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Taiapa v The Queen [2009] HCA 53 (16 December 2009)
Last Updated: 16 December 2009
HIGH COURT OF AUSTRALIA
FRENCH CJ,
HEYDON, CRENNAN, KIEFEL AND BELL JJ
DION ROBERT TAIAPA APPLICANT
AND
THE QUEEN RESPONDENT
Taiapa v The Queen [2009] HCA 53
16 December 2009
B6/2009
ORDER
- Extend
the time for filing the application for special leave to appeal to
20 February 2009.
- Special
leave to appeal granted.
- Appeal
treated as instituted and heard instanter, and dismissed.
On appeal from the Supreme Court of Queensland
Representation
G D Wendler for the applicant (instructed by John D Weller &
Associates)
M J Copley SC for the respondent (instructed by Director of Public Prosecutions
(Qld))
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Taiapa v The Queen
Criminal law – Defences – Compulsion – Applicant convicted of
possession of and trafficking in a dangerous drug
– Whether Court of
Appeal erred in holding that evidence did not disclose a case fit for
consideration by jury that there were
reasonable grounds for applicant's belief
that he was otherwise unable to escape the carrying out of the threat within the
meaning
of s 31(1)(d) of the Criminal Code (Q).
Words and phrases – "reasonable belief".
Criminal Code (Q), s 31(1)(d).
- FRENCH
CJ, HEYDON, CRENNAN, KIEFEL AND BELL JJ. The applicant, Dion Robert Taiapa,
was convicted in the Supreme Court of Queensland
of the offences of carrying on
the business of unlawful trafficking in a dangerous drug, methylamphetamine, and
the possession of
a quantity of that
drug[1]. The
factual basis of the Crown case was not in issue at the trial. It was the
applicant's case that he did the acts that were
said to constitute the offences
in order to save himself and members of his family from threatened serious harm.
He contended that
he was not criminally responsible for his admitted conduct in
collecting and transporting a substantial quantity of methylamphetamine
because
he had acted under compulsion within the meaning of s 31(1)(d) of the
Criminal Code (Q).
- The
trial judge withdrew the issue of compulsion from the jury's consideration,
thereby making the applicant's conviction of each
offence inevitable. The
applicant appealed against his conviction on the ground that the trial judge
erred in not leaving compulsion
for the jury's determination.
- The
Court of Appeal of the Supreme Court of Queensland (Keane and Fraser JJA
and Lyons J) dismissed the appeal. The applicant
applied out of time for
special leave to appeal from the order of the Court of Appeal. On 25 June
2009 French CJ, Kiefel
and Bell JJ referred his application to extend
time in which to bring the application and his application for special leave
to
the Full Court. The applicant's solicitor provided a satisfactory explanation
for the delay in filing the application in an affidavit
that was sworn on
18 August 2009. An order extending the time for filing the application
should be made. For the reasons that
follow, the application for special leave
to appeal should be granted, but the appeal should be dismissed.
Justification and excuse – compulsion:
s 31(1)(d)
- Section 31(1)(d)
of the Criminal Code provides that a person is not criminally responsible
for an act or
omission[2]:
"when –
(i) the person does or omits to do the act in order to save himself or herself
or another person, or his or her property or the property
of another person,
from serious harm or detriment threatened to be inflicted by some person in a
position to carry out the threat;
and
(ii) the person doing the act or making the omission reasonably believes he or
she or the other person is unable otherwise to escape
the carrying out of the
threat; and
(iii) doing the act or making the omission is reasonably proportionate to the
harm or detriment threatened."
- While
it is conventional to describe s 31(1)(d) as providing the defence
of compulsion, it is well-settled that if there is some evidence capable of
raising the issue, the legal or persuasive burden is
on the Crown to exclude the
proposition that the accused was acting under compulsion beyond reasonable doubt
– that is, exclude
any reasonable possibility that the proposition is
true[3]. In
deciding whether the evidence sufficiently raises the issue to leave compulsion
to the jury, it is necessary for the trial judge
to be mindful of the onus of
proof. The question is whether, on the version of events most favourable to the
accused that is suggested
by the evidence, a jury acting reasonably might fail
to be satisfied beyond reasonable doubt that the accused was not acting under
compulsion[4].
It was not disputed that the onus on that question – an evidential burden
– is on the
accused[5]. It
is the accused who must tender evidence, or point to prosecution evidence, to
that effect.
The facts
- What
follows is a summary of the facts giving rise to the prosecution and of the
applicant's account of the circumstances leading
to his involvement in the
enterprise.
- The
applicant was arrested on 22 July 2006. The police intercepted the vehicle
in which he, his co-accused, Robert Ackers,
and a young woman were travelling.
They located 364.213 grams of methylamphetamine in the course of searching
the vehicle.
The estimated value of the drug, which varied according to how it
was to be sold, was between $459,000 and $1.15 million.
The sum of $3,200
in cash was found on the applicant and a further sum of $25,220 in cash was
found in the boot of the vehicle.
- The
applicant had a history of marijuana and cocaine use. In the period 1999 to
2002 he had dealt in drugs to support his use of
them. His suppliers were two
men named Tony and Salvatore. By 2002 he had accumulated a debt to Tony and
Salvatore of $60,000.
At around this time the applicant was convicted of
trafficking in drugs and sentenced to a term of six years' imprisonment.
He had not repaid the debt to Tony and Salvatore at the time he was taken into
custody. He was released on parole in December 2005.
Following his release the
applicant and his de facto wife, Kristy Jarvis, moved to Cairns and took up
residence in premises in Kidston
Street. It was a condition of his parole order
that he reside in the Cairns area.
- On
the evening of 29 May 2006 the applicant and Ms Jarvis were at home in
the Kidston Street premises. At around 8.00pm
the applicant answered a knock on
the front door. As he opened the door he was seized around the neck and forced
backwards into
the lounge room by Tony, who was holding a gun to his face.
Salvatore was also present. The two men demanded the repayment of their
money.
They instructed the applicant not to go to the police and threatened that, if he
did, he or Kristy would be shot. The two
men left, telling the applicant that
he had four weeks in which to repay the money and that they would return in a
fortnight.
- Kristy
was pregnant with the applicant's child at the time of this confrontation. The
applicant and she agreed that she should leave
Cairns and return to her home on
the Gold Coast. The applicant was not able to accompany her under the terms of
his parole order.
Kristy left Cairns and returned to the Gold Coast on
2 June. The applicant moved out of the Kidston Street premises and into
premises in Alfio Street, Cairns. Thereafter he made unsuccessful attempts to
raise the money that he owed to Tony and Salvatore.
Ultimately the applicant
sought his mother's assistance and she agreed to lend him $29,000 in cash, which
she had on hand.
- On
Saturday 15 July Tony and Salvatore confronted the applicant at the Alfio
Street premises. They threatened him, again, at
gunpoint and taunted him over
his unsuccessful attempt to evade them. They rejected his offer to repay them
$29,000 immediately
and the balance by instalments. They told the applicant
that in addition to giving them $29,000 he was to travel to Sydney and collect
something for them. They said that they would give him further instructions in
this regard the following night. They told the applicant
not to try anything
stupid or that he, Kristy and his mother would pay for it. They repeated their
earlier instruction that the
applicant was not to report the matter to the
police.
- The
following evening Tony and Salvatore returned to the Alfio Street premises. On
this occasion they instructed the applicant that
he was to meet a man in
Ettalong, which is a township to the north of Sydney, at 11.00pm on Thursday 20
July and to collect two parcels
from him. The applicant understood that the
parcels would contain prohibited drugs. He was instructed to remove two
sections of
foam upholstery from under the rear seat of his vehicle and to
secrete the parcels in the cavities. They told him that they would
return to
the Alfio Street premises to collect the parcels and the money on the evening of
Sunday 23 July.
- The
applicant did not have a driver's licence at the time of these events. He asked
Robert Ackers to drive him to Ettalong. The
two of them and a female friend
embarked on the trip. The applicant collected the parcels from the man at the
nominated time and
place. He collected the money from his mother's premises the
following day. He was apprehended in the course of the return journey.
- The
applicant was asked about his reasons for failing to report the threats to the
police or to his parole officer. In the course
of the cross-examination the
following exchange took place between the trial judge and the applicant:
"But you understand that the police – it's their job to investigate
criminal behaviour and bring people who have committed
it before the Court and
have them dealt with? – – Yeah, I would have had to go –
there's – oh, protection
– there was always protection there, but
there's no guarantee if I was to put in – be put in police protection,
that
I'd still be safe.
Yes. At any rate, what do you mean by that, that – that you'd – did
you weigh these things up, did you? – –
Yes."
- The
suggestion that an alternative course of action was to report the matter to the
police was raised again later in the course of
the cross-examination:
"You could have driven the vehicle yourself and called in at a police station
and declared yourself to be – – –?
– – I could
have done that. Yes. I could have done that. But in my – –
–
– – – a disqualified – – –? – –
– – – circumstances – in
my position I was in no
position whatsoever to be going to the police about it.
HIS HONOUR: I'm sorry. What do you mean by that? – – Well, the
threats and that were – that were made to me I
was in no position at all
to do that. I wasn't going to take that risk at all to go to the police.
But I mean why do you say that? Because the – the police are the –
are the people to whom you report threats made against
you, aren't they? –
– Yes. They are.
Well, I – I don't understand why you say – – –? –
– Well – – –
– – – in your position? – – – –
– well, if I went to – to police they could
have put me in
protection. There was no – is that a hundred – I don't believe that
– that is 100 per cent
safe. Secondly, that these blokes, they're
not your every day drug dealers. They're – like there's drug dealers and
then
there's drug dealers. These blokes are up there.
Yes? – – And who is to say that they wouldn't – like if I
tried setting them up or – they're not going to
fall into a booby trap or
anything like that, I believe."
- The
Crown Prosecutor put to the applicant that he had made a choice to engage in the
world of drug dealing rather than to take other
options that were available to
him. The applicant responded saying:
"In my position the only option for me was – for me was to do as I was
told. I didn't want anyone else getting hurt. I didn't
– I especially
didn't want a bullet in my head."
- The
applicant's mother and Kristy Jarvis were called in his case and gave evidence
that was supportive of the acceptance of his account.
The Court of Appeal's reasons
- The
trial judge withdrew the issue of compulsion from the jury because there was no
evidence that Tony and Salvatore were in a position
to execute the threats at
the time the applicant engaged in the conduct. The Court of Appeal
(Keane JA, with whose reasons
Fraser JA and Lyons J agreed) said
that it was an error to hold that it was a requirement of the defence that the
person
making the threat be in a position to carry it out at the time of the
commission of the
offence[6]. The
Court of Appeal held that following amendments to s 31(1) in
1997[7] it is
sufficient that the compulsion operating on the mind of the accused is a present
threat of future
harm[8].
- The
Court turned to consider the requirement of s 31(1)(d)(ii). It observed by
reference to its earlier decision in R v
Smith[9] that
the question is "whether the [accused] reasonably believed that he was unable
otherwise to escape the carrying out of the
threat"[10].
- The
Court of Appeal said that the relaxation of the statutory requirement of
immediacy of connection between the prospect that the
threat will be carried out
and the commission of the offence was not intended to permit those who engage in
criminal acts to do so
free of criminal responsibility because they are
"unreasonably timorous" or because they find it more convenient to comply with a
threat than to seek the assistance of the police to remove
it[11]. In
this context the Court of Appeal
said[12]:
"The requirements of s 31(1)(d)(ii) mean that those who find themselves
subjected to pressure to engage in criminal activities cannot avail themselves
of the defence
of compulsion under s 31(1)(d) of the Criminal Code
to excuse their part in criminal activities merely by reason of their subjective
willingness to be used as pawns of more aggressive
criminals. It is a feature
of civilised society that one may render threats of personal violence
ineffective by seeking the help
of agencies of law enforcement. A defence under
s 31(1)(d) can arise for the consideration of the jury only where there is
an evidentiary basis for a reasonable belief on the part of the accused
that he
or she is 'unable otherwise to escape the carrying out of the threat'. If it is
to be asserted by an accused that he or
she reasonably believed that there was
no other means of avoiding a threat than complying with an unlawful demand then
the reasonableness
of that belief must be considered in the light of the other
alternatives available to the accused. That necessarily means that the
accused
must have a reasonable basis for believing that the law and its enforcement
agencies cannot afford protection from the
threat."
- The
Court of Appeal noted that the applicant had ample opportunity to alert the
police to his
predicament[13].
In the Court of Appeal's opinion there was no evidentiary basis for a conclusion
that the applicant's lack of faith in the ability
of the police to defeat the
threat was based on reasonable grounds and for this reason the trial judge had
been right not to leave
the issue of compulsion to the
jury[14].
The submissions
- In
the written submissions filed on the applicant's behalf the application was said
to raise the question of "[w]hether and to what
extent s 31(1)(d)(ii) of
the [Criminal Code] contains objective limitations on the availability of
the defence of ... compulsion". On the hearing, counsel for the applicant
accepted that par (d)(ii) imports an objective element into the defence.
The analysis of the operation of the provision in
Smith, which was
applied by the Court of Appeal, was not challenged. The applicant and the Crown
each submitted that the reasonableness
of the grounds for the belief is to be
assessed by reference to the circumstances as the accused perceives them. This
application
does not provide the occasion to consider the correctness of the
latter submission, nor the extent to which, if at all, the requirement
of
reasonable belief for the defence of compulsion under the Queensland Criminal
Code differs from the requirement of reasonable belief for the defence of
duress under the Commonwealth Criminal
Code[15].
- The
sole issue raised by the application is whether the Court of Appeal erred in its
conclusion that the evidence did not disclose
a case fit for consideration by
the jury that there were reasonable grounds for the applicant's belief. The
applicant points to
the evidence that his life and the lives of members of his
family were under threat from high-level, armed, drug dealers who had
directed
him not to report the matter to the police. He did not have information about
the identity of Tony and Salvatore sufficient
to enable the police to locate
them. He was not confident that the police could offer effective protection to
him and to his family.
In his submission, the matters addressed by the Court of
Appeal as demonstrating the absence of reasonable grounds were factual
considerations for the jury to weigh.
- The
Crown submits that the Court of Appeal's invocation of public policy, including
its reference to the authorities dealing with
the common law defence of
duress[16], is
to be understood in the context of the legislative history. Amendments
introduced into s 31(1) in
1997[17] and
2000[18]
widened the defence conformably with developments in the common law defence.
These changes, which operated to lessen the strictness
of the defence, are said
to have been balanced by the requirement created by par (d)(ii) for the
existence of reasonable grounds
for the belief. The Crown called in aid the
provisions of the Police Service Administration Act 1990 (Q) in support
of the Court of Appeal's reference to the attributes of a civilised society.
Section 2.3 of that Act sets out the functions of the Queensland Police
Service, which include the protection of members of the community from
the
actions of criminal offenders, and the detection of offenders and bringing of
offenders to justice. Given that the execution
of Tony and Salvatore's threats
was not imminent and that the applicant had the opportunity to report the matter
to the police, in
the absence of evidence raising as a reasonable possibility
that the police would not act in accordance with their statutory duty,
the Crown
submits that the Court of Appeal was correct to hold that no arguable case of
compulsion was raised.
The legislative history
- As
originally enacted the defence of compulsion under the Criminal Code was
confined to threats to kill or to inflict grievous bodily harm directed against
the accused by a person who was actually present
and in a position to carry out
the threat at the time of the
conduct[19].
The requirements that the maker of the threat actually be present and that the
threat be directed at the accused personally were
removed by the amendments to
s 31(1) that were introduced in
1997[20]. The
removal of these restrictions mirrored the development of the common law defence
of duress[21].
As amended s 31(1) relieved the accused of criminal responsibility:
"(d) when he or she does or omits to do the act in order to save himself or
herself or another person from immediate death or grievous
bodily harm
threatened to be inflicted on him or her or the other person by some person in a
position to execute the threats, and
believing himself or herself or the other
person to be unable otherwise to escape the carrying of the threats into
execution."
- In
its present form, set out earlier in these reasons, s 31(1)(d) reflects the
further amendments that were introduced in
2000[22]. The
scope of the defence was widened to include threats to the property of the
accused or of another person. At the same time
the requirements of reasonable
belief and proportionality were introduced. The 2000 amendments would appear to
have been made, at
least in part, in response to a recommendation of the
Taskforce on Women and the Criminal
Code[23]:
"That the defence of duress in section 31 of the Criminal Code be
amended to provide that conduct is carried out by a person under duress if he or
she reasonably believes that a threat has been
made which will be carried out
unless an offence is committed; and there is no reasonable way in which the
threat could be rendered
ineffective; and the conduct is a reasonable response
to the threat."
- The
Taskforce's recommendation incorporates aspects of the elements of duress
proposed by the Criminal Law Officers Committee of
the Standing Committee of
Attorneys-General[24],
which was later enacted as s 10.2(2) of the Criminal Code (Cth). It
provides:
"A person carries out conduct under duress if and only if he or she reasonably
believes that:
(a) a threat has been made that will be carried out unless an offence is
committed; and
(b) there is no reasonable way that the threat can be rendered ineffective; and
(c) the conduct is a reasonable response to the
threat."
- The
Taskforce's proposal that the defence of compulsion require that "there is no
reasonable way in which the threat could be rendered
ineffective" is in line
with the statement of the defence of duress at common law. While that defence
has been criticised as being
in a "vague and unsatisfactory
state"[25], one
element accepted in Australian common law jurisdictions is that the accused "had
no means, with safety to himself, of preventing
the execution of the
threat"[26].
This concept is addressed in the defence of compulsion by the requirement of
reasonable belief that the accused (or the other person
who is the subject of
the threat) is unable otherwise to escape the carrying out of the threat.
Reasonable belief
- Reasonable
belief is a familiar concept in the context of criminal responsibility in the
Criminal Code and at common law. Section 271(2) of the Criminal
Code speaks of a belief "on reasonable grounds". As Stephen J observed
in Marwey v The Queen, to ask whether a person has a reasonable belief is
not different in substance from asking whether a person has reasonable grounds
for belief[27].
His Honour explained that in a case in which self-defence under s 271(2) is
raised the jury are required to consider two questions. The first is an inquiry
as to the state of the accused's mind. The second
is an objective question that
his Honour said is "exclusively concerned with the jury's view of the grounds,
whether they constitute
reasonable
grounds"[28].
Barwick CJ also observed that it is for the jury to judge whether such
grounds
exist[29]. The
recognition that the determination of whether grounds are reasonable is a
factual question for the jury is not to overlook
the anterior question of law,
which is whether there is any material upon which it would be open to a
reasonable jury to determine
the issue favourably to the
accused[30].
- Professor Glanville
Williams explains the respective functions of judge and jury in this
way[31]:
"Burdens are in respect of facts; questions of law are decided by the judge,
without any question of burden. But some questions,
such as the question of
reasonableness, are in an intermediate position. They are value-judgments
marking the boundary between criminal
and non-criminal conduct, and therefore
are really decisions on law; yet they are made by the jury, except that there
must be evidence
that, in the view of the trial judge, would justify the jury in
finding that there has been reasonableness or unreasonableness or
whatever."
Discussion
- In
concluding that there was no evidence that would justify the jury in finding as
a reasonable possibility that there were reasonable
grounds for the applicant's
belief, the Court of Appeal took as its starting point the assumption stated by
King CJ in R v
Brown[32]:
"The ordinary way in which a citizen renders ineffective criminal intimidation
is to report the intimidators and to seek the protection
of the police. That
must be assumed, under ordinary circumstances, to be an effective means of
neutralizing intimidation. If it
were not so, society would be at the mercy of
criminals who could force pawns to do their criminal work by means of
intimidation."
- In
Brown King CJ considered that in the circumstances of that case the
accused's failure to report a threat to the police and to seek
the protection of
the police for himself and his son was fatal to the common law defence of
duress[33].
His Honour acknowledged that there may be circumstances in which a failure to
seek the protection of the police would not deprive
an accused of the
defence[34].
His Honour cited the judgment of the English Court of Appeal in R v
Hudson[35]
in this
respect[36].
- Hudson
was a case in which two teenage girls were convicted of perjury. At their trial
Hudson gave evidence that she had been approached
by a group of men, including
one Farrell, who had a reputation for violence. Farrell warned her that if she
gave truthful evidence
they would get her and "cut her up". Hudson passed on
the warning to her co-accused. Farrell had been present in the public gallery
of the court when each of the accused gave the perjured evidence. The trial
judge withdrew duress from the jury because there had
not been an immediate
threat capable of being carried out: the recorder and police officers were
present and able to afford protection
to the girls at the time each gave her
evidence. The appeal raised the question whether the defence of duress may be
unavailable
if the accused fails to take steps to remove the threat by seeking
police protection. The effect upon the defence of a failure by
the person
threatened to take steps to remove the threat had not previously arisen in an
English case. However, the Court of Appeal
appears to have accepted the
statement in
Hurley[37]
that an ingredient of the defence is the absence of a safe means of preventing
the execution of the
threat[38].
The Court of Appeal
observed[39]:
"[Counsel for the Crown] submits on grounds of public policy that an accused
should not be able to plead duress if he had the opportunity
to ask for
protection from the police before committing the offence and failed to do so.
The argument does not distinguish cases
in which the police would be able to
provide effective protection, from those when they would not, and it would, in
effect, restrict
the defence of duress to cases where the person threatened had
been kept in custody by the maker of the threats, or where the time
interval
between the making of the threats and the commission of the offence had made
recourse to the police impossible."
- The
Court
continued[40]:
"In the opinion of this court it is always open to the Crown to prove that the
accused failed to avail himself of some opportunity
which was reasonably open to
him to render the threat ineffective, and that upon this being established the
threat in question can
no longer be relied upon by the defence. In deciding
whether such an opportunity was reasonably open to the accused the jury should
have regard to his age and circumstances, and to any risks to him which may be
involved in the course of action relied upon."
- Hudson
has been the subject of some academic
criticism[41].
However, the proposition that the failure of the accused to take advantage of an
opportunity to report the threat to the police
does not necessarily defeat the
defence has been
accepted[42].
In Hudson the failure of teenage girls to seek police protection in
circumstances in which their potential assailant was present in court at
the
time they gave their perjured evidence was held not to negate an arguable case
that their conduct was excused by duress. In
other circumstances, in the
absence of an explanation, or reasons apparent from the circumstances, for the
failure to seek the protection
of the law enforcement authorities there will be
no basis on which to leave consideration of duress to the jury.
- Morris
v The
Queen[43]
was a case in the Court of Appeal of Western Australia on the defence of duress
under s 10.2(2) of the Criminal Code (Cth) in which the accused
failed to report threats to the police. McLure JA observed that prima
facie the appropriate means
of rendering a threat made by another ineffective is
to report the matter to, and obtain the protection of, law enforcement
authorities[44].
Her Honour drew on the observations of Gleeson CJ in
Rogers[45]
with reference to the policy that informs this area of the
law[46]. In
Rogers a prisoner sought to rely on the defence to excuse his escape from
lawful custody to avoid threatened lethal violence. At issue
was the
availability of the common law defence of necessity, which shares features in
common with the defence of
duress[47].
Gleeson CJ
said[48]:
"The corollary of the notion that the defence of necessity exists to meet cases
where the circumstances overwhelmingly impel disobedience
to the law is that the
law cannot leave people free to choose for themselves which laws they will obey,
or to construct and apply
their own set of values inconsistent with those
implicit in the law. Nor can the law encourage juries to exercise a power to
dispense
with compliance with the law where they consider disobedience to be
reasonable, on the ground that the conduct of an accused person
serves some
value higher than that implicit in the law which is
disobeyed."
- Gleeson CJ
rejected the view that the defence of necessity required proof of urgency and
immediacy as technical elements. Instead
he favoured treating these as factual
considerations relevant to the accused person's belief and the reasonableness of
the grounds
for
it[49]. He
went on to
observe[50]:
"Reasonableness is not designed to allow people to choose for themselves whether
to obey the law. ... A reluctance or (as will
appear in the case with the
present appellant), an unwillingness to go on protection may be understandable,
but the principle of
necessity is not intended to give prisoners who are
threatened a choice between going on protection and removing themselves,
permanently
or indefinitely, from custody."
- The
decision of the trial judge, that the evidence did not raise an issue of
necessity proper to be left to the jury, was
upheld[51].
His Honour's observations set out above are pertinent to the consideration of
the issue raised in this application.
Conclusion
- The
belief that s 31(1)(d)(ii) posits is that the accused or the other person
who is subject to the threat is unable otherwise
to escape the carrying out of
the threat. "Otherwise" in this context means other than by engaging in the
unlawful conduct. It
was necessary for the applicant to identify some basis in
the evidence raising as a reasonable possibility the existence of reasonable
grounds for his belief, that he had no alternative other than to collect and
transport a quantity of prohibited drugs in order to
avoid the carrying out of
the threats made by Tony and Salvatore. This necessarily requires consideration
of the basis for the applicant's
belief that reporting the matter to the police
would not have prevented the carrying out of the threats.
- The
circumstance that the demands and threats made by Tony and Salvatore were made
with a gun and were accompanied by instructions
not to report the matter to the
police does not support the reasonableness of the applicant's belief that he had
no option other
than to comply with the demands in order to escape the carrying
out of the threats. The applicant had, as he acknowledged, ample
opportunity to
seek the assistance of the police. He offered three reasons for his failure to
do so. The first was that he did
not have sufficient information to enable the
police to identify Tony and Salvatore. The second was that he did not believe
that
police protection was "100 per cent safe". The third was that Tony
and Salvatore were "not your every day drug dealers" and
were unlikely to fall
into a booby trap. The Court of Appeal said that the police could have placed
surveillance on the applicant's
premises and that a controlled delivery of the
drugs to Tony and Salvatore might have led to their arrest. It is true that
there
was no evidence about the investigative methods or the resources available
to the police. However, this does not undermine the Court
of Appeal's
conclusion. There is no reason to doubt it. The applicant's belief that he did
not have sufficient information to enable
the police to identify Tony and
Salvatore does not take into account that the police may have known more about
these men than he
thought that they did or that the police may have been able to
find out more about them than he thought they could. In any event,
it does not
explain his failure to report the matter to the police in order to seek their
protection. The applicant's belief that
police protection may not be
100 per cent safe provided no basis for a reasoned conclusion that it was
not. It may explain
the applicant's preference for complying with the unlawful
demands. However, an unparticularised concern that police protection
may not be
a guarantee of safety cannot without more supply reasonable grounds for a belief
that there is no option other than to
break the law in order to escape the
execution of a threat.
- The
Court of Appeal was correct to hold that no jury, acting reasonably, could fail
to be satisfied beyond reasonable doubt that
there were not reasonable grounds
for the applicant's belief within s 31(1)(d)(ii).
Orders
- For
these reasons the following orders should be made. The time for filing the
application for special leave to appeal is extended
to 20 February 2009;
the application for special leave to appeal is granted; and the appeal is
dismissed.
[1] Count 1 charged an offence
contrary to s 5(1)(a) of the Drugs Misuse Act 1986 (Q) that, on
22 July 2006 at or near Ingham in the State of Queensland, Dion Robert
Taiapa and Robert John Ackers carried on
the business of unlawfully trafficking
in the dangerous drug methylamphetamine. Count 2 charged an offence
contrary to s 9(a) of the Drugs Misuse Act 1986 that, on
22 July 2006 at or near Ingham in the State of Queensland, Dion Robert
Taiapa and Robert John Ackers unlawfully had
possession of the dangerous drug
methylamphetamine, in a quantity exceeding 2.0 grams.
[2] The protection of the provision
does not extend to certain offences specified in s 31(2) nor to an accused
who has by entering into an unlawful association or conspiracy rendered himself
or herself liable to have such
threats made to the person.
[3] R v Mullen [1938] HCA 12; (1938) 59 CLR
124 at 136-137 per Dixon J; [1938] HCA 12; Ugle v The Queen (2002)
211 CLR 171; [2002] HCA 25; Murray v The Queen (2002) 211 CLR 193; [2002]
HCA 26.
[4] Stingel v The Queen [1990] HCA 61; (1990)
171 CLR 312 at 334 per Mason CJ, Brennan, Deane, Dawson, Toohey, Gaudron
and McHugh JJ; [1990] HCA 61; Van Den Hoek v The Queen [1986] HCA 76; (1986) 161
CLR 158 at 161-162 per Gibbs CJ, Wilson, Brennan and Deane JJ; [1986]
HCA 76.
[5] It was so at common law: R v
Bone [1968] 1 WLR 983; [1968] 2 All ER 644. There is nothing in the
Criminal Code altering that position.
[6] R v Taiapa (2008) 186 A
Crim R 252 at 258 [30] per Keane JA (Fraser JA and Lyons J
concurring); [2008] QCA 204.
[7] Criminal Law Amendment Act
1997 (Q), s 13.
[8] R v Taiapa (2008) 186 A
Crim R 252 at 258 [31].
[9] [2005] 2 Qd R 69.
[10] R v Taiapa (2008) 186 A
Crim R 252 at 259 [34].
[11] R v Taiapa (2008) 186 A
Crim R 252 at 258 [32].
[12] R v Taiapa (2008) 186 A
Crim R 252 at 259 [36].
[13] R v Taiapa (2008) 186 A
Crim R 252 at 260 [38].
[14] R v Taiapa (2008) 186 A
Crim R 252 at 260-261 [40]-[42].
[15] See R v Oblach [2005] NSWCCA 440; (2005) 65
NSWLR 75.
[16] R v Taiapa (2008) 186 A
Crim R 252 at 258-260 [32], [37], citing Director of Public Prosecutions for
Northern Ireland v Lynch [1975] UKHL 5; [1975] AC 653 at 670 per Lord Morris of
Borth-y-Gest; R v Brown (1986) 43 SASR 33 at 40 per King CJ. See
also R v Z [2005] 2 AC 467 at 493 [26].
[17] Criminal Law Amendment
Act 1997 (Q), s 13.
[18] Criminal Law Amendment
Act 2000 (Q), s 16.
[19] Section 31(4) provided:
"When he does or omits to do the act in order to save himself from immediate
death or grievous bodily
harm threatened to be inflicted upon him by some person
actually present and in a position to execute the threats, and believing
himself
to be unable otherwise to escape the carrying of the threats into execution".
[20] Criminal Law Amendment
Act 1997 (Q), s 13. The amendments followed the recommendation of the
Report of the Criminal Code Advisory Working Group to the
Attorney-General, July 1996 at 25-26.
[21] R v Williamson [1972] 2
NSWLR 281 at 298-299 per Lee J; R v Brown (1986) 43 SASR 33 at 55-56
per Zelling J; R v Abusafiah (1991) 24 NSWLR 531 at 537.
[22] Criminal Law Amendment
Act 2000 (Q), s 16.
[23] Queensland, Report of the
Taskforce on Women and the Criminal Code, February 2000,
Recommendation 56 at 170; and see Explanatory Notes to the Criminal Law
Amendment Bill 2000.
[24] Model Criminal Code,
Chapters 1 and 2: General Principles of Criminal Responsibility –
Report, December 1992.
[25] R v Hurley [1967] VicRp 57; [1967] VR 526
at 529 per Winneke CJ and Pape J.
[26] R v Hurley [1967] VicRp 57; [1967] VR 526
at 543 per Smith J. His Honour's statement of the elements of the common
law defence has frequently been cited
as authoritative: R v Dawson
[1978] VicRp 51; [1978] VR 536; R v Lawrence [1980] 1 NSWLR 122; R v Brown (1986)
43 SASR 33; R v Abusafiah (1991) 24 NSWLR 531.
[27] [1977] HCA 68; (1977) 138 CLR 630 at 641;
[1977] HCA 68.
[28] Marwey v The Queen
[1977] HCA 68; (1977) 138 CLR 630 at 640.
[29] Marwey v The Queen
[1977] HCA 68; (1977) 138 CLR 630 at 638.
[30] R v Muratovic [1967] Qd
R 15 at 20 per Gibbs J, cited with approval in Zecevic v Director of
Public Prosecutions (Vict) [1987] HCA 26; (1987) 162 CLR 645 at 665 per Wilson, Dawson and
Toohey JJ; [1987] HCA 26.
[31] Glanville Williams, Textbook
of Criminal Law, 2nd ed (1983) at 49.
[32] (1986) 43 SASR 33 at 40.
[33] (1986) 43 SASR 33 at 40.
King CJ's opinion on this question was a minority one; Zelling J would
have allowed the appeal
holding that duress was sufficiently raised (at 59) and
Millhouse J, while concurring in the order dismissing the appeal, did
not
adopt King CJ's reasons on this issue (at 61).
[34] R v Brown (1986) 43 SASR
33 at 40.
[35] [1971] 2 QB 202.
[36] R v Brown (1986) 43 SASR
33 at 40.
[37] [1967] VicRp 57; [1967] VR 526 at 543: see
above at fn 26.
[38] R v Hudson [1971] 2 QB
202 at 207.
[39] R v Hudson [1971] 2 QB
202 at 207.
[40] R v Hudson [1971] 2 QB
202 at 207.
[41] Glanville Williams described
the decision as "surprisingly indulgent": Textbook of Criminal Law, 2nd
ed (1983) at 631.
[42] R v Brown (1986) 43 SASR
33 at 40 per King CJ; Goddard v Osborne (1978) 18 SASR 481; and see
R v Howe [1986] UKHL 4; [1987] AC 417 at 443 per Lord Griffiths.
[43] [2006] WASCA 142; (2006) 201 FLR 325.
[44] Morris v The Queen
[2006] WASCA 142; (2006) 201 FLR 325 at 353 [153].
[45] (1996) 86 A Crim R 542 at
546.
[46] Morris v The Queen
[2006] WASCA 142; (2006) 201 FLR 325 at 353 [154].
[47] See the discussion in R v
Howe [1986] UKHL 4; [1987] AC 417 at 429 per Lord Hailsham of Marylebone LC; and
Fisse, Howard's Criminal Law, 5th ed (1990) at 540.
[48] Rogers (1996) 86 A Crim
R 542 at 546.
[49] Rogers (1996) 86 A Crim
R 542 at 547.
[50] Rogers (1996) 86 A Crim
R 542 at 547.
[51] Rogers (1996) 86 A Crim
R 542 at 550.
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