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High Court of Australia |
MINISTER FOR IMMIGRATION AND ETHNIC AFFAIRS v WU SHAN LIANG, HUANG CHENG JIANG
AND LIU JUN LIANG
F.C. 96/017
Number of pages - 32
Immigration - Administrative Law
[1996] HCA 6; (1996) 185 CLR 259
HIGH COURT OF AUSTRALIA
BRENNAN CJ(1), TOOHEY(1), McHUGH(1), GUMMOW(1) AND KIRBY(2) JJ
CATCHWORDS
Immigration - Refugees - Application to review decisions of Minister's delegates refusing claim for refugee status - Application of Chan v Minister for Immigration and Ethnic Affairs [1989] HCA 62; (1989) 169 CLR 379 - 'Real chance' of persecution test - Whether delegates failed properly to consider real chance of persecution.
Administrative Law - Judicial review - Decisions as to 'refugee status' -
Proper role of reviewing court.
Migration Act 1958 (Cth), s 22AA.
Administrative Decisions (Judicial Review) Act 1977 (Cth), s 5(1)(f).
27:5:1996
ORDER
1. Appeal allowed with costs.August 1995 allowing the appeal by the respondents and in lieu thereof order that the appeal to that Court be dismissed with costs.
2. Set aside the orders of the Full Court of the Federal Court entered 14
DECISION
BRENNAN CJ, TOOHEY, McHUGH AND GUMMOW JJ."If the Minister is satisfied that a person is a refugee, theMinister may determine, in writing, that the person is a refugee."
"... owing to well-founded fear of being persecuted for reasons ofrace, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country ..."
2. Before further consideration of the issues on the present appeal, it is
appropriate to distinguish the legislative regime which
gave rise to the
leading authority in this Court upon refugee status. That case is Chan v
Minister for Immigration and Ethnic Affairs
(4). There the administrative
decision upon refugee status had been made upon application by the appellant
for an entry permit pursuant
to what was then s 6A(1)(c) of the Act. This
stated that an entry permit was not to be granted to a non-citizen after entry
into
Australia unless, inter alia, the applicant
fulfilled the condition that
he be the holder of a temporary entry permit and:
"the Minister has determined, by instrument in writing, that he hasthe status of refugee within the meaning of the Convention relating to the Status of Refugees that was done at Geneva on 28 July 1951 or of the Protocol relating to the Status of Refugees that was done at New York on 31 January 1967".
3. Chan established two propositions as to the steps by which refugee status
was to be "determined" under s 6A(1)(c) of the Act
(5). First, the definition
of refugee involved a mixed subjective and objective test. Second, the
definition would be satisfied
if an applicant could show genuine fear founded
upon a "real chance" of persecution for a Convention stipulated reason (6).
4. The correctness of these propositions has not been disputed on the present
appeal. However, issue has been joined as to the
standard of judicial review
which is appropriate under the Administrative Decisions (Judicial Review) Act
1977 (Cth) ("the ADJR Act") to ensure that the correct test is applied by
administrative decision-makers. In summary, the situation is
one where
written reasons
supplied by a delegate of the Minister for refusal of refugee
status explicitly adopt and expressly repeat
the correct test for application
of the statutory criteria, yet the Full Court found, and treated as decisive,
indications that in
truth the test had not been applied.
The Full Court also
developed what appears to be a false line of authority as to the proper
scope
of judicial review in such cases.
5. In this context the major changes to the legislative and regulatory scheme
between Chan and the decisions giving rise to the
present appeal take on a
special significance. Rather than a raw "determination" of refugee status
under the old s 6A(1)(c), s 22AA
required that the Minister be "satisfied" of
refugee status before a determination was made. The significance of this
change in
the respective roles of the Minister and a court reviewing a
Minister's decision will be examined later. It is enough to indicate
here
that a decision which determines that "refugee status" exists differs in
nature and quality from one recording the satisfaction
of the decision-maker
that this is the case. The significance of the change in the legislative
scheme since Chan appears to have
been insufficiently appreciated by the Full
Court.
6. We turn now to outline the facts and proceedings in this matter. It is
only from this lengthy narration that the issues on the
appeal may adequately
be identified and assessed.
The facts
7. The three respondents are Wu Shan Liang, Huang Cheng Jiang and Liu Jun
Liang. The respondents are nationals of the People's
Republic of China
("PRC"). They were part of a group of 68 people who left Guangxi Province in
Southern China by boat, subsequently
codenamed Labrador by Australian
officials, on or about 27 July 1992. The respondents arrived at Christmas
Island on 23 August 1992.
On 25 August 1992, the respondents were flown to
Port Hedland, Western Australia. They were detained and interviewed by
officers
of the (then) Department of Immigration, Local Government and Ethnic
Affairs ("the Department"). The respondents, along with the
rest of the group,
indicated that they wished to claim refugee status and to remain in Australia.
8. The standard application form for refugee status simply stated that,
having had the definition of "refugee" as contained in the
relevant
international instruments read to the applicant, the applicant "believe(s)
that the definition applies to me" and that the
applicant "now therefore
(applies) for recognition as a refugee". Such application was received by the
Department from the first
and second respondents on 6 September 1992, and from
the third respondent on 16 September 1992.
9. By making these applications the respondents each sought a determination
of refugee status by the Minister under s 22AA of the
Act. The respondents
were provided with legal assistance by Australian Lawyers for Refugees Inc.
After detailed oral interviews
were
conducted and a period for further
submissions had passed, primary decisions were made concerning refugee status.
These decisions
were reached by officers who, according to a finding of Wilcox
J, "had been appointed as delegates of the Minister for the purpose
of
determining claims for recognition as a refugee" (7). Only three of the 68
applicants were recognised as refugees. The three
present respondents were
all refused refugee status.
10. The respondents filed applications for review of those primary decisions
on or about 12 October 1992. These applications were
considered by the
Refugee Status Review Committee ("RSRC"). Between July 1991 and June 1993, a
refugee status claimant rejected
at the primary stage could request review by
the RSRC. The RSRC consisted of representatives of the Department, the
Refugee Council
of Australia, the Department of Foreign Affairs and Trade and
the Attorney-General's Department (8). The RSRC ceased to operate
on 1 July
1993 (9). The RSRC recommended that each respondent be refused refugee
status. Further decisions were then made by different
delegates of the
Minister. Once again these delegates were described by Wilcox J as "delegates
of the Minister in connection with
applications by Mr Wu and the group members
for recognition as refugees" (10). Each delegate described himself or herself
at the
end of their decisions as a "(d)elegate of the Minister for the
purposes of Section 22AA of the Migration Act 1958". Each respondent
was
refused refugee status on 16 June 1993. It is these decisions, made at a
"secondary" level, by way of internal
review, with
which the present appeal is
concerned.
Proceedings in the Federal Court
11. On 16 July 1993, the solicitors for the first respondent filed
application NG501 of 1993 which named the first respondent as
representative
party and the remaining unsuccessful applicants for refugee status, including
the second and third respondents, as
group members. The application sought an
order of review of the adverse secondary decisions made by the various
delegates of the
Minister. It was a representative proceeding brought
pursuant to Pt IVA of the Federal Court of Australia Act 1976 (Cth). Reliance
was placed upon various grounds for review. They included denial of natural
justice, failure to take into account
relevant considerations, taking into
account irrelevant considerations, unreasonableness and error of law.
12. Wilcox J dismissed the application for an order of review by orders made
on 17 June 1994.
13. The present respondents appealed from the orders of Wilcox J. At the
hearing of the appeal to the Full Court of the Federal
Court, the present
respondents eschewed all but two grounds of review. The Full Court decided
the case on one of those grounds and
it is that ground which remains relevant
before this Court. It was that Wilcox J "erred in failing to hold that the
delegates erred
in requiring the (respondents) to establish a well-founded
fear of persecution beyond reasonable doubt or on the balance of
probabilities".
This failure was said by the respondents to constitute an
error of law for the purposes of s 5(1)(f) of the ADJR Act.
14. The Full Court gave reasons on 23 June 1995 and its orders were entered
on 14 August 1995. The Full Court upheld the appeal
and set aside the orders
of Wilcox J so far as they concerned the present respondents. It is apparent
that operative orders were
made in relation only to those parties. This was
because the Full Court considered that an indication of reasons in relation to
three of the 18 cases involved in the representative action "should give the
parties sufficient guidance to make it likely that they
will agree on the
outcome of the other 15" (11). In each case, the Full Court ordered that the
applications for review of the adverse
primary decisions be remitted to the
Refugee Review Tribunal ("the Tribunal") for consideration.
15. On 15 December 1995, this Court granted special leave to appeal from the
whole of the judgment and orders of the Full Court
"in relation to the First,
Second, and Third Respondents".
Reasons of the delegates
16. A different delegate rejected the claims of each respondent in separate
reasons for decision. Each set of reasons followed
a broadly similar form.
This was, at least partly, due to the practice of addressing common claims
with "standard paragraphs" which
had been prepared for the use of delegates.
This practice was the subject of extensive argument before Wilcox J. His
Honour rejected
submissions that the use of such standard paragraphs indicated
that the delegates "failed to give proper, genuine and realistic consideration
to the merits of each application". Wilcox J's conclusion on this point was
not the subject of consideration by the Full Court and
the matter was not
pressed in this Court. A statement of reasons for a decision reviewable under
the ADJR Act is not invalid merely
because it employs a verbal formula that is
routinely used by persons making similar decisions. If the formula
is used to
guide
the steps in making the decision and reveals no legal error, the use of
the formula will not invalidate the decision.
On the other
hand, if a
decision-maker uses the formula to cloak the decision with the appearance of
conformity with the law when
the decision
is infected by one of the grounds of
invalidity prescribed by the Act, the incantation of the formula will not save
the decision
from invalidity. In such a case, the use of the formula may even
be evidence
of an actionable abuse of power by the decision-maker.
As the
significance of the formulae employed by the respective delegates
of the
Minister in making their decisions in the present
cases was not canvassed
before us, we say no more about it.
17. Each set of reasons may be divided into six sections. The reasons begin
with a section headed "BACKGROUND" which summarises
the personal particulars
and arrival details of the applicant. Second is a section listing the
relevant dates in the "PROCESSING
HISTORY" of each application. Third is a
"SUMMARY OF CLAIMS/SUBMISSIONS". This section outlines in some detail the
material upon
which each applicant relied to support various claims (12).
Fourth was a section headed "ASSESSMENT", which is further divided into
sub-sections. The reasons were concluded by a fifth section in which the
"DECISION" of the delegate was stated and the sixth section
where the
"MATERIAL" before the delegate was annexed.
18. None of the respondents made a claim on the grounds of race, religion or
nationality. Only the first respondent made a claim
on the basis of his
membership of a "particular social group". This claim was supported on two
bases: membership of a "counter-revolutionary"
family and membership of a
"poor and disadvantaged" class in the PRC. This claim was rejected by the
delegate.
19. All three respondents made claims based upon imputed political opinion.
In total, three bases of fear of persecution related
to imputed political
opinion were raised.
(1) All three respondents raised matters relating to their departure from the
PRC and activities since departure.
(2) The first and second respondents raised matters related to the treatment
of family members during the Cultural Revolution.
(3) The third respondent raised matters relating to his opposition to
corruption. It is in relation to the assessment of the claims
relating to
imputed political opinion based on the first ground, namely departure and
activities since departure, that the Full Court
found reviewable error. The
respondents claimed that they would be persecuted if returned to the PRC by
reason of their illegal departure
from the PRC, their application for refugee
status in Australia, and the embarrassment caused to the PRC by the group,
their activities
and the media coverage that they had attracted. Such claims
are based on a recognition that the very act of leaving a country and
staying
abroad may be seen as a political act (13). Much depends on the circumstances
of each case.
20. It is necessary to consider in more detail the assessment by the
delegates of the claim related to imputed political opinion
based on departure
and activities since departure. The assessment by the delegate in the first
respondent's case provides the starting
point.
21. After summarising the claim, the delegate said:
"(2) I accept that it is likely that the (first respondent) will beidentified by the PRC authorities as one of the 'Labrador' group of illegal departees if he is returned to the PRC. It is not clear why the authorities might impose penalties for illegal departure, and it may not relate to a Convention reason. Nevertheless, giving the (first respondent) the benefit of the doubt, I will treat the claims as Convention-related for reason of imputed political opinion."
"(4) I find case studies of returned illegal departees eg theJeremiah and Eastwood boat people are most relevant in determining what might happen to the Labrador boat people if returned to the PRC. Comparing the information in DFAT cables and Red Cross advice with the case examples provided by the (first respondent) of illegal departees arrested on return, I give more weight to the DFAT and Red Cross advice on the likely treatment of Labrador returnees. Available evidence indicates that the returnees may have been detained for a brief period and fined before being released into the general community." (emphasis added)
"(7) Of all the cases outlined above, the departure and activitiessince departure of the applicants from the 'Jeremiah' are very similar to that of the applicants from the 'Labrador'. In each case, the applicants had departed from Guangxi Province in the PRC illegally by boat arrived in Australia, applied for refugee status and received some media coverage. Therefore, I give greater weight to the evidence regarding the treatment of the returnees from the 'Jeremiah' than to the other evidence of known cases and general statements regarding the likely treatment of returnees.
(8) I find that the treatment of the returnees from the 'Jeremiah'does not amount to persecution. The period of detention was relatively short, any fines were within their means, and they have not been mistreated since they were released from detention.
(9) Submissions have been made in relation to the applicable PRClaw and the administrative measures which could be taken against the (first respondent). I consider it SPECULATIVE, however, to suggest that the (first respondent) would be treated more harshly than in the known relevant cases." (emphasis added)
"(12) THEREFORE, I find that there is not a real chance that the(first respondent) will be persecuted if returned to the PRC because of his departure and activities since departure." (emphasis added)
22. In the preceding passages the verbal formulations by which the Full Court
was persuaded that the delegate in fact did not apply
the correct test have
been emphasised. These formulations were, it seems, part of standard
paragraphs. As such, they were used
in assessing not only the claim of the
first respondent, but also those of the second and third respondents.
23. It is convenient to point out that the assessments by the delegates of
the claims of the second and third respondents contain
some relevant passages
which do not appear in the assessment by the delegate of the claim of the
first respondent. Reference was
made to an affidavit of one Lin Ping, a
Department of Foreign Affairs and Trade cable, a statutory declaration from a
confidential
source, and reports of comments by the Red Cross in relation to
the treatment of previous returnees. In relation to this material,
the
delegates assessing the claims of the second and third respondents each
noted:
"(T)he comments in the Lin Ping affidavit regarding the fate of theJeremiah returnees are clearly at odds with the general thrust of the other information, including the uncontested reports by the Red Cross, and therefore I GIVE THEM NO WEIGHT." (emphasis added)
24. An extended standard paragraph was used by the delegates in relation to
the second and third respondents which, it seems, the
delegate assessing the
claim of the first respondent considered unnecessary. Paragraph (8) of that
delegate's reasons has already
been reproduced. The delegates in the other
matters each had an extended version which expressed the same conclusion, but
added:
"This conclusion is based on a careful examination of the evidenceavailable to me and does not support the SPECULATION that returnees to Guangxi would suffer the imposition of excessively punitive fines amounting to persecution." (emphasis added)
Decision of the Full Court
25. The arguments of the three respondents in the Full Court focused upon the
words we have emphasised in the reasons provided by
each delegate. The Full
Court gave the most extensive consideration to the reasons of the delegate in
relation to the first respondent.
It recognised that (14):
"(T)he delegate correctly directed herself as to the test which shehad to apply".
"The reasons for decision must, of course, be read as a whole, butparticular attention needs to be paid to pars (4), (7) and (9) which appear under the heading, 'Departure and activities since departure'. These need to be read with it in mind that the delegate had already said that, giving Mr Wu 'the benefit of the doubt', she had decided to treat the claims as 'Convention-related for reason of imputed political opinion'."
"Having reflected on the matter, we have reached the conclusionthat the correct test was not applied. Paragraph (9) seems to suggest that speculation ought not be engaged in. Yet the whole exercise, involving as it does the assessment of a real chance, must be a speculative one. One can do little else except engage in speculation. In some cases the correct decision will be that there is a real chance of persecution because the speculation will suggest strongly that that is the view which should be taken; other cases will be on the borderline; and still others will be in the category of speculation which is fanciful.
26. Here the delegate has put speculation aside so one does not know what
view she would have had if she had been prepared to engage
in it. Then there
is the use of the expressions 'give more weight to' and 'give greater weight
to' in pars (4) and (7). As was
the case in Mok (18), the delegate appears to
have been engaged in an exercise which involved acceptance or rejection of the
available
material. It is true that the language she has used, expressed as
it is in comparative terms, may be capable of a meaning whereby
the two
opposing pieces of evidence are left in play, but one was thought to have more
weight than the other. However, even if that
be so, the problem is to know the
place in the decision given the material which had the lesser weight.
Paragraph (8) contained a
positive finding about the position of those who had
been on board the 'Jeremiah' and par (9) is the paragraph in which the
delegate
eschews speculation. Notwithstanding what is said in par (12), we
think that it must be concluded that the delegate did not in fact
apply the
correct test. She did not turn her mind to what it involved. As in Mok the
reality of what she did seems to have been
to approach the matter as if it
involved the establishment of a state of affairs as being more probable than
not. That is contrary
to the test propounded in Chan."
27. A similar conclusion flowed from the same wording in the reasons provided
by delegates in relation to the second and third respondents.
In relation to
the third respondent, the Full Court noted the use in the extended standard
paragraph of the word "speculation" (19):
"A consideration of the terms in which par 6.6.6 is expressed bearsthis out. His use of the word 'speculation' in the context in which it appears is such as to lead to the conclusion that he was discarding speculation."
28. We turn now to consider the Full Court's conclusion that a true analysis
of each delegate's reasons showed that the Chan test
had somehow miscarried or
had not been applied. The words used by the delegate must be analysed to
establish what they say as to
the thought process in fact applied by the
delegate to the determination of refugee status. This endeavour is assisted
by the recognition
of two important matters. First, that in such a case the
proper role of a court upon administrative review is limited. Secondly,
that
the nature of the decision entrusted to the delegate is not a "determination"
but, rather, "satisfaction". We turn now to consider
the first matter.
The proper role of a reviewing court
29. The Full Court recognised, on the face of the delegate's assessment of
the first respondent's claim, "that the delegate correctly
directed herself as
to the test which she had to apply" (20). Later in its reasons the Full Court
noted (21):
"Undoubtedly the delegate considered Mr Wu to have a genuine fearof persecution for a Convention reason. The question was whether there was objective support for that fear. The delegate was obliged to find that there was if there was a real chance of persecution. The expression 'real chance of persecution' is used in the reasons. We refer to par 4.6(4) as an example. Paragraph 12 ... provides another. The delegate was thus aware of the test she had to apply. Her reasons are entitled to a beneficial construction. We should not take the view that she did not apply the correct test unless this appears clearly from what she has written."
30. When the Full Court referred to "beneficial construction", it sought to
adopt an approach mandated by a long series of cases,
the best exemplar of
which is Collector of Customs v Pozzolanic (22). In that case, a Full Court
of the Federal Court (Neaves, French
and Cooper JJ) collected authorities for
various propositions as to the practical restraints on judicial review. It
was said that
a court should not be "concerned with looseness in the language
... nor with unhappy phrasing" of the reasons of an administrative
decision-maker (23). The Court continued (24):
"The reasons for the decision under review are not to be construedminutely and finely with an eye keenly attuned to the perception of error".
31. These propositions are well settled. They recognise the reality that the
reasons of an administrative decision-maker are meant
to inform and not to be
scrutinised upon over-zealous judicial review by seeking to discern whether
some inadequacy may be gleaned
from the way in which the reasons are expressed
(25). In the present context, any court reviewing a decision upon refugee
status
must beware of turning a review of the reasons of the decision-maker
upon proper principles into a reconsideration of the merits
of the decision.
This has been made clear many times in this Court. For example, it was said
by Brennan J in Attorney-General (NSW)
v Quin (26):
"The duty and jurisdiction of the court to review administrativeaction do not go beyond the declaration and enforcing of the law which determines the limits and governs the exercise of the repository's power. If, in so doing, the court avoids administrative injustice or error, so be it; but the court has no jurisdiction simply to cure administrative injustice or error. The merits of administrative action, to the extent that they can be distinguished from legality, are for the repository of the relevant power and, subject to political control, for the repository alone."
Nature of the decision under the Act
32. Minister for Immigration, Local Government and Ethnic Affairs v Mok was
the starting point of a line of authority of which the
present case is a part
and was relied upon by the Full Court. In Mok, Sheppard J said (27):
"In relation to Chan, it should first be mentioned that the Actwas then in a form different from the form in which it was at the time that Ms Mok's application was considered. The difference, however, is not of any consequence."
33. In Chan, as we have outlined, the decision of the delegate was made upon
an application for an entry permit pursuant to s 6A
of the Act. A grant was
not to be made unless, inter alia, "the Minister has determined, by instrument
in writing, that (the applicant)
has
the status of refugee within the meaning
of the Convention". The power to make a "determination" was not separately
provided
by
the Act, and it had required the majority decision of this Court
in Minister for Immigration and Ethnic Affairs v Mayer to clarify
that (28):
"the preferable construction of s 6A(1)(c) is that it impliedlyconfers upon the Minister the function of determining, for the purposes of the paragraph, whether a particular applicant for an entry permit 'has the status of refugee' within the meaning of the Convention or Protocol".
34. The power to make a determination as to refugee status that had been
conferred by s 6A became, by amendment (31), a power to
make such a
determination under s 47(1)(d) of the Act. This section provided that:
"A permanent entry permit shall not be granted to a non-citizenafter entry into Australia unless at least one of the following paragraphs applies to the non-citizen:
...
(d) he or she is the holder of a valid temporary entry permit andthe Minister has determined, in writing, that the non-citizen has the status of refugee within the meaning of:
(i) the Convention relating to the Status of Refugees that was doneat Geneva on 28 July 1951; or
(ii) the Protocol relating to the Status of Refugees that was doneat New York on 31 January 1967".
35. It appears that the insertion of s 22AA by s 8 of the Migration Amendment
Act was the first time that the power of the Minister
to make a refugee status
determination was expressly provided by the Act. In so providing, the nature
of the "decision" to be made
was changed. The words chosen by the legislature
express that "the Minister
may determine" that a person is a refugee "(i)f the
Minister is satisfied that a person is a refugee" (emphasis added). The
Explanatory
Memorandum noted the effect of the amendment
in stark terms:
"This section empowers the Minister to determine that a person is arefugee."
36. It will be seen that, in contrast to the previous position, the
Minister's power to make a refugee status determination was
now expressly
conditioned upon the Minister being "satisfied" that a person was a refugee as
defined. It does not follow that a
decision-maker so satisfied then has a
further discretion whether or not to "determine" refugee status. The word
"may" is used here
to confer power and not to give discretion (33).
37. The grafting of what might be seen as the Chan test onto the new
statutory power to make refugee status determinations reveals
the true nature
of the Minister's decision-making function in the present case. This is, that
if the Minister is satisfied that a
person has a genuine fear founded upon a
real risk of persecution, then the Minister may determine in writing that the
person is
a refugee. A condition of determination is the Minister's
satisfaction. Accordingly, it is inappropriate to describe a decision
refusing refugee status as a decision not to determine that the person is a
refugee. Rather, it is a decision that the Minister
is not satisfied that the
person has a genuine fear founded upon a real risk of persecution. This is
the "decision" for which provision
is made by the Act (34). The question on
review becomes whether that decision "involved an error of law" for the
purposes of s 5(1)(f)
of the ADJR Act.
38. It is no longer the case that a decision as to "satisfaction" is
unreviewable. It used to be so. In Ex parte Walsh and Johnson;
In re Yates
(35), Knox CJ said:
"When the operation of a law is made conditional upon the opinion,as to certain matters, of some person named or described, or on proof of certain matters to his satisfaction, the question whether his opinion is justified, or whether he should have been satisfied on the materials before him, is not examinable by the Courts."
"His decision, it is true, is not unexaminable. If he does notaddress himself to the question which the sub-section formulates, if his conclusion is affected by some mistake of law, if he takes some extraneous reason into consideration or excludes from consideration some factor which should affect his determination, on any of these grounds his conclusion is liable to review."
This statement of principle has been applied in numerous cases (39). The
judgment of Gibbs J in Buck v Bavone (40) accurately reflects
the position
prior to the enactment of the ADJR Act. His Honour said:
"It is not uncommon for statutes to provide that a board or otherauthority shall or may take certain action if it is satisfied of the existence of certain matters specified in the statute. Whether the decision of the authority under such a statute can be effectively reviewed by the courts will often largely depend on the nature of the matters of which the authority is required to be satisfied. In all such cases the authority must act in good faith; it cannot act merely arbitrarily or capriciously. Moreover, a person affected will obtain relief from the courts if he can show that the authority has misdirected itself in law or that it has failed to consider matters that it was required to consider or has taken irrelevant matters into account. Even if none of these things can be established, the courts will interfere if the decision reached by the authority appears so unreasonable that no reasonable authority could properly have arrived at it. However, where the matter of which the authority is required to be satisfied is a matter of opinion or policy or taste it may be very difficult to show that it has erred in one of these ways, or that its decision could not reasonably have been reached. In such cases the authority will be left with a very wide discretion which cannot be effectively reviewed by the courts."
39. The present appeal, of course, is not one which relies upon the common
law. Rather, it is an application under the ADJR Act
for an order of review
in respect of a decision of an administrative character made under an
enactment. Paragraph (f) of s 5(1)
of the ADJR Act asks of the present
situation whether the Minister's failure to attain the requisite state of
satisfaction was vitiated
because it
"involved an error of law". However,
while the subjective nature of the decision no longer can be said to immunise
the
decision
from review, it is necessarily of relevance to the issue of
whether there has been an error of law.
40. In the present case, the decision as to lack of satisfaction was made not
by the Minister, but rather by delegates of the Minister.
No instrument of
delegation appeared to be in evidence before the Federal Court. However, as
outlined earlier in these reasons,
the delegates were described by Wilcox J as
"delegates of the Minister in connection with applications by Mr Wu and the
group members
for recognition as refugees" (41). In addition, each delegate
described himself or herself at the end of their decisions as a "(d)elegate
of
the Minister for the purpose of Section 22AA of the Migration Act 1958".
Section 34A of the Acts Interpretation Act 1901 (Cth) helps to clarify the
situation. It provides:
"Where, under any Act, the exercise of a power or function by aperson is dependent upon the opinion, belief or state of mind of that person in relation to a matter and that power or function has been delegated in pursuance of that or any other Act, that power or function may be exercised by the delegate upon the opinion, belief or state of mind of the delegate in relation to that matter."
41. We turn now to consider the specific phrases which form the basis of the
Full Court's conclusion that the correct test was not,
in fact, applied in
reaching the relevant decisions.
"Speculative"
42. The use by the delegates of the phrase "I consider it speculative ... to
suggest that (the respondents) would be treated more
harshly than in the known
relevant cases" was taken by the Full Court to indicate that the Chan test
miscarried. This conclusion
was reached by, first, characterising the phrase
in a particular way and, then, demonstrating that the phrase so characterised
indicated
an approach inconsistent with the Chan test. The Full Court found
that the phrase "seems to suggest that speculation ought not be
engaged in"
(42). It interpreted "speculation" as used by the delegates to encompass
prediction of the future. From this it followed
that the Chan test must have
miscarried because it is clear that the test in Chan necessitates speculation
in the sense of prediction,
in other words, an assessment of the future. That
is implicit in the formulation "real chance".
43. If the Full Court was right in its characterisation of the delegates'
reasons, then that would certainly demonstrate an incorrect
approach. However,
with respect, the Full Court was in error when it so characterised the
delegates' reasons. The word "speculative"
in the context in which it appears
need not amount to a denial of the delegates' function of assessment of future
chances of persecution.
Rather, the word might equally have been used to refer
to the probative force of the material before the delegate. An example of
such a use of the word "speculative" is provided in a judgment by a majority
of this Court in Malec v J C Hutton Pty Ltd (43). In
the context of
discussing the assessment of damages for future events, Deane, Gaudron and
McHugh JJ said:
"The probability may be very high - 99.9 per cent - or very low -0.1 per cent. But unless the chance is so low as to be regarded as speculative - say less than 1 per cent - or so high as to be practically certain - say over 99 per cent - the court will take that chance into account in assessing the damages." This sense of the word is consistent with the context in which it appears in the delegates' reasons. In considering "what might happen" to the respondents "if" returned to the PRC, the delegates held that submissions in relation to PRC law and the administrative measures which "could" be taken did no more than raise a remote chance that the respondents "would be treated more harshly than in the known relevant cases". There is nothing here to suggest that the delegates abandoned the process of looking to the future which is the essence of the Chan test. There is certainly nothing which would suggest such a conclusion in sufficiently strong terms to overcome a properly "beneficial construction" of the delegates' reasons.
"Give more/greater weight to" and the Mok line of authority
44. The conclusion of the Full Court was based upon the reasoning that the
use of phrases such as "give greater weight to", when
referring to material
before the delegates, indicated that the delegates had applied a balance of
probabilities test instead of the
correct "real chance" test to the assessment
of risk of persecution.
45. It is appropriate to advert to other decisions of the Federal Court where
reliance has been placed on a similar line of reasoning.
For present
purposes, the most important of these cases is Mok (44). The Full Court in
the present case noted (45):
"The court in Mok regarded the phrase 'I gave greater weight to...' and similar phrases as indicating that the delegate had approached the matter erroneously. A consideration of the reasons for the decision as a whole suggested to the court that the wrong test had been applied because the delegate appeared to be approaching the matter as if it were a case of being satisfied upon the balance of probabilities that there was, objectively speaking, a well-founded fear of persecution. Put another way the court considered that the delegate instead of assessing whether or not the subjective fear of persecution which the applicant had was well-founded, had applied a test which required satisfaction at too high a standard."
46. In Mok, an appeal was dismissed from a decision of a judge of the Federal
Court which had quashed a decision by a delegate of
the Minister for
Immigration refusing refugee status. The leading judgment was given by
Sheppard J. On matters relevant to the
present appeal, his Honour's judgment
was agreed to by Black CJ (46) and Lockhart J (47). The reasons of the
delegate refusing refugee
status disclosed language very similar to that
impugned in the present case. Sheppard J said (48):
"It seems to me that there are signs that he approached the matteras if his task were to determine the question on a balance of probabilities."
"I find it difficult to accommodate the use of the expression 'Igave greater weight to ...' to the assessment of a real chance that a person may be persecuted on return to another country. The chance spoken of is a chance that is less than 50 per cent and one which may be as low as 10 per cent. That is the purport of the decision in Chan's case. The language Mr Paterson has used is the language of a decision-maker deciding something upon the balance of probabilities."
"(i)t was a factor still to be taken into account not as aprobability but as a possibility and thus as providing, perhaps, a basis for saying that there was a real chance of persecution in the sense in which that expression has been explained by the judges in Chan."
47. One other case should be mentioned, where reliance has been placed upon
that reasoning in Mok which was relied on by the Full
Court in the present
case. It is a decision of the Full Court of the Federal Court (Northrop,
Spender and Lee JJ) in Chen v Minister
for Immigration and Ethnic Affairs
(52). The Full Court allowed an appeal from a decision of a judge of the
Federal Court dismissing
an application under the ADJR Act for an order to
review a decision of the Tribunal. The issue raised on the appeal was whether
the Tribunal erred in finding that
Chen did not have a well-founded fear of
being persecuted for reasons of political opinion. The
Tribunal had expressed
the following
conclusion (53):
"Looking at the applicant's claims overall, I am unable to findthat there is a real chance that he would be persecuted for a Convention reason were he to return at this time or within the reasonably foreseeable future."
"(T)he task of the Minister, or the Tribunal, is not to weigh theprospect of occurrence of the persecution as a matter of likelihood, or probability, but to assess whether the fear of persecution is well-founded in the sense that there is a real chance of the occurrence of persecution, not being a chance that is so remote as to be fanciful or far-fetched".
48. It appears that, starting with Mok, a line of authority has developed in
the Federal Court (56) which equates the attribution
of weight to particular
material before a delegate with a renunciation of the "real chance" criterion
and as an adoption of the "balance
of probabilities" criterion. Such
phraseology is said to indicate that the delegate is in fact assessing whether
persecution is
more likely than not.
49. With respect, at least in so far as the present case is concerned, we
find it difficult to understand why a statement ascribing
weight to material
concerning the treatment of PRC nationals previously returned in similar
circumstances necessarily indicates that
the delegate is assessing the risk of
persecution upon the balance of probabilities.
50. Too long a leap is required to conclude that the delegates were, in fact,
applying a balance of probabilities criterion when
the proper role of a
reviewing court is taken into account. This is so for several reasons.
First, the correct criterion appears
at least twice within each set of
reasons. Second, the term "balance of probabilities" nowhere appears within
the reasons. Third,
the inference which was drawn from the use of the term
"give greater weight to" is not valid. The Full Court held that the use of
such a term indicated that material favourable to the applicants for refugee
status was rejected. In our opinion, any inference
to be drawn from the use
of such a term is to the contrary. Greater weight is a relative term and, as
such, admits of lesser weight.
Giving greater weight to one matter indicates
that less weight is being given to another. Lesser weight is not the
equivalent of
rejection. Fourth, the attribution of weight to material going
towards a determination of refugee status is mandated in the very
case from
which the test applied by the delegates was derived. In Chan, Gaudron J said
(57):
"Perhaps all that can usefully be said is that a decision-makershould evaluate the mental and emotional state of the applicant and the objective circumstances so far as they are capable of ascertainment, GIVE PROPER WEIGHT to any credible account of those circumstances given by the applicant and reach an honest and reasonable decision by reference to broad principles which are generally accepted within the international community." (emphasis added)
51. The delegates have embarked upon a process whereby the different material
before them is evaluated and some material is given
a greater weight. After
this process, the delegates have gone on to say that there is not a real
chance that each respondent would
be persecuted if returned to the PRC. The
delegates should be taken to mean what they have said and a proper
construction of the
reasons does not disclose any surreptitious adoption of a
balance of probabilities test. When conflicting information available
to the
Minister's delegate relates to some past event - in this case, the treatment
that had been accorded to previous returnees
to the PRC - the attribution of
greater weight to one piece of information as against another or an opinion
that one version of the
facts is more probable than another is not necessarily
inconsistent with the correct application of the Chan test. The chance of
persecution is not a fact to be inferred solely from facts that are found to
have existed; the very uncertainty of what has happened
in other cases is
itself material to the assessment of the chance of persecution in the instant
case. As a matter of ordinary experience,
it is fallacious to assume that the
weight accorded to information about past facts or the opinion formed about
the probability of
a fact having occurred is the sole determinant of the
chance of something happening in the future: the possibility that a different
weight should have been attributed to pieces of conflicting information or the
possibility that the future will not conform to what
has previously occurred
affects the assessment of the chance of the occurrence of a future event.
There is no reason to assume that
the delegates of the Minister engage in some
artificial and fallacious manner of reasoning when they are assessing the
chance that
an applicant for refugee status may suffer the persecution he or
she fears.
52. When it is remembered that the decisions for the delegates involved a
question of "satisfaction" as to refugee status, the term
"give greater weight
to" appears even more innocuous. When it is a question of personal
satisfaction, there can be nothing wrong
with the attribution of weight. In
that context, the attribution of weight may indicate no more than that some
material has assisted
the decision-maker more than other material in the
ascertainment of whether the requisite satisfaction has been reached. For
instance,
the delegates looked at material which showed examples of the
punishment of persons who had returned to the PRC. These "case examples
provided by (the respondents) of illegal departees arrested on return" were
put alongside other material relating to the treatment
of recent returnees
whose departure and activities since departure were "very similar" to those of
the respondents. More "weight"
was given to those closely analogous
situations. In other words, the material provided by the respondents did not
go very far towards
satisfying the delegate that there was a real chance of
persecution, because it was contradicted by more relevant material.
The nature of the decision-making process
53. We should mention one further matter. Submissions were made at the
hearing of the appeal as to the correct decision-making
process which it would
have been permissible for the delegates to adopt. These submissions were
misguided. They draw too closely
upon analogies in the conduct and
determination of civil litigation.
54. Where facts are in dispute in civil litigation conducted under common law
procedures, the court has to decide where, on the
balance of probabilities,
the truth lies as between the evidence the parties to the litigation have
thought it in their respective
interests to adduce at the trial.
Administrative decision-making is of a different nature (58). A whole range
of possible approaches
to decision-making in the particular circumstances of
the case may be correct in the sense that their adoption by a delegate would
not be an error of law. The term "balance of probabilities" played a major
part in those submissions, presumably as a result of
the Full Court's
decision. As with the term "evidence" as used to describe the material before
the delegates, it seems to be borrowed
from the universe of discourse which
has civil litigation as its subject. The present context of administrative
decision-making
is very different and the use of such terms provides little
assistance.
55. In Fernandez v Government of Singapore (59), the House of Lords
considered the test to be applied to determine if a fugitive
offender "might,
if returned, be prejudiced at his trial". This raised a similar issue to the
assessment of a real chance of persecution.
Lord Diplock said (60):
"I think it only leads to confusion to speak of 'balance ofprobabilities' in the context of what the court has to decide under ... the Act. It is a convenient and trite phrase to indicate the degree of certitude which the evidence must have induced in the mind of the court as to the existence of facts, so as to entitle the court to treat them as data capable of giving rise to legal consequences. But the phrase is inappropriate when applied not to ascertaining what has already happened but to prophesying what, if it happens at all, can only happen in the future." We would adopt that reasoning as applicable to the present case. The term "balance of probabilities" is apt to mislead in the context of s 22AA, even if it be used in reference to "what has already happened".
Conclusion
56. There were two grounds of appeal before the Full Court. That ground
relating to error of law in the misapplication of the "real
chance" test was
sufficient to determine the appeal. The Full Court did not decide the second
argument advanced by the respondents
that the delegates had failed to give
them a reasonable opportunity to comment on a draft of each delegate's
decision as envisaged
by ministerial guideline. This complaint was linked to
the "real chance" submission in that the basis of reviewable error was
identified
by the respondents as the loss of an opportunity to point out to
the delegates that the wrong test was being applied. As such, it
was
submitted by the appellant, and not controverted by the respondents in this
Court that, if the appeal were to be allowed, there
was no necessity for this
Court to remit the matter to the Federal Court.
57. The appeal should be allowed with costs. The orders of the Full Court of
the Federal Court allowing the appeal to the Full
Court by the respondents
should be set aside. In lieu thereof, it should be ordered that the appeal to
that Court by those respondents
be dismissed with costs.
KIRBY J. This appeal concerns a challenge to the approach taken by the Federal Court of Australia to the exercise of its statutory function of judicial review of administrative decisions on claims to refugee status.
2. The Minister for Immigration and Ethnic Affairs (the appellant) contends
that the Full Court of the Federal Court of Australia
exceeded its proper role
in performing the review by a process of scrutiny of the reasons of the
primary decision-maker inappropriate
to the ascertainment of a suggested error
of law in the decision. As a consequence, the Minister contends that the
Federal Court
erred in finding errors in the reasons given for the
administrative decisions affecting the respondents before the Court, Wu Shan
Liang, Huang Cheng Jiang and Liu Jun Liang.
Course of the proceedings
3. In order to deal with the essentially narrow point argued in the appeal,
it is unnecessary to recount in detail the facts of
the cases before the Court
or the procedural complications which attended the passage of the litigation
through the Federal Court.
Those details are to be found in the opinion of
Wilcox J at first instance, dismissing an application for an order of review
(61).
An appeal from that order was upheld by the Full Court of the Federal
Court (62) on a ground which presents the narrow point which
has been
canvassed before this Court.
4. Each of the respondents is a national of the People's Republic of China
("PRC"). Each is a member of a group of 68 Chinese passengers
who left
southern China on or about 27 July 1992 in a boat subsequently code-named
"Labrador". That boat arrived at Christmas Island
on 23 August 1992. The
passengers and crew were flown to Port Hedland, Western Australia, where they
were detained. Originally,
all 68 indicated, on the appropriate form, that
they claimed recognition as refugees and, on that basis, the right to remain
in Australia.
Over time, a number of them abandoned their claims and returned
to China. A small number was granted refugee status. A smaller
number of the
remainder persisted with their claims. The respondents were accepted, in
respect of certain common grounds of challenge,
as representative of that
number. They originally had individual points of complaint. But, as the
appeal was argued before this
Court, it tendered a common issue, the
importance of which concerns the approach taken by the Federal Court to
judicial review in
such cases.
5. The decisions under review in the three cases in question were made by
delegates of the Minister.
6. By the Migration Act 1958 (Cth), s 22AA (inserted by s 8 of the Migration
Amendment Act (No 2) 1992 (Cth)), it was (63) provided that, if the Minister
was
satisfied that a person was a refugee, the Minister might determine in
writing
that the person was a "refugee" as defined in the
Convention relating
to the Status of Refugees signed at Geneva on 28 July 1951
as amended by the
Protocol relating to the Status
of Refugees signed in New York on 31 January
1967. Australia is a party to each
of these international instruments. By
the Act,
"refugee" is given the same meaning in Australian law as it has in
the Convention
(64). It defines a refugee as a person who (65):
"owing to well-founded fear of being persecuted for reasons ofrace, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence, is unable or, owing to such fear, is unwilling to return to it".
7. In order to process the respondents' claims with appropriate speed, a
special team of officers of the appellant's Department,
as then constituted,
was flown to Port Hedland. Each of the officers was appointed a delegate of
the Minister. Arrangements were
also made for the provision of legal advice
and assistance to the applicants by Australian Lawyers for Refugees Inc,
("ALRI") an
independent body. Six interpreters were also provided.
Procedures were adopted to permit separate interview of the applicants.
The
leader of the departmental officers acknowledged that he had taken to Port
Hedland a "standard paragraph" intended to deal with
a claim by an applicant
that, if returned to China, he or she would be punished for having illegally
departed the country. Correctly,
it was anticipated that the applicants would
make such a claim. Before the delegates, the respondents now before the Court
did so.
To address further common claims, additional "standard paragraphs"
were prepared for use by the delegates, if appropriate. This
was done
following consultation between a legal officer of the Department and a member
of the ALRI legal team. This Court is not
concerned with the foregoing
procedures, except as they affected the provision of reasons expressed in
substantially common terms
in respect of the applications of each of the
respondents. Arguments pressed and rejected below that the "standard
paragraphs" evidenced
a failure on the part of the delegates to bring to bear
upon their decisions their own individual consideration and particular
assessment
of each case were not pressed in this Court. I would therefore
make no observation on the technique used as it is not an issue before
us.
8. Eventually, the delegates rejected the claims of each of the respondents.
Each delegate accepted that fear of punishment for
illegal departure was
"Convention related for reasons of imputed political opinion". Thus, each
delegate accepted that the "subjective
requirement" (66) of the applicable
definition of "refugee" was present in respect of each of the respondents.
Each delegate then
proceeded to decide whether the objective requirement was
also met. Each referred to the formulation of that test in Chan v Minister
for Immigration and Ethnic Affairs (67), namely whether there was "a real
chance" of persecution for the specified reasons if the
applicants were
returned to China.
9. In the Federal Court, Wilcox J was not persuaded that error on the part of
any of the delegates involved in the respondents'
cases had been shown. But
the Full Court (Sheppard, Lee and Carr JJ) concluded that error of law was
shown. By an analysis of the
delegates' reasons for their decisions, that
Court accepted that the delegates had, in effect, applied not the "real
chance" test
mandated by this Court in Chan but a balance of probabilities
test, appropriate to most civil litigation but impermissible in this.
The
Full Court upheld the appeal on this ground. It therefore did not have to
proceed to a second ground of challenge concerning
a complaint of alleged
departures by the delegates from the requirements of procedural fairness. It
ordered that the appeals of
the respondents be upheld. The orders made by
Wilcox J were set aside. So were the orders of the delegates. The
respondents' applications
were remitted to the Refugee Review Tribunal for
consideration according to law.
10. It is from those orders that the appeal by the Minister comes to this
Court.
Reasons of the administrative decision-makers
11. Separate reasons were given by the administrative decision-makers, the
delegates, in respect of each of the respondents. However,
the structure of
the reasons in each case was common. Because of the common experience of the
applicants, like submissions made
in each case, much identical evidence and
the hearing procedure which was adopted, many of the paragraphs of the
delegates' decisions
are common or very similar.
12. The decision in Mr Wu's case may be taken as typical for present
purposes. The delegate of the Minister was Ms Margaret Carlson.
Her decision
bears the date 16 June 1993. It sets out short details of the background of
the applicant and of his arrival in Australia.
This is followed by a summary
of the "processing history", of his application for refugee status and a
summary of what are called
his "claims/submissions". There then follows an
"assessment" by reference to each of the Convention grounds for refugee
status,
with a closing section on "non-Convention reasons" and a reference to
"general and cumulative grounds". The decision of the delegate
is then
stated. The evidence relied upon is annexed. The entire reasons in Mr Wu's
case comprise 19 pages in length.
13. No claim was made by Mr Wu on the grounds of "race, religion or
nationality". His claim on the basis of his membership of a
"particular
social group" related to his membership of a "counter-revolutionary" family
and of the class of "poor and disadvantaged"
in China. This separate claim
was rejected. But it was treated by the delegate as subsumed under the
principal basis of claim,
viz imputed political opinion. No separate point
arises upon that decision. It is the treatment of the subject of political
opinion,
over four pages of the opinion of the delegate, which attracted the
attention of the Federal Court and the arguments in this Court.
The
respondent supported the decision under appeal contending that, both in its
structure and in its language, the delegate's reasons
portrayed lip service to
the "real chance" test but no true application of that test to the facts
presented in his case.
14. The delegate first recounted Mr Wu's expressed concerns about persecution
following the suffering which he and his family had
gone through during the
Cultural Revolution in China. But she concluded that there was no "real
chance" of persecution on that ground
if he were returned to China. She so
concluded by reference, amongst other things, to the repudiation of the
policies of the Cultural
Revolution by the present government and ruling Party
in China, the substantial passage of time since the Cultural Revolution took
place and the absence of material showing adverse treatment to others in
recent years. There is then a reference to the arrest of
Mr Wu's father on
the basis of his alleged "counter-revolutionary" status. The delegate linked
this to the Cultural Revolution but
considered that she could "give little
weight" to these claims: "The connection is at best tenuous and
unsubstantiated."
In considering suggestions of continuing persecution upon this ground, the
delegate stated that she had "given weight to" a number
of specified matters
including the applicant's possession of a valid ID card, proved domestic
movements within China prior to his
departure and a statement by his brother
that there had been no trouble with authorities since 1986.
15. The delegate then turned to the impact of Mr Wu's departure on the
"Labrador" and his activities since his departure (including
media coverage)
with the risk that this could give rise to persecution if he were returned to
China because of the embarrassment
which he, and his fellow passengers, had
caused to China. Of this, the delegate said:
"(2) I accept that it is LIKELY that the applicant will beidentified by the PRC authorities as one of the 'Labrador' group of illegal departees if he is returned to the PRC. It is NOT CLEAR why the authorities might impose penalties for illegal departure, and it may not relate to a Convention reason. Nevertheless, giving the applicant the BENEFIT OF THE DOUBT, I will treat the claims as Convention-related for reason of imputed political opinion." (emphasis added)
16. The delegate then turned to reports of studies of other illegal departees
which had been received as part of the record:
"(4) I find case studies of returned illegal departees eg theJeremiah and Eastwood boat people are most relevant in determining what might happen to the Labrador boat people if returned to the PRC. COMPARING the information in DFAT (Department of Foreign Affairs and Trade) cables and Red Cross advice with the case examples provided by the applicant of illegal departees arrested on return, I GIVE MORE WEIGHT to DFAT and Red Cross advice on the likely treatment of Labrador returnees. Available evidence indicates that the returnees may have been detained for a brief period and fined before being released into the general community.
...
(6) There is a case of harsher treatment of a returnee from Japanwho had attracted considerable publicity and support in relation to her individual case...
(7) Of all the cases outlined above, the departure and activitiessince departure of the applicants from the 'Jeremiah' are very similar to that of the applicants from the 'Labrador'. ... Therefore, I GIVE GREATER WEIGHT to the evidence regarding the treatment of the returnees from the 'Jeremiah' than to the other evidence of known cases and general statements regarding the likely treatment of returnees.
(8) I find that the treatment of the returnees from the 'Jeremiah'does not amount to persecution. The period of detention was relatively short, any fines were within their means, and they have not been mistreated since they were released from detention.
17. After reference to letters from other members of the "Labrador" group who
had returned to China, the delegate concluded:
"(12) Therefore, I find that there is not a real chance that theapplicant will be persecuted if returned to the PRC because of his departure and activities since departure."
18. Mr Wu's arguments in the Federal Court and before this Court rested
principally on the delegate's statement that she had "given
greater weight" to
the treatment of the returnees from the "Jeremiah" than to other evidentiary
material. This, it was argued, was
the language of probability, ie the
weighing of evidence. It was not the assessment of "chance" required by this
Court in Chan.
That impression was reinforced by the exclusion of
consideration of the applicable law of the People's Republic of China (PRC
law)
and its administrative measures on the basis that, to consider them,
would be "speculative". The evaluation of whether "a real chance"
had been
established in the case necessarily involved a degree of speculation. No one
knows with certainty what the future holds.
A departee who is returned to
China is no exception. Therefore, the process of speculation and the weighing
of reasonable possibilities
was precisely what was required by Chan but, so it
was said, excluded in this case by the delegate's expressed reasons.
19. So far as the structure of the decision was concerned, it was pointed out
that, at the conclusion of the references to the weighing
of some
considerations and the rejection of others as speculative, the delegate did
not, on the face of her reasons, return to evaluate,
notwithstanding the
foregoing, the elements of "chance" which the applicable test, mandated by
Chan, required. She referred to that
test. But she did so in the context of,
and for the reasons already stated ("therefore") which contained the errors
specified.
Decisions of the Federal Court
20. The foregoing complaints (and others) did not impress Wilcox J. But in
the Full Court of the Federal Court, their Honours upheld
the submissions as
evidencing an error of law (68):
"Having reflected on the matter, we have reached the conclusionthat the correct test was not applied. Paragraph (9) seems to suggest that speculation ought not be engaged in. Yet the whole exercise, involving as it does the assessment of a real chance, must be a speculative one. One can do little else except engage in speculation. In some cases the correct decision will be that there is a real chance of persecution because the speculation will suggest strongly that is the view which should be taken; other cases will be on the borderline; and still others will be in the category of speculation which is fanciful.
Here the delegate has put speculation aside so one does not knowwhat view she would have had if she had been prepared to engage in it. Then there is the use of the expressions 'give more weight to' and 'give greater weight to' ... (T)he delegate appears to have been engaged in an exercise which involved acceptance or rejection of the available material ... (T)he reality of what she did seems to have been to approach the matter as if it involved the establishment of a state of affairs as being more probable than not. That is contrary to the test propounded in Chan."
Similar opinions were expressed in the cases of Mr Huang and MrLiu. No significant point of distinction affecting their cases was urged upon this Court or the court below. The Full Court of the Federal Court referred to its earlier decision in Minister for Immigration, Local Government and Ethnic Affairs v Mok (69) in which an error of law in relation to similar reasons had been found (70). This Court is not concerned to review the correctness of other decisions. But they suggest that the present is one of a series of cases in which a question is raised as to the proper role of the Federal Court in reviewing, for error of law, the reasons of administrative decision-makers in applications for refugee status.
Approach to review
21. The adoption by this Court of the "real chance" test in Chan ended a
controversy concerning the approach which should be taken
to the evaluation of
whether a fear of future persecution was, within the Convention definition,
"well founded" or not. In England,
the House of Lords in Reg v Home
Secretary; Ex parte Sivakumaran (71) had spoken of the need for an applicant
to prove "a reasonable
degree of likelihood that he will be persecuted for a
Convention reason if returned to his own country" (72) or face "a real and
substantial risk of persecution" (73). The Supreme Court of the United States
of America adopted a similar criterion, namely that
"it is enough that
persecution is a reasonable possibility" (74).
22. It is highly desirable, in the application of an international
convention, designed to have global application, that courts
in principal
countries of refuge should, if possible, adopt a similar approach. When the
matter came before this Court in Chan,
a slightly different verbal formula was
adopted by the Court, viz that the applicant should show "a real chance" of
persecution.
This formulation was preferred, according to Mason CJ (75):
"because it clearly conveys the notion of a substantial, asdistinct from a remote chance, of persecution occurring and because it is an expression which has been explained and applied in Australia: see the discussion in Boughey v The Queen (76). ... If an applicant establishes that there is a real chance of persecution, then his fear, assuming that he has such a fear, is well-founded, notwithstanding that there is less than a 50 per cent chance of persecution occurring. This interpretation fulfils the objects of the Convention in securing recognition of refugee status for those persons who have a legitimate or justified fear of persecution on political grounds if they are returned to their country of origin."
23. This, therefore, is the test to be applied in Australia. Although the
applicable legislation was amended between the decision
in Chan and the
decision in this case, it was not suggested by the parties in the Federal
Court, or in this Court, that the change
of legislation was material. I would
reserve the possible importance of the change to a case where the matter has
been the subject
of full submissions by the parties and contested in the
courts below.
24. The delegate in the case of each of the respondents made express
reference to the holding in Chan. The suggestion that this
was but "lip
service" and that a true analysis of the primary decision shows that it
miscarried in law, presents a familiar problem
for judicial review. What are
the principles which should guide the judge conducting that review and
appellate courts supervising
such a decision?
1. The reasons under challenge must be read as a whole. They must be
considered fairly. It is erroneous to adopt a narrow approach,
combing
through the words of the decision-maker with a fine appellate tooth-comb,
against the prospect that a verbal slip will be
found warranting the inference
of an error of law (77);
2. This admonition has particular application to the review of decisions
which, by law, are committed to lay decision-makers, ie
tribunals,
administrators and others (78). This is not to condone double standards
between the reasons and decisions of legally
qualified persons and others. It
is simply to recognise the fact that where, by law, a decision is to be made
by a person with a
different, non-legal expertise, or no special expertise, a
different mode of expression of the decision may follow. It must be taken
to
have been contemplated by the lawmaker;
3. Specifically, the reviewing judge must be careful to avoid turning an
examination of the reasons of the decision-maker into a
reconsideration of the
merits of the decision where the judge is limited to the usual grounds of
judicial review, including for error
of law (79);
4. Nevertheless, the reasons of a decision-maker will usually provide the only
insight into the considerations which were, or were
not, taken into account in
reaching the decision which is impugned. It is therefore legitimate for the
person affected, who challenges
those reasons, to analyse both their language
and structure to derive from them the suggestion that a legally erroneous
approach
has been adopted or erroneous considerations taken into account or a
conclusion reached which is wholly unreasonable in the requisite
sense;
5. The weight to be given to the material before the decision-maker is, in a
case submitted to judicial review, reserved to the decision-maker
so long as
he or she applies the correct legal test and does not reach a conclusion which
is so unreasonable as to authorise review
(80). The decision-maker will
usually have advantages over the reviewing judge in evaluating evidence and
submissions. Those advantages
will include the conventional ones of seeing
any parties and witnesses who are heard and having time to reflect upon all of
the material.
But there are additional reasons for restraint and resistance
to any temptation to turn a case of judicial review into, effectively,
a
reconsideration of the merits. Often, the decision-maker will have more
experience in the consistent application of applicable
administrative rules to
achieve fairness to a wider range of people than typically come before the
courts;
6. In reviewing reasons and decisions of the delegates of the Minister, such
as are in contest in this appeal, it is appropriate
to take into account the
fact that they were not untrained laymen. They had obvious expertise for the
performance of their functions.
By the evidence, they also had legal advice
available to them. They were obviously familiar with relevant legal
authority, including
of this Court. Standard paragraphs for their decisions
were prepared evidencing what were suggested to be considered positions on
common matters of approach which, it was accepted, they had to take into
account. The decisions committed to them are extremely
important for the
persons involved. But they are also important to Australia as a recipient
nation. This is because the composition
of its community is in question. Its
conformity with an important international convention is at stake. Its
reputation as a country
of refuge which decides claims of refugee status
according to law is involved. A decision that legal error has been
demonstrated
in the reasoning of a delegate does not automatically entitle the
applicant to be accepted as a "refugee". It simply secures to
him or her the
basic entitlement, enjoyed by every person sheltering under the laws of this
country, citizen or not. Every person
is entitled to have such serious
decisions made by the application of the true legal test. If error is shown,
the claim is not upheld.
Refugee status is not automatically granted. The
matter is simply recommitted (in this case to the Tribunal) for
redetermination
according to law;
7. This Court must pay appropriate regard to the fact that the process before
it is an appeal against a decision of the Full Court
of the Federal Court
which followed reflection by the judges of that Court upon the arguments put
to them concerning a decision which
in part, at least, involved an impression
derived from considering the delegate's reasons. For similar reasons, the
Full Court,
hearing the appeal from Wilcox J, was obliged to pay proper regard
to his Honour's impression on the same materials. In reviewing
the decision
of the delegates, the Federal Court was not in a position simply to substitute
a different conclusion. It had to be
convinced, the burden being upon those
who asserted it, that legal errors by the delegates had been shown; and
8. Because the test propounded by this Court in Chan involves the necessity of
a measure of speculation about what the chances held
in store for an
applicant, and whether there was a "real chance" that made an established fear
of persecution "well founded", an
indication that the delegates had put all
speculation out of account would certainly show legal error. So would an
indication that
the evaluation of the "chance" and its "reality" had been made
by a test of weighing the probabilities. Two points must be made
here.
25. First, it is not erroneous for a decision-maker, presented with a large
amount of material, to reach conclusions as to which
of the facts (if any) had
been established and which had not. An over-nice approach to the standard of
proof to be applied here
is undesirable. It betrays a misunderstanding of the
way administrative decisions are usually made. It is more apt to a court of
law conducting a trial than to the proper performance of the functions of an
administrator, even if the delegate of the Minister
and even if conducting a
secondary determination. It is not an error of law for such a decision-maker
to test the material provided
by the criterion of what is considered to be
objectively shown, so long as, in the end, he or she performs the function of
speculation
about the "real chance" of persecution required by Chan.
26. Secondly, the decision-maker must not, by a process of factual findings
on particular elements of the material which is provided,
foreclose reasonable
speculation upon the chances of persecution emerging from a consideration of
the whole of the material. Evaluation
of chance, as required by Chan cannot
be reduced to scientific precision. That is why it is necessary,
notwithstanding particular
findings, for the decision-maker in the end to
return to the question: "What if I am wrong" (81)? Otherwise, by eliminating
facts
on the way to the final conclusion, based upon what seems "likely" or
"entitled to greater weight", the decision-maker may be left
with nothing upon
which to conduct the speculation necessary to the evaluation of the facts
taken as a whole, in so far as they are
said to give rise to a "real chance"
of persecution.
Application of the principles
27. When the foregoing principles are applied to the present case, it
appears, with respect, that the Full Court of the Federal
Court erred in
granting the order of review in this case.
28. The assigned reasons for disturbing the opinion of the delegate in Mr
Wu's case did not demonstrate the legal error necessary
to enliven the Court's
jurisdiction to grant the order of review. I do not read the delegate's
references as to likelihood and as
to the giving of weight to some material as
any more than an indication of her process of reasoning in resolving disputed
facts put
in issue during the hearing. A decision on those disputes had to be
made if the factual foundation for the ultimate decision were
ever to be
provided.
29. In Chan, this Court relied upon findings of fact, express or implied, in
the determination of the delegate (82). The criticism
of the decision of the
Full Court of the Federal Court in that case was based on the opinion in this
Court that their Honours had
acted on facts which were not, but could have
been, "established and stated by the delegate in reasons" (83). There is no
suggestion
in Chan that this Court intended that the evaluation of past facts
(as distinct from the speculation on future possibilities) would
be based
otherwise than on likelihood (84). The process of determination involves the
delegate's making findings as to primary facts,
identifying the inferences
which may properly be drawn from the primary facts, as so found, and then
applying those facts and inferences
to an assessment of the "real chances"
affecting the treatment of the applicant if he or she were to be returned to
China.
30. Nor do I consider that the use of the word "speculative", when appearing
in its context, indicates a denial of the proper consideration
required by the
"real chance" test. Rather, I think the word was used there by the delegate
as equivalent to saying that the suggested
consideration was so conjectural as
to be properly discounted. This is the way, for example, that the word
"speculative" was used
by this Court in Malec v J C Hutton Pty Ltd (85). If a
suggestion is judged to be wholly fanciful and without any proper basis in
the
material placed before the administrator, it will not rise to the level of
contributing to the establishment of a "real chance".
31. Ultimately, the question is whether the delegate allowed her mind to
consider all the relevant possibilities by looking back
at the entirety of the
material placed before her and considering it against a test of what the
"real", as distinct from fanciful,
"chances" would bring if the applicant were
returned to China. There are several indications that this is precisely what
the delegate
did. First, she began her findings in the critical passage by
referring to:
"what might happen to the Labrador boat people if returned to theSecondly, she repeatedly referred, in terms, to the "real chance" test. She did so at the close of her consideration of the claim, based upon possible future political persecution. Thirdly, at the very end of her reasons she appears to have stood back from the particular grounds and considered the case in its entirety. That is exactly what she was required to do.
PRC."
32. Given that s 22AA of the Act requires that the Minister be "satisfied" of
the matters specified in the section, if refugee status
is to be found, I do
not consider
that the impugned language in the reasons of the Minister's
delegate, or their structure, evinces
a legal error on the part of the
delegate that warrant an order of review (86). In granting that relief to Mr
Wu the Full Court of
the Federal Court itself erred.
This Court should
correct the error.
Conclusion and orders
33. A similar analysis in the case of Mr Huang and Mr Liu results in similar
conclusions. No good purpose is served by analysing
the very similar language
of the delegates in those cases, the like conclusions of the Full Court of the
Federal Court and the similar
arguments advanced for those respondents in this
Court.
34. I have mentioned that the Full Court did not deal with an argument
advanced for the respondents that, although procedural fairness
had been
afforded to them in general terms, the delegates had failed to provide draft
decisions and an opportunity to comment on
them as contemplated in a published
statement of Departmental procedures. This point was not raised as a common
claim in the hearing
in the Federal Court before Wilcox J. It was not
disputed that the respondents had failed to show that they had acted in any
way
in reliance upon the announced procedures. The only basis upon which this
further ground was said to occasion error which would
sustain the order of
review is that it contributed to depriving the respondents of the opportunity
to establish before the delegate
that the "real chance" test was not applied.
As that submission fails it is unnecessary for this Court to reconsider the
matter or
to remit the proceedings for that purpose to the Federal Court.
35. I agree in the orders proposed.
1 Wu v Minister for Immigration and Ethnic Affairs [1995] FCA 1327; (1995) 57 FCR 432.
2 It has subsequently been repealed by s 9 of the Migration Reform Act 1992
(Cth), as amended by s 5 of the Migration Laws Amendment
Act 1993 (Cth).
3 Partly reported as Wu v Minister for Immigration and Ethnic Affairs [1994] FCA 926; (1994)
48 FCR 294. See also Wu v Minister for Immigration
and Ethnic Affairs (No 2)
[1994] FCA 1162; [1994] FCA 1162; (1994) 51 FCR 232.
4 [1989] HCA 62; (1989) 169 CLR 379.
5 Minister for Immigration and Ethnic Affairs v Mayer [1985] HCA 70; (1985) 157 CLR 290 had
decided that, notwithstanding its form
as a condition
requisite to a decision
to grant an entry permit, s
6A(1)(c) impliedly conferred upon the Minister the
function of
determining "refugee
status" for the purposes of the paragraph so
that there was a decision "under" an "enactment" to which the Administrative
Decisions (Judicial Review) Act 1977 (Cth) applied.
6 [1989] HCA 62; (1989) 169 CLR 379 at 389, 398, 407, 429.
7 Wu v Minister for Immigration and Ethnic Affairs [1994] FCA 926; [1994] FCA 926; (1994) 48 FCR 294 at 295.
8 See Lek v Minister for Immigration, Local Government and Ethnic Affairs
[1993] FCA 297; (1993) 43 FCR 100 at 106.
9 See Taylor, "The Right to Review in the Australian On-Shore Refugee Status
Determination Process: Is it an Adequate Procedural
Safeguard against
Refoulement?", (1994) 22 Federal Law Review 300 at 315.
10 [1994] FCA 926; (1994) 48 FCR 294 at 295.
11 [1995] FCA 1327; (1995) 57 FCR 432 at 440.
12 In the case of the second and third respondents, two extra sections appear
after the summary of claims and submissions. The purpose
of these sections
was to classify claims according to whether they were Convention related or
not.
13 Goodwin-Gill, The Refugee in International Law, (1983) at 32.
14 [1995] FCA 1327; [1995] FCA 1327; (1995) 57 FCR 432 at 442.
15 [1995] FCA 1327; (1995) 57 FCR 432 at 444.
16 [1995] FCA 1327; (1995) 57 FCR 432 at 444.
17 [1995] FCA 1327; (1995) 57 FCR 432 at 444-445.
18 Minister for Immigration, Local Government and Ethnic Affairs v Mok (1994)
55 FCR 375.
19 [1995] FCA 1327; (1995) 57 FCR 432 at 449-450.
20 [1995] FCA 1327; (1995) 57 FCR 432 at 442.
21 [1995] FCA 1327; (1995) 57 FCR 432 at 444.
22 [1993] FCA 456; (1993) 43 FCR 280.
23 [1993] FCA 456; (1993) 43 FCR 280 at 287.
24 [1993] FCA 456; (1993) 43 FCR 280 at 287.
25 See McAuliffe v Secretary, Department of Social Security [1992] FCA 483; (1992) 28 ALD 609
at 616.
26 (1990) 170 CLR 1 at 35-36.
27 (1994) 55 FCR 375 at 404.
28 [1985] HCA 70; (1985) 157 CLR 290 at 303.
29 [1989] HCA 62; (1989) 169 CLR 379 at 386, 394-395, 404, 411-412, 421, 434.
30 See Australian Broadcasting Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 342.
31 Section 6 of the Migration Legislation Amendment Act 1989 (Cth) repealed s
6A, with effect from 19 December 1989, and inserted in the Act a new s 11ZD; s
35 renumbered the new s 11ZD as s
47 of the Act.
32 This section was repealed by s 12 of the Migration Amendment Act 1991
(Cth).
33 Finance Facilities Pty Ltd v Federal Commissioner of Taxation [1971] HCA 12; (1971) 127
CLR 106 at 134-135; Commissioner of State
Revenue (Vict)
v Royal Insurance
Australia Ltd [1994] HCA 61; [1994] HCA 61; (1994) 182 CLR 51 at 64, 84-85, 97-98; Mitchell v The Queen [1995]
HCA 59;
(1996) 70 ALJR 313 at 319; 134 ALR 449
at 457.
34 See Australian Broadcasting Tribunal v Bond [1990] HCA 33; (1990) 170 CLR 321 at 337.
35 [1925] HCA 53; (1925) 37 CLR 36 at 67.
36 [1972] HCA 73; (1972) 128 CLR 28 at 57.
37 (1977) AC 1014.
38 [1949] HCA 26; (1949) 78 CLR 353 at 360.
39 Federal Commissioner of Taxation v Bayly [1952] HCA 31; (1952) 86 CLR 506 at 510; Federal
Commissioner of Taxation v Brian Hatch
Timber Co (Sales)
Pty Ltd [1972] HCA 73; [1972] HCA 73; (1972) 128
CLR 28 at 57; Commissioner of Taxation v Jackson (1990) 27 FCR 1 at 13; cf
Federal
Commissioner of Taxation v
Peabody
[1994] HCA 43; (1994) 181 CLR 359 at 382.
40 [1976] HCA 24; (1976) 135 CLR 110 at 118-119.
41 [1994] FCA 926; (1994) 48 FCR 294 at 295.
42 [1995] FCA 1327; (1995) 57 FCR 432 at 444.
43 [1990] HCA 20; (1990) 169 CLR 638 at 643.
44 (1994) 55 FCR 375.
45 [1995] FCA 1327; (1995) 57 FCR 432 at 440.
46 (1994) 55 FCR 375 at 377.
47 (1994) 55 FCR 375 at 379.
48 (1994) 55 FCR 375 at 407.
49 (1994) 55 FCR 375 at 407.
50 (1994) 55 FCR 375 at 408.
51 (1994) 55 FCR 375 at 408.
52 (1995) 58 FCR 96.
53 (1995) 58 FCR 96 at 100.
54 (1995) 58 FCR 96 at 101-102.
55 (1995) 58 FCR 96 at 102.
56 See also Guo Wei Rong v Minister for Immigration and Ethnic Affairs (1996)
135 ALR 421 at 439-440, 458-461; cf Muralidharan v
Minister for Immigration
and Ethnic Affairs (1996) 136 ALR 84 at 94.
57 [1989] HCA 62; (1989) 169 CLR 379 at 413.
58 Mahon v Air New Zealand (1984) AC 808 at 814.
59 (1971) 1 WLR 987; (1971) 2 All ER 691.
60 (1971) 1 WLR 987 at 993-994; (1971) 2 All ER 691 at 696.
61 Wu v Minister for Immigration and Ethnic Affairs [1994] FCA 926; (1994) 48 FCR 294.
62 Wu v Minister for Immigration and Ethnic Affairs [1995] FCA 1327; (1995) 57 FCR 432; 130 ALR
367.
63 s 22AA of the Migration Act 1958 has subsequently been repealed by s 9 of
the Migration Reform Act 1992 (Cth).
64 s 4(1).
65 Art 1A(2).
66 Chan v Minister for Immigration and Ethnic Affairs [1989] HCA 62; (1989) 169 CLR 379 at
396.
67 [1989] HCA 62; (1989) 169 CLR 379.
68 Wu v Minister for Immigration and Ethnic Affairs [1995] FCA 1327; (1995) 57 FCR 432 at
444-445; [1995] FCA 1327; 130 ALR 367 at 378.
69 (1994) 55 FCR 375 at 407.
70 See also Chen Ru Mei v Minister for Immigration and Ethnic Affairs [1995] FCA 1347; [1995] FCA 1347; (1995)
130 ALR 405 at 410-413; Taing Kay Chew v Minister for
Immigration and Ethnic
Affairs, unreported, Federal Court, 22 December
1994 at 8; Guo Wei Rong v
Minister for Immigration and Ethnic
Affairs (1996) 135 ALR 421 at 439-449 per
Einfeld J, 458-461 per Foster
J.
71 (1988) AC 958.
72 (1988) AC 958 at 994.
73 (1988) AC 958 at 1000.
74 Immigration and Naturalisation Service v Cardoza-Fonseca [1987] USSC 32; (1987) 480 US 421
at 425.
75 [1989] HCA 62; (1989) 169 CLR 379 at 389. In Grahl-Madsen, The Status of Refugees in
International Law (1966) at 181 the author
states: "If
there
is a real chance
that he will suffer persecution, that is reason good enough, and his 'fear' is
'well founded'."
76 [1986] HCA 29; (1986) 161 CLR 10 at 21.
77 Collector of Customs v Pozzolanic [1993] FCA 456; (1993) 43 FCR 280 at 286-287.
78 eg Rimbella Pty Ltd v Mosman Municipal Council (1985) 79 LGERA 367 at 368;
cf Collector of Customs v Pozzolanic [1993] FCA 456;
(1993) 43 FCR
280; McAuliffe v Secretary,
Department of Social Security [1992] FCA 483; (1992) 28 ALD 609 at 616f and cases there cited
esp Politis
v Federal Commissioner
of Taxation (1988) 88 ATC 5, 029 at 5, 032;
16
ALD 707 at 708.
79 eg Sinclair v Maryborough Mining Warden [1975] HCA 17; (1975) 132 CLR 473; Australian
Broadcasting Tribunal v Bond [1990] HCA
33; (1990) 170 CLR 321 at 341,
356; Attorney-General
(NSW) v Quin (1990) 170 CLR 1 at 35-36.
80 Australian Broadcasting Commission Staff Association v Bonner (1984) 54 ALR
653 at 668-669; Pearce, "Judicial Review of Tribunal
Decisions: The Need for
Restraint" (1981) 12 Federal Law Review 167.
81 Guo Wei Rong v Minister for Immigration and Ethnic Affairs (1996) 135 ALR
421 at 441 per Einfeld J.
82 Chan v Minister for Immigration and Ethnic Affairs [1989] HCA 62; (1989) 169 CLR 379 at
414, 422.
83 Chan [1989] HCA 62; (1990) 169 CLR 379 at 391.
84 Chan [1989] HCA 62; (1990) 169 CLR 379 at 422.
85 [1990] HCA 20; (1990) 169 CLR 638 at 643.
86 cf In re H (Minors) [1995] UKHL 16; (1996) 2 WLR 8 at 30; Chan v Canada (Minister of
Employment and Immigration) (1995) 128 DLR (4th) 213 at 259.
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