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Lane v Morrison [2009] HCA 29 (26 August 2009)
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Lane v Morrison [2009] HCA 29 (26 August 2009)
Last Updated: 9 September 2009
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HAYNE, HEYDON, CRENNAN, KIEFEL AND BELL JJ
BRIAN GEORGE LANE PLAINTIFF
AND
COLONEL PETER JOHN MORRISON, A MILITARY
JUDGE OF THE AUSTRALIAN MILITARY COURT
& ANOR DEFENDANTS
Lane v Morrison [2009] HCA 29
26 August 2009
C3/2008
ORDER
- Declare
that the provisions of Division 3 of Part VII of the Defence Force
Discipline Act 1982 (Cth) are invalid.
- Order
that a writ of prohibition issue directed to the first defendant, Colonel Peter
John Morrison, a Military Judge of the Australian
Military Court, prohibiting
him from proceeding further with the charges relating to the plaintiff
identified in the charge sheet
dated 8 August 2007 and referred to the
Australian Military Court for trial.
3. Second defendant to pay the costs of the plaintiff.
Representation
A W Street SC with K S Cochrane and M J Duncan for the plaintiff (instructed by
Provest Law)
S J Gageler SC, Solicitor-General of the Commonwealth with
S B Lloyd SC and J G Renwick for the second defendant (instructed
by Australian Government Solicitor)
Submitting appearance for the first defendant
Intervener
G T W Tannin SC with J C Pritchard intervening on behalf of the Attorney-General
for the State of Western Australia (instructed by
State Solicitor for Western
Australia)
Notice: This copy of the Court's Reasons for Judgment is subject to formal
revision prior to publication in the Commonwealth Law
Reports.
CATCHWORDS
Lane v Morrison
Constitutional law (Cth) – Judicial power of the Commonwealth –
Military courts – Member of Australian Defence
Force charged under
Defence Force Discipline Act 1982 (Cth) ("Act") – Where hearing
before Australian Military Court ("AMC"), established by s 114 of Act
– Where AMC a court of record and decision subject to appeal to tribunal
– Relevance of fact that AMC has criminal jurisdiction
– Whether AMC
exercising judicial power of the Commonwealth – Whether AMC created in
accordance with Ch III of Constitution.
Constitutional law (Cth) – Defence power – Military courts –
AMC independent from command structure – Whether
creation of AMC beyond
the scope of s 51(vi) of Constitution – Whether creation of AMC
inconsistent with power vested in Governor-General by s 68 of
Constitution.
Words and phrases – "command structure", "court", "court of record",
"courts-martial", "judicial power", "judicial power of
the Commonwealth",
"service tribunal".
Constitution, Ch III, ss 51(vi), 68, 71, 72, 73(ii), 75(v), 77, 122.
Defence Act 1903 (Cth).
Defence Force Discipline Act 1982 (Cth), ss 3(1), 53, 61, 63,
114-121, 140, 188AP, 188AZ, 191.
Defence Force Discipline Appeals Act 1955 (Cth), s
20.
- FRENCH
CJ AND GUMMOW J. The first defendant, Colonel Morrison, is a Military Judge
holding office as a member of the Australian
Military Court ("the AMC"). He is
an officer of the Commonwealth within the meaning of s 75(v) of the
Constitution[1].
The AMC is created by s 114 of the Defence Force Discipline Act 1982
(Cth) ("the 1982 Act" or "the Act"). Section 114 is found in Div 3
(ss 114-121) of Pt VII. That Division was inserted by the Defence
Legislation Amendment Act 2006 (Cth) ("the 2006
Act")[2] and was
amended by the Defence Legislation Amendment Act 2008 (Cth) ("the 2008
Act").
- The
relevant provisions of the 2006 Act commenced on 1 October 2007. The
agreed statement of facts discloses that the plaintiff enlisted in the Royal
Australian Navy
("the RAN") on 30 March 1998. On 14 March 2007 the
plaintiff was discharged from the RAN and transferred for a five year
period of
service to the Naval Reserve (Active Reserve) ("the Reserve"). On 8 August
2007 the plaintiff was charged with the
offence of "an act of indecency without
consent" contrary to s 61(3) of the 1982 Act as applying s 60(2) of
the Crimes Act 1900 (ACT), and with the offence of assaulting a superior
officer, contrary to s 25 of the 1982 Act. The alleged offences occurred
earlier, in August 2005, while he was a member of the RAN. The plaintiff was
discharged from the
Reserve with effect on 3 September 2007.
- On
21 September 2007 the Director of Military Prosecutions ("the DMP") sought
the convening of a court-martial to try the charges
against the plaintiff. By
force of the transitional provisions in the 2006
Act[3] the DMP
was taken, on 1 October 2007, to have withdrawn that request and requested
referral of the charges to the AMC for trial.
On 26 November 2007, the
Chief Military Judge nominated the first defendant to try the charges against
the plaintiff.
- Section 114
of the Act states:
"(1) A court, to be known as the Australian Military Court, is created by this
Act.
Note 1: The Australian Military Court is not a court for the purposes of
Chapter III of the Constitution.
Note 2: The Australian Military Court is a service tribunal for the purposes of
this Act: see the definition of service tribunal in
subsection 3(1).
(1A) The Australian Military Court is a court of record.
(2) The Australian Military Court consists of:
(a) the Chief Military Judge; and
(b) such other Military Judges as from time to time hold office in accordance
with this Act."
The significance of the classification of the AMC as a "service tribunal" is
discussed later in these
reasons[4]. The
AMC has jurisdiction conferred by s 115 to try certain charges of offences
against the Act or the regulations made under it and, by virtue of the 2008 Act,
to hear and determine certain "appeals" from decisions of "summary authorities",
including commanding officers. The AMC is to have
a seal (s 119). It may
sit at any place in or outside Australia (s 117) and is constituted by a
single Military Judge
(s 116).
- Provision
is made outside Div 3 of Pt VII for the hearing in public of the
proceedings of the AMC, subject to restrictions respecting the interests of the
security and defence
of Australia and "the proper administration of justice or
public morals" (s 140). The office of Registrar of the AMC is established
by s 188F. Military Judges are appointed by the Governor-General by
written instrument, for a term of 10 years (s 188AP).
Appointments may be
terminated by the Governor-General for cause (s 188AZ(1)). The appointment
of a Military Judge comes to
an end if the appointee ceases to be a member of
the Defence Force (s 188AZ(2)).
- The
plaintiff seeks prohibition to restrain the first defendant from trying the
charges laid against him and declaratory relief,
including a declaration that
the central provisions made by the 2006 Act and included as Div 3 of
Pt VII of the Act are invalid. The first defendant entered a submitting
appearance. The Commonwealth is the second defendant. The Attorney-General
for
Western Australia intervened in support of the plaintiff.
- The
Commonwealth has accepted that the relevant date for the determination of the
question of validity is 1 October 2007 and
submissions by both sides were
directed to the legislation as it stood on that date. If the plaintiff's case
be made out, it will
be unnecessary to consider the amendments respecting the
AMC made by the 2008 Act.
- The
plaintiff should have prohibition and a declaration of the invalidity of
Div 3 of Pt VII.
Outline
- In
outline, the reasons for that conclusion are as follows. The judicial power
identified in Ch III is that of a body politic,
namely the Commonwealth,
which is distinct from that of the States and, given the presence of s 74,
that of the United Kingdom.
The powers of the Parliament to create courts are
found only in ss 71, 72 and 122 of the
Constitution[5].
The creation of the AMC is not supported by s 122 as a law with respect to
the government of any territory. Nor is the AMC comprised of Justices who are
appointed by the Governor-General
in Council and with the tenure provided by
s 72 of the Constitution.
- Further,
however, the jurisdiction conferred upon the AMC by s 115 of the Act, to
try charges of service offences, involves the exercise of the judicial power of
the Commonwealth otherwise than in accordance
with Ch III of the
Constitution. Legislation conferring that jurisdiction is consistent with the
Constitution only if the changes introduced by the 2006 Act, including the
establishment of the AMC, are supported by s 51(vi) of the Constitution.
But the special position of military justice, which is given by the defence
power, is confined to that which, as a matter of history,
answers the
description given by Dixon J in R v Cox; Ex parte
Smith[6].
There, after noting the treatment of the administration of military justice by
courts-martial as an apparent exception to the principles
of Ch III of the
Constitution, his Honour stated that the exception was "not real" and
continued:
"To ensure that discipline is just, tribunals acting judicially are essential to
the organization of an army or navy or air force.
But they do not form part of
the judicial system administering the law of the
land."
- The
validity of the system of military justice established by the Act, as it stood
before the introduction of the AMC by the 2006 Act, was upheld in White v
Director of Military
Prosecutions[7].
The 2006 Act, as the explanatory materials emphasise in considerable detail, was
designed to supersede, and improve upon, that system with one
more nearly
approaching, but stopping short of, the Ch III paradigm. There was an
attempt by the Parliament to borrow for the
AMC the reputation of the judicial
branch of government for impartiality and non-partisanship, upon which its
legitimacy has been
said, in this Court, ultimately to
depend[8], and to
thereby apply "the neutral colours of judicial
action"[9] to the
work of the AMC. However, it was recognised in the travaux preparatoires
that this would be a risky endeavour by the Parliament. And, in the event, the
2006 Act took the AMC beyond what is authorised by s 51(vi) of the
Constitution.
- The
description of the military justice system given by Dixon J in Cox
was adopted in White v Director of Military
Prosecutions[10]
by
Gleeson CJ[11]
and underpinned the emphasis by Gummow, Hayne and Crennan JJ upon an
understanding of that system in
1900[12]. That
system was, their Honours
observed[13]:
"directed to the maintenance of the defining characteristic of armed forces as
disciplined forces organised
hierarchically".
Within that command structure, and in contrast to the operation of the civilian
justice system, the sentences of courts-martial required
confirmation by a
superior officer and that confirmation in turn might be quashed upon petition to
higher levels of the chain of
command.
- In
1997 this characteristic of the British military justice system was held in
Findlay v United
Kingdom[14]
to contribute to a contravention of Art 6(1) of the European Convention on
Human Rights by denying an entitlement to trial by
"an independent and impartial
tribunal established by law". In Australia, the 2006 Act established the AMC
outside the previous command structure and evinced a legislative design to meet
the concerns which had underpinned
the decision in Findlay. But in doing
so, the Parliament exceeded the exercise of power conferred by
s 51(vi).
- We
turn to develop the above outline of reasons.
The explanatory materials
- In
June 2005 the Foreign Affairs, Defence and Trade References Committee of the
Senate delivered its Report titled The effectiveness of Australia's military
justice system ("the 2005 Senate Report"). The Committee stated
(par 5.79):
"It is becoming increasingly apparent that Australia's disciplinary system is
not striking the right balance between the requirements
of a functional Defence
Force and the rights of Service personnel, to the detriment of both. Twenty
years since the introduction
of the [1982 Act], the time has come to address
seriously the overall viability of the system. Australian judicial decisions
and the evidence before
this committee suggest the discipline system is becoming
unworkable and potentially open to challenge on constitutional grounds.
Overseas jurisprudence and developments suggest that alternative approaches may
be more effective."
- Findlay
had concerned the court-martial procedures under the Army Act 1955
(UK) ("the 1955 UK Act") and in Grieves v United
Kingdom[15]
a similar result had obtained with respect to naval courts-martial under the
Naval Discipline Act 1957 (UK) ("the 1957 UK Act"). In Canada, the
Supreme Court held in R v
Généreux[16]
that a general court-martial under the National Defence Act
(Can)[17] was
not an independent and impartial tribunal for the purposes of s 11(d) of
the Canadian Charter of Rights and Freedoms. Remedial legislation had
followed in both the United Kingdom and Canada. Article 14(1) of the
International Covenant on Civil
and Political Rights ("the ICCPR") is in similar
terms to the provisions applied in Findlay, Grieves and
Généreux, and the 2005 Senate Report emphasised that
Australia is a signatory to the ICCPR.
- Recommendations 18
and 19 in the 2005 Senate Report were that a permanent military court be
created in accordance with
Ch III of the Constitution "to ensure its
independence and impartiality" and that it be capable of trying offences
currently tried under the 1982 Act by a court-martial or a Defence Force
magistrate.
- The
Government Response issued in October 2005 rejected the creation of a permanent
military court under Ch III of the Constitution on grounds that Ch III
imposed "real constraints" upon an effective military justice system. The
Response continued:
"The limitations resulting from those constraints means that having a separate
military court outside Chapter III is preferable
to bringing the military
justice system into line with Chapter III requirements.
The Government will instead establish a permanent military court, to be known
as the Australian military court, to replace the current
system of individually
convened trials by Courts Martial and Defence Force Magistrates. The Australian
military court would be established
under appropriate Defence legislation and
would satisfy the principles of impartiality and judicial independence through
the statutory
appointment of military judge advocates by the Minister for
Defence, with security of tenure (fixed five-year terms with possible
renewal of
five years) and remuneration set by the Remuneration Tribunal (Cth). To enhance
the independence of military judge advocates
outside the chain of command, they
would not be eligible for promotion during the period of their appointment.
Advice to the Government indicates that a military court outside
Chapter III would be valid provided jurisdiction is only exercised
under
the military system where proceedings can reasonably be regarded as
substantially serving the purpose of maintaining or enforcing
service
discipline."
- Clause 114
of the Bill for the 2006 Act as introduced into the House of Representatives did
not include sub-cl (1A), which classifies the AMC as "a court of record".
The sub-clause was included as an amendment moved by the Government after a
Report on the Bill to the Senate by the Standing Committee
on Foreign Affairs,
Defence and Trade ("the 2006 Report"). The Committee determined "that the
proposed AMC would not achieve the
level of independence and impartiality needed
to ensure a fair and effective military justice system" (par 1.27). The
Supplementary
Explanatory Memorandum on the revised Bill stated that the new
sub-cl (1A) "further enhances the status of the AMC" (par 13);
it also
said (par 12):
"Courts martial and trials by Defence Force magistrates were not designated as
'courts of record' under the [1982 Act]. Consistent
with this, the AMC was not
specifically made a court of record because there was no legal or practical
reason for doing so. Additionally,
it avoided conferring the characteristics of
a civilian court (with greater jurisdiction) on the AMC. Notwithstanding this,
the
functional attributes of a court of record are provided for in the Bill,
including the capacity to deal with contempt of the court,
conduct of
proceedings in public, and a requirement to record proceedings. The AMC has now
been accorded the status of a court of
record, noting that there will be a
provision to limit publication of proceedings in the interests of the security
and defence of
Australia or for particularly sensitive
matters."
- As
explained later in these reasons, the presence of s 114(1A) emphasises, but
is not the sole indication of, a legislative
intention to create a body with the
character of a Ch III court, save for the manner of appointment and tenure
of the Military
Judges. It would be a denial of that legislative intention to
read down s 114 by excising sub-s (1A) pursuant to s 15A of the
Acts Interpretation Act 1901
(Cth)[18], and,
even if this were done, the legislation would not be saved.
Courts and the Constitution
- The
noun "court" is used in varied contexts and in many senses. The Oxford
English
Dictionary[19]
gives the following meanings, among others: "a princely residence, household,
retinue", and "an assembly held by the sovereign",
a use which gave rise to the
terms "the 'high court of parliament'" and "'the king's courts' of justice". Of
its use in the sense
last mentioned, Barton J
said[20]:
"'Court' as the name of a place is merely a secondary meaning. 'The Court' is
the deciding and enforcing authority, even if it sits
under a tree, as sometimes
it does in parts of the British Empire."
- Hence
the statement by McHugh JA in Australian Postal Commission v Dao
(No 2)[21]:
"In ordinary usage the word 'court' has many meanings: they range from the
group who form the retinue of a sovereign to an area
used to play certain ball
games. Legal usage also gives the word several meanings. Thus a 'court' may
refer to a body exercising
judicial power as in the Constitution, Ch III,
or to a body exercising non-judicial power such as the Coroners Court or to a
court of petty sessions hearing committal
proceedings. It may even refer to a
body exercising judicial and arbitral powers such as the former Commonwealth
Court of Conciliation
and Arbitration or the Queensland Industrial
Court."
- In
Dao, as a matter of statutory construction, it was held that the Equal
Opportunity Tribunal, established by the Anti-Discrimination Act 1977
(NSW), was a "court" within the meaning of the Suitors' Fund Act 1951
(NSW). In Trevor Boiler Engineering Co Pty Ltd v
Morley[22]
the Supreme Court of Victoria held that the Workers Compensation Board was "a
court of law" within the meaning of the Administrative Law Act 1978
(Vic), with the consequence that its decisions were not amenable to review under
that statute. On the other hand, the Tasmanian
Anti-Discrimination Tribunal is
not a "court of a State" within the meaning of s 77(iii) of the
Constitution[23],
nor is the New South Wales Administrative Decisions
Tribunal[24].
- The
"creation" or "erection" of a "court" provides for the formation and
constitution of a body which answers that
description[25].
There is a distinction between the creation of a federal court by the Parliament
and the conferral of its jurisdiction under s 77 of the Constitution. The
judicial power of the Commonwealth spoken of in s 71 of the Constitution
identifies the function of a court rather than the body of law to be applied in
exercise of that
function[26].
- Section 71
speaks of "such other federal courts as the Parliament creates". The Justices
of those federal courts are appointed in accordance
with, and have the tenure
and remuneration provided in, s 72. Whilst in office they cannot be
removed otherwise than as provided by s 72(ii). It would appear to follow
that once created by the Parliament, and at least while its Justices are in
office, a federal court may
not be abolished by the Parliament.
- The
provisions formerly made in Pt IX of the Navigation Act 1912
(Cth)[27] for
Courts of Marine Inquiry were an example of the Parliament creating a body with
use of the term "court" without seeking to endow
it with the character of a
court as understood in Ch III of the Constitution. When considering
Pt IX in R v Turner; Ex parte Marine Board of
Hobart[28]
at least a majority of the Court (Knox CJ, Gavan Duffy, Rich and
Starke JJ and Powers J) were able to dispose of the
case without
ruling on the question whether s 51(i) empowered the Parliament to erect a
court with exclusive power to deal with marine collisions in inter-state
trade.
- In
Turner
Higgins J[29]
was attracted to United States decisions which upheld the validity of what
became known as "legislative courts". These courts are
not limited to military
tribunals and territorial courts, and decide cases and controversies between the
United States and citizens
which arise under the laws of the United States, yet
they are sufficiently supported by Art I of the Constitution and do not
exercise the judicial power of the United States provided for in
Art III[30].
These courts currently include the Tax Court, the validity of which was upheld
in Simanonok v Commissioner of Internal
Revenue[31],
and the body known as the Foreign Intelligence Surveillance Court, which
comprises a panel of serving federal judges designated
by the Chief Justice of
the United States for a maximum of seven
years[32].
- However,
in Australia, matters stand differently. In the Boilermakers'
Case[33]
Dixon CJ, McTiernan, Fullagar and Kitto JJ remarked:
"Had there been no Chap III in the Constitution it may be supposed that
some at least of the legislative powers would have been construed as extending
to the creation of courts
with jurisdictions appropriate to the subject matter
of the power. This could hardly have been otherwise with the powers in respect
of bankruptcy and insolvency (s 51(xvii)) and with respect to divorce and
matrimonial causes (s 51(xxii)). The legislature would then have been
under no limitations as to the tribunals to be set up or the tenure of the
judicial officers
by whom they might be constituted. But the existence in the
Constitution of Chap III and the nature of the provisions it contains make
it clear that no resort can be made to judicial power except under
or in
conformity with ss 71-80."
- In
its written submissions the Commonwealth contended in general terms that the
replacement of the court-martial system by the AMC
was but a "modernization" of
terminology and was not a matter of substance. The Parliament, it was said, in
reliance upon legislative
powers outside ss 71 and 72 of the Constitution
might create a body styled as a "court" and displaying some features commonly
associated with courts, provided only that the body
"does not exercise the
judicial power of the Commonwealth".
- This
submission appeared to lay the ground in Australia for a system of "legislative
courts" resembling the United States model.
Any such submission should be
rejected. It cannot stand with the statement of general principle in the
passage from the Boilermakers' Case set out above.
- In
his oral submissions the Solicitor-General correctly disclaimed the existence of
any general power in the Parliament to create
legislative courts. Rather, he
stressed the special position occupied by the defence power as the basis for the
creation of the
AMC.
- The
provisions of the 2006 Act indicate a legislative intention to create a body
with the character of a court created by the Parliament under Ch III of the
Constitution, save for the manner of appointment and tenure of its members.
That intention is emphasised by the statement in s 114(1A) of
the Act that
the AMC is "a court of record". Such a court has two relevant attributes.
First, a court of record which is not created
as a superior court nevertheless
has the power to punish for contempt committed in the face of the
court[34].
Section 53(4)(d)(i) creates an offence of engagement in conduct which
constitutes a contempt of the AMC; this appears to supplement
the contempt power
of the AMC itself. However, of that contempt power, the following statement in
R v Taylor; Ex parte
Roach[35]
is in point. Dixon, Webb, Fullagar and Kitto JJ said:
"By definition contempt is confined as an offence to courses of conduct
prejudicial to the judicial power and does not extend to
impairments of other
forms of authority. Obstructions to the exercise of executive power,
administrative power, legislative power
or other governmental power are not
within the conception of the offence of contempt of
court."
- Secondly,
the proceedings of a court of record preserved in its archives are called
records, and are conclusive evidence of that
which is recorded
therein[36].
More generally, as Barton J put it in Waterside Workers' Federation of
Australia v J W Alexander
Ltd[37], in
its usual acceptation the term "court of record" identifies "a body which has
power both to make its determinations and to enforce
them".
- The
conclusive evidentiary character of the records of the AMC, otherwise flowing
from its creation as a court of record, must be
understood in the light of
s 191 of the Act. This treats certain certificates setting out facts
respecting AMC proceedings
as prima facie evidence in any civil court.
The result is that s 191 assists the operation of s 114(1A). The
record is conclusive but
the presence of a certificate relieves the need to
prove by other means the content of the record.
- However,
the Act must be read with changes made by the 2006 Act to the Defence Force
Discipline Appeals Act 1955 (Cth) ("the Appeals Act"). The result is the
subjection of the AMC by s 20 of the Appeals Act to "appeals" brought to
the Defence Force Discipline Appeal Tribunal ("the Appeal Tribunal"), but only
by leave where the ground
is not a question of law. The Appeal Tribunal is not
created as a
court[38]. The
creation of an "appeal" from a federal court, were the AMC to have that
character, to an administrative body such as the Appeal
Tribunal, would be
repugnant to Ch III of the
Constitution[39],
in particular to s 73(ii) which provides for the appellate jurisdiction of
this Court.
- The
upshot is that while the Parliament has given to the AMC some of the attributes
of a court which may be created by the Parliament
for the exercise of the
judicial power of the Commonwealth, it has not created such a body. Indeed,
Note 1 to s 114 and the legislative history indicate that the 2006 Act
was not designed to achieve that outcome.
The issues
- The
issues which then arise may be stated as follows. First, does the 2006 Act, in
providing for the creation of the AMC, answer the description of a law with
respect to military justice which may be supported
under the special provision
made by the defence power in s 51(vi) of the Constitution? The plaintiff
and Western Australia submit that the 2006 Act goes beyond what as a matter of
history was encompassed by the administration of military justice by a
hierarchical command structure.
The second issue is related to the first and
asks whether the power conferred on the Parliament by s 51(vi) of the
Constitution extends to the identification of the AMC as a "Court", albeit not a
court answering, as a matter of its formation and constitution,
the character of
a court created by the Parliament under ss 71 and 72 of the
Constitution.
Command structure
- The
Defence Act 1903 (Cth) ("the 1903 Act") provided in Pt VIII
(ss 86-100) for courts-martial. The 1903 Act applied to the naval and
military forces of the Commonwealth (s 5). The effect of s 88 was
that except so far as inconsistent with the 1903 Act, there applied to the
composition, procedures and powers of courts-martial the provisions of the
current Imperial law. In 1903 this
was found principally in the
Naval Discipline Act 1866
(Imp)[40] ("the
1866 Act") and the Army Act 1881
(Imp)[41] ("the
1881 Act").
- The
1866 Act stipulated that, save in the case of the death sentence (which could be
remitted only by the sovereign), the Admiralty
might suspend, annul or modify
sentences passed at a court-martial (s 53(1)). The death sentence, save in
the case of mutiny,
was not to be carried out until it was confirmed by the
Admiralty or by the Commander in Chief on a foreign station (s 53(3)).
- Section 46
of the 1881 Act dealt with the power of the commanding officer with respect to
charges against a person under his
command; the officer might dismiss the charge
if he was of the opinion that it should not proceed, or take steps to bring the
offender
to a court-martial or, in the case of a soldier, deal himself with the
case summarily. There were regimental, general, district
and field general
courts-martial (s 54(1)). Findings of acquittal apart (s 54(3)), the
finding and sentence of a court-martial
was valid only if confirmed by the
relevant authority specified in s 54(1) (s 54(6)). The confirming
authority might send
back a finding or sentence for revision (s 54(2)) or
mitigate or remit the punishment (s 57(1)). A sentence of death or
penal
servitude awarded by a field general court-martial was not to be carried into
effect unless and until confirmed by the general
or field officer commanding the
force (s 54(1)(d)).
- If
a sentence passed by a court-martial was confirmed and the sentence was
undergone in a colony, the officer commanding the forces
in that colony was
empowered by s 57(2)(c) of the 1881 Act to remit, mitigate or commute the
punishment. Where there was no
superior authority in a colony to confirm the
findings or sentences of a court-martial, the Governor had power to do so
(s 54(4)).
The Governor, if in command of the regular forces of the
colony, was a qualified officer to confirm findings or sentences
(s 54(7))[42].
- That
these systems of naval and military justice did not administer the ordinary law
of the land was made apparent by s 101
of the 1866 Act (which stated that
nothing in that statute was to supersede the authority of the ordinary civil and
criminal courts)
and s 41(5)(b) of the 1881 Act (which confirmed that a
person subject to military law might be tried by any competent civil
court for
an offence for which he could be triable if not subject to military law).
- In
Australia, s 86 of the 1903 Act, which was located in Pt VIII,
empowered the Governor-General to convene, and appoint the officers to,
courts-martial, and to approve, confirm, mitigate or remit
any sentence.
Section 87 conferred a power of delegation upon the Governor-General. No
death sentence was to be carried into
effect until confirmed by the
Governor-General (s 98).
- Section 86
was amended[43]
to provide in s 86(2) to the effect that nothing in s 86 affected the
powers of convening courts-martial and confirming findings and sentences, as
provided in the 1866 Act, the 1881 Act
and the Air Force Act 1917 (Imp).
Section 5 of the Naval Defence Act 1910 (Cth) continued the
application of Pt VIII of the 1903 Act to the Naval Forces of the
Commonwealth and s 36 confirmed the operation of the 1866
Act[44].
- Part VIII
of the 1903 Act was repealed by the Defence Force (Miscellaneous Provisions)
Act 1982 (Cth). Provision for review of proceedings of "service tribunals",
being a court-martial, a Defence Force magistrate or a summary
authority, was
made by Pt IX of the 1982 Act (ss 150-169). Section 150 provided
for the appointment by a chief of staff of officers to be a "reviewing
authority". In the case of convictions by a subordinate summary authority there
was a preliminary automatic review by the commanding
officer (s 151); in
the case of convictions by another service tribunal, there was automatic review
by a reviewing authority
(s 152). Provision was made for further review by
a chief of staff, upon sufficient grounds appearing to him for that review
(s 155). The system of "appeals" under the Appeals Act to the Appeal
Tribunal was accommodated by s 156 to those review processes of Pt IX
of the 1982 Act; the general effect of the lodgement of an appeal or application
to the Appeal Tribunal for leave to appeal was to bar the exercise
of the powers
of the reviewing authority pending dismissal of the appeal or refusal of
leave.
Judicial power
- In
Grant v
Gould[45],
when giving the judgment of the Court of Common Pleas, Lord Loughborough
said:
"Naval Courts Martial, Military Courts Martial, Courts of Admiralty, Courts of
Prize, are all liable to the controlling authority,
which the Courts of
Westminster Hall have from time to time exercised, for the purpose of preventing
them from exceeding the jurisdiction
given to them: the general ground of
prohibition being an excess of jurisdiction, when they assume a power to act in
matters not
within their cognizance."
That reasoning was applicable to the jurisdiction of this Court established by
s 75(v) of the Constitution.
- However,
in England the reasons of Atkin LJ in R v Electricity Commissioners; Ex
parte London Electricity Joint Committee Co (1920)
Ltd[46]
supported the proposition that prohibition and certiorari may be issued to
bodies "having legal authority to determine questions
affecting the rights of
subjects, and having the duty to act judicially". The effect of these
influential observations, as Mason J
put it in Kioa v
West[47]:
"was to focus attention on those elements in the making of administrative
decisions which are analogous to judicial determination
as a means of
determining whether the rules of natural justice apply in a particular case.
The emphasis given in subsequent decisions
to the presence and absence of these
characteristics diverted attention from the need to insist on the adoption in
the administrative
process of fair and flexible procedures for decision-making,
procedures which do not necessarily take curial procedures as their
model."
Thereafter, in Australian Broadcasting Tribunal v
Bond[48]
Deane J explained:
"There was a time when it was customary to refer to the duty of a non-curial
statutory decision-maker to observe common law requirements
of fairness and
detachment in certain circumstances as a 'duty to act judicially' (see, eg,
Testro Bros Pty Ltd v
Tait[49];
Board of Education v
Rice[50];
R v Electricity
Commissioners[51];
Local Government Board v
Arlidge[52]).
There were, however, disadvantages in that phraseology. For one thing, as Lord
Diplock pointed out in O'Reilly v
Mackman[53],
it tended to give rise to, and preserve, subtle and often confusing distinctions
between decisions that were 'quasi-judicial' and
those that were 'merely'
administrative. For another, particularly in this country where there is a
constitutional barrier against
the conferral of any part of the judicial power
of the Commonwealth upon an administrative decision-maker, it involved the
potential
for confusion between an obligation to act judicially and the
well-settled notion of exercising judicial power."
- The
treatment of the jurisdiction conferred by s 75(v) of the Constitution with
respect to prohibition directed to officers of the Commonwealth constituting
military tribunals appears to have been influenced
in the way described by
Mason J and by Deane J. It may explain the frame of mind in which
statements have been made, notably
by Starke J in R v Bevan; Ex parte
Elias and
Gordon[54],
that although military tribunals did not exercise "the judicial power of the
Commonwealth" identified in s 71, they did exercise "judicial power". But
the only judicial power which the Constitution recognises is that exercised by
the branch of government identified in Ch III.
The 2006 Act
- The
1982 Act had continued the long-established system of automatic review within
the command structure of the defence forces. From this system
the 2006 Act
departed with the creation and interposition of the AMC. The heading of
Pt IX was changed from "Review of proceedings of service tribunals" to
"Review of proceedings of summary authorities". The AMC is a "service
tribunal"
but is not a summary authority and the review provisions of Pt IX do not
apply to it. Part VII of the 1982 Act now distinguishes between summary
authorities (Div 2, ss 104-113) and the AMC (Div 3,
ss 114-121). Summary authorities are officers appointed by the Chief of
the Defence Force as a "superior summary authority" or by a commanding
officer
as a "subordinate summary authority", and, in the case of certain charges, a
commanding officer is the summary authority
(ss 105, 107). A charge may be
referred by a commanding officer, or a superior officer, to the DMP
(s 105A(2)). The DMP may request the Registrar of the AMC to refer the
charge to the AMC for trial (s 118(1)). (This is the procedure which was
followed with respect to the plaintiff, as explained, with reference to the
transitional provisions,
earlier in these reasons.)
- A
punishment imposed or order made by the AMC takes effect forthwith (s 171),
save that the AMC may order that the execution of the punishment be stayed in
whole or part pending the determination of an "appeal"
or application for leave
to appeal to the Appeal Tribunal (s 176(2)). On the other hand, a range of
punishments imposed, and orders made, by a summary authority do not take effect
unless approved by
a reviewing authority (s 172).
- The
decision of the AMC upon the trial of a charge is conclusive, subject to the
success of an "appeal" to the Appeal Tribunal and
of any further "appeal" to the
Federal Court. The result is that, as indicated by authorities including
Brandy v Human Rights and Equal Opportunity
Commission[55],
the 2006 Act purports to entrust to the AMC the exercise of the judicial power
of the Commonwealth unless it can be said, despite the placement
of the AMC
outside the chain of command, that the 2006 Act is supported by s 51(vi) of
the Constitution.
The plaintiff's submissions
- The
primary submission by the plaintiff emphasised the importance of the
hierarchical command structure to the system of military
justice derived from
that in the United Kingdom at the time of federation in Australia. But this
supplied the starting point for
an argument based upon alleged incompatibility
between the 2006 Act and s 68 of the Constitution.
- Section 68
states:
"The command in chief of the naval and military forces of the Commonwealth is
vested in the Governor-General as the Queen's
representative."
The reference to the naval and military forces "of the Commonwealth" had, in
1900 and for some time thereafter, a particular significance
in the scheme of
Imperial naval
defence[56].
The Constitution, by special provision in covering cl 5, was not in force
on those British ships which were the Queen's ships of war even if
their first
port of clearance or port of destination was in Australia.
- The
plaintiff seeks to make good a different point. He refers to other provisions
in the Constitution, particularly the appointment and delegation provisions in
ss 64, 67 and 72 and the temporary expenditure provision in s 83.
These refer to the Governor-General in Council, an expression which bespeaks
action upon advice of the Federal Executive Council.
Section 63 makes this
plain. Section 68 refers to the Governor-General, without more.
- The
plaintiff submits (a) that s 68 vests in the Governor-General the
prerogative power of the Crown as understood in the United Kingdom to maintain
disciplined military
forces and (b) that the power of command is beyond
impairment by the legislation establishing the AMC, with the result that
s 51(vi) does not support the 2006 Act.
- The
first proposition is an incomplete statement of the effect of the Constitution.
At the third session of the Federal Convention at Melbourne in 1898,
Mr Deakin unsuccessfully sought to add to the draft s 68 a requirement
that the Governor-General act under the advice of the Federal Executive
Council[57].
Mr Barton considered the amendment unnecessary because "in these modern
days" the exercise of a prerogative of the Crown required
the advice of a
responsible
Minister[58];
that advice might be tendered to the Governor-General without the formality of
an Executive Council meeting.
- It
is true that another delegate, Mr Lewis MHA of Tasmania, said that nothing
could be more subversive of discipline than for
the power to review the
decisions of courts-martial to be exercised upon ministerial
advice[59].
But that ignored the point made by
Todd[60] and
repeated by Quick and Garran as
follows[61]:
"The command-in-chief of the naval and military forces of the Commonwealth is,
in accordance with constitutional usage, vested in
the Governor-General as the
Queen's Representative. This is one of the oldest and most honoured
prerogatives of the Crown, but it
is now exercised in a constitutional manner.
The Governor-General could not wield more authority in the naval and military
business
of the country than he could in the routine work of any other local
department. Of what use would be the command without the grant
of the supplies
necessary for its execution? All matters, therefore, relating to the
disposition and management of the federal forces
will be regulated by the
Governor-General with the advice of his Ministry having the confidence of
Parliament."
- Hence
the statement by
Mr O'Connor[62]
in the debate upon the Deakin motion that the appointment of which s 68
speaks is nominal in the sense that it is placed within the system of
responsible government, as well understood at the time of the
debate in the
Convention.
- Once
that is understood there is no ground remaining for the second proposition by
the plaintiff. The exercise of that command may
be the subject of legislation
supported by s 51(vi) of the Constitution. Indeed, the legislative
structures for review in disciplinary matters created in the United Kingdom by
the 1866 Act and the 1881
Act and then in Australia by the 1903 Act and the 1982
Act diminished the scope for the political interference, the fear of which
appears to have moved Mr Lewis in the Convention debate.
- There
remains the secondary, but more substantial, submission that the 2006 Act in
creating the AMC apart from the command structure described earlier in these
reasons, and in thereby purporting to provide for
its exercise of the judicial
power of the Commonwealth, cannot be sustained by s 51(vi). It is upon
this ground that the case
falls for decision.
Conclusions
- In
oral submissions the Commonwealth Solicitor-General agreed that it was
fundamental to the case for validity of the legislation
under challenge that it
did not place the AMC beyond the "historical stream" of the previous systems of
military justice.
- The
difficulty with the case for validity is that the AMC was designed to make a
break with that past and the analysis of the 2006 Act earlier in these reasons
shows that the Parliament achieved its objective. It was the presence of some
characteristics of that "historical
stream" which exposed the legislation in the
United Kingdom and Canada to the successful attacks made in Findlay,
Grieves and Généreux. Once it was decided to deal with
the 1982 Act not by the creation of a Ch III court but by the creation of
the AMC, the 2006 Act became vulnerable to the attack now successfully made upon
the validity of the AMC. The power conferred by s 51(vi) does not
extend
to the creation of a "legislative court", in the sense discussed in these
reasons, which operates outside the previous system
of military justice.
- It
therefore is unnecessary to deal, save in one respect, with the further
arguments presented by the plaintiff. It was submitted
that the power conferred
by s 51(vi) was limited to the punishment of crimes such as those charged
here which were committed
on active service (not this case) or in the
circumstances and places where the jurisdiction of the ordinary courts could not
conveniently
be
exercised[63].
That submission is inconsistent with decisions, the most recent of which is
White v Director of Military
Prosecutions[64],
which should not be re-opened.
Orders
- Upon
the further amended application for an order to show cause, referred by the
Chief Justice to the Full Court by order made 16 January
2009, there should
be, pursuant to r 25.03.4 of the High Court Rules 2004, an order for a writ
of prohibition directed to the first defendant. This should prohibit him from
trying the charges against the
plaintiff identified in par 17 of the agreed
statement of facts dated 16 January 2009. There should also be a
declaration
that Div 3 of Pt VII of the Defence Force Discipline
Act 1982 (Cth) is invalid. The plaintiff should have against the second
defendant his costs in the cause.
- HAYNE,
HEYDON, CRENNAN, KIEFEL AND BELL JJ. Section 114 of the Defence
Force Discipline Act 1982 (Cth) ("the DFDA") creates a court: the
Australian Military Court ("the AMC"). It is a court of
record[65]. It
is created by the Parliament but the Commonwealth submits that the AMC is not
one of those "other federal courts" created by
the Parliament under s 71 of
the Constitution in which the judicial power of the Commonwealth is vested. The
AMC is not a court whose judges are appointed in the manner, or have
the tenure
and the security of remuneration, required by s 72 of the Constitution.
The determinative issue in this matter is whether the DFDA provides for the AMC,
a court not created in accordance with Ch III
of the Constitution, to
exercise the judicial power of the Commonwealth.
The proceedings
- The
plaintiff has been charged with offences allegedly committed when he was a
member of the Permanent Navy, and thus a "defence
member"[66].
It is intended that the charges will be tried by the AMC. The first defendant,
Colonel Morrison, is a Military Judge of the
AMC and has been nominated to
try the case. The plaintiff has brought proceedings in this Court against
Colonel Morrison and the
Commonwealth seeking relief that includes prohibition
directed to the first defendant and a declaration that the provisions of
Div 3
of Pt VII of the DFDA (ss 114-121) are invalid. The first
defendant filed a submitting appearance. The plaintiff and the Commonwealth
having agreed in a statement
of agreed facts, the proceedings were referred for
hearing by the Full Court. The Attorney-General for Western Australia
intervened
in support of the plaintiff.
- The
plaintiff put his claim that the legislation creating the AMC is invalid on
several different bases. It is convenient to deal
first with the argument that
Div 3 of Pt VII of the DFDA is invalid because it provides for the
exercise of the judicial power of the Commonwealth by a body not created in
accordance
with Ch III of the Constitution.
- In
connection with that argument, the plaintiff relied on amendments made to the
DFDA by the Defence Legislation Amendment Act 2008 (Cth) ("the 2008
Amendment Act") providing for the AMC to hear "appeals" from the decisions of
summary authorities made under the DFDA. The amendments made by
the 2008
Amendment Act do not apply to the proceedings against the plaintiff. Not only
would the provisions to which the plaintiff points not be engaged,
the
transitional provisions of the 2008 Amendment Act
provide[67]
that the DFDA, as in force before the commencement of the 2008 Amendment Act, is
to apply in relation to proceedings which had been commenced under the earlier
form of the legislation. The proceedings brought
against the plaintiff had been
commenced under the earlier form of the legislation. It is not necessary to
decide when they were
commenced but that had happened by November 2007 when they
were referred for trial by the AMC.
- It
is, therefore, neither necessary nor appropriate to have regard in this matter
to the amendments made by the 2008 Amendment Act. These reasons are directed to
the validity of the relevant provisions of the DFDA (Div 3 of Pt VII)
as those provisions stood before the commencement of the 2008 Amendment Act.
- Section 114
provides:
"(1) A court, to be known as the Australian Military Court, is created by this
Act.
Note 1: The Australian Military Court is not a court for the purposes of
Chapter III of the Constitution.
Note 2: The Australian Military Court is a service tribunal for the purposes of
this Act: see the definition of service tribunal in
subsection 3(1).
(1A) The Australian Military Court is a court of record.
(2) The Australian Military Court consists of:
(a) the Chief Military Judge; and
(b) such other Military Judges as from time to time hold office in accordance
with this Act."
It is sufficient for present purposes to note that the provisions of Div 3
of Pt VII, apart from s 114, are s 115
(dealing with the
jurisdiction of the AMC), s 116 (providing for the exercise of the
jurisdiction of the AMC), s 117 (providing
that the AMC may sit in or
outside Australia), s 118 (concerning the referral of charges to the AMC
and nomination of a Military
Judge to try a charge), s 119 (providing for
the seal of the AMC), s 120 (providing for an AMC stamp) and s 121
(providing
for staff necessary to assist the AMC).
The history of the legislation
- The
provisions of Div 3 of Pt VII were introduced into the DFDA by the
Defence Legislation Amendment Act 2006 (Cth) ("the 2006 Amendment Act").
The 2006 Amendment Act was enacted after a lengthy inquiry by the Senate Foreign
Affairs, Defence and Trade References Committee into the effectiveness
of the
Australian military justice system in providing "impartial, rigorous and fair
outcomes, and mechanisms to improve the transparency
and public accountability
of military justice
procedures"[68].
- In
its report, the Committee
noted[69] that
the United
States[70],
Canada[71], the
United
Kingdom[72] and
other European
nations[73], as
well as
Australia[74],
had seen numerous court challenges in the preceding 20 years to the legal
validity of their respective military justice systems.
In Europe and Canada the
challenges had centred upon whether service tribunals were independent and
impartial. In particular, the
European Court of Human Rights had
concluded[75]
that courts-martial of United Kingdom service personnel (conducted under
statutory provisions generally similar to those for which
the DFDA then
provided) violated the requirements of Art 6(1) of the European Convention
on Human Rights that the determination
of any criminal charge be by "an
independent and impartial tribunal established by law". And the Supreme Court
of Canada had
held[76] that
the system of General Courts Martial then in force in Canada infringed the right
to trial by an independent and impartial tribunal
guaranteed by s 11(d) of
the Canadian Charter of Rights and Freedoms.
- The
2005 Senate Committee Report recommended changes in the military justice system.
In particular, it
recommended[77]
that a permanent military court be created in accordance with Ch III of the
Constitution to ensure its independence and impartiality.
- The
Government published a written response to the 2005 Senate Committee Report. In
that response the Government
agreed[78] to
create a permanent military court, but did not
support[79] the
creation of such a court under Ch III. The purpose of the Bill for the
2006 Amendment Act was to give effect to the Government
Response[80].
- Both
the Government
Response[81] to
the 2005 Senate Committee Report and the Explanatory Memorandum for the Defence
Legislation Amendment Bill 2006
(Cth)[82] made
plain that the AMC was intended to satisfy the principles of impartiality and
judicial independence, and independence from the chain of command in
matters of military discipline. As will later be demonstrated, it is the
independence of the AMC from the chain of command which
is the chief feature
distinguishing it from earlier forms of service tribunal which have been held
not to exercise the judicial power
of the Commonwealth.
Accepted doctrine
- It
is as well to begin consideration of the issues that arise in this matter by
restating an undisputed constitutional principle.
In R v Kirby;
Ex parte Boilermakers' Society of Australia ("the Boilermakers'
Case") it was
held[83]
that:
"Had there been no Chap III in the Constitution it may be supposed that
some at least of the legislative powers would have been construed as extending
to the creation of courts
with jurisdictions appropriate to the subject matter
of the power. This could hardly have been otherwise with the powers in respect
of bankruptcy and insolvency (s 51(xvii)) and with respect to divorce and
matrimonial causes (s 51(xxii)). The legislature would then have been
under no limitations as to the tribunals to be set up or the tenure of the
judicial officers
by whom they might be constituted. But the existence in the
Constitution of Chap III and the nature of the provisions it contains make
it clear that no resort can be made to judicial power except under
or in
conformity with ss 71-80. An exercise of a legislative power may be
such that 'matters' fit for the judicial process may arise under the law that is
made.
In virtue of that character, that is to say because they are matters
arising under a law of the Commonwealth, they belong to federal
judicial power.
But they can be dealt with in federal jurisdiction only as the result of a law
made in the exercise of the power
conferred on the Parliament by s 76(ii)
or that provision considered with s 71 and s 77." (emphasis
added)
The Commonwealth submissions
- The
Commonwealth submitted that s 114, and the other provisions of Div 3
of Pt VII of the DFDA, are made under s 51(vi) as a law with respect
to "the naval and military defence of the Commonwealth and of the several
States". The Commonwealth submitted
that the AMC is not a court encompassed by
the phrase, in s 71 of the Constitution, "such other federal courts as the
Parliament creates". The Commonwealth noted, correctly, that since long before
Federation, tribunals
acting judicially have been seen as essential to the
organisation of an army, navy or air
force[84].
Courts-martial have been
held[85] not to
exercise the judicial power of the Commonwealth. The Commonwealth submitted
that what the AMC is to do is not relevantly
different from what was done by
courts-martial or other forms of service tribunal.
- The
Commonwealth sought to develop its argument by describing the functions
performed by courts-martial as an exercise of "judicial
power" which was not the
exercise of the "judicial power of the Commonwealth". In this connection the
Commonwealth referred to
dicta[86] in
earlier decisions of this Court which were said to support such an analysis.
But as will later appear, reference to the exercise
of a species of judicial
power that is not the judicial power of the Commonwealth does not assist the
resolution of the issue in
this case. Rather, it is necessary to focus upon the
central plank of the Commonwealth's argument: that the AMC does not differ
in
any material respect from earlier forms of service tribunal, particularly naval
and military courts-martial, which have been held
not to exercise the judicial
power of the Commonwealth.
- As
noted earlier, the AMC was intended to differ from earlier forms of
service tribunal. It is independent from the chain of command. That
independence is critical to
the decision whether the AMC is to exercise the
judicial power of the Commonwealth.
- To
explain the nature and extent of the changes made by the 2006 Amendment Act it
is necessary to say something about courts-martial, and then compare the AMC
with those earlier institutions and associated arrangements
for service
discipline.
Courts-martial
- Part VIII
(ss 86-100) of the Defence Act 1903 (Cth), as originally enacted,
provided that the Governor-General may
convene[87]
courts-martial,
appoint[88]
officers to constitute courts-martial, and "[a]pprove, confirm, mitigate, or
remit the sentence of any
court-martial"[89].
Those powers could be
delegated[90].
Section 88 of the Defence Act provided that, except so far as
inconsistent with the Act, "the laws and regulations for the time being in force
in relation to the
composition, mode of procedure, and powers of courts-martial"
in the Imperial forces ("the King's Regular Naval Forces" and "the
King's
Regular Forces") were to apply to the naval and military forces of the
Commonwealth.
- At
the time of enactment of the Defence Act, courts-martial in the Imperial
forces were regulated by the Naval Discipline Act 1866 (Imp) (29 & 30
Vict c 109) and the Army
Act[91].
Consistent with the provisions of s 86 of the Defence Act (and its
reference to the Governor-General's power to "confirm, mitigate, or remit the
sentence of any court-martial") neither a finding
of guilt nor a sentence passed
by a military court-martial held under the Army Act was valid or
effective until confirmed by an army officer designated as a confirming
authority[92].
And the sentence passed by a naval court-martial could (except in the case of a
sentence of death, which could be remitted only
by the sovereign) be suspended,
annulled, modified, substituted by an inferior punishment or remitted by the
Admiralty[93].
Except in the case of mutiny, the punishment of death could not be inflicted
until the sentence had been confirmed by the Admiralty
or by the
Commander-in-Chief on a foreign
station[94].
- In
1910, the Naval Defence Act 1910 (Cth) was enacted. That Act made
particular provisions for the Naval Forces of the Commonwealth. Section 5
provided that a
number of provisions of the Defence Act (including the
provisions of Pt VIII concerning courts-martial) continued to apply in
relation to the Naval Forces of the Commonwealth.
Section 36 provided
that, subject to the Naval Defence Act, the Naval Discipline
Act[95]
"and the King's Regulations and Admiralty Instructions for the time being in
force in relation to the King's Naval Forces" applied
to the Naval Forces of the
Commonwealth.
- In
1917, s 86 of the Defence Act was
amended[96] to
provide that the powers given to the Governor-General by that section did not
affect the powers conferred by the Naval Discipline Act or the Army
Act "of convening courts-martial and confirming the findings and sentences
of those courts". This amendment emphasised a point already
apparent from the
conferral of authority on the Governor-General to convene courts-martial, and to
approve, confirm, mitigate or
remit the sentence of any court-martial. The
decisions, not only whether to hold a court-martial, but also whether and how
effect
should be given to a finding by a court-martial of guilt, were matters
for confirmation or review by higher authority within the
chain of command of
the forces. They were matters for the Governor-General as Commander in Chief of
the naval and military forces
of the
Commonwealth[97],
or an officer designated by or on behalf of the Commander in Chief as a
convening or confirming authority under the applicable Imperial
legislation.
- Although
written in a different time and context, the central point to be made about
these arrangements was accurately captured by
Platt J of the Supreme Court
of New York when he said
that[98]: "The
proceedings of the Court-Martial were not definitive, but merely in the nature
of an inquest, to inform the conscience of
the commanding officer. He, alone,
could not condemn or punish, without the judgment of a Court-Martial; and, it is
equally clear,
that the Court could not punish without his order of
confirmation."
- These
features of the provisions for courts-martial set them apart from the exercise
of the judicial power of the Commonwealth.
The decisions of courts-martial were
not "definitive" of guilt; the punishments awarded by courts-martial were
subject to confirmation
or review. Dispositive decisions about guilt and
punishment were made on confirmation or review within the chain of command. It
was, therefore, right to describe courts-martial as directed to the maintenance
of discipline of the forces. They were tribunals
established to ensure that the
discipline administered within the forces was just. But as Dixon J pointed
out in R v Cox; Ex parte
Smith[99],
courts-martial did "not form part of the judicial system administering the law
of the land".
- Until
the enactment of the DFDA in 1982, the Defence Act continued to
provide[100]
for courts-martial, and to identify the laws applicable to military
courts-martial (as distinct from naval courts-martial) by reference
to "the
Imperial Act called the Army Act" as in force at identified times. The Naval
Defence Act continued to make special provision for the Naval Forces of the
Commonwealth but continued to
provide[101]
that Pt VIII of the Defence Act (dealing with courts-martial)
applied to and in relation to the Naval Forces and the members of those Forces.
And like provision
was made in respect of the Air Force by the Air Force
Act 1923 (Cth).
- Until
the enactment of the DFDA in 1982, the Defence Act continued to provide
power to the Governor-General to convene courts-martial, to appoint officers to
constitute courts-martial, to
"confirm the finding, or finding and sentence of
any court-martial, or in the case of a military or air-force court-martial send
back the finding and sentence or either of them for
revision"[102],
to mitigate or remit the punishment awarded by any sentence, or commute the
punishment for some less
punishment[103],
and to suspend the execution or currency of any
sentence[104].
And the powers conferred by Imperial Acts with respect to convening
courts-martial, and confirming the findings and sentences of
those courts, as
picked up and applied by s 86(2) of the Defence Act, remained
unaffected.
- Although
the DFDA recast the law relating to service discipline, some particular features
of the former law remained substantially
unaltered. In particular, under the
DFDA as originally enacted, courts-martial in all arms of the Australian Defence
Force were
convened by an officer appointed as a convening authority by the
Chief of Defence Force Staff, Chief of Naval Staff, Chief of the
General Staff
or Chief of the Air
Staff[105].
The President and other members of a court-martial were appointed by a convening
authority[106].
If a person was convicted by a court-martial, the proceedings were automatically
to be
reviewed[107]
by an officer
appointed[108]
by a chief of staff as a reviewing authority. In addition, a person convicted
by a court-martial could
petition[109]
for review of the proceedings by a reviewing authority. A review by a reviewing
authority did not prevent a further review of the
proceedings by a chief of
staff "if it appears to him that there are sufficient grounds for a further
review"[110].
On review, whether by a reviewing authority or a chief of staff, the conviction
could be
quashed[111],
a
new trial could be
ordered[112],
conviction for an alternative offence could be
substituted[113],
or in some cases the punishment imposed could be
quashed[114].
- The
grounds upon which a reviewing authority could exercise these powers were
limited. The limits were expressed in terms very like
those found in common
form criminal appeal statutes. So, for example, s 158(1) of the DFDA
obliged a reviewing authority to
quash a court-martial conviction if it appeared
(among other things) that "the conviction is unreasonable, or cannot be
supported,
having regard to the evidence", or that, "as a result of a wrong
decision on a question of law, or of mixed law and fact, the conviction
was
wrong in law and that a substantial miscarriage of justice has occurred". And
reviewing authorities were
bound[115] to
obtain a report on the proceedings from a legal officer, and
bound[116] by
any opinion on a question of law set out in the report. But the point of
present importance to be observed is that the final
decision about guilt or
punishment was not made by the court-martial; the final decision about those
matters was made within the
chain of command of the forces.
- In
2005 the DFDA was amended, by the Defence Legislation Amendment Act
(No 2) 2005 (Cth), to provide for the offices of Director of Military
Prosecutions ("the Director") and Registrar of Military Justice ("the
Registrar").
The general effect of the amendments was to give the Registrar
some of the powers of a convening authority and the Director the
power to
decide[117]
whether a charge should proceed and, if it should, whether it was to be dealt
with summarily, by trial before a Defence Force magistrate
or by trial by
court-martial. Other features of the scheme for trial by court-martial remained
substantially unaltered.
- In
addition to the "review" system for which provision was made by the DFDA, a
person convicted by court-martial could appeal against
the conviction. In 1955,
the Parliament had provided for appeals from courts-martial to a Courts-Martial
Appeal
Tribunal[118].
That body, renamed the Defence Force Discipline Appeal Tribunal by the
Defence Force (Miscellaneous Provisions) Act 1982 (Cth) ("the Appeal
Tribunal"), was given power to hear and determine certain appeals against
conviction by court-martial and, more
recently[119],
appeals against sentence.
- Since
1982, the Appeal Tribunal has been constituted by persons holding State or
federal judicial office. It was not submitted,
however, and it is not the case,
that the Appeal Tribunal is a federal court, or that it exercises the judicial
power of the
Commonwealth[120].
The references made in legislation to "appeals" to the Appeal Tribunal are to be
understood accordingly. Following the amendments
made to the DFDA by the 2006
Amendment Act, the Appeal Tribunal may hear appeals from the AMC.
The AMC
- The
Bill for the 2006 Amendment Act, which among other things was to create the AMC,
was intended to give effect to the Government Response to the 2005 Senate
Committee
Report. The provisions of the Bill for the 2006 Amendment Act were
considered by the Senate Standing Committee on Foreign Affairs, Defence and
Trade. The
report[121]
of that Committee (the 2006 Senate Committee) was tabled in October 2006.
- Although
the 2006 Senate Committee
considered[122]
that the proposed AMC would not achieve the level of independence and
impartiality needed to ensure a fair and effective military
justice system, it
is evident that a central principle informing the relevant provisions of the
2006 Amendment Act was that the AMC was to be independent of the chain of
command in the Australian Defence Force. Whereas the decisions of a
court-martial
to convict and sentence a member of the forces were subject to
automatic review and confirmation by reviewing and confirming officers
designated by a chief of staff, the decisions of the AMC were not to be subject
to any review or confirmation within the chain of
command. To adopt and adapt
the dictum of
Platt J[123],
no longer were there to be proceedings "in the nature of an inquest, to inform
the conscience of the commanding officer"; the new
court was to be able to
condemn and punish without review or confirmation by a commanding officer.
- At
least since the enactment of the Imperial Naval Discipline Act and
Army Act, courts-martial of members of the forces subject to naval or
military discipline were conducted according to procedures generally
analogous
to those followed by the civil courts. Courts-martial pronounced verdicts of
guilt or innocence of offences, some of which
were or were analogous to offences
against the general criminal law. The punishments awarded by courts-martial
included forms of
punishment provided by the general criminal law. It is, then,
not surprising that it has been said that courts-martial exercised
a form of
judicial power. Such an observation, however, is not helpful in the resolution
of the issue that arises in this case.
First, on analysis the observation may
go no further than asserting that courts-martial act
judicially[124].
That observation may be made of many tribunals. Secondly, and more importantly,
the question which is presented by Ch III
of the Constitution is whether
the body under consideration exercises the judicial power of the
Commonwealth. To speak of a court-martial exercising a species of judicial
power is unhelpful if it distracts attention from the relevant constitutional
question.
- That
constitutional question was resolved in respect of courts-martial, as it was in
R v Bevan, R v Cox and later Re Tracey, at a time when
courts-martial were not independent of the chain of command of the forces.
Courts-martial were convened only by
order from within the chain of command;
conclusions of guilt and determinations of punishment were subject to review or
confirmation
within that chain of command. A court-martial did not make a
binding and authoritative decision of guilt or determination of
punishment[125].
A court-martial did not enforce its
decisions[126].
Enforcement of any decision, other than acquittal of the accused, depended upon
the outcome of review of the decision within the
chain of command. But a
central purpose of the creation of the AMC was to have the new body make binding
and authoritative decisions
of guilt and determinations about punishment which,
without further intervention from within the chain of command, would be
enforced.
- That
the AMC is to make binding and authoritative decisions on the issues identified
without further intervention from within the
chain of command is reason enough
to conclude that it is to exercise the judicial power of the Commonwealth. It
is, however, desirable
to notice two further aspects of the amendments made by
the 2006 Amendment Act, both of which relate to s 114(1A), providing that
the AMC is a court of record.
A court of record
- The
plaintiff submitted, and the Commonwealth disputed, that because the AMC is
created as a court and as a court of record, it exercises
the judicial power of
the Commonwealth. Particular attention was given in this connection to what
power the AMC has to deal with
that species of contempt referred to as contempt
in the face of the court. The plaintiff submitted that the AMC has that power
because
it is a court of record, and that having that power demonstrates that
the AMC exercises the judicial power of the Commonwealth.
The Commonwealth
submitted that courts-martial had always had power not substantially different
from a court of record's power to
deal with contempt in the face of the court,
at least in respect of persons subject to naval or military
law[127], and
that the inclusion of s 114(1A) did no more than ascribe a particular
status to the new body; it did not give the new body
powers different from those
of courts-martial.
- It
is not necessary to resolve this aspect of the debate between the parties.
Designation of a body created by a law of the Parliament
as a "court of record"
may not, without more, show that it exercises the judicial power of the
Commonwealth[128].
It is necessary to have regard to what the body does. And in this case the
validity of the provisions which create the AMC turns
on more fundamental
considerations than what power it has to punish for contempt in the face of the
court and whether that power
is given by express provision or by designating the
AMC as a court of record. It is, nonetheless, desirable to say something
further
about the provisions that create the AMC as a court and, in particular,
s 114(1A), which provides that it is a court of record.
It is convenient
to do that by reference to some features of the legislative history that lies
behind the inclusion of s 114(1A)
in the DFDA by the 2006 Amendment
Act.
The legislative history of s 114(1A)
- As
originally introduced, the Bill for the 2006 Amendment Act did not include the
provision that would become s 114(1A). The 2006 Senate Committee
recommended[129]
that the Bill be amended or redrafted because, among other things, the Committee
considered[130]
that "the proposed AMC would not achieve the level of independence and
impartiality needed to ensure a fair and effective military
justice system" even
though, as noted earlier, the Explanatory Memorandum for the Bill for the 2006
Amendment Act had
said[131]
that the creation of the AMC was intended to "satisfy the principles of
impartiality and judicial independence, and independence
from the chain of
command". The 2006 Senate Committee Report
recorded[132]
a number of criticisms of the Bill, including "the failure to stipulate that the
AMC was to be a court of record".
- As
the Committee's written questions on notice to the Department of Defence
showed[133],
the Judge Advocate General of the Australian Defence Force had understood that
the original intention was that the AMC would be
a court of record, and he had
expressed[134]
the view that:
"there is no sensible reason why the AMC should not expressly be made a court of
record and making it so would put beyond doubt its status as a court and its
judicial authority". (emphasis added)
- The
Department of Defence's response to the Committee's question about this aspect
of the Bill
was[135] that
advice to the department "was that it would be inappropriate to provide that the
AMC is a court of record". The departmental
response
continued[136]:
"The concept [of court of record] has meaning in connection with the civilian
court system. The AMC is not part of that system and
should not be conferred
with a status that might be taken to suggest that it is (or that it has a
similar jurisdiction). There is
no reason to expand the use of the concept in
relation to the AMC, which is a unique statutory creature. Its powers should
generally
be set out in its enabling legislation and not determined by reference
to powers exercised by courts in the civilian system. The
statutory status of
the proposed AMC and its judicial authority is clear. The status of 'court of
record' is also not required to
establish the independence or impartiality of
the proposed AMC."
- Nonetheless,
the Bill for the 2006 Amendment Act was amended to provide, by the insertion of
what was to become s 114(1A), that the AMC was to be a court of record.
The Supplementary
Explanatory Memorandum and Corrigendum to the Original
Explanatory Memorandum circulated in respect of the Bill for the 2006 Amendment
Act said of this provision:
"11. A court of record is a court that is declared by an Act to be so or a court
that has the power to impose a fine or imprisonment
for contempt against it or
for another substantive offence (contempt includes disturbance of proceedings,
interference with the authority
of the court or publication of material which
may prejudice its proceedings).
12. Courts martial and trials by Defence Force magistrates were not designated
as 'courts of record' under the DFDA. Consistent
with this, the AMC was not
specifically made a court of record because there was no legal or practical
reason for doing so. Additionally,
it avoided conferring the characteristics of
a civilian court (with greater jurisdiction) on the AMC. Notwithstanding this,
the functional attributes of a court of record are provided for in the Bill,
including the capacity to deal with contempt of the court,
conduct of
proceedings in public, and a requirement to record proceedings. The AMC has now
been accorded the status of a court of
record, noting that there will be a
provision to limit publication of proceedings in the interests of the security
and defence of Australia
or for particularly sensitive matters.
13. Paragraph (8) will reinforce the provisions discussed in
paragraphs 11 to 12 by inserting new subclause 114(1A),
to provide
that the AMC is a 'court of record'. It will reinforce existing provisions in
the DFDA which will require the public
publication of AMC records except where
it would be inappropriate to do so (for example, if it would be contrary to the
interests
of the security or defence of Australia, the proper administration of
justice or public morals). These examples currently apply
to the conduct of
public hearings. This amendment further enhances the status of the AMC."
(emphasis added)
- That
is, the inclusion in the Bill of what was to become s 114(1A), providing
that the AMC is a court of record, was seen as
reinforcing what was already
provided in the Bill. Without this provision the Bill was understood to provide
for the AMC to have
"the functional attributes of a court of record": it was to
have capacity to deal with contempt of court, was to conduct its proceedings
in
public, and was to be required to record its proceedings. The amendment
inserting what was to become s 114(1A) in the Bill
was treated in the
Supplementary Explanatory Memorandum as directed to "enhanc[ing] the status of
the AMC", but appeared not to be
intended to effect any substantive change in
the nature of the body that was to be created.
- There
is, however, a consequence of creating the AMC as a court of record which goes
beyond the questions of status and contempt
powers. That consequence depends
upon the AMC both having power to make binding and authoritative determinations
of guilt and being
designated a court of record. It is necessary to examine
further the kinds of issues which the DFDA, as amended by the 2006 Amendment
Act, provides for the AMC to decide, and the final and binding nature of those
decisions.
- The
decisions which the AMC is to make include decisions about guilt of offences
against the general criminal law. Section 115(1)
of the DFDA, as amended
by the 2006 Amendment Act, provides that:
"Subject to section 63, the Australian Military Court has jurisdiction to
try any charge against any person."
Section 115(2) qualifies the generality of s 115(1) by excluding from
the jurisdiction of the AMC the trial of charges
of certain offences committed
by service personnel undergoing detention, but this qualification may be put
aside from further consideration.
- Section 3(1)
of the DFDA defines "charge" as "a charge of a service offence".
Section 61 of the DFDA makes it an offence against the DFDA,
and thus a
"service offence", to engage in conduct that would be an offence against a law
of the Commonwealth in force in the Jervis
Bay Territory, or any other law
(including any unwritten law) in force in that Territory which creates offences
or imposes criminal
liability for
offences[137].
Offences of these several kinds are
identified[138]
in the DFDA as Territory offences. Because s 115(1) gives the AMC
jurisdiction (subject to s 63) to try any charge against
any person, the
charges that may be tried by the AMC extend to charges of service offences that
are constituted by engaging in conduct
contrary to the general criminal law.
- The
qualification to the jurisdiction of the AMC provided by the reference to
s 63 is not unimportant but is of limited effect.
Section 63
provides, in substance, that except with the consent of the Director of Public
Prosecutions of the Commonwealth,
proceedings under the DFDA are not to be
instituted for certain identified offences including treason, murder,
manslaughter, bigamy
and certain sexual offences. There remains a wide range of
Territory offences that are subject to the jurisdiction of the AMC.
The
offences with which the plaintiff is charged include a Territory offence that is
not an offence of a kind described in s 63.
- Before
the amendments made by the 2006 Amendment Act, s 190 of the DFDA provided
for the jurisdiction of the civil courts in relation to service offences. In
particular, s 190(1)
provided that "[s]ubject to the Constitution, a civil
court does not have jurisdiction to try a charge of a service offence" and
s 190(2) provided that, subject to some
qualifications, "the jurisdiction
of a civil court to try a charge of a civil court offence is not affected by
this Act". As orginally
enacted, sub-s (5) of s 190 provided that
"[w]here a person has been acquitted or convicted of a service offence, the
person
is not liable to be tried by a civil court for a civil court offence that
is substantially the same offence". And sub-s (3)
provided that if a
court-martial (or a Defence Force magistrate) was asked to, and did, take some
other service offence into consideration
when dealing with a person convicted of
a service offence, the person was not liable to be tried for a civil court
offence that was
substantially the same offence as that taken into
consideration. Both sub-s (3) and sub-s (5) were held invalid in
Re Tracey[139]
because they interfered with the exercise by State courts of their general
criminal jurisdiction.
- The
consequence of the decision in Re Tracey was not substantially
different from that which had obtained, before Federation, under the Imperial
Army Act. Section 162 of that Act had provided for what the
sidenote to the section described as the "[a]djustment of military and civil
law" by providing:
"(1) If a person sentenced by a court-martial in pursuance of this Act to
punishment for an offence is afterwards tried by a civil
court for the same
offence, that court shall, in awarding punishment, have regard to the military
punishment he may have already
undergone.
(2) Save as aforesaid, nothing in this Act shall exempt an officer or soldier
from being proceeded against by the ordinary course
of law, when accused or
convicted of any offence, except such an offence as is declared not to be a
crime for the purpose of the
provisions of this Act relating to taking a soldier
out of Her Majesty's service."
- If
the impugned provisions of the DFDA are valid the "adjustment of military and
civil law" is very different. If the provisions
are valid, the decision of the
AMC would preclude subsequent prosecution in the civil courts for an offence
substantially the same
as the offence tried by the AMC. So much would follow
from the status of the AMC as a court of record. As was said in Island
Maritime Ltd v
Filipowski[140]:
"Just as judgment of a court of record in a civil action changes the cause of
action to a matter of
record[141],
conviction in a court of record in respect of a criminal offence brings about
'the substitution of a new
liability'[142]."
If the impugned provisions are valid, the AMC is given power to make a binding
and authoritative determination of the issues of fact
and law which are tendered
on the trial of an offence the elements of which are identified by the generally
applicable criminal law.
If the impugned provisions are valid, the AMC is given
power to punish a person found guilty of that offence. And, if the impugned
provisions are valid, it follows from its being a court of record that the
decision of the AMC would preclude further prosecution
for the same offence
under the generally applicable criminal law.
- For
the AMC to make a binding and authoritative determination of such issues
pursuant to the DFDA is to exercise the judicial power
of the Commonwealth.
There is no dispute that the AMC is not constituted in accordance with
Ch III.
- It
is unprofitable to examine whether, or in what sense, it is right to describe
the AMC as a "court". To ask whether the legislature's
use of the word is
apposite invites debate about the definition of a word that has been used in
diverse circumstances not always
associated with the exercise of judicial power.
What is determinative of the issue in the present case is what the AMC is to do
under
the DFDA, as amended by the 2006 Amendment Act. And what the AMC is to do
is to exercise the judicial power of the Commonwealth otherwise than in
accordance with Ch III.
The AMC cannot validly exercise the judicial power
of the Commonwealth.
Severance?
- The
Commonwealth submitted that, if s 114(1A) making the AMC a court of record
was the reason provisions creating the AMC were
beyond power, s 114(1A)
could readily be severed. But as already indicated in these reasons, the
provisions creating the AMC
are invalid not just because the AMC is created a
court of record, but because it is established to make binding and authoritative
decisions of guilt or innocence independently from the chain of command of the
defence forces. It is to exercise the judicial power
of the Commonwealth. None
of the provisions of Div 3 of Pt VII of the DFDA can be severed or
read down in a way that would give the provisions valid operation. The whole of
Div 3 of Pt VII should be declared to be invalid.
Some additional arguments
- The
plaintiff submitted that the provisions creating the AMC were invalid because
s 68 of the
Constitution[143]
precludes the creation of the AMC "by reason of [it] being separate from and
unlawfully fettering 'command', to which the law making
power in s 51(vi)
is subject". The plaintiff sought, in this branch of the argument, to emphasise
the extent to which the AMC stood apart from the
chain of command of the forces
and to contrast that with what was identified as a constitutional imperative
that command of the forces
be vested in the Governor-General. As already
explained, the separation of the AMC from command and the conferral on it of
authority
to decide issues of guilt or innocence finally is of determinative
significance in considering whether the AMC exercises the judicial
power of the
Commonwealth. It is therefore not necessary to decide the issue raised by the
plaintiff's arguments regarding s 68, or to explore what is entailed by
vesting the command in chief of the forces in the Governor-General.
- The
parties also made submissions about the limits upon the exercise of the
legislative power conferred by s 51(vi) to proscribe and provide for the
punishment of conduct outside the engagement of Ch III. The
Attorney-General for Western Australia
intervened in the proceedings to make
submissions on this issue. There was therefore debate in argument about
"service status" as
distinct from "service
connection"[144]
and the notion of "disciplinary
offences"[145]
as providing a criterion or criteria that mark the limit of that power. Given
the footing on which the present litigation is to
be decided, it is neither
necessary nor desirable to go beyond what was said in White v Director of
Military Prosecutions on these issues or to consider reopening that
decision.
Conclusion and order
- There
should be a declaration that the provisions of Div 3 of Pt VII of the
Defence Force Discipline Act 1982 (Cth) are invalid. A writ of
prohibition should issue directed to the first defendant, Colonel Peter John
Morrison, a Military Judge
of the Australian Military Court, prohibiting him
from proceeding further with the charges relating to the plaintiff identified in
the charge sheet dated 8 August 2007 and referred to the Australian
Military Court for trial. The Commonwealth should pay the
plaintiff's costs of
the proceedings.
[1] The original jurisdiction of this
Court also is attracted by s 76(i) of the Constitution and s 30(a) of
the Judiciary Act 1903 (Cth), and by s 75(iii) of the
Constitution.
[2] Sched 1, Pt 1.
[3] Sched 1, Pt 3,
item 257.
[4] At [49]-[51].
[5] Re Governor, Goulburn
Correctional Centre; Ex parte Eastman (1999) 200 CLR 322
at 346 [57]; [1999] HCA 44.
[6] [1945] HCA 18; (1945) 71 CLR 1
at 23; [1945] HCA 18.
[7] (2007) 231 CLR 570;
[2007] HCA 29.
[8] Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1
at 9, 21-22; [1996] HCA 18.
[9] Mistretta v United States
[1989] USSC 9; 488 US 361 at 407 (1989).
[10] [2007] HCA 29; (2007) 231 CLR 570.
[11] [2007] HCA 29; (2007) 231 CLR 570
at 585 [12]- [13].
[12] [2007] HCA 29; (2007) 231 CLR 570 at 598
[58].
[13] [2007] HCA 29; (2007) 231 CLR 570 at 596
[52].
[14] [1997] ECHR 8; (1997) 24 EHRR
221 at 243-246.
[15] [2003] ECHR 688; (2004) 39 EHRR 2.
[16] [1992] 1 SCR 259.
[17] RSC 1985, c N-5.
[18] Victoria v The Commonwealth
(Industrial Relations Act Case) (1996) 187 CLR 416 at 502;
[1996] HCA 56.
[19] 2nd ed (1989), vol 3
at 1057-1059.
[20] Waterside Workers'
Federation of Australia v J W Alexander Ltd [1918] HCA 56; (1918) 25 CLR 434
at 452; [1918] HCA 56.
[21] (1986) 6 NSWLR
497 at 515.
[22] [1983] 1 VR 716.
[23] Commonwealth v
Anti-Discrimination Tribunal (Tasmania) [2008] FCAFC 104; (2008) 169 FCR 85.
[24] Trust Company of Australia
Ltd v Skiwing Pty Ltd [2006] NSWCA 185; (2006) 66 NSWLR 77.
[25] Re Governor, Goulburn
Correctional Centre; Ex parte Eastman (1999) 200 CLR 322 at
345-346 [56].
[26] Leeth v The Commonwealth
[1992] HCA 29; (1992) 174 CLR 455 at 469; [1992] HCA 29; APLA Ltd v Legal Services
Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 407 [233]; [2005]
HCA 44.
[27] Part IX was repealed by
s 45 of the Transport and Communications Legislation Amendment Act
(No 2) 1989 (Cth).
[28] [1927] HCA 15; (1927) 39 CLR 411
at 424, 454; [1927] HCA 15.
[29] [1927] HCA 15; (1927) 39 CLR 411 at
449-450.
[30] See Northern Pipeline
Construction Co v Marathon Pipe Line Co [1982] USSC 187; 458 US 50 at 67-70, 91
(1982); Chemerinsky, Federal Jurisdiction, 5th ed (2007) at 221-225,
236-263; Wright and Kane, Law of Federal Courts, 6th ed (2002) at
48-61.
[31] [1984] USCA11 670; 731 F 2d 743 (1984).
Nevertheless, the Tax Court is a "Court of Law" within the meaning of the
Appointments Clause in Art II,
so that the Congress may authorise it to
appoint its "inferior Officers": Freytag v Commissioner of Internal
Revenue [1991] USSC 118; 501 US 868 (1991).
[32] 50 USCA §1803. The
validity of this legislation was upheld in United States v Cavanagh [1987] USCA9 1; 807
F 2d 787 at 791-792 (1987) and United States v Nicholson 955
F Supp 588 at 592-593 (1997). Cf Wilson v Minister for Aboriginal
and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1.
[33] R v Kirby; Ex parte
Boilermakers' Society of Australia [1956] HCA 10; (1956) 94 CLR 254 at 269;
[1956] HCA 10.
[34] The Master Undertakers'
Association of NSW v Crockett [1907] HCA 65; (1907) 5 CLR 389 at 392-393; [1907]
HCA 65; K-Generation Pty Ltd v Liquor Licensing Court [2009] HCA 4; (2009) 83
ALJR 327 at 349 [129]; [2009] HCA 4; 252 ALR 471 at 496; [2009]
HCA 4.
[35] [1951] HCA 22; (1951) 82 CLR 587
at 598; [1951] HCA 22.
[36] Halsbury's Laws of
England, 1st ed, vol 9 at 10.
[37] [1918] HCA 56; (1918) 25 CLR 434 at 455;
cf at 467 per Isaacs and Rich JJ.
[38] From decisions of the Appeal
Tribunal there lies an "appeal" to the Federal Court on a question of law. See
Hembury v Chief of the General Staff (1998) 193 CLR 641; [1998]
HCA 47.
[39] See APLA Ltd v Legal
Services Commissioner (NSW) [2005] HCA 44; (2005) 224 CLR 322 at 409 [241].
[40] 29 & 30
Vict c 109. The Naval Discipline (Dominion Naval Forces) Act
1911 (Imp) made provision for the application of the 1866 Act to naval forces
raised by the self-governing Dominions. The 1866 Act
was repealed by s 137
of the 1957 UK Act.
[41] 44 & 45 Vict c 58.
The 1881 Act ceased to have effect in the United Kingdom on 31 December 1956
(Revision of the Army and Air Force Acts (Transitional Provisions) Act
1955 (UK), s 1) when it was replaced by the 1955 UK Act.
[42] See Tarring, Chapters on the
Law Relating to the Colonies, 4th ed (1913) at 31.
[43] By the Defence
Act 1917 (Cth), s 23, and the Air Force Act 1939 (Cth),
s 3.
[44] See R v Bevan; Ex parte
Elias and Gordon [1942] HCA 12; (1942) 66 CLR 452 at 461-462, 463, 470-471,
476-477, 482-486; [1942] HCA 12.
[45] [1792] EngR 3085; (1792) 2 H Bl 69 at
100 [126 ER 434 at 450].
[46] [1924] 1 KB 171
at 205.
[47] [1985] HCA 81; (1985) 159 CLR 550 at
583-584; [1985] HCA 81.
[48] [1990] HCA 33; (1990) 170 CLR 321
at 365-366; [1990] HCA 33.
[49] [1963] HCA 29; (1963) 109 CLR 353 at 365,
369, 370; [1963] HCA 29.
[50] [1911] AC 179 at 182.
[51] [1924] 1 KB 171 at
205.
[52] [1915] AC 120 at 132.
[53] [1983] 2 AC 237 at
279.
[54] [1942] HCA 12; (1942) 66 CLR 452 at
466.
[55] [1995] HCA 10; (1995) 183 CLR 245 at
258-259, 269-271; [1995] HCA 10. See also Albarran v Companies Auditors
and Liquidators Disciplinary Board [2007] HCA 23; (2007) 231 CLR 350 at 358-360
[16]- [24], 363 [34]-[35]; [2007] HCA 23.
[56] See White v Director of
Military Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 596-597 [53] and, with
respect to the British naval station in Sydney Harbour, New South Wales v The
Commonwealth (1926) 38 CLR 74; [1926] HCA 23.
[57] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 10 March
1898 at 2251-2264.
[58] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 10 March
1898 at 2254.
[59] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 10 March
1898 at 2263.
[60] Todd, Parliamentary
Government in the British Colonies, 2nd ed (1894) at 377.
[61] Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 713.
[62] Official Record of the
Debates of the Australasian Federal Convention, (Melbourne), 10 March
1898 at 2258.
[63] cf Re Tracey; Ex parte
Ryan [1989] HCA 12; (1989) 166 CLR 518 at 563 per Brennan and Toohey JJ;
[1989] HCA 12.
[64] [2007] HCA 29; (2007) 231 CLR 570.
[65] Defence Force Discipline Act
1982 (Cth) ("the DFDA"), s 114(1A).
[66] DFDA, s 3.
[67] Sched 8, item 4.
[68] Australia, Senate, Foreign
Affairs, Defence and Trade References Committee, The effectiveness of
Australia's military justice system, June 2005 at v ("the 2005 Senate
Committee Report").
[69] 2005 Senate Committee Report at
xxv.
[70] Weiss v United States
510 US 163 (1994).
[71] R v
Généreux [1992] 1 SCR 259.
[72] Grieves v United Kingdom
[2003] ECHR 688; (2004) 39 EHRR 2.
[73] See Cooper v United Kingdom
[2003] ECHR 686; (2004) 39 EHRR 8.
[74] The Committee referred to Re
Tracey; Ex parte Ryan (1989) 166 CLR 518; [1989] HCA 12; Re Nolan; Ex
parte Young (1991) 172 CLR 460; [1991] HCA 29; Re Tyler; Ex parte
Foley (1994) 181 CLR 18; [1994] HCA 25.
[75] Findlay v United Kingdom
[1997] ECHR 8; (1997) 24 EHRR 221. See also Grieves v United Kingdom [2003] ECHR 688; (2004) 39 EHRR
2.
[76] R v Généreux
[1992] 1 SCR 259.
[77] 2005 Senate Committee Report at
liv, Recommendation 19.
[78] Australia, Department of
Defence, Government Response to the Senate Foreign Affairs, Defence and Trade
References Committee, "Report on the Effectiveness of Australia's
Military Justice System", October 2005 at 4 ("the Government Response").
[79] Government Response at
14-15.
[80] Australia, House of
Representatives, Defence Legislation Amendment Bill 2006, Explanatory
Memorandum, "Outline".
[81] at 14-15.
[82] at [3].
[83] [1956] HCA 10; (1956) 94 CLR 254 at 269;
[1956] HCA 10.
[84] R v Cox; Ex parte Smith
[1945] HCA 18; (1945) 71 CLR 1 at 23 per Dixon J; [1945] HCA 18.
[85] R v Bevan; Ex parte Elias
and Gordon (1942) 66 CLR 452; [1942] HCA 12; R v Cox; Ex parte
Smith [1945] HCA 18; (1945) 71 CLR 1; Re Tracey; Ex parte Ryan [1989] HCA 12; (1989)
166 CLR 518.
[86] For example, Re Tracey; Ex
parte Ryan [1989] HCA 12; (1989) 166 CLR 518 at 539-540.
[87] s 86(a).
[88] s 86(b).
[89] s 86(c).
[90] s 87.
[91] Army Act 1881 (Imp) (44
& 45 Vict c 58) as renewed in operation from year to year by the
Army (Annual) Act.
[92] Army Act, ss 54 and
57.
[93] Naval Discipline Act
1866 (Imp), s 53(1).
[94] s 53(3).
[95] Defined in s 3 as "the
Imperial Act called The Naval Discipline Act as amended from time to time
... [including] any Act for the time being in force in substitution for that
Act".
[96] Defence Act 1917 (Cth),
s 23.
[97] Constitution, s 68.
[98] Mills v Martin 19 Johns
7 at 30 (1821).
[99] [1945] HCA 18; (1945) 71 CLR 1 at 23.
[100] See, for example, Defence
Act 1903-1973, s 88.
[101] s 5(1).
[102] s 86(1)(c).
[103] s 86(1)(d).
[104] s 86(1)(e).
[105] s 102.
[106] s 119.
[107] s 152.
[108] s 150.
[109] s 153.
[110] s 155(1).
[111] s 158.
[112] s 160.
[113] s 161.
[114] s 169.
[115] s 154(1).
[116] s 154(2).
[117] DFDA, s 103.
[118] Courts-Martial Appeals
Act 1955 (Cth).
[119] Defence Legislation
Amendment Act 2006 (Cth), Sched 1, item 25, inserting s 20(3) and
(4) in the Defence Force Discipline Appeals Act 1955 (Cth).
[120] Hembury v Chief of
General Staff (1998) 193 CLR 641 at 648 [13], 654 [32]; [1998] HCA 47.
[121] Australia, Senate, Standing
Committee on Foreign Affairs, Defence and Trade, Defence Legislation
Amendment Bill 2006 [Provisions], October 2006 ("the 2006 Senate Committee
Report").
[122] 2006 Senate Committee Report
at 6 [1.27].
[123] Mills v Martin 19
Johns 7 at 30 (1821).
[124] cf R v Cox; Ex parte
Smith [1945] HCA 18; (1945) 71 CLR 1 at 23.
[125] cf Huddart, Parker &
Co Pty Ltd v Moorehead [1909] HCA 36; (1909) 8 CLR 330 at 357 per Griffith CJ; [1909]
HCA 36.
[126] cf Rola Co (Australia)
Pty Ltd v The Commonwealth [1944] HCA 17; (1944) 69 CLR 185 at 198-199 per Latham CJ;
[1944] HCA 17.
[127] Defence Act 1903
(Cth), ss 89, 90, 91. See now DFDA, s 53(5).
[128] Waterside Workers'
Federation of Australia v J W Alexander Ltd [1918] HCA 56; (1918) 25 CLR 434 at
446, 454-456, 467; [1918] HCA 56; R v Turner; Ex parte Marine Board of Hobart
[1927] HCA 15; (1927) 39 CLR 411 at 441-442; [1927] HCA 15.
[129] 2006 Senate Committee Report
at 7 [1.31].
[130] 2006 Senate Committee Report
at 6 [1.27].
[131] at [3(b)].
[132] 2006 Senate Committee Report
at 4-5 [1.22].
[133] The questions were published
as Appx 3 to the 2006 Senate Committee Report.
[134] 2006 Senate Committee Report
at 26 [20].
[135] 2006 Senate Committee
Report, Appx 5, Department of Defence, "Responses to Questions" at 6 [34].
[136] 2006 Senate Committee
Report, Appx 5, Department of Defence, "Responses to Questions" at 6-7 [34].
[137] cf Re Aird; Ex parte
Alpert (2004) 220 CLR 308; [2004] HCA 44.
[138] s 3(1).
[139] [1989] HCA 12; (1989) 166 CLR 518.
[140] [2006] HCA 30; (2006) 226 CLR 328 at 343
[42]; [2006] HCA 30.
[141] Thompson v Australian
Capital Television Pty Ltd [1996] HCA 38; (1996) 186 CLR 574 at 606; [1996] HCA 38.
[142] R v Wilkes [1948] HCA 22; (1948) 77
CLR 511 at 519; [1948] HCA 22.
[143] Section 68 provides:
"The command in chief of the naval and military forces of the Commonwealth is
vested in the Governor-General as the Queen's
representative."
[144] Re Aird; Ex parte Alpert
(2004) 220 CLR 308 at 321-322 [36]- [37]; White v Director of Military
Prosecutions [2007] HCA 29; (2007) 231 CLR 570 at 580-581 [3]; [2007] HCA 29.
[145] Re Tracey; Ex parte Ryan
[1989] HCA 12; (1989) 166 CLR 518 at 591; White v Director of Military Prosecutions
[2007] HCA 29; (2007) 231 CLR 570 at 599-602 [65]- [75].
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