You are here:
AustLII >>
Databases >>
High Court of Australia >>
2011 >>
[2011] HCA 1
[Database Search]
[Name Search]
[Recent Decisions]
[Noteup]
[Download]
[Help]
Minister for Immigration & Citizenship v SZGUR [2011] HCA 1 (2 February 2011)
Last Updated: 2 February 2011
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HEYDON, CRENNAN AND KIEFEL JJ
MINISTER FOR IMMIGRATION & CITIZENSHIP APPELLANT
AND
SZGUR & ANOR RESPONDENTS
Minister for Immigration & Citizenship v SZGUR [2011] HCA 1
2 February 2011
S179/2010
ORDER
1. Appeal allowed.
- Set
aside paragraphs 1 and 2(a) and (b) of the order of the Federal Court of
Australia made on 4 March 2010, as varied by the order
of that Court made on 26
March 2010, and in their place order that the appeal to that Court be
dismissed.
3. The appellant pay the costs of the first respondent in this
Court.
On appeal from the Federal Court of Australia
Representation
S B Lloyd SC with G R Kennett for the appellant (instructed by Clayton Utz
Lawyers)
G C Lindsay SC with L J Karp for the first respondent (instructed by Dobbie and
Devine Immigration Lawyers Pty Ltd)
Submitting appearance for the second respondent
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Minister for Immigration & Citizenship v SZGUR
Immigration – Refugees – Review by Refugee Review Tribunal ("RRT")
–Where visa applicant's migration agent asked
RRT to arrange "independent
assessment of [applicant's] mental health, if required" – Section
427(1)(d) Migration Act 1958 (Cth) gave RRT power to require Secretary to
arrange for making of medical examination – Whether duty on RRT to
consider exercising
power under s 427(1)(d) – Whether general duty to
inquire.
Words and phrases – "information".
Migration Act 1958 (Cth), ss 424, 424A, 427(1)(d), 430.
FRENCH CJ and KIEFEL J.
Introduction
- The
function of the Refugee Review Tribunal ("the Tribunal") in reviewing decisions
under the Migration Act 1958 (Cth) ("the Migration Act") has been
described as inquisitorial. That designation does not mean that there is any
general duty imposed on the Tribunal, as
part of its review function, to use, or
to consider using its investigative powers to obtain information relevant to the
review.
- In
this case, an applicant before the Tribunal, the first respondent SZGUR,
supported by statutory declarations from acquaintances
and certificates from a
psychiatrist, told the Tribunal that he was suffering from depression, Bipolar
Mood Disorder and forgetfulness.
The information was provided by his migration
agent in explaining the existence of contradictions and inconsistencies in
SZGUR's
submissions and testimony to the Tribunal, about which the Tribunal had
invited his comment. The agent asked the Tribunal to arrange
an "independent
assessment of his mental health, if required". The Tribunal did not do so. The
Federal Court, on appeal from the
Federal Magistrates Court, held that the
Tribunal had committed jurisdictional error by failing to consider whether to
use its statutory
powers to arrange such an assessment. This was not a matter
which had been raised in the Federal Magistrates Court.
- The
Federal Court was in error in inferring that the Tribunal had failed to consider
the agent's request or the exercise of its statutory
powers to arrange an
independent assessment of SZGUR. The appeal should be allowed. Other matters
raised on behalf of SZGUR in
a notice of contention do not disclose a basis for
otherwise supporting the result in the Federal Court.
Procedural and factual background
- SZGUR,
a citizen of Nepal, arrived in Australia lawfully on 18 December
2004[1]. On
21 January 2005, he lodged an application for a protection visa.
- SZGUR
claimed that because of his support for the Maoist Nepali Communist Party
he had been at risk of execution in Nepal by the Royal Nepalese Army. He
said he had to leave Nepal in order to save his life. If he were to return and
the Army were to find
him they would kill him. They had already visited his
home and interrogated his wife and relatives about his whereabouts.
- SZGUR's
application for a protection visa was refused by a delegate of the Minister for
Immigration and Citizenship ("the Minister")
on 11 February 2005. On 15
March 2005, SZGUR applied to the Tribunal for a review of the delegate's
decision. On 30 May 2005, the
Tribunal affirmed the decision. That
decision of the Tribunal was quashed by the Federal Magistrates Court and
remitted to the Tribunal
differently constituted. So too, was a further
decision of the Tribunal which again affirmed the delegate's decision. Following
the second remitter, SZGUR gave oral testimony, on 6 March and 2 April 2008, at
hearings before the Tribunal, again constituted differently
from its
predecessors.
- On
11 April 2008, the Tribunal wrote to SZGUR inviting him to "comment on or
respond to information that the Tribunal considers would,
subject to any
comments or response you make, be the reason, or a part of the reason, for
affirming the decision that is under review".
The language of the invitation
was taken from s 424A of the Migration Act which requires the Tribunal to
give to an applicant "clear particulars of any information that the Tribunal
considers would be the
reason, or a part of the reason, for affirming the
decision that is under
review"[2]. In
such a case the Tribunal is required to invite the applicant to comment on or
respond to the
information[3].
- The
"information" upon which the Tribunal invited comment, was the existence of
"contradictions and inconsistencies" between what
SZGUR had stated orally and in
writing to the Tribunal, variously constituted, during the iterations of the
review process. The
contradictions and inconsistencies, which were elaborated
at some length in the letter, related to SZGUR's claimed involvement with
the
Communist Party of Nepal, whether he and his family had gone into hiding in
Nepal, whether he had been helped to leave the country
and his claim that two
colleagues had been executed by the Nepalese Army.
- Despite
the language of the Tribunal's letter, the existence of "inconsistencies" and
"contradictions" in an applicant's testimony
and written submissions to the
Tribunal is not "information" of the kind to which s 424A is directed. As was
explained by the plurality in SZBYR v Minister for Immigration and
Citizenship[4],
the term "information" in s 424A does not extend to the Tribunal's "subjective
appraisals, thought processes or
determinations"[5].
Their Honours said:
"However broadly 'information' be defined its meaning in this context is related
to the existence of evidentiary material or documentation,
not the existence of
doubts, inconsistencies or the absence of
evidence."
The exclusion of this class of information from the obligation imposed by s 424A
is consistent with limits on the procedural fairness hearing rule at
common law. Procedural fairness requires a decision-maker to identify for the
person affected
any critical issue not apparent from the nature of the decision
or the terms of the statutory power. The decision-maker must also
advise of any
adverse conclusion which would not obviously be open on the known material.
However, a decision-maker is not otherwise
required to expose his or her thought
processes or provisional views for comment before making the
decision[6].
That is not to say that the Tribunal cannot or should not, in the exercise of
its discretion, invite an applicant for review to
make supplementary submissions
in relation to apparent inconsistencies, contradictions or weaknesses in his or
her case which have
been identified by the Tribunal. Indeed it may be that such
an invitation, once issued, amounts to a binding indication by the Tribunal
that
the review process will not be concluded until the applicant has had an
opportunity to
respond[7]. But
an invitation to comment on perceived inconsistencies and contradictions is not
an invitation under s 424A. The Tribunal's letter of 11 April 2008, despite its
phrasing, was not sent pursuant to the obligation imposed by that section.
Part
of the reasoning in the Federal Court depended upon the incorrect view that it
was such an invitation.
- SZGUR,
by successive migration agents, requested and was granted two extensions
of time to respond to the Tribunal's letter. In a letter of 20 May 2008
requesting an extension of
time, SZGUR's agent said he had been provided with
evidence from a psychiatrist that SZGUR was suffering from depression and would
be "unable to work until 29 May 2008". The letter enclosed a certificate from a
psychiatrist as to SZGUR's depression and five statutory
declarations by people
testifying to his forgetfulness.
- On
20 June 2008, SZGUR's agent wrote to the Tribunal in response to its letter
of 11 April 2008. He said that SZGUR was "going through
depression &
disorder of some kind" and attached another two statutory declarations, and a
certificate from the psychiatrist
which stated that SZGUR was being treated for
Bipolar Mood Disorder, was receiving regular medication and was attending
consultations
with the psychiatrist. The agent said that SZGUR confirmed that
he could not remember things that happened a long time ago and that
SZGUR
accepted that there were inconsistencies in the information he had provided to
the Tribunal from time to time. SZGUR could
not tell which information was
correct and which was not. The agent had attempted to get clarification from
SZGUR on various issues
which had been raised by the Tribunal, but he had "mixed
up the things all the time". The agent said that SZGUR was unable to provide
"categorical comments" on the issues raised by the Tribunal. Because his
forgetfulness was worsening the information provided in
his original application
for a protection visa and at the first Tribunal hearing would be more correct
than information provided
at later hearings. The agent's letter concluded with
a request:
"For the above reasons I would like to request you to assess his application
based on his original application and evidences considering
his mental
health.
To further assess his mental health situation, I would like to request you to
arrange independent assessment of his mental health,
if required. The applicant
confirms that he would pay the cost of the assessment.
Should you require any further information, please don't hesitate to
advise."
- The
Tribunal did not accede to the agent's request. On 3 September 2008, the
Tribunal again affirmed the delegate's decision. SZGUR
made an application for
judicial review of the Tribunal's decision in the Federal Magistrates Court.
That application was dismissed
on 7 August
2009[8].
- On
4 March 2010, Rares J allowed SZGUR's appeal against the decision of the
Federal Magistrates
Court[9]. His
Honour set aside the order made by that Court and in lieu thereof ordered the
issue of certiorari to quash the decision of the Tribunal and mandamus
directing the Tribunal to hear and determine the application for review
according
to law.
- On
30 July 2010, Gummow and Kiefel JJ granted an application by the
Minister for special leave to appeal against the decision of
Rares J. The
Minister gave an undertaking that he would not seek to disturb the orders as to
costs which had been made in the courts
below, and that he would pay SZGUR's
costs of the appeal including the costs of the application for special leave.
The Tribunal's decision
- In
its reasons for decision, the Tribunal referred to and summarised the contents
of the letters of 20 May 2008 and 20 June 2008
from SZGUR's migration
agent and the documents enclosed with them. However, it made no reference to
the conditional request in the
letter of 20 June 2008 that it arrange a
medical assessment of SZGUR.
- The
Tribunal did not find SZGUR to be a credible witness. His inconsistent and
contradictory statements indicated that, contrary
to his claims, "[he] was not a
supporter of and closely associated with the Maoists; did not collect money for
the Maoists or provide
security information; the army was not looking for him;
and he and his family did not go into hiding". The Tribunal took into account
the medical certificate, the statutory declarations as to SZGUR's forgetfulness,
the stress of separation from his family and the
time which had elapsed since he
left Nepal, but added:
"However, the Tribunal was not provided with any further details about the
applicant's condition by himself or [the consulting psychiatrist]
nor did the
medical certificates specifically address the issues raised in the Tribunal's
letter of 11 April 2008 or the applicant's
forgetfulness."
- The
Tribunal drew a distinction, adverse to SZGUR, between forgetfulness about
everyday events, dates and names and his claimed forgetfulness
about
specific details central to his need to leave Nepal. The Tribunal
said it would expect him to remember when he started to collect donations, where
he collected them, who
provided assistance to him to leave Nepal, whether the
assistance was pre-arranged and whether it was provided by a relative or some
other person. Another basis for the adverse credibility finding was the
"implausibility of [SZGUR's] central claim about the number
of business people
in one area that he would have spoken to in up to 13 years of collecting
donations for the Maoists".
The statutory framework
- This
appeal focused upon s 427(1)(d) which confers powers on the Tribunal in terms
which have remained unchanged since it was introduced as part of Pt 7 of the
Migration Act in
1992[10]. It
provides:
"For the purpose of the review of a decision, the Tribunal may:
...
(d) require the Secretary to arrange for the making of any investigation, or
any medical examination, that the Tribunal thinks
necessary with respect to the
review, and to give to the Tribunal a report of that investigation or
examination."
At the heart of the decision of the Federal Court under appeal in this case was
the proposition that the Tribunal had failed to consider
whether it should
require the Secretary of the Department of Immigration and Citizenship to
arrange for a medical examination of
SZGUR. This constituted, so it was said, a
failure by the Tribunal to consider whether to exercise the power conferred on
it by
s 427(1)(d).
- The
power conferred by s 427(1)(d) is to be exercised having regard to the
requirement imposed on the Tribunal, in the discharge of its core function of
reviewing Tribunal
decisions[11],
"to pursue the objective of providing a mechanism of review that is fair, just,
economical, informal and
quick"[12] and
to act "according to substantial justice and the merits of the
case"[13]. In
so doing it is not to be bound by "technicalities, legal forms or rules of
evidence"[14].
Section 424 provides that in conducting a review the Tribunal "may get any
information that it considers relevant". It is required to have regard
to any
information so obtained in making the decision on the
review[15].
- Section
427(1)(d) is ancillary to s 424. Those two provisions and s 415, which
confers upon the Tribunal all the powers and discretions of the person who made
the decision under review, give the Tribunal
wide discretionary powers to
investigate an applicant's claims. But they do not impose upon the Tribunal a
general duty to make
such
inquiries[16].
Relevantly to the present case, as Gummow and Hayne JJ observed in Minister
for Immigration, Multicultural and Indigenous Affairs v
SGLB[17]:
"whilst s 427 of the Act confers power on the Tribunal to obtain a medical
report, the Act does not impose any duty or obligation to do so." (footnote
omitted)
That observation was made in a context in which the Tribunal had considered it
highly likely that the applicant for review was suffering
from Post Traumatic
Stress Disorder. The Court, by majority, held the Tribunal was under no duty to
inquire as to the effect of
that condition.
- The
reasons for judgment of Rares J and the submissions made on behalf of SZGUR in
this appeal assumed the existence, at least in
some circumstances, of a duty on
the part of the Tribunal to "consider" whether to exercise its power under
s 427(1)(d). Rares J referred, in his reasons, to the judgment of the
Full Court of the Federal Court in Minister for Immigration and Multicultural
and Indigenous Affairs v
Maltsin[18].
The Full Court there held that the Migration Review Tribunal was obliged, by s
361(3) of the Migration
Act[19], to
consider an applicant's request that it obtain oral evidence from named
persons[20].
The reference in his Honour's judgment to Maltsin pointed to some
analogical argument about a duty to consider a request to the tribunal to
exercise its power under s 427(1)(d). The analogy, if that is what it was, was
inapposite given the differences between ss 427 and 361. There is an express
requirement in the latter section that the tribunal have regard to an
applicant's notice requesting the tribunal
to obtain oral evidence from named
persons. The analogy is not supported by resort to the obligation in s 424 that
the Tribunal have regard to information which it obtains under that section.
This is not least because the fact of a request
is not information of the kind
contemplated by s 424. Nor is the analogy supported by s 424A.
- The
question whether s 427(1)(d) imposes a legal duty on the Tribunal to consider
whether to exercise its inquisitorial power under that provision was answered in
the negative by the Full Court of the Federal Court in WAGJ v Minister for
Immigration and Multicultural and Indigenous
Affairs[21].
The Court held that absent any legal obligation imposed on the Tribunal to make
an inquiry under s 427(1)(d) "[b]y a parity of reasoning ... there is no
legal obligation to consider whether one should exercise that
power"[22].
That view is correct. That is not to say that circumstances may not arise in
which the Tribunal has a duty to make particular
inquiries. That duty does not,
when it arises, necessarily require the application of s 427(1)(d).
- In
Minister for Immigration & Citizenship v
SZIAI[23]
the Court considered the implications of its designation, in earlier
decisions[24],
of Tribunal proceedings as "inquisitorial". As was pointed out in that case,
the term "inquisitorial" has been applied to tribunal
proceedings to distinguish
them from adversarial proceedings and to characterise the Tribunal's statutory
functions[25].
As the plurality judgment
stated[26]:
"The duty imposed upon the Tribunal by the Migration Act is a duty to
review. It may be that a failure to make an obvious inquiry about a critical
fact, the existence of which is easily
ascertained, could, in some
circumstances, supply a sufficient link to the outcome to constitute a failure
to review. If so, such
a failure could give rise to jurisdictional error by
constructive failure to exercise jurisdiction. It may be that failure to make
such an inquiry results in a decision being affected in some other way that
manifests itself as jurisdictional error." (footnote
omitted)
It was not necessary in that case to further explore those questions of
principle. Nor in our opinion is it necessary in this case.
- Before
turning to the contentions of the parties, reference should be made to the
decisions of the Federal Magistrates Court and
of the Federal Court which have
led to this appeal.
The decision of the Federal Magistrates Court
- SZGUR
applied for judicial review of the Tribunal's decision in the Federal
Magistrates Court on 3 October 2008. An amended application,
supported by
written submissions prepared by counsel, was filed on 19 March 2009. SZGUR
appeared unrepresented at the hearing.
- On
24 April 2009, SZGUR filed an application to have the matter reopened for
further argument. He was represented on 13 May 2009
by counsel, who
applied to amend a ground of the application which alleged "serious errors of
fact finding" on the part of the Tribunal.
Counsel submitted, inter alia, that
the Tribunal's decision was vitiated by unreasonableness because it had failed
to make inquiries
of SZGUR's treating psychiatrist as to the effect that his
depression and Bipolar Mood Disorder may have had on his memory. The
Federal
Magistrates Court dismissed the application to reopen the case and to amend the
grounds upon which review was sought. However,
it did so on the basis of its
rejection of the merits of the proposed amended ground. The point on which
SZGUR succeeded in the
Federal Court, and which is the subject of appeal to this
Court, was not taken in the Federal Magistrates Court.
The decision of the Federal Court
- In
his amended notice of appeal to the Federal Court, SZGUR included the following
ground:
"The Court erred in finding that the Tribunal's failure to exercise its
discretion pursuant to s 427(1)(d) of the Migration Act to obtain an
expert opinion as to the appellant's memory (or to consider doing so) entailed a
failure to complete the exercise of
its jurisdiction pursuant to s 414 of the
Migration Act."
- Rares
J held that the Tribunal had constructively failed to exercise its jurisdiction
and failed to have regard to a relevant consideration
namely the migration
agent's request that it arrange for a medical examination of SZGUR. On the
premise that the Tribunal's letter
to SZGUR on 11 April 2008 was written
pursuant to s 424A(1) of the Act, his Honour held that the Act required
the Tribunal to have regard to the agent's response to that letter. That
premise, as noted earlier, was incorrect. His Honour held
that there was
nothing in the Tribunal's decision record or in the appeal papers to suggest
that it understood that the agent had
asked it to exercise its power under
s 427(1)(d) to obtain a medical examination, or that it had given any, let
alone proper, genuine and realistic consideration to the request.
His Honour
allowed the appeal and set aside the decision of the Federal Magistrates Court.
He ordered that certiorari issue to
quash the decision of the Tribunal. He also
made an order in the nature of mandamus directing the Tribunal to hear and
determine
the application for review according to law.
Grounds of appeal
- The
grounds of appeal in this Court were:
"2. His Honour erred in finding that the second respondent failed to consider
the first respondent's request that it exercise its
power under s 427(1)(d)
of the Migration Act 1958 (Cth)
(Act).
- His
Honour erred in finding that, by reason of its failure to consider whether to
exercise its power under s 427(1)(d) of the Act, the second respondent
constructively failed to exercise its jurisdiction.
- His
Honour erred in finding that, by reason of its failure to consider the first
respondent's request that it exercise its power under
s 427(1)(d) of the
Act, the second respondent failed to have regard to a relevant consideration."
The appeal - submissions and disposition
- The
Federal Court's reasoning which led it to allow the appeal from the Federal
Magistrates Court involved the following steps:
- The
Tribunal had an obligation to give genuine and realistic consideration to the
agent's
request[27].
- A
failure to discharge that obligation would constitute jurisdictional
error[28].
- There
was nothing in the Tribunal's decisional record or in the appeal papers to
indicate it had given any consideration to the agent's
request for an
independent assessment of
SZGUR[29].
- It
was safe to infer, from the preceding, that the Tribunal overlooked the agent's
request or that it had no good reason for not considering
it[30].
- The
Tribunal constructively failed to exercise its jurisdiction and failed to have
regard to a relevant consideration, namely the
request put as a response to its
letter under s 424A.
- The
premise upon which the Federal Court found jurisdictional error on the part of
the Tribunal was that the Tribunal overlooked
the agent's request, or did not
consider it and had no good reason for not doing so. The premise depended for
its correctness upon
the content of the Tribunal's obligation under
s 430 to give reasons for its decision. Rares J relied upon a
passage from the judgment of McHugh, Gummow and Hayne JJ in Minister for
Immigration and Multicultural Affairs v
Yusuf[31]
in which their Honours said that s 430 "entitles a court to infer that any
matter not mentioned in the s 430 statement was not considered by the
Tribunal to be material". That, of course, does not mean that a matter not
mentioned in the
s 430 statement was not considered.
- Section
430 presupposes a logical structure to the Tribunal's reasoning which involves
the following steps:
- Identification
of the relevant evidence or material upon which findings of fact can be
based.
- Making
findings of fact based on the relevant evidence or material.
- Reasoning
to the decision by application of the relevant legal principles to
findings of fact, both primary and inferential.
Section 430 therefore does not require that the Tribunal make reference, in its
reasons, to the disposition of a request from an applicant for
a medical
examination or for any other investigation. The Tribunal's consideration of
whether or not to exercise its power under
s 427(1)(d) in aid of its
discretion under s 424(1), whether requested or not, to "get any
information that it considers relevant", is neither evidence nor material nor a
fact upon
which the Tribunal could base any findings or its ultimate decision.
The nature of the Tribunal's treatment of the agent's letter
of 20 June 2008 in
its reasons was consistent with that view of what s 430 requires and the logical
structure it presupposes.
- In
any event, the Tribunal's reasons were sufficient unto the day for what they
disclosed about its approach to the agent's letter.
The Tribunal made express
reference to the letter and its contents so far as they went to SZGUR's
forgetfulness, depression and
Bipolar Mood Disorder. It referred to the
psychiatrist's report and the statutory declarations which were provided with
the letter.
The absence of a reference to the agent's request in this context
provides no support for an inference that the request was overlooked.
The
Tribunal having read the letter must have read the agent's request. It is
difficult to see by what mental process the Tribunal
could be said not to have
considered that request. The Tribunal's reasoning about the effect of SZGUR's
mental state on his recollection
of matters of central importance to his claim
suggests that it might well have formed the view that an independent assessment
of
his mental health would have at most confirmed the claims made about it by
the agent without resolving the important contradictions and
inconsistencies which were, in the end, fatal to his application. It may be
that
the Tribunal would be open to criticism for that process of reasoning, but
it is a process of reasoning about the evidence and material
before the Tribunal
which could not disclose jurisdictional error. It should also be noted that
there is nothing to suggest that
SZGUR could not have obtained from his
psychiatrist a more expansive report than the bare certificates which were
provided. That
report could have addressed the very matters of which the agent
asked the Tribunal to arrange an independent assessment.
- In
submissions against the Minister's appeal, SZGUR argued that:
- If
the Tribunal's letter was issued pursuant to s 424A, the Tribunal was required
to have regard to the agent's request by reason of s 424A(1)(c).
- If
the Tribunal's letter was not sent pursuant to s 424A, it was properly
characterised as a letter issued pursuant to s 424 whereby the Tribunal sought
"information" that it considered relevant. In that event, it was required by s
424 to have regard to the information provided in the agent's letter, including
the agent's request.
Neither of these submissions can be sustained. The first depends upon the
incorrect proposition that the letter was sent under s 424A. The second
would treat the agent's request as "information" for the purposes of s 424.
The agent's request was a request that the Tribunal obtain information
exercising its powers under s 427(1)(d). It was not itself
information.
- In
any event, for the reasons already given the factual premise that the Tribunal
failed to consider the agent's request was not
established. Subject to the
issues raised in the notice of contention, the appeal must be allowed.
The notice of contention – submissions and
disposition
- SZGUR
filed a notice of contention seeking to support the outcome in the Federal Court
on the basis that Rares J should have found
a jurisdictional error on the part
of the Tribunal on grounds other than on which he decided the case. Eight
grounds of contention
were arranged under four topics:
. The Tribunal's statutory function with respect to evidence. (Grounds
1-2)
. Breach of procedural fairness. (Grounds 3-5)
. Due administration of the Migration Act. (Grounds 6-7)
. The nature of a s 414(1) review. (Ground 8)
- Under
the first heading, SZGUR submitted that the Tribunal had based its decision on a
finding that there was no connection between
his medical condition and his
memory or the quality of his evidence. He complained in ground 1 of the notice
of contention that:
. the Tribunal had no evidentiary basis for that
finding;
. the finding was based on the Tribunal's own lay opinion; and
. the Tribunal was not authorised by the Migration Act to act on its lay
opinion.
As was pointed out in the submissions for the Minister, Rares J
acknowledged that the Tribunal focused upon the insufficiency of the
medical evidence provided by SZGUR in response to the Tribunal's letter of 11
April
2008. On the basis of the insufficiency of the evidence, the Tribunal was
entitled to come to the conclusion that the contradictions
and inconsistencies
it had identified were not explained by the brief, uninformative statements in
the psychiatrist's certificates,
nor by anecdotal lay accounts of forgetfulness
set out in the statutory declarations.
- SZGUR
also contended that, having accepted that he suffered from Bipolar Mood
Disorder, depression and forgetfulness, the Tribunal
failed to make inquiries as
to the significance of his medical condition and how it bore upon his
application, preferring to act
upon its own judgment about what he might have
been expected to remember concerning facts bearing on his application. This
constituted,
he submitted, a failure to review the delegate's decision as
required by s 414 (grounds 2(a) and (b)). For the reasons already given, the
Tribunal was under no obligation to make further inquiry in relation to the
significance
of SZGUR's medical condition. It acted upon its view of the
limitations of the evidence provided to it. In so doing, it did not
fail to
discharge its duty under s 414.
- Then
it was said that the Tribunal failed to have "regard ... to ... the information
within its knowledge about [SZGUR's] medical
condition". This was characterised
as non-compliance by the Tribunal with s 424(1) of the Migration Act (ground
2(c)). There is no substance in the point. The Tribunal had regard to the
evidence and found it wanting.
- The
second avenue of attack in the notice of contention was based on procedural
fairness (grounds 3-5). Grounds 3 and 4 relied upon
the premise that the
Tribunal failed to consider the agent's request that it arrange for an
independent assessment of SZGUR. For
the reasons already given, that premise
was not made out.
- Then
it was said that it was not open to the Tribunal to reach the state of
satisfaction or non-satisfaction required by s 65 of the Act as to the
fulfilment of the criteria for the grant of a protection visa without:
. having regard to and considering the agent's request; and
. taking steps to obtain an independent medical opinion.
Again, SZGUR failed to demonstrate that the Tribunal did not have regard to and
consider the agent's request. In any event the Tribunal
was under no obligation
to obtain an independent medical report. It was under no obligation derived
from s 427(1)(d) to consider whether to obtain such a report. It was
entitled to decide the case on the material before it and if the material were
insufficient to satisfy it that SZGUR was entitled to the grant of a protection
visa, it was required to affirm the delegate's decision.
- Grounds
6 and 7 of the notice of contention under the heading "Due Administration of the
Migration Act as Federal Law" rested upon the premise that the Tribunal
failed to consider the agent's request. For that reason alone they cannot
succeed.
- Ground
8 assumed that the Tribunal did in fact consider the agent's request that it
arrange for an independent assessment of SZGUR
but then asserted:
- such
consideration as may have been given to the request by the Tribunal lacked the
character of a proper, genuine and realistic consideration
of [SZGUR's] case as
was necessary to constitute a "review" required by section 414(1) of the
Migration Act to be undertaken; and
- by
reason of its failure to comply with section 414(1), the Tribunal
constructively failed to exercise its jurisdiction under the
Act.
It was submitted for SZGUR in support of this ground that if the Tribunal did
consider the agent's request its consideration was
deficient because "lacking
probative information and evidence to support it, it was not of the quality
necessary to meet the requirements
of section 414(1) and section
65 of the Migration Act". The Minister made the point in response that
the lack of reference to the agent's request in the Tribunal's reasons did not
support
an inference that the Tribunal had failed to consider the request. That
argument having been accepted, there was no basis for any
inference as to the
degree of intensity with which the request was considered.
- None
of the matters set out in the notice of contention was sufficient to support the
outcome in the Federal Court.
Conclusion
- For
the preceding reasons the appeal should be allowed, and paragraphs 1 and
2(a) and (b) of the order of the Federal Court set aside.
In lieu thereof there
should be an order that the appeal to that Court be dismissed. The appellant,
in accordance with his undertaking,
should pay the first respondent's costs of
the appeal.
- GUMMOW
J. The first respondent is a citizen of Nepal who arrived in Australia on
18 December 2004 and thereafter applied for a protection
visa under the
Migration Act 1958 (Cth) ("the Migration Act"). His application was
refused by a delegate of the appellant ("the Minister"). He then applied,
pursuant to s 412 of the Migration Act, for review of the delegate's
decision by the Refugee Review Tribunal ("the Tribunal"). The Tribunal, as
constituted for the third
time, affirmed the delegate's refusal. The Tribunal
is the second respondent and has filed a submitting appearance.
- An
application to the Federal Magistrates Court (Nicholls FM) for judicial
review of the Tribunal's decision was
unsuccessful[32].
An appeal by the first respondent to the Federal Court was heard by
Rares J. His Honour held that there had been a constructive
failure to
exercise jurisdiction on the part of the
Tribunal[33].
His Honour made an order in the nature of certiorari quashing the Tribunal's
decision and an order in the nature of mandamus directing
the Tribunal to
determine the application for review of the delegate's decision according to
law.
- The
constructive failure to exercise jurisdiction was held by Rares J to be the
Tribunal's failure to consider a request, made by
the first respondent's
migration agent on his behalf, that the Tribunal arrange an independent
assessment of his mental health.
The mental health of the first respondent was
said to be relevant to his credibility because it made him forgetful or
otherwise caused
him memory problems, and this explained certain errors and
inconsistencies in evidence provided by him in support of his claim for
protection. For the reasons which follow, and contrary to the decision of the
Federal Court, there was no such constructive failure
to exercise jurisdiction
by the Tribunal. The Minister's appeal to this Court should be allowed.
The course of events in the Tribunal
- The
Tribunal decision the subject of the application to Nicholls FM was the
third decision of the Tribunal on review of the delegate's
refusal to grant a
protection visa to the first respondent. Each decision had been made by a
differently constituted Tribunal.
This circumstance was brought about by the
setting aside of the first, and later the second, decision of the Tribunal, by
order of
the Federal Magistrates
Court[34]. The
reasons for those orders do not affect this appeal.
- The
first respondent attended four hearings conducted before the Tribunal. The
first hearing, on 27 May 2005, and the second hearing,
on 25 July
2006, were before the first and second Tribunals respectively. The third and
fourth hearings, on 6 March 2008 and 2 April
2008, were both conducted
by the third Tribunal. The Tribunal, as constituted for the third time, had
regard to material that had
been before the Tribunal as previously constituted,
including evidence given at the first and second hearings. It appears to be
the
better view, as indicated by the Full Court of the Federal Court in SZEPZ v
Minister for Immigration and Multicultural
Affairs[35],
that the Tribunal was entitled to have regard to such material, and no party in
this Court argued to the contrary.
- After
the fourth and final hearing, the Tribunal wrote to the first respondent's
former (but then current) migration agent by letter
dated 11 April 2008.
The letter, using the language of s 424A of the Migration Act, invited the
first respondent to comment on or respond in writing to "information" that the
Tribunal considered would be a reason
for affirming the delegate's refusal to
grant the protection visa. The letter set out "contradictions and
inconsistencies" in what
the first respondent had stated in his visa
application, in a written submission to the first Tribunal, and at the four
Tribunal
hearings. The first respondent's written comment or response to the
information was required by 28 April 2008. An extension of
time was
granted until 27 May 2008 upon a request by the first respondent's then
migration agent for audio recordings of the first
and second Tribunal
hearings.
- On
20 May 2008, the first respondent's new migration agent requested a further
extension of time, citing his own impending travel
overseas and the first
respondent's "depression". Attached to the letter was a certificate from
Dr Masood Khan, a psychiatrist,
dated 14 May 2008 which stated that
the first respondent was suffering from depression and was unfit to work from
15 to 29 May 2008.
Also attached were statutory declarations made by
several acquaintances of the first respondent which variously referred to their
perceptions of his "forgetting habit", "weak memory power", "poor memory
especially in remembering names and dates", of him being
a "bit forgetful" and
"an absent-minded person", and that he "often forgets important dates and
events". The letter also stated
that the migration agent had asked the first
respondent to obtain a "detailed psychological report". A further extension was
granted
to the first respondent until 3 July 2008.
- The
response to the Tribunal's invitation, critical to this appeal, was made by the
migration agent by letter dated 20 June 2008.
The letter stated that the
first respondent had difficulty remembering past events and "mixed up" things
all the time. It accepted
that the first respondent had provided contradictory
information to the Tribunal on different occasions. The letter continued:
"[The first respondent] claims that he has mentioned his habit of forgetting
things during the Tribunal hearing as well.
Looking at his ongoing mental problem [and] depression, he is unable to provide
categorical comments on the issues you have raised.
He has realized that his problem of forgetting things is getting worse day by
day. ...
I previously asked him to present [a] detailed psychiatric report. I had
given him a letter to hand to his psychiatrist. Now he
claims that I never
gave him such letter.
For the above reasons I would like to request you to assess his application
based on his original application and evidences [sic]
considering his mental
health.
To further assess his mental health situation, I would like to request you to
arrange independent assessment of his mental health,
if required. [The first
respondent] confirms that he would pay the cost of the
assessment."
Attached to the letter was a certificate of Dr Khan dated 16 June 2008
stating that the first respondent was "being treated for Bipolar
Mood Disorder"
and was "receiving regular medication" and attending consultations with
Dr Khan. Two further statutory declarations
were attached in which
acquaintances stated their opinions that the first respondent was
forgetful.
- The
letter did not make reference to s 427(1)(d) of the Migration Act; however,
that section provides relevantly as follows:
"For the purpose of the review of a decision, the Tribunal may:
...
(d) require the Secretary to arrange for the making of any investigation, or any
medical examination, that the Tribunal thinks necessary
with respect to the
review, and to give to the Tribunal a report of that investigation or
examination."
- In
issue on this appeal is whether the Tribunal in fact considered the migration
agent's request and, if it did not do so, whether
a failure to consider the
request amounted to jurisdictional error. It has not been argued at any stage
of the litigation that the
first respondent lacked capacity or competency to
make a visa application or take part in proceedings before the
Tribunal[36].
The decision of the Tribunal
- The
Tribunal handed down its decision on 16 September 2008. In reviewing the
delegate's decision, the Tribunal was required by s 430(1) of the Migration
Act to provide a written statement that set out the reasons for its decision and
its findings on any material questions of fact, and
that referred to the
evidence or any other material on which those findings of fact were based. The
first respondent's claim to
be owed protection obligations was based on a fear
of persecution by the Royal Nepalese Army by reason of his actual or imputed
political
opinion, namely his support of the Maoists. The Tribunal's reasons
reveal that it did not believe the first respondent's assertions
that he: (i)
was involved with the Maoists in Nepal by collecting donations for them and
providing them with security information;
(ii) had gone into hiding with his
family in Nepal because of fears for their safety; and (iii) required assistance
to depart Nepal
legally. The Tribunal found the first respondent not to be a
credible witness, and found he was untruthful given the several inconsistencies
in his evidence and incorrect statements made by him.
- The
reasons of the Tribunal dealt in turn with each of the three matters raised by
the first respondent. In addressing each matter,
the Tribunal found that the
first respondent had not been truthful about that matter. At par 124 of
its reasons, the Tribunal summarised
its decision by restating its findings that
the first respondent was untruthful and the three matters raised by him lacked
foundation.
In par 125 the Tribunal said:
"In reaching the above finding the Tribunal has taken into account the
statutory declaration[s] provided by [the first respondent's]
friends as to his
forgetfulness. In reaching the above finding the Tribunal has also taken into
[account] the medical certificates
of Dr Masood Khan, consulting
psychiatrist the first of which stated that he was suffering from depression and
the other which stated
that [the first respondent] is being treated for Bipolar
Mood Disorder and is receiving regular medication and attends consultations
with
him. The Tribunal has also taken into account that [the first respondent], by
being separated from his family, is in a stressful
situation. Further, the
Tribunal has taken into account the time that has lapsed since [the first
respondent] left Nepal and he
lodged the application. However, the Tribunal was
not provided with any further details about [the first respondent's] condition
by himself or Dr Khan nor did the medical certificates specifically address
the issues raised in the Tribunal's letter of 11 April
2008 or [the first
respondent's] forgetfulness."
The reference in the first sentence of par 125 to "the above finding" is
ambiguous. It may be a typographical error. It may refer
to the several
findings summarised in par 124. This would also be consistent with reading
"the above finding" in par 124 as a singular
finding by the Tribunal that
the first respondent had not made out his claim to be owed protection
obligations. That claim was dependent
upon the three matters considered, and
his truthfulness as to those matters, as the basis upon which his well-founded
fear of persecution
could be demonstrated.
- No
reference was made in the Tribunal's reasons to s 427(1) of the Migration
Act, or to the request made by the migration agent for the Tribunal to arrange
an independent assessment of the first respondent's mental
health.
The reasoning of the Federal Magistrates Court and the Federal
Court
- Argument
before Nicholls FM had focused on whether his Honour should apply the
reasoning of Wilcox J in Prasad v Minister for Immigration and Ethnic
Affairs[37],
a case brought under the different regime of the Administrative Decisions
(Judicial Review) Act 1977 (Cth) ("the ADJR Act"), and find that the
Tribunal had fallen into jurisdictional error by unreasonably failing to make
inquiries
of Dr Khan as to the effect of the first respondent's mental
health on his memory. The decision in Prasad was fully considered by
this Court in Minister for Immigration and Citizenship v
SZIAI[38],
a judgment delivered after Nicholls FM made his decision in the present
case.
- On
the appeal to the Federal Court the focus shifted. The successful ground of
appeal was that Nicholls FM had erred in not finding
that the Tribunal's
failure to consider to exercise its power under s 427(1)(d) of the
Migration Act was a failure to undertake its statutory duty of review imposed by
the words "must review the decision" in s 414 of the Migration Act. The
submission advanced by the first respondent, and accepted by Rares J, was
that the Tribunal failed to consider the migration
agent's request that the
Tribunal arrange a mental health examination of the first respondent, and that
such a failure gave rise
to a constructive failure to exercise jurisdiction.
- His
Honour noted the absence of express reference in the Tribunal's written reasons
to the migration agent's
request[39].
He referred to s 430(1) of the Migration Act which provides as follows:
"Where the Tribunal makes its decision on a review, the Tribunal must prepare a
written statement that:
(a) sets out the decision of the Tribunal on the review; and
(b) sets out the reasons for the decision; and
(c) sets out the findings on any material questions of fact; and
(d) refers to the evidence or any other material on which the findings of fact
were based."
- His
Honour said that the obligation in s 430(1) "involves the tribunal
recording what it did, not what it was asked to do, or supposed to do, or might
have done"[40].
He then set out a passage from Minister for Immigration and Multicultural
Affairs v
Yusuf[41].
That case decided that s 430(1) obliged the Tribunal to set out its
findings on only those questions of fact which it considered material to its
decision. The passage
set out by Rares J was from the reasons of McHugh,
Gummow and Hayne JJ and included the statement that s 430 "entitles a
court to infer that any matter not mentioned in the s 430 statement was not
considered by the Tribunal to be
material[42]".
Rares J
continued[43]:
"Since the tribunal did not refer to the request or the test it applied
to exclude the possible effect of depression and or bipolar mood disorder on
[the first respondent's] memory,
let alone indicate any consideration of
these matters, it is safe to infer that it either overlooked them
or had no good reason for not considering them". (emphasis
added)
- At
the conclusion of that passage his Honour referred to Re Minister for
Immigration and Multicultural and Indigenous Affairs; Ex parte
Palme[44]
and Applicant WAEE v Minister for Immigration and Multicultural and
Indigenous
Affairs[45].
In Palme, Gleeson CJ, Gummow and Heydon JJ said:
"It was decided by this Court in R v Australian Stevedoring Industry Board;
Ex parte Melbourne Stevedoring Co Pty
Ltd[46],
where an order for prohibition under s 75(v) of the Constitution was made,
that the 'inadequacy' of the material on which the decision-maker acted may
support the inference that the decision-maker
had applied the wrong test or was
not 'in reality' satisfied of the requisite
matters."
In WAEE, the Full Court of the Federal Court observed:
"The inference that the tribunal has failed to consider an issue may be drawn
from its failure to expressly deal with that issue
in its reasons. But that is
an inference not too readily to be drawn where the reasons are otherwise
comprehensive and the issue
has at least been identified at some point. It may
be that it is unnecessary to make a finding on a particular matter because it
is
subsumed in findings of greater generality or because there is a factual premise
upon which a contention rests which has been
rejected."
- There
is some difficulty with the approach taken by Rares J as indicated in the
passages quoted above. The Tribunal's treatment
of the evidence adduced
respecting the first respondent's mental health, and its relation (if any) to
his memory and therefore the
credibility and veracity of his claims, was a
matter distinct from the treatment by the Tribunal of the migration agent's
request
for a medical examination of the first respondent. The drawing of an
inference that the Tribunal had no good reason for not considering
the request
necessarily assumes the drawing of an anterior inference that the Tribunal did
not consider the request. But that difficulty
is merely a symptom of the more
fundamental problem. The approach invites error by conflating consideration of
the inferences available
in respect of, on the one hand, the Tribunal's findings
as to material facts, and, on the other, its treatment of a request to require
the Secretary to the Department of Immigration and Citizenship to arrange a
medical examination.
- The
remainder of his Honour's reasoning that a failure by the Tribunal to consider
the request amounted to jurisdictional error will
be considered later in these
reasons. It is convenient first to deal with the Minister's submission that the
inference made by Rares
J should not have been made.
Did the Tribunal fail to consider the request?
- The
Minister submits that clearly the Tribunal read the migration agent's letter of
20 June 2008. In its reasons the Tribunal referred
to and summarised the
majority of the contents of the letter, but it did not make reference to the
request for a further medical
examination of the first respondent. The Minister
submits that Rares J erred in drawing an inference that the failure by the
Tribunal
to refer to the request in its written statement meant that the
Tribunal had not considered the request. That submission should
be
accepted.
- An
applicant in the Federal Magistrates Court for judicial review of the Tribunal's
decision, as the moving party, bears the onus
of establishing jurisdictional
error on the part of the Tribunal. Nothing in the Migration Act displaces the
usual position that it is for the moving party to make out its case. In
Industrial Equity Ltd v Deputy Commissioner of
Taxation[47],
Gaudron J made a similar point with respect to the ADJR Act. We are not
concerned here with questions of a presumption of the regularity
or validity of
administrative
action[48].
Rather, the point to be made is that it fell to the first respondent to
establish a basis for drawing the inference necessary to
make out the alleged
jurisdictional error. There was certainly no burden upon the Minister to
demonstrate the positive proposition
that the Tribunal had indeed considered the
request.
- In
the penultimate paragraph of his reasons, Rares J referred to an argument
put by the Minister that an inference should be drawn
that the Tribunal had
considered, and rejected, the request. His Honour said in
response[49]:
"But, there is no material, including any reference to the request, on which I
can be satisfied that it was considered. There was
no indication in the
tribunal's written statement or the material in the appeal book that the
tribunal either identified the making
of the request to it or, if it did, that
it considered and then rejected it (as it would have been entitled to
do)".
If this passage is to be understood as requiring the Minister to demonstrate, by
way of evidence or inference, that the Tribunal
did consider the request, that
would indicate an incorrect approach to a proceeding for judicial review of the
Tribunal's decision.
- The
question whether the inference should have been drawn in the present case can
only be addressed in the setting provided by the
Migration Act, and in
particular by reference to the requirement in par (b) of s 430(1) that
the Tribunal provide a written statement which sets out the reasons for the
decision. Contrary to the reasoning in the Federal
Court, par (b) of
s 430(1) does not create any requirement that the Tribunal record generally
"what it did" in conducting its review, and does not require the
Tribunal, in
every case, to describe or state the procedural steps taken by it in reviewing
the relevant decision. The obligation
under s 430(1) focuses upon the
thought processes of the Tribunal in reaching its decision on what it considers
to be the material questions of
fact[50]. The
absence of reference in the Tribunal's reasons to its consideration of the
request for a medical examination of the first respondent
is to be contrasted
with an absence of reference to findings of fact or to evidence and material
upon which such findings are based.
Section 430(1) deals with the latter
in pars (c) and (d); it does not deal with the former. The statute
does not require the Tribunal to disclose
procedural decisions taken in the
course of making its "decision on a review". There may be situations where a
procedural decision
forms part of the Tribunal's "reasons for the decision"
under par (b), but that is not so here.
- An
inference that the Tribunal did or omitted to do some act in the course of its
review, not being a matter which s 430(1) requires the Tribunal to set out,
should not be drawn lightly. Nothing found in the authorities relied upon by
Rares J assists in
the present case. The statement by McHugh, Gummow and
Hayne JJ in
Yusuf[51],
given the surrounding context and the authorities collected in the footnote at
its conclusion, demonstrates that the reference there
was to "matters of fact"
or "findings of fact" and not to matters generally, such as the procedures the
Tribunal chose to adopt in
fulfilling its duty to review the delegate's
decision.
- In
WAEE, the Full Court of the Federal Court was considering the Tribunal's
failure to make reference to evidence that the appellant's son
was married to a
Muslim woman and the contention that this supported his claimed fear of
persecution in Iran; a matter going directly
to the criterion for the grant of a
protection
visa[52].
- Finally,
the passage in
Palme[53]
to which Rares J referred, noted that, given the detail in the relevant
departmental submission and the statement by the decision-maker
that he had
considered all relevant matters, no assistance could be gained from the
statement by Gibbs CJ in Public Service Board of NSW v
Osmond[54]
(made with reference to Padfield v Minister of Agriculture, Fisheries and
Food[55])
that "if the decision-maker does not give any reason for his decision, the court
may be able to infer that he had no good reason".
The inference could not be
drawn in Palme because the decision-maker had given reasons for his
decision, albeit reasons which did not meet the statutory description due to
the
failure to express the essential ground or grounds for the conclusion
reached[56].
In the present case, no assistance can be drawn from the statement by
Gibbs CJ in Osmond, or the reference to it in Palme; the
Tribunal fulfilled its duty to give written reasons under par (b) of
s 430(1).
- The
Tribunal had clearly read the letter from the migration agent. The Tribunal
summarised most of its contents in its written statement.
That weighs against
the drawing of an inference that the Tribunal did not read or did not turn its
mind to the paragraph in which
the request was made. The absence of reference
in the Tribunal's written statement to the making of the request by the
migration
agent or to the Tribunal's decision as to the request was the only
evidential basis upon which the inference could be made. In light
of the other
evidence, that was not a sufficient basis to found an inference that the
Tribunal failed to consider whether to exercise
its power under s 427(1)(d)
to require the Secretary to arrange for a medical examination.
Jurisdictional error?
- While,
in light of the above conclusion, it is not necessary to decide conclusively
whether a failure by the Tribunal to consider
the request would have amounted to
jurisdictional error, something should be said on that subject. Rares J
had
referred[57] to
the following passage from the plurality judgment in
SZIAI[58]:
"Although decisions in the Federal Court concerned with a failure to make
obvious inquiries have led to references to a 'duty to
inquire', that term is
apt to direct consideration away from the question whether the decision which is
under review is vitiated
by jurisdictional error. The duty imposed upon the
Tribunal by the Migration Act is a duty to review. It may be that a
failure to make an obvious inquiry about a critical fact, the existence of which
is easily
ascertained, could, in some circumstances, supply a sufficient link to
the outcome to constitute a failure to review. If so, such
a failure could give
rise to jurisdictional error by constructive failure to exercise
jurisdiction[59].
It may be that failure to make such an inquiry results in a decision being
affected in some other way that manifests itself as jurisdictional
error. It is
not necessary to explore these questions of principle in this
case."
- His
Honour appears to have accepted that the Tribunal was not required to exercise
its power under s 427(1)(d). The absence of a requirement is made clear by
the use of the word "may" in the opening words of the sub-section; a point which
was
made in Minister for Immigration and Multicultural and Indigenous Affairs
v SGLB[60].
Rather, his Honour framed the issue as whether the Tribunal ought to have
considered the request for a medical
examination[61].
His Honour, in reliance upon the reasoning of the Full Court in Minister for
Immigration and Multicultural and Indigenous Affairs v
Maltsin[62]
and the circumstance that the request was made by the migration agent in his
response to an invitation under s 424A, concluded that the Tribunal thereby
"constructively failed to exercise its jurisdiction and failed to have regard to
a relevant
consideration, namely the
request"[63].
- Three
points must be made with respect to that conclusion. First, the decision in
Maltsin concerned the obligation of the Migration Review Tribunal ("the
MRT") under s 361(3) of the Migration Act, the analogue of s 426(3)
with respect to the Refugee Review Tribunal. Sub-section (3) of s 361
provides that the MRT "must have regard" to any notice given by an applicant,
under sub-s (2) or (2A), that the applicant wishes
the MRT to obtain oral
or written evidence. The reasoning in Maltsin respecting consideration
of an applicant's wishes is not relevant to the power conferred in discretionary
terms by s 427(1). Indeed, the Full Court in WAGJ v Minister for
Immigration and Multicultural and Indigenous
Affairs[64],
when specifically addressing s 427(1)(d), concluded that there was no
obligation on the Tribunal to consider whether to exercise the power there
conferred.
- Secondly,
it appears from the content of the Tribunal's letter of 11 April 2008 that
it considered it was providing an invitation
to the applicant under s 424A
of the Migration Act to comment or respond to information that the Tribunal
considered would be a reason for affirming the delegate's decision. No party
suggested to the contrary before either Nicholls FM or Rares J.
However, the assumption that the invitation was made pursuant to
s 424A
does not appear to be correct, given that the Tribunal's disbelief of the first
respondent's evidence arising from inconsistencies
therein could not be
characterised as "information" within the meaning of
s 424A[65].
The statutory basis for the Tribunal's invitation would appear, on a proper
construction of the legislation, to be s 424 of the Migration Act. This
empowered the Tribunal in conducting the review to get any information it
considered relevant. The Minister advanced several
arguments that whether an
invitation was made under either s 424A or s 424 did not affect what
the Tribunal was required to do with a request that it exercise the power under
s 427(1)(d) to require the Secretary to arrange a medical examination. It
is not necessary to address these arguments as the issues do not arise
in this
appeal.
- Thirdly,
it was accepted by Rares J that the Tribunal was entitled to reject the
request made of
it[66]. Thus
there did not arise the point left open in SZIAI, that a failure to
make an obvious inquiry as to a critical fact may give rise to
jurisdictional error. The alleged failure on the part of the Tribunal was
a
failure to consider whether to (require the Secretary to) make an inquiry
by arranging a medical examination.
The first respondent's notice of contention
- While
the Minister has made good his first ground of appeal, there remains the notice
of contention filed by the first respondent.
Grounds 3, 4, 5(a),
6 and 7 of the notice are premised on a failure by the Tribunal to
consider the migration agent's request and
so must fail.
- Grounds 1,
2(a) and 2(b) take issue with the way in which the Tribunal proceeded to
make its decision in the absence of expert evidence
as to the effect of the
first respondent's mental condition on his memory. Of relevance in this regard
is what the Tribunal said
in the balance of par 125 of its written
statement[67]:
"Further, there is a difference between forgetting everyday events, dates and
names and forgetting specific details that are central
to [the first respondent]
having to leave Nepal even if the Tribunal takes into consideration, in
combination, the length of time
since [the first respondent] left Nepal, [the
first respondent's] claimed forgetfulness and depression/Bipolar Mood Disorder.
In
particular the Tribunal would expect [the first respondent] to remember when
he started to collect donations or, at least, with better
specificity than a
difference of 7 years ... and where he collected those donations whether it was
in a rural area or where he had
operated his business for sometime [sic]. The
Tribunal would also expect [the first respondent] to remember who provided
assistance
to him at the airport so he could leave Nepal and whether he had
arranged this assistance the day before or it happened by chance
on the day.
Further, the Tribunal would expect [the first respondent] to remember if the
assistance was provided by a relative or
not, irrespective of how long it was
since he left Nepal."
- The
first respondent submits that the Tribunal made a finding that there was no
connection between his medical conditions and his
memory, without any
evidentiary foundation, and based upon its own lay opinion and the imposition of
a standard as to what he could
be expected to remember despite his medical
conditions.
- The
Tribunal took into account the evidence of Dr Khan that the first
respondent was suffering (and presumably continued to suffer)
from both
depression and bipolar mood disorder. That evidence did not explain when the
first respondent began suffering from either
of those conditions, except insofar
as Dr Khan certified him as unfit to work from 15 to 29 May 2008 by
reason of depression. There
was a lack of evidence linking the mental health of
the first respondent with his claimed memory problems so as to explain, or be
capable of explaining, the inaccuracies and inconsistencies in statements made
by him to the Tribunal. No evidence was provided
as to the likely effect, upon
patients generally, of depression or bipolar mood disorder on memory, or as to
their capacity to become
confused in recalling events. No evidence was provided
of the actual or likely effect of those two conditions, disparately or in
conjunction, upon the first respondent.
- In
Minister for Immigration and Multicultural and Indigenous Affairs v QAAH of
2004[68],
Gummow ACJ, Callinan, Heydon and Crennan JJ observed:
"This Court has repeatedly said that the proceedings of the Tribunal are
administrative in nature, or
inquisitorial[69],
and that there is an onus upon neither an applicant nor the
Minister[70].
It may be that the Minister will sometimes, perhaps often, have a greater
capacity to ascertain and speak to conditions existing
in another country, but
that does not mean that the Minister is to bear a legal onus, just as, in those
cases in which an applicant
is the better informed, that applicant is not to be
so burdened."
- Accordingly,
neither the Tribunal itself nor the primary decision-maker acts as a
contradictor to a visa applicant's
case[71]. But
an applicant for a protection visa must put forward the evidence the applicant
wishes the Tribunal to
consider[72].
Evidence as to a relevant connection between his mental condition and memory
difficulty could be expected to have come from the
first respondent or his
migration
agent[73].
Indeed, the migration agent without success had already requested that his
client obtain a more thorough medical report.
- The
Tribunal was entitled to proceed on the basis that it understood the first
respondent had the relevant medical conditions, but
in the absence of evidence
was unable to find that those conditions impaired his memory. The Tribunal did
not make a finding that
the medical conditions did not impair the first
respondent's memory. The Tribunal had no evidence on which it could explain
away
or put aside the errors and inconsistencies it had found in his evidence.
What it went on to say about its "lay" expectations was
not necessary to support
that reasoning.
- Grounds 2(c)
and (d) of the notice of contention essentially complain that the Tribunal,
once it was aware of the first respondent's
medical conditions, was required by
s 424(1) of the Migration Act to have regard to his medical conditions, and
the Tribunal was obliged to inquire as to what the medical conditions meant and
how
they bore upon his visa application. If it were accepted that the Tribunal
was seeking, and received, information as to the first
respondent's mental
health under s 424(1), then it was required to have regard to that
information in making the decision on review. It did so. Section 424(1)
is not the source of any obligation on the Tribunal to go further and seek more
information that might enhance, detract from or otherwise
be relevant to
information which it has already received.
- Ground 5(b)
of the notice of contention is to the effect that the Tribunal, in order to
reach a state of satisfaction about whether
the criteria for a protection visa
had been met (s 65(1)(a)(ii)), was required to obtain an independent
medical report. But for the reasons given
above[74],
there was no duty on the Tribunal to obtain a medical report. Even if the
Tribunal had required the Secretary to arrange a medical
examination under
s 427(1)(d), attendance at the examination would not have been compulsory.
A further power of the Minister concerning medical examinations is
contained in
s 60 of the Migration Act. By virtue of s 415(1), this is a power
also enjoyed by the Tribunal. Section 60 provides as follows:
"(1) If the health or physical or mental condition of an applicant for a visa is
relevant to the grant of a visa, the Minister may
require the applicant to
visit, and be examined by, a specified person, being a person qualified to
determine the applicant's health,
physical condition or mental condition, at a
specified reasonable time and specified reasonable place.
(2) An applicant must make every reasonable effort to be available for, and
attend, an examination."
As is apparent from s 60(2), the visa applicant is not required to attend
the examination. This may be because in most cases it will be, or at least in
the
present case it was, in the interests of the applicant to attend such an
examination given the adverse consequences for his or her
application which
might follow on from a failure to so attend.
- The
terms of s 427(1)(d) qualify the Tribunal's power with respect to medical
examination by the words "that the Tribunal thinks necessary with respect to
the
review". There were no circumstances here that made such an examination
necessary. The first respondent's migration agent had
asked his client to
obtain a detailed psychiatric or psychological report. The reason why such a
report was not obtained was unknown.
In his letter to the Tribunal, the
migration agent said he gave the first respondent a letter for Dr Khan
(presumably requesting
a written report) but the first respondent then claimed
never to have been given such a letter. The migration agent had indicated
that
the first respondent would meet the costs of an examination if arranged by the
Tribunal. No reason has been shown as to why
it would have been more
appropriate, or necessary, for the Tribunal rather than the first respondent or
his migration agent to arrange
for such an examination. I agree with
Rares J[75]
that it was open to the Tribunal to reject the request.
- The
premise of ground 8 of the notice of contention is that if the Tribunal did
consider the request, then no "proper, genuine and
realistic consideration" was
given to the request such that the Tribunal failed to review the delegate's
decision as it was required
to do by s 414(1). It is not possible to infer
that the Tribunal gave a particular degree of consideration to the request. The
success of this ground
therefore depends upon establishing that if the Tribunal
had given proper, genuine and realistic consideration to the request, it
would
have sought a medical report under s 427(1)(d). That is no more than
another way of saying the Tribunal was bound to seek the medical report, which
it was not.
Order
- The
grant of special leave to appeal was made upon an undertaking by the Minister
not to seek to disturb the orders as to costs made
in the courts below, and to
pay the costs of the first respondent of this appeal, including the special
leave application, regardless
of the result of the appeal. It should therefore
be ordered that:
1. Appeal allowed.
- Paragraphs 1
and 2(a) and (b) of the order of the Federal Court made on 4 March
2010, as varied by the order of that Court made on
26 March 2010, be set
aside and in place thereof order that the appeal to that Court be dismissed.
- The
Minister pay the costs of the first respondent in this Court.
- HEYDON
J. I agree with the reasons given by French CJ and Kiefel J, and Gummow
J.
- CRENNAN
J. For the reasons given by French CJ and Kiefel J, and also by
Gummow J, I agree that the appeal should be allowed and
that consequential
orders should be made. I have nothing to add.
[1] He arrived on a sub-class 679
visa.
[2] Migration Act, s 424A(1)(a).
[3] Migration Act, s 424A(1)(c). The
Tribunal is also required to ensure, as so far as is reasonably practicable,
that the applicant understands why the information
is relevant and the
consequences of it being relied on in affirming the decision under review: s
424A(1)(b).
[4] [2007] HCA 26; (2007) 81 ALJR 1190 at 1196 [18]
per Gleeson CJ, Gummow, Callinan, Heydon and Crennan JJ; [2007] HCA 26; 235 ALR 609 at
616; [2007] HCA 26.
[5] Citing with approval VAF v
Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 123; (2004) 206
ALR 471 at 477 per Finn and Stone JJ.
[6] Commissioner for Australian
Capital Territory Revenue v Alphaone Pty Ltd [1994] FCA 1074; (1994) 49 FCR 576 at 591-592;
and see SZBEL v Minister for Immigration and Multicultural and Indigenous
Affairs [2006] HCA 63; (2006) 228 CLR 152 at 161-162 [29]- [32] per Gleeson CJ, Kirby,
Hayne, Callinan and Heydon JJ; [2006] HCA 63; Re Minister for
Immigration and Multicultural and Indigenous Affairs; Ex parte Palme [2003] HCA 56; (2003)
216 CLR 212 at 219 [22] per Gleeson CJ, Gummow and Heydon JJ; [2003] HCA 56 and
Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex
parte MIAH (2001) 206 CLR 57 at 117-118 [194] per Kirby J; [2001] HCA
22.
[7] Applicant NAFF of 2002 v
Minister for Immigration and Multicultural and Indigenous Affairs [2004] HCA 62; (2004) 221
CLR 1 at 11-12 [30]- [34] per McHugh, Gummow, Callinan and Heydon JJ; [2004] HCA
62.
[8] SZGUR v Minister for
Immigration [2009] FMCA 750.
[9] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112.
[10] The provision was introduced as
s 166DD(d) by s 32 of the Migration Reform Act 1992 (Cth), but has since
been renumbered.
[11] Migration Act, s 415(1).
[12] Migration Act, s 420(1).
[13] Migration Act, s 420(2)(b).
[14] Migration Act, s 420(2)(a).
[15] Migration Act, s 424(1).
[16] Re Minister for Immigration
and Multicultural Affairs; Ex parte Cassim [2000] HCA 50; (2000) 74 ALJR 1404 at 1406 [13]
per McHugh J; [2000] HCA 50; 175 ALR 209 at 212-213; [2000] HCA 50; Minister for
Immigration and Multicultural Affairs v Anthonypillai [2001] FCA 274; (2001) 106 FCR 426 at
445 [86].
[17] (2004) 78 ALJR 992 at 999 [43];
207 ALR 12 at 21; [2004] HCA 32.
[18] [2005] FCAFC 118; (2005) 88 ALD 304.
[19] Section 426(3) applies in
similar terms to the Tribunal.
[20] Minister for Immigration and
Multicultural and Indigenous Affairs v Maltsin [2005] FCAFC 118; (2005) 88 ALD 304 at 316
[38].
[21] [2002] FCAFC 277.
[22] [2002] FCAFC 277 at [25].
[23] (2009) 83 ALJR 1123; 259 ALR
429; [2009] HCA 39.
[24] SZBEL v Minister for
Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152 at
164 [40]; Minister for Immigration and Citizenship v SZKTI [2009] HCA 30; (2009) 238 CLR
489 at 499 [27] (fn 40); [2009] HCA 30.
[25] Minister for Immigration and
Multicultural Affairs v SZIAI [2009] HCA 39; (2009) 83 ALJR 1123 at 1127 [18]; [2009] HCA 39; 259
ALR 429 at 434.
[26] Minister for Immigration and
Multicultural Affairs v SZIAI [2009] HCA 39; (2009) 83 ALJR 1123 at 1129 [25]; [2009] HCA 39; 259 ALR 429
at 436.
[27] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112 at 122 [36].
[28] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112 at 120 [31].
[29] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112 at 120 [31].
[30] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112 at 121 [34].
[31] [2001] HCA 30; (2001) 206 CLR 323 at 346 [69];
[2001] HCA 30.
[32] SZGUR v Minister for
Immigration and Citizenship [2009] FMCA 750. The Federal Magistrates Court
had the same original jurisdiction as the High Court has under s 75(v) of
the Constitution in relation to the Tribunal's decision: s 476(1) of the
Migration Act together with the definitions of "migration decision" in
s 5(1) and "privative clause decision" in s 474(2).
[33] SZGUR v Minister for
Immigration and Citizenship [2010] FCA 171; (2010) 114 ALD 112.
[34] The first by consent order made
on 26 April 2006; the second by order made on 28 November 2007:
SZGUR v Minister for Immigration and Citizenship [2007] FMCA 1946.
[35] [2006] FCAFC 107; (2006) 159 FCR 291 at 299
[39]. See also SZHKA v Minister for Immigration and Citizenship (2008)
172 FCR 1 at 9 [22], 13-14 [37].
[36] See Minister for Immigration
and Multicultural and Indigenous Affairs v SGLB (2004) 78 ALJR 992 at
1000 [45]-[46]; 207 ALR 12 at 23; [2004] HCA 32. There does not appear to
be an equivalent, in respect of the
mentally infirm, to the Immigration
(Guardianship of Children) Act 1946 (Cth), under which the Minister is the
guardian of non-citizen children.
[37] [1985] FCA 47; (1985) 6 FCR 155.
[38] [2009] HCA 39; (2009) 83 ALJR 1123 at
1128-1129 [20]- [25]; [2009] HCA 39; 259 ALR 429 at 434-436; [2009] HCA 39.
[39] [2010] FCA 171; (2010) 114 ALD 112 at 119
[26], 120 [31].
[40] [2010] FCA 171; (2010) 114 ALD 112 at 121
[33].
[41] [2001] HCA 30; (2001) 206 CLR 323 at 346
[69]; [2001] HCA 30.
[42] Repatriation Commission v
O'Brien [1985] HCA 10; (1985) 155 CLR 422 at 446 per Brennan J; [1985] HCA 10;
Sullivan v Department of Transport (1978) 20 ALR 323 at 348-349 per
Deane J, 353 per Fisher J; cf Fleming v The Queen [1998] HCA 68; (1998)
197 CLR 250 at 262-263 [28]- [29]; [1998] HCA 68.
[43] [2010] FCA 171; (2010) 114 ALD 112 at 121
[34].
[44] [2003] HCA 56; (2003) 216 CLR 212 at
223-224 [39]; [2003] HCA 56.
[45] (2003) 75 ALD 630 at 641
[47] per French, Sackville and Hely JJ.
[46] [1953] HCA 22; (1953) 88 CLR 100
at 120; [1953] HCA 53.
[47] [1990] HCA 46; (1990) 170 CLR 649 at
671-672; [1990] HCA 46.
[48] As to which, see the
authorities collected in Aronson, Dyer and Groves, Judicial Review of
Administrative Action, 4th ed (2009) at 255 [4.345].
[49] [2010] FCA 171; (2010) 114 ALD 112 at 122
[37].
[50] Minister for Immigration and
Multicultural Affairs v Yusuf [2001] HCA 30; (2001) 206 CLR 323 at 331-332
[10], 338 [34], 346 [68]; Minister for Immigration and Citizenship v
SZMDS [2010] HCA 16; (2010) 240 CLR 611 at 623 [33]; [2010] HCA 16.
[51] [2001] HCA 30; (2001) 206 CLR 323 at 346
[69].
[52] Applicant WAEE v
Minister for Immigration and Multicultural and Indigenous Affairs (2003)
75 ALD 630 at 641 [48]-[49].
[53] [2003] HCA 56; (2003) 216 CLR 212 at 224
[39].
[54] [1986] HCA 7; (1986) 159 CLR 656 at
663-664; [1986] HCA 7.
[55] [1968] UKHL 1; [1968] AC 997 at 1053-1054.
See also Wu v The Queen [1999] HCA 52; (1999) 199 CLR 99 at 124 [71];
[1999] HCA 52.
[56] Re Minister for Immigration
and Multicultural and Indigenous Affairs; Ex parte Palme [2003] HCA 56; (2003) 216 CLR
212 at 224 [40].
[57] [2010] FCA 171; (2010) 114 ALD 112 at 116
[15], 120 [28].
[58] [2009] HCA 39; (2009) 83 ALJR 1123 at
1129 [25]; [2009] HCA 39; 259 ALR 429 at 436.
[59] See authorities collected in
Re Patterson; Ex parte Taylor [2001] HCA 51; (2001) 207 CLR 391 at 453
[189], fn 214; [2001] HCA 51.
[60] (2004) 78 ALJR 992 at 999
[43], 1019-1020 [124]; 207 ALR 12 at 21-22, 49. See also Minister for
Immigration and Multicultural Affairs v Anthonypillai [2001] FCA 274; (2001) 106 FCR
426 at 445 [86].
[61] [2010] FCA 171; (2010) 114 ALD 112 at 113
[2].
[62] [2005] FCAFC 118; (2005) 88 ALD 304 at
316-317 [38].
[63] [2010] FCA 171; (2010) 114 ALD 112 at 122
[37].
[64] [2002] FCAFC 277 at
[24]- [25].
[65] SZBYR v Minister for
Immigration and Citizenship [2007] HCA 26; (2007) 81 ALJR 1190 at 1195-1196 [15]- [21];
[2007] HCA 26; 235 ALR 609 at 615-617; [2007] HCA 26.
[66] [2010] FCA 171; (2010) 114 ALD 112 at 120
[30].
[67] The first part of par 125
is set out above at [57].
[68] [2006] HCA 53; (2006) 231 CLR 1 at 17
[40]; [2006] HCA 53.
[69] See, eg, Muin v Refugee
Review Tribunal [2002] HCA 30; (2002) 76 ALJR 966 at 985 [98] per
McHugh J (citing, among others, Re Refugee Review Tribunal; Ex parte
Aala [2000] HCA 57; (2000) 204 CLR 82 at 115 [76] per Gaudron and Gummow JJ;
[2000] HCA 57), 1001 [208] per Kirby J, 1008 [246] per
Hayne J, 1014 [287] per Callinan J; [2002] HCA 30; 190 ALR 601
at 625, 648, 658, 666; [2002] HCA 30.
[70] See, eg, Minister for
Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559
at 573-574 per Brennan CJ, Dawson, Toohey, Gaudron, McHugh and
Gummow JJ; [1997] HCA 22; Abebe v The Commonwealth [1999] HCA 14; (1999) 197
CLR 510 at 544-545 [83] per Gleeson CJ and McHugh J; [1999]
HCA 14; Minister for Immigration and Multicultural Affairs v Eshetu
(1999) 197 CLR 611 at 673 [195] per Callinan J; [1999]
HCA 21.
[71] Minister for Immigration and
Citizenship v SZIAI [2009] HCA 39; (2009) 83 ALJR 1123 at 1127 [18]; [2009] HCA 39; 259 ALR 429
at 434.
[72] SZBEL v Minister for
Immigration and Multicultural and Indigenous Affairs [2006] HCA 63; (2006) 228 CLR 152
at 164 [40]; [2006] HCA 63.
[73] See Minister for Immigration
and Multicultural Affairs v Eshetu (1999) 197 CLR 611 at 673 [195] per
Callinan J; Minister for Immigration and Citizenship v SZIAI [2009] HCA 39; (2009)
83 ALJR 1123 at 1133 [52] per Heydon J; [2009] HCA 39; 259 ALR 429 at
441-442.
[74] At [75].
[75] [2010] FCA 171; (2010) 114 ALD 112 at 120
[30].
AustLII:
Copyright Policy
|
Disclaimers
|
Privacy Policy
|
Feedback
URL: http://www.austlii.edu.au/au/cases/cth/HCA/2011/1.html