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You and Repatriation Commission [2009] AATA 19 (13 January 2009)
Last Updated: 13 January 2009
Administrative Appeals Tribunal
DECISION AND REASONS FOR DECISION [2009] AATA 19
ADMINISTRATIVE APPEALS TRIBUNAL )
) No V200600504
|
VETERANS APPEALS DIVISION
|
|
|
Re
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KENNETH YOU
|
Applicant
Respondent
DECISION
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Tribunal
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Miss E.A. Shanahan, Member
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Date 13 January 2009
Place Melbourne
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Decision
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The Tribunal affirms the decision under
review.
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(sgd) E.A. Shanahan
Member
VETERANS’ AFFAIRS
- generalised anxiety disorder – war-caused conditions - reasonable
hypothesis - special or intermediate rate attracted.
Veterans' Entitlements Act 1986
Statement of Principles
Instrument Nº 1 of 2000 concerning generalised anxiety disorder
Instrument Nº 101 of 2007 concerning generalised anxiety disorder
Repatriation Commission v Deledio [1998] FCA 391; (1998) 83 FCR 82
Benjamin v Repatriation Commission [2001] FCA 1879; (2001) 70 ALD 622
Repatriation Commission v Cooke (1998) 30 FCR 307
Repatriation Commission v Budworth (2001) 26 ALD 285
Fogarty v Repatriation Commission [2003] FCAFC 136
Keeley and Repatriation Commission ([1999] FCA 1103; 1999) 56
ALD 455
Lees v Repatriation Commission [2002] FCAFC 398; (2002) 125 FCR 331
Repatriation Commission v Codd [2005] FCA 888
Repatriation Commission v Gorton [2001] FCA 1194; (2001) 110 FCR 321
REASONS FOR DECISION
|
|
Miss E.A. Shanahan, Member
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|
|
- Mr
You receives a disability pension at 90 per cent of the general rate for his
Bilateral Sensorineural Hearing Loss, Chronic Obstructive
Airways Disease,
Impotence and Lumbar Spondylosis. Mr You applied to the Repatriation Commission
(the Commission) to have his generalised
anxiety disorder (GAD) accepted as
being war-caused for payment of the disability pension at the special rate. On
14 September 2005
the Commission denied his claim. That decision was affirmed
by the Veterans’ Review Board (VRB) on 3 May 2006. Mr You has
now applied
to the Administrative Appeals Tribunal for a review of the decision of the VRB.
- Mr
You was represented by Mr De Marchi, solicitor; and the Repatriation Commission
(on the first two days of hearing) by Mr K Herman
and (on the final day of
hearing) by Mr K Rudge, advocates from the Department of Veterans’
Affairs. The Tribunal had before
it the documents lodged pursuant to s 37 of
the Administrative Appeals Tribunal Act 1975 (The T documents). The
parties tendered the following documents:
For the applicant:
Statement of the employment history of Mr You - Exhibit A1
The report of Mr M Burge dated 18 June 2007 – Exhibit A2
Copies of Mr You’s taxation returns – Exhibit A3
The report of Dr John Cooper psychiatrist dated 26 March 2008 – Exhibit
A4
For the respondent:
The T documents – Exhibit R1
The clinical notes of Dr Brian Smith (pages 1 to 82) – Exhibit R2
The report by Mr B Morgan of Writeway Research dated
21 October 2006 – Exhibit R3
Mr You’s Defence Personnel Service documents (pages 1 to 168) –
Exhibit R4
The discharge summary relating to Mr You’s in-patient treatment at the
Repatriation General Hospital Hobart from 23 April 1969
to 2 May 1969 –
Exhibit R5
The transcript of the VRB hearing (3 May 2006) – Exhibit R6
Mr You’s Army psychological record – Exhibit R7
Documentation relating to Mr You’s employment by the AIMS Corporation
– Exhibit R8
The report of Dr Robyn Horsley dated 2 November 2006 – Exhibit R9
The report of Dr Nigel Strauss psychiatrist dated 16 November 2006 –
Exhibit R10
- Mr
You, Mrs You, Mr Michael Burge, Dr Robyn Horsley, Dr Nigel Strauss and Dr John
Cooper gave evidence before the Tribunal.
BACKGROUND
- Mr
You served in the Australian Army from 13 March 1967 until
30 November 1990 with operational service in South Vietnam
from 27
March 1968 until 28 December 1968. Throughout his Army career his duties were
clerical. Following retirement from the Army
he obtained employment with the
Corps of Commissionaires as a Security Officer and then in Administration. In
2001 he joined Charter
Resources as a Security Officer and he remained in this
role with the AIMS Corporation. He resigned on 25 February 2005 after being
refused leave to attend a heart health program and to visit his seriously-ill
mother.
- In
South Vietnam Mr You was a Company Clerk with the 1st Royal Australian Regiment
(1st RAR). He was not involved in any fighting but
performed occasional picquet duties. He claimed exposure to three stressors
caused
his GAD. First, a general fear relating to being in a war zone,
particularly as he is of Chinese origin and he felt he could be
mistaken for a
Vietnamese; secondly, he witnessed his mentor and someone he idolised, a
sergeant Slim O’Shea, experience a severe emotional response to the news
of his cousin’s death in South Vietnam; and
thirdly, as part of his
designated duties, Mr You was required to identify three Australian Army
personnel killed in action. Mr
You did not know the deceased personally and
identified them by comparing their faces with company photographs.
- Prior
to his acceptance in the Army, Mr You underwent psychological assessment.
Later, during his 30 years of defence force service,
similar assessments took
place to determine his suitability for promotion. On several occasions,
including in his pre-enlistment
assessment, he was said to be an unsuitable
personality, initially for enlistment and later for promotion.
- Shortly
after his return to Australia in March 1969 Mr You was hospitalised for nine
days for investigation of abdominal pain. The
cause of this pain was never
elucidated. He later attributed his symptoms to nerves. He had been
required to continue his clerical duties and, in his opinion, not given
sufficient leave to allow him to relax, meet
and get to know his future in-laws.
- It
was not until 2000 or 2001 that he felt he needed medical help for his nervous
disorder. Despite coping well with work, he was
in conflict with his wife and
his children at home. Mr You contacted the Vietnam Veterans’ Counselling
Service (VVCS) and
subsequently underwent 100 counselling sessions. He did not
see a psychiatrist for treatment and has never taken psychotropic medication.
Mr You sought the disability pension at the special rate, claiming his
resignation in February 2005 and his inability to work thereafter
were due to
his war-caused anxiety disorder.
- Mr
You has had a very active role in the Scouts for 30 years, being a
District Commissioner until the late 1990s. He continues
to train scout
masters on a voluntary basis for up to eight hours per week. He has also been
involved in an angling club for many
years. Following a falling out with
other club officials, he now confines himself to recreational fishing. Mr You
and his wife have travelled overseas since his
retirement and holidayed more
frequently. He is now in receipt of a defence force pension, disability pension
at 90 per cent of
the general rate and has a small superannuation holding, most
of which he has transferred to his wife’s superannuation. His
wife who
worked part-time for most of their marriage is no longer in the work force and
her income is unknown. Mr You has estimated
that his reduction in income since
ceasing work is of the order of $10,000 to $15,000 per annum.
- Psychiatric
opinions have been obtained for medico-legal purposes. Doctors Rose and Strauss
found no evidence of a psychiatric disorder.
Mr Burge, a psychologist,
diagnosed a GAD. Dr Cooper found no psychiatric disorder when he first saw Mr
You in 2004. One year
later he diagnosed a mild chronic anxiety disorder
consistent with GAD. Both Mr Burge and Dr Cooper opined that the clinical onset
of Mr You’s psychiatric disorder was within two years of his operational
service.
ISSUES
(a) Does Mr You have a psychiatric disorder? If so, what is the appropriate
diagnosis and what was the date of clinical onset.
Is the condition war-caused?
(b) If the answers to the above questions are affirmative, did Mr You cease work
because of his accepted disabilities alone and thereby
qualify for the special
rate of pension?
- The
parties did not raise the question of whether Mr You qualified for the
intermediate rate of pension. However, the Tribunal will
consider that
question.
EVIDENCE BEFORE THE TRIBUNAL
MR YOU
- Mr
You’s evidence is summarised under Background. In his oral
evidence he described his emotional response to Sergeant O’Shea’s
devastating reaction to the news of the
death of his cousin Private Slattery as
a big shock. Mr You had idolised Sergeant O’Shea, whom he saw as a
role model and mentor. Mr You resolved not to put himself in a similar
situation and thereafter avoided getting to know the people around him. He
intentionally kept his distance. This approach had helped him when he
was required to identify Australian soldiers killed in action. He did not know
any of the
three individuals he identified. When asked if he was horrified by
having to look at the dead soldiers, he replied that their heads were fairly
good. He was only required to view the soldiers’ faces. At the
completion of his Vietnam service he said he felt good and believed
that he had
done a good job.
- During
his return voyage to Australia on the HMAS Sydney, Mr You had been required to
work, preparing documentation for 120 Charlie
Company personnel. Forty soldiers
were to be discharged, 40 were to remain in the Army in Australia and 40 were to
be posted to
Malaysia. On arrival in Hobart he had two weeks leave and then
resumed his clerical work. He had requested and believed he needed
one
month’s leave in order to recover from his service and to become
acquainted with his future in-laws. Two weeks after returning
to Australia he
developed abdominal pain and was hospitalised some six weeks later.
- Mr
You described his difficulties in confiding in others and his relationships with
his wife and children. He had come close to hitting
his wife and he believed
his relationship with his children was poor, particularly after they reached the
age of five or six years.
- Mr
You acknowledged that he had not recognised any problems until the year 2000 or
2001, when at his wife’s instigation he sought
help through the VVCS. His
work history had been excellent with only minor conflicts and he had intended to
work until the age of
67 or 68.
- Under
the auspices of the VVCS, Mr You and his wife received regular counselling and
he had undertaken lifestyle and anger-management
courses.
- Under
cross-examination Mr You described some episodes of conflict in his employment
with the Corps of Commissionaires, with Charter
Resources and with AIMS
Corporation. He had resigned from AIMS after being refused leave to attend a
heart health program and was
refused an application for annual leave to visit
his ill mother. The AIMS Corporation did not allow leave to be taken until 12
months
of service had accrued.
- Mr
You said he felt better now than he had in the past as he had lowered his
expectations and standards with benefit. He did not
provide a detailed
description of his symptoms other than a poor memory and feelings of anxiety.
Mr You said he experienced no feelings on viewing the dead soldiers and
had had no emotional response to the death of his father. He had been very
close to his mother and
was upset by her death in 2005. He explained his sleep
problems were affected by his use of a continuous positive airways pressure
(CPAP) machine prescribed for his excessive snoring. The mask he was required
to wear was difficult to tolerate and frequently he
awoke and removed the mask.
MRS YOU
- Mrs
You said she met her husband before his posting to Vietnam. Prior to his
Vietnam service she regarded him as a quiet and gentle person. On his
return Mr You appeared thin and uptight, failed to communicate well and was
prone to unprovoked anger. Early in their
marriage he was a poor sleeper and
restless in bed. She said he had never been close to his children and had tried
to control and
keep them in order. Mrs You described her husband as pedantic in
his behaviour and intent on controlling his environment. Mrs You
agreed with Mr
Rudge that her husband had performed very well in the Army and the scouting
movement, and this she attributed to the
order that existed in these controlled
environments. She also agreed that Mr You was a perfectionist. If others
didn’t come
up to his standards he became angry.
- Mrs
You described her husband as closed up and unable to confide in others.
She had only learnt of his experiences in Vietnam, in particular the incidents
concerning Sergeant
O’Shea and Mr You having to identify dead soldiers, in
the course of the counselling provided by VVCS during the past four
years. Mrs
You was aware of the circumstances of her husband’s resignation from AIMS
Corporation in 2005 but not of any other
work conflicts.
EVIDENCE
MR MICHAEL BURGE
- Mr
You was seen by three psychiatrists, one psychologist and an occupational health
physician, all for medico-legal purposes.
- Mr
Michael Burge provided a report (Exhibit A2) in which he diagnosed Mr You
as suffering from a GAD caused by stressors experienced
in Vietnam, with a
clinical onset soon after his Vietnam service. In his opinion Mr You’s
condition met all the criteria of
the Statement of Principles (SoP) concerning
anxiety disorder. Mr Burge regarded Mr You’s episode of abdominal
pain in
April 1969 as a manifestation of anxiety.
- Mr
Burge said that during the first interview, on 11 April 2007, Mr You had been
visibly distressed when describing his Vietnam experiences
to him. Mr You said
he had approached the task of identifying the dead bodies with dread, being
fearful that the bodies would be
mutilated and that identification would be
impossible. Riding shotgun between Nui Dat and Dania (sic) had caused Mr
You severe worry and anxiety.
- Having
witnessed Sergeant O’Shea’s breakdown, Mr You decided not to get too
close to people. He also worried about not
being in control of himself,
breaking down and being humiliated as a result.
- The
symptoms reported to Mr Burge by Mr You were irritability, worry about the
unknown, muscle tension, grinding of his teeth, difficulty
sleeping, waking
during the night, social withdrawal and difficulty communicating with others.
Mr You said he had been able to distract
himself from his worries by absorbing
himself in his work. Since ceasing work his worry had increased
- Having
found that Mr You met the criteria outlined in SoP 1 of 2000, Mr Burge assessed
Mr You’s incapacity rating at 26 points
in accordance with the Guide to
Assessment of Rates of Veterans’ Pensions (GARP). Mr Burge considered Mr
You unlikely to return
to work because of his GAD, although he felt the VVCS
counselling had been of assistance and should be continued.
- In
evidence Mr Burge adopted the content of his report and disagreed with the
opinion of Dr Strauss.
DR NIGEL STRAUSS
- Dr
Strauss recorded the same stressors as Mr Burge and an additional episode where,
while he was on picquet duty, Mr You had nearly
shot a deer. Mr You told
Dr Strauss that he continued to think about Sergeant O’Shea’s
reaction to his cousin’s
death but not about the dead bodies he had
identified. Mr You regarded himself as a disciplinarian and admitted he had at
times
taken out his anger on his children. He denied feelings of depression or
suicidal ideation. He described his memory and concentration
as poor, as was
his sleep, which was often broken. He admitted to being a worrier. Mr You
reported that he had enjoyed his ten
week overseas trip in 2006 and was enjoying
his retirement, spending time with his grandchildren, fishing, gardening,
helping with
the housework and collecting stamps. Dr Strauss obtained the
previously reported employment history. Mr You confirmed that he had
never
received treatment from a psychiatrist nor had he taken psychotropic medication.
- Dr
Strauss found no evidence of a psychiatric illness but did identify obsessional
and perfectionist personality traits. He commented
that individuals with these
traits are often rigid and have a tendency to worry excessively.
- In
his evidence before the Tribunal, Dr Strauss was asked if the episode of
undiagnosed abdominal pain and unconfirmed diarrhoea requiring
hospitalisation
in 1969 represented irritable bowel syndrome (IBS), a condition now thought to
be of psychological aetiology. Dr
Strauss considered this acute episode to have
been part of the readjustment process following operational service. He
considered
IBS to be a chronic condition and noted that Mr You’s symptoms
in 1969 were short-lived and had not recurred.
- Dr
Strauss, in contrast to Mr Burge and Dr Cooper, had found Mr You to be a good
historian who gave detailed and long-winded answers
to the questions posed. Dr
Strauss believed that if Mr You had suffered from GAD from the early 1970s it
would have been more likely
than not that he would have experienced difficulties
at work, particularly if the condition had remained undiagnosed and untreated.
DR JOHN COOPER
- Dr
Cooper had seen Mr You on three occasions, 24 March 2004 (Exhibit R2 page 69),
31 March 2005 (T12) and 25 February 2008 (Exhibit
A4), for medico-legal
purposes.
- Mr
You had met Dr Cooper at a VVCS meeting in Lilydale. When his 2003 application
to the Commission for an increase in pension had
been refused, Mr You sought Dr
Cooper’s opinion regarding the likely success of an appeal against this
decision. Dr Cooper
considered Mr You’s symptoms of poor memory and
frequent anger were mild and the identified stressful incidents were not
unequivocally traumatic. He did not make a psychiatric diagnosis
(Exhibit R2 page 69).
- Dr
Cooper next saw Mr You on 31 March 2005, Mr You having again applied for
acceptance of his anxiety condition as being service-related.
In the ensuing
year Mr You had received regular counselling at the VVCS and as a result was
more aware of his mental health and felt a little better equipped in
articulating his difficulties (T12 page 78).
- On
this occasion Mr You gave a history of tenseness, being pent up, excessive worry
in most areas of his life, impaired memory, irritability,
intolerance of people
around him, a tendency to keep himself busy as a distraction from his feelings,
distress that he had difficulty
controlling, social withdrawal and isolation,
feeling on edge and hyper-vigilant, erratic sleep, a loss of intimacy in his
relationships
and difficulty expressing his emotions. Mrs You had corroborated
the presence of these symptoms.
- The
stressful incidents identified were being in a war area, picquet duty, Sergeant
O’Shea’s reaction to his cousin’s
death, having to identify
soldiers killed in battle and fear that he would be mistaken for a Vietnamese,
given his Asian appearance.
- Dr
Cooper diagnosed a mild chronic anxiety disorder equating to GAD, which met all
the criteria of Instrument 101 of 2007, the SoP
concerning anxiety disorder and
in particular GAD. Dr Cooper considered that the condition had its onset during
Mr You’s service
in Vietnam. He assessed Mr You’s incapacity at 22
points in accordance with the GARP. At that time Mr You had no capacity
for
work but could improve with ongoing counselling.
- Dr
Cooper’s third assessment (on 25 February 2008) was for this hearing.
Mr You’s mental health status was unchanged
although Mrs You felt her
husband’s anxiety had decreased following counselling. As requested, Dr
Cooper considered Mr You’s
anxiety disorder in terms of Instrument 101 of
2007. He thought that Mr You’s condition satisfied all the criteria
of
the SoP. He identified the factor linking Mr You’s GAD to service as
factor 6(a)(iii) - experiencing a category 1B stressor
within five years before
the clinical onset of anxiety disorder. Dr Cooper considered the stressor was
Mr You having viewed corpses
of Australian soldiers as an eye witness.
- In
his evidence before the Tribunal, Dr Cooper reiterated his opinion as provided
in the 2005 and 2008 reports. Mr De Marchi asked
if Mr You’s cessation of
work was due to his anxiety disorder; to which Dr Cooper replied: He felt he
needed to do the heart program and the employer obstructed this. He
couldn’t attend to his health and work at the
same time.
- Dr
Cooper did not believe Mr You met the requirements of Instrument 1 of 2000 but
did meet the requirements, in particular the definition
of a category 1B
stressor, provided in Instrument 101 of 2007. He found the time of clinical
onset difficult to determine.
- Under
cross-examination, Dr Cooper agreed that Mr You was a perfectionist and
exhibited obsessive-compulsive personality traits.
These he believed rendered
Mr You more vulnerable to the development of a psychiatric disorder. Mr
You’s excellent work history
and his capacity for work had not been
affected deleteriously by the GAD as his anxiety disorder was very mild.
Dr Cooper said he had reached his decision as to the time of clinical onset on
Mrs You’s evidence alone.
- In
response to a question posed by the Tribunal, Dr Cooper said obsessive-
compulsive personality traits were useful in the Army and
Scouts but such
persons tended to perform less well when they left a structured environment.
Anxiety arising in social settings
and relationship problems with adolescent
children were also features more commonly seen in obsessive-compulsive
personalities.
- Dr
Cooper maintained his opinion that the correct diagnosis was GAD; although Mr
You’s presentation was not classical and his
symptoms were at the mild
end of the scale. Despite his diagnosis, Mr Cooper said he could not be
confident that Mr You had suffered clinically significant distress as a result
of his GAD.
DR ROBYN HORSLEY
- Dr
Horsley assessed Mr You’s functional capacity at the Commission’s
request. In her report of 2 November 2006 (Exhibit
R9) and in her evidence
before the Tribunal she opined that none of Mr You’s accepted physical
disabilities, all of which were
mild, would prevent him undertaking his usual
remunerative work for 20 or more hours per week. This work was primarily
clerical.
- Dr
Horsley noted that Mr You claimed to have ceased work because of his anxiety
disorder, despite not having experienced anxiety prior to his employment with
AIMS Security and his interaction with his then supervisor (Exhibit R9 page
5). She noted Mr You had never been managed by a psychiatrist and had had no
treatment other than VVCS counselling.
With respect to the impact of his
anxiety disorder on Mr You’s work capacity, Dr Horsley recommended
obtaining a psychiatric
opinion.
- Dr
Horsley described Mr You as a cooperative and good historian. She had taken
into account all of Mr You’s physical conditions.
DR
NORMAN ROSE
- Dr
Rose, a psychiatrist, assessed Mr You in July 2003 (T5). He found no evidence
of a psychiatric disorder. Mr You had told him
that he did not consider seeing
dead bodies at Vung Tau as being traumatic and the only problems he described
concerned his marriage
and were not service-related.
WRITEWAY
RESEARCH REPORT
- Mr
B Morgan conducted historical research relating to Mr You’s service and
confirmed that Mr You had been required to identify
at least one soldier killed
in action. He confirmed that Sergeant O’Shea was in the same company as
Mr You and that Private
Slattery died on 8 October 1968. The Army records did
not reveal a relationship between Sergeant O’Shea and Private Slattery;
nor did they exclude that they were cousins.
CLINICAL NOTES OF
DR BRYAN SMITH
- These
records cover the period between 1987 and June 2006. Mr You had seen Dr Smith
approximately every six to eight weeks. Most
consultations were for minor
medical problems unrelated to his claimed service-related conditions.
- Mr
You first reported multiple joint symptoms in 1993 and Dr Smith prescribed
Voltaren. In 1999 he complained of hearing problems
and was found to have
impacted wax in the external auditory canals. His hearing improved after an ear
wash out. Further testing
took place in 2000 at Mr You’s request and a
mild left-sided hearing defect was diagnosed. At the same visit Mr You had
requested
a prostate check which proved to be normal. He also reported
shortness of breath. A chest x-ray was normal. Mr You had lung-function
testing performed in 2005 (T8) which revealed a mild obstructive defect, part of
which may have been due to technical problems.
- Dr
Smith first recorded symptoms of anxiety in 2003. Mr You had already lodged his
claim to the Repatriation Commission at that stage.
On 25 March 2004 Mr You
reported to Dr Smith that he had seen Dr Cooper the day before on the
recommendation of the VVCS. Dr Smith
provided a back-dated letter of
referral to Dr Cooper (Exhibit R2 page 9).
- In
May 2004 Dr Smith recorded that Mr You was moving to a new firm which
has contract for his same job and that Mr You intended to work for another
two to three years until he reached the age of 60. Dr Smith provided a letter
supporting
Mr You’s request for leave from the AIMS Corporation in
order to attend the heart health program on 7 October 2004.
- On
25 January 2005 Mr You informed Dr Smith he had resigned from his work with AIMS
Corporation the previous day, as leave to attend
the heart health program had
been refused. He requested a certificate of ill-health as he felt it was too
stressful for him to return
to work for his final week. Mr You indicated he may
look for part-time work and in the interim would access sickness benefits.
At a
review two weeks later Mr You reported anxiety relating to his unknown
future. He had lodged a new claim for stress with the Department of
Veterans’ Affairs and had arranged to see Dr Cooper again.
- Dr
Smith conducted a more detailed assessment on 18 February 2005 and recorded that
Mr You complained of sleepless nights, depression,
thinking about how poorly he
had been treated by his employers and was exploring available types of work or
disability support on
the advice of a financial planner. Mrs You considered her
husband had been badly treated at work. Dr Smith attributed Mr You’s
depressed mood to his loss of work. He provided a certificate to cover a period
of one month for further sickness benefits. The
next visit took place on 24
March 2005. In the intervening four and a half weeks Mr You’s mother had
died and he had holidayed
in Tasmania for a period of three weeks, spending much
of his time fishing. He said he had a good time. Despite the holiday he
still
felt some depression and obtained a further certificate for one month to
continue his qualification for sickness benefits from
Centrelink.
- Two
visits to Dr Smith in April 2005 were for the purpose of completing a disability
pension claim form to the Commission. The claim
resulted in an increase in
pension entitlement to 90 per cent of the general rate. In December 2005
Dr Smith recorded that
Mr You had qualified for a service pension on
reaching the age of 60.
- The
last entry in Dr Smith’s clinical notes was in June 2006, one week prior
to Mr You’s departure for a ten week overseas
trip. Mr You described
himself as keeping well.
REPATRIATION GENERAL HOSPITAL,
HOBART, DISCHARGE SUMMARY
- The
discharge summary relating to Mr You’s hospitalisation from
23 April 1969 to 2 May 1969 was provided. Mr You
had presented with a
five week history of abdominal pain occurring two hours after a meal and
relieved by defecation. There was
no loss of weight, nausea or vomiting. Mr
You was described as a healthy looking young man and physical examination was
normal except
for mild abdominal tenderness. All investigations including
x-rays and Barium meal with follow-through were normal. After four
days all
pain had ceased and bowel actions were recorded as occurring once per day. No
diagnosis was made.
AIMS CORPORATION REPORT
- The
AIMS Corporation provided all the documentation it still had in its possession
regarding Mr You. This included a performance
appraisal conducted in September
2004. In all aspects of the work appraised, Mr You scored either in the
exceeds expectations or outstanding range with a total score of
115 out of a possible 156.
- A
copy of Mr You’s resignation, dated 24 January 2005, was provided. This
states I hereby resign from AIMS Security Services with effect 31 January
2005. My reason is basically for my health and well being.
RELEVANT LEGISLATION
- As
Mr You is a veteran, has had operational service and has retired from the work
force, the relevant legislation is contained in
s 9 of Veterans' Entitlements
Act 1986 (the Act):
(1) Subject to this section and section 9A, for the purposes of this
Act, an injury suffered by a veteran shall be taken to be
a war-caused injury,
or a disease contracted by a veteran shall be taken to be a war-caused disease,
if:
(a) the injury suffered, or disease contracted, by the veteran resulted from
an occurrence that happened while the veteran was rendering
operational
service;
(b) the injury suffered, or disease contracted, by the veteran arose out of,
or was attributable to, any eligible war service rendered
by the
veteran;
(c) the injury suffered, or disease contracted, by the veteran resulted from
an accident that occurred while the veteran was travelling,
while rendering
eligible war service but otherwise than in the course of duty, on a journey to a
place for the purpose of performing
duty or away from a place of duty upon
having ceased to perform duty;
(d) the injury suffered, or disease contracted, by the veteran is to be
deemed by subsection (2) to be a war-caused injury or
a war-caused
disease;
(e) the injury suffered, or disease contracted, by the veteran:
(i) was suffered or contracted while the veteran was rendering eligible war
service, but did not arise out of that service; or
(ii) was suffered or contracted before the commencement of the period, or
last period, of eligible war service rendered by the veteran,
but not while the
veteran was rendering eligible war service;
and, in the opinion of the Commission, the injury or disease was contributed
to in a material degree by, or was aggravated by, any
eligible war service
rendered by the veteran, being service rendered after the veteran suffered that
injury or contracted that disease;
but not otherwise.
- As
Mr You rendered operational service, s 120(1) and s 120(3) of the Act are
applicable in respect to the standard of proof and as
Mr You’s claim was
lodged after 1 June 1994, s 120A is attracted. These sections provide as
follows:
120(1) Where a claim under Part II for a pension in respect of the incapacity
from injury or disease of a veteran, or of the death
of a veteran, relates to
the operational service rendered by the veteran, the Commission shall determine
that the injury was a war-caused
injury, that the disease was a war-caused
disease or that the death of the veteran was war-caused, as the case may be,
unless it
is satisfied, beyond reasonable doubt, that there is no sufficient
ground for making that determination.
Note: This subsection is affected by section 120A.
...
(3) In applying subsection (1) or (2) in respect of the incapacity of a
person from injury or disease, or in respect of the death
of a person, related
to service rendered by the person, the Commission shall be satisfied, beyond
reasonable doubt, that there is
no sufficient ground for determining:
(a) that the injury was a war-caused injury or a defence-caused
injury;
(b) that the disease was a war-caused disease or a defence-caused disease;
or
(c) that the death was war-caused or defence-caused;
as the case may be, if the Commission, after consideration of the whole of
the material before it, is of the opinion that the material
before it does not
raise a reasonable hypothesis connecting the injury, disease or death with the
circumstances of the particular
service rendered by the person.
Note: This subsection is affected by section 120A.
...
120A(1) This section applies to any of the following claims made on or after
1 June 1994:
(a) a claim under Part II that relates to the operational service rendered by
a veteran;
(b) a claim under Part IV that relates to:
(i) the peacekeeping service rendered by a member of a Peacekeeping Force;
or
(ii) the hazardous service rendered by a member of the Forces.
Note 1: Subsections 120(1), (2) and (3) are relevant to these claims.
Note 2: For peacekeeping service, member of a Peacekeeping Force,
hazardous service and member of the Forces see subsection
5Q(1A).
(2) If the Repatriation Medical Authority has given notice under section 196G
that it intends to carry out an investigation in respect
of a particular kind of
injury, disease or death, the Commission is not to determine a claim in respect
of the incapacity of a person
from an injury or disease of that kind, or in
respect of a death of that kind, unless or until the Authority:
(a) has determined a Statement of Principles under subsection 196B(2) in
respect of that kind of injury, disease or death; or
(b) has declared that it does not propose to make such a Statement of
Principles.
(3) For the purposes of subsection 120(3), a hypothesis connecting an injury
suffered by a person, a disease contracted by a person
or the death of a person
with the circumstances of any particular service rendered by the person is
reasonable only if there is in
force:
(a) a Statement of Principles determined under subsection 196B(2) or (11);
or
(b) a determination of the Commission under subsection 180A(2);
that upholds the hypothesis.
Note: See subsection (4) about the application of this subsection.
(4) Subsection (3) does not apply in relation to a claim in respect of the
incapacity from injury or disease, or the death, of a person
if the Authority
has neither determined a Statement of Principles under subsection 196B(2), nor
declared that it does not propose
to make such a Statement of Principles, in
respect of:
(a) the kind of injury suffered by the person; or
(b) the kind of disease contracted by the person; or
(c) the kind of death met by the person;
as the case may be.
- The
claimed condition is that of GAD. Mr You relied on Instrument No 101 of 2007,
the SoP concerning anxiety disorder. Clause 3(b)
defines generalised anxiety
disorder:
...
(b) For the purposes of this Statement of Principles, “anxiety
disorder” means generalised anxiety disorder; anxiety disorder due to
a general medical condition; or anxiety disorder not otherwise specified;
and
“generalised anxiety disorder” means a psychiatric
disorder (derived from DSM-IV-TR) with the following
features:
- Excessive
anxiety and worry (apprehensive expectation), which occur on more days than not
for a continuous period of at least six
months, about a number of events or
activities; and
- The
person finds it difficult to control the worry; and
- The
anxiety and worry are associated with three or more of the following six
symptoms, with at least some symptoms present for more
days than not during the
previous six month period:
(1) restlessness or feeling keyed up or on edge
(2) being easily fatigued
(3) difficulty concentrating or mind going blank
(4) irritability
(5) muscle tension
(6) difficulty falling or staying asleep, or restless unsatisfying sleep;
and
- The
focus of the anxiety and worry is not confined to features of any other Axis I
disorder; and
- The
anxiety, worry, or physical symptoms (as described in C. above) cause clinically
significant distress or impairment in social,
occupational, or other important
areas of functioning; and
- The
anxiety and worry are not due to the direct physiological effects of a substance
or a general medical condition and do not occur
exclusively during a mood
disorder, a psychotic disorder, or a pervasive developmental disorder;
- Clause
6 of the SoP provides:
The factor that must as a minimum exist before it can be said that a
reasonable hypothesis has been raised connecting anxiety disorder or
death from anxiety disorder with the circumstances of a person’s
relevant service is:
(a) for generalised anxiety disorder or anxiety disorder not otherwise
specified only:
(i) being a prisoner of ware before the clinical onset of anxiety disorder;
or
(ii) experiencing a category 1A stressor within the five years before the
clinical onset of anxiety disorder; or
(iii) experiencing a category 1B stressor within the five years before the
clinical onset of anxiety disorder; or
(iv) having a significant other who experiences a category 1A stressor within
the two years before the clinical onset of anxiety disorder;
or
(v) experiencing a category 2 stressor within the one years before the
clinical onset of anxiety disorder; or
(vi) having a clinically significant psychiatric condition within the ten
years before the clinical onset of anxiety disorder; or
(vii) having a medical illness or injury which is life-threatening or which
results in serious physical or cognitive disability, within
the five years
before the clinical onset of anxiety disorder; or
(viii) having epilepsy at the time of the clinical onset of anxiety disorder;
or
(ix) having chronic pain of at least three months duration at the time of the
clinical onset of anxiety disorder; or
(x) experiencing the death of a significant other within the two years before
the clinical onset of anxiety disorder; ...
- Mr
You relies on Factor 6(a)(iii):
...experiencing a category 1B stressor within the five years before the
clinical onset of anxiety disorder;
- Clause
9 of the SoP defines a category 1B stressor as meaning one of the
following severe traumatic events:
- (a) being an
eyewitness to a person being killed or critically injured;
- (b) viewing
corpses or critically injured casualties as an eyewitness;
- (c) being an
eyewitness to atrocities inflicted on another person or persons;
- (d) killing
or maiming a person; or
- (e) being an
eyewitness to or participating in, the clearance of critically injured
casualties;
- Mr
You relies on item:
(b) viewing corpses or critically injured casualties as an
eyewitness:
- Mr
You has claimed payment of the disability pension at the special rate, being 63
years of age, in receipt of the pension at 90 per
cent of the general rate and
having ceased work in February 2005. While his claim has been limited to
special rate, the Tribunal
will consider his eligibility for the intermediate
rate. Sections 23 and 24 of the Act provide for intermediate and special rate
respectively. Section 23 states:
(1) This section applies to a veteran if:
(aa) the veteran has made a claim under section 14 for a pension, or an
application under section 15 for an increase in the rate of
the pension that he
or she is receiving; and
(aab)the veteran had not yet turned 65 when the claim or application was
made; and (a) either:
(i) the degree of incapacity of the veteran from war-caused injury or
war-caused disease, or both, is determined under section 21A
to be at least 70%
or has been so determined by a determination that is in force; or
(ii) the veteran is, because he or she has suffered or is suffering from
pulmonary tuberculosis, receiving or entitled to receive
a pension at the
general rate; and
(b) the veteran’s incapacity from war-caused injury or war-caused
disease, or both, is, of itself alone, of such a nature as
to render the veteran
incapable of undertaking remunerative work otherwise than on a part-time basis
or intermittently; and
(c) the veteran is, by reason of incapacity from war-caused injury or
war-caused disease, or both, alone, prevented from continuing
to undertake
remunerative work that the veteran was undertaking and is, by reason thereof,
suffering a loss of salary or wages, or
of earnings on his or her own account,
that the veteran would not be suffering if the veteran were free from that
incapacity; ...
Section 24 states:
(1) This section applies to a veteran if:
(aa) the veteran has made a claim under section 14 for a pension, or an
application under section 15 for an increase in the rate of
the pension that he
or she is receiving; and
(aab) the veteran had not yet turned 65 when the claim or application was
made; and
(a) either:
(i) the degree of incapacity of the veteran from war-caused injury or
war-caused disease, or both, is determined under section 21A
to be at least 70%
or has been so determined by a determination that is in force; or
(ii) the veteran is, because he or she has suffered or is suffering from
pulmonary tuberculosis, receiving or entitled to receive
a pension at the
general rate; and
(b) the veteran is totally and permanently incapacitated, that is to say, the
veteran’s incapacity from war-caused injury or
war-caused disease, or
both, is of such a nature as, of itself alone, to render the veteran incapable
of undertaking remunerative
work for periods aggregating more than 8 hours per
week; and
(c) the veteran is, by reason of incapacity from that war-caused injury or
war-caused disease, or both, alone, prevented from continuing
to undertake
remunerative work that the veteran was undertaking and is, by reason thereof,
suffering a loss of salary or wages, or
of earnings on his or her own account,
that the veteran would not be suffering if the veteran were free of that
incapacity; ...
- The
Tribunal is required to follow the process set out by the Full Court of the
Federal Court of Australia in Repatriation Commission v Deledio [1998] FCA 391; (1998) 83
FCR 82 at 97, where the Court enunciated a series of steps relating to the
reasonable hypothesis standard of proof:
- The
Tribunal must consider all the material which is before it and determine whether
that material points to a hypothesis connecting
the injury, disease or death
with the circumstances of the particular service rendered by the person. No
question of fact finding
arises at this stage. If no such hypothesis arises, the
application must fail.
- If
the material does raise such a hypothesis, the Tribunal must then ascertain
whether there is in force an SoP determined by the
Authority under s 196B(2) or
(11). If no such SoP is in force, the hypothesis will be taken not to be
reasonable and, in consequence,
the application must fail.
- If
an SoP is in force, the Tribunal must then form the opinion whether the
hypothesis raised is a reasonable one. It will do so if
the hypothesis fits,
that is to say, is consistent with the "template" to be found in the SoP. The
hypothesis raised before it must
thus contain one or more of the factors which
the Authority has determined to be the minimum which must exist, and be related
to
the person's service (as required by ss 196B(2)(d) and (e)). If the
hypothesis does contain these factors, it could neither be said
to be contrary
to proved or known scientific facts, nor otherwise fanciful. If the hypothesis
fails to fit within the template, it
will be deemed not to be "reasonable" and
the claim will fail.
- The
Tribunal must then proceed to consider under s 120(1) whether it is satisfied
beyond reasonable doubt that the death was not war-caused,
or in the case of a
claim for incapacity, that the incapacity did not arise from a war-caused
injury. If not so satisfied, the claim
must succeed. If the Tribunal is so
satisfied, the claim must fail. It is only at this stage of the process that the
Tribunal will
be required to find facts from the material before it. In so
doing, no question of onus of proof or the application of any presumption
will
be involved.
SUBMISSIONS
THE APPLICANT
- Mr
De Marchi relied on the opinions of Mr Burge and Dr Cooper, both of whom
diagnosed a mild GAD caused by Mr You’s duties
of identifying Australian
soldiers killed in action. In Dr Cooper’s opinion, Factor 6(a)(iii) of
Instrument No 101 of 2007
was met. Mr Burge had identified Factor 5(a)(ii),
experiencing a severe psychosocial stressor, in Instrument No 1 of 2000 as being
the factor causally relating Mr You’s psychiatric disorder to his defence
service. Mr De Marchi submitted that on the balance
of probability all
diagnostic criteria for GAD were met.
- The
hypothesis Mr De Marchi promulgated was that Mr You’s traumatic
experiences in Vietnam, and in particular the viewing of
corpses in 1968, had
led to the development of GAD, manifest in 1969. Mr De Marchi submitted that on
applying the four steps of
Deledio, the Tribunal should be satisfied that
steps one to three were met, as Mr You’s experiences and reaction to these
experiences
satisfied the template provided in Instruments Nº 101 of 2007
and Nº 1 of 2000. While the Applicant relied on Instrument
No 101 of 2007,
should the Tribunal consider this SoP not to be met, Mr You exercised his
right in accordance with the decisions
of the Full Court in Keeley and
Repatriation Commission [1999] FCA 1103; (1999) 56 ALD 455 and Repatriation Commission v
Gorton [2001] FCA 1194; (2001) 110 FCR 321 to rely on the earlier SoP, Instrument No 1
of 2000. Finally, Mr De Marchi contended that there was no material before the
Tribunal to satisfy it, beyond reason doubt, that Mr You’s GAD was not
war-caused.
- Mr
You receives pension at 90 per cent of the general rate. Should his GAD be
accepted as war-caused, the rate of pension, based
on the impairment assessment
of Mr Burge at 26 points, would result in pension at 100 per cent of the
general rate.
- As
Mr You has not worked for remuneration since 25 February 2005, on which date he
resigned because of his GAD, Mr De Marchi argued
that he qualified for the
special rate. His persistent symptoms prevented further employment and as a
result, his loss of income
was in the order of $10,000 - $15,000 per annum.
- Mr
De Marchi submitted that while Mr You did not recognise that he suffered from a
psychiatric condition until the year 2000/2001,
Mrs You had observed and
subsequently reported her husband’s behaviour and emotional responses from
1969. If Mr You was free
of his disabilities, he would have continued to work
in security or administration and he would not have resigned when he reached
the
age of 60.
THE RESPONDENT
- Mr
Rudge identified the conflicting psychiatric reports and opinions impacting on
the diagnosis of a GAD. Doctors Rose and Strauss
found no evidence of a
psychiatric disorder, nor did Dr Cooper in 2004. In 2005 and again in 2008
Dr Cooper diagnosed a mild GAD, which in 2005 did not meet the requirements
of the then current SoP, Instrument
No 1 of 2000, as the traumatic incident to
which Mr You was exposed did not, in Dr Cooper’s opinion, meet the
definition
of a severe psychosocial stressor. In contrast, Mr Burge, in June
2007, diagnosed GAD and stated that Mr You met both the criteria
for
diagnosis and Factor 5(a)(ii) which linked the psychiatric condition to Mr
You’s service. Mr Rudge contended that Mr Burge
was not a convincing
witness.
- Mr
Rudge noted that Doctors Strauss and Cooper identified Mr You as having
personality traits of an obsessive compulsive nature –
the need for
control, perfectionism and intolerance of others who did not meet Mr You’s
standards.
- Mr
Rudge submitted that the dominant features as supported by the psychiatric
evidence were the personality traits and there were
no symptoms suggestive of
GAD. The claim should fail at step 3 of the Deledio process, as all the
diagnostic criteria of GAD were not present within five years of Mr You’s
exposure to an accepted category
1B stressor.
- Mr
Rudge confirmed that, should the Tribunal be satisfied that Mr You suffers from
GAD, Mr You’s pension would increase to 100
per cent of the general rate.
- On
the question of special rate of pension, Mr Rudge contended that neither
s 24(1)(b) nor s 24(1)(c) of the Act were satisfied.
All of the medical
evidence indicated that Mr You could work for more than eight hours per week.
Dr Horsley was of the opinion
that Mr You could work for more than 20 hours
per week, based on his accepted physical conditions; Dr Strauss found no
psychiatric
disorder; and Dr Cooper considered Mr You’s GAD to be
mild, and that it had never prevented him from working and was of
doubtful
clinical significance. Mr Rudge said that Mr You had resigned after a
disagreement with his supervisor over annual leave
entitlements and his request
for leave without pay to attend a heart health program. Therefore, the alone
test in s 24(1)(c) was not satisfied.
TRIBUNAL’S
DELIBERATIONS
- Before
proceeding to consider the reasonableness of the hypothesis there are certain
preliminary criteria which must be met. Mr You
is a veteran (s 5C). He
has undertaken operational service (s 5B). H claims to suffer from a
war-caused psychiatric disease
(s 5D) and believes he has been incapacitated by
this condition to such an extent that he can no longer work for remuneration (s
5D, s 23, s 24).
- At
the time of lodgement of the claim to which this application applies, Mr You was
receiving pension at 90 per cent of the general
rate for the combined effect of
several physical conditions.
- The
Tribunal is required to first establish to its reasonable satisfaction
(s 120(4)) the correct diagnosis of the condition
from which the Veteran
suffers. The same standard of satisfaction applies to claims lodged after the
introduction of SoPs (s 120A
and s 120B) on 1 June 1994. The SoPs modified the
standard of proof by providing diagnostic criteria for the diseases claimed and
the factors which must as a minimum be present to support a causal link to
defence service.
- Having
established the diagnosis, the Tribunal must ascertain the date of clinical
onset which is relevant in many disease states
to which SoPs apply. Clinical
onset has been defined by the Tribunal as:
... either when a person becomes aware of some feature or symptom which
enables a doctor to say the disease was present at that time,
or when a finding
is made on investigation which is indicative to a doctor of the disease being
present at that time. (Re Robertson and Repatriation Commission
(1998) 50 ALD 668 at [23])
This definition was approved
by the Federal Court in Lees v Repatriation Commission [2002] FCAFC 398; (2002) 125 FCR 331
and Repatriation Commission v Gosewinckle [1999] FCA 1273; (1999) 59 ALD 690.
- The
medical evidence relating to Mr You’s psychiatric status is confusing and
conflicting, not only as to the diagnosis reached
but also in the history that
Mr You has given. Doctors Rose and Strauss found no evidence of a psychiatric
disorder. Dr Rose recorded
that Mr You had always been sensitive, stewed on his
problems, kept his feelings to himself and lacked assertiveness. Mr You did
not
consider seeing and identifying dead bodies as a problem for him; he said it was
just part of the job. Apart from concern at being in a war zone, any
other traumatic events were denied.
- While
Mr You had thought himself normal, others had told him he had never been the
same since Vietnam. Mr You did not lodge a claim
for pension until he was
advised to do so by other veterans following discussions at RSL gatherings.
Mr You provided Dr Rose
with a history of poor sleep with restless nights
occurring once a month; no dreams; being able to control his moods at work but
becoming verbally angry with his wife and children at home. Mr You described
his marriage as rocky because of poor communication and little sex as he
derived very little pleasure from the latter. Dr Rose described Mr You as
having
an active social and recreational life.
- The
history obtained by Dr Strauss was similar to that obtained by Dr Rose but also
included the description of Mr You’s response
to Sergeant
O’Shea’s reaction to the death of his cousin, Private Slattery.
Having witnessed Sergeant O’Shea’s
distress, Mr You determined not
to become close to any of his army colleagues. Mr You said he occasionally
dreamt but had no nightmares.
At times his sleep was broken, he snored a great
deal and his memory and concentration had deteriorated over the past few years.
Mr You described himself as a worrier, a disciplinarian who had probably taken
out his anger on his children at times, as having
a reasonable relationship with
his wife but little or no sexual relations.
- Dr
Strauss described Mr You’s answers to questions posed as being long-winded
and detailed. Mr You said he was enjoying his
retirement and spent his time
gardening, seeing his grandchildren and travelling. On his account he had
attended the VVCS to discuss
marital problems and work difficulties at AIMS
Security. Dr Strauss did not identify any psychiatric disorder but did identify
obsessional
personality traits.
- Dr
Cooper diagnosed a mild GAD with clinical onset within five years of Mr You
experiencing the stressor of identifying dead
bodies in Vietnam in 1968. At the
first consultation in 2004, Dr Cooper did not discern any psychiatric disorder.
Mrs You
accompanied her husband to the consultations with Dr Cooper in 2005
and 2008. Dr Cooper obtained a far more detailed history on
these occasions.
Mr You explained that his increased awareness of his symptomatology and his
ability to verbalise these symptoms
arose from the VVCS counselling. The latter
had rendered him more insightful. Based on Mrs You’s evidence that her
husband
was a changed man when he returned from Vietnam, Dr Cooper had
‘inferred’ [emphasis added] that the clinical onset of Mr
You’s GAD occurred within five years of experiencing the stressor. Dr
Cooper
could not reach that decision from direct assessment of Mr You;
nor was he confident that Mr You suffered from clinically significant distress,
as required by Criterion E of Instrument
Nº 101 of 2007. In
Dr Cooper’s opinion, Mr You did not meet the template of SoP
Nº 1 of 2000, concerning
anxiety disorder as the reported stressors where
not severe psychosocial stressors.
- Mr
Burge, psychologist, unreservedly diagnosed a GAD with onset in 1969. He based
the date of onset on Mr You’s episode of
abdominal pain and diarrhoea
requiring hospitalisation. Mr Burge regarded this episode as being of
psychosomatic aetiology. He
identified three stressors: first, Mr You’s
response to Sergeant O’Shea’s distress on hearing of the death
of his cousin; secondly, Mr You viewing soldiers killed in action; and
thirdly, Mr You riding shotgun on occasions to Ba Ria. Mr Burge
considered these events to have all been very stressful and having a deep
impact. He felt
that Mr You’s condition met all the diagnostic criteria
for GAD and the definition of a severe psychosocial stressor as outlined
in SoP
Nº 1 of 2000. Mr Burge had not addressed the requirements
of SoP Nº 101 of 2007 in his written report.
However, in the course of his
oral evidence, given by telephone, he was able to refer to the fourth edition of
the Diagnostic and Statistical Manual of Mental
Disorders (Text Revision) (DSM-IV-TR), which forms the basis of SoP
Nº 101 of 2007. Having done so, Mr Burge believed that all the
diagnostic criteria
of SoP Nº 101 of 2007 were met, as was the definition
of the category 1B stressor.
- Mr
Burge was not a convincing witness. During his evidence he had, mistakenly,
referred to Mr You’s condition as post traumatic
stress disorder (PTSD),
had considered Mr You to be depressed and, to his recollection, Mr You had drunk
to excess after experiencing
the stressor of identifying soldiers killed in
action. In his evidence, Mr You had stated that he suffered from intolerance to
alcohol
which he blamed on his Chinese heritage and whilst in Vietnam had drunk
nothing but soft drinks. Post-service, he occasionally had
a glass of light
beer. The sudden onset of an illness had prevented Mr Burge from attending the
hearing in person, but he had considered
himself able to give evidence by
telephone. It may well be that Mr Burge’s illness had impacted on
the quality of his
evidence. Mr Burge is a psychologist and as such, his
professional qualifications, training and breadth of experience are not
commensurate
with that of the psychiatrists.
- Mrs
You described her husband as a perfectionist, pedantic, setting high standards
for himself and others, and desiring his environment
to be ordered and
controlled.
- DSM-IV-TR,
and its predecessor DSM-IV, provide the basis for all diagnostic criteria
contained in the SoP concerning psychiatric disorders.
At 301.4, DSM-IV-TR
describes the diagnostic features of obsessive-compulsive personality disorder
as being a:
...preoccupation with orderliness, perfectionism, and mental and
interpersonal control, at the expense of flexibility, openness and
efficiency.
This pattern begins by early adulthood and is present in a variety of contexts.
And at p 727:
...[Such] persons are prone to become upset or angry in situations in which
they are not able to maintain control of their physical
or interpersonal
environment...
DSM-IV-TR also states that individuals with
anxiety disorders have an increased likelihood of having a personality
disturbance that
meets the criteria of obsessive-compulsive personality
disorder. Doctors Strauss and Cooper have not made a diagnosis of an obsessive
compulsive personality disorder but have identified personality traits that are
major features of such a diagnosis.
- In
light of the psychiatric reports and opinions, the Tribunal is not reasonably
satisfied that Mr You suffers from GAD; or that any
symptoms that might have
suggested such a diagnosis were apparent to Mr You within five years of his
Vietnam service. Mr You has
not claimed or suggested that his personality
traits are related to his army service nor has any psychiatrist considered his
personality
traits to be other than innate. As no psychiatric disorder has been
identified following consideration of all the material before
the Tribunal, it
cannot be said that the material points to a hypothesis connecting the claimed
disease, found absent, with the circumstance
of service rendered by Mr You. The
application therefore fails at step one of the Deledio process.
- Having
found that Mr You does not, to the Tribunal’s reasonable satisfaction,
suffer from GAD and that any anxiety that he may
display relates to obsessive-
compulsive personality traits, it is not necessary to consider his application
for pension at the special
or intermediate rates. This claim had been based on
the contention that GAD had precipitated his resignation in February 2005 and
continued to prevent him from working for remuneration. In his oral evidence to
the Tribunal, Mr You stated that he believed that
he could still work, provided
that he could do so by himself or with one colleague. He nominated working as a
security guard at
Watsonia Barracks as a suitable position as there is only
one or two of you on at a time (transcript p 41, 26 November 2007). Mr You
does have accepted physical disabilities but Dr Horsley’s assessment of
these disabilities,
as being mild and not preventing Mr You from working for
more than 20 hours per week, has not been challenged.
- The
Tribunal affirms the decision under review.
I certify that the
ninety-four [94] preceding paragraphs are a true copy of the reasons for the
decision of:
Miss E.A. Shanahan, Member
(sgd) Mara Putnis
Clerk
Dates of hearing: 26 November 2007, 7 February 2008 and 11 September
2008
Date of decision: 13 January 2009
Advocate for Applicant: Mr D. De Marchi, De Marchi and Associates
Advocates for Respondent: Mr K. Herman and Mr K. Rudge, Department of
Veterans’ Affairs
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