that Dr Christina Cheung graduated from the University of Adelaide in
1978 as a medical doctor, MBBS. She is a general practitioner.
My opinion is
that it is likely the majority of general practitioners in the 1970s would have
had the opinion that stress and anxiety
contributed to the causation of ulcers.
My opinion is, this would not have been the opinion of gastroenterologists in
the 1970s.
- In
the above email to the Administrative Appeals Tribunal dated 22 February 2007,
the Applicant further stated:
‘On 21 February 2007 my Chemist informed me that in the 1970s Librax
was a first generation drug that was mainly prescribed
to people for the
treatment of stress and anxiety’.
In your view, do you consider in the present case that Librax was
prescribed mainly for the Applicant’s ulcer condition, or
for an alleged
psychiatric condition?
My opinion is that the chemist’s statement that Librax was mainly
prescribed for people for the treatment of stress and anxiety
is wrong. A
doctor wishing to treat mainly stress and anxiety would prescribe Librium. The
adding of the clinidium to the Librium
to make the combination drug Librax would
have meant that the main intention was to treat duodenal ulcer.
My opinion is that in the present case the Librax was prescribed mainly for
the applicant’s ulcer condition and not mainly
for an alleged psychiatric
condition.
- We
accept that explanation and we accept his evidence in that regard. Dr Reid
more importantly, and Professor Goldney less importantly,
were both of the
opinion that stress did not cause or contribute to the formation of a duodenal
ulcer. Dr Reid was of the opinion
that whilst some general practitioners, even
some physicians who were not gastroenterologists, might be of the opinion that
stress
caused or contributed to a duodenal ulcer, gastroenterologists were not
of that opinion in the early 1970s.
- In
any event, his opinion was clear and that is that mainstream medicine rejected
that hypothesis having regard to the isolation of
the Helicobacter Pylori
bacterium and its effect on the duodenum. Dr Reid’s opinion is consistent
with that of Dr David
Hetzel.
Findings
- We
make the following findings, in addition to the findings already expressly made.
In 1967 Mr Kowalski, whilst employed at Chryslers,
was conscripted to serve in
the Australian Army. Between the date of his conscription and the second half
of 1971, Mr Kowalski was
concerned and stressed by the prospect of having to
serve in Vietnam and undertook courses of study so as to avoid that consequence.
Any stress that he suffered during this period is non-compensable. He was not
then in any form of employment for which the respondent
could be liable. On
28 July 1971 the Prime Minister told the State Council of the Liberal Party
that Australian troops were
likely to be withdrawn within six months. On 18
August 1971 the Prime Minister announced in Parliament that the Government had
decided
to withdraw all remaining combat forces from Vietnam. In that
announcement he said that most of the forces would be withdrawn by
Christmas
1971.
- Mr
Kowalski entered the Australian Army on 20 April 1972 at which time he was aware
of Mr McMahon’s announcement. At the time
he entered the Army he knew
that he would not have to serve in Vietnam. Whilst in the Army, he was falsely
accused of leaving the
Amberley base without permission but never charged or any
disciplinary action taken. We are not prepared, however, in the absence
of
evidence supporting Mr Kowalski’s claim, to find that he was marched into
the presence of an officer by two soldiers armed
with machine guns or that the
incident resulted in the degree of stress asserted by Mr Kowalski.
- During
the period of his service, between 20 April 1972 and 19 October 1973 and after
his basic training, he worked under difficulties
and was forced to work
extremely hard especially after conscription ended in December 1972. He
suffered stress in his work. In
1973 he contracted a duodenal ulcer which was
diagnosed on 1 August 1973. The symptoms had commenced in May 1973.
- On
14 June 1973 he told a medical officer that he was “pushed with
job”. On 20 August 1973, after the diagnosis was made,
he told Flight
Lieutenant Dr Wilson that he was “under stress at work”.
- On
7 August 1973 Major Fenton wrote that the applicant had “been placed under
great stress and over employed since December
1972 ... performing mechanical
drafting duties when previously three personnel were employed”.
- On
20 August 1973, as part of his treatment, he was prescribed Librax which he took
during and after service. Librax was a drug which
contained dual properties for
the treatment of stress and the treatment of a peptic or duodenal ulcer. It is
probable that the Librax
was prescribed for the treatment of his duodenal ulcer
and because Flight Lieutenant Dr Wilson thought (wrongly) that stress was
the
cause of the ulcer. Flight Lieutenant Dr Wilson therefore would have seen the
prescription of that drug which was no doubt manufactured
on the mistaken
misunderstanding that stress could cause a peptic ulcer as treating both the
cause and the effect. Specifically,
we accept Dr Reid’s opinion that
in 1973 Librax, which was both an anti-cholinergic and anti-anxiety drug was
prescribed
cause “it was fashionable to use it for duodenal ulcer at that
time, because of the presumption among part of the medical profession
at that
time that anxiety and psychological factors contributed to duodenal
ulcer”.
- We
accept Professor Goldney’s opinion that if the treating medical
practitioner was concerned to treat any anxiety state from
which the applicant
suffered it would have been more likely that Librium would have been prescribed.
That drug was designed for that
purpose.
- On
19 October 1973 when Mr Kowalski was discharged from the Army he was
symptom-free. It was his treating doctor’s opinion,
and the opinion of Dr
Gilmore, that his duodenal ulcer was caused by stress. He was subject to stress
whilst in the Army, more so
after December 1972. At the time of his discharge
there was no evidence that he suffered from any other illness or disability
apart
from the duodenal ulcer. In particular, when he was discharged he did not
suffer from any mental or psychiatric illness or disability.
He had not
suffered from any mental or psychiatric illness or disability at any time during
his Army service. It follows from these
findings that the stress to which he
was subject did not cause any mental or psychiatric illness.
- We
accept Professor Goldney’s evidence that there is no evidence that the
applicant was suffering from any mental or psychiatric
illness at any time
during is Army service.
- Mr
Kowalski resumed work with Chrysler/Mitsubishi shortly after his discharge from
the Army on 20 October 1973. His working conditions
were again stressful. On 4
April 1974 a delegate of the Commissioner for Employees’ Compensation
determined that there was
a liability under the 1971 Act for a duodenal
ulcer.
- Notwithstanding
Dr Gilmore’s opinion, we find that the applicant’s duodenal ulcer
was not caused by stress. We accept
the evidence of Dr Reid, Dr Hetzel and Dr
Cheung to that effect. Contrary to Dr Gilmore’s opinion, duodenal ulcers
may be
caused by any of three factors: Helicobacter Pylori; the use of
non-steroidal anti-inflammatory drugs; and aspirin. Stress does
not cause or
contribute to the onset of a duodenal ulcer. We find that the duodenal ulcer
was caused by the applicant acquiring
Helicobacter Pylori, there being no
evidence that he either used non-steroidal anti-inflammatory drugs and aspirin
which are the
other causes of duodenal ulcer. That finding is consistent with
Dr David Hetzel’s observations in May and July 1999 when he
found that the
applicant had acquired Helicobacter Pylori and a duodenal ulcer. The
Helicobacter Pylori was eradicated and so was
the ulcer. The applicant has not
suffered from a duodenal ulcer since July 1999.
- We
accept Dr Reid’s opinion and Dr David Hetzel’s opinion on the causes
of duodenal ulcer.
- We
reject Dr Thompkins’ evidence insofar as he has offered an opinion that
stress can cause an ulcer.
- The
determination made on 4 April 1974 has not been varied or revoked.
- Mr
Kowalski suffered from the effects of his duodenal ulcer between 1974 and 1981
which gave rise to the payment of benefits under
the 1971 Act for periods that
he was unable to work and for medical expenses.
- On
23 August 1984 Mr Kowalski was diagnosed as suffering from hypertension which
was treated through the 1980s.
- His
hypertension was treated by drugs. He ceased medication on his own initiative
in 1989. Mr Kowalski suffered injuries in
a motor cycle accident in the
early 1980s and an injury to his eye in 1986. Those injuries are not relevant
in a consideration of
the present matter.
- On
9 May 1989 Mr Kowalski slipped in a pool of oil whilst working at Mitsubishi and
suffered low back pain. Mr Kowalski returned
to work about two and a half
months after he sustained his injury but then asserted that he was unable to
continue work. A dispute
arose and Mr Kowalski bought a claim for compensation
under the Workers Rehabilitation and Compensation Act 1986 (SA).
- On
16 August 1991 there was an incident at Mitsubishi which caused Mr Kowalski
to have a significant psychiatric reaction when
he was threatened with
dismissal. He broke down in front of his accusers. Mr Kowalski told medical
practitioners whom he consulted
after this incident that his mind was drawn to
dwell on the memory of “a friend who committed suicide two years
ago”.
- He
was referred to a psychiatrist, Dr Jagermann. He did not tell Dr Jagermann that
he had ever served in the Army or that he had
suffered stress whilst in the Army
or that he had suffered any physical, mental or psychiatric illness while
serving in the Army.
He did tell Dr Jagermann that he had suffered “an
anxiety problem years ago, it was brought under control”. Mr Kowalski
consulted a number of medical practitioners but at no time prior to the
termination of his employment with Mitsubishi did he tell
any of those medical
practitioners that he had served in the Army or that he had suffered any mental
or psychiatric illness or any
stress while serving. He made a conscious and
deliberate decision not to tell his medical practitioners of his history in the
Army
because his then claim was against Mitsubishi. He decided to not advise
his medical practitioners and examining medical practitioners
that he had
suffered a duodenal ulcer whilst serving in the Army. He also deliberately
decided not to inform those medical practitioners
that he had suffered any
stress whilst serving.
- Mr Kowalski
did not work again at Mitsubishi before his employment ceased in either 1994 or
1998. Mr Kowalski brought claims
against Mitsubishi both at common law and
under the workers’ compensation legislation. The common law action was
dismissed
because of the provisions of the workers’ compensation
legislation and, in due course, the workers’ compensation claims
were also
dismissed.
- Mr
Kowalski suffered stress after the slipping accident on 9 May 1989 and, more
particularly, after 16 August 1991 in dealing with
the claims brought against
Mitsubishi. Dr Jagermann was of the opinion that Mr Kowalski suffered a
pathologically intense state
of anxiety as a result of the events of Friday,
16 August 1991. It was Dr Jagermann’s opinion that Mr
Kowalski’s
psychiatric condition began at that time. We accept that
evidence.
- Dr
Sangster was of the opinion that the stresses that Mr Kowalski had suffered in
dealing with his legal cases contributed to his
existing hypertension and
aggravated the underlying tendency to cause coronary artery disease and,
eventually, infarction. We accept
Dr Sangster’s evidence and the evidence
of Dr Aylward given in his report on 19 October 1998.
- We
also accept Professor McFarlane’s evidence that Mr Kowalski’s mental
state had deteriorated by reason of a major depressive
episode which followed
the rejection of his common law claim by Judge Lee on 3 July 1992.
- Between
1992 and 1997 the applicant failed in three separate court proceedings. On 3
July 1992 Judge Lee dismissed his claim for
damages and awarded costs against Mr
Kowalski. Mr Kowalski brought a claim against his lawyers for negligence and
failed, and was
ordered to pay $173,000 costs.
- On
6 August 1996 Deputy President Judge Gilchrist dismissed Mr Kowalski’s
appeal from a review officer who had made a determination
affirming a
determination made by Mitsubishi rejecting the applicant’s claim for
compensation.
- On
11 April 1997 Deputy President Judge McCusker dismissed an application by Mr
Kowalski to set aside consent orders made in the Workers
Compensation
Tribunal.
- We
accept Professor Goldney’s opinion as to the applicant’s present
psychiatric condition. We find that Mr Kowalski has
a depressive condition,
being either chronic dysthymia or major depressive disorder. He suffers from
double depression. In addition
to his depressive condition, he suffers from
marked obsessive compulsive personality traits.
- We
accept Dr Jagermann’s diagnosis that the applicant was suffering in 1991
from dysthymia and a pathologically intense state
of anxiety. Further, we
accept his opinion that those conditions were “a direct and convincing
line of development and evolution”
between the date of the
applicant’s back injury and the incident of 16 August 1991.
- We
also accept the evidence contained in the report of Professor McFarlane that the
applicant was suffering from dysthymia and Professor
McFarlane’s evidence
as to the cause of the psychiatric illness.
- We
reject, however, Dr Thompkins’ opinion that the applicant does not suffer
from obsessive compulsive personality traits but
suffers from narcissistic
traits having an unrequited sense of entitlement.
- We
find that there is no evidence that he suffered from major depression or any
form of depression whilst in the Army. He did not
suffer anxiety. He was,
however, under stress at work.
- In
our opinion, the applicant’s national service did not contribute to the
cause of any psychiatric illness or personality disorder
from which the
applicant now suffers.
- On
26 December 1997 Mr Kowalski suffered an anterior myocardial infarction.
On 6 January 1998 he underwent open heart surgery
which resulted in a
double coronary artery bypass.
- He
subsequently suffered obesity and Type 2 diabetes. There is also no evidence
that the applicant’s service in the Army caused
or contributed to the
applicant’s obesity or the onset or development of his Type 2 diabetes.
Whilst it is not entirely clear
when he became obese and was first diagnosed
with Type 2 diabetes, those conditions were caused by his sedentary life style.
The
Type 2 diabetes was a consequence of his obesity.
- Dr
Jagermann, who treated Mr Kowalski between 1991 and 1998, offered an opinion in
a written report dated 15 April 1998 that Mr Kowalski’s
myocardial
infarction “was indeed brought about by unrelenting and untoward work
pressures, persisting work conflict and work
derived and cost intensive Court
proceedings”. Dr Jagermann was there referring to work at
Mitsubishi.
- We
accept that opinion. That opinion is consistent with the information the
applicant provided Dr Sangster and the opinion of Dr
Sangster based upon that
information which was to the effect that the applicant’s stresses arising
from the legal cases in
which he had been involved “contributed to the
existing hypertension and made it more difficult to control and subsequently
aggravated the underlying tendency to cause coronary artery disease and eventual
infarction”.
- Both
those opinions are consistent with the information that Mr Kowalski gave
Professor McFarlane and the opinion expressed by Professor
McFarlane in his
report of 27 October 1998.
- We
also accept the evidence contained in the reports of Dr John Sangster of
3 September 1998, Dr Peter Hetzel of 22 September
1998 and Dr Philip
Aylward of 19 October 1998, all of which is to the same effect as the other
medical evidence that it was the events
after 1989 which caused stress, anxiety,
psychiatric illness, and attributed to the hypertension and the coronary artery
disease.
- We
find, as the medical evidence demonstrates, that the applicant’s
hypertension and subsequent coronary artery disease was
caused or contributed by
the stresses at work after 9 May 1989 and, in particular, after 16 August 1991,
and in relation to the litigation
in which Mr Kowalski was involved between 1989
and 1998.
- There
is no evidence that the applicant’s service in the Army caused or
contributed in any way to the applicant’s hypertension
or aggravated that
hypertension or in any other way caused or contributed to his coronary heart
disease.
- In
1999 Dr Hetzel found that Mr Kowalski was no longer suffering from a
duodenal ulcer. He was tested positive for Helicobacter
Pylori which was
eradicated by 1 July 1999. He no longer suffers from a duodenal ulcer and has
not suffered from a duodenal ulcer
since 1999. We accept both Dr David
Hetzel’s evidence and Dr Reid’s evidence to that effect. Indeed,
there is no evidence
that the applicant suffers from a duodenal ulcer.
- Dr
Thompkins first saw Mr Kowalski on 7 July 2003. Mr Kowalski did not tell Dr
Thompkins that he had ever served in the Army or that
he had suffered from any
mental or psychiatric illness whilst serving in the Army. He did not, of
course, tell Dr Thompkins
of any stress which he suffered whilst in the
Army.
- It
was Dr Thompkins’ opinion, as at July 2003, that Mr Kowalski’s
mental or psychiatric illness was as a result of the
events which commenced in
1989 and which continued throughout the 1990s.
- Dr
Cheung became Mr Kowalski’s treating general practitioner in 1995 and his
regular general practitioner in 1998. She was
not aware that he had ever been
in military service until some time in 2004, probably October 2004. However,
her opinion was that
in November 2004 all of his conditions “secondary to
stress and the anxiety depression itself had been caused by his ongoing
dispute
with Mitsubishi relating to his WorkCover claim”.
- She
was also of the opinion that at the time that he suffered his infarct on
26 December 1997 “the only identifiable risk
factor was his
hypertension and anxiety depression relating to his WorkCover claim. No other
risk factors were identified at the
time”.
- The
first time that Mr Kowalski complained of any stress in relation to his Army
service, after seeing Dr Gilmore in the 1970s, was
to Dr Cheung some time in
probably October 2004. At the same time, he complained of anxiety which he
suffered whilst in the Army,
a complaint which he had never made to any other
medical practitioner at any time prior to making that complaint to Dr Cheung in
October 2004.
- Mr
Kowalski did not tell Dr Thompkins that he had served in the Army until about 21
months after he first consulted Dr Thompkins.
He consulted Dr Thompkins
regularly each month during that period.
- There
is no evidence that any stress which Mr Kowalski suffered whilst in Army service
caused or contributed to the hypertension which
was diagnosed in 1984 or the
coronary artery disease or the obesity or the Type 2 diabetes which
Mr Kowalski subsequently suffered.
- On
the other hand, there are a number of opinions of medical practitioners who Mr
Kowalski consulted between 1989 and 2004, all to
the same effect that
Mr Kowalski’s psychiatric illness, hypertension and coronary artery
disease and myocardial infarct
are the result of the events including the
litigation with Mitsubishi itself between 1989 and 2004. We accept those
opinions.
Legislation
- During
the period that the applicant served in the Army, the right of a member of the
Defence Force to be entitled to compensation
for an injury or disease was
governed by the 1971 Act.
- The
applicant’s first claim was lodged on 27 April 2004. By that time the
1971 Act had been repealed by s 139 of the SRC
Act.
- The
SRC Act applies, however, in relation to an injury, loss or damage suffered by
an employee whether before or after the commencing
day: s 124(1).
- Section
124(1A) which was inserted by the Industrial Relations Legislation Amendment
Act 1991 provides:
(1A) Subject to this Part, a person is entitled to compensation under this
Act in respect of an injury, loss or damage suffered before
the commencing day
if compensation was, or would have been, payable to the person in respect of
that injury, loss or damage under
the 1912 Act, the 1930 Act or the 1971
Act.
- That
subsection therefore, relevantly, provides positively that the applicant is
entitled to compensation under the SRC Act for an
injury, loss or damage
suffered before the enactment of the SRC Act if compensation was payable to the
applicant in respect of the
injury, loss or damage under the 1971 Act.
- Section 124(2)
provides:
(2) A person is not entitled to compensation under this Act in respect of an
injury, loss or damage suffered before the commencing
day if compensation was
not payable in respect of that injury, loss or damage:
...
(c) in any other case—under the 1971 Act as in force when the injury,
loss or damage was suffered.
- Section
124(2) seems to be the obverse of s 124(1A).
- It
is necessary therefore to make a finding as to when any injury or disease for
which compensation is sought by the applicant was
suffered to determine whether
the applicant’s eligibility for compensation is to be assessed by
reference to his entitlements
under the 1971 Act or by reason of his rights
under the SRC Act.
- In
this case the applicant claims that he suffered a duodenal ulcer which
manifested itself in May-August 1973. He also claims that
he suffered major
depression, heart attack and open heart surgery, and obesity and Type 2
diabetes, all of which manifested themselves
on or after 16 August 1991. The
applicant claims that the duodenal ulcer was contracted during the currency of
the 1971 Act and
the other diseases during the currency of the SRC Act.
- We
turn to the individual claims.
S2005/112
- In
this claim the applicant claimed compensation for major depression and
generalised anxiety, heart attack and open heart surgery,
and obesity and
Type 2 diabetes.
- The
respondent contended that finding as to when the diseases for which this claim
is made was determined by s 7(4) of the SRC
Act. That subsection
provides:
(4) For the purposes of this Act, an employee shall be taken to have
sustained an injury, being a disease, or an aggravation of a
disease, on the day
when:
(a) the employee first sought medical treatment for the disease, or
aggravation; or
(b) the disease or aggravation resulted in the death of the employee or first
resulted in the incapacity for work, or impairment of
the employee;
whichever happens first.
- Mr
Kowalski first sought medical treatment for major depression on or shortly after
16 August 1991; for a heart attack on 27 December
1997; for open heart surgery
on 6 January 1998; and for Type 2 diabetes on or about June 2004. He
probably sought medical treatment
for his obesity at or about June 2004 but, in
any event, years later than 1988. The respondent’s contention must
therefore
be accepted. It follows that the date of the injury for the purpose
of this claim ought to be assessed by reference to the SRC Act.
None of the
matters of which the applicant complains occurred prior to the enactment of the
SRC Act.
- Section
14 of the SRC Act controls a party’s right to compensation. The right to
compensation arises in respect of an injury
suffered by an employee if the
injury results in death, incapacity for work, or impairment.
“Injury” is defined in s 4
to mean:
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, being a
physical or mental injury arising out of, or in the course of,
the
employee’s employment; or
(c) an aggravation of a physical or mental injury (other than a disease)
suffered by an employee (whether or not that injury arose
out of, or in the
course of, the employee’s employment), being an aggravation that arose out
of, or in the course of, that
employment;
but does not include any such disease, injury or aggravation suffered by an
employee as a result of reasonable disciplinary action
taken against the
employee or failure by the employee to obtain a promotion, transfer or benefit
in connection with his or her employment.
- “Disease”
is defined also in s 4 to mean:
(a) any ailment suffered by an employee; or
(b) the aggravation of any such ailment;
being an ailment or an aggravation that was contributed to in a material
degree by the employee’s employment by the Commonwealth
or a licensed
corporation.
- If
the claimant claims to have suffered an injury under the SRC Act the applicant
must establish that the injury arose out of or in
the course of the
employee’s employment.
- If,
on the other hand, a party is seeking to be compensated for a disease “the
applicant must establish that the disease was
contributed to in a material
degree by the employee’s employment by the Commonwealth ...”.
- The
applicant is, in this claim, claiming that he suffered disease. He therefore
must establish that the ailment was contributed
to in a material degree by the
employee’s employment.
- In
our opinion, for the findings we have already made, the applicant’s
employment with the Defence Force did not contribute
in any degree, let alone a
material degree, to the diseases of which the applicant claims compensation. In
those circumstances,
we do not need to consider what aspects of Mr
Kowalski’s employment might have been a material contribution to the
contraction
of the disease: Treloar v Australian Telecommunications
Commission [1990] FCA 511; (1999) 26 FCR 316; Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232.
See also Canute v Comcare (2006) 86 ALJR 1578 which reversed the
Full Court decision but did not consider the meaning of
“material”.
- At
its highest, the applicant has proved that he was under stress at work. There
is not, however, a scintilla of evidence to establish
that that stress at work
in any way contributed to any of the diseases of which he complains, let alone
that the stress contributed
materially.
- For
those reasons, we affirm the decision
made.
S2005/308
- This
is a claim for compensation for the duodenal ulcer. The duodenal ulcer was
contracted in May-August 1973 but, in any event,
during the currency of the 1971
Act.
- The
undisputed evidence of Dr David Hetzel is that the duodenal ulcer has been cured
and he was free of that disease as at 1 July
1999. Dr Reid is of the same
opinion. There is no evidence at all that Mr Kowalski suffers from a duodenal
ulcer. For that reason
alone, it was appropriate to reject that claim.
- The
respondent contended that even if the Tribunal were of the opinion that the
applicant continued to suffer from a duodenal ulcer
any entitlement to
compensation would have to be assessed by reference to the SRC Act. Although we
have no doubt that the applicant
does not suffer from a duodenal ulcer, we shall
mention the argument briefly.
- The
respondent accepts that there is in place a determination made on 4 April 1974
that the applicant’s Army service contributed
to the cause of the duodenal
ulcer. The respondent does not, properly we acknowledge, seek to set that
determination aside. We
agree with the respondent’s contention that if,
contrary to our findings, the applicant does suffer from a duodenal ulcer,
his
entitlements would be assessed by reference to Part II Division 3 of the SRC
Act. In view of our findings, we do not need to
consider that assessment.
- For
those reasons, we affirm the decision.
S2005/309
- The
applicant claims that he continues to suffer from a condition of duodenal ulcer
and claims permanent impairment. For the findings
already made, we reject the
applicant’s cause because the undisputed evidence of Dr David Hetzel is
that the duodenal ulcer
was cured by 1 July 1999 and that the applicant no
longer suffers from a duodenal ulcer. Dr Reid is of the same opinion.
- Even
if the applicant did suffer from a duodenal ulcer, he would not be entitled to
compensation for a permanent impairment if the
impairment became permanent prior
to the commencement of the SRC Act: Comcare v Levett (1995) 131 ALR
645; Brennan v Comcare (1994) 122 ALR 615. Where the impairment was
permanent prior to the commencement of the Act, the provisions of s 124(1A)
and s 124(2) of the
SRC Act apply and consideration needs to be given to
the 1971 Act to determine whether the 1971 Act allowed for a lump sum payment
for permanent impairment of the digestive system. Section 39 of the 1971 Act
discloses that no such lump sum was payable for such
a permanent
impairment.
- If,
on the other hand, the duodenal ulcer became a permanent impairment after the
enactment of the SRC Act, then the applicant is
still not entitled to
compensation under that Act because it has been determined that the degree of
permanent impairment is less
than 10%: s 24(7).
- For
those reasons, we affirm the decision.
S2006/185
- In
this case, a review officer reviewed a determination of the respondent made on
22 May 2006. That determination had denied the
applicant’s claim for
medical expenses, incapacity payments, permanent impairment and non-economic
loss for psychological and/or
a psychiatric illness. The decision under review
was made pursuant to s 62 of the SRC Act and revoked the determination and,
instead, a decision was made that no determination should be made on the
applicant’s claim until such time as liability was
accepted to pay
compensation under s 14 of the SRC Act in respect of the claimed
psychological or psychiatric condition in S2005/112.
- We
have now determined that there is no liability resting upon the respondent to
pay compensation under s 14 of the SRC Act in
respect of the claimed
psychological or psychiatric condition in S2005/112. In those circumstances, it
would be appropriate to revoke
the reviewable decision and instead affirm the
decision of 22 May 2006 denying the applicant’s claim for medical
expenses,
incapacity payments, permanent impairment and non-economic loss for
psychological and/or a psychiatric illness.
- There
will be orders accordingly.
I certify that the 312 preceding paragraphs are a
true copy of the reasons for the decision herein of
Deputy President
B T Lander
Signed:
.....................................................................................
S Rogers Associate
Date/s of Hearing 17, 18, 19, October 2006; 15 December 2006; 31 January
2007; 5, 6 February 2007; 21 March 2007; 12 April 2007; 16
May 2007; 13 December
2007; 21 February 2008; 3 April 2008; 12 May 2008; 18, 19 and 20 June 2008
Date of Decision 21 January 2009
Counsel for the Applicant Mr K Kowalski
Counsel for the Respondent Mr J Wallace; Ms
Evans; Mr M Dwyer
Solicitor for the Respondent Sparke
Helmore
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